Culture and Materialism
4/5
()
About this ebook
Raymond Williams is a towering presence in cultural studies, most importantly as the founder of the apporach that has come to be known as "cultural materialism." Yet Williams's method was always open-ended and fluid, and this volume collects together his most significant work from over a twenty-year peiod in which he wrestled with the concepts of materialism and culture and their interrelationship. Aside from his more directly theoretical texts, however, case-studies of theatrical naturalism, the Bloomsbury group, advertising, science fiction, and the Welsh novel are also included as illustrations of the method at work. Finally, Williams's identity as an active socialist, rather than simply an academic, is captured by two unambiguously political pieces on the past, present and future of Marxism.
Raymond Williams
An academic, and the writer of both non-fiction and fiction, Raymond Williams (1921–88) was one of the most important and influential British thinkers of the twentieth century. Williams wrote about politics, culture, mass media and literature, and his work was key to the development of cultural studies. His best-known books include ‘Culture and Society’, ‘The Long Revolution’ and ‘The Country and the City’.
Read more from Raymond Williams
The Long Revolution Rating: 5 out of 5 stars5/5Culture and Materialism Rating: 4 out of 5 stars4/5Politics and Letters: Interviews with New Left Review Rating: 0 out of 5 stars0 ratingsPolitics and Letters: Interviews with New Left Review Rating: 5 out of 5 stars5/5Culture and Politics: Class, Writing, Socialism Rating: 0 out of 5 stars0 ratingsPolitics and Letters: Interviews with New Left Review Rating: 5 out of 5 stars5/5Culture and Politics: Class, Writing, Socialism Rating: 0 out of 5 stars0 ratingsThe Centenary Edition Raymond Williams: Who Speaks for Wales? Nation, Culture, Identity Rating: 0 out of 5 stars0 ratingsResources of Hope: Culture, Democracy, Socialism Rating: 0 out of 5 stars0 ratingsThe Columbia Guide to the Latin American Novel Since 1945 Rating: 5 out of 5 stars5/5Evaluation Research: Retaining New Converts Rating: 0 out of 5 stars0 ratingsThe San Carador Caper Rating: 0 out of 5 stars0 ratingsMay Day Manifesto 1968 Rating: 0 out of 5 stars0 ratings
Related to Culture and Materialism
Related ebooks
We Make Our Own History: Marxism and Social Movements in the Twilight of Neoliberalism Rating: 3 out of 5 stars3/5Democracy Against Capitalism: Renewing Historical Materialism Rating: 4 out of 5 stars4/5Subalternity, Antagonism, Autonomy: Constructing the Political Subject Rating: 0 out of 5 stars0 ratingsSolidarity without Borders: Gramscian Perspectives on Migration and Civil Society Alliances Rating: 0 out of 5 stars0 ratingsRace, Nation, Class: Ambiguous Identities Rating: 0 out of 5 stars0 ratingsFuturability: The Age of Impotence and the Horizon of Possibility Rating: 4 out of 5 stars4/5The Future of the Image Rating: 4 out of 5 stars4/5Voices of 1968: Documents from the Global North Rating: 0 out of 5 stars0 ratingsMarxism and Form: 20th-Century Dialectical Theories of Literature Rating: 4 out of 5 stars4/5Situationism: A Compendium Rating: 0 out of 5 stars0 ratingsTowards a New Manifesto Rating: 3 out of 5 stars3/5The Communist Horizon Rating: 4 out of 5 stars4/5Everything, All the Time, Everywhere: How We Became Postmodern Rating: 2 out of 5 stars2/5The Corn Wolf Rating: 4 out of 5 stars4/5Heroes: Mass Murder and Suicide Rating: 4 out of 5 stars4/5The British Marxist Historians Rating: 5 out of 5 stars5/5Raymond Williams: Cultural Analyst Rating: 0 out of 5 stars0 ratingsThe Society of the Spectacle Rating: 0 out of 5 stars0 ratingsHatred of Democracy Rating: 4 out of 5 stars4/5The Emancipated Spectator Rating: 4 out of 5 stars4/5Spaces of Global Capitalism: A Theory of Uneven Geographical Development Rating: 3 out of 5 stars3/5Capitalism, Socialism, Ecology Rating: 3 out of 5 stars3/5The Ancients and the Postmoderns: On the Historicity of Forms Rating: 4 out of 5 stars4/5Politics by Other Means: Selected Criticism from Review 31 Rating: 0 out of 5 stars0 ratingsDisobey!: A Philosophy of Resistance Rating: 3 out of 5 stars3/5After the Great Refusal: Essays on Contemporary Art, Its Contradictions and Difficulties Rating: 0 out of 5 stars0 ratingsThe Return of the Political Rating: 4 out of 5 stars4/5The Prison-House of Language: A Critical Account of Structuralism and Russian Formalism Rating: 4 out of 5 stars4/5The Limits of Critique Rating: 0 out of 5 stars0 ratingsThe Third Unconscious: The Psychosphere in the Viral Age Rating: 0 out of 5 stars0 ratings
Philosophy For You
The Four Loves Rating: 4 out of 5 stars4/5The Dictionary of Obscure Sorrows Rating: 4 out of 5 stars4/5The Boy, the Mole, the Fox and the Horse Rating: 4 out of 5 stars4/5The Courage to Be Happy: Discover the Power of Positive Psychology and Choose Happiness Every Day Rating: 4 out of 5 stars4/5The Little Book of Hygge: Danish Secrets to Happy Living Rating: 4 out of 5 stars4/5The Art of War Rating: 4 out of 5 stars4/5The Art of Loving Rating: 4 out of 5 stars4/5Sapiens: A Brief History of Humankind Rating: 4 out of 5 stars4/5Sun Tzu's The Art of War: Bilingual Edition Complete Chinese and English Text Rating: 4 out of 5 stars4/5The Meditations of Marcus Aurelius Rating: 5 out of 5 stars5/5Experiencing God (2021 Edition): Knowing and Doing the Will of God Rating: 4 out of 5 stars4/5Be Here Now Rating: 5 out of 5 stars5/5The Republic by Plato Rating: 4 out of 5 stars4/5Plato and a Platypus Walk Into a Bar...: Understanding Philosophy Through Jokes Rating: 4 out of 5 stars4/5The Source: The Secrets of the Universe, the Science of the Brain Rating: 4 out of 5 stars4/5The Art of Communicating Rating: 4 out of 5 stars4/5Tao Te Ching: A New English Version Rating: 5 out of 5 stars5/5Meditations: Complete and Unabridged Rating: 4 out of 5 stars4/5Plato's Republic Rating: 4 out of 5 stars4/5The Antidote: Happiness for People Who Can't Stand Positive Thinking Rating: 4 out of 5 stars4/5The Egyptian Book of the Dead: The Complete Papyrus of Ani Rating: 5 out of 5 stars5/512 Rules for Life: An Antidote to Chaos Rating: 4 out of 5 stars4/5THE EMERALD TABLETS OF THOTH THE ATLANTEAN Rating: 4 out of 5 stars4/5The Laws of Connection: The Scientific Secrets of Building a Strong Social Network Rating: 0 out of 5 stars0 ratingsInward Rating: 4 out of 5 stars4/5The Happiest Man on Earth: The Beautiful Life of an Auschwitz Survivor Rating: 5 out of 5 stars5/5The Denial of Death Rating: 4 out of 5 stars4/5
Reviews for Culture and Materialism
7 ratings0 reviews
Book preview
Culture and Materialism - Raymond Williams
CULTURE AND MATERIALISM
CULTURE AND MATERIALISM
SELECTED ESSAYS
Raymond Williams
This paperback edition first published by Verso 2020
First published by Verso 1980
© Raymond Williams 1980, 2020
All rights reserved
The moral rights of the author have been asserted
1 3 5 7 9 10 8 6 4 2
Verso
UK: 6 Meard Street, London W1F 0EG
USA: 20 Jay Street, Suite 1010, Brooklyn, NY 11201
www.versobooks.com
Verso is the imprint of New Left Books
ISBN-13 978-1-78873-860-6
ISBN-13 978-1-78960-004-9 (US EBK)
ISBN-13 978-1-83976-307-6 (UK EBK)
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
A catalog record for this book is available from the Library of Congress
Contents
Publisher’s Note
Acknowledgments
1
A Hundred Years of Culture and Anarchy
2
Literature and Sociology
Base and Superstructure in Marxist Cultural Theory
Means of Communication as Means of Production
3
Ideas of Nature
Social Darwinism
Problems of Materialism
4
Social Environment and Theatrical Environment: the Case of English Naturalism
The Bloomsbury Fraction
Advertising: the Magic System
Utopia and Science Fiction
The Welsh Industrial Novel
5
Notes on Marxism in Britain Since 1945
Beyond Actually Existing Socialism
Notes
Index
Publisher’s Note
‘Selected essays’ are not uncommon in English-language culture, but their rationale as a form of publication is notably variable, and often indefinite. It may be pertinent, therefore, briefly to indicate our purpose in compiling Problems in Materialism and Culture.
Raymond Williams’s many books-from Reading and Criticism to Marxism and Literature-art well known and, with very few exceptions, widely available. What are less generally known and, for evident material reasons, not nearly so accessible, are the numerous essays that have accompanied them. Anticipating or developing the themes of the major works, augmenting them with more detailed studies or extending their methods into new areas of research, these essays are a crucial component of Williams’s writing as a whole, and it was in order to make them available to the wider readership of his full-length books that this volume was conceived.
The fourteen texts included here were chosen and arranged in the light of a related consideration. Many thousands of readers have encountered Williams’s major works as they appeared, in an intellectual acquaintanceship going back twenty years and more. But there is an increasing number for whom, inevitably, this is not the case. So large and complex a body of work can pose problems of access, for anyone – teacher or student, specialist or general reader – approaching it for the first time. It seemed important, therefore, that any selection of essays should aim to cover its entire range (apart from the novels), to compose a volume at once compact and representative.
Problems in Materialism and Culture has been designed to meet these requirements. The earliest of the essays dates from the period of The Long Revolution, having been written in 1958-59, the most recent from New Year, 1980. Their occasions are lectures and book-reviews as well as relatively independent and long-standing contexts of research. In mode the volume ranges from wholly abstract theoretical exposition to concrete historical analysis, from specialist research through collaborative dissent to engaged polemic. The subjects of discussion include literature and drama; theories of culture and of nature; dominant and subordinate, celebrated and marginal, forms of cultural production; structural features of late capitalist society and of the socialist order beyond it; the related political problems of contesting the one and constructing the other. The central theme – and practice – of the volume, already given in its title, is the elaboration within Marxist theory and socialist politics of a ‘cultural materialism’.
A Hundred Years of Culture and Anarchy, the opening essay of the book, looks back to illuminate a decisive and profoundly ambivalent moment in the emergence of English cultural criticism: Arnold’s response to the popular agitation of the late 1860s. Then follow a group of three studies in cultural theory: a tribute to Lucien Goldmann that discusses his work and meditates on its complex relations with received intellectual traditions in England; a re-examination of the concept of ‘base and superstructure’; and a theoretical analysis of means of communication. The next group of three essays is devoted to the problem of ‘nature’, as represented in the dominant humanist tradition; in the ideological formations, past and present, of Social Darwinism; and in the writings of the Italian Marxist Sebastiano Timpanaro. A fourth section brings together five concrete studies dealing successively with English naturalist theatre; the Bloomsbury group; advertising; utopianism and science fiction; and the Welsh industrial novelists. These exemplify the analytic programme of cultural theory.
Politics is the keynote of the fifth and last section of the volume. Here Williams reflects on the problematic history of Marxism in post-war Britain and on his own relation to it, and then, in a concluding essay on Rudolf Bahro’s Alternative, turns to consider the state of ‘actually existing socialism’–the comparable blockages of the instituted social order in the East and of the movement in the West–and to project a course beyond it, through the theory and practice of ‘cultural revolution’.
NLB
Acknowledgments
The essays now collected in this volume were first published as follows: A Hundred Years of Culture and Anarchy in The Spokesman, 8, December 1970, based on a lecture given in Manchester in April 1969; Literature and Sociology: in Memory of Lucien Goldmann in New Left Review, 67, May-June 1971, based on a lecture given in Cambridge in April 1971; Base and Superstructure in Marxist Cultural Theory in New Left Review, 82, November-December 1973, based on a lecture given in Montreal in April 1973; Means of Communication as Means of Production in Prilozi: Drustvenost Komunikacije, Zagreb, 1978; Ideas of Nature in Ecology: the Shaping Inquiry (ed. J. Benthall), Longman, 1972, based on a lecture given at the Institute of Contemporary Arts, London, in 1971; Social Darwinism in The Limits of Human Nature (ed. J. Benthall), Allen Lane, 1973, based on a lecture given at the Institute of Contemporary Arts, London, in 1972; Problems of Materialism in New Left Review, 109, May-June 1978; Social Environment and Theatrical Environment in English Drama: Forms and Development (ed. M. Axton and R. Williams), Cambridge University Press, 1977; The Bloomsbury Fraction in Keynes and the Bloomsbury Group (ed. D. Crabtree and A.P. Thirlwall), Macmillan, 1980, based on a lecture given in Canterbury in 1978; Advertising: the Magic System, originally written as a chapter in The Long Revolution (1961), withdrawn from that book for inclusion in a collective book on advertising which in the event was not published, then published in part in New Left Review, 4, July-August 1960 (the Afterword to this essay was published in The Listener, 31 July, 1969); Utopia and Science Fiction in Science Fiction Studies, Vol. 5 (1978), Montreal, and in Science Fiction: a Critical Guide (ed. P. Parrinder), Longman, 1979; The Welsh Industrial Novel, University College Press, Cardiff, 1979, based on the inaugural Gwyn Jones lecture given in Cardiff, April 1978; Notes on Marxism in Britain since 1945 in New Left Review, 100, November 1976-January 1977; Beyond Actually Existing Socialism in New Left Review, 120, March-April 1980. I have taken the opportunity to revise all the essays for this volume.
R.W.
1
A Hundred Years of
Culture and Anarchy
In the late sixties several issues came together. Issues and controversies. About parliament, about law and the trade unions, about demonstrations and public order, about education and its expansion. In the late eighteen-sixties, I mean. In the years when George Eliot began Middlemarch, when Marx published the first volume of Capital, when Carlyle wrote Shooting Niagara, and Matthew Arnold wrote the lectures and articles which became Culture and Anarchy.
In our own late sixties the spirit of Arnold is often invoked, especially in the universities. He has been taken as a kind of patron of things like the Black Papers: in some ways astonishingly, for all his working life he was a hardworking inspector of education and the most effective exponent of the need for a new system of secondary schooling. Nevertheless, the invocation is neither accidental nor wholly misguided. Arnold’s emphasis on culture—his kind of emphasis—was a direct response to the social crisis of those years, and what he saw as opposed to culture was anarchy, in a sense very similar to many recent public descriptions of demonstrations and the protest movement. He did not see or present himself as a reactionary, but as a guardian of excellence and of humane values. That, then as now, was the strength of his appeal.
What then was the actual crisis? In immediate terms it was an argument about the franchise: that the right to vote should be extended to working-class men in the towns. Not, it now seems, so very radical a proposal. Just a hundred years later that hard-won right is part of our ‘immemorial’ democratic traditions. But at the time it was critical. In 1866 the first form of the bill was defeated and the Liberal government fell. The campaign was taken to the country by the Reform League. The meetings in London were especially large. The only suitable places for such large meetings were the parks, but the authorities argued that these were royal gifts for public recreation; mass demonstrations, on the other hand, were a form of public nuisance. The right to meet in Hyde Park—now, a century later, another part of our ‘immemorial’ democratic tradition—was especially at issue. Where the gentry rode in Rotten Row crowds often gathered, and there was a proposal to jam it with ten thousand costermongers and their donkeys. Then the Reform League announced a meeting in Hyde Park for the evening of Monday July 23, 1866. The Home Secretary ordered the Commissioner of Police to post notices closing the gates at teatime. Questions were asked in Parliament by several members, including, notably, John Stuart Mill, author of the Essay on Liberty. Disraeli, the Prime Minister, reassured the Queen.
On July 23 some sixty thousand workers, from many parts of the country, marched down Oxford Street and Edgware Road to converge at the Marble Arch. The police were drawn up at the locked gates. The leaders of the march demanded entry and were refused. Most of the march then went on to Trafalgar Square. But one group stayed at Hyde Park and started taking down the railings. Many of the watching crowd joined them. They took down about a mile of railings, and went into the park. It has been said that flowerbeds were trampled, that people ‘raced over the forbidden turf’, and that stones were thrown at some large houses in Belgravia. There seems no reason to doubt any of this. As with the proposal to ride donkeys in Rotten Row, it was testing the question ‘whether this or any other portion of Hyde Park belongs to a class or to the entire people’. Troops were called out, but before they got there everybody had gone home.
Hyde Park. Grosvenor Square. We have to update the names to get any idea of the response. The moderate leaders of the Reform League saw the Home Secretary and asked for a meeting in Hyde Park the following Monday, to establish the right of free assembly. He is reported to have wept and agreed, but he was then overruled by the Cabinet. A confrontation seemed probable, for many ordinary members wanted to go ahead with the meeting. Mill intervened, putting the question:
if the position of affairs has become such that a revolution was desirable, and if they thought themselves able to accomplish one.
After argument it was agreed to hold the meeting instead in the Agricultural Hall, Islington. It was a crowded and noisy meeting. Thousands could not get in. The need for the park was obvious, but the government, through a new Home Secretary, now introduced a bill making meetings in Hyde Park illegal. Mill led the opposition to this, and by the end of the session the bill was talked out and dropped. The ‘sacred and immemorial’ right of meeting and speaking in Hyde Park—the thing tourists are now taken to see—was brought in, so to say, by the back door.
Demonstrations and public order. The people involved do not seem unfamiliar, a century later. Of course the causes move on. We should have no thundering editorials now about a meeting in Hyde Park to campaign for giving working men the vote. But many of the underlying attitudes are similar. Carlyle was extreme: only the reimposition of discipline by the aristocracy could preserve order, he argued in Shooting Niagara. On the other side were the liberals and radicals, led in parliament by Mill. But no trial of strength and opinion, of so general and central a kind, is limited to known and orthodox positions. It is in this sense that Arnold’s response is important.
Hyde Park was in his mind when he gave the first lecture of what became Culture and Anarchy. He called it ‘Culture and its Enemies’. But he stood off from the orthodox political arguments. He criticised the national obsession with wealth and production; there were other things more important in the life of a people. He criticized the manipulation of opinion, by politicians and newspapers: a minority talking down, simplifying, sloganeering, to people they thought of as ‘the masses’. He criticised the abstraction of ‘freedom’; it was not only a question of being free to speak but of a kind of national life in which people knew enough to have something to say. The men of culture, he argued, were those who had
a passion for diffusing, for making prevail, for carrying from one end of the society to the other, the best knowledge, the best ideas of their time; who have laboured to divest knowledge of all that was harsh, uncouth, difficult, abstract, professional, exclusive; to humanize it, to make it efficient outside the clique of the cultivated and learned, yet still remaining the best knowledge and thought of the time.
All this was culture—the sense of more things in life than the economy, the opposition to manipulation, the commitment to an extending popular education. Its enemies were the political and economic system, the manipulators, the anti-educators.
So far so clear. But there was also Hyde Park. The Hyde Park rioter, Arnold argued—very quickly abstracting and simplifying—was a symptom of the general anarchy. He did not want revolution, though he would like his own class to rule, just as the aristocracy and the middle class prefer their own forms of domination. In ‘Our paradisical centres of industrialism and individualism’ many people were taking the bread out of one another’s mouths, for there was no real social order, no idea of the State as the collective and corporate character of the nation. So, having not yet quite settled to his place in the system, the rioter—he becomes suddenly ‘the rough’—
is just asserting his personal liberty a little, going where he likes, assembling where he likes, bawling as he likes, hustling as he likes.
The temperature, it will be noticed, is rising.
His right to march where he likes, meet where he likes, enter where he likes, hoot as he likes, threaten as he likes, smash as he likes. All this, I say, tends to anarchy.
It certainly does. Nothing is stranger, in Arnold’s often scrupulous, often self-consciously charming and delicate prose, than the escalation, the coarseness, of these Hyde Park verbs. Then, writing while the argument was still going on in parliament, he went suddenly much further. He restated his general position:
For us, who believe in right reason, in the duty and possibility of extricating our best self, in the progress of humanity towards perfection, for us the framework of society, that theatre on which this august drama has to unroll itself, is sacred; and whoever administers it, and however we may seek to remove them from their tenure of administration, yet, while they administer, we steadily and with undivided heart support them in repressing anarchy and disorder; because without order there can be no society; and without society there can be no human perfection.
It is a point of view. Certainly it contrives to forget the start of the disorder: the defeat of the reform legislation, the locking of the gates against the reform meeting (for which, as it happens, there were no legal grounds). As so often, it picks up the story at a convenient point: at the point of response, sometimes violent, to repression; not at the repression itself. Even so, it is a point of view, and a familiar one.
But then Arnold again goes on:
I remember my father… when the political and social state of the country was gloomy and troubled [in the 1820s—KW] and there were riots in many places, goes on, after strongly insisting on the badness and foolishness of the government … and ends thus: As for rioting, the old Roman way of dealing with that is always the right one; flog the rank and file, and fling the ringleaders from the Tarpeian Rock! And this opinion we can never forsake, however our Liberal friends may think a little rioting, and what they call popular demonstrations, useful sometimes to their own interests and to the interests of the valuable practical operations they have in hand.
Even if it is to abolish the slave-trade
—still we say no, and that monster processions in the streets and forcible irruptions into the parks, even in professed support of this good design, ought to be unflinchingly forbidden and repressed.
In a later edition Arnold left this out. We must give him the credit of his second thoughts. But it is still very remarkable that the humane argument of the initial position should approach, let alone reach, this degree of anger and desire for repression.
Yet the conjunction may be significant, at some level quite difficult to define. The hostile reaction to demonstrations and sit-ins, in our own period, is easy to understand when it comes from the traditional right. But there is now also a New Right, talking of excellence and humane values and discipline, in the same breath; seeing minor demonstrations as ‘anarchy’ and ‘chaos’ and opposing them in the name of reason and culture and education.
Arnold is a source for this group, though it is significant that many of them have dropped much of his actual social criticism and especially his untiring advocacy of extended popular education. That part of Arnold, indeed, is now seen as a main symptom of the ‘disease’ they believe they are fighting. But that is often how names and reputations are invoked from the past.
There are others they might have chosen. I can’t agree with all Mill did, in those months, but if you want liberal reason in action, Mill then embodies it: the emphasis on law and moderation but also the emphasis on change and reform (he had introduced a bill giving the vote to women, a measure well beyond the thoughts of the majority of the Reform League; it was derisively defeated). Mill, one could say, shows how a traditional intellectual can respond at his best: acting through the values of reason at the points where it mattered. I would differ from him in my belief that the second Hyde Park meeting ought to have been held and supported; there was no law or reason to prevent it, and any provocation or violence would have come only from the authorities. But Mill was anxious. He mediated and moderated. He kept to his own values.
Arnold is different, and so are our own little Arnolds. Excellence and humane values on the one hand; discipline and where necessary repression on the other. This, then as now, is a dangerous position: a culmination of the wrong kind of liberalism, just as Mill, as far as he went, was a culmination of liberalism of the most honest kind. The issues continue: the law and the unions; new education acts; the ins and outs of two dominant and competing parliamentary parties. As we think and act through very comparable events, a hundred years later, it is of some real help to know how the ‘culture and anarchy’ argument started.
But what is even more important is to identify and prevent that short-circuit in thought which Arnold represents. The attachment to reason, to informed argument, to considered public decisions, and indeed, in Arnold’s terms, to learning from all the best that has been thought and said in the world, requires something more than an easy rhetorical contrast with the practices of demonstration and of direct action. For these, in the eighteen-sixties as in the nineteen-sixties, were entered into at just those points where truth and reason and argument were systematically blocked, and where ‘authorized’ force was invoked not to clear the barriers but to erect and defend them.
It then matters very much whether those who believe in reason and in informed argument are able, within the noise of confrontation, to go on making the necessary distinctions. It matters also whether, in the inevitable tensions of new kinds of argument and new kinds of claim, the defenders of reason and education become open to new and unfamiliar relationships, or instead relapse to their existing habits and privileges and then—as is now happening, but as significantly didn’t happen in Arnold —manoeuvre and combine to restrict, to purge, to impoverish education itself. For the culture which is then being defended is not excellence but familiarity, not the knowable but only the known values. And while people like that dominate and multiply, it will always be necessary to go again to Hyde Park.
2
Literature and Sociology
In Memory of Lucien Goldmann
Last spring* Lucien Goldmann came to Cambridge and gave two lectures. It was an opportunity for many of us to hear a man whose work we had welcomed and respected. And he said that he liked Cambridge: to have trees and fields this near to lecture-rooms. I invited him and he agreed to come back again this year. More particularly we agreed to exchange our current work directly, for we were both aware of the irony that the short physical distance between England and France converts, too often, to a great cultural distance, and especially at the level of detail. And then, in the autumn, he died, at the age of 57. The beginning of a project had to revert to print, as must perhaps always finally happen. But first I want to remember him directly, as an act of respect and as an active acknowledgment of what I believe is now necessary: a bringing together and a discussion of work and ideas occurring in very different traditions but nevertheless sharing many common positions and concerns. My regret, of course, is that he cannot be here to take part in the dialogue. For the manner of his lectures in Cambridge was precisely dialogue: in a sense to my surprise, having read only his published writings, which are marked by a certain defining and systematic rigour.
I think many people have now noticed the long-term effects of the specific social situation of British intellectuals: a situation which is changing but with certain continuing effects. In humane studies, at least, and with mixed results, British thinkers and writers are continually pulled back towards ordinary language: not only in certain rhythms and in choices of words, but also in a manner of exposition which can be called unsystematic but which also represents an unusual consciousness of an immediate audience: a sharing and equal-standing community, to which it is equally possible to defer or to reach out. I believe that there are many positive aspects of this habitual manner, but I am just as sure that the negative aspects are serious: a willingness to share, or at least not too explicitly to challenge, the consciousness of the group of which the thinker and writer—his description as intellectual raises the precise point —is willingly or unwillingly but still practically a member. And while this group, for so long, and of course especially in places like Cambridge, was in effect and in detail a privileged and at times a ruling class, this pull towards ordinary language was often, is often, a pull towards current consciousness: a framing of ideas within certain polite but definite limits.
It is not at all surprising to me, having observed this process, to see so many students, since the early sixties, choosing to go instead to intellectuals of a different kind. In sociology, where we have been very backward —indeed in many respects an undeveloped country—there are, of course, other reasons. But the same thing has happened in literary studies, where for half a century, and in Cambridge more clearly than anywhere, there has been notable and powerful work. A sense of certain absolute restrictions in English thought, restrictions which seemed to link very closely with certain restrictions and deadlocks in the larger society, made the search for alternative traditions, alternative methods, imperative. Of course all the time there was American work: in what appeared the same language but outside this particular English consensus. Theory, or at least system, seemed attractively available. And most American intellectuals, for good or ill, seemed not to have shared this particular integration with a non-intellectual governing class. Complaints that a man explaining his life’s work, in as precise a way as he could, was not instantly comprehensible, in a clubbable way, to someone who had just happened to drop in from his labour or leisure elsewhere, seemed less often to arise.
And it was then noticeable that in certain kinds of study the alternative manner became attractive and was imitated: at times substantially, in the long reach for theory; at times more superficially, in certain habits of procedural abstraction: the numbered heads and sub-heads of an argument; definitions attaining the sudden extra precision of italics; the highly specialized and internal vocabulary. Everybody except the English, it suddenly seemed, thought or at least wrote in this way. To rely on other kinds of order and emphasis was a provincial foible. A break with the English bourgeoisie, in particular, seemed to demand these alternative procedures and styles, as one of the few practical affiliations that could be made at once and by an act of will.
But really the situation was more complicated. It needed Chomsky, in his specialist work a very rigorous thinker, to remind us how easily the abstract methods and vocabulary of a particular social science could be used to achieve another kind of consensus, with a governing class that had learned to talk, in public, not of power and influence, but of operational strategies and global scenarios: not human rule but an administration. As in one of Chomsky’s examples, the bombing of refugee peasants in Vietnam could be described, in a show of procedure, as accelerated urbanization. Very aware of this danger, which does not have to be but can be called dehumanizing and mystifying, English thinkers could easily, too easily, fall back on their older habits, professing not to understand abstractions like a power structure though they could traditionally understand a microcosm, or not to understand reification though they could understand the objective correlative, or not to know mediation although they knew catharsis. Certain received habits of mind, a very particular and operative selection of traditional and pre-democratic concepts and adjustments, acquired, by what one has to call alchemy, the status of concrete, or of minute particulars. Yet the more clearly one saw this happening, the more clearly one had also to see the genuinely mixed results of a social situation in which intellectuals had little choice but to define themselves as a separate profession: able then to see more clearly into the society which would appoint but not embrace them, acquiring a separate and self-defining language and manner which at least was not limited by the more immediate prejudices and encouragements, but was nevertheless a language and a manner of the monograph and the rostrum: a blackboard numbering, a dictated emphasis, a pedagogic insistence on repeatable definitions: habits which interacted strangely with the genuine rigour of new and bold inquiries and terms.
Problems of Theory
Lucien Goldmann, a thinker trained in this major continental tradition, born in Bucharest and moving to Vienna, to Geneva, to Brussels, to Paris, had at once this separated mobility and this impersonality: very clearly in the style of his work. But it was then interesting to me, having read his work presented in those familiar ways, to hear the voice of a different mind: mobility in that other sense—the quick emotional flexibility, the varying stares at his audience, the pacing up and down of this smiling man in his open-necked shirt, more concerned with a cigarette than with notes but concerned above all with the challenge of his argument, a challenge that evidently included himself. There was a sense of paradox: of amused but absolute seriousness, of provisional but passionate conviction; a kind of self-deprecating and self-asserting boldness. Perhaps the paradox was Goldmann in Cambridge, but it may be more.
For I think we cannot doubt that in sociology and in literary studies we are living through a paradox, and this presents itself to us in many different ways but most evidently as a problem of style. The basic form of the paradox is this: that we need theory, but that certain limits of existence and consciousness prevent us from getting it, or at least making certain of it; and yet the need for theory keeps pressing on our minds and half-persuading us to accept kinds of pseudo-theory which as a matter of fact not only fail to satisfy us but often encourage us to go on looking in the wrong place and in the wrong way. An idea of theory suggests laws and methods, indeed a methodology. But the most available concept of laws, and from it the most available organized methods, come in fact, as Goldmann reminded us, from studies that are wholly different in kind: from the physical sciences, where the matter to be studied can be held to be objective, where value-free observations can then be held to be possible, as a foundation for disinterested research, and so where the practice of hard, rigorous, factual disciplines can seem—indeed can impressively be—feasible.
And then I think it is clear that the existence, in works of literature, of material so laden with values that if we do not deal directly with them we have literally nothing to deal with, leads to an obvious crisis in the whole context of a university which defines itself, more and more, in terms of rigorous, specialist, disinterested disciplines. It is hardly surprising that in England it has been literary critics, and above all Leavis, who have led the opposition to what Goldmann calls ‘scientism’. The record in sociology has been less clear and, I would say, less honourable. For of course it is possible in social studies, by acts of delimitation, isolation, definition, to produce or project certain kinds of objective material which can be held to be value-free because none of the connections to the rest of experience or to other kinds of relationship are made. Even values themselves can be studied in this way, as in a more or less sophisticated opinion polling: that while a percentage believes this another percentage believes that, and this result, until the next time, is the end of the research. And I wouldn’t want to say that the results of these kinds of work mightn’t contribute, very valuably, to the central business