The Big Bang, Stephen Hawking, and God: Henry F. Schaefer III
The Big Bang, Stephen Hawking, and God: Henry F. Schaefer III
The Big Bang, Stephen Hawking, and God: Henry F. Schaefer III
Professor Schaefer was the invited lecturer for the 2004 New College Lecture series. This public
lecture series is designed to promote discussion amongst members of the University, the College
and the general public. The series has been an annual feature of the New College’s activities
since 1987. For more information consult the New College website
(www.newcollege.unsw.edu.au).
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The following paper is a written version of the 2 public address delivered
th
on the 13 October 2004.
Cosmology is the study of the universe as a whole - its structure, origin, and
development. The subjects cosmology addresses are profound, both scientifically and
theologically. Perhaps the best way to define cosmology is in terms of the questions
that it asks. Hugh Ross does an excellent job of stating these questions in his important
book "The Fingerprint of God" (Second Edition, Whitaker House, 1989):
5) If the universe was created, how was this creation accomplished, and what can we
learn about the agent and events of creation?
7) Are such laws the products of chance or have they been designed?
8) How do the laws and constants of physics relate to the support and development of
life?
9) Is there any knowable existence beyond the apparently observed dimensions of our
universe?
The idea that the universe had a specific time of origin has been philosophically resisted
by some very distinguished scientists. Hugh Ross has done an excellent job of
summarizing this resistance. Ross begins with Arthur Eddington (1882-1944), who
experimentally confirmed Einstein's (1879-1955) general theory of relativity in 1919.
Eddington stated a dozen years later: "Philosophically, the notion of a beginning to the
present order is repugnant to me. I should like to find a genuine loophole." Eddington
later said, "We must allow evolution an infinite amount of time to get started."
Albert Einstein's response to the consequences of his own general theory of relativity
may be reasonably interpreted to reflect a possible concern about the peril of a
confrontation with the Creator. Through the equations of general relativity, we can trace
the origin of the universe backward in time to some sort of a beginning. However, to
evade this seemingly inevitable cosmological conclusion, Einstein introduced a
cosmological constant, a "fudge factor," to yield a static model for the universe. He
longed for a universe that was infinitely old. In fairness, Einstein later considered this to
be one of the few serious mistakes of his scientific career. However, even this
concession must have been painful, as Einstein had a strong conviction that all physical
phenomena ultimately should be accounted for in terms of continuous fields everywhere
(see Max Jammer's 1999 book "Einstein and Religion").
Einstein ultimately gave at best reluctant assent to what he called "the necessity for a
beginning" and eventually to "the presence of a superior reasoning power." But he
never did embrace the concept of a personal Creator, a compassionate God who cares
for men and women and children.
To understand the intensity of the objections to the idea that the universe had a
beginning, an excursus may be helpful. Again following Hugh Ross, let us note the five
traditional arguments for the existence of God. These arguments may be found in
Augustine, and they were of course further elaborated by Thomas Aquinas. This may
seem an unlikely starting point for our topic, but I think you will see as we proceed that
these arguments keep coming up. I am not going to take a position on whether these
arguments are valid, but I will state them, because throughout current discussions of
cosmology these arguments are often cited:
1) The cosmological argument: the effect of the universe's existence must have a
suitable cause.
2) The teleological argument: the design of the universe implies a purpose or direction
behind it.
3) The rational argument: the operation of the universe according to order and natural
law implies a mind behind it.
4) The ontological argument: man's ideas of God (his God- consciousness, if you like)
implies a God who imprinted such a consciousness.
5) The moral argument: man's built-in sense of right and wrong can be accounted for
only by an innate awareness of a code of law - an awareness implanted by a higher
being
So then, why has there been such resistance to the idea of a definite beginning of the
universe? Much of it goes right back to that first argument, the cosmological argument.
It may be useful to break down the cosmological argument into three parts:
You can see the direction in which this argument is flowing - a direction of discomfort to
some physicists and others knowledgeable about these matters. Such a person was
the Princeton physicist Robert Dicke, advocate of the infinitely oscillating theory of the
universe, of which we will say more later. Dicke stated in 1965 that an infinitely old
universe "would relieve us of the necessity of understanding the origin of matter at any
finite time in the past."
The 1965 observation of the microwave background radiation by Arno Penzias (1933-)
and Robert Wilson (1936-) of the Bell Telephone Laboratories (regrettably partially
dismantled following the breakup of AT&T) convinced most scientists of the validity of
the Big Bang Theory. Further observations reported in 1992 have moved the Big Bang
Theory from a consensus view to the nearly unanimous view among cosmologists:
there was an origin to the universe, perhaps 13-15 billion years ago. My former
Berkeley colleague Joseph Silk and his coworkers gave a brief summary of the
evidence for the Big Bang Theory in their February 17, 1995 review paper in Science
magazine:
"The hot big bang model is enormously successful. It provides the framework for
understanding the expansion of the universe, the cosmic background radiation, and the
primeval abundance of light elements, as well as a general picture of how the structure
seen in the universe today was formed."
Many scientists have been willing to comment on the philosophical consequences of the
Big Bang Theory. For example, Arno Penzias, co-discoverer of the microwave
background radiation and 1978 Nobel Prize recipient in physics, stated to the New York
Times on March 12, 1978:
"The best data we have (concerning the big bang) are exactly what I would have
predicted, had I nothing to go on but the five books of Moses, the Psalms, the Bible as a
whole."
When asked more recently (in Denis Brian's 1995 book "Genius Talk") why some
cosmologists were so affectionate in their embrace of the steady state theory (the idea
that the universe is infinitely old) of the origin of the universe, Penzias responded: "Well,
some people are uncomfortable with the purposefully created world. To come up with
things that contradict purpose, they tend to speculate about things they haven't seen."
Perhaps the most amusing statement in this regard came from Cambridge University
physicist Dennis Sciama, one of the most distinguished advocates of the steady state
theory of the universe. Shortly after he gave up on the steady state hypothesis, Sciama
stated: "The steady state theory has a sweep and beauty that for some unaccountable
reason the architect of the universe appears to have overlooked." Of course we
theoretical scientists have an abundance of excuses for why our cherished theories
sometimes fail. But the notion of blaming our failures on the "architect of the universe"
is very creative.
It is an unusual day when newspapers all over the world devote their front page
headlines to a story about science. But that is exactly what happened on April 24,
1992. Announced on that date were the results of the so-called "big bang ripples"
observations made by the cosmic background explorer (COBE) satellite of NASA.
These ripples are the small variations in the temperature of the universe (about 2.7
degrees Celsius above absolute zero) far from heavenly bodies. These observations
were remarkably consistent with the predictions of the Big Bang Theory. The particular
item that the London Times, New York Times, etc. seemed to pick up on was a
statement by George Smoot, the team leader from the Lawrence Berkeley Laboratory.
He said, "It's like looking at God." For obvious reasons, this headline captured the
attention of thinking people throughout the world. In the euphoria that followed,
Stephen Hawking described the big bang ripples observations as "the scientific
discovery of the century, if not all time."
A somewhat more sober assessment of the big bang ripples observations was given
one week later in the Los Angeles Times by Frederick Burnham, a science-historian. He
said, "These findings, now available, make the idea that God created the universe a
more respectable hypothesis today than at any time in the last 100 years."
George Smoot, leader of the COBE team of scientists, and I were undergraduate
classmates at M.I.T. We both arrived in September of 1962 and graduated in June of
1966. I do not remember meeting George Smoot, but his last name was famous within
the M.I.T. community from the first day of our freshman year. However, the fame of the
name Smoot was not such as to suggest that George would become one of the world's
most famous scientists 26 years following his graduation from M.I.T. Social fraternities
were very popular during our years at M.I.T. In fact, about one-third of the
undergraduate student body lived in these fraternities, which were located across the
Charles River from M.I.T. Students were encouraged to join a fraternity in the week
before the beginning of their freshman year. One of the "better" fraternities was named
Lambda Chi Alpha. I visited Lambda Chi Alpha, but chose instead the best fraternity at
M.I.T., namely Sigma Alpha Epsilon. For those of you who believe that American social
fraternities excel primarily in drunkenness and debauchery, let it be noted that it was a
full ten years later that I became a Christian.
Returning to the story, in 1958 Oliver R. Smoot, Jr., a new member of Lambda Chi
Alpha, is said to have consumed an excessive amount of a common chemical reagent,
namely ethyl alcohol. In a semi-conscious state, as the story goes, this Smoot, 5'7" tall,
was rolled across the Harvard Bridge by his fraternity mates numerous times. On the
next day, the Harvard Bridge was smartly adorned with Smoot markers. At every ten
Smoots (an interval of about 56 feet) brightly painted markers noted the achievement.
The total length of the Harvard Bridge was boldly proclaimed at both ends to be 364.4
Smoots plus one ear. During the 1963-1964 academic year, my fraternity decided that
Smoot was getting far more credit than he deserved. One of our members, Fred Souk,
declared that he was fully the equal if not the better of Smoot in every respect. So we
went out in the dark of night, painted out the Smoot marks, and replaced them with
Souk marks. Fred was a bit taller than Smoot, so the total number of Souks did not
quite match the old Smoots. As it turned out, this action enraged the members of the
Lambda Chi Alpha fraternity. The Souk marks were obliterated the very next night, and
replaced with the venerable Smoots, which continue to this date to be repainted
regularly on the Harvard Bridge. I must confess to some surprise that when I read
George Smoot's semi-autobiographical popular book about the big bang ripples, titled
"Wrinkles in Time," I found no mention of the most celebrated achievement associated
with his name, the immortal Smoot marks. However, on his web site George Smoot
acknowledges that Oliver R. Smoot, Jr. is "a distant relative." Apparently, the only
Smoots ever to attend M.I.T. were Oliver R. Smoot, Jr., George Smoot, and Oliver's son
Stephen Smoot.
Not everyone was ecstatic about the Smoot observations that revealed the so-called
"big bang ripples." Certainly, those who had argued so strongly and passionately for a
steady state model of the universe did not appreciate the interpretation of these results.
The latter group included most prominently two senior scientists, Sir Fred Hoyle (1915-),
the British astronomer, and Geoffrey Burbidge (1925-), a distinguished astrophysicist at
the University of California at San Diego.
We may continue to probe the philosophical implications of these big bang ripples
observations by assessing a statement of Geoffrey Burbidge (made during a radio
discussion with Hugh Ross) concerning these matters. Burbidge discounts the most
obvious interpretation of the new experiments. He remains a strong advocate, in the
face of seemingly overwhelming evidence, of the steady state theory. Remarkably,
Burbidge stated that the COBE satellite experiments come from "the First Church of
Christ of the Big Bang." Of course George Smoot took strong exception to this
statement. In his popular 1993 book "Wrinkles in Time" Smoot does write cautiously
"There is no doubt that a parallel exists between the big bang as an event and the
Christian notion of creation from nothing." Burbidge did say something in the same
interview that is indisputable, however. He predictably favored the steady state
hypothesis and claimed that his view supports Hinduism and not Christianity. That is
correct, because the steady state theory of the universe, were it to be true, would
provide some support for the never ending cycles of existence taught by orthodox
Hinduism.
Hugh Ross, an astrophysicist turned generalist, has written very persuasively on this
topic. He again brings us to the philosophical implications. Ross states in his book "The
Creator and the Cosmos" (Third Edition, Navpress, 2001) that:
"By definition, time is that dimension in which cause and effect phenomena take place.
If time's beginning is concurrent with the beginning of the universe, as the space-time
theorem says, then the cause of the universe must be some entity operating in a time
dimension completely independent of and pre-existent to the time dimension of the
cosmos. This conclusion is powerfully important to our understanding of who God is and
who or what God is not. It tells us that the creator is transcendent, operating beyond the
dimensional limits of the universe. It tells us that God is not the universe itself, nor is
God contained within the universe."
Perhaps some readers are inclined to say "So what?" If you fall into that category, may
I remind you that well more than one billion people on this planet believe either that God
is the universe itself or that God is contained within the universe. If the Big Bang
Theory is true, it creates serious philosophical problems for these world views. Some
scientific discoveries do have profound metaphysical implications. An entire book on
this subject, titled "The Dancing Universe," (1997) has been written by Dartmouth
College physics professor Marcello Gleiser. Without displaying any theistic sympathies,
Gleiser confirms much of what Ross states above. His flow chart on page 303 labeled
"A Classification of Cosmogonical Models" is of special interest. Gleiser asks the
question "Is there a beginning?" to provide a primary sorting of world views. On the left
side of Gleiser's diagram a positive answer to the above question leads via a particular
path to creation by the sovereign God of the universe, as described in Genesis. On the
right hand side, a "no" answer in regard to a beginning leads by another path to a
rhythmic universe, as perhaps exemplified by the dance of Shiva in Hinduism. The
resistance of several streams of Hinduism to the Big Bang Theory was recently
highlighted at a symposium sponsored by the American Association for the
Advancement of Science (AAAS) in Washington, D.C. (April 1999). In prepared
remarks Hindu philosopher Anindita Baslev of Aarhus University in Denmark quoted
from the ancient texts of her religion and summarily dismissed the discussions of big
bang mechanics as "cosmological speculations."
Following the remarkable financial success of Stephen Hawking's 1988 book "A Brief
History of Time," a number of distinguished physicists have tried their hands at the
same literary genre. In this context I would like to quote from a book that I do not
necessarily recommend to the general reader. This particular book is by a brilliant
physicist, Leon Lederman, a Nobel Prize winner and also a gifted and dedicated
educator. Lederman's book is called "The God Particle" and although the title sounds
very appealing, the best material is in the first few pages. The remainder of the book is
largely a case for the building of the SSC, the Super Conducting Super Collider, a
proposed massive particle accelerator south of Dallas, Texas that was torpedoed by the
U.S. congress in late 1993. Therefore, reading the book today is a bit of a Rip Van-
Winkle experience. But the first section is wonderful; it is in fact a good summary of
what I have attempted to say in this lecture thus far. Leon Lederman states:
"In the very beginning, there was a void - a curious form of vacuum - a nothingness
containing no space, no time, no matter, no light, no sound. Yet the laws of nature were
in place and this curious vacuum held potential. A story logically begins at the
beginning. But this story is about the universe and unfortunately there are no data for
the very beginning. None, zero! We don't know anything about the universe until it
reaches the mature age of a billionth of a trillionth of a second - that is, some very short
time after the creation in the Big Bang. When you read or hear anything about the birth
of the universe, someone is making it up. We are in the realm of philosophy. Only God
knows what happened at the very beginning."
Stephen Hawking is probably the most famous living scientist. The tenth anniversary
edition of his book,"A Brief History of Time," is available in paperback and I strongly
recommend it. The book has sold in excess of 20 million copies. For such a book to sell
so many copies is essentially unheard of in the history of science writing. For the past
five years I have used "A Brief History of Time" as the centerpiece of a course that I
teach for a select group of 15 University of Georgia freshman. For balance, the class
also studies the novel "That Hideous Strength," the third book in the C. S. Lewis space
trilogy. My course falls in the "Get to know the professor" category that is becoming
popular in large public universities to offset the sense of anonymity that many entering
freshmen feel.
An excellent film (1991, director Errol Morris) has been made about "A Brief History of
Time," and we enjoy the film every year in my freshman seminar. There has even been
another good book ("A Reader's Companion," Bantam, 1992) made about the film.
Hawking has a wonderful sense of humor. He displays it in the foreword of the
"Reader's Companion," stating "This is The Book of The Film of The Book. I don't know
if they are planning a film of the book of the film of the book."
I want to begin our discussion of Stephen Hawking by saying something about his
scientific research, without getting bogged down in details. Hawking has made his well-
deserved scientific reputation by investigating in great detail one particular set of
problems: the singularity and horizons around black holes and at the beginning of time.
Now, every writer in this general area is convinced that if you encountered a black hole,
it would be the last thing you ever encountered. A black hole is a massive system so
centrally condensed that the force of gravity prevents everything within it, including light,
from escaping. The reassuring thing is that, despite what our children see on the
Saturday morning cartoons, no black hole appears to be in our neighborhood. That is,
the closest black hole to planet earth is far more distant than could be traveled in the
lifetime of a human being using conventional rockets.
Stephen Hawking's first major scientific work was published with Roger Penrose (a
physicist very famous in his own right) and George Ellis (not as famous as Penrose and
Hawking, but still very well known), during the period 1968-1970. They demonstrated
that every solution to the equations of general relativity guarantees the existence of a
singular boundary for space and time in the past. This landmark is now known as the
"singularity theorem," and is a tremendously important finding, being about as close as
we can get to a mathematical rationalization for the Big Bang Theory. Later, of course,
Hawking began to carry out independent research, both by himself and with his own
doctoral students and postdoctoral fellows. As early as 1973, he began to formulate
ideas about the quantum evaporation of black holes, exploding black holes, "Hawking
radiation," and so on. Some of Hawking's work is radical, exploratory, and even
speculative in nature. However, by any reasonable standard Stephen Hawking is a
great scientist. Even if time shows some of his more radical proposals to be incorrect,
Hawking will have had a profound impact on the history of science.
The scientific centerpiece of "A Brief History of Time" would appear to fall in the
speculative category of his research. In fact, I think it is fair to say that the scientific
centerpiece of "A Brief History of Time" was not considered one of Hawking's most
important papers prior to the publication of the book in 1987. I am referring to the "no
boundary proposal" that Hawking published in 1984 in work with James Hartle, a
physics professor at the University of California at Santa Barbara. Using a grossly
simplified picture of the universe in conjunction with an elegant vacuum fluctuation
model, Hartle and Hawking were able to provide a mathematical rationalization for the
entire universe popping into existence at the beginning of time. This model has also
been called the "universe as a wave function" and the "no beginning point." While such
mathematical exercises are highly speculative, they may eventually lead us to a deeper
understanding of the creation event. I postpone my analysis of the no boundary
proposal for a few pages.
Hawking is certainly the most famous physicist in history who has not won the Nobel
Prize. This has puzzled some people. Many people automatically assume that
Professor Hawking has already won the Nobel Prize. Yet as of this writing (late 2002)
he has not. This is probably because the Swedish Royal Academy demands that an
award-winning discovery must be supported by verifiable experimental or observational
evidence. Hawking's work to date remains largely unconfirmed. Although the
mathematics and concepts of his theories are certainly beautiful and elegant, science
waited until 1994 for rock solid evidence for even the existence of black holes. The
verification of Hawking radiation or any of his more radical theoretical proposals still
seems far off. In this context, we must recall that Albert Einstein was wrong about a
number of important things scientific, especially quantum mechanics; yet we recognize
him as one of the three great physicists of all time, along with Isaac Newton and James
Clerk Maxwell. I should conclude this section by noting that a number of Nobel Prize
Committees have shown themselves to be composed of rather savvy people, capable of
compromise. So I would not be surprised to see the old gentlemen in Stockholm find a
way to award the Nobel Prize in Physics to Stephen Hawking. Perhaps Hawking could
share the prize with those responsible for the first observations of black holes.
Those who have not read 'A Brief History of Time" may be surprised to find that the
book has a main character. That main character is God. This was the feature of the
book that the well known atheist Carl Sagan found a bit distressing. Sagan wrote the
preface to the first edition of the book, but was less famous than Hawking by the time of
arrival of the tenth anniversary edition, in which Sagan's preface does not appear. God
is discussed in "A Brief History of Time" from near the beginning all the way to the
crescendo of the final sentence. So let us try to put Hawking's opinions about God in
some sort of a context. The context is that Stephen Hawking seems to have made up
his mind about God long before he became a cosmologist.
Not surprisingly, the principal influence in Stephen's early life was his mother, Isobel.
Isobel Hawking was a member of the Communist Party in England in the 1930's, and
her son has carried some of that intellectual tradition right through his life. Incidentally,
Hawking's fame is now such that he felt obligated to endorse one of the candidates in
the 2000 United States presidential election. By the time he was 13, Hawking's hero
was the brilliant agnostic philosopher and mathematician, Bertrand Russell. At the same
age, two of Hawking's friends became Christians as a result of the 1955 Billy Graham
London campaign. According to his 1992 biographers (Michael White and John
Gribben), Hawking stood apart from these encounters with "a certain amused
detachment." There is little in "A Brief History of Time" that deviates in a significant way
from what we know of the religious views of the 13-year-old Stephen Hawking.
However, we must note that in public questioning Hawking insists that he is not an
atheist. And I am told by eyewitness observers that in recent years Stephen Hawking
has appeared "once or twice a month" in an Anglican church with his second wife.
Perhaps the most important event of Stephen Hawking's life occurred on December 31,
1962. He met his future wife of 25 years, Jane Wilde, at a New Year's Eve party. One
month later, Hawking was diagnosed with a debilitating disease, ALS or amyotrophic
lateral sclerosis, known in North America as Lou Gehrig's disease. He was given two
years to live at the time. That was nearly 40 years ago. I have seen three chemistry
professor friends die of this terrible disease. My three friends lasted two, three, and five
years, respectively, the last surviving on an iron lung for his last tortuous year. By
anyone's estimation, the preservation of Stephen Hawking's life is a medical miracle.
And he is a man of great personal courage.
At this point in his life, 1962, Stephen was by all accounts an average-performing
graduate student at Cambridge University. I hasten to add that even average doctoral
students at Cambridge, still one of the five great universities in the world, can be very
good. Let me quote from his biographers, White and Gribbon, on this point:
"However, there is little doubt that Jane Wilde's appearance on the scene was a major
turning point in Stephen Hawking's life. The two of them began to see a lot more of one
another and a strong relationship developed. It was finding Jane Wilde that enabled him
to break out of his depression and regenerate some belief in his life and work. For
Hawking, his engagement to Jane was probably the most important thing that ever
happened to him. It changed his life, gave him something to live for and made him
determined to live. Without the help that Jane gave him, he would almost certainly not
have been able to carry on or had the will to do so."
They married in July of 1965, somewhat past the expected date of Stephen Hawking's
death. The fact that three children followed is indisputable evidence that Stephen was
not dead. Hawking himself said in an interview shortly following the publication of "A
Brief History of Time" that "what really made a difference was that I got engaged to a
woman named Jane Wilde. This gave me something to live for." Jane Wilde is an
interesting person in her own right. I think she decided early on to pursue an academic
discipline as far as possible from her husband. She received a doctorate for her
research on the medieval lyric poetry of the Iberian Peninsula!
Jane Hawking is a Christian. She made the statement in 1986, "Without my faith in God,
I wouldn't have been able to live in this situation (namely, the deteriorating health of her
husband, with no obvious income but that of a Cambridge don to live on). I would not
have been able to marry Stephen in the first place because I wouldn't have had the
optimism to carry me through, and I wouldn't have been able to carry on with it."
The reason the book has sold more than 20 million copies, i.e., the reason for
Hawking's success as a popularizer of science, is that he addresses the problems of
meaning and purpose that concern all thinking people. The book overlaps with Christian
belief and it does so deliberately, but graciously and without rancor. It is an important
book that needs to be treated with respect and attention. There is no reason to agree
with everything put forth in "A Brief History of Time" and you will see that I have a
couple of areas of disagreement. It has been argued that this is the most widely unread
book in the history of literature. I first began to prepare this material for a lecture in
December 1992, because I was asked by a friend (John Mason) in Australia to come
and speak on the subject. John wrote to me, "A great many people in Sydney have
purchased this book. Some claim to have read it." So I encourage you to join the
students in my University of Georgia class and become one of those who have actually
read "A Brief History of Time."
Stephen Hawking has made some eminently sensible statements on the relationship
between science and Christianity. For example, "It is difficult to discuss the beginning of
the universe without mentioning the concept of God. My work on the origin of the
universe is on the borderline between science and religion, but I try to stay on the
scientific side of the border. It is quite possible that God acts in ways that cannot be
described by scientific laws." When asked by a reporter whether he believed that
science and Christianity were competing world views, Hawking replied cleverly "Then
Newton would not have discovered the law of gravity." Dr. Hawking is well aware that
Newton had strong religious convictions.
"A Brief History of Time" makes wonderfully ambiguous statements such as, "Even if
there is only one possible unified theory (here he is alluding to the envisioned unification
of our understandings of quantum mechanics and gravity), it is just a set of rules and
equations. What is it that breathes fire into the equations and makes a universe for them
to describe?" In a similar vein Hawking asks "Why does the universe go to the bother of
existing?" Although Hawking does not attempt to answer these two critical questions,
they make wonderful discussion topics for university students, and I have enjoyed using
them for this purpose.
Hawking pokes fun at Albert Einstein for not believing in quantum mechanics. When
asked why he didn't believe in quantum mechanics, Einstein would sometimes say
things like "God doesn't play dice with the universe." On one such occasion, Niels Bohr
is said to have responded "Albert, stop telling God what He can do." Hawking's adroit
response to Einstein is that "God not only plays dice. He sometimes throws them where
they can't be seen." Of course, I like Hawking's response very much, having devoted
my professional career to the study of molecular quantum mechanics.
For me (and for Hawking's now distinguished student Don Page; more on Professor
Page later) the most precious jewel in "A Brief History of Time" reflects Hawking's
interest in the writing's of Augustine of Hippo (354-430 A.D.). Hawking states "The idea
that God might want to change His mind is an example of the fallacy, pointed out St.
Augustine, of imagining God as a being existing in time. Time is a property only of the
universe that God created. Presumably, God knew what He intended when He set it
up."
The first time I read "A Brief History of Time," admittedly not critically, for the first 100
pages or so I thought, "This is a great book; Hawking is building a splendid case for
creation by an intelligent being." But things then begin to change and this magnificent
cosmological epic becomes adulterated by poor philosophy and theology. For example,
Hawking writes on page 122 of the first edition, "These laws (of physics) may have
originally been decreed by God, but it appears that He has since left the universe to
evolve according to them and does not now intervene in it". The grounds on which
Hawking claims "it appears" are unstated, and a straw God is set up that is certainly not
the God who is revealed in time and space and history. What follows is a curious
mixture of deism and the ubiquitous "god of the gaps." Stephen Hawking thus appears
uncertain (agnostic) of his belief in a god of his own creation.
Now, lest any reader be uncertain, let me emphasize that Hawking strenuously denies
charges that he is an atheist. When he is accused of atheism, he is affronted and says
that such assertions are not true. For example, Hawking has stated "I thought I had left
the question of the existence of a Supreme Being completely open. . . It would be
perfectly consistent with all we know to say that there was a Being who was responsible
for all the laws of physics." Stephen Hawking is probably an agnostic or a deist (a
believer in an impersonal god) or something in between these two positions, his recent
church attendance notwithstanding. He is certainly not an atheist and sometimes does
not even appear very sympathetic to atheism.
One of the frequently quoted statements in "A Brief History of Time" is, "So long as the
universe had a beginning, we would suppose it had a creator (the cosmological
argument). But if the universe is really completely self-contained, having no boundary
or edge, it would have neither beginning nor end: it would simply be. What place, then,
for a creator?" Hawking's most famous statement is contained in the last paragraph of
"A Brief History of Time." Perhaps attempting to balance the quotation just cited,
Hawking writes "However, if we do discover a complete theory. . . . . then we would
know the mind of God" As a person who has dedicated his professional life to science, I
am personally sympathetic to this statement. John Calvin was correct is stating that "All
truth is God's truth." But I think Professor Hawking is claiming too much here. I would
modify his statement to say that if we had a unified, complete theory of physics, we
would know much more about the mind of God. To claim to know God comprehensively
is beyond the capability of any human being.
I feel the necessity to say something here about the anthropic principle. One statement
of the anthropic principle would be that there are a number of fundamental constants
(for example, the mass of the electron) or derived scientific parameters (for example,
the dipole moment of the water molecule), any one of which changed just a little bit,
would make the earth uninhabitable by human beings. In this regard a book that I
strongly recommend is Hugh Ross's "The Creator and the Cosmos." Ross has a
substantial discussion of the anthropic principle and demonstrates why many physicists
and astronomers have considered the possibility that the universe not only was divinely
caused, but in fact divinely designed.
It is relatively unusual that a physical scientist is truly an atheist. Why is this true?
Some point to the anthropic constraints, the remarkable fine tuning of the universe. For
example, Freeman Dyson, a Princeton faculty member, has said, "Nature has been
kinder to us that we had any right to expect." Martin Rees, one of Hawking's colleagues
at Cambridge, notes the same facts. Rees recently stated "The possibility of life as we
know it depends on the values of a few basic, physical constants and is in some
respects remarkably sensitive to their numerical values. Nature does exhibit
remarkable coincidences." Science writer extraordinaire Paul Davies adds "There is for
me powerful evidence that there is something going on behind it all. . . It seems as
though somebody has fine tuned nature's numbers to make the Universe. . . The
impression of design is overwhelming." Some scientists express surprise at what they
view as so many "accidental occurrences." However, that astonishment quickly
disappears when one sees purpose instead of arbitrariness in the laws of nature.
Against powerful logic, some atheists continue to claim, irrespective of the anthropic
constraints, that the universe and human life were created by chance. The main
argument seems to be "Since we human beings are here, it must have happened in a
purely reductionist manner." This argument strikes me a bit like the apocryphal
response of a person waking up in the morning to find an elephant in his or her
bedroom. The individual in question concludes that this is no surprise, since the
probability of the elephant being in the bedroom is a perfect 100%. Obviously this is a
philosophical rather than scientific response to the situation.
A reply to this argument has been developed by the philosopher/historian William Lane
Craig. The atheist's argument states that since we're here, we know every element of
the creation must have happened by strictly material forces. Craig's philosophical
counterargument, as reported by Hugh Ross, goes like this: Suppose a dozen
sharpshooters are sent to execute a prisoner by firing squad. They all shoot a number
of rounds in just the right direction, but the prisoner escapes unharmed. The prisoner
could conclude, since he is alive, that all the sharpshooters missed by some extremely
unlikely chance. He may wish to attribute his survival to some remarkable piece of
good luck. But he would be far more rational to conclude that the guns were loaded
with blanks or that the sharpshooters had all deliberately missed. Not only is life itself
overwhelmingly improbable, but its appearance almost immediately (in geological
terms), perhaps within as short a period as 10 million years following the solidification
and cooling of our once-molten planet, defies explanation by conventional physical and
chemical laws.
Let us return to Hawking's no boundary proposal - the idea that the universe has neither
beginning nor end. By treating the universe as a wave function, Hawking hopes to
rationalize the universe's popping into existence 12-15 billion years ago. Critical to
Hawking's research in this regard is the notion of imaginary time. The concept of
imaginary time is a powerful mathematical device used on occasion by theoretical
chemists and physicists. I remember clearly the day in the autumn of 1965, during my
Complex Variables class as a senior at M.I.T., when I learned that the result of contour
integration was two pi i times the sum of the residues. For me, it was about as close to a
revelation as I had received up to that time in my life. My closest colleague at Berkeley,
Professor William H. Miller, in 1969 used imaginary time to understand the dynamics of
chemical reactions, and it made him a household word in the world of science. The use
of imaginary time is indeed a powerful tool.
Indulge me while I attempt to convey the essence of how imaginary time is exploited in
theoretical physics and chemistry. One approaches a well defined problem, with all
variables necessarily being real. This means, for example, real positions for all particles,
real velocities, and so on. Real problems begin with all quantities real. Then one
undertakes a carefully chosen excursion into the complex plane, making one or more
variables complex. Subsequently we do some really cool things mathematically.
Finally, all the variables revert to real values, and we find that something important has
been mathematically derived that would have otherwise been impossible to prove.
With some trepidation, I will venture further. A case can be made that the Hartle-
Hawking "no boundary proposal" is only of marginal scientific interest. The reasons for
this conclusion might include: (a) the theory is a mathematical construct that has no
unique empirical support; (b) the theory makes no verifiable scientific predictions that
were not achieved earlier with simpler models; (c) the theory generates no significant
research agenda. The primary purpose of the theory seems to be an attempt to evade
the cosmological argument for the existence of God, via the claim that nature is self-
contained and effectively eternal.
Science is primarily concerned with facts, not motive, and thus a complete scientific
description of the creation does not necessarily rule out a providential account at the
same time. William Paley's famous design argument suggests that if you are taking a
walk in the woods and find a watch on the path, you should not conclude that the watch
just assembled itself - despite the fact that we can take the watch apart, look at every
single part and completely understand how it works. We look at the watch on the path
and prudently conclude that it was designed by some higher intelligence.
In "A Brief History of Time," Hawking states, "If the no boundary proposal is correct, He
[God] had no freedom at all to choose initial conditions" This statement strikes me as a
leap into irrationality. Why does Hawking find, within the functioning of the universe,
aspects that appear to him to be limitations of God's power? This stems not from any
attitude of an infinite God, but rather from the attributes of finite man. Namely, we as
human beings are able to scientifically discern characteristics of the Creator only as
they are related to that which is created, that which we can observe. This limitation of
ours immediately reduces what might be infinite to the finiteness of our existence. Of
course, Biblically, there is no problem in accepting divine constraints to divine options, if
the Creator chooses to run the universe according to His stated and established laws.
Divine tenacity to His own laws is, of course, the very essence of the Biblical God.
Before moving on, two related issues need to be addressed. The first concerns the
infinitely oscillating model of the universe, which posits a ceaseless sequence of big
bang/big crunch pairs. This model, popularized by Robert Dicke, makes the universe
effectively eternal. The infinitely oscillating universe model, as noted above, comports
nicely with Hinduism's dance of Shiva. Since the hypothesized period between the
present big bang and its imagined big crunch would be just one of an infinite number of
such periods, any problems relating to the time scale that might be needed for evolution
are resolved by the conclusion that our interval must be "just right." On many occasions
when I have presented this lecture, the Q&A time includes a question concerning this
cosmological model. Actually, this issue was resolved for most cosmologists in 1983 in
a critical paper by Alan Guth (best known for his pioneering work on the inflationary
features of the Big Bang Theory) appearing in the influential journal "Nature," volume
302, beginning on page 505. The title of Guth's paper tells the story: "The Impossibility
of a Bouncing Universe." Therein Guth showed that even if the universe contained
sufficient mass to halt the current expansion, any collapse would end in a thud, not a
bounce. Incidentally, the weight of opinion among cosmologists has shifted over the
past five years to the position that, short of direct intervention by God, the universe will
continue to expand forever.
The second and perhaps most recent attempt to evade the (theistic) logical
consequences of the fine tuning of the universe (anthropic constraints) is the proposal
that there are an infinite number of universes. This proposal has been given wide
attention through the popular 2000 book by Martin Rees entitled "Just Six Numbers."
Rees's logic flows something like this: (a) he concedes that a universe like ours is
overwhelmingly improbable; but (b) we know that God doesn't exist, or if He does He
had nothing to do with the design of the universe; (c) thus there must be a near infinite
number of universes; (d) ours just happens to be the universe that is just right for
human life. Since no evidence for other universes is provided, Rees's argument is less
than convincing, particularly for those who are prepared to consider the possibility of the
existence of a personal God. The Rees proposal might be broadened a bit by adding
that other universes might have their own forms of intelligent conscious life, very
different from what is observed on planet earth. One could go further and state that
there is no need for life in the proposed other universes to be based on carbon. John
Polkinghorne has responded to these ideas as follows:
"Those who make such a claim are drawing a very large intellectual blank check on a
totally unknown bank account. Consciousness seems to demand very great physical
complexity to sustain it (the human brain is the most complicated physical system we
have encountered). It is far from persuasive that there are many alternative routes to
the generation of such complexity."
In his paper in the April 2001 issue of the journal "Science & Christian Belief" Rodney
Holder critiques the postulation of the existence of many universes as an alternative to
design. Holder states some of the problems associated with the postulate of an infinite
number of universes;
(a) the existence of infinitely many universes depends critically on parameter choices;
(b) the probability that any universe in an ensemble is fine-tuned for life is zero;
(c) the physical realization of any ensemble will exclude an infinity of possibilities;
(e) The hypothesis is not consistent with the amount of order found in our universe, nor
with the persistence of order.
In completing this discussion, I note that a Christian world view does not exclude the
possibility of other universes. One of the great hymns of the Christian faith in fact
begins with the words "O Lord my God, when I in awesome wonder, consider all the
worlds Thy hands have made." However, a plausible scientific case for an infinite or
near infinite number of universes has yet to be made.
Arthur Schawlow (1921-1999) was another Physics Nobel Prize winner (1981), honored
for his work in laser spectroscopy. Schawlow was a professor at Stanford until his
recent death and did not hesitate to identify himself as a protestant Christian. He
stated, "We are fortunate to have the Bible and especially the New Testament, which
tells us so much about God in widely accessible human terms." I view this statement as
uniquely scientific, knowing that Professor Schawlow was convinced that his discoveries
in laser spectroscopy were telling him something about God's handiwork. However,
unlike the New Testament, Schawlow's research was difficult to express in "widely
accessible human terms."
At the age of about 50, Sandage became a Christian. Sandage has stated "The nature
of God is not to be found within any part of the findings of science. For that, one must
turn to the Scriptures." When asked the famous question regarding whether it is
possible to be a scientist and a Christian, Sandage replied, "Yes. The world is too
complicated in all its parts and interconnections to be due to chance alone. I am
convinced that the existence of life with all its order in each of its organisms is simply
too well put together."
Of Hawking's two earliest collaborators (1970, the singularity theorem), Roger Penrose
seems to be some sort of an unconventional theist, while George Ellis is a Christian.
Ellis is Professor of Applied Mathematics at the University of Cape Town, South Africa.
In the book "Quantum Cosmology and the Laws of Nature," Ellis states his position with
respect to ultimate questions:
(1) God is the creator and sustainer of the universe and of humankind, transcending
the universe but immanent in it; (2) God's nature embodies justice and holiness, but is
also a personal and loving God who cares for each creature (so the name "father" is
indeed appropriate); (3) God's nature is revealed most perfectly in the life and
teachings of Jesus of Nazareth, as recorded in the New Testament of the Bible, who
was sent by God to reveal the divine nature, summarized in "God is Love;" (4) God has
an active presence in the world that still touches the lives of the faithful today.
One of the scientists closest to Stephen Hawking and prominent in the movie about "A
Brief History of Time" is Donald Page. Page is Professor of Physics at the University of
Alberta, where he hosted my lecture on this topic in July 1997. Our discussions
following my lecture lasted for four hours spread over three days. Don Page has had an
excellent physics career in quantum cosmology in his own right, but he began to
achieve fame as a postdoctoral fellow with Stephen Hawking. The Hawkings were not
financially well off in the years prior to publication of his best selling book and needed
some help to keep going. So Don Page went to live with the Hawkings for the period
1976-1979.
Page describes these years in the book (the book about the film about the book!). He
said, "I would usually get up around 7:15 or 7:30 AM, take a shower, read in my Bible
and pray. Then I would go down at 8:15 and get Stephen up. At breakfast, I would often
tell him what I'd been reading in the Bible, hoping that maybe this would eventually have
some influence. I remember telling Stephen one story about how Jesus had seen the
deranged man, and how this man had these demons, and the demons asked that they
be sent into a herd of swine. The swine then plunged over the edge of the cliff and into
the sea. Stephen piped up and said, 'Well, the Society for the Prevention of Cruelty to
Animals would not like that story, would they!'"
Page has stated, "I am a conservative Christian in the sense of pretty much taking the
Bible seriously for what it says. Of course I know that certain parts are not intended to
be read literally, so I am not precisely a literalist. But I try to believe in the meaning I
think it is intended to have." Expressing the universal goal of theoretical physicists for
simplicity in their methods, Page makes an interesting connection to the spiritual world:
"If the universe basically is very simple, the theological implications of this would need
to be worked out. Perhaps the mathematical simplicity of the universe is a reflection of
the personal simplicity of the Gospel message, that God sent His Son Jesus Christ to
bridge the gap between Himself and each of us, who have rejected God or rejected
what He wants for us by rebelling against His will and disobeying Him. This is a
message simple enough even to be understood by children."
what he has found in Jesus Christ surpasses anything that physics could hope to
provide in terms of ultimate meaning.
A statement that I think gives some balance to this discussion was made by one of my
scientific heroes, Erwin Schroedinger, after whom the most important equation in
science is named: the Schroedinger Equation. I have spent a good bit of my
professional life trying to solve this equation for atoms and molecules. Toward the end
of Schroedinger's career he began to write more expansively. His 1942 book "What is
Life?" is thought to have inspired an entire generation of molecular biologists. The
statement I would like to quote comes from Schroedinger's 1954 book "Nature and the
Greeks." In it he takes a dim view of what we might call scientific imperialism. The
Schroedinger statement in question is:
"I am very astonished that the scientific picture of the real world around me is very
deficient. It gives us a lot of factual information, puts all of our experience in a
magnificently consistent order, but it is ghastly silent about all and sundry that is really
near to our heart, that really matters to us. It cannot tell us a word about red and blue,
bitter and sweet, physical pain and physical delight; it knows nothing of beautiful and
ugly, good or bad, God and eternity. Science sometimes pretends to answer questions
in these domains but the answers are very often so silly that we are not inclined to take
them seriously."
Although science is an inspiring pursuit in its proper domain, and a genuine delight to
me and others, it is not the whole story. Jane Hawking commented on this aspect of
her husband's work following the publication of "A Brief History of Time." She said
"Stephen has the feelings that because everything is reduced to a rational,
mathematical formula, that must be the truth. He is delving into realms that really do
matter to thinking people and, in a way, that can have a very disturbing effect on people
- and he's not competent."
In a similar vein my longtime friend and Berkeley faculty colleague Phillip Johnson
states "The irony of the situation is that Hawking's professional life currently is devoted
to telling a story about the cosmos in which the elements that make his life interesting -
love, faith, courage, and even creative imagination - disappear from view. Aspiring to
know the mind of God, he can imagine nothing more interesting than a set of equations
governing the movement of particles. A unified field theory would be a major scientific
accomplishment, of course. But to Hawking it is just a step toward a distant but
attainable goal of what he calls 'a complete understanding of the events around us, and
of our own existence.' The way to this goal does not seem to require reading the Bible
or Shakespeare, living in a variety of cultures, experiencing art, climbing mountains, or
falling in love and having children. All it involves is 'the intellectually challenging task of
developing better approximation methods.'" Although Phil does not seem to appreciate
the great affection with which persons such as Hawking and I hold equations, there is
much that is worthy of consideration in Professor Johnson's analysis.
Richard Feynman states in his 1990 book, "The Character of Physical Law," that
"Everything in physical science is a lot of protons, neutrons and electrons (parenthetical
remark by HFS - and don't we love them, especially electrons!), while in daily life, we
talk about men and history, or beauty and hope. Which is nearer to God - beauty and
hope or the fundamental laws? To stand at either end, and to walk off that end of the
pier only, hoping that out in that direction is a complete understanding, is a mistake." I
would have to say that, at least in the final sentence of "A Brief History of Time,"
Stephen Hawking has walked off one end of Feynman's pier.
In his book "The Fingerprint of God," Hugh Ross seeks to construct a bridge between
cosmology and matters of ultimate importance. With minor modifications, I
wholeheartedly concur. Having presented the opinions of many others in this lecture,
the following represents my own position:
1. The big bang represents an immensely powerful yet carefully controlled release of
matter, energy, space, and time within the strict confines of very carefully fine-tuned
physical constants and laws which govern their behavior and interactions. The power
and care this explosion reveals exceed human potential for design by multiple orders of
magnitude.
2. A Creator must exist. The big bang ripples (April 1992) and subsequent scientific
findings are clearly pointing to an ex nihilo creation consistent with the first few verses of
the book of Genesis.
3. The Creator must have awesome power and wisdom. The quantity of material and
the power resources within our universe are truly immense. The information, or
intricacy, manifest in any part of the universe, and (as Allan Sandage has well stated)
especially in a living organism, is beyond our ability to comprehend. And what we do
see is only what God has shown us within our four dimensions of space and time!
4. The Creator is loving. The simplicity, balance, order, elegance, and beauty seen
throughout the creation demonstrate that God is loving rather than capricious. Further,
the capacity and desire to nurture and to protect, seen in so many creatures, makes
sense if their Creator possesses these same attributes. It is apparent that God cares for
His creatures, for He has provided for their needs.
5. The Creator is just and requires justice. Inward reflection and outward investigation
affirm that human beings have a conscience. The conscience reflects the reality of right
and wrong and the necessity of obedience.
6. Each of us falls hopelessly short of the Creator's standard. We incur His displeasure
when we violate any part of God's moral law in our actions, our words, and our
thoughts. Who can keep his or her thoughts and attitudes pure for even an hour?
Certainly not me. If each person falls short of his or her own standards, how much
more so of God's perfect standards? For many years I sought to get a "passing grade"
with God by comparing myself with other sinners.
7. Because the Creator is loving, wise and powerful, He made a way to rescue us.
When we come to a point of concern about our personal failings, we can begin to
understand from the creation around us that God's love, wisdom, and power are
sufficient to deliver us from our otherwise hopeless situation.
8. If we trust our lives totally to the Rescuer, Jesus Christ, we will be saved. The one
and only path is to give up all human attempts to satisfy God's requirements and put our
trust solely in Jesus Christ and in His chosen means of redemption, namely, His death
on the cross.
The above outline is, of course, just an outline. To fill in the outline of this bridge over
the troubled waters of human experience, the reader may turn to Chapter 8, of my book,
my lecture entitled "The Ten Questions that Intellectuals Ask about Christianity."
Several of these questions arise persistently during Q&A times following the present
lecture on cosmology.