Copyright © 2016 by the author(s). Published here under license by the Resilience Alliance.
Steelman, T. 2016. U.S. wildfire governance as social-ecological problem. Ecology and Society 21(4):3. http://dx.doi.org/10.5751/
ES-08681-210403
Synthesis
U.S. wildfire governance as social-ecological problem
Toddi Steelman 1,2
ABSTRACT. There are fundamental spatial and temporal disconnects between the specific policies that have been crafted to address
our wildfire challenges. The biophysical changes in fuels, wildfire behavior, and climate have created a new set of conditions for which
our wildfire governance system is poorly suited to address. To address these challenges, a reorientation of goals is needed to focus on
creating an anticipatory wildfire governance system focused on social and ecological resilience. Key characteristics of this system could
include the following: (1) not taking historical patterns as givens; (2) identifying future social and ecological thresholds of concern; (3)
embracing diversity/heterogeneity as principles in ecological and social responses; and (4) incorporating learning among different scales
of actors to create a scaffolded learning system.
Key Words: environmental governance; institutions; policy; scale; social-ecological system; United States; wildfire
INTRODUCTION
Wildfire governance in the United States faces significant
challenges. Key goals, as articulated in major policy documents
since 1995, are not being met. These goals include the following:
1. Restore fire adapted ecosystems (USDA and USDOI 1995,
2000a,b, 2001, 2003, 2009a,b, WGA 2001, 2002, USFS
2003a, USFS, USDOI BLM, NPS, BIA, and NASF 2005,
2009, USFS 2009a,b);
2. Build fire adapted communities (USDA and USDOI 2000a,
b,, 2009b, WGA 2001, 2002, USFS 2003a, USFS, USDOI
BLM, NPS, BIA, and NASF 2005, 2009);
3. Respond appropriately to wildfire (USDA and USDOI
1995, 2000a,b,, 2003, 2001, 2009a,b, WGA 2001, 2002,
USFS, USDOI BLM, NPS, BIA, and NASF 2005, 2009,
USFS 2009a);
4. Reduce hazardous fuels (USDA and USDOI 2000a,b,, 2006,
WGA 2001, 2002, 2009b, USFS 2002, 2003a,b, 2009b,
USFS, USDOI BLM, NPS, BIA, and NASF 2005, 2009);
5. Engage in agency coordination and community cooperation
(USDA and USDOI 2000a,b,, 2006, 2009b, WGA 2002,
2003, USFS, USDOI BLM, NPS, BIA, and NASF 2009).
Tens of millions of acres on U.S. National Forest and Department
of Interior lands are at risk because they are out of step based on
their current fire regime (Schmidt et al. 2002, USFS 2012a).
Funding is inadequate for the scale of the restoration problem
(US GAO 2009, Gorte and Bracmort 2012). While we are focusing
on building fire adapted communities in terms of prioritizing
treatment in the wildland urban interface (WUI; USFS 2012b,
2013), we are still losing more structures over time. We are
spending more money to respond to wildfire (Gorte 2011, USFS
2009c, 2010, 2011, 2012a, 2013, 2014, 2015), seeing more fatalities
(NWCG 2014) and missing the mark in terms of estimated cost
per acre to suppress wildfire (USFS 2013, 2014). Given the lack
of progress on these fronts, in conjunction with the enormous
commitment of resources estimated at $1-4 billion annually (all
figures in U.S. dollars; Gorte 2011, USFS Budget Justification
2009c, 2010, 2011, 2012a, 2013, 2014, 2015), it is reasonable to
1
ask why and whether we are framing the problem appropriately
to understand it fully.
Understanding wildfire governance as part of a broader socialecological system is helpful in this regard. One hypothesis about
why wildfire governance does not function as well as it could may
be because the biophysical changes in fuels, wildfire behavior, and
climate have created a new set of conditions for which our existing
governance structures are poorly suited to address (Moritz et al.
2014, Spies et al. 2014), problems not unique to the realm of
wildfire (Cash et al. 2006, Folke et al. 2007, Young et al. 2008,
Meek 2011). When we see historically stable ecological processes
tipping toward a shift, governance systems are often unprepared
to deal with such rapid and large-scale change (Gunderson et al.
1995). Wildfire regimes globally may be tipping toward such
change (Attiwill and Binkely 2013). The inability to match
ecological changes with appropriate governance structures can be
attributed to limited knowledge about how they fit their ecological
systems, the sheer complexities of social-ecological systems that
result in entrenched uncertainties, and ingrained interests
resisting change, or the basic challenge of institutional reform
(Young et al. 2008). More work is needed to understand wildfire
as a social-ecological problem (Moritz et al. 2014, Spies et al.
2014, Fischer et al. 2016).
In this article I address two research questions:
. To what extent do the spatial and temporal scales of our
wildfire governance system fit the social-ecological
dynamics that drive the system?
. What could we do to improve wildfire governance if we were
to embrace social-ecological dynamics?
To address these questions, the article employs a social-ecological
framework developed by Chapin et al. (2006) and further used by
Meek (2011) to illustrate the importance of spatial and temporal
scales in analyzing a policy context. Using wildfire governance in
the United States, the article “maps” social and ecological factors,
at various scales of organization according to three levels of
temporal dynamics: exogenous; slow and fast to better
understand the goodness of fit in wildfire-related governance in
the US.
School of Environment and Sustainability, University of Saskatchewan, 2North Carolina State University, Department of Forestry and
Environmental Resources
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Fig. 1. Wildfire governance in a social-ecological framework.
WILDFIRE GOVERNANCE WITHIN A SOCIALECOLOGICAL SYSTEM
Wildfire governance is embedded within a wildfire socialecological system. Understanding wildfire governance as part of
a complex social-ecological system allows for greater
consideration of the cross-scale and temporal dynamics that
typify real life complexities of human-environment problems (Liu
et al. 2007). This social-ecological analysis can facilitate the
identification of key areas of vulnerability while identifying areas
of adaptability for greater long-term social and ecological
resilience.
Building on a framework advanced by Chapin et al. (2006) and
utilized by others (cf. Meek 2011), I illustrate wildfire governance
as part of a social-ecological system (SES; Fig. 1). This system
comprises ecological and social subsystems along with the wildfire
governance system, which mediates response between these two
interacting subsystems. Both the ecological and social subsystems
are influenced by exogenous controls, which are comparatively
constant over long time periods, 100 years or more, as well as slow
and fast moving variables (Chapin et al. 2006). Slow variables
would be relatively constant over decades or longer, while fast
variables would change daily, seasonally, or yearly (Chapin et al.
2006). Slow variables will influence fast variables, and vice versa.
The cumulative impact of change in a fast variable can create a
feedback to alter a slow variable and ultimately the exogenous
control within and across these systems.
The wildfire governance system mediates how we respond to
wildfire in the U.S. Governance also has important spatial and
temporal dimensions that influence how we should think about
wildfire from a SES perspective. Spatially, as a federated system,
governance in the U.S. is nested at the local, state, and federal
levels. A variety of public, private, nonprofit, and research-based
actors play a role in governance at all of these levels.
Institutions or rules and norms shape behavior at levels of
governance (Duit and Galaz 2008). Policies, strategies, and
programs may be formally adopted at different levels of
governance, but may take a long time to become institutionalized.
For instance, while U.S. federal policy has formally recognized
the importance of allowing wildfire to play an increased ecological
role on the landscape, a culture of suppression has been more
institutional at the federal, state, and local levels. These temporal
dimensions are important because they have implications for our
expectations for change. Policies can become institutionalized if
they become part of the norms, habit, and practice within a
governance system (Young et al. 2008).
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Ideally, we would like alignment between our policies and their
longer term effects as institutions. In the short term, policies may
play a formal, symbolic role in effecting change, while not actually
affecting behavior change. Even if policies become
institutionalized, other factors may affect their ability to effect
change, especially in SES (Underdahl 2008, Young et al. 2008).
In some cases the policies institutionalized to address socialecological problems may not be the most important drivers in
environmental or natural resource change. Institutions are
affected by a variety of other drivers in social-ecological systems
(political dynamics, cultural change, economic trends,
demographic conditions, and technology) as well as patterns and
trends in biophysical phenomena that may be resistant to or
overwhelm any impact an institution may have. Conclusively
isolating their singular impact on a given problem is fraught with
analytical and methodological challenges (Young et al. 2008).
Nonetheless, policies and institutions within our complex
governance systems are one means we have for addressing
problems in our social-ecological systems and understanding
drivers, pathways, patterns, and effects is a way to advance the
discussion about the complexities we face as a society, and the
inevitable choices we need to make to manage these complexities.
Creating a full picture of how different factors contribute to a
given problem area while recognizing the considerable
uncertainties that are present, is at least a starting point for having
a more full dialogue about what matters, why, and what can and
should be done about it.
vegetation change. Some evidence suggests that these exogenous
controls greatly constrain governance options for affecting fire
characteristics (Moritz et al. 2014). Globally we continue to
witness increases in total greenhouse gas emissions, which are
contributing to rising global temperatures (IPCC 2014a, Olivier
et al. 2014). Increases are being driven by fossil fuel combustion
and industrial processes, which in turn are driven by population
and economic growth (IPCC 2014a). The use of coal, particularly
in China and India, has reversed the trend toward
decarbonization of the global energy supply (IPCC 2014a). Given
these trends and the conditions driving them, the
Intergovernmental Panel on Climate Change (IPCC) projects that
global mean surface temperatures will increase by 3.7°C to 4.8°
C compared to preindustrial levels, provided additional
mitigation measures are not taken (IPCC 2014b). Climate change
models suggest that more severe fire seasons will be experienced
in the northern hemispheres generally (Flannigan et al. 2013) as
well as specifically in Canada (Flannigan et al. 2009), the
Mediterranean Basin (Moriondo et al. 2006, Moreira et al. 2011),
and the United States (Liu et al. 2013). Globally we are seeing
changes in “mega fire” wildfire activity (Attiwill and Binkley
2013). Climate influences vegetation and hence fire regimes
(Moritz et al. 2012). Major landscape level changes in forest
vegetation are predicted globally (Stephens et al. 2013). Evidence
indicates that historical wildfire regimes varied greatly across
North America until fire management practices altered these
regimes (McKenzie et al. 2004).
Fit and interplay have been identified as key issues essential for
evaluating the efficacy of policies and institutions within
governance structures (Young et al. 2008). Ideally, we would like
to see a good fit between the institutions governing socialecological systems and their characteristics and attributes (Folke
et al. 2007, Termeer et al. 2010). A plausible hypothesis for when
we encounter policy or institutional failure is to look to temporal
and spatial scale mismatch as a potential explanation. There is
cross scale interaction within the governance system and so we
would expect that laws and policies regulating ecological change
would likewise have an impact on social policies, norms, and
behaviors. Scale has more recently come to the attention of
scholars investigating institutional and policy dimensions (Olsson
et al. 2007, Young et al. 2008, Duit et al. 2010, Gerlak 2014). In
a federated system, the creation of policy goals at a national level
inevitably intersect at the most local level where change actually
happens. Consequently, scale becomes an important consideration
for evaluating the efficacy of governance systems (Termeer et al.
2010).
Social exogenous controls include international climate change
institutions (The United National Framework Convention on
Climate Change and the Kyoto Protocol) or lack thereof (Victor
2004), the U.S. federalist structure that fragments wildfire
governance at the local, state, and national level (Fleming et al.
2015), and dominance of private property rights regimes that
place a primacy on the individual’s right to manage their property
as they like as opposed to a more collective norm (Ferrier 1995),
and long-term land use management practices such as fire
suppression, grazing, and logging that have contributed to our
existing landscape patterns (Dombeck et al. 2004, Kaufmann
2004). The human preference for suppression over fire for resource
benefits has had a long lasting impact on the landscape and will
continue to do so (Noss et al. 2006). Both the ecological and social
exogenous controls constitute forces or drivers in this broader
system that are more resistant to change than the slow and fast
moving variables in the ecological and social subsystems.
The social-ecological system
Exogenous controls are stable factors that are not influenced
easily by short term changes. In wildfire governance, we have
ecological and social exogenous controls (Fig 1). These exist at
larger spatial scales and longer temporal scales than the slow and
fast variables, which would operate at smaller scales over shorter
time frames. Among the spatial and temporal scales, there is often
little opportunity to connect or learn from one level to the next
to create a more integrated understanding of how cycles and
process at one level influence behaviors and actions at another
level.
Ecological exogenous controls within the wildfire regime include
global climate patterns, wildfire regimes, and landscape scale
The ecological subsystem
Slow variables
For the purposes of this article, slow variables occur on a decade’s
level temporal scale and over a regional spatial scale. Climate
conditions are leading to regional increases in wildfire in the U.
S. with projections by U.S. Forest Service (USFS) wildfire
management that suggest we could hit norms of 10–12 million
acres annually (USFS, US DOI BLM, NPS, BIA and NASF
2009). Earlier melting and smaller snow packs, lower humidity,
and higher temperatures are predicted to lead to longer wildfire
seasons and greater risk of wildfire in the longer term across the
western United States. Warmer temperatures appear to be
correlated with longer wildfire seasons in the western U. S., which
is dominated by a snow hydrology (Running 2006, Westerling et
al. 2006). Earlier melting snow packs combined with higher
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temperatures and lower humidity lead to the greater probability
of wildfire risk. That said, model projections differ based on their
assumptions and consequent regional effects. Some suggest we
can expect lower humidity and thus greater fire danger in the
northern Rockies, Great Basin, and desert Southwest into the 21st
century (Brown et al. 2004). Others find that the Southwest, Rocky
Mountains, northern Great Plains, Southeast and Pacific coast,
but not the northern Rocky Mountains will experience
pronounced increases in wildfire activity (Liu et al. 2013).
Globally, far term models suggest that fire will increase in midto high latitudes (Moritz et al. 2012).
We are seeing evidence that fire ecosystems are trending toward
nonlinear change in some places—what fire managers in the
United States have termed “asymmetric fire” or fire behavior and
patterns unprecedented in recent history (USFS, USDOI BLM,
NPS, BIA, and NASF 2009, Attiwill and Binkely 2013, Liu et al.
2013). Under these conditions, it is important to understand that
historical conditions upon which many models are built may not
provide effective prediction for future events. New thresholds of
concern, such as unusual fire behavior, may provide triggers for
considering alternatives for future action in the absence of
predictive models, especially when multiple drivers are present.
Although a particular fire can be driven by ignition sources
(human or natural), weather on a given day, live and dead fuel
characteristics, and vegetation structure and composition
(Reinhardt et al. 2008), climate change drives these responses both
in the short and longer term. The decreases in humidity, rising
temperatures, increases in drought and higher fuel loads are
contributing to the rise of mega fires due to the confluence of
these various ecological conditions. Arizona, Colorado, and New
Mexico have all seen historically large wildfires in the last decade
(Attiwill and Binkley 2013). These mega fires are less than 1% of
all total fires but account disproportionately for the total
expenditures on wildfire and area burned in the United States
(Williams 2013).
Forest landscapes are changing in the United States and this in
turn will affect the fire regimes in different areas and the
management activities appropriate to address them. Recognizing
heterogeneity within and across landscapes is important (Moritz
et al. 2014). Because of this high variability different fuel
reduction and restoration practices should be taken into
consideration in different regions (Schoennagel et al. 2004). For
instance, Southwestern ponderosa pine (Pinus ponderosa) forests
are adapted to low intensity fire and will require diverse
restoration prescriptions that incorporate young tree thinning and
the reintroduction of fire (Allen et al. 2002). These prescriptions
are inappropriate for low frequency, high intensity forest fire
regimes (Allen et al. 2002). Fire regimes in the US are affected by
a combination of topography, forest type, climate, fuels, and
ignition sources (McKenzie et al. 2004, Schoennagel et al. 2004).
For instance, fire suppression as a management tool is thought
to have had minimal effects on high severity, infrequent fire regime
forests compared to low intensity, frequent fire regime forests
(Noss et al. 2006). Mitigation is recommended in areas with high
frequency, low to moderate severity fire regimes, while adaptation
is suggested in those forests that traditionally have experienced
low-frequency, high severity fire regimes (Stephens et al. 2013).
For instance, mitigation actions might entail restoring to
historical forest structure patterns, while adaptation might
anticipate changes in landscape structure, including transitions
to nonforest vegetation. Changing vegetative species composition
likewise could create greater vulnerabilities for threatened and
endangered species because of habitat vulnerabilities in changing
forest systems (McKenzie et al. 2004). Alternatively, increased fire
presence could also enhance habitat in areas where fire has been
excluded, thereby helping threatened and endangered species
(McKenzie et al. 2004).
Fast variables
Fast variables occur at a daily, seasonal, and yearly temporal scale
and would include things like, drought, humidity, bug kill, and
high temperatures that all interact to create conditions conductive
to greater wildfire threats. The cumulative effect of shorter winters
and warmer, drier summers will be longer fire seasons (USFS,
USDOI BLM, NPS, BIA, and NASF 2009). A changing climate
means more days of higher fire danger due to low humidity as
well as greater precipitation in the United States (Brown et al.
2004). Wetter years promote fuel loading, while drier years create
favorable conditions for burning. The larger amounts of biomass
on the landscape from bark beetles and growing conditions that
outstrip our ability to reduce fuels that occur under conditions of
lower humidity mean we have faster drying vegetation and higher
fuel loads that then drive seasonal fire behavior. Hence we are
experiencing more large wildfires with irregular patterns. As a
consequence, we may be seeing fewer fires, but more acres burn
over time (NIFC 2014).
The social subsystem
The scope and scale of the ecological system can differ
significantly from the patterns and approaches in the social
system. This is a problem of fit (Young 2002, Olsson et al. 2007,
Young et al. 2008). While we witness evidence of a shift in the
ecological subsystem, it is not clear that we are seeing a similar
shift to accompany this in the social subsystem. Understanding
how social and ecological trends are or are not coevolving is an
important step in crafting an effective governance response.
Slow variables
Expansion of the wildland urban interface drives the need to
protect homes, places wildfire fighters in danger, and inflates the
cost of wildfire (Gude et al. 2013, Fischer et al. 2016). Enormous
total property values are at risk. Botts et al. (2013) estimate that
1,262,022 residential properties valued at $189 billion in the West
are currently listed as at high or very high risk from wildfire threat.
If additional properties in close proximity to those properties at
high and very high risk are also taken into consideration, the total
properties exposed to risk climbs to over 3 million with an
estimated value of $444 billion (Botts et al. 2013). The southern
Rockies and the south central U.S. (CO, AZ, OK, TX) have the
most potential properties, as well as the greatest property value,
at risk (Botts et al. 2013).
Future thresholds, such as catastrophic loss of life or property, if
crossed, could trigger new action, but thus far the system has been
resilient to change. Political dynamics are such that wildfire in
WUI areas with high values of private property at risk demand
a response (Calkin et al. 2015). Some estimate that between 50–
95% of firefighting costs are driven by the protection of private
property (USDA OIG 2006, Gude et al. 2008). Of the 115 million
single family homes in the U.S., 40% are located in the WUI
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Fig. 2. U.S. wildfire funding to protect federal lands, fiscal years 1999-2015 (U.S. dollars). Each agency total is
the sum of: Wildfire Management Accounts for Preparedness, Suppression, Hazardous Fuels and Site
Rehabilitation, American Recovery and Reinvestment Act Fund, Additonal Appropriations, Use of Emergency
Funds, and Use of Prior Year Funds.
(International Code Council 2008). Between 1990 and 2008, 17
million new homes were built in the U.S. and 10 million of them
were in the WUI (Rocky Mountain Insurance Information
Association 2012). Only 16% of the WUI is currently developed
(Gorte 2013, Gude et al. 2013), and expansion into the WUI is
projected to continue. As of 2014, the U.S. economy was
recovering, which means the temporary slowdown in
homebuilding is now reversing (National Association of Home
Builders 2014).
Managerial culture as well as budget processes have historically
favored suppression over prevention and preparation, including
the use of prescribed wildfire (Saveland et al. 1988, Pyne 1997,
Steelman and Burke 2007). These management and budget
decisions have created an overly homogenized landscape
vulnerable to large scale wildfire. The current agency budget
structure and Congressional appropriations processes prioritize
suppression and preparation for suppression activities, including
aviation resources and training. The siloization of suppression
activities from prevention and preparation activities further
reinforces this disconnect. Response activities, especially for large
wildfire events, are increasingly occurring at the national level,
while preparation and prevention activities are encouraged at the
local level (cf. USDA and USDOI 2009b).
Wildfire accounts have been chronically underfunded since 2000,
which has the cumulative effect of impeding the ability of the
USFS to manage its lands. For instance, fire protection funding
now takes a larger proportion of the total rising from 25%
throughout the 1990s to 56% in 2008 (Gorte 2013). A 10-year
rolling average suppression funding formula is used to fund the
annual suppression budget. Because we are witnessing historic
change in wildfire (exogenous and slow ecological variables), past
trends are more problematic for forecasting future trends. The
current 10-year average formula has resulted in underfunding for
suppression activity since 2000.
Within the United States there is cultural resistance to talk about
climate change as a driver related to wildfire processes. The
hardening of ideological lines is a significant impediment to
creating a learning culture that can adapt as changes occur at
different scales. Opinions about climate change are politically
polarized in the United States. Liberals and Democrats are more
likely to support that climate change is human caused, while
Conservatives and Republicans are more skeptical (McCright and
Dunlap 2011). Republicans see the issue as hinging on scientific
uncertainty with grave economic consequences while Democrats
emphasize the catastrophic consequences of a climate crisis
(Nisbet et al. 2013). The difficulties associated with this polarized
political discussion mean that it is especially challenging to
address the larger drivers associated with wildfire processes.
Fast variables
Fast variables tend to focus on those day to day, seasonal or yearly
indicators, and policy tends to emerge in response to these fast
variables. Fast variables may become the best indicators that social
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thresholds have been crossed because they tend to receive the most
attention. Media responses to large fire disasters focus on houses
lost, firefighter deaths, and total acres burned, which then place
policy focus on the shortfalls of emergency management
(Williams 2013) or increase attention to emergency response (Liu
et al. 2013). There is little discussion about whether total acres
burned are a positive or negative indicator in terms of desired
system response. Rather, more acres burned are seen as a negative.
More structures are being lost over time, which exacerbates the
suppression response. Increases in building in the WUI and the
values at risk there (slow variables) are likely driving this trend
(Calkin et al. 2015, Fischer et al. 2016). This leads to annual
increases in suppression budgets, versus increases in preparedness
and prevention budgets, which then limits the ability to respond
to the underlying land management problem (Calkin et al. 2015,
Fischer et al. 2016).
Throughout the 1990s, total wildfire appropriations averaged
$1.39 billion annually in real dollars (Gorte 2013). Beginning in
the early 2000s, appropriations reached $3.51 billion annually
(Gorte 2013). Total appropriations to all wildfire accounts rose
steadily in the 2000s and flattened out in the 2010s, albeit at a
higher plateau than in the 1990s and earlier (See Fig. 2). Annual
costs rose more for the USFS than the Department of the Interior
(DOI), which has a more flexible fire management mission that
allows wildfire to play a more natural role on the landscape and
arguably has less WUI to protect than occurs on or near USFS
lands (Fleming et al. 2015). Costs often ended up exceeding
appropriations because of over expenditures on account of
increased and unanticipated fire activity in suppression.
These shortfalls have resulted in almost annual additional
Congressional and agency emergency financial intervention to
remedy the shortfalls. Fire borrowing from nonsuppression
accounts has occurred to make up the deficits in some years. The
DOI and USFS saw more than $3 billion transferred from
nonsuppression accounts between 1999 and 2006 (USFS, USDOI
BLM, NPS, BIA, and NASF 2009). In 2004, the Government
Accountability Office (GAO) documented numerous cases where
fire borrowing disrupted existing prevention projects, strained
relationships with local partners, and created management
difficulties (US GAO 2009). Programs such as the Forest Land
Enhancement Program were terminated by Congress because of
fire borrowing. Congress has also borrowed from the KnutsonVandenberg Fund, which was established for forest restoration.
Fire borrowing affects the ability to engage more effectively in
preparedness activities, such as hazardous fuel reduction.
In addition to disrupting potential projects to reduce risk prior
to wildfire season, high suppression costs in the WUI have also
increased costs to states and localities, which are responsible for
wildfire management on state and private lands. State and local
governments spending on wildfire is significant. Out of the total
state forestry agencies expenditures in 2010 ($2.4 billion), 59%
went toward wildfire programs (NASF 2012). Wildfire related
expenditures have doubled from $730 million to $1.4 billion from
1998 to 2010 (NASF 2010, 2012). Funding support to the states
comes predominantly from the state (62% in 2008) and forestbased revenues (21% in 2008) with the federal government
contributing roughly 10% (NASF 2010). There is no way to
account for the total spent by local governments (Gorte 2013).
Federal agencies provide support to states and localities through
programs, including State Fire Assistance (SFA), Volunteer Fire
Assistance (VFA), and Fire Management Assistance Grant
(FMAG), and by providing fire suppression personnel funding
and equipment, if assistance is requested. Costs to states and
localities are expected to rise over time as policy is moving in this
direction as witnessed by the Cohesive Policy (2009) and other
stated policy documents such as the QFR (USFS, USDOI BLM,
NPS, BIA, and NASF 2009).
Acres moving toward desired class conditions are trending
downward while hazardous fuel reduction in the WUI is
increasing, as are the number of stewardship contract agreements.
However, the pace is below what is needed to make positive net
gains, given the total acreages in need of attention, which does
not remain static in the face of changing budgetary conditions
and priorities (Gorte and Bracmort 2012). Evaluations of fuel
treatments and hazardous fuel reduction indicate that under some
conditions they are effective in changing fire behavior, including
reducing fire severity and tree mortality (USFS 2012b, c, Waltz
et al. 2014). Investing in fuel treatments can avoid costs associated
with large-scale fire. One study has indicated a cost avoided ratio
of $9–10/acre for investments in hazardous fuel treatment once
the full costs of the wildfire are taken into account (Waltz et al.
2014).
Wildfire governance
The current wildfire governance system is highly fragmented. The
governance system is an amalgamation of a variety of formal and
informal policy directives, programs, budgets, and practices at the
national, state, and local levels that seeks to restore fire adapted
ecosystems, build fire adapted communities, and respond
appropriately to wildfire. It is a federated system of governance
in which federal agencies (USDA-USFS, USDOI-BLM, Park
Service, BIA, FWS, and DOD) often work with state
counterparts, counties, and municipalities through funding,
policy directives, practices, and partnerships (Fleming et al. 2015).
It is impractical to focus on all aspects and so the subsequent
analysis hones in on the key areas that should be prioritized.
The previous analysis indicated that the key drivers in the wildfire
social-ecological system are climate change, funding priorities
that favor suppression activities over prevention and preparedness
activities, and a need to protect structures and other values at risk
in the WUI. These drivers are found in the exogenous and slow
variable categories. It is not apparent that existing policies
adequately match the challenges at the appropriate socialecological level, or if they do, they have not become
institutionalized to effect change. More effective global and U.S.based climate policy could mitigate the effect of projected extreme
fire behavior. The Kyoto Protocol has been in place since 1997,
but has yet to become effectively implemented. Nonetheless, the
globe is committed to a certain amount of temperature increase
due to existing greenhouse gas (GHG) loading in the atmosphere
(IPCC 2014a), and if more effective policy change were to come,
it would be realized slowly. In the interim, focusing on reshaping
federal budgetary priorities and the WUI are the more effective
medium-term policy alternatives. Arguably, existing federal
policy subsidizes the risk of building in the WUI, by protecting
houses through suppression response and reducing fuels/or
creating appropriate class conditions in land adjacent to the WUI
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(Gude et al. 2013). Until the incentives for building in the wildland
urban interface are addressed, it is unlikely that the funding
challenges that favor suppression over prevention and
preparedness will shift.
Climate change policy
Projections for global policy to mitigate climate change, the most
significant driver in the wildfire social-ecological system, are
pessimistic. Climate change is a global scale problem and
therefore necessitates a response on the same scale. The UN
Framework Convention on Climate Change (UN FCCC),
established in 1992, is the international treaty that seeks to address
climate change. In 1995, countries participating in the convention
realized that the initial reductions proposed in 1992 would be
inadequate and in 1997 developed and adopted the Kyoto
Protocol, which is now part of the FCCC. The Kyoto Protocol
set emission reduction targets of 4.2% below the base year of 1990
to be met for 2008–2012 for industrialized countries (Olivier et
al. 2014). The U.S. did not ratify the UN FCCC or Kyoto Protocol
and Canada withdrew from the Kyoto Protocol in 2012. Beyond
these exclusions, 197 countries have ratified the FCCC (UN
FCCC 2015). Global carbon dioxide emissions continued to grow
and in 2013 increased to a new record, albeit at slower growth rate
than in previous years (Olivier et al. 2014). Recent increases in
emissions are being driven by emerging economies with a
decoupling of global economic growth rates from emission trends
in industrialized countries (Olivier et al. 2014). China, the U.S.,
and European Union (EU) are the top global emitters. China’s
carbon emissions are growing at a slower rate than the past decade.
In 2013, U.S. carbon emissions grew for the first time since the
onset of the 2008 recession (Olivier et al. 2014). The EU has shown
consistent decreases in its emissions since 2006 (Olivier et al.
2014).
U.S. Congressional opposition to climate change action has
prevailed. However, in 2009 President Barack Obama committed
to reduce carbon dioxide levels 17% below 2005 levels by 2020,
42% below 2005 levels by 2030, and 83% below 2005 levels by
2050 (Executive Office of the President 2013). The U.S. has
primarily used the Clean Air Act to address GHG reduction. In
2009, GHGs were identified by the U.S. Environmental Protection
Agency to be a threat to public health and welfare, and GHG
thresholds were set in 2010 as part of the Prevention of Significant
Deterioration standards under the Clean Air Act (US EPA
2015a). These thresholds affect the largest, point source emitters:
power plants, refineries, and cement production facilities (US
EPA 2015a). A subsequent rule that affected cars took effect in
2011 (US EPA 2015a). Power plants are the largest single source
of carbon emission in the U.S. In 2013, standards were established
for new power plants and in 2014 standards were set for existing
power plants. These standards have been finalized for light duty
vehicles and will apply to model years 2017–2025. Renewable Fuel
Standard (RFS) regulations were developed to reduce GHG
emissions from renewable fuels and compliance deadlines were
set in late 2014 (US EPA 2015a). As of 2013, carbon dioxide levels
were reduced 8.5% below 2005 levels, mostly because of the
economic recession, the replacement of coal-based power
generation with natural gas, increases in wind and solar power
generation, and increased energy efficiencies (US EPA 2015b).
However, since 1990, GHG emissions in the U.S. have increased
on average by 0.3% per year for a total of 7% since 2009 (US EPA
2015b). U.S. GHG emissions are projected to continue to grow at
a slow rate. The impact of U.S. GHG emissions is unlikely to have
a significant global impact in the face of growing emission from
China and India. Projected trends for GHG intensification and
hence continued increases in temperature and wildfire impacts
will likely not abate in the new or distant future.
Federal wildfire policy
The 1995 Federal Wildland Fire Management Policy (USDA and
USDOI 1995) and the Federal Fire Policy Review and Update of
the 1995 Federal Wildland Fire Management Policy 2001 (USDA
and USDOI 2001) lays out clear policy goals that can be used to
address the challenge in the WUI and include (1) reaffirming that
protection of life as the first priority, (2) recognizing wildland fire
as a critical natural process, (3) requiring fire management plans
be developed for all burnable acres, (4) requiring fire management
decisions be consistent with approved land and resource
management plans, and (5) clarifying the role of federal agencies
in the wildland urban interface. However, implementation
remains incomplete. The Wildland Fire Leadership Council
(WFLC) is an intergovernmental committee that supports and
provides oversight of the Federal Fire Management Policy. The
National Fire Plan (USDA USDOI 2000b) and subsequent
Western Governors’ Association (WGA) 10-Year Comprehensive
Strategy (WGA 2001) and Implementation Strategy (WGA 2002)
identified four goals including the following: improving fire
prevention and suppression, reducing hazardous fuels, restoring
fire adapted ecosystems, and promoting community assistance,
which entails creating economic incentives and industries to
reduce fuels and restore ecosystems while also building social
capacity to reduce the risk of wildfire and build collaboration
among communities and all levels of government (WGA 2001,
2002). These documents move toward addressing the complex
mix of interacting processes that will need to be addressed to
reframe the shift from a predominant suppression focus to a
prevention and preparedness focus (Steelman and Burke 2007).
The Healthy Forests Initiative 2002 (HFI) and Healthy Forests
Restoration Act (HFRA) 2003 were passed with the intention to
expedite the reduction of hazardous fuels on public lands (Vaughn
and Cortner 2005, Steelman and DuMond 2009). The HFI
entailed administrative reforms to the National Environmental
Policy Act (NEPA) and the Endangered Species Act (ESA) to
streamline and prioritize hazardous fuel reduction projects
(USFS 2002). HFRA codified the NEPA and ESA reforms and
authorized funding for projects and activities that implemented
the 10-Year Strategy and the Implementation Plan including the
use of stewardship contracts to meet the objectives of the Healthy
Forest Initiative. HFRA allows the Forest Service and Bureau of
Land Management (BLM) to prioritize areas for fuel reduction
projects in the WUI. Although this helps protect communities in
the WUI, it does not stem the growing number of structures in
the WUI. The law recommends that half of the $760 million in
annual funding be directed to the WUI.
Recognizing that a more regional and local approach was needed
to restore fire adapted ecosystems, build fire adapted
communities, and respond appropriately to wildfire, the National
Cohesive Wildland Fire Management Strategy (Cohesive
Strategy) became the effective policy for interagency wildfire
management in 2009 as part of the Federal Land Assistance,
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Management and Enhancement (FLAME) Act. The Cohesive
Strategy supplants previous policy and aims to take the discussion
of how to deal with the localized challenges of the WUI and
wildfire problem to the states and municipalities.
In 2009, the FLAME Act (H.R. 5541) was passed to address the
wildfire funding challenge. FLAME was intended to provide
supplemental funding so that fire borrowing could be avoided.
However, it was never fully funded by Congress and fire borrowing
has continued. In 2014, the Obama Administration proposed the
Wildfire Disaster Funding Act, to address this problem. This
would allow the largest wildfires to be treated as natural disasters
and funding from the Federal Emergency Management Agency
would be made available for these fires. Previous attempts to
address the problem of fire borrowing, namely the FLAME Act
of 2009 have been inadequately implemented to remedy the
problem. The Wildfire Disaster Funding Act of 2014, aimed at
making FEMA funding available for the largest and most
destructive wildfires, also failed to pass in Congress. The
likelihood of passage in the 114th Congress is unlikely because
of change in committee leadership and composition.
State and local policies
All states have forestry agencies, departments, or divisions. State
forestry agencies have broad responsibilities including wildfire.
States are responsible for wildfire management on state and
private lands. State Fire Assistance (SFA) and Volunteer Fire
Assistance (VFA) are the primary programs that states and local
fire departments use to develop preparedness and response
capabilities for wildland fire management. SFA provides technical
and financial assistance to enhance firefighting capacity, carry
out wildfire hazard mitigation projects, and facilitate FIREWISE
workshops. VFA provides funding for volunteer fire departments
to improve communication capabilities, increase wildland fire
management training and purchase firefighting clothing and
equipment.
Community Wildfire Protection Plans (CWPPs), which are
created at the community level to establish priorities for wildfire
risk mitigation, were created under HFRA 2002. Federal funding
to assist fuel reduction on private lands can come through SFA
and VFA. By the end of 2009, state forestry agencies had assisted
with the completion of 5567 CWPPPs (NASF 2010).
Disaster assistance can also come from the Federal Emergency
Management Agency (FEMA) in the form of Fire Management
Assistance Grants (FMAG) to help cover firefighting costs when
a state declares a major disaster. FMAG can cover up to 75% of
the costs for a locality if costs reach a threshold established
annually by FEMA. If the President declares a disaster, then the
Robert T. Stafford Disaster Relief and Emergency Assistance Act
can provide assistance.
Community-based efforts such as Firewise and Fire Adapted
Communities depend on local residents to take an active role in
efforts to address wildfire risk. These programs seek to create a
shared sense of responsibility for prefire mitigation in the WUI.
Fire Adapted Communities (http://www.fireadapted.org/) is
funded at $2.6 million/year by the USFS. Firewise is funded at
roughly $1 million per year from federal and National Fire
Protection Association (NFPA) sources (M. Steinberg, Director,
National Fire Prevention Agency and Firewise, 2015, personal
communication). Both programs rely on local communities to
conduct risk assessments based on local ecological characteristics
and fire history to create mitigation plans. They also encourage
resident support of land management agencies by learning about
wildfire risk reduction efforts, such as using prescribed fire to
manage local landscapes.
Emergency assistance is also available for agricultural land
rehabilitation post fire. Within the U.S. Department of
Agriculture, the Natural Resources Conservation Service
administers the Emergency Watershed Protection Program and
the Farm Service Agency administers the Emergency
Conservation Program (Hoover 2015).
Development of the WUI is a state and local responsibility, not
a federal responsibility. Local governments are typically
responsible for structural fire on private property. Zoning codes,
building codes, construction standards related to building on
private property in the WUI are regulated locally. The insurance
industry and home fire insurance, which provide risk management
tools for building in the WUI, are regulated by state agencies.
GOVERNANCE EFFECTIVENESS
Linkages in the social-ecological system
I began with two research questions:
To what extent do the spatial and temporal scales of in our
wildfire governance system fit the social-ecological dynamics that
drive the system?
The answer is not well. Fast variables dictate the policy response
to the detriment of addressing slow variables and exogenous
controls. Development in the WUI means there are increased
values at risk, which historically has necessitated a federal and/or
state response to protect these values. Driving development in the
WUI are constitutionally protected private property rights, weak
or absent zoning, planning or regulation of WUI development,
and an inactive insurance industry. Because the values and risks
are so great in the WUI, media and political attention tends to
drive policy response in these immediate areas. However, climate
change and regional climate patterns are driving observable
ecological trends. Carbon dioxide (and other GHGs) are driving
temperature, which is driving changing wildfire behavior,
landscape level vegetative change, and snow melt hydrology.
Changing fire behavior threatens more houses in the WUI, which
results in greater emphasis on suppression response at the expense
of prevention efforts to mitigate risks in the WUI (Calkin et al.
2015, Fischer et al. 2016).
What could we do to improve wildfire governance if we were to
embrace social-ecological dynamics?
Our goals should be an anticipatory wildfire governance system
that can facilitate more ecologically resilient landscapes and
socially resilient communities. We need policies and practices that
are better aligned with the social and ecological realities in the
places where we expect wildfire to continue to be a problem. An
integrated framework for action is needed at the global, national,
and local levels. Although action at the local level is essential, this
action needs to be informed by the drivers at the other scales.
Mutually reinforcing policy at the local, state, federal levels and
beyond will be important to create consistent incentives for action.
Effective responses will need to be adaptive, emergent, and holistic
Ecology and Society 21(4): 3
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while also acknowledging that they are nested within higher order
temporal and spatial processes that impact their effectiveness. To
facilitate this kind of transformative governance change, we will
need to see strong commitment to the most critical cross-scale
dynamics including an effective climate change policy, a radical
reprioritization of resources to the state and local levels,
redirection of federal and state incentives to reduce building in
WUI and the use of federal level resources only in the most
extreme wildfires.
Key elements of a future strategy would include the following
characteristics operating at all scales of governance:
1. Do not take historical patterns as givens. Conservation
expectations are traditionally geared to restore to historical
patterns (Swetnam et al. 1999), but changes in climate that
drive changes in species composition and structure mean
that these norms may no longer be climatologically
appropriate (Millar et al. 2007). In this era of a
nonanalogous past, it is important to redefine what it means
to be “resilient.” Forecasting based on past trends will be of
limited use in a future that will see greater variation in system
responses (Milly et al. 2008). This will entail building
capacity for what Wiek et al. (2011) have labeled anticipatory
competency. This means the ability to adapt strategies
iteratively based on new information/knowledge to alter
path dependent trajectories toward a more sustainable
future state, including foresight, engagement, and
integration (Guston 2014). For wildfire this might entail
multiple scenarios based on climate change models,
downscaling, and local knowledge. It means avoiding single
scenario options (Quay 2010). Heightened uncertainty
means multiple scenarios need to be considered.
2. Identify future social and ecological thresholds of concern.
These thresholds would trigger actions to maintain the
system in a current state or prepare it for what the next state
might be. This will require the need to establish trigger points
or signals that would stimulate action when thresholds have
been met and new or different responses are needed. In the
context of wildfire, it could be recognizing when specific
kinds of values at risk, both social and ecological, have been
affected. For instance, the recent wildfires in Tasmania in
2015 and the 2016 fires in Fort McMurray, Alberta perhaps
signal that key ecological and human community thresholds
have been crossed. These signals necessitate broad
discussion and consideration of transformational new
approaches for how human and ecological can coexist with
wildfire. Alternatively, signals such as the failure of
conventional tools to predict adequately fire behavior could
trigger reflection and the need take contingent action.
3. Embrace diversity/heterogeneity as principles in ecological
and social responses. The “diversity hypothesis” suggests
that complex problems must be governed by equally complex
systems (Duit et al. 2010). Because the wildfire problem
occurs on multiple temporal and spatial scales, it is
important to acknowledge that we need a governance system
that can match that complexity. Although we have elements
of policy and institutional diversity woven into the
governance system, it is unclear how polices and institutions
affect each other at different levels, create feedbacks and
cascades. Efforts to model these systems from the local to
the global to better understand how they interconnect could
contribute to enhanced learning among and between levels.
Additionally, gaps in governance could be better identified
if we had more comprehensive maps of where action is
currently taking place. Heterogeneity is also emerging as
strategy for ecosystem resilience (Moritz et al. 2014).
Diversity across vegetative type, stand structures, and
successional age classes as well as patch mosaic burning has
been advocated for biodiversity conservation (Moritz et al.
2014).
4. Create learning among different scales of actors throughout
the governance system. People ultimately drive the policies
and institutions within the governance systems. To support
the governance complexity necessary to match the problem,
actors need to network and learn from each other.
Scaffolding that helps connection between and among levels
can facilitate individual and systems level learning. To
facilitate this learning, skills in interpersonal competence
and systems thinking need to be cultivated (Wiek et al. 2011).
This would include the ability to develop, maintain and
shepherd collaborative social processes at appropriate scales
to implement select strategies to incorporate key
perspectives in successive rounds of problem definition and
alternative selection.
There are many different approaches to systems thinking. In this
article I chose to pursue the one laid out by Chapin et al. (2006)
and further used by Meek (2011) because of its applicability to
social-ecological systems thinking in a complex, multilevel system
with multiple organizations and managerial participants. There
are many other frameworks, approaches, and tools that facilitate
insight into systems and their complexity (e.g., Senge and
Sherman 1992, Jackson 2003, Meadows and Wright 2008) that
likely would produce different insights. The Chapin (2006) and
Meek (2011) approach was valuable in the wildfire context
because of its ability to portray the system from an ecological,
social, and institutional standpoint, the multiple relevant scales
and the focus on multiple organizational and/or agency
influences. Further comparative research with different
frameworks is an area for future work.
CONCLUSIONS
A key question at this time is the counterfactual. What happens
if we do not make changes in how we address the temporal and
spatial disconnects in the current wildfire governance system?
This analysis suggests that we would continue to react to the fast
social variables and perpetuate the existing problems. Outcomes
can be anticipated: more carbon in the atmosphere, higher
temperatures, less snow, lower humidity, more extreme fire,
changing landscapes, more values at risk, more property
destroyed, more fire fighters at risk, and more reactive spending.
There are no easy solutions to the current wildfire problem.
Reframing the problem as a social-ecological one helps identify
the critical cross-scale dynamics that are currently not a part of
much of the wildfire discussion. We need governance that can
take into account the complex social and biophysical dimensions
of the entire system. More complete knowledge about how this
social-ecological system matches our current policy and
institutional response can lead to more sustainable, long-term
Ecology and Society 21(4): 3
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alternatives to the wildfire problem. Design principles, rather than
concrete policy recipes, can guide thinking about how we
approach this more effective governance system.
Dombeck, M. P., J. E. Williams, and C. A. Wood. 2004. Wildfire
policy and public lands: integrating scientific understanding with
social concerns across landscapes. Conservation Biology 18
(4):883-889. http://dx.doi.org/10.1111/j.1523-1739.2004.00491.x
Responses to this article can be read online at:
http://www.ecologyandsociety.org/issues/responses.
php/8681
Duit, A., and V. Galaz. 2008. Governance and complexity—
emerging issues for governance theory. Governance 21:311-335.
http://dx.doi.org/10.1111/j.1468-0491.2008.00402.x
Acknowledgments:
I would like to thank Dr. Cass Moseley who has been a valued
colleague and stimulated my thinking through our helpful discussion
on these topics for many years.
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