POLITICAL THEORY
and rule of law. These points are neatly demonstrated
by a letter addressed by Fatimid ruler al-‘Aziz to his
vizier, Ya‘qub ibn Killis. In 373/983–984, a foreign
merchant was murdered and robbed at a covered
market (qaysariyya) in Fustat. Rashiq, the slave of
the chief of police, made several arrests, but people
accused him as being behind the murder and claimed
that he had arrested innocent people. A petition to
that effect was submitted to al-‘Aziz, who wrote to the
vizier instructing him ‘‘to cleanse this disgrace from
our dynasty and the grief it had caused to it.’’ indeed,
the chief of the police was temporarily removed from
his post. Justice was considered as an Islamic virtue
and rulers declared their commitment to the rule of
justice. Thus, the involvement of Muslim rulers with
the administration of criminal justice is perfectly understood, but it raises the question whether the holy
law was strictly implemented in those cases or the
emphasis was more on summary justice.
It seems that in the twelfth century the status of the
chief of police was on the decline. During the 1120s in
Fatimid state receptions and ceremonies, the chiefs of
the two police forces in the capital were at the bottom
of the list of state functionaries, preceding only the
heads of the non-Muslim communities and nonMuslim secretaries. During the thirteenth century
the terms police and chief of police disappeared from
the sources, and new appellations wali (meaning the
chief of police forces in Fustat and Cairo) and ma’una
(meaning police) became common. The police as an
urban institution completely degenerated during the
Mamluk period. This development is in line with Ira
M. Lapidus’ observation that ‘‘The Mamluks governed not by administration, but by holding all of
the vital social threads in their hands’’. Thus, many
aspects of urban life were left to the discretion of the
Mamluk emirs, and the distinction between administrative responsibilities and police functions was
blurred. The same process is attested to for Damascus
and Aleppo. The existence of a police force (shurta)
in Damascus during the second half of the tenth
century is well attested to by the sources. However,
during the twelfth century the term shurta disappeared from the sources and was replaced by a new
urban official: the shihna, who combined in his hands
the authority of an urban prefect and a military governor. This new institution was also very prominent in
thirteenth-century Aleppo.
YAACOV LEV
Primary Sources
Anonymous. Siyasat al-Muluk. Edited by J. Sadan. ‘‘A New
Source of the Buyid Period.’’ Israel Oriental Studies IX
(1979): 355–376.
Ibn Jawzi. Al-Muntazam fi Ta’rikh al-Umam wa-l-Muluk.
Edited by ‘Ata, Muhammad ‘Abd al-Qadir and ‘Ata,
Mustafa ‘Abd al-Qadir. Beirut, 1992, vol.12, 124;
vol.13, 316.
Ibn al-Ma’mun. Akhbar Misr. Edited by A. F. Sayyid.
Cairo, 1983.
Itti’az al-Hunafa’. Edited by Al-Shayyal, Jamal al-Din.
Cairo, 1967, vol. 1, 262–263.
Kindi. The Governors and Judges of Egypt (together with
fragments of Raf’ al-Isr by Ibn Hajar). Edited by
R. Guest. London, 1912.
Maqrizi. Kitab al-Muqaffa al-Kabir. Edited by M. Yalaoui.
Beirut, 1991, vol.5, 433–434.
Further Reading
Crone, Patricia. Slaves on Horses. The Evolution of the
Islamic Polity. Cambridge: Cambridge University
Press, 1980, 248, n.474.
Donner, Fred M. ‘‘The Shurta in Early Umayyad Syria.’’ In
The Fourth International Conference on the History of
Bilad al-Sham. Amman, 1989, 247–262.
Lapidus, Ira M. Muslim Cities in the Later Middle Ages.
Cambridge, MA: Harvard University Press, 1967.
Lecker, Michael. ‘‘Shurtat al-Khamis and Other Matters:
Notes on the Translation of Tabari’s Ta’rikh.’’ Jerusalem Studies in Arabic and Islam 14(1991): 276–288.
Lev, Yaacov. ‘‘Charity and Justice in Medieval Islam.’’
Rivista degli Studi Orientali LXXVI (2002): 1–16.
POLITICAL THEORY
The title ‘‘Islamic political theory’’ should be understood as a euphemism only for the sake of convenience and as a shorthand description to signify
diverse strains of political thought in medieval Islamic
history.
Political theories emerged as responses to various
challenges including the debate over the legitimacy of
the caliphate, providing advice to sovereigns, guiding
the political institution in certain directions, and
elaborating an ideal political regime. All strains of
thought followed a course of evolution in direct
contact with the sociopolitical realities of their surroundings, and therefore not only rationalized the
conceptualization of the political process but also contributed with novel particularities to political thought
in response to specific challenges. In this necessarily
brief survey, only the broad outlines of three traditions will be given: legal paradigm, siyasa (practical
governance), and political philosophy. Apart from
references for the purposes of comparison, political
thought of the Shi‘is and Mu’tazilites has not been
examined here. Also, this treatment cannot offer a
comprehensive survey of the diversity and nature of
Islamic political theories. Any detailed examination
must treat the discussion of reason and revelation
as applied in political theory to dispel the mistaken
623
POLITICAL THEORY
impression that Islamic political thought has been
fully and overtly religious, with no room for human
morality and rationality. Appropriate attention must
also be given to the Mu’tazilites, Shi‘is, and Philosophers whose political views surfaced and resurfaced in
the ideological and intellectual compromises of the
post-Mongolian political milieu.
Qur’an
Most frequently cited Qur’anic terms that are used to
construct political views in medieval Islamic history
are to possess or to dominate, m-l-k; to judge or to rule
over, h-k-m; to succeed, kh-l-f; and finally, to lead,
a-m-m, although they occur in the Qur’an in unrelated
or only slightly relevant contexts. Although the Qur’an
itself does not offer a vision that can be defined as
political, it certainly encourages the believers to pursue
an organized social and distinctly urban life. The revelations in the Qur’an brought a new sense of community and mission to the faithful, which probably
encouraged political organization. Some suggestive
broad political maxims in the Qur’an make reference
to kingship and even traditional tribal leadership. A
number of verses refer to the Egyptian Pharaohs as
kings in the context of the stories of Moses and Joseph
(al-Zukhruf 51; Yusuf 43, 50, 54, 72). Israelites ask
Moses for a king to lead them in warfare (al-Baqara
246); David is given a kingdom (al-Baqara 251); and
Israelites were made kings over other nations (alMaida 20). Except for one verse (al-Naml 34: ‘‘When
kings enter a country, they despoil it, and make the
noblest of its people its meanest; thus do they behave’’), the outlook of the Qur’an to kingship may
be defined as mirroring a historical institution without
a particular stance for or against it. Also significant
is the Qur’anic sympathy for city life, especially visà-vis nomadic modus vivendi, for which the Qur’an
displays a clear disdain (al-Quraysh; al-Tawba 101,
120). It is conceivable that the Qur’anic references to
city life, to politically organized societies, and to kingship in neutral and even positive terms preconditioned,
without pointing out any details and direction, the
Muslim community to appreciate and even seek a
political framework beyond the nomadic–tribal social
organization of North Arabia.
Caliphate
The establishment of the caliphate in 632 was certainly a groundbreaking achievement politically and intellectually in medieval Islamic history. Muhammad
624
was above all a messenger transmitting God’s revelations to his community. He was also the leader of his
community, in charge of its political organization in
Medina. His position in Medina had therefore created
a context to which his followers responded in his
absence. Indeed, his death prompted a controversy
among his followers in respect to his political legacy
on two fundamental issues: the form of his political
community and the nature of his religious prerogatives—whether transferable to a successor, real or
corporeal. The birth of the caliphate (khalifa, or deputy, from khalafa, meaning ‘‘to succeed’’) immediately after his death in 632 was a response to both
challenges. This new institution secured the political
unity of the community against centrifugal tendencies
partially responsible for the first civil war and its
aftermath and set the political organization on a
path of centralized government. The second matter,
however, proved to be a contentious issue for at least
the first two centuries in the history of the caliphate.
As such, how the early Muslim community understood the meaning and nature of the caliphate
remains disputed among scholars. Nonetheless, by
the tenth century the caliphate seems to have been
stripped of its pretensions to religious prerogatives in
a long contestation with religious scholars, although
the caliph was privileged with an aura of holiness.
One must, however, modify that assertion by at least
one condition that it was still possible for the caliph to
claim, like his counterpart rulers in the Latin West,
religious authority by invoking messianic expectations, which did happen in a number of cases. However, this was more of an exception rather than the rule.
As an institution, the caliphate evolved in constant
reciprocal relation with its political realities, tribal
and sedentary Arabic political traditions, local customs, and Islamic values taking shape within the society. The conventions of appointment and succession,
nature of authority, qualifications of the caliph owed
much to this multifaceted relationship and affected the
content of political thought. The historical political
institution for and against which political views were
articulated reflected certain features. First of all, the
caliphate was confined to the members of Quraysh.
Secondly, the method of appointment and succession
to rule was not uniform; it ranged from election
(shura) to appointment (ahd), to even military cue/
usurpation (ghlaba). The caliph was appointed ad
vitam until his death or removal from office by force.
The nature and limits of his authority were not defined
and was, in fact, contested by tribal centrifugalism,
opposition of religiopolitical movements, and later
by military commanders and more significantly
sultans. Competing caliphates in Egypt (the Shi‘i
Fatimids) and Spain (Umayyads) in the tenth century
POLITICAL THEORY
put to the test the unity of the caliphate in both practice
and theory. When the Buyids and later the Seljuks
occupied Baghdad and turned the caliph into a secondary and increasing shadow figure in the eleventh
century, onward they brought with them the discussion of the position of the sultan vis-à-vis the caliph.
Seljuk migration from Central Asia in the eleventh
century and particularly the Mongol conquests in the
thirteeneth century brought about a new type of sovereigns who derived their legitimacy not from jurisprudential delegation of authority (although the Seljuks
did benefit from such provisions) but from their dynastic birthright. With such dynasties came also new
sources of law based on secular nomadic customs
rendering impossible to limit the discussion on politics to caliphate. As the succession to the caliphate
and policies of caliphs were matters of controversy in
an age of rapid expansion and organization, the issue
of legitimacy and competition for the office led not
only to civil wars but also to ideological disputes
within the Muslim community. Right from the beginning, the controversy over the caliphate involved the
identity of the rightful candidate for the office. The
first civil war during the reigns of Uthman and Ali
(656–661) led to the separation of the Kharijites from
the rank of Ali, while the second civil war (683–692)
helped the crystallization of Shi‘i, Umayyad, and
anti-Umayyad opposition, squeezing out in the process the initial political discussions around the qualification of the caliph and the legitimacy of his rule.
With the consolidation of the conquests, the growth
of urban centers and urban classes, the establishment
of the ‘Abbasid caliphate in 750 onward, and more
significantly the religiopolitical developments among
the Mu’tazilites, the Shi‘is (Imami and Zaydi varieties),
and proto-Sunnites (and later Sunnites) supplied new
debates and new ideas into political thought on subjects ranging from necessity of the imamate to identity
and qualifications of the imam. One must add to this
the spread of political ideologies of state bureaucrats,
mostly promoting initially Sasanian, but later Turkic
and Hellenistic political practices, and of Greek political philosophies, which were elaborated through
translations and writings of Muslim philosophers.
It was against this rich background that political
theories were formulated and reformulated.
Pioneering Debates
One might be surprised to read that the debate over
the free will and predestination or the position of the
sinner in faith had anything to do with political
thought. Yet a position on each one of these questions
had ramifications for recognizing or denying the legitimacy of the Umayyad caliphs. As the Umayyads
believed their rule to be something ordained by
God, they promoted predestinarian views, whereas
some of their opposition supported the idea of free
will and held Umayyads accountable for their actions.
Likewise, if the Umayyads could be described as sinners for a number of reasons (least of which killing
and religious laxity), were they still a part of the
community of faithful and therefore legitimate caliphs
despite their sins? Another front where political views
were articulated was the comparative merit or excellence of the first four caliphs. In the seventh and
eighth centuries the order of excellence was not yet
stable. Whereas the non-Shi‘is seem to draw a line
between the reign of the first two caliphs (Abu Bakr
and Umar) and later ones (Uthman and Ali), the
former being the most excellent, and displayed
conflicting views about the latter, the Shi‘is questioned the legitimacy of the historical caliphate in
toto as they were in the process of developing the
idea of a divinely appointed imam. A corollary debate
involved the distinction between the reign of the first
four caliphs and later caliphates (caliphate vs. kingship). One of the most important debates among the
opposition to the Umayyads concerned the succession
to rule, particularly the call for shura and election
against Umayyad practices of family succession. During ‘Abbasid times, however, the call for shura
remained a distant echo in the Kharijite opposition
and, in few instances, in dynastic competition. The
Shi‘i opposition during the Umayyad caliphate promoted a Hashimite right to the caliphate. However, as
the ‘Abbasids excluded the Alids from their dynastic
lineage the Shi‘i opposition became increasingly
focused on Alid lineage, eventually settling on a particular imam among the Alids. Since much of the
debate about politics in early Islamic centuries
involved legitimacy of the caliph and qualification of
an ideal candidate for the office, political thought
became increasingly focused on the personality of
the candidate. The rise of powerful sultanates in the
eleventh century onward provided the necessary historical background for an elaborate discussion of the
theories of the sultanate, which proliferated especially
in the wake of the Mongol conquests. Such developments gradually rendered the classical theory centered
on the caliph obsolete and provoked rational
responses among religious scholars to modify their
views. The modification came as shifting the focus of
discussion onto the conduct of the holders of coercive
power in the House of Islam, the Amirs and Sultans,
who were finally vested after the Mongol conquest
with legal political authority instead of the caliph.
After the Mongol conquests the discussion of politics
625
POLITICAL THEORY
no longer involved in any serious measure the caliphate rather the proliferating sultanates. One may examine medieval Islamic political thought in three
main groups, which are not necessarily aligned with
sectarian divisions: First is the theory formulated by
legal scholars and theologians, which we may call
legal theory because it was based to a large extent
on jurisprudential reasoning. Second is siyasa, which
represented the views promoted by bureaucrats or
secretaries and which evolved into the genre of mirror
for princes and incorporated ethics (akhlaq) into
political thought. The third is political philosophy
advanced by Muslim philosophers.
Legal Theory
Legal theories of politics were put forth by the protoSunni and Sunni religious scholars in an atmosphere
of debate and interaction with three major fronts:
alternative religiopolitical currents, including the
Shi‘is, Kharijites, and Mu’tazilites; secretaries; and
finally, the caliphate itself. Overall tenor of the legal
theories may be described as defending the historical
caliphate against its political and sectarian opposition
as legal scholars saw the caliphate as the source of
unity and welfare of the Muslim community. Yet at
the same time political views came about as a conscious attempt to place the caliphate on a trajectory
more agreeable to the legal framework already in
formation and less amenable to the intellectual legacy
of Sasanian imperial tradition—ideological and intellectual background of ‘Abbasid secretaries. It is in
this delicate balance between recognizing the legitimacy of the historical caliphate and steering it in the
direction of the ideal imamate that we find the distinction the legal scholars made between the rightful
imamate and kingship. Legal theory holds that
appointing an imam is necessary—even a religious
obligation for the community—contrary to many
Mu’tazilites who thought that the imamate was neither necessary nor religiously obligatory. It is also
required that the caliph be Muslim from the tribe of
Quraysh, a view that again many Mu’tazilites and
Kharijites did not require or even accept. The Shi‘is,
on the other hand, limited the imamate to the descendants of Ali, at best the politically active members of
Banu Hashim (Zaydites). Legal theory emphasized
that the imam should be elected. The terms of election
were rational enough to accommodate practical necessities. The election could be either through a selection
of one well-qualified individual or a group of qualified
electors (ahl al-hall wa al-aqd). It could also, as stipulated by al-Ghazali (1111) in the age of Sultanates, be
626
through the selection of ahl al-shawka, or holders of
coercive power, that is, sultans. The imam could also
be appointed by his predecessor or win himself the
seat through a successful military cue (ghlaba). While
the emphasis on election was clearly a response to the
Shi‘i view of the divinely appointed imam (nass), its
ramifications cannot be confined to sectarian competition. The provision that the imam must be the most
excellent of the community was generally reserved by
the tenth century for the first four caliphs and
involved to a large extent the debate over the legitimacy and the comparative merit of the Rightly Guided Caliphs (Rashidun), although it certainly was also
intended for improving the historical conditions of
the caliphate, which was not always in line with religious scholars’ expectations. Zaydites advocated the
imamate of the most excellent among the family of
the Prophet, whereas the Mu’tazilites allowed the
imamate of the less qualified for practical reasons
and to prevent dissension. There can be only one
imam at a time, although al-Baghdadi (1037) stipulated that it was acceptable to have more than one
imam if two regions were separated from each other
by a significant barrier such as a large body of water.
Legal theory as elaborated by al-Mawardi (1058) and
later scholars identified some qualifications for the
caliph: knowledge of laws, legal probity, and physical
and mental fitness to carry his political and military
duties. The duties of the caliph, on the other hand,
simply comprised the governance of the caliphate,
leading armies in warfare, protecting the community
against military threats, assuring the implementation
of laws, distribution of justice, and appointing lesser
administrators who represented the caliph in
their respective responsibilities. (By the time of alMawardi, this included the de facto rulers as well).
Because legal theory held the unity of the community
to be one of the foremost aims of the caliphate, it
frowned upon dissension and advocated obedience to
the ruling caliph as long as the laws of Shari’a were
not violated, in which case obedience becomes not
only unnecessary but also prohibited—a condition
that allowed, significantly, legitimate dissent to keep
the power of the ruler in check. Nevertheless, legal
political theory does not, in general, stipulate a regulation for deposing the caliph apart from apostasy,
loss of freedom, and of sanity. Political theory of
legal scholars was first initiated to some extent in the
jurisprudential corpus (such as Abu Yusuf ’s Kitab alKharaj), which was mostly based on Hadiths attributed to the Prophet and the practice of the first four
caliphs. It was elaborated in Hadith works of the ninth
century and given a prominent place in the works of
theology (Kalam), beginning with al-Ash’ari.
POLITICAL THEORY
Siyasa or Mirror for Princes
Already during the late Umayyad period, but increasingly with the establishment of the ‘Abbasid caliphate,
the genre of political advice (produced in a range
of literary styles from fables to poetry and for the
consumption of rulers and educated lay) occupied a
substantial place in medieval Islamic political imagination. Expressed and elaborated in treatises of advice
to governors, caliphs, princes, and secretaries this
genre began largely with transmitting Sasanian imperial practice as exemplified in the activities of Ibn
al-Muqaffa (757). However, it gradually became a
genre incorporating aspects of practical ethics
(akhlaq), jurisprudence, and Greek political philosophy, thus forming an influential political ideology
that Amirs and Sultans of the late ‘Abbasid period
aspired to follow. This genre proliferated in the postMongol political and cultural environment and was
primarily addressed to rulers for the purpose of improving governance by discussing the necessary moral
qualifications of the ruler and of advising him on
manners to help in practical politics. Despite all of
its practical purposes, it also promoted and advocated
a distinct vision of politics and governance. Foremost
is the promotion of kingship and king, who must be
obeyed at all costs, as the central theme of its political
theory. It was the duty of the king to protect his
domains against any enemy who committed to disturb the sociopolitical equilibrium. Contrary to paradigmatic legal theory, which saw the caliphate
embedded in religious law, siyasa saw royal authority
and religion as twins whose survival depends on the
welfare of the other. Such concern with balancing
religion and kingship for the survival of royal authority is also reflected in the emphasis on social equilibrium, which is accomplished only by keeping every
class in its respective place. It is no other than justice,
a notion that was largely inherited from Near Eastern
imperial traditions and supplanted by experiences
from actual practice in Islamic context, that can
maintain this equilibrium. The famous circle of justice
aptly demonstrates the centrality of the king, the
pragmatic organization of social order, the function
of each class in society, and the necessary medium to
keep this order in balance for the prosperity of all: No
royal authority is possible without military; military
needs finance and finance depends on taxes levied on
subjects; subjects can be maintained only by justice
and justice is provided by royal authority. Remarkably, the references to religious law (Shari’a) do not
figure prominently in this genre. Shari’a law was certainly taken into account as social conduct and moral
attitude derived much from it, but royal authority and
justice were not dependent on Shari’a law, as was the
case with legal theory. To the extent that the Shari’a
law was a part of the society, the ruler and his subjects
were obliged to respect its stipulations for maintaining political and social harmony; religion was, after
all, one of the twins. First of all, the siyasa was much
more interested in practical governance and the ways
by which this should be accomplished. Secondly, the
reality was that dynastic laws were based on extrareligious traditions and customs and did not derive their
legitimacy from religious laws. In fact, siyasa flourished better and was more meaningful and effective in
situations where political legitimacy rested on inherited dynastic right or divine mandate, as was the case
with Turkic, Persian, and Mongolic sultanates in
Central Asia and the Middle East.
Political Philosophy
It would be futile to cramp down the views expressed
in political philosophy into highly condensed lines,
because political theories vary widely from Philosopher King of al-Farabi to Governance of the Solitary
of Ibn Bajja. Rather, a broad sketch of common
aspects of political philosophy will be given. Among
the work translated from Greek heritage into Arabic,
political philosophy formed a portion. Swinging between advice (Epistles of Salim) and theoretical exposition of political authority, political philosophy
emerged finally as a creative merger of ancient philosophical heritage, late antique royal legacy, and new
Islamic experience. Similar to the legal theory and
siyasa, the elaboration of political philosophy needed
courtly patronage, yet unlike the genre of siyasa, it
did not concern itself primarily with advising the
ruler; it did not address them either. Political philosophy offered a theoretical exposition of politics under
the rubric of tripartite practical philosophy. Furthermore, contrary to the legal theory and siyasa, political
philosophy dealt extensively with raison d’etre and
origins of political authority, which gave it, together
with philosophy’s general orientation, a distinct humanistic and rational dimension. Whereas legal theory and siyasa approached political organization as a
given, philosophical exposition started from scratch
with the assumption that political authority arose
from human’s need to organize themselves into peaceful communities. Stage by stage, from household
management headed by the male member of the family, human beings organized their respective domains
of authority, leading their subordinates closer toward
perfection and happiness. Similarly the king/imam, by
his personal virtues and intellectual capacity, leads his
subjects according to their intellectual and moral
capacities to moral and intellectual perfection and
627
POLITICAL THEORY
happiness. In the body of political philosophy the
king figures as central to the whole system: He rests
at the top of the social hierarchy and represents the
highest moral and intellectual level. Similar to the
genre of mirror for princes, political philosophy,
too sidestepped Shari’a as a basis for political community. Shari’a laws were certainly incorporated into
the legal system required for any political organization since not all of the subjects were of the same
social, moral, and intellectual capacity and level.
Inspired by the Greek sages, Plato and Aristotle,
Muslim philosophers created a political vision that
took into account Muslim political experience but
did not respond to it directly. Rather, unlike legal
theory and mirror for princes, the vision set forth
the conditions for the ideal rule.
HAYRETTIN YUCESOY
See also Ibn Khaldun
Further Reading
Black, Anthony. The History of Islamic Political Thought:
From the Prophet to the Present. Routledge, 2001.
Crone, Patricia. Gods Rule: Government and Islam. Columbia University Press, 2004.
———. Medieval Islamic Political Thought. Edinburgh University Press, 2004.
Lambton, Ann K. S. State and Government in Medieval
Islam: An Introduction to the Study of Islamic Political
Theory: The Jurists. Oxford University Press, 1981.
———. Theory and Practice in Medieval Persian Government. Ashgate Pub Co, June 1, 1980.
Mahdi, Muhsin. Alfarabi and the Foundation of Islamic
Political Philosophy. University of Chicago Press, 2001.
Rosenthal, Erwin Isak Jakob. Political Thought in Medieval
Islam. Greenwood Press Reprint, 1985.
Watt, W. M. Islamic Political Thought. Edinburgh University Press, 1998.
EI. 2nd ed.Khalifa (A. K.S. Lambton).
EI. 2nd ed. Imama (W. Madelung).
EI. 2nd ed. Nasihat al-Muluk (C. E. Bosworth).
POPULAR LITERATURE
without taking into consideration different social
structures, priorities, and aesthetic contours, and
without allowing for the fact that our knowledge of
economic and social life in many parts of the early
medieval Islamic world remains extremely patchy and
hence prone to wild conjectures. The essential constituents of the study of popular literature—the methods
of composition, the performance and location of performance, as well as the different ways of production
and memorization, the range of participating audience and solitary readership, and the changes in the
content and diction in time and place—have on the
whole not received the attention they deserve. With
the exception of The Arabian Nights, which since the
growth of interest in magical realism as a universal
genre has become a staple diet of academic courses on
comparative literature, popular texts in Arabic and
other languages of medieval Islamic culture have been
used mostly as quarries for motif-indices without
much attention to other contextual, literary, and historical implications. For example, one of the last
examples of traditional popular Persian prose narratives, The Adventures of Amir Arsalan, was first recited at the Qajar court in Iran in the second half of the
nineteenth century and contains many themes of
much earlier medieval popular narratives, including
incidents illustrating the wiles of women, a favorite
and recurrent theme in medieval literature, perennial
clashes between good and evil viziers, and that hallmark of most popular adventures from Hellenistic
romances to Victorian bodice rippers: the ongoing
though constantly interrupted amorous escapade.
This and other similar examples encourage us to reexamine the use of terms such as courtly and medieval as
working definitions and labels of demarcation. Moreover, the occurrence of many of the themes of popular
literature, such as the ‘‘wiles of women,’’ or the importance of the shrewd tutor or governess as an eminence grise in manuals of advice and other less strictly
popular genres, shows again how blurred the contours can be in a culture in which the notions of
entertainment and instruction, popular piety, and sectarian beliefs were often indistinguishable and yet
firmly insisted upon and vociferously stated.
Definitions
The contours of what is ‘‘popular’’ and ‘‘polite’’ literature differ from culture to culture, and the aesthetic
assumptions implicit in this binary division have often
been questioned. Most scholarly works on the literary
history of medieval Islamic literature in Arabic, Persian, and Turkish have followed the already existing
format of literary histories of Western languages and
cultures, adopting their divisions and terminology
628
Rise of Islam
These connections and tensions appear from the first
centuries of Islamic history and are reflected in the
early commentaries on the Qur’an. Two denunciations of ‘‘Tales of the ancients’’ (asatir al-awwalin)
in the Qur’an (VIII, 31; LXXXIII, 13) provide early
exegetes with an opportunity to explain and expand