cortex 44 (2008) 54–67
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Research report
Cerebellar cognitive affective syndrome without global
mental retardation in two relatives with Gillespie syndrome
Peter Mariëna,b,c,*, Raf Brounsa,b, Sebastiaan Engelborghsa,b, Peggy Wackeniera,b,
Jo Verhoevend, Berten Ceulemanse and Peter P. De Deyna,b
a
Department of Neurology, ZNA Middelheim General Hospital, Antwerp, Belgium
Laboratory of Neurochemistry and Behavior, Institute Born-Bunge, University of Antwerp, Belgium
c
Department of Linguistics, Vrije Universiteit Brussel, Belgium
d
Department of Language and Communication Science, City University London, UK
e
Department of Neurology–Child Neurology, University Hospital Antwerp, Belgium
b
article info
abstract
Article history:
Although previous studies of Gillespie syndrome have systematically reported a general-
Received 22 September 2005
ized delay of cognitive development (mental retardation or oligophrenia), psychometric
Reviewed 23 November 2005
data to substantiate this view are strikingly absent. In the present study two first degree
Revised 27 November 2005
relatives (mother and daughter) with Gillespie syndrome were neuropsychologically inves-
Accepted 19 December 2005
tigated. Aside from a marked asymmetry in the Wechsler-IQ profile, consisting of signifi-
Action editor Jordan Grafman
cantly better results on the verbal [Verbal IQ (VIQ)] than on the nonverbal part
Published online 17 November 2007
[Performance IQ (PIQ)] of the test, cognitive and behavioral assessments revealed a pattern
of abnormalities that closely resembles the ‘‘cerebellar cognitive and affective syndrome’’
Keywords:
(CeCAS) (Schmahmann and Sherman, 1998). Aside from prefrontal dysexecutive dysfunc-
Gillespie syndrome
tions such as disturbed cognitive planning and set-shifting, parietal lobe involvement
Cognition
was reflected by impaired visuo-spatial memory and visuo-spatial disorganization in con-
Cerebellum
structional tasks. Within the linguistic domain involvement of the prefrontal and temporal
Partial aniridia
language regions was indicated by impaired letter fluency, incidences of agrammatism,
Ataxia
apraxia of speech and disrupted language dynamics. With regard to mood and behavior,
a number of personality and affective characteristics were found that are typically associated with prefrontal lobe damage and dysfunction of limbic related regions in the cingulate
and parahippocampal gyri. Disinhibited symptoms characterized behavior and affect of the
mother while the daughter displayed a variety of inhibited symptoms. As a result, behavioral and cognitive findings in these patients do not support the prevailing view of a global
mental retardation as a cardinal feature of Gillespie syndrome but primarily reflect cerebellar induced neurobehavioral dysfunctions following disruption of the cerebrocerebellar anatomical circuitry.
ª 2007 Published by Elsevier Masson Srl.
* Corresponding author. Department of Neurology, ZNA Middelheim General Hospital, Lindendreef 1, B-2020 Antwerp, Belgium.
E-mail address: peter.marien5@telenet.be (P. Mariën).
0010-9452/$ – see front matter ª 2007 Published by Elsevier Masson Srl.
doi:10.1016/j.cortex.2005.12.001
cortex 44 (2008) 54–67
1.
Introduction
In 1965 Frederick D. Gillespie described a new syndrome consisting of partial aniridia, congenital nonprogressive cerebellar ataxia and global mental retardation in a 19-year-old
adolescent and his 22-year-old sister. As both the parents
and the two siblings of these primary relatives were asymptomatic, Gillespie concluded that the condition was transmitted in an autosomal recessive manner. To our knowledge, this
syndrome has been documented in only 16 additional cases
[Crawfurd et al., 1979 (n ¼ 3); Dollfus et al., 1998; François
et al., 1984 (n ¼ 2); Kieslich et al., 2001 (n ¼ 1); Lechtenberg
and Ferretti, 1981 (n ¼ 1); Nelson et al., 1997 (n ¼ 2); Nevin
and Lim, 1990 (n ¼ 1); Sarsfield, 1971 (n ¼ 1); Verhulst et al.,
1993 (n ¼ 2); Wittig et al., 1988 (n ¼ 2)] (Table 1).
Although most reports are consistent with an autosomal recessive pattern of inheritance, the genetic substrate remains to
be elucidated. Two families with an affected parent and child
(Crawfurd et al., 1979; Verhulst et al., 1993) have raised the possibility of an autosomal dominant inheritance in at least some
cases. In contrast to patients with complete aniridia (Jordan
et al., 1992) mutations in the PAX6 gene have not been detected
in Gillespie syndrome (Glaser et al., 1994; Dollfus et al., 1998).
Recently, Dollfus et al. (1998) reported a de novo balanced
translocation of chromosome X and 11 [t(X;11)(p22.32;p12)] in
an 8-month-old girl. These findings, however, were not confirmed by the study of Kieslich et al. (2001) in which karyotyping
and molecular biological investigations of the PAX6 gene and
the search for a de novo translocation of chromosome X and
11 revealed no abnormalities.
Notwithstanding some variability in the neurological expression of the syndrome, motor delay, hypotonia and nonprogressive ataxia constitute typical characteristics. At the
cognitive level, a generalized developmental delay of different
degrees has been invariably reported (mental retardation or
oligophrenia). In the second edition of Pryse-Phillips’ Companion to Clinical Neurology (Pryse-Phillips, 2003) the available clinical knowledge in the literature is quite well reflected in the
description: ‘A congenital cerebellar ataxic syndrome due to
cerebellar and brainstem hypoplasia. Associated features include dilated pupils due to partial aniridia, delayed milestones,
and mental retardation’. However, formal neuropsychological
evidence to substantiate global mental retardation is strikingly
absent (Table 1). No studies have formally investigated cognitive skills, apart from the study of Sarsfield (1971) and Crawfurd et al. (1979) in which general intelligence was broadly
measured by means of the Merrill Palmer and the Standard
Progressive Matrices (SPM), respectively. As a result, little is
known about the cognitive characteristics of Gillespie syndrome. In the majority of cases, neuroimaging studies have
shown cerebellar hypoplasia, particularly affecting the vermis
(Table 1). In a few patients, magnetic resonance imaging (MRI)
has demonstrated more extensive structural alterations such
as diffuse white matter changes, diffuse atrophy of the cerebral hemispheres and brainstem and frontal cortical atrophy
(Nelson et al., 1997; Dollfus et al., 1998; Kieslich et al., 2001).
Given the observation that: (1) the neurobehavioral and
cognitive characteristics of patients with Gillespie syndrome
have not been sufficiently studied before and (2) this genetic
55
syndrome affects the cerebellum, the aim of the present study
was (1) to report for the first time the cognitive data from two
representative cases with Gillespie syndrome, reported before
as the first pedigree with an affected mother and daughter
(Verhulst et al., 1993), and (2) to investigate whether recent insights into the cognitive and affective role of the cerebellum
may corroborate the pathophysiological explanation of the
neurobehavioral symptoms of both patients.
2.
Case reports
2.1.
Case SVP
SVP is 34-year-old right-handed native Dutch-speaking
woman who has suffered from nonprogressive ataxic disturbances, bilaterally dilatated pupils with photophobia and
learning difficulties since early childhood. Due to a delay in
scholastic achievements she was referred to special education
after the first grade of primary school. In 1988 – at the age of
18 – she was placed in sheltered employment. Both her parents as well as her two brothers were not affected. In 1993 –
at the age of 23 – she and her two and a half year old daughter
were diagnosed with Gillespie syndrome. At that time, ophthalmological investigations showed normal eye movements
and normal velocity of saccades and saccadic pursuit in both
the horizontal and vertical plane. A fine vertical upbeating
nystagmus with the greatest amplitude upon rightward gaze
was present. Slitlamp examination revealed a bilaterally underdeveloped iris. The pupillary diameter of both eyes was
8 mm without response to light or convergence (Fig. 1A). No
pupillary reaction was found to phenylephrine 10% and pilocarpine 4%. Fundoscopy was normal. Pattern reversal visual
evoked potential (VEP) stimulation showed a prolonged latency P100 with a normal amplitude for the right eye and a prolonged P100 latency with a subnormal amplitude for the left
eye. Photopic and scotopic stimulations elicited a normal electroretinography (ERG) response. No deletion on chromosome
11p was found and molecular analysis (Southern blot analysis
and polymerase chain reaction – PCR) did not show any rearrangements. Point mutations were not excluded. Neurological
examination revealed marked, mainly truncal, ataxia and
saccadic speech, suggestive for involvement of the vermis.
The neurological examination in 2004 showed distinct
midline cerebellar dysfunction presenting as truncal ataxia
and gait ataxia rendering tandem gait impossible. Appendicular ataxia was less pronounced but could also be demonstrated by ataxic and slightly dysmetric finger-to-nose and
heel-to-shin tests and the presence of dysdiadochokinesis.
Mild cerebellar tremor was present as well. Besides the
neuro-ophthalmological features described above, no other
abnormality was found. Brain MRI demonstrated cerebellar
hypoplasia most prominently affecting the cerebellar vermis
(Fig. 2A and B).
2.2.
Case SW
As the only child of SVP, SW was hospitalized in 1993 at the
age of two and a half because of developmental psychomotor
56
Table 1 – Case description summary results
Reference
Gillespie (1965)
Gender/age/
generation
F/22y/1st
M/19y/1st
Relationship
Consanguity
Sister of M
–
Brother of F
–
Ataxia, unable to walk alone
Ataxia, unsteadiness of gait
Slight hypotonia, ataxia,
intention tremor, mask like
facial expression,
disturbed balance and gait
Up to 9m: apathetic; at 5y: Merrill
Palmer IQ ¼ 71, slow, indistinct and
fragmented speech, consonant
substitutions
–
Moderate degree of mental
subnormality (age 3.3), mild MR,
SPM ¼ 7th centile, Mill Hill ¼ 25th
centile
Mildly subnormal and dysarthric
–
At 5m: delay in social
responsiveness; at 18m: social and
verbal development (¼10m level) in
advance of motor development
(¼7m level)
–
Hypotonia, prominent
titubation, chorea-athetotic
movements of fingers,
ataxia, increased tendon
reflexes, downgoing plantar
reflexes
MR, developmental level at 8–10m,
no meaningful words, no verbal
comprehension
CT: large 4th ventricle,
quadrigeminal plate
cistern and prepontine
cistern; poor development
of cerebellar structures,
especially about the
inferior vermis, pontine
hypoplasia
Pronounced, generalized
hypotonia, ataxia
(dysmetria, incoordination,
intention tremor, lack of
equilibrium)
Severe hypotonia, ataxia
Psychomotor retardation
(oligophrenia), apathy, speech
consisted of a few isolated words
CT: skull and base cisterns
enlargement
Psychomotor retardation, defective
speech
Large subarachnoidal
space above vermis
CT: hypoplasia of
cerebellum, particularly
the vermis
CT: hypoplasia of
cerebellum,
particularly the vermis
F/19y/1st
Sister of M1,
Mother of M2
–
Gross intention tremor,
ataxia, hyperreflexia
M1/17y/1st
Younger brother of F
–
Son of F
–
Fits at 5m, tremor, ataxia,
unsteadiness of gait
Ataxia, hypotonia
Lechtenberg and
Ferretti (1981)
F/18m/1st
François et al.
(1984)
F1/5y/1st
Sister of F2
?
F2/3y/1st
Sister of F1
?
M1/8y 9m/1st
Brother of M2
Diffuse ataxia
Moderate MR
M2/6y 8m/1st
Brother of M1
Diffuse cerebellar ataxia
Severe scholastic delay,
considerable learning difficulties
–
–
cortex 44 (2008) 54–67
Crawfurd et al.
(1979)
Wittig et al.
(1988)
Neuroimaging
–
M/2y/1st
–
Cognitive and behavioral
symptoms
MR, behavioral problems, severe
dysarthria, poor stereognosis
MR, inability to attend school,
severe dysarthria, child-like
actions
Sarsfield (1971)
M2/5m/2nd
–
Neurological symptoms
Nevin and Lim
(1990)
F/5y/1st
Verhulst et al.
(1993)
F1/23y/1st
F2/2y 6m/2nd
Nelson et al.
(1997)
F/4y 7m/1st
M/3w/1st
–
Abnormal speech with prominent
scanning, psychomotor delay
After age 2: CT: normal
ventricles; CT at age 3:
enlarged basal cistern,
prominent folia of the
cerebellum, dilated 4th
ventricle
Mother of F2
Hypotonia, ataxia
Mental capacities below normal
Daughter of F1
Hypotonia, ataxia, slight
tremor of the hands
Psychomotor and cognitive delay,
limited speech (a few words)
MRI: cerebellar vermis
hypoplasia
CT: cerebellar vermis
hypoplasia
Hypotonia, ataxia, intention
tremor
Profound hypotonia, ataxia,
Very dysarthric
CT at 11m: normal
At 5y 2m: marked developmental
delay, very dysarthric, less than 10
recognisable words
CT at 3w: diffuse low
density changes
throughout the entire
WM, particularly in the
frontal regions MRI at 11w
and 2y: diffuse WM
changes, diffuse atrophy
cerebral hemispheres,
cerebellum, brainstem
–
First cousins
Dollfus et al.
(1998)
F/4m/1st
–
Discrete nystagmus,
moderate axial hypotony
At 8m: developmental delay and
mild MR
MRI at 4m: hypoplasia
inferior cerebellar vermis,
frontal cortical atrophy,
thin corpus callosum
Kieslich et al.
(2001)
F/8y/1st
–
Hypotonia, ataxia
Dysarthria, MR
MRI: slight atrophy,
cerebellar atrophy, vermis
hypoplasia
cortex 44 (2008) 54–67
Hypotonia, marked ataxia,
absence of ankle reflexes,
intention tremor
M: Male; F: female; 1st: first generation; 2nd: second generation; –: absent; w: weeks; m: months; y: years; ?: not recorded; MR: mental retardation; SPM: standard progressive matrices and WM: white
matter.
57
58
cortex 44 (2008) 54–67
Fig. 1 – Partial aniridia in two primary relatives with
Gillespie syndrome: (A) SVP and (B) SW.
problems. Pregnancy, delivery and birth weight were normal
and medical history was unremarkable. Biometric parameters
such as weight, length and fronto-occipital circumference
were normal. The girl could sit without assistance but crawling and standing were impossible. A delay in fine motor activity was observed. The clinical neurological examination
further revealed ataxic symptoms more pronounced in sitting
and standing position, a slight tremor affecting both hands especially during volitional movements and a basic hypotonia
with hyporeflexia. The Bayley Scales of Infant Development
(Bayley, 1969) indicated a developmental delay of 7 months.
Ophthalmologic examination showed widely dilated pupils
with no reaction to light or convergence. The pupillary
diameter was 8 mm bilaterally (Fig. 1B). No reaction was found
to phenylephrine 1% and pilocarpine 2%. Eye movements
were normal but a saccadic pursuit was present in both the
horizontal and vertical directions. Fundoscopy was normal.
Pattern reversal VEP and flash VEP stimulations showed a normal P100 latency with a normal amplitude for the right eye
and a prolonged P100 latency for the left eye. Photopic and
Fig. 2 – Brain MRI parasagittal T1-weighted and axial fluid-attenuated inversion-recovery (FLAIR) slices (A–D) demonstrate
marked cerebellar hypoplasia, especially involving the cerebellar vermis in SVP (A and B) and SW (C and D).
cortex 44 (2008) 54–67
scotopic stimulations elicited a normal ERG response. A computerized tomography (CT) scan of the brain demonstrated
cerebellar vermis hypoplasia. Chromosomal examination
showed a normal karyotype and no deletion on chromosome
11p was found. As in the mother, molecular studies of the
PAX6 gene did not demonstrate any rearrangements. However, point mutations were not excluded.
In 2004, at the age of 13, the neurological examination was
dominated by unchanged neuro-ophthalmological abnormalities and cerebellar dysfunction. Postural instability, widebased gait with unsteadiness and irregular steps, ataxia,
dysdiadochokinesis and dysmetria in the four extremities
characterized the neurological tableau.
MRI of the brain showed cerebellar hypoplasia with pronounced hypoplasia of the vermis (Fig. 2C and D).
3.
Neurocognitive investigations
Eleven years after having been diagnosed with Gillespie
syndrome, both patients were for the first time extensively examined by means of standard cognitive tests. The neuropsychological test battery consisted of the Mini Mental State
Examination (MMSE) (Folstein et al., 1975), the Wechsler Adult
Intelligence Scale (WAIS) (Wechsler, 1970), the Wechsler Intelligence Scale for Children-III (WISC-III) (Wechsler, 2002), the
Snijders-Oomen nonverbal intelligence test (SON-R) (Tellegen
et al., 1998), the Wechsler Memory Scale-Revised (WMS-R)
(Wechsler, 1987), the 15 words test of the PI-batterij voor neuropsychologisch onderzoek bij kinderen (PINOK) (Vieijra et al.,
1992), memory and praxis subtests of the Hierarchic Dementia
Scale (HDS) (Cole and Dastoor, 1987), the Stroop Colour-word
test (Golden, 1978; Lezak, 1995), the Trail Making Test, the
Wisconsin Card Sorting Test (WCST) (Heaton et al., 1993),
the Rey–Osterrieth Figure (Osterrieth, 1944), the Judgment of
Line Orientation test (JLO) (Benton et al., 1983), Hooper Visual
Organization Test (HVOT) (Hooper, 1983) and the Birmingham
Object Recognition Battery (BORB) (Riddoch and Humphreys,
1993). Handedness was formally assessed by means of the
Edinburgh Inventory (Oldfield, 1971).
The neurolinguistic test battery consisted of several subtests of the Boston Diagnostic Aphasia Examination (BDAE)
(Goodglass and Kaplan, 1983), the Aachener Aphasie Test
(AAT) (Graetz et al., 1992), the Token Test (De Renzi and
Vignolo, 1962), the Boston Naming Test (BNT) (Kaplan et al.,
1983; Mariën et al., 1998), and a semantic and phonological
verbal fluency task (1 min generation of names of animals,
means of transport, vegetables, clothes and words starting
with phoneme [f], [a] and [s]) (unpublished norms).
3.1.
Cognitive findings SVP
A strong right hand preference (laterality quotient of þ100)
was formally confirmed by means of the Edinburgh Handedness Inventory (Oldfield, 1971).
As shown in Table 2, the WAIS revealed a global IQ (GIQ) of
82. A significant discrepancy of 22 IQ-points was found
between the verbal (VIQ ¼ 94) and performance level [PIQ ¼
72; 1.8 standard deviation (SD)]. At the verbal level, all subtest scores were normal. By contrast, only the subtest ‘picture
59
completion’ scored within the normal range at the performance
level. Scaled scores of 2 or below 2 SD were obtained for
‘digit symbol substitution’, ‘picture arrangement’ and ‘object
assembly’. As reflected by a severely distorted copy of the Rey–
Osterrieth Figure (Fig. 3A), the copying tasks of the BORB and
the drawing and constructional subtests of the HDS, test
performances did not improve when no time limits were imposed. Therefore, disrupted performances on these tasks were
not attributable to the motor demands of the tasks. The ability
to conceptually rearrange pictures was impaired as well
(HVOT ¼ 2.2 SD). The score on the SON-R patterns matched
a mean age equivalent of 6 years and 10 months. In marked
contrast with these findings, examination of visual object
identification and visual semantics was entirely normal
(BNT and BORB).
The WMS-R profile was characterized by a discrepancy of
22 points between the verbal and nonverbal memory index.
The verbal memory index was normal (¼89) but visual memory tasks led to a deficient result (index ¼ 67; 2.2 SD).
As demonstrated by the WCST, frontal planning and
problem solving were severely defective (<percentile 1). A
score below percentile 5 on the Stroop Colour-word test indicated that the ability to inhibit a competing and more
automatic response set was disrupted. Visual search and sequencing (Trail Making Test) were also deficient.
From a neurobehavioral point of view, inappropriate
laughing, Witzelsücht, impulsiveness, disinhibited verbal reactions and abusive language (cursing, foul language, and
four letter words) frequently occurred during the examination
and the patient behaved euphorically.
At the linguistic level, oral and written comprehension
(BDAE and AAT), visual confrontational naming (BNT), semantic word fluency and oral reading were normal. The phonological verbal fluency task (phonemes [f], [a], [s]), however,
yielded a defective result (n ¼ 16; 2.0 SD). No intrusions or
perseverations occurred. Linguistic analysis of a 5-min spontaneous speech sample, obtained via video-taped interviews,
revealed a normal articulation rate of 3.99 syllables/sec (normal range for Dutch between 3.98 and 4.23; Verhoeven et al.,
2004). Voice quality as well as intonation and prosody were
normal and pauses were realized correctly. Spontaneous
speech was generally characterized by a somewhat labored
articulation particularly in the alveolar region with strikingly
little jaw movement. The latter gave rise to a relatively closed
articulatory setting. In addition, there were a number of inconsistent phonetic errors. Consonants as well as vowels
were sometimes deleted or substituted (e.g. [d] realized as
glottal stop [?], the velar fricative [X] as a velar plosive [k]). In
addition, consonant clusters were sometimes reduced (e.g.
[nd] pronounced as [d]). In general the patient’s speech did
not show the characteristics that are typical for ataxic dysarthria particularly with respect to slow speech rate, monotonous intonation, prolonged phonemes and prolonged
intervals between phonemes.
Due to sporadic omission of function words, conjugated
verbs and pronouns, spontaneous speech contained a number
of agrammatic sentence constructions resulting in a telegrammatic style. The patient, for instance, deleted the personal
pronoun, auxiliary and article in the sentence ‘I was hospitalized for 4 months’ (‘Vier maanden in ziekenhuis gelegen’
60
cortex 44 (2008) 54–67
Table 2 – Neurocognitive test results for patient SVP
Neurocognitive tests
Score/maximum (scaled score)
Percentile
Mean
1 SD
MMSE
29/30
29
1.3
Intelligence
Wechsler GIQ
Wechsler VIQ
Information
Comprehension
Arithmetics
Similarities
Vocabulary
82
94
4/22 (4)
12/28 (4)
6/16 (5)
8/26 (4)
27/60 (5)
27
38
46
38
54
100
100
5
5
5
5
5
15
15
1.5
1.5
1.5
1.5
1.5
Wechsler PIQ
Digit symbol substitution
Picture completion
Block design
Picture arrangement
Object assembly
72
26/115 (1)
8/20 (5)
6/26 (3)
4/20 (2)
6/82 (1)
4
42
14
8
3
100
5
5
5
5
5
15
1.5
1.5
1.5
1.5
1.5
Memory
WMS-R
Visual memory index
Verbal memory index
Global memory index
Information
Orientation
Mental control
Logical memory (A þ B)
Visual paired associates (I–III)
Verbal paired associates (I–III)
Visual reproduction
Digit span forward
Digit span backward
Visual memory span forward
Visual memory span backward
67
83
76
6/6
7/7
5/6
26/43
6/18
10/24
26/41
7/12
4/12
6/14
6/12
100
100
100
15
15
15
51
26
12
20
11
10
19
33–34
Delayed recall index
Logical memory (A þ B)
Visual paired associates
Verbal paired associates
Visual reproduction
60
18/43
1/6
4/8
17/41
HDS
Memory: Biographic: item 17
10/10
10
0
Rey–Osterrieth Figure
–/36
25
3
46/60
52.8
3.7
47
15
11
10
11
1
0
59.7
13.27
16
8
3
5
1
0
42.6
13.01
Language
BNT
Verbal fluency
Semantic generation (total)
Animals, 1 min
Transportation, 1 min
Vegetables, 1 min
Clothing, 1 min
Total number of perseverations
Total number of intrusions
Phonological generation (total)
Phoneme F, 1 min
Phoneme A, 1 min
Phoneme S, 1 min
Total number of perseverations
Total number of intrusions
31
100
22
7
31
15
61
cortex 44 (2008) 54–67
Table 2 (continued)
Neurocognitive tests
Score/maximum (scaled score)
Percentile
Mean
1 SD
Executive functioning
Wisconsin Card Sorting
Stroop Colour-word test
Card I
Card II
Card III
2/128
<1
5
6500
8100
11600
10
10
25
4800
6300
9900
Trail making
Part A
Part B
6400
11300
<10
15
32
63
10
Praxis
Rey–Osterrieth Figure
HDS ideational: it. 5
HDS ideomotor: it. 3
HDS drawing: it. 15
HDS constructional: it. 12
SON-R patterns
–/36
10/10
10/10
8/10
8/10
14/16a
35
9.79
9.94
9.81
10
3
0.17
0.23
0.52
0
20/20
24/30
30/32
15/30
19.3
25.3
29.9
26
2.3
5
Impaired
27/30
25/30
23/30
33/40
24/25
25/25
25/32
32/32
27/32
26.9
27.3
24.8
35.1
23.3
21.6
27.0
30
27.5
1.6
2.4
2.6
4.0
2.0
2.6
2.2
2.2
2.4
Visual perception
Right–left orientation – Form A
JLO
Visual form discrimination
HVOT
BORB
Copying
Length match task – A
Size match task – A
Orientation match task – A
Position of gap match task – A
Minimal feature match
Foreshortened match
Object decision
Item match
Association match
a Mean age equivalent ¼ 6 years 10 months.
instead of ‘Ik heb vier maanden in het ziekenhuis gelegen’).
Dictation and spontaneous writing contained no spelling errors but were characterized by motor dysgraphia consisting
of overall increased letter size, poor motor execution and erratic spatial trajectory related to the inadequate control of
movement direction, force, speed, and amplitude (Fig. 4).
3.2.
Cognitive findings SW
At the age of two and a half years, SW was neuropsychologically investigated for the first time by means of the Bayley
Scales of Infant Development (Bayley, 1969). In addition to
a developmental delay of 7 months, a strikingly disharmonic
distribution of test results was found. In marked contrast to
age appropriate scores at the verbal level, a severe delay in
the nonverbal domain was recorded. Pathological scores,
matching an age level of 18 months, were obtained on the subtests assessing motor–praxic skills. It was noted by the examiners that ataxic symptoms affected speed and accuracy of
motor performances. However, even when no time limits
were imposed the patient did not succeed to solve visuoconstructive tasks at the most basic levels.
More extensive cognitive investigations were carried out in
2004 at the age of 13 (Table 3). As reflected by a laterality
quotient of þ100, the Edinburgh Handedness Inventory (Oldfield, 1971) indicated a strong and consistent right hand preference. The WISC-III revealed a global intelligence level of 69
with a significant discrepancy of 32 IQ-points between the
normal verbal (VIQ ¼ 87) and pathological PIQ (PIQ ¼ 55; 3
SD). Except for the subtest ‘digit span’ (>2 SD) normal results
were obtained for all verbal subtests of the WISC-III. At the
performance level, however, defective scaled scores (below
percentile 5) were found for all but one subtest (mazes). The
subtests ‘digit symbol substitution’, ‘object assembly’ and
‘symbol comparison’ scored below –2 SD. In addition to a pathological result on the visuo-constructive tasks of the WISC-III,
a variety of constructional and drawing tasks with no time
limits similarly showed disrupted performances (HDS item
12 and 15; SON-R patterns; copy of the Rey–Osterrieth
Figure (Fig. 3B); BORB test 1).
In addition to a pathological result on digit span tasks
(working memory), verbal learning (15 words of the PINOK)
was also disturbed.
Results on the Stroop Colour-word test, the Trail Making
Test and the WCST were severely distorted. At the level of
mood and behavior the patient made an apathetic impression
with a marked lack of initiative and spontaneity. Affect was
clearly flattened.
62
cortex 44 (2008) 54–67
Fig. 3 – Copies of the Rey Complex figure: on the left produced by SVP (A) and on the right by SW (B).
Aside from slight ataxic speech symptoms, neurolinguistic
investigations revealed a marked dissociation between spontaneous and imposed oral language. Since the girl only produced very short verbal responses in conversations and
interviews, no sufficient data were obtained to allow formal
analysis of spontaneous or conversational speech. Even when
strongly encouraged, the girl was not able to tell a story, to
report about her hobbies or to describe a scene displayed on
a picture (Cookie Theft Picture – BDAE). Linguistic/phonetic
analysis of a few short utterances showed a somewhat slowed
down articulation rate (2.54 syllables/sec, normal range: between 3.98 and 4.23; Verhoeven et al., 2004), normal voice
quality and a slightly labored articulation in the alveolar
region. The intonation was characterized by the frequent
use of a rising intonation pattern at the end of utterances,
which leaves a very hesitant perceptual impression. There
were no imprecise articulations of consonants and in only
one instance, the reduction of a consonant cluster was witnessed whereby [mp] was simplified to [p]. Unlike the mother,
she has a very scrapy uvular-r. At the linguistic level, it was
striking that all the answers to questions were very short
and the use of one-word sentences prevailed. Formal investigation of visual confrontational naming (BNT), repetition of
words and sentences (AAT) and semantic word fluency
were, however, normal. On the phonological verbal fluency
task she performed in the severely defective range (2.3 SD).
Fig. 4 – Handwriting sample from SVP (A) [Samantha is een meisje (Samantha is a girl)] and SW (B) [Een appel is fruit (An
apple is fruit)] demonstrating the characteristic features of megalographia, including overall increased letter size, poor
motor execution and erratic spatial trajectory related to the inadequate control of movement direction, force, speed, and
amplitude.
63
cortex 44 (2008) 54–67
Table 3 – Neurocognitive test results patient SW
Neurocognitive tests
Intelligence
Wechsler GIQ
Wechsler VIQ
Information
Comprehension
Digit span
Arithmetics
Similarities
Vocabulary
Wechsler PIQ
Digit symbol substitution
Picture completion
Block design
Picture arrangement
Object assembly
Symbol comparison
Mazes
Memory
PINOK–15 Words
Trial I
Trial II
Trial III
Trial VI
Trial V
Total score
HDS
Memory: Biographic: item 17
Rey–Osterrieth Figure
Language
BNT
Verbal fluency
Semantic generation
Animals, 1 min
Transportation, 1 min
Vegetables, 1 min
Clothing, 1 min
Total number of perseverations
Total number of intrusions
Phonological generation
Phoneme F, 1 min
Phoneme A, 1 min
Phoneme S, 1 min
Total number perseverations
Total number intrusions
Executive functioning
Wisconsin Card Sorting
Stroop Colour-word test
Card I
Card II
Card III
Trail making
Part A
Part B
Praxis
Rey-Osterrieth Figure
HDS ideational: it. 5
HDS ideomotor: it. 3
HDS drawing: it. 15
HDS constructional: it. 12
SON-R patterns
Score/maximum (scaled score)
Percentile
Mean
1 SD
69
87
19/31 (8)
26/38 (8)
8/30 (3)
19/34 (7)
18/36 (9)
38/70 (8)
100
100
(10)
(10)
(10)
(10)
(10)
(10)
15
15
3.5
3.5
3.5
3.5
3.5
3.5
55
31/119 (3)
16/30 (4)
29/69 (4)
16/64 (4)
9/44 (1)
16/45 (3)
20/28 (8)
100
(10)
(10)
(10)
(10)
(10)
(10)
(10)
15
3.5
3.5
3.5
3.5
3.5
3.5
3.5
3/15
7/15
5/15
8/15
7/15
30/75
1
47
10/10
–/36
10
25
0
3
47/60
45.23
3.85
47
15
9
6
4
0
1
59.7
13.27
12
3
5
4
0
0
42.6
13.01
1/128
5
8900
12400
25200
<1
<1
<1
4800
6300
9900
2700
6200
2
1
1500
2800
–/36
10/10
10/10
8/10
8/10
11/16a
35
9.79
9.94
9.81
10
3
0.17
0.23
0.52
0
(continued on next page)
64
cortex 44 (2008) 54–67
Table 3 (continued)
Neurocognitive tests
Score/maximum (scaled score)
Visual Perception
Judgment of Line Orientation
Visual form discrimination
Hooper VOT
BORB
Copying
Length match task – A
Size match task – A
Orientation match task – A
Position of gap match task – A
Minimal feature match
Foreshortened match
Object decision
Item match
Association match
Percentile
Mean
1 SD
16/30
30/32
19/30
22.7
29.9
23.1
4.2
3.3
Impaired
26/30
24/30
25/30
30/40
24/25
22/25
26/32
32/32
27/30
26.9
27.3
24.8
35.1
23.3
21.6
27.0
30
27.5
1.6
2.4
2.6
4.0
2.0
2.6
2.2
2.2
2.4
a Mean age equivalent ¼ 5 years and 7 months.
Within 1 min time she could only name three words beginning with phoneme [f], five words with phoneme [a] and
four words with phoneme [s]. No perseverations or intrusions
occurred.
4.
Discussion
Both primary relatives with early onset nonprogressive cerebellar ataxia, partial aniridia and a developmental psychomotor delay present the clinical characteristics consistent with Gillespie
syndrome. Although global mental retardation has been considered as a cardinal feature since the first description of the syndrome, the psychometric data obtained in our patients do not
corroborate this view. As reflected by the Wechsler-IQ results,
both patients had an unusual large VIQ–PIQ discrepancy with
a normal verbal and significantly depressed PIQ. Except for the
fact that the daughter (SW) obtained a deviant result on digit
span tasks, both patients obtained normal scores on the verbal
subtests of the Wechsler scales. By contrast, both patients
obtained deviant results on the performance subtests assessing
psychomotor speed and concentration (digit symbol substitution), constructional praxis (object assembly) and visual search
(symbol comparison). This disharmonic distribution of the
Wechsler-IQ data is not consistent with a diagnosis of global
mental retardation but rather indicates more selectively
affected cognitive skills. Indeed, in both patients, additional
neurocognitive investigations disclosed a constellation of
symptoms resembling the ‘‘cerebellar cognitive and affective
syndrome’’ (CeCAS) (Schmahmann and Sherman, 1998). The
core features of this syndrome so far reported in patients with
acquired cerebellar lesions consist of (1) disturbances of executive function, (2) impaired spatial cognition, (3) linguistic deficits
and (4) personality disorders.
4.1.
Neurocognitive performance
Neuropsychological test results of both patients evidenced
disruption of frontal-mediated executive processes and impairment of spatial cognition subserved by the parietal lobe.
Pathological scores were obtained on psychometric tests measuring cognitive planning, set-shifting, visuo-spatial organization and visuo-spatial memory. In addition, working memory
was clearly distorted in patient SW. Within this group of
deficits, the deficiently organized drawings (copyings and
drawings from memory) and disrupted performance on constructional tasks revealed visuo-constructional apraxia. This
phenomenon could not be explained by motor control disturbances since both patients showed only mild motor coordination problems and a slight cerebellar tremor. That
constructional disturbances are likely to result from a higher
level planning and organization disorder was also indicated
by the findings on an experimental figure copy task that required no motor actions from the patients. Markedly impaired
ability to appreciate the structural components of the figures
and many unsuccessful attempts to plan the copies of the figures characterized the patients’ performance when they verbally instructed the examiner during the execution of these
tasks. Visual object identification and visual semantics were
normal in both patients (BORB and BNT). The sparing of visual
feature detection, subserved by the inferotemporal areas, is
consistent with the anatomical evidence showing that these
object pathway functions are not interconnected with the cerebellum and as a result do not make part of the cerebrocerebellar system (Schmahmann and Pandya, 1997).
4.2.
Neurolinguistic performance
Within the verbal domain, a complex of nonmotor language
symptoms also revealed disruption of frontal-mediated executive functions. Firstly, letter fluency was severely impaired
while both patients obtained normal results on semantic category fluency. This finding is consistent with a large number
of clinical and experimental studies demonstrating high sensitivity of controlled word association tasks to prefrontal lobe
dysfunction of the language dominant hemisphere (Parks
et al., 1988; Perret, 1974; Ramier and Hecaen, 1970; Ruff
et al., 1994). In addition, recent clinical and experimental research has convincingly shown that the contralateral cerebellum is crucially involved in verbal fluency tasks as well (Leggio
cortex 44 (2008) 54–67
et al., 1995, 2000). Treating the dysarthria score as a covariate
with the total verbal output for the phonological and semantic
verbal fluency tasks, Leggio et al. (2000) demonstrated that
verbal fluency deficits could not be attributed to motor speech
impairments. The authors interpreted the difference in cerebellar effects between phonological and semantic verbal
fluency along the view of the role of the cerebellum in planning, strategy formation, and learning of procedures. They
conceived that cerebellar damage affects phonological processes to a greater extent than semantic processes because
phonological tasks depend on unusual novel and less automized searching strategies than semantic tasks.
Secondly, formal analysis of the spontaneous speech samples of our patients showed: (1) incidences of agrammatism
and mild apraxia of speech (AoS) in SVP and (2) severely disrupted language dynamics in SW. During the past two
decades, agrammatism – a syntax disorder classically attributed to damage of the prefrontal language area – has been
recorded in patients with focal lesions of the right cerebellum
(Fabbro et al., 2000, 2004; Gasparini et al., 1999; Mariën et al.,
1996, 2000; Riva and Giorgi, 2000; Silveri et al., 1994; Zettin
et al., 1997). Given the structural integrity of the supratentorial
language areas as evidenced by MRI, the grammatical errors in
SVP’s speech indicate functional involvement of the right cerebellar hemisphere. Semiological analysis of the spontaneous
speech samples of SVP additionally disclosed a number of inconsistent phonetic errors typical of AoS (unpredictable consonant cluster reductions and deletions and substitutions of
consonants and vowels). AoS, classically defined as a selective
impairment of speech movements following the inability to
properly and smoothly convert phonological knowledge into
verbal–motor commands (Rosenbek, 1999) typically follows
damage of the supratentorial motor speech areas (Lebrun,
1990; Hillis et al., 2004). However, on the basis of some striking
semiological similarities with ataxic dysarthria, Mariën et al.
(2006) and Mariën and Verhoeven (2007) recently hypothesized that the disruption of articulatory planning and speech
timing processes in AoS may reflect functional disruption of
a close connection between supra- and infra-tentorial regions.
Clinical recovery of the apraxic speech symptoms in their two
patients with a left hemisphere ischemic stroke was reflected
on single photon emission computerized tomography (SPECT)
scan by a remission of perfusional defects in the right cerebellar hemisphere. SVP’s speech errors add to the view that the
cerebellum may be directly implicated in the orchestration of
speech movements.
Neurolinguistic assessments of SW’s language functions
disclosed a marked dissociation between affected propositional speech and well-preserved, externally guided language
in nominative, repetition and comprehension tasks. Despite
normal confrontational naming and phonological and syntactic skills, self-generated speech was severely reduced,
adynamic and fragmented. This pattern of disrupted self-generated speech typologically resembles Luria’s ‘dynamic aphasia’ (Luria and Tsvetkova, 1967). The anatomical substrate of
this language disorder involves either of two distinct prefrontal areas of the language dominant hemisphere: the area anterior and/or superior to Broca’s area and the territory supplied
by the left anterior cerebral artery. In addition to these loci,
disrupted language dynamics have been recorded in patients
65
with focal lesions of the right cerebellar hemisphere. In the
absence of neuroradiological evidence for a structural lesion
in the left prefrontal language areas, Mariën et al. (1996,
2000) reported prefrontal aphasic symptoms, among which
a significant reduction of spontaneous speech output, in
a right-handed patient with focal ischemic damage in the vascular territory of the right superior cerebellar artery. The hypothetical causative role of the right cerebellar lesion on the
contralateral prefrontal aphasic symptoms was supported
by positive SPECT findings, revealing focal hypoperfusions in
the clinically suspected supratentorial language areas. During
longitudinal follow-up the regression of crossed cortical and
subcortical left hemisphere diaschisis, demonstrated by
SPECT, paralleled language improvement.
4.3.
Affective and behavioral features
With regard to mood and behavior, the two personality types
classically attributed to damage of the prefrontal lobe were
observed in both patients. Disinhibited symptoms generally
linked to orbitofrontal dysfunction were present in SVP. Impulsiveness, inappropriate behavior, facetiousness, mild euphoria and foul language characterized SVP’s behavior and
affect. By contrast, SW displayed a variety of inhibited, pseudodepressed symptoms among which apathy, lethargy, blunting of affect, little spontaneity of behavior, unconcern, and
little overt emotion. These symptoms are classically attributed
to dorsofrontal dysfunction. During the past two decades, similar configurations of affective and behavioral symptoms have
been documented in an increasing number of etiologically different patients with cerebellar damage particularly involving
the posterior lobe of the cerebellum and the vermis which
cause disruption of the cerebellar limbic (apathetic patients)
and temporal (euphoric patients) circuitry (Courchesne et al.,
1988; Pollack et al., 1995; Schmahmann and Sherman, 1998; Levinsohn et al., 2000; Riva and Giorgi, 2000; Schmahmann, 2000;
Van Harskamp et al., 2005).
5.
Conclusions
This study of the neuropsychological, neurolinguistic and behavioral characteristics of two primary relatives with Gillespie
syndrome did not disclose globally affected cognitive skills but
a variety of selective verbal, nonverbal, behavioral and affective impairments matching a diagnosis of CeCAS. Based on
a substantial amount of anatomical, experimental and clinical
evidence, Schmahmann and Sherman (1998) related CeCAS in
patients with focal cerebellar lesions to acute and often transient disruption of the associative cerebrocerebellar circuitry
as reflected by crossed cerebello-cerebral diaschisis. According to this view, cognitive and behavioral dysfunctions within
CeCAS may result from temporarily functional depression of
the reciprocal pathways that connect the cerebellum with
the limbic circuitry and the prefrontal, temporal and parietal
association cortices. In accordance with this view, the behavioral and cognitive symptoms constituting CeCAS in our patients with marked cerebellar hypoplasia evoke essentially
66
cortex 44 (2008) 54–67
all the cerebrocerebellar circuitry that has been postulated to
contribute to the deficits in emotional and cognitive processing. In addition, the findings in our patients show that a congenital disorder affecting the cerebellum in its anatomical and
functional integrity might lead to full-blown CeCAS. In contrast to CeCAS following acquired cerebellum damage, the
findings in this congenital variant corroborate the view that
congenital cerebellar disorders may be associated with permanent behavioral and cognitive impairments (Guzetta
et al., 1993; Steinlin et al., 1998, 1999). Insufficient maturation
and underdevelopment of the neural circuitry connecting the
cerebellum with the supratentorial association areas might
account for the persistent nature of the cognitive and affective
deficits in patients with congenital cerebellar disorders.
Acknowledgements
We are grateful to Mrs. Diane Verbruggen for the editorial assistance. This study was supported by grant G.0209.05 of the
Fund for Scientific Research – Flanders (F.W.O. – Vlaanderen).
SE is a postdoctoral fellow of F.W.O. – Vlaanderen.
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