Lupus 5
Lupus 5
Lupus 5
H60-A
Laboratory Testing for the Lupus
Anticoagulant; Approved Guideline
This document provides guidance and recommendations regarding
the proper collection and handling of the specimen; descriptions and
limitations of screening and conrmatory assays, and mixing tests
used to identify lupus anticoagulant (LA); determination of cutoff
values and calculations associated with the various assays; and
interpretation of test results in an LA panel.
A guideline for global application developed through the Clinical and Laboratory Standards Institute consensus process.
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Clinical and Laboratory Standards Institute
Setting the standard for quality in clinical laboratory testing around the world.
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ISBN 1-56238-959-9 (Print)
ISBN 1-56238-960-2 (Electronic)
ISSN 1558-6502 (Print) H60-A
ISSN 2162-2914 (Electronic) Vol. 34 No. 6
Laboratory Testing for the Lupus Anticoagulant; Approved Guideline
Volume 34 Number 6
Marlies Ledford-Kraemer, MBA, BS, MT(ASCP)SH
Gary W. Moore, BSc, DBMS, CSci, FIBMS, CBiol, MSB,
CertMHS
Ralph Bottenus, PhD
John T. Brandt, MD
Donna D. Castellone, MS, MT(ASCP)SH
Christine Daniele, MT(ASCP)
Philip G. de Groot, PhD
Franois Depasse, PharmD, MSc
Jeffrey S. Dlott, MD, FCAP, FASCP
Thomas Exner, PhD
Emmanuel J. Favaloro, PhD, FFSc (RCPA)
Robert C. Gosselin, CLS
Sandra C. Hollensead, MD
Piet Meijer, PhD
Karen A. Moffat, BEd, ART, FCSMLS(D)
William L. Nichols, MD
Thomas L. Ortel, MD, PhD
Michael J. Sanfelippo, MS, MT(ASCP)
Rosemary Grillo Scott
Rita Selby, MBBS, FRCPC, MSc
Linda Stang, MLT
Perumal Thiagarajan, MD
Mark Triscott, PhD
Elizabeth M. Van Cott, MD
Abstract
Identification of the lupus anticoagulant (LA) by laboratory testing is critical for diagnosing the antiphospholipid syndrome and
investigating unexpectedly prolonged activated partial thromboplastin time values. The anticoagulant effect of LA is restricted
to the prolongation of clotting times when using in vitro, clot-based coagulation assays that are used as surrogates for identifying
LA. Clinical and Laboratory Standards Institute document H60Laboratory Testing for the Lupus Anticoagulant; Approved
Guideline provides guidance and recommendations regarding the proper collection and handling of the specimen; descriptions
and limitations of screening and confirmatory assays, and mixing tests used to identify LA; determination of cutoff values and
calculations associated with the various assays; and interpretation of test results in an LA panel. The guideline is provided for use
by laboratorians, physician stakeholders, manufacturers of LA assays, researchers, external quality assessment programs, and
accrediting and regulatory agencies. The intent of this guideline is to present information in a practical and easily understandable
format; thereby facilitating a standardized approach to LA testing, gaining acceptance in practice, and improving testing quality.
Clinical and Laboratory Standards Institute (CLSI). Laboratory Testing for the Lupus Anticoagulant; Approved Guideline. CLSI
document H60-A (ISBN 1-56238-959-9 [Print]; ISBN 1-56238-960-2 [Electronic]). Clinical and Laboratory Standards Institute,
950 West Valley Road, Suite 2500, Wayne, Pennsylvania 19087 USA, 2014.
The Clinical and Laboratory Standards Institute consensus process, which is the mechanism for moving a document through
two or more levels of review by the health care community, is an ongoing process. Users should expect revised editions of any
given document. Because rapid changes in technology may affect the procedures, methods, and protocols in a standard or
guideline, users should replace outdated editions with the current editions of CLSI documents. Current editions are listed in
the CLSI catalog and posted on our website at www.clsi.org. If you or your organization is not a member and would like to
become one, and to request a copy of the catalog, contact us at: Telephone: 610.688.0100; Fax: 610.688.0700; E-Mail:
customerservice@clsi.org; Website: www.clsi.org.
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Number 6 H60-A
ii
Copyright
2014 Clinical and Laboratory Standards Institute. Except as stated below, any reproduction of
content from a CLSI copyrighted standard, guideline, companion product, or other material requires
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CLSI hereby grants permission to each individual member or purchaser to make a single reproduction of
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this publication in any other manner, e-mail permissions@clsi.org.
Suggested Citation
CLSI. Laboratory Testing for the Lupus Anticoagulant; Approved Guideline. CLSI document H60-A.
Wayne, PA: Clinical and Laboratory Standards Institute; 2014.
Approved Guideline
April 2014
ISBN 1-56238-959-9 (Print)
ISBN 1-56238-960-2 (Electronic)
ISSN 1558-6502 (Print)
ISSN 2162-2914 (Electronic)
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Volume 34 H60-A
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Contents
Abstract .................................................................................................................................................... i
Committee Membership ........................................................................................................................ iii
Foreword ................................................................................................................................................ ix
1 Scope .......................................................................................................................................... 1
2 Introduction ................................................................................................................................ 1
2.1 Historical Perspective of Antiphospholipid Syndrome and Relationship to Lupus
Anticoagulant Testing ................................................................................................................ 3
3 Standard Precautions .................................................................................................................. 4
4 Terminology ............................................................................................................................... 4
4.1 A Note on Terminology ................................................................................................ 4
4.2 Definitions .................................................................................................................... 5
4.3 Abbreviations and Acronyms ....................................................................................... 8
5 Equipment .................................................................................................................................. 9
6 Validation of Assay Systems ................................................................................................... 10
6.1 Imprecision ................................................................................................................. 10
6.2 Inaccuracy ................................................................................................................... 11
6.3 Establishment of Reference Intervals and Cutoff Values ........................................... 12
6.4 Analytical Specificity ................................................................................................. 13
6.5 Diagnostic Sensitivity and Diagnostic Specificity ...................................................... 14
7 Preexamination Issues (Criterion A) ........................................................................................ 14
7.1 Patient Selection ......................................................................................................... 15
7.2 Specimen Collection and Transport ............................................................................ 17
7.3 Sample Preparation ..................................................................................................... 18
8 Preliminary Examination Issues .............................................................................................. 21
8.1 APTT .......................................................................................................................... 21
8.2 Prothrombin Time-International Normalized Ratio .................................................... 23
8.3 Thrombin Time ........................................................................................................... 24
9 Principles of Lupus Anticoagulant Assays .............................................................................. 25
9.1 Intrinsic Pathway Assays (see Appendix C) ............................................................... 25
9.2 Common Pathway Assays (see Appendix C) ............................................................. 27
9.3 Extrinsic Pathway Assays (see Appendix C) .............................................................. 28
9.4 Overview of Assay Performance ................................................................................ 29
10 Assays to Screen for the Presence of Lupus Anticoagulant (Criterion B) ............................... 31
10.1 Available Screening Assays and Their Usage ............................................................ 31
10.2 APTT .......................................................................................................................... 32
10.3 APTT-based Silica Clotting Time .............................................................................. 33
10.4 Dilute Russells Viper Venom Time........................................................................... 34
10.5 Dilute Prothrombin Time ............................................................................................ 35
10.6 Kaolin Clotting Time .................................................................................................. 36
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Contents (Continued)
11 Assays to Confirm the Presence of Lupus Anticoagulant (Criterion C) .................................. 37
11.1 APTT-based Platelet Neutralization Procedure .......................................................... 38
11.2 APTT-based Hexagonal Phase Phospholipid Neutralization Test .............................. 38
11.3 APTT-based Silica Clotting Time Confirmatory Test ................................................ 39
11.4 Dilute Russells Viper Venom Time Confirmatory Test ............................................ 40
11.5 Dilute Prothrombin Time Confirmatory Test ............................................................. 41
12 Mixing Test as Applied to Screening, Confirmatory, and Integrated Assays (Criterion D) .... 42
12.1 Reasons for Performing a Mixing Test ....................................................................... 43
12.2 Normal Pooled Plasma ................................................................................................ 44
12.3 Calculation of Test Results ......................................................................................... 45
12.4 Limitations of Mixing Test ......................................................................................... 46
13 Postexamination Issues ............................................................................................................ 47
13.1 Interpretation of Preliminary Examination Assays ..................................................... 48
13.2 Interpretation of Lupus Anticoagulant Screening Assays
(Criterion/Recommendation B) .................................................................................... 49
13.3 Interpretation of Lupus Anticoagulant Confirmatory Assays
(Criterion/Recommendation C) .................................................................................. 50
13.4 Interpretation of Lupus Anticoagulant Mixing Tests
(Criterion/Recommendation D) .................................................................................. 52
13.5 Interpretation of Lupus Anticoagulant Panel (Criterion/Recommendation F) ........... 53
13.6 How to Report Test Results (Criterion/Recommendation F) ...................................... 54
14 Quality Control and Quality Assurance ................................................................................... 54
14.1 Reagent Lot-to-Lot Number Verification ................................................................... 54
14.2 Internal Quality Control .............................................................................................. 55
14.3 External Quality Assessment ...................................................................................... 55
15 Harmonization of CLSI Lupus Anticoagulant Guideline With Other Guidelines ................... 56
References ............................................................................................................................................. 58
Appendix A. Algorithmic Approach to Lupus Anticoagulant Testing ................................................. 71
Appendix B. Establishing Reference Intervals and Cutoff Values ....................................................... 74
Appendix C. Lupus Anticoagulant Testing in Relationship to Coagulation Pathways ........................ 75
Appendix D. Diagrammatic Principles for Lupus Anticoagulant Tests................................................ 76
Appendix E. Table of Interferences and Limitations for Specific Lupus Anticoagulant Tests ............ 84
Appendix F. Formulas and Examples for Calculating Test Results ..................................................... 88
Appendix G1. Interpretive Comments and Rationale for Comments Based on Patient Examples
(Data) ................................................................................................................................................... 89
Appendix G2. Interpretive Comments and Rationale for Comments Based on Patient Examples
(Comments)........................................................................................................................................... 90
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Volume 34 H60-A
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Contents (Continued)
The Quality Management System Approach ........................................................................................ 92
Related CLSI Reference Materials ....................................................................................................... 94
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Volume 34 H60-A
ix
Foreword
Synopsis of Diagnostic Criteria and Testing Recommendations
Criteria for the Laboratory Diagnosis of the Lupus Anticoagulant
In order to make a laboratory diagnosis of the lupus anticoagulant, a sample should identify with the
following:
A. Procurement: adherence to standardized protocols for collection and processing of blood to be used
for testing
B. Screening: prolongation of at least one of two different phospholipid-dependent clotting assays based
on different principles and coagulation pathways
C. Confirmation: evidence that prolongation of the screening test(s) demonstrates phospholipid
dependence by using a similar second test(s) using altered concentrations and/or composition of
phospholipids
D. Mixing: if mixing assays are performed, evidence of inhibitory activity shown by the effect of patient
plasma on an equal volume of normal pooled plasma
E. Exclusion: distinguishing the lupus anticoagulant from other causes of prolonged clotting times that
may mask, mimic, or coexist with the lupus anticoagulant, such as anticoagulant therapies or other
coagulopathies
F. Interpretation and Reporting: numerical results of all testing should be reported, and interpretive
comments that address and integrate these results should be provided
Recommendations Specific to Each Criterion for the Laboratory Diagnosis of the Lupus
Anticoagulant
A. Procurement
1. Testing should preferably be performed in the absence of anticoagulant therapy (except for
antiplatelet therapy).
2. Ideally, samples should not be obtained from vascular access devices.
3. Platelet count of patient-citrated platelet-poor plasma should be < 10 10
9
/L.
4. Testing may be performed on fresh or properly frozen/thawed samples.
B. Screening Assays
1. Two tests, representing different principles and coagulation pathways, that are known to be
responsive to the lupus anticoagulant (eg, low phospholipid concentrations) should be used to
screen for the lupus anticoagulant.
2. Lupus anticoagulantresponsive activated partial thromboplastin time and dilute Russells viper
venom time tests are recommended as the preferred minimal screening assays.
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Number 6 H60-A
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3. Other tests for the lupus anticoagulant referenced in this document may supplement the preferred
minimal screening tests.
4. Where test design permits, results should be calculated using the mean of the reference interval
and reported as a normalized ratio.
5. Routine coagulation tests, prothrombin time-international normalized ratio, activated partial
thromboplastin time, and thrombin time, as indicated, may help to characterize anticoagulant
effects (eg, heparin, vitamin K antagonists, direct thrombin inhibitors, factor Xa inhibitors) or
sample suitability (eg, serum sample, improper anticoagulant tube) for lupus anticoagulant
testing and interpretation.
C. Confirmatory Assays
1. Confirmatory assays should use the same assay principle as the screening test that was initially
found to be abnormal (eg, if the dilute Russells viper venom time test is abnormal, then a dilute
Russells viper venom time testbased confirmatory assay should be used).
2. For paired tests, results should be calculated using the mean of the reference interval for each
screening and confirmatory test and reported as a normalized screen to confirm ratio or
indication of percentage correction of screen ratio by confirm ratio.
3. Solid-phase immunoassays for antibodies against phospholipid (eg, anti-cardiolipin or anti-2
glycoprotein I) should not be considered as lupus anticoagulant confirmatory procedures.
D. Mixing Test (if performed)
1. The platelet count of the normal pooled plasma should be < 10 10
9
/L.
2. A mix ratio of one part plasma sample to one part normal pooled plasma is recommended as the
preferred ratio for a mixing test.
3. The dilution effect of a 1:1 mixing test may mask lupus anticoagulant inhibitory activity. Other
mix ratios (eg, four parts plasma sample to one part normal pooled plasma) can be used, if
validated by the laboratory.
4. Mixing test inhibition is assessed by either comparison of normalized ratios to cutoff values
specific for each lupus anticoagulant screening or confirmatory mixing test or by calculating an
index of circulating anticoagulant.
5. Incubated mixing tests are not recommended for routine lupus anticoagulant testing, but should
be performed when indicated (eg, when a specific factor inhibitor is suspected).
E. Exclusion
1. The lupus anticoagulant should be distinguished from anticoagulant therapies and/or other
coagulation disorders that may interfere with lupus anticoagulant testing and interpretation.
2. If possible, perform factor assays whenever there is suspicion of a specific factor deficiency or
inhibitor, using three or more dilutions of patient plasma and an activated partial thromboplastin
time reagent that is unresponsive to the lupus anticoagulant.
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Volume 34 H60-A
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F. Interpretation and Reporting
1. Numerical results of all testing should be reported with the reference interval or cutoff value.
2. Interpretive comments that address and integrate all test results (the lupus anticoagulant panel)
should be provided.
3. The interpretive report should indicate whether the lupus anticoagulant is present, not detected,
or indeterminate.
4. Solid-phase assays for antibodies against cardiolipin and/or anti-2 glycoprotein I are
recommended as part of an evaluation for antiphospholipid syndrome.
5. If the lupus anticoagulant is present, the test panel should be repeated at or beyond 12 weeks to
determine persistence of the lupus anticoagulant as part of the evaluation for antiphospholipid
syndrome.
Key Words
Antiphospholipid syndrome, lupus anticoagulant, lupus anticoagulant confirmatory assays, lupus
anticoagulant screening assays, mixing test
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Volume 34 H60-A
EP05-A2 Evaluation of Precision Performance of Quantitative Measurement Methods; Approved Guideline
Second Edition (2004). This document provides guidance for designing an experiment to evaluate the
precision performance of quantitative measurement methods; recommendations on comparing the resulting
precision estimates with manufacturers precision performance claims and determining when such
comparisons are valid; as well as manufacturers guidelines for establishing claims.
EP06-A Evaluation of the Linearity of Quantitative Measurement Procedures: A Statistical Approach;
Approved Guideline (2003). This document provides guidance for characterizing the linearity of a method
during a method evaluation; for checking linearity as part of routine quality assurance; and for determining
and stating a manufacturers claim for linear range.
EP09-A3 Measurement Procedure Comparison and Bias Estimation Using Patient Samples; Approved
GuidelineThird Edition (2013). This document addresses the design of measurement procedure
comparison experiments using patient samples and subsequent data analysis techniques used to determine the
bias between two in vitro diagnostic measurement procedures.
EP12-A2 User Protocol for Evaluation of Qualitative Test Performance; Approved GuidelineSecond Edition
(2008). This document provides a consistent approach for protocol design and data analysis when evaluating
qualitative diagnostic tests. Guidance is provided for both precision and method-comparison studies.
EP15-A2 User Verification of Performance for Precision and Trueness; Approved GuidelineSecond Edition
(2006). This document describes the demonstration of method precision and trueness for clinical laboratory
quantitative methods utilizing a protocol designed to be completed within five working days or less.
EP24-A2 Assessment of the Diagnostic Accuracy of Laboratory Tests Using Receiver Operating Characteristic
Curves; Approved GuidelineSecond Edition (2011). This document provides a protocol for evaluating
the accuracy of a test to discriminate between two subclasses of subjects when there is some clinically relevant
reason to separate them. In addition to the use of receiver operating characteristic curves and the comparison
of two curves, the document emphasizes the importance of defining the question, selecting the sample group,
and determining the true clinical state.
EP28-A3c Defining, Establishing, and Verifying Reference Intervals in the Clinical Laboratory; Approved
GuidelineThird Edition (2010). This document contains guidelines for determining reference values and
reference intervals for quantitative clinical laboratory tests. A CLSI-IFCC joint project.
GP41-A6 Procedures for the Collection of Diagnostic Blood Specimens by Venipuncture; Approved Standard
Sixth Edition (2007). This document provides procedures for the collection of diagnostic specimens by
venipuncture, including line draws, blood culture collection, and venipuncture in children.
H21-A5 Collection, Transport, and Processing of Blood Specimens for Testing Plasma-Based Coagulation
Assays and Molecular Hemostasis Assays; Approved GuidelineFifth Edition (2008). This document
provides procedures for collecting, transporting, and storing blood; processing blood specimens; storing
plasma for coagulation testing; and general recommendations for performing the tests.
H47-A2 One-Stage Prothrombin Time (PT) Test and Activated Partial Thromboplastin Time (APTT) Test;
Approved GuidelineSecond Edition (2008). This document provides guidelines for performing the PT and
APTT tests in the clinical laboratory, for reporting results, and for identifying sources of error.
H57-A Protocol for the Evaluation, Validation, and Implementation of Coagulometers; Approved Guideline
(2008). This document provides guidance and procedures to the end user and manufacturer for the selection,
evaluation, validation, and implementation of a laboratory coagulometer.
M29-A3 Protection of Laboratory Workers From Occupationally Acquired Infections; Approved Guideline
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