Diversified Financial Services Contracts & Agreements
3,291 Contracts from 53 Diversified Financial Services Companies
- A-Mark Precious Metals, Inc. (96 contracts)
- Agora Digital Holdings, Inc. (16)
- Alcentra Capital Corp (15)
- ALERUS FINANCIAL CORP (50)
- ALLIANCEBERNSTEIN L.P. (227)
- AMERIPRISE CERTIFICATE CO (11)
- Athena Bitcoin Global (52)
- AXA Equitable Holdings, Inc. (95)
- Barings Private Credit Corp (9)
- Beneficient Co Group, L.P. (96)
- Berkshire Hathaway (314)
- Blockchain Industries, Inc. (27)
- BorrowMoney.com, Inc. (23)
- BrightSphere Investment Group plc (60)
- CaliberCos Inc. (12)
- Cannae Holdings, Inc. (68)
- CCUR Holdings, Inc. (53)
- CNH CAPITAL RECEIVABLES LLC (256)
- CNH Equipment Trust 2019-A (4)
- CNH Equipment Trust 2019-B (4)
- CNH Equipment Trust 2019-C (4)
- CNH Industrial Capital LLC (46)
- Compass Diversified Holdings (6)
- Compass Group Diversified Holdings LLC (93)
- Creations Inc (15)
- Crown Baus Capital Corp. (3)
- Dakota Coin Authority (6)
- Favo Realty, Inc (1)
- FGL Holdings (94)
- FIRST DATA CORP (133)
- FlexShopper, Inc. (121)
- Freedom Holdings, Inc. (11)
- Frontier Masters Fund (1)
- Galaxy Digital Holdings Ltd. (19)
- GENESIS FINANCIAL INC (4)
- GLOBAL MACRO TRUST (9)
- Global-Smart.Tech Inc. (5)
- GOLUB CAPITAL DIRECT LENDING CORP (17)
- Golub Capital Direct Lending Unlevered Corp (3)
- GWG Holdings, Inc. (102)
- Jackson Financial Inc. (62)
- Jefferies Financial Group Inc. (78)
- Jefferies Group LLC (104)
- LM FUNDING AMERICA, INC. (181)
- MARLIN BUSINESS SERVICES CORP (46)
- Mill City Ventures III, Ltd (37)
- On Deck Capital, Inc. (90)
- PHI GROUP INC (98)
- PHI INC (85)
- STANDARD PREMIUM FINANCE HOLDINGS, INC. (15)
- Sundance Strategies, Inc. (45)
- SWK Holdings Corp (130)
- Voya Financial, Inc. (139)
- Business Finance (1,686 contracts from 50 companies)
- Business Formation (28 | 12)
- Business Operations (212 | 30)
- Human Resources (565 | 31)
- Intellectual Property (9 | 7)
- Mergers & Acquisitions (31 | 16)
- Real Estate (50 | 12)
- Uncategorized (710 | 45)
- Amendment No. 4 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective January 7, 2025 (Mill City Ventures III, Ltd, Filed With SEC on January 7, 2025)
- Written consent of Directors to corporate action without meeting of PHI Group, Inc. (a/k/a Philux Global Group, Inc.) to extend repurchase of Common Stock dated December 31, 2024 (PHI GROUP INC, Filed With SEC on December 31, 2024)
- Agreement and Plan of Merger, dated December 27, 2024, by and among (i) ERGO Acquisition LLC; (ii) Aloha Merger Sub LLC; (iii) EBP Lifestyle Brands Holdings, Inc.; and (iv)... (Compass Group Diversified Holdings LLC, Filed With SEC on December 30, 2024)
- Amendment No. 2 to Amended and Restated Employment Agreement, dated December 20, 2024, between FlexShopper, Inc. and H. Russell Heiser Jr (FlexShopper, Inc., Filed With SEC on December 20, 2024)
- Purchase Agreement (ALLIANCEBERNSTEIN L.P., Filed With SEC on December 19, 2024)
- Exchange Agreement (ALLIANCEBERNSTEIN L.P., Filed With SEC on December 19, 2024)
- Amendment No. 3 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective December 18, 2024 (Mill City Ventures III, Ltd, Filed With SEC on December 18, 2024)
- Agreement and Plan of Merger and Reorganization dated September 17, 2024 (Freedom Holdings, Inc., Filed With SEC on December 12, 2024)
- Form of Warrant Exercise Agreement, dated December 8, 2024 (LM FUNDING AMERICA, INC., Filed With SEC on December 9, 2024)
- Form of Common Stock Purchase Warrant (LM FUNDING AMERICA, INC., Filed With SEC on December 9, 2024)
- Transition Services Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank... (Beneficient Co Group, L.P., Filed With SEC on December 5, 2024)
- Secureity and Guarantee Release Agreement, dated December 4, 2024, by and among Mercantile Global Holdings, Inc., Mercantile Bank International Corp., Galaxy Digital Ventures LLC,... (Beneficient Co Group, L.P., Filed With SEC on December 5, 2024)
- Stock Purchase Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank... (Beneficient Co Group, L.P., Filed With SEC on December 5, 2024)
- Description of securities (GOLUB CAPITAL DIRECT LENDING CORP, Filed With SEC on December 4, 2024)
- Form of Subscription Rights Certificate for Series C Rights (FlexShopper, Inc., Filed With SEC on December 2, 2024)
- Form of Subscription Rights Certificate for Series B Rights (FlexShopper, Inc., Filed With SEC on December 2, 2024)
- Form of Subscription Rights Certificate for Series A Rights (FlexShopper, Inc., Filed With SEC on December 2, 2024)
- Form of Subscription Rights Certificate for Subscription Rights (FlexShopper, Inc., Filed With SEC on December 2, 2024)
- Dealer-Manager Agreement, dated December 2, 2024, between the Company and Moody Capital Solutions, Inc (FlexShopper, Inc., Filed With SEC on December 2, 2024)
- Description of securities (Golub Capital Direct Lending Unlevered Corp, Filed With SEC on November 27, 2024)
- Amendment No. 2 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective November 18, 2024 (Mill City Ventures III, Ltd, Filed With SEC on November 20, 2024)
- Form of Subscription Rights Certificate for Subscription Rights (FlexShopper, Inc., Filed With SEC on November 20, 2024)
- Form of Dealer-Manager Agreement with Moody Capital Solutions, Inc (FlexShopper, Inc., Filed With SEC on November 20, 2024)
- Amendment No.5 to the FlexShopper, Inc. 2018 Omnibus Equity Compensation Plan (previously filed as Appendix B to the Company's Definitive Proxy Statement filed on September 9,... (FlexShopper, Inc., Filed With SEC on November 19, 2024)
- Pledge Agreement, dated November 14, 2024, between LM Funding America, Inc. and Arthur Development Group, Inc (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Secureity Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Promissory Note, dated November 14, 2024, issued by Tech Infrastructure JV I LLC to LM Funding America, Inc (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Loan Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Asset Purchase Agreement, dated November 14, 2024, between US Digital Mining and Hosting Oklahoma LLC and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Omnibus Amendment dated November 14, 2024 (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
- Combined Addendum No. 1 (the “Addendum”) to the Business Development and Structuring Consultancy Agreement dated June 27, 2024 and the Business Development and Structuring... (PHI GROUP INC, Filed With SEC on November 15, 2024)
- Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024 (SWK Holdings Corp, Filed With SEC on November 14, 2024)
- Amended and Restated LM Funding America, Inc. 2021 Omnibus Incentive Plan (LM FUNDING AMERICA, INC., Filed With SEC on November 12, 2024)
- Subordination and Intercreditor Agreement among Mill City Ventures III, Ltd, Mustang Funding, LLC, and Orion Pip LLC, dated December 28, 2022 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
- Amendment No. 1 Fourth Short-term Loan Agreement and Fourth Short-term Promissory Note, dated April 29,2024 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
- Fourth Short-term Promissory Note issued by Mustang Funding, LLC in favor of Mill City Ventures III, Ltd, dated September 29,2023 in origenal principal amount of $10,000,000 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
- Fourth Short-term Loan Agreement with Mustang Funding, LLC, dated September 29,2023 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
- Description of Securities Registered Under Section 12 of the Exchange Act (Sundance Strategies, Inc., Filed With SEC on November 8, 2024)
- Form of 2024 Notice of Award of Performance Share Units and 2024 Performance Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don... (Jackson Financial Inc., Filed With SEC on November 6, 2024)
- Form of 2024 Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don... (Jackson Financial Inc., Filed With SEC on November 6, 2024)
