Specific Guidelines Biological Testing Laboratories: NABL 102

NABL 102
NABL
NATIONAL ACCREDITATION BOARD FOR TESTING AND CALIBRATION LABORATORIES
SPECIFIC GUIDELINES for BIOLOGICAL TESTING LABORATORIES
ISSUE NO : 02 ISSUE DATE: 06.02.2007
AMENDMENT NO : 00 AMENDMENT DATE: --
AMENDMENT SHEET
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Page No.
Clause No.
Date of Amendment
Amendment made
Reasons
Signature QM
Signature Director
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National Accreditation Board for Testing and Calibration Laboratories

Doc. No: NABL 102 Issue No: 02 Specific Criteria for Biological Testing Laboratories Issue Date: 06.02.2007 Amend No: 00 Amend Date: -Page No: i
CONTENTS
S.NO.
SECTION Amendment Sheet Contents
PAGE NO. i ii 1 2 3 8 12 22 23 24 25 28 30 35 37 38 40 42 44
1. 2. 3. 4. 5. 6. 7. 8. 9. 10.
Introduction and Scope of Document Technical Requirements Accommodation and Environment Test Methods and Method Validation Equipment - Maintenance, Calibration and Performance Sampling Sample Handling Disposal of Contaminated Waste Assuring Quality of Test Results Reporting the Results Appendix A Classes of Tests in Biological Field Appendix B Glossary of Terms Appendix C References Appendix D Method Validation Appendix E Control of Reference Organisms Appendix F Biosafety Levels Composition of the Technical Committee

Doc. No: NABL 102 Issue No: 02 Specific Criteria for Biological Testing Laboratories Issue Date: 06.02.2007 Amend No: 00 Amend Date: -Page No: ii
1.
1.1
Introduction and Scope of Document

The general requirements for accreditation are laid down in the International Standard General requirements for the competence of testing and calibration laboratories (ISO/IEC 17025:2005). Laboratories seeking accreditation must meet all of these requirements. This document supplements ISO/IEC 17025 by providing specific guidance for both assessors and for laboratories carrying out biological testing. It sets out the specific requirements that a biological testing laboratory has to meet. Majorities of the accredited biological testing laboratories are primarily involved in microbiological testing. Thus this document does have a bias toward these types of laboratories. However this document can also provide guidance to laboratories using techniques in areas related to toxicology, veterinary science, biochemistry, molecular biology and cell culture, although there may be additional requirements for such laboratories.
1.2
1.3 1.4
Group wise list of biological tests for which NABL offers accreditation is given as Appendix-A. Definitions of the terms used are given in Appendix- B.

Doc. No: NABL 102 Issue No: 02 Specific Criteria for Biological Testing Laboratories Issue Date: 06.02.2007 Amend No: 00 Amend Date: -Page No: 1 of 44
2.
Technical Requirements (ISO/IEC 17025 clause 5)

Personnel (ISO/IEC 17025 clause 5.2) The staff in the accredited laboratories must be competent and experienced in the relevant technical area covered by their scope of accreditation.
2.1
The minimum qualification for the technical staff in a biological testing laboratory shall be graduate or postgraduate in microbiology/food science/Pharmacology/biotechnology/ biochemistry/toxicology/veterinary science. Alternative qualifications in biological sciences may meet requirements where staff has relevant experience relating to the laboratory's scope of accreditation. Staff should have a minimum of 1 year of work experience in similar area covered by the scope of accreditation as proven by demonstrated competence on records. Freshers can be put under training with adequate supervision.
2.2
Authorised signatory should fulfill either of the following requirements listed at a & b a. Five years experience in similar area out of which at least two years experience should be at supervisory level. b. Postgraduate/higher degree in the relevant field or equivalent with a minimum of two years experience in the relevant scope of testing. Biological testing laboratories carrying out analysis of pathogens shall have a qualified microbiologist (graduate/post graduate in Microbiology with the above-mentioned experience) as the authorised signatory. The competence of authorised signatory will be assessed during the assessment before being approved by NABL. Relaxation in minimum qualification and/or experience requirements for authorised signatory can be considered by NABL on specific recommendation by the assessment team on competence with objective evidences for proven competency.
2.3
The laboratory management shall ensure that all personnel have received adequate training for the competent performance for the assigned task. Personnel may only perform tests on samples if they are either recognized as competent to do so, or working under adequate supervision. On-going competence should be monitored objectively with provision for re-training where necessary. Where a method or technique is not in regular use, verification of personnel performance is necessary before the testing is undertaken. The critical interval between performances of non-routine tests should be established and documented by the laboratory. The interpretation of test results for identification and verification of microorganisms is strongly connected to the experience of the performing analyst and should be monitored for each analyst on a regular basis. In addition to test methods, in some cases, it may be more appropriate to relate competence to a particular technique or instrument, for example use of approved biochemical, serological kits or microbial identification kits.
2.4
2.5

3.
Accommodation and Environment (ISO/IEC 17025 Clause 5.3)

The requirements of accommodation and environmental conditions for biological testing vary widely depending on the nature of the testing involved by the laboratory.
3.1
Irrespective of the kind of tests being performed in the laboratory, there must be adequate space and storage facilities for carrying out the tests, recording of test data, report preparation etc. Storage facilities of the laboratories must be sufficient enough to allow the sample retention and if required segregation of samples for designated periods and provide conditions that maintain sample integrity. Formal laboratory areas must have good lighting, ventilation, adequate bench space, and freedom from dust and fumes, control of temperature and humidity. For majority of the laboratories air-conditioning is considered essential. Where air conditioners are used filters should be appropriate, inspected maintained and replaced according to the type of work being carried out. The extent to which these environmental factors apply will vary according to the type and precision of the testing.
3.2
3.3
3.4
The laboratory should be arranged in such a way so that the risks of cross contamination can be reduced. This can be achieved by carrying out the test procedures in a sequential manner using appropriate precautions to ensure test and sample integrity and by segregating the activities by time or space in conjunction with national regulation. It is generally considered as a good practice to have separate areas for: Sample receipt and sample storage Sample preparation Handling and storage of reference cultures/Reference materials Media preparation and Sterilization Sterility testing Decontamination Animal House Incompatible activities
3.5 3.6
Laboratories, should take all precautions to avoid cross contamination and dedicated pipettes tips, centrifuges tubes etc should be located in each work area. Laboratory located in facilities where Products or ingredients are manufactured shall not test for infectious pathogens (such as Listeria monocytogenes, Salmonella species, Escherichia coli O157: H7, Shigella species, Campylobactor species, Vibrio cholerae, Clostridium perfereingens) unless the laboratory is physically separated with limited access, equipped with bio-safety cabinets and is supervised by a qualified microbiologist. For procedures that involve the handling of pathogens and reference stock cultures, they shall be operated within a safety cabinet of a class commensurate with the risk level of the microorganism handled. Most of the microbes encountered in a non-clinical testing laboratory belong to Risk Group 2 microorganisms e.g. Salmonellae, Staphylococcus aureus. When

working with samples containing microorganisms transmissible by the respiratory route e.g. Legionellae or when the work produces a significant risk from aerosol production, a biological safety cabinet of Class II shall be used. 3.7 Laboratories should devise appropriate environmental monitoring programme with respect to the type of tests being carried out. Records shall be maintained for it. The laboratory environment, where relevant, shall be microbiologically monitored for trends and anomalies. For example, air borne contamination can be monitored by exposure plates. Surface swabbing of sampling and testing benches, utensils, balances stomachers etc is also recommended and considered as essential in environmental monitoring of microbiological laboratories. Acceptable backgrounds should be assigned and there shall be a documented procedure for dealing with situations in which these limits are exceeded. Records of such situations, evaluation of the effects, if any, on the test results and corrective actions taken should be maintained. Environmental contamination by microorganisms can be controlled by appropriate air-filters and air-exchange systems and supervision by a qualified microbiologist. 3.8 3.9 The laboratory shall have pest control programme /schedule. Additional Requirements for GMO Testing Laboratories General There shall be effective separation of the PCR testing area from neighboring laboratory areas to minimize the spread of contamination from nucleic acids and or nucleases (both DNase and RNase). Even minor degrees of cross contamination may result in erroneous results by nucleic acid amplification. A separate room shall be used for PCR testing in a laboratory. Prevention of all type of contamination is very essential. Procedure and precaution taken in avoiding the cross contamination shall be documented. Such procedures shall include washing of lab ware, generation of distilled, deionized or reagent water, decontamination of equipment between samples during PCR analysis, cleaning of work surfaces and other relevant activities. 3.9.1 Reagents, consumables and equipment shall be located at appropriate designated areas to serve their specific purposes. Nucleic acid samples should be kept in designated refrigerated compartments after the sample preparation. They shall not be kept at areas where activity such as gel electrophoresis or PCR work is conducted. The movement of nucleic acid samples or specimens should be as far as possible be unidirectional i.e. from pre-amplification to postamplification areas. Separate chambers or enclosures shall be provided for the following: a. GMO negative control b. GMO Positive control/plasmid/vector c. Sample extracts and d. Kits, master matrix, taq polymerase, primers, probes, reagents 3.10 General Requirements for Toxicology Laboratories Laboratories carrying out toxicological testing shall have an animal house segregated from other activities of testing. The space shall be adequate for proper segregation of animals. Animal house should be air-conditioned. The feeding and breeding is to be done by properly trained personnel in animal care under the supervision of a veterinary doctor. A veterinary doctor shall periodically check up the animals. The animals required for pyrogen test for drugs

should be supplied as per the test norms of national pharmacopoeia. The whole environment of animal house should always be kept hygienic. Log books and other records shall be kept for the animal house maintenance and animal care. 3.10.1 Laboratories using animals for biological testing should invariably have an institutional Animal Ethics Committee to review and approve the use of animals for studies in accordance with the CPCSEA (Committee for the Purpose of Control and Supervision of Experiments on Animals) and other national/international guidelines on the Care and Use of Animals for Biological Research and Testing. 3.10.2 Facilities for Test Systems Toxicological studies constitute an important part of biological testing for determining the nonclinical safety of a wide variety of industrial, environmental, pharmaceutical, agricultural and consumer products. Biological test systems like laboratory animals, plants fish and insects, etc for in-vivo testing and cell cultures, micro organisms etc for in-vitro testing are often used for toxicological testing. The laboratories should address the following issues to provide adequate and appropriate accommodation and environment for housing, maintenance and assure their health/viability and suitability through out the period of study. 3.10.3 Test System/Animal Facilities 3.10.3.1 A well planned, designed, constructed and maintained animal facility is required for efficient, economical and safe operation in animal management for biological research and testing. The size of animal facility depends on the scope of institutional activity and the types of animals housed. Animal facility should be physically separated from personnel areas (offices, conference rooms, canteen, etc.) and construction material for interior surfaces (durable, moisture proof, fire-resistant, seamless) should facilitate efficient and hygienic operation. Functional areas for animal housing, quarantine, sanitation, storage of feed and materials, etc. should be clearly designated. Corridors should be wide enough (68 ft) for free movement of personnel and equipment. Corridors for clean and dirty operations should be clearly marked with arrangement to prevent intermixing and contaminations during cleaning, disinfection, change of cages and racks, autoclaving, waste removal and transport of animals, etc. There should be proper separation of test animals by studies and species, separation of healthy stock from diseased, separation of high hazard material (mutagens and carcinogens) and bio-hazardous materials that can contaminate and affect the integrity of test system or invalidate the test data. Space allocation for animals shall, at the minimum, allow every individual to turn around and express normal postural adjustments, ready access to food and water, enough clean bedded or unobstructed area to move, stand and rest in. Environmental temperature complimentary to the normal and suitability for the studies. testing a temperature range appropriate. and humidity conditions of animal house should be variations of animal body temperatures for their well being For most of commonly used laboratory animals in biological of 223C and relative humidity of 30-70% is considered
3.10.3.2
3.10.3.3
3.10.3.4
3.10.3.5
Adequate ventilation, necessary for adequate supply of oxygen, is generally considered satisfactory with 10-15 fresh air changes per hour in the secondary enclosure (animal room) subject to frequent cleaning of bedding and cages, control of recycled air, and use of air filtration devices. Caging with forced ventilation that uses filtered room air and other types of special primary enclosures with independent air-supplies can effectively address the ventilation requirements of animals without ventilating secondary enclosures.

3.10.3.6
Illumination should generally be diffused throughout the animal holding area. Lighting in animal rooms should provide for adequate vision and neuro-endocrine regulation of diurnal and circadian cycles of animals. Most of the commonly used laboratory animals are nocturnal. Photoperiod is a critical regulator of reproductive behaviour in many species of animals and can affect food intake and body weight gain. A 12 hrs dark-light cycle is generally acceptable. A time-controlled lighting system should be used to ensure regular diurnal cycle and the timer performance should be periodically checked and calibrated for accuracy. Light levels of about 325 lux (30 ft. candles) in an occupied room or 400 lux (37 ft candles) in an empty room, about one meter (3.3 ft) above the floor, appear to be sufficient for animal care and do not cause clinical signs of phototoxic retinopathy in albino rats (most susceptible species). Noise, produced by animals and animal care related activities, is inherent in the operation of an animal facility but it should be regulated to the minimum practicable. Measures such as separation of human and animal areas, separation of noisy animals (dogs, swine, goats, and non-human primates) from quieter animals (rodents), environmental design to absorb noise, minimizing personnel and frequency of visits to animal rooms, etc. should be adopted to keep the noise below 85dB. Animals should be fed palatable, non-contaminated and nutritionally adequate food daily or according to their particular requirements unless required otherwise by specific protocol. All feed should be free from chemical, microbial, fungal contaminants and natural toxins. Purchase, transport, storage and handling of all food should minimize introduction of contaminants and diseases, parasites, potential disease vectors, etc. Autoclavable diets may require adjustments in nutrient concentrations degraded during sterilization. The date of sterilization should be recorded and the diet used quickly. Feeders should be designed and placed to allow easy access to food and to minimize contamination with urine and feces. Feeders should also be cleaned and sanitized regularly. Animals should be provided potable, uncontaminated drinking water according to their requirement. Periodic monitoring of drinking water for pH, hardness, microbial and chemical contaminants should be done to ensure that water quality is acceptable. Water can be treated or purified to eliminate contaminants if the protocol requires highly purified water however, such process like chlorination, should be considered for adverse effects on the test system and study results. Watering devices should be checked daily for their proper maintenance, cleanliness and operation.
3.10.3.7
3.10.3.8
3.10.3.9
3.10.3.10 Appropriate and sufficient bedding should be provided in animal housing to keep the animals clean and dry between cage/bedding changes. Bedding should be changed as frequently as necessary due to leakage of water bottles, diarrhea, etc. Bedding should be transported and stored off the floor on pellets, racks or carts to minimize contamination. It should be autoclaved and dried (to evaporate moisture) before use. 3.10.3.11 Adequate sanitation of animal house is necessary for good health of test system and integrity of studies. Sanitation includes bedding change, cleaning (removal of dirt and debris) and disinfection (reduction/elimination of unacceptable concentration of microorganisms). The frequency of sanitation operation is dependent on the type of housing, species of animal, type of bedding material, environmental conditions, etc. Deodorants should not be used to substitute good sanitation and adequate ventilation. Cleaning and disinfection of pens, cages and other primary enclosures should be done with frequent flushing with water and periodic use of detergents and disinfectants. The frequency of cleaning cages, racks, and associated equipment like feeders, water bottles, etc should be preferably once a day. Acid wash may be necessary to clean the cages of rabbits, guinea pigs and hamsters that produce urine with high concentration of proteins and minerals.

Disinfection can be achieved with chemicals, hot water or a combination of the two. Washing time should be sufficient to kill vegetative forms of common bacteria and other organisms that are presumed to be controlled by the sanitation program. Disinfectants should be thoroughly rinsed before reuse of equipment. Details of disinfectant use should be recorded. All areas of animal facility should be routinely cleaned and disinfected. Cleaning utensils should be assigned to specific area to limit possibility of cross contamination and be cleaned or replaced themselves to be in good working condition. Effectiveness of sanitation can be monitored by visual inspection, odors and microbiological testing. 3.10.3.12 Programs designed to prevent, control or eliminate pest infestation should be implemented in an animal facility. Non-toxic means of pest control such as insect growth regulators, nontoxic substances (amorphous silica gel) traps, etc. should be used. Use of pesticides should be avoided but if necessary, it should be documented and any impact on study animals is to be evaluated. 3.10.3.13 Institutional arrangements for emergency, weekend and holiday care of animals should be prominently displayed along with responsible persons names, phone etc. to contact in such event. 3.10.3.14 Suitable rooms or areas should be available for the diagnosis, treatment and control of diseases, in order to ensure that there is no unacceptable degree of deterioration of test systems. 3.10.3.15 There should be separate areas designated for treatment and other test related procedures on the animals. Area for necropsy should be separate from animal housing because killing animals in presence of other animals is considered stressful and unethical. Necropsy areas should be equipped for euthanasia. 3.10.3.16 Other test systems including tissues, cells, sub-cellular preparations, micro-organisms, etc. should be provided appropriate accommodation and environmental conditions so as to preserve their identity & characteristics, and avoid all forms of contaminations that may influence their integrity and/or results. This may require appropriate equipment for their transport, storage and handling, specific procedures for characterization, labeling and handling, periodic sampling to assure their integrity, etc. Test systems requiring cryopreservation may be kept in multiple samples/aliquots in small vials/tubes/receptacles/containers. Since the labels on such small containers may not allow much detail, codes may be used on the containers and code-wise-records of test system details (identity, characteristics, source, date of receipt, storage condition, expiry, etc.), usage, reculture and disposal should be maintained. 3.10.3.17 There should be storage rooms or areas as needed for supplies and equipment. Storage rooms or areas should be separated from rooms or areas housing the test systems and should provide adequate protection against infestation, contamination, and/or deterioration. 3.10.3.18 There should be appropriate and adequate arrangement for un-interrupted power supply to the animal/test system facility. The electric system should be safe with back-up power supply in case of power failure through normal channel. 3.11.4 3.11.4.1 3.11.4.2 Facilities for Test and Reference Items To prevent contamination or mix ups, there should be separate rooms or areas for receipt and storage of the test and reference items and mixing of the test items with a vehicle. Storage rooms or areas for the test items should be separate from rooms or areas containing the test systems. They should be adequate to preserve identity, concentration, purity and stability and ensure safe storage of hazardous substances.

4.
Test Methods and Method Validation (ISO/IEC 17025 clause 5.4)

Accreditation is normally granted only for internationally or nationally accepted standard test procedures or non-standard procedures (in-house methods) that have been appropriately validated and which are performed regularly.
4.1
Standard Methods Where standard methods are prescribed and followed, the laboratory is expected to maintain current versions of the standard methods (reference texts) and up-date laboratory bench methods in accordance with these. Although full validation is not required, a laboratory must verify that it can properly operate the method, and can demonstrate (where specified) the limits of detection, selectivity, repeatability and reproducibility. Laboratories shall pay attention to the limitations, concentrations range and sample matrix specified in the test standards.
4.2
In-house Methods In-house methods could include but not be restricted to: Methods developed in the laboratory Methods developed by a customer Methods developed for an industry group Modified standard test methods Methods from scientific publications, but which have not been validated.
4.3
Kits The use of commercial test systems (kits) will require further validation if the laboratory is unable to source the validation data. When the manufacturer of the test kits supplies validation data, the laboratory will only perform secondary validation (verification). Laboratories shall retain validation data on commercial test systems (kits) used in the laboratory. These validation data may be obtained through collaborative testing, from the manufacturers and subjected to third party evaluation (e.g. AOAC. Refer www.aoac.org for information on methods validation). If the validation data is not available or not applicable, the laboratory shall be responsible for completing the primary validation of the method. It has been found in some cases (e.g. veterinary microbiological testing) that a specific test kit performs differently under local environmental conditions, to that of the original environmental conditions it was subjected to primary validation. In such cases the laboratory should conduct the validation to prove that the kit performs under local environmental conditions.
4.4 4.4.1
Validation of Test Methods (ISO/IEC 17025 Clause 5.4.3) The validation of microbiological test methods should reflect actual test conditions. This may be achieved by using naturally contaminated Products or Products spiked with a predetermined level of contaminating organisms. The analyst should be aware that the addition of contaminating organisms to a matrix only mimics in a superficial way the presence of the naturally occurring contaminants. However, it is often the best and only solution available. The extent of validation necessary will depend on the method and the application. The laboratory shall validate standard methods applied to matrices not specified in the standard procedure.

4.4.2
Qualitative microbiological test methods, confirmation and identification procedures should be validated by determining specificity, relative trueness, positive deviation, negative deviation, limit of detection, matrix effect, repeatability and reproducibility, if appropriate. (See Appendix B for definitions). For quantitative microbiological test methods, the specificity, sensitivity, relative trueness, positive deviation, negative deviation, repeatability, reproducibility and the limit of determination within a defined variability should be considered and, if necessary, quantitatively determined in assays. The differences due to the matrices must be taken into account when testing different types of samples. The results should be evaluated with appropriate statistical methods. If a modified version of a method is required to meet the same specification as the original method, then comparisons should be carried out using replicates to ensure that this is the case. Experimental design and analysis of results must be statistically valid. Even when validation is complete, the user will still need to verify on a regular basis that the documented performance can be met, e.g. by the use of spiked samples or reference materials incorporating relevant matrices. Appendix- D provides some guidelines for method validation in microbiology Test Methods and Method Validation of GMO Testing The current GMO testing using PCR technology covers several types of analysis including inter alia, qualitative, semi quantitative and real time quantitative test. Requirements for method validation for different analysis vary slightly.
4.4.3
4.4.4
4.5
4.5.1 4.5.1.1
Test Methods: Laboratories should be clear about which matrices can and can not be tested. For example, it is generally accepted that refined oils can not be tested due to the absence of DNA and should document that such tests should normally be refused. There are some processed food matrices (e.g. soy sauce) where the integrity of the DNA needs to be assessed to decide whether the test has any validity. GM testing methods should include background information on GM and the traits being tested for. The laboratory shall maintain background information on which GM materials (crops) are on the market, so that inappropriate testing is not undertaken, or inappropriate claims made from results. When a GM screening test is used as a preliminary detection tool, the use of such test needs to be validated to demonstrate that it would detect a defined range of foreign DNA. Individual detection limits should be determined as the detection limits may vary in such screening test. If a GM screening test is negative and no further testing conducted, the result should be reported as no foreign DNA sequence detected with respect to the specific test conducted, with a specification of which traits have been excluded. If a GM screening test is positive, then the laboratory should proceed to determine the specific trait present and can also specify the range of traits tested. Validation of Methods: The laboratory should be clear about which matrices are suitable for quantification. Basing quantification on a line from reference materials prepared from one matrix may not be appropriate for the same trait in a different (e.g. processed) matrix.
4.5.1.2 4.5.1.3
4.5.1.4
4.5.1.5
4.5.1.6 4.5.2 4.5.2.1

4.5.2.2
As the availability of GM reference materials for quantification will always lag behind the traits that are on the market, the laboratory may mix its own quantification standards from 100% GM material, provided that the purity of the materials (GM and non GM) shall be established and proper validation undertaken. Commercial test systems (kits) may not require further verification if validation data based on collaborative testing are available. Otherwise, laboratory shall be responsible for validation of the method. The laboratory shall demonstrate their capability to achieve the limit of detection quoted by the manufacturer or the laboratory has to establish its own limit of detection to minimise false positive and false negative results. Laboratories shall determine the method performance characteristics such as limit of detection, precision, etc for quantitative tests. DNA assessment for analysis of items containing several ingredients or having been processed (e.g. food), laboratories shall verify that the extraction and clean up procedures used are capable of extracting good quality amplifiable DNA and the resultant extracts are free from inhibiting substances. Procedures and methods used shall be so designed as to minimise the risk of false negative results due to the presence of inhibitors of nucleic acid amplification or restriction enzyme activity. Extraction method shall be validated for their ability to remove inhibiting substances. Quality of the extracted DNA from all samples shall be assessed by some well-established method (gel based assessment and amplification of a house keeping gene are common). This provides a means of assessing whether the DNA has lost integrity, and in such situations further testing would be inappropriate. A laboratory may have established an extraction method for a single sample, and then assume that for all such samples the extraction is effective and DNA is suitable for analysis. For extraction method that has not been shown to remove consistently the inhibitors, an inhibitor control shall be used. The inhibition can be estimated by the amplification of another target nucleic acid expected to be present in all samples or a known DNA spiked in test samples at known concentrations. Test Methods for Toxicological Testing Toxicological laboratories should preferably use standard study protocols and standard operating procedures/test methods referred in the OECD Test guidelines, ICH guidelines, Schedule-Y, Goitonde Committee report etc. Modifications to such standard guidelines should be described and justified with proper validation. Details of test method validation should be retained with the raw data wherever applicable. Laboratories should maintain details of experimental design including justification for selection of test system and its characteristics (species, strain, substrain, source, sex, age, weight, etc), justification for the method, frequency and dose of exposure, chronology of events, methods and materials, type and frequency of analysis/measurements and statistical evaluation etc. Uncertainty of Measurement (ISO/IEC 17025 Clause 5.4.6) It is recognized that the current state of knowledge regarding uncertainty of measurement across the full range of biological discipline is variable. It is important for the testing laboratories to understand the concept of uncertainty of measurement. Laboratory management shall be aware of the effect that their own uncertainty of measurement will have on test results produced in their laboratory. a) Laboratories need to make a formal estimate of measurement uncertainty for all tests in the scope of accreditation that provide numerical results. Where the test results are not
4.5.2.3
4.5.2.4 4.5.2.5
4.5.2.6
4.5.2.7
4.6 4.6.1
4.6.2
4.7

based on the numerical data, e. g. detected/not detected, pass/fail, negative / positive or based on visual/tactile or other qualitative examinations uncertainty estimation is not required. Nevertheless the individual sources of variability, e.g. consistency of reagent performance and analyst interpretation should be identified and demonstrated to be under control. b) Where the laboratory needs to estimate the measurement uncertainty, it is required to document the procedures and processes on how this is to be done. The uncertainty estimation methods given by reputable professional and standard writing bodies can be accepted within the testing discipline and may be used. ISO/IEC 17025 does not specify any particular approach. Once a documented procedure is established, the laboratory needs to develop and commence implementation of a programme for applying this procedure to all relevant tests within the scope. (Also refer the EURACHEM/CITAC document Quantifying Uncertainty in Analytical Measurement published by LGC, UK, ISO 57253:1994 and Uncertainty of Quantitative Determinations Derived by cultivation of Microorganisms published by advisory commission for meterology, Finland, 2002)
c)

5.
Equipment - Maintenance, Calibration and Performance

(ISO/IEC 17025 Clause 5.5) As part of its quality system, all accredited laboratories are required to maintain a documented programme for the maintenance, calibration and performance verification of its equipment necessary to carry out the tests included in the scope of accreditation.
5.1 5.1.1
Maintenance Maintenance of essential equipments used in the laboratory shall be carried out at specified intervals as determined by factors such as the rate of use. Detailed records shall be kept. If a test method or operating environment requires a more stringent calibration/verification interval than that set by the laboratory, more frequent calibration will apply.
5.1.2
Commonly used equipment for biological tests include balances, thermometers, pH meter, timer, ovens, incubators, autoclaves, water bath, Laminar Flow chamber, Biosafety cabinets, thermocycler and volumetric glassware. Attention should be paid to the avoidance of cross-contamination arising from the equipments used to perform the tests, e.g. Disposable petri dishes Typically, the following items of equipment will be maintained by cleaning and servicing, inspecting for damage, general verification and, where relevant, sterilising: general service equipment - filtration apparatus, glass or plastic containers (bottles, test tubes), glass or plastic Petri-dishes, sampling instruments, wires or loops of platinum, nickel/chromium or disposable plastic; water baths, incubators, microbiological cabinets, autoclaves, homogenisers, fridges, freezers; volumetric equipment - pipettes, automatic dispensers;
5.1.3 5.1.4
5.1.5
5.2
measuring instruments - thermometers, timers, balances, pH meters, colony counters. Apparatus, including validated computerised systems, used for the generation, storage and retrieval of data, and for controlling environmental factors relevant to the toxicological study should be suitably located, and of appropriate design and adequate capacity. Calibration and Performance Verification Commonly used equipment for biological tests that requires calibration and/or performance verification include balances, thermometers, pH meter, timer, ovens, incubators, autoclaves, water bath, Laminar Flow chamber, Biosafety cabinets, thermocycler and volumetric glassware.
5.2.1 5.2.1.1
Autoclave Autoclave shall not be used to sterilise clean equipment and to decontaminate used equipment during the same sterilisation cycle. Ideally the laboratories should have separate autoclave for these two purposes. Records of autoclave operations including temperature and time shall be maintained. Acceptance and rejection criteria for operation conditions shall be set and implemented. Pressure measurements alone can not guarantee that appropriate temperature has been attained through the sterilization cycle. Measurement of temperature is essential for each autoclave cycle to ensure that the unit has been correctly vented. Autoclaves therefore need incorporate a temperature recording device.
5.2.1.2

5.2.1.3
Temperature controllers, temperature recording device and thermocouples need to be calibrated initially and every six months using a reference thermometer or thermocouple, which in turn an accredited calibration laboratory, has calibrated. The temperature calibration results will reveal the pressure gauge deficiencies. In addition to monitoring the temperature, the effectiveness of sterilization can be checked with biological indicators and chemical indicators. Temperature sensitive tape or indicator strips shall be applied for each load. However they are used only to show that the load has been processed but not as a monitor of the actual process applied. Validation of autoclaves enables laboratories to demonstrate acceptable and consistent temperature of sterilisation. The main thrust of the need to validate autoclaves is to ensure that the media used for microbiological analysis are not being over cooked in the autoclaves. In particular the temperatures should not exceed 121C and that media are not exposed to a high temperature for too long a time. Sufficient heat is needed to kill all spores whilst protecting the media from excessive heat input thereby overcooking. Performance of autoclaves shall be checked periodically with biological indicators. Incubators, Water Bath, Hot Air Ovens The stability of temperature, uniformity of temperature distribution and time required to achieve equilibrium conditions in incubators, water baths ovens and temperature controlled rooms shall be established initially and documented, in particular with respect to typical uses. (for example position, space between and height of ,stacks of Petri dishes). Temperature of incubators shall be verified against the specifications of the test standards and checks on the shelves shall be recorded. Temperatures at different levels and different positions at same level inside the incubator shall be verified at defined time intervals and at least annually against the temperature specifications of the tests. Performance of ovens shall be checked periodically with biological indicators. Temperature Monitoring Devices Where the accuracy of the temperature measurement has a direct effect on the result of the analysis, the temperature measuring devices used in incubators and autoclaves shall be of appropriate quality to achieve the specifications in the test methods. The graduation of the device shall be appropriate for the required accuracy, traceability of the temperature measurement device has to be established and overall uncertainty of measurement shall be estimated and appropriate for the measurement.
5.2.1.4
5.2.1.5
5.2.1.6 5.2.2 5.2.2.1
5.2.2.2 5.2.3
5.2.4
Refrigerator, Freezer or Cold Storage Room Permissible ranges of operation shall be specified and records of temperature checks shall be maintained.
5.2.5
Weights and Balances Weights and balances shall be calibrated traceably at regular intervals according to their intended use.
5.2.6
Volumetric Equipment (a) Volumetric equipment such as automatic dispensers, dispenser /diluters, mechanical hand pipettes and disposable pipettes may all be used in the biological laboratory. Laboratories should carry out initial verification of volumetric equipment and then make regular checks to ensure that the equipment is performing within the required specification. Verification should not be necessary for glassware, which has been certified to a specific tolerance. Equipment should be checked for the accuracy of the delivered

volume against the set volume (for several different settings in the case of variable volume instruments) and the precision of the repeat deliveries should be measured. (b) For single-use disposable volumetric equipment, laboratories should obtain supplies from companies with a recognized and relevant quality system. After initial validation of the suitability of the equipment, it is recommended that random checks on accuracy are carried out. If the supplier does not have a recognized quality system, laboratories should check each batch of equipment for suitability. 5.2.7 Laminar Flow Hoods It is important that laminar flow hoods are serviced annually. High Efficiency Particulate Air (HEPA, 99.9%) filters shall be checked and cleaned or replaced as needed. Airflow rate shall be monitored regularly or at-least annually with a calibrated velometer, anemometer or other appropriate flow instrument, to ensure that the exhaust system functions properly. Particle count shall also be checked on a routine basis to comply with relevant standard. Cleanliness of hood surfaces shall be maintained before and after each use. They shall be routinely monitored using appropriate method such as the use of Replicate Organisms Direct Agar Contact (RODAC) plates or by surface swabbing method. During operation the aerial microbial contamination shall also be checked using agar plates or air sampler. Appropriate disinfection shall be carried out before and after use,
5.2.8
Biohazard Cabinet Biohazard cabinet shall be used for personnel protection when testing for hazardous microorganisms. It shall be maintained monthly, quarterly, or annually depending on the class of the cabinet. Parameters such as final filter and exhaust filter integrity, air velocity and uniformity, air barrier containment, induced air leakage, UV radiation, light intensity and noise level shall be monitored. Biosafety levels are explained in Appendix-F
5.2.9
PCR Equipment The performance of the PCR equipment such as thermocycler and the built in spectroscopic components of PCR equipment shall be verified regularly.
5.3 5.3.1
Reference Materials and Reference Cultures Reference Materials
5.3.1 .1 Reference materials and certified reference materials, if available should be used to provide essential traceability in measurements and are used, for example; To demonstrate the accuracy of results, To calibrate equipment To monitor laboratory performance, To validate methods and To enable comparison of methods
If possible, reference materials should be used in appropriate matrices.

5.3.1.2
Regardless of the source of the certified reference materials, care shall be exercised to see that they are packaged stored and handled to prevent deterioration. This means that efforts shall be made to minimise exposure to moisture air, heat and light which are the primary causes of deterioration. They shall be kept under secure and appropriate storage conditions, and records shall be maintained of receipt and use. The laboratory shall assign suitable staff as monitor(s) for certified reference materials. Their duties shall include ordering or assisting in the ordering of new reference materials, checking calculations of assays, refilling empty working supply containers, keeping lists of laboratoryavailable certified reference materials up to date, properly identifying reference material containers, maintaining reference materials in their proper location, disposing old or outdated reference materials, and so forth. It is preferable that records are kept in sign-in; sign-out logbooks located near the storage areas. Each analyst using a certified reference material shall be required to enter the name of the reference material in the log book, the date and time it is taken and returned, and his or her initials. Analysts shall be instructed in the care of certified reference materials and procedures for handling them. When a reference standard is biochemical or immunological in nature, the mechanisms to ensure traceability of such reference material are not well developed. It is also recognized that availability of reference material complying with the generally accepted mechanisms to ensure traceability is limited. Biological testing laboratories are expected to source their reference materials (particularly when biochemical or immunological in nature) from the following possible sources (generally in decreasing order of preference) where availability permits: a) Reference standards from national measurement institutes, from accredited (to ISO guide 34) reference material producers: b) Reputable chemical supply houses (particularly kit manufacturers and for pure biochemical standards or reagents); c) Customer supplied reference standards, preferably with certification; d) In-house produced reference standards
5.3.1.3
5.3.1.4
5.3.1.5 5.3.1.6
5.3.1.7 5.3.1.8
Laboratories shall demonstrate traceability by use of certified reference materials obtained from a recognized national institute. Nucleic acid extracted from certified reference materials are stored to provide reference stocks. Reference stocks shall be stored at a condition to minimise nucleic acid degradation. Laboratories shall have a policy and procedures for purchase, handling, storage, maintenance and use of certified reference materials and stocks. Reference stocks should be aliquoted to minimise damage due to freezing and thawing. Laboratories should verify stability of stock DNA. Procedures for verification of stocks should be documented. a) the sources, lot numbers, dates of receipt and expiry, integrity of packaging of certified reference material; dates put in use, conditions and
5.3.1.9
5.3.1.10 The following records shall be maintained:
b) preparation records of reference stocks with dates of preparation, expiration, and name of operator; c) verification records of reference stocks; and
d)
records of monitoring of environmental conditions for storage of reference stocks.
5.3.1.11 Normally, at least three standards (excluding zero concentration) shall be used to establish a linear calibration graph for quantitative tests. The standards used shall cover the concentration range of the test samples. The lowest standard shall be at a detection level close to the limit of the test method. Criterion of the correlation coefficient of linear calibration graph shall be defined and implemented. 5.3.1.12 Positive DNA reference materials/plasmids/vectors shall be verified by checking with at least one reference material from a different manufacturer or source, if available, before use. The same requirements as 5.3.1.10 should be applied. 5.3.1.13 Calibration of equipment critical to test results should be traceable to the International System of Units (SI). Where traceability of measurements to SI units is not possible, traceability to, for example, certified reference materials, certified reference cultures agreed methods and/or consensus standards are required. 5.3.2 5.3.2.1 Reference Cultures Reference cultures are required for establishing acceptable performance of media (including test kits), for validating methods and for assessing/evaluating on-going performance. Traceability is necessary, for example, when establishing media performance for test kit and method validations. To demonstrate traceability, laboratories must use reference strains of microorganisms obtained directly from a recognized national or international collection, where these exist. Reference cultures can be obtained from the following sources a) American Type Culture Collection (ATCC) b) IMTECH, Chandigarh (MTCC) c) National Collection of Industrial Microorganisms (NCIM)- National Chemical Laboratory, Pune d) Christian Medical College, Vellore e) National Institute of Communicable Diseases, Delhi f) 5.3.2.3 Central Research Institute, Kasouli, Himachal Pradesh Reference cultures may be sub-cultured once to provide reference stocks. Reference stocks shall be preserved by a technique such as freeze-drying, liquid nitrogen storage, frozen beads storage etc., which maintains desired characteristics of the strains. Laboratories shall have a policy and procedures for purchase, handling, storage, preservation, maintenance and use of reference cultures and stocks. Reference stocks shall be used to prepare working stocks of routine work. Bacterial working stocks should not normally be sub-cultured. However, working stocks may be sub-cultured up to a defined number of generations, (normally no more than five passages from the original national collection culture) provided that it is required by test standards or documentary evidence demonstrating that there has been no loss of viability, no changes of biochemical activity and/or no change in morphology. Procedures for preparation and verification of working stocks shall be documented. Desired characteristics of the strains shall be verified by serological, biochemical and/or morphological tests. Verification procedures shall be enhanced if the reference cultures are used beyond the recommended five passages.
5.3.2.2
5.3.2.4

5.3.2.5
Reference cultures of microorganisms available not directly from, but claimed to be traceable to a national collection may be used for quality control checks, but the requirements on number of passages and the relevant verification procedures required as mentioned in 5.3.1.11 shall also be observed. They shall not be further sub-cultured if no information on passage number is available from the supplier. The following records shall be maintained: a) the sources, lot numbers, dates of receipt and expiration, dates put in use, conditions and integrity of packaging of reference cultures; b) verification records of working stocks; c) history of subculture from reference stocks with dates of preparation and expiration, and name of operator; d) methods used for preservation of reference stocks and records of monitoring of environmental conditions for storage of reference cultures, reference and working stocks. Details on control of reference culture is given as Appendix-E
5.3.2.6
5.4 5.4.1
Reagents and Culture Media Laboratories should ensure that the quality of reagents used is appropriate for the test concerned. They should verify the suitability of each batch of reagents critical for the test, initially and during its shelf life, using positive and negative control organisms, which are traceable to recognized national or international culture collections. Laboratories shall have a policy and procedure(s) for the selection and purchasing of services and supplies. Quality and grade of reagents including detergent should be appropriate for the tests concerned. They shall not contain any impurities that may inhibit bacterial growth. Guidance on precautions, which should be observed in the preparation or use of reagents, should be documented. These precautions relate to toxicity, flammability, stability to heat, air and light, reactivity to other chemicals, etc. Reagents prepared in laboratories shall be labelled to identify substance, strength, solvent, any special precautions or hazards, any restrictions on use, and date of preparation and/or expiration. Persons responsible for preparation of reagents shall be identifiable from records.
5.4.2
5.4.3
The sources and history of consumables having an effect on the validity of tests such as media, antisera, biochemical kits and membrane filters shall be recorded. A logbook shall be maintained to record all such materials received at laboratories. This logbook shall include information such as supplier, lot number, date received, date put in use, date of verification and date of expiration. Media, supplements and additives All dehydrated complete or pre-prepared media and purified agars shall be checked for their physical states and verified for their microbiological performance prior to release for use. Selective media shall be checked using positive strains with typical characteristics and completely inhibited strains, where appropriate. Commercially pre-prepared media should have evidence of evaluation of quantitative performance. All laboratory prepared media starting from basic ingredients shall be checked for their recovery i.e. quantitative performance. Criteria of recovery and records of verification shall be maintained. Laboratories should establish and record an appropriate re-ordering schedule to prevent the holding of stocks beyond their expiry dates.
5.4.4 5.4.5

Schedules for checking media for decomposition, discoloration, deterioration and caking shall be documented. It is important to prevent dehydrated culture media from absorbing moisture during storage. Dehydrated media should be stored in a dry, cool and dark environment. Acceptance ranges of storage conditions and criteria for rejecting media should be documented. Records of monitoring the storage conditions and checks of media shall be maintained. 5.4.6 All media recipes and procedures for preparation shall be fully documented and authorized. Records shall be kept of all relevant details of each batch of medium prepared. The records should include medium name, lot number, manufacturer, ingredient quantities (if applicable), final pH, sterilisation process, date of preparation and name of operator. Prepared media not put in use immediately shall be labelled with medium names or codes, date of preparation, and date of expiration if applicable. Information on the life expectancy of prepared media under specific storage conditions shall be specified and documented. Guidance on the preparation, sterilisation of media and recommended storage times can be found in ISO 7218: 1996 Microbiology of food and animal feeding stuffs General rules for microbiological examinations and American Public Health Association Standard Methods for the Examination of Water and Wastewater (APHA) section 9020 B. Supplements and additives should be stored as directed by the supplier, or as determined by in-house storage procedures. Quality of reagent water used for critical processes should be specified and checked regularly for compliance against the requirements. Serological and biochemical kits shall be verified with positive and negative strains with typical and negative characteristics, if applicable.
5.4.7 5.4.8 5.4.9
5.4.10 Chemicals and reagents involved from sample preparation down to PCR testing shall be molecular biology grade or equivalent and free from contaminating nucleic acids or nucleases (both DNase and RNase). Extraction buffer or solution has to be autoclaved prior to use. Any special precautions in preparation or use of the reagents shall be documented. Stability of the reagents to heat, air, light and other chemicals etc should be included, if it is applicable and relevant. 5.4.11 The sources and consumables having an effect on the validity of tests such as taq polymerase shall be documented. 5.4.12 All taq polymerase /master mix/kits/primers and probes shall be checked and verified for their performance using GM positive materials prior to release for their use. Verification procedures, criteria for acceptance, shelf lives and special storage conditions shall be documented. Records shall be maintained for verification and monitoring of the storage conditions. 5.4.13 Apart from reagents, laboratories shall ensure that labware such as culture dishes, culture tubes, sample containers, sample bags, spatula, pipettes and pipette tips shall be presterilised or sterilisable. 5.4.14 Membrane filtration units shall be stainless steel, glass, or autoclavable plastic, not scratched or corroded and shall not leak. Diameter and pore size of membrane filters, and diameter and absorption capability of absorbent pads shall meet the requirements specified in the test standards. They shall be confirmed of their sterility prior to release for use. 5.4.12 Sterile metal or disposable plastic loops, wood applicator sticks, sterile swabs, spreaders etc. should be used as inoculating equipment. When wood applicator sticks are used, they should be sterilised by dry heat. The metal inoculating loops should be made of alloys that do not interfere with any biochemical tests.

5.5 5.5.1
Handling and Use of Test Systems for Toxicological Laboratories Laboratories using animals for biological testing should invariably have an institutional Animal Ethics Committee to review and approve the use of animals for studies in accordance with the CPCSEA (Committee for the Purpose of Control and Supervision of Experiments on Animals) and other national/international guidelines on the Care and Use of Animals for Biological Research and Testing. Laboratories should routinely use applicable guidelines for the breeding, care, management, housing and use of laboratory animals are available from BIS, CPCSEA, NRC-USA, etc. both for ethical considerations as well as integrity of test data. The handling and breeding is to be done by personnel properly trained in animal care. A veterinary doctor shall periodically check up the animals. The animals required for pyrogen test for drugs should meet the test norms of national pharmacopoeia. The whole environment of animal house should always be kept hygienic. Log books and other records shall be kept for the animal house maintenance and animal care. Proper conditions should be established and maintained for the storage, housing, and handling and care of biological test systems, in order to ensure the quality of the data. Newly received animal and plant test systems should be isolated until their health status has been evaluated. If any unusual mortality or morbidity occurs, this lot should not be used in studies and, when appropriate, should be humanely destroyed. At the experimental starting date of a study, test systems should be free of any disease or condition that might interfere with the purpose or conduct of the study. Test systems that become diseased or injured during the course of a study should be isolated and treated, if necessary to maintain the integrity of the study. Any diagnosis and treatment of any disease before or during a study should be recorded. Records of source, date of arrival, and arrival condition of test systems should be maintained. Biological test systems should be acclimatised to the test environment for an adequate period before the first administration/application of the test or reference item. All information needed to properly identify the test systems should appear on their housing or containers. Individual test systems that are to be removed from their housing or containers during the conduct of the study should bear appropriate identification, wherever possible. During use, housing or containers for test systems should be cleaned and sanitised at appropriate intervals. Any material that comes into contact with the test system should be free of contaminants at levels that would interfere with the study. Bedding for animals should be changed as required by sound husbandry practice. Use of pest control agents should be documented. Standard operating procedures should be available for the test system with respect to the following: i) ii) iii) Room preparation and environmental room conditions for the test system. Procedures for receipt, transfer, proper placement, characterisation, identification and care of the test system. Test system preparation, observations and examinations, before, during and at the conclusion of the study. Collection, identification histopathology. and handling of specimens including necropsy and
5.5.2
5.5.3 5.5.3
5.5.5 5.5.6 5.5.7
5.5.8
5.5.9
iv) Handling of test system individuals found moribund or dead during the study. v)
vi) Sitting and placement of test systems in test plots.

5.5.10 Test systems used in field studies should be located so as to avoid interference in the study from spray drift and from past usage of pesticides. 5.5.11 Cellular and microbial test systems should be characterized to assure their identity, viability, and proper responsiveness to standard reference molecules/conditions for appropriateness of use in the biological tests. They should be sampled and handled in a manner to avoid contamination and mix-up and also to prevent any hazard to personnel. Wherever required, such test systems should be used in designated, restricted and sterile areas and all waste should be neutralized / sterilized before disposal. 5.5.10 Records including test item and reference item characterization, date of receipt, expiry date, quantities received and used in studies should be maintained. 5.6 5.6.1 Handling and Characterization of Test and Reference Items Handling, sampling, and storage procedures of the test/reference item should be identified in order that the homogeneity and stability are assured to the degree possible and contamination or mix-up are precluded. Storage container(s) of the test/reference item should carry identification information, expiry date, and specific storage instructions. Each test and reference item should be appropriately identified (e.g., code, Chemical Abstracts Service Registry Number [CAS number], name, biological parameters). For each study, the identity, including batch number, purity, composition, concentrations, or other characteristics to appropriately define each batch of the test or reference items should be known. In cases where the test item is supplied by the sponsor, there should be a mechanism, developed in co-operation between the sponsor and the test facility, to verify the identity of the test item subject to the study. The stability of test and reference items under storage and test conditions should be known for all studies. If the test item is administered or applied in a vehicle, the homogeneity, concentration and stability of the test item in that vehicle should be determined. For test items used in field studies (e.g., tank mixes) these may be determined through separate laboratory experiments. A sample for analytical purposes from each batch of test item should be retained for all studies except short-term studies. All records of test/reference item characterization, expiry and quantities received and used should be retained with the study data. Test and Reference Items (including Negative and Positive Control Items) for In-Vitro Toxicity Tests In general, the specific requirements for receipt, handling, sampling, storage and characterisation for test and reference items that are used in studies utilising in vitro test systems are same as applicable to in-vivo tests except that aseptic conditions need to be observed in their handling to avoid microbial contamination of test systems. For positive reference items the definition implies not to grade the response of the test system to the test item, but rather to control the proper performance of the test system. For negative (vehicle) and positive control items, it may or may not be necessary to determine concentration and homogeneity, since it may be sufficient to provide evidence for the correct, expected response of the test system to them.
5.6.2 5.6.3 5.6.4
5.6.5
5.6.6 5.6.7
5.6.8 5.6.9 5.7 5.7.1
5.7.2

5.7.3
The expiry date of such control items may also be extended by documented evaluation or analysis. Such evaluation may consist of documented evidence that the response of the respective test systems to these positive, negative and/or vehicle control items does not deviate from the historical control values recorded in the test facility, which should furthermore be comparable to published reference values.

6.
6.1
Sampling (ISO/IEC 17025 Clause 5.7)

In many cases, testing laboratories are not responsible for primary sampling to obtain test items. Where they are responsible, it is strongly recommended that this sampling be covered by quality assurance and ideally by accreditation. Customers taking their own samples should be made aware of proper storage, sampling and transportation facilities. Customers should be informed if the sample received is too small for meaningful analysis. Transport and storage should be under conditions that maintain the integrity of the sample (e.g. chilled or frozen where appropriate). The conditions should be monitored and records kept. Where appropriate, responsibility for transport, storage between sampling and arrival at the testing laboratory shall be clearly documented. Testing of the samples should be performed as soon as possible after sampling and should conform to relevant standards and/or national/international regulations. Laboratories shall document the sampling procedures for taking test portions from laboratory samples and shall have measures to ensure that the test portion is as representative of the sample as possible, and the composition of the sample would not be altered in a way that would affect the concentration or identification of the organisms/ targeted DNA being determined. In GMO testing, for cases of whole beans or grains, sample shall be sufficiently large to provide meaningful statistical data at the limit of detection of the method. The processed foods, canned and bottled products, etc. could be collected in sufficient numbers belonging to the same batch for analysis. In case different batches are used, details should be recorded and retained for reference. Special sampling procedures should be established for special/non-routine samples and made available to the samplers as well as laboratory personnel. A copy of such documented procedure shall be maintained with the raw data and retained for future reference. Sampling should only be performed by trained personnel. It should be carried out aseptically using sterile equipment. Environmental conditions for instance air contamination and temperature should be monitored and recorded at the sampling site. Time of sampling should also be recorded. Sampling procedure can form part of the test methods and shall include procedures for sterilisation of sampling equipment and precautions in performing aseptic techniques. In the case of seed testing laboratories sampling is the key activity and the laboratory management must appoint specific personnel to perform particular types of sampling and seed testing. Seed testing laboratories must be able to demonstrate that it has a system for the approval of lot identification, licensing of the seed samplers including the approval and /or provision of sampler training programmes, and arrangements for maintaining and distributing up-to-date lists of licensed seed samplers. Seed testing laboratories should have procedures and practices to monitor the uniformity of seed lots and to refuse the sampling and testing where doubt exists concerning uniformity.
6.2
6.3
6.4
6.5
6.6
6.7
6.8

7.
7.1
Sample Handling (ISO/IEC 17025 Clause 5.8)

Laboratories shall examine and record the conditions and appearance of samples upon receipt. Where appropriate (e.g. environmental samples for quantitative results), the time of sampling should also be recorded. Items to be checked include nature and characteristics of sample, volume/amount of sample, storage temperature of sample on receipt, conditions of sample container i.e. whether it has been sterilised before sampling, characteristics of the sampling operation (sampling date and condition), etc. If there is insufficient sample or the sample is in poor condition due to physical deterioration, incorrect temperature, torn packaging or deficient labelling, laboratories should either refuse the sample or carry out the tests as instructed by the customers and shall indicate the conditions on test reports. Samples awaiting test shall be stored under suitable conditions to minimise any modifications to any microbial population present. Storage conditions and maximum holding times for different samples shall be documented and shall fulfill the requirements of test standards. Where a sample has to be held secure, the laboratory must have arrangements for storage and security that protect the condition and integrity of the secured samples concerned. Frequently, it is necessary to split or transfer samples for testing of different properties. Subsampling by the laboratory immediately prior to testing is considered as part of the test method. It should be performed as per national/international standards, where they exist, or by validated in-house methods. It is essential that procedures are available for preventing spread of contamination, delivery of samples including special transportation such as refrigeration and exclusion of light, disposal and decontamination processes and unbroken chain of identification of the sub-samples/samples shall be provided. In seed sampling, the documentation sent to the seed testing laboratory must contain the following information; a) name / identification and signature of the sampler b) name and address of the customer/exporter c) date of sampling, method of sampling and number of samples drawn d) unambiguous and unique reference number(s) identifying the seed lot. This may be a seed lot reference number or a sequence or sequences of label numbers. e) the species and where relevant cultivar of the seed f) lot weight g) number and type of containers. h) tests required i) j) details of any environmental or other conditions during sampling which may affect the interpretation of the test results. any other available information requested by a customer.
7.2
7.3
7.4.
7.5.
There shall be a written procedure and defined period for the retention and disposal of the samples in the laboratory. Samples should be stored until the test results are obtained, or longer if required. Laboratory sample portions that are highly contaminated should be decontaminated prior to being discarded. Seed sample retention must be for not less than one year after testing has been completed.

8.
8.1
Disposal of Contaminated Waste

The correct disposal of contaminated materials may not directly affect the quality of sample analysis, although procedures should be designed to minimise the possibility of contaminating the test environment or materials. Hazardous waste (biological, chemical or toxic) shall be disposed off by documented procedures based on the type and nature of hazard/level of toxicity. Handling and disposal of wastes in the toxicological laboratories should be carried out in such a way as not to jeopardize the integrity of studies. This includes provision for appropriate collection, storage and disposal facilities, decontamination and transportation facilities. Conventional, biological and hazardous waste should be removed and disposed off regularly and safely. On site incineration, landfill, neutralization and sterilization before disposal or pickup by a licensed contractor are acceptable means of disposal subject to local regulations. Adequate number of properly labeled waste receptacles should be strategically placed throughout the facility, they should be leak proof with tight fitting lids and disposable liners to collect the waste. Waste storage area should be marked and kept free from insects and vermin till pick-up or final disposal. However, it is a matter of good laboratory management and should conform to national/international environmental or health and safety regulations (see also ISO 7218).
8.2

9.
9.1
Assuring Quality of Test Results (ISO/IEC 17025 Clause 5.9)

Laboratories shall establish and implement quality control plans to ensure and demonstrate that the measurement process is in-control and test results generated are accurate and reliable. The plans shall include types of quality control checks, their frequency and acceptance criteria, and actions to be taken when results will be outside the defined acceptance criteria. Internal Quality Control Internal quality control consists of all the procedures undertaken by a laboratory for the continuous evaluation of its work. The main objective is to ensure the consistency of day-today results and their conformity with defined criteria. Programme of periodic checks is necessary to demonstrate that variability (i.e. between analysts and between equipment or materials etc.) is under control. All tests included in the laboratorys scope of accreditation need to be covered. This can be achieved by: Uninoculated samples shall be run at a minimum of once for every test run. Sterility controls are used to detect the presence or absence of possible laboratory contamination.
9.2 9.3
9.4
9.4.1. Sterility controls
9.4.2
Split samples (Duplicates) for quantitative tests Split samples comprise a sample divided into 2 sub-samples. Analyses of spilt samples are normally expects to be conducted at a frequency of once per test run.
9.4.3
Confirmation/verification of presumptive positive samples Positive and negative characteristic strains, if applicable, shall be tested concurrently with any biochemical, serological and morphological tests for confirmation of presumptive microorganisms. The number or percentage of colonies that stipulated in test standard required for confirmation process shall be followed. Laboratories can also define the minimum number of colonies for confirmation if such requirements are not specified.
9.4.5
Establish Precision of Test Method/Use of spiked samples The laboratories shall establish the precision of test methods. Acceptance limits for precision can be established by running spiked samples of cell suspension in duplicate or triplicate, using two or more operators. Criteria used to set acceptance limits for precision (for example relative standard deviation or range) shall be based on statistical principles and clearly presented for each test method. Recommendations given in APHA section 9020B Intralaboratory Quality Control Guidelines and ISO 5725-6: 1994 Accuracy (trueness and precision) of measurement method and results Part 6: Use in practice of accuracy values, should be followed, if appropriate. The laboratory shall also document the application of the precision criteria in monitoring acceptance of daily test results.
9.4.6
Verification of continuing competence Laboratories shall establish schedules, in compliance with the verification frequency stipulated in test standards, for checking the continuing competence to perform positive tests for each test method if no positive samples are encountered. Reference stocks shall be maintained for all tests conducted, and suitable suspensions of fresh subcultures shall be spiked into appropriate matrix and run through each entire test procedure. The analyst is required to make parallel analyses with another analyst. Criteria shall be set for maximum allowance difference between the counts based on precision of test methods. Control charts should be used, where

appropriate, to monitor the performance of the laboratory. Furthermore, full confirmation of few suspected colonies shall be conducted using appropriate biochemical or serological tests. 9.4.7 The interval between these checks will be influenced by the construction of the programme and by the number of actual tests. It is recommended that, where possible, tests should incorporate controls to monitor performance. In some cases, a laboratory may be accredited for a test that it is rarely called on to do. It is recognized that in such cases an ongoing internal quality control programme may be inappropriate and that a scheme for demonstrating satisfactory performance, which is carried out in parallel with the testing, may be more suitable. The following can be practiced as a quality control measure in testing laboratories where PCR technique is being used. Example - GMO testing labs. In-process Control Check The following controls shall be run at a minimum of once for every test run as shown below: 9.5.1.1 Extraction negative (or blank) control The extraction buffer employed for DNA extraction shall be prepared from sterile water and shall be autoclaved prior to use. 9.5.1.2 Negative PCR control by use of sterile water and non-GM material (0% GM content) exactly in the same manner as the samples. 9.5.1.3 Detection limit control A sample of known GM content or CRM can be used to establish the detection limit meeting the limit of detection of the method. In the absence of a GM CRM, the laboratory can spike appropriate amount of DNA enabling to achieve the desired detection limit. 9.5.1.4 Positive PCR amplification control Reference DNA or DNA extracted from a CRM or a known positive sample representative of a gene sequence under study shall be incorporated to demonstrate the unique performance of the PCR assay. 9.5.1.5 Replicate analyses PCR test samples shall be analysed in atleast duplicate for quantitative, semi quantitative and qualitative testing. Because duplicate extractions and PCR of the same sample can give qualitatively different results, one positive, one negative. In situations where false positive results occur due to contamination, rules out false negative results. This situation is most likely to occur in cases where the test is working at concentrations close to the limit of detection and/or there is some degree of inhibition of PCR due to co-extractives from the sample. 9.5.1.6 Number of primer sets It is normally expected that test results are based on the results of at least two, different GMspecific primer sets, each providing consistent result. The requirement of using at least two primer sets may be relaxed provided that other options for confirming the identity of an amplicon on a gel, e.g. restriction enzyme cutting to produce fragments of the expected size, shall be established to confirm test results.
9.4.8
9.5 9.5.1

9.6 9.6.1
External Quality Assessment Proficiency Testing Programme Proficiency testing is defined as the determination of laboratory testing performance by means of inter-laboratory comparisons (ISO Guide 43:1996) and is thus a very important tool in a laboratorys quality control programme to demonstrate the validity and comparability of results. Proficiency testing programme shall be scheduled and implemented on a regular basis relevant to their scope of accreditation. Preference should be given to proficiency testing schemes, which use appropriate matrices. In specific instances, participation may be mandatory. Laboratories should use external quality assessment not only to assess laboratory bias but also to check the validity of the whole quality system. In accordance with the policy of the Asia Pacific Laboratory Accreditation Co-operation (APLAC), to which NABL is a full member of their Mutual Recognition Arrangement (MRA), it is NABL policy that applicant/accredited biological testing laboratories shall: a) Demonstrate their technical competence by the satisfactory participation in proficiency testing activity where such activity is available and feasible, and that: b) The minimum amount of appropriate proficiency testing required per laboratory is one activity prior to gaining accreditation. c) Accredited laboratories have to cover the major groups covered in the scope by proficiency testing programme within a span of four years of accreditation cycle.
9.6.2
9.6.3 9.6.4
9.6.5
Laboratories are expected to select the proficiency testing activities according to the following criteria (in a generally decreasing order of preference): (a) Mandated programmes. In some areas of biological testing, participation in a particular programme may be mandatory. (b) International inter-laboratory comparison/PT programmes. (c) National inter-laboratory comparison programmes. (d) Proficiency testing programmes operated in accordance with ISO Guide 43. (e) Formal inter-laboratory laboratories. comparison programmes involving several independent
(f) Less formal inter-laboratory comparison programmes between two or more laboratories. (g) Where none of the above is neither available nor applicable, intra-laboratory comparisons between technicians within the same laboratory could be considered a valid proficiency testing activity. 9.6.6 Laboratories shall document procedures for rectifying unsatisfactory performance in proficiency testing programmes. If unsatisfactory results are obtained, laboratories shall be able to show that the problems are promptly investigated and rectified, and satisfactory performance for the test/method in question can be achieved afterward. All findings in connection with unsatisfactory performance shall be recorded. (For better understanding laboratories can refer NABL 162 and NABL 163) 9.6.7 The results from proficiency testing activities and their analysis will be reviewed in each NABL assessment.

10.
10.1
Reporting the Results (ISO/IEC 17025 5.10)

Test Records An adequate test record system in accordance with the various clauses of ISO/IEC 17025, e.g. 4.12, 5.4.7 is essential. Most laboratories have developed forms (proforma sheets) for all their routine testing. These are generally the preferred option as their use prompts the recording of all the required information, maintains consistency and increases recording efficiency.
10.2
Test records may also be contained in personal or test specific workbooks. Where such workbooks are free text (i.e. not bound proforma sheets), this type of records system is generally less efficient and requires a great level of management to ensure that records are not lost. Test Reports
10.3
10.3.1 Clause 5.10 of ISO/IEC 17025:2005 standard sets out the requirements for test report issued by testing laboratories. 10.3.2 Test reports must give the customer all relevant information and every effort should be made to ensure that the test report is unambiguous. All information in a test report must be supported by the records pertaining to the test. All information required to be reported by the test specification must be included in the report. 10.3.3 It is important to note that in many instances the test standards, regulatory requirements and industry accepted practice will determine the report format and content. 10.3.4 Laboratories must retain an exact copy of all reports issued. These copies must be retained securely and be readily available for the time specified in the laboratorys documented policies. 10.3.5 In microbiological testing if the result of the enumeration is negative, it should be reported as not detected for a defined unit or less than the detection limit for a defined unit. Qualitative test results should be reported as detected/not detected in a defined quantity or volume. 10.3.6 Where an estimate of the uncertainty of the test result is expressed on the test report on demand, any limitations (particularly if the estimate does not include the component contributed by the distribution of microorganisms within the sample) have to be made clear to the customer. 10.3.7 Laboratories carrying out GMO testing activities with PCR shall accurately describe both the primer sets used and the results obtained. The specificity of the target sequence shall be reported, i.e. 35S promoter: detected, or Roundup Ready: not detected or Bt-176: not detected instead of a general statement does not contain GMO . The latter wording would imply that primer sets covering all potential GM varieties had been run. Similarly, quantitative results shall be reported as x.x % of Roundup Ready Soybean instead of x.x % GM material. 10.3.8 When test results are below the reporting limits, an indication of the reporting limits shall be given in test reports. 10.3.9 The sample preparation procedure should be given if it is required for the proper interpretation of test results in GMO testing laboratorys test reports. 10.3.10 Laboratories are permitted to use NABL symbol in the test reports in accordance with NABL 133. 10.3.11 For biological testing laboratories, all test reports carrying NABL symbol must be signed by the authorized signatory approved by NABL for biological testing.

10.4
Electronic Reporting Traditionally, laboratories issued test reports in hard copy format with manual signatures. With increased use of electronic media such as email and the Internet, and the use of electronic databases, laboratories are now being required to report electronically. Such practices challenge the generally accepted reporting criteria for accredited laboratories.
10.4.1
ISO/IEC 17025: 2005 clause 5.10.7 attempts in a general way to specify the specific requirements for electronic reporting. While it is difficult to specify in detail a set of requirements to address every eventuality (as laboratories will tend to develop electronic reporting systems to suit their own circumstances and those of their customers), the following is intended to provide guidance on common issues of concern.
10.4.1.1 Transmission of Report-It is the responsibility of the issuing laboratory to ensure that what was transmitted electronically is what the customer received. Email systems have proven to be robust in this regard, but laboratories need to consider whether customers will have the appropriate software and version to open attachments without corruption. Laboratories should verify (at least initially, and periodically thereafter is recommended) the integrity of the electronic link e.g. by asking the customer to supply a copy of what was received and comparing it with what was transmitted. It is also important that the laboratory and its customer agree as to which parts of the electronic transfer system they are responsible for and the laboratory must be able to demonstrate data integrity at the point the data comes under the control of the customer. 10.4.1.2 Security Laboratories should avoid sending test reports in an electronic format that can be readily amended by the recipient. Where possible, reports should be in a read only format e.g. pdf files. Where this is not possible e.g. the customer may wish to transfer the reported results file into a larger database, then laboratories are recommended to indicate these electronic reports have an interim status and are followed-up by a hard copy (or more secure) final report. Laboratories must retain an exact copy of the report that was sent to the customer. This may be a hard copy (strongly recommended) or an electronic copy. These copies must be retained securely and be readily available for the time specified in the laboratorys documented policies. 10.4.1.3 Electronic Signatures The reports must not be released to the customer until authorized by individuals with the authority to do so. For electronic reports there must be a clear audit trail with a positive authorization record to demonstrate this is the case. Where this is managed through password access levels in the laboratorys electronic system, appropriate procedures should be in place to prevent abuse of password access. The electronic report should show the identity of the individual releasing the report (authorized signatory approved by NABL). This may involve an electronic signature. The security of these signatures should be such as to prevent inadvertent use or misuse.

APPENDIX- A
CLASSES OF TESTS IN BIOLOGICAL FIELD The field of biological testing is described in terms of classes (Groups) and subclasses (subgroups) of test. Application for accreditation may be made for one or more classes of tests or for subclasses or specific test within a single class or subclass. Where the existing group does not appear to cover the needs of a laboratory NABL secretariat welcomes proposals for additional classes or tests to be included in this field. The scope of accreditation may be reviewed and extended on request, provided that the laboratory complies with conditions for accreditation for the classes of test or specific tests involved. I. Food and Agricultural Products Animal Feeds Bakery & Confectionery Products Beverages (Alcoholic / Non-Alcoholic) Canned & Processed Foods Cereals, Pulses & Cereal Products Coffee & Cocoa Products Edible Colours & Flavours Edible Oils & Fats Eggs & Egg Products Essential Nutrients Including Vitamins Fish & Sea Foods Food Additives & Preservatives Fruit & Fruit Products Gelatin and Other Gums Genetically Modified Foods and agricultural products Herbs, Spices & Condiments Honey & Honey Products Infant Foods Jams, Juices, Sauces & Concentrates Meat & Meat Products Milk & Dairy Products Natural Waxes Nutritional Supplements Nuts & Nut Products Oil Seeds & By-Products Pet Foods Poultry & Poultry Products

Starch & Starch Products Sugar & Sugar Products Snacks and Instant Mixes Tea Tobacco & Tobacco Products Vegetables & Vegetable Products Other Specified Food Items II. Drugs and Pharmaceuticals Antibiotics Ayurvedic Drugs Biotechnology derived pharmaceuticals Chemotherapeutic Agents Drug Intermediates & Raw Materials Endotoxins Enzymes Filtrable Solutions & Soluble Preparations Hormones Herbal drugs Immunological Products Microbial limit tests Natural Drugs Non-Filterable Preparations Including Ointments Preservative efficacy Pyrogen tests Sterility tests Surgical Dressings Synthetic Drugs Vaccines Veterinary Drugs Vitamins Bioassays of Other Products (Other Than Those Products Mentioned Above) Other Specified Tests III. Water Drinking water Packaged Drinking Water Packaged Natural Mineral Water Water for Swimming Pool and Spas Water for Construction Purpose

Water Purifiers Ground Water/ Surface Water Water for Medicinal Purposes Distilled /Demineralised Water Water for Processed Food Industry Water for industrial purpose IV. Pollution and Environment Air Effluents Solid waste Sewage Soil V. Biocides Algacides Bactericides Fungicides Herbicides Insecticides Sporicides Viricides Weedicides Antiseptics, Disinfectants VI. Cosmetics and Essential Oil Gram negative Pathogens Microbial Count Preservative Efficacy VII. Industrial Cultures Dairy Starter Cultures Rizhobial Cultures Yeast and Other Ferments Mushroom Spawn Other specified cultures VIII. Seed Testing Sampling Moisture Purity Germination

Tertazolium Fluorescence Other Specified Tests IX. Plants and Plant Materials For Presence of Disease Identification of Bacterial Pathogens Identification of Fungal Pathogens Identification of Viral Pathogens Other Specified Tests X. Molecular Biology (Tests for Various Matrices) Genotyping Promoter/Terminator Screening Pathogen Detection Gene Expression Gene Copy Number Bacterial Mutagenicity Tests Sister Chromatid Exchange Tests Transformation Assays In Cell culture Other Specified Tests XI. GMO Testing Detection by DNA Detection by Protein XII. Cell Culture Cytotoxicity Cytogenetics Cell permeability test XIII. Resistance to Microbial Attack Textiles and Fabrics Electrical Components Timber and Allied Material Other Specified Materials XIV. Biological Tests on Other Miscellaneous Test Items Adhesives Glues and Sealant Fuels and Oils Lubricants Packaging Materials Paints & Surface Coatings

Pulp & Paper Soaps & Detergents Textiles & Fabrics Wood & Wooden Products Toys and Other Childrens Products Biofertilizer XV. Toxicology Acute Toxicity Subacute Toxicity Neurobehavioral Toxicity Evaluation Promoter screening Reproductive Toxicity Chronic toxicity Generation Study Mucous membrane irritation test Skin sensitization test Hypersensitivity/allergenicity test Eye irritation test Neurotoxicity Carcinogenicity Environmental toxicity Mutagenicity Teratogenicity Fish Toxicity Studies Bird Toxicity XVI. Identification of Bacterial and Viral Pathogens in Food Items by: Test Kits ELISA PCR XVII. Residue Analysis Antibiotic residue analysis by ELISA XVIII. Veterinary Testing Specified tests in biochemistry, haematology, cytopathology, histopathology etc

APPENDIX -B
GLOSSARY OF TERMS Calibration Set of operations that establish, under specified conditions, the relationship between values of quantities indicated by a measuring instrument or measuring system, or values represented by a material measure or a reference material, and the corresponding values realized by standards NOTES 1 2 3 The result of a calibration permits either the assignment of values of measurands to the indications or the determination of corrections with respect to indications. A calibration may also determine other metrological properties such as the effect of influence quantities. The result of a calibration may be recorded in a document, sometimes called a calibration certificate or a calibration report. [VIM: 1993 ISO International vocabulary of basic and general terms in metrology] Certified Reference Material Reference material, accompanied by a certificate, one or more of whose property values are certified by a procedure, which establishes traceability to an accurate realisation of the unit in which the property values are expressed, and for which each certified value is accompanied by an uncertainty at a stated level of confidence.[ISO Guide 30:1992] Limit of Determination Applied to quantitative microbiological tests - The lowest number of micro-organisms within a defined variability that may be determined under the experimental conditions of the method under evaluation. Limit of Detection Applied to qualitative microbiological tests- The lowest number of micro-organisms that can be detected, but in numbers that cannot be estimated accurately. Negative Deviation Occurs when the alternative method gives a negative result without confirmation when the reference method gives a positive result. This deviation becomes a false negative result when the true result can be proved as being positive. Positive Deviation Occurs when the alternative method gives a positive result without confirmation when the reference method gives a negative result. This deviation becomes a false positive result when the true result can be proved as being negative. Reference Cultures Reference strains, Collective term for reference strain, reference stocks and working cultures. Microorganisms defined at least to the genus and species level, catalogued and described according to its characteristics and preferably stating its origin.[ISO 11133-1:2000] Normally obtained from a recognized national or international collection. (Within India reference strain can be obtained from IMTECH, Chandigarh; National Chemical Laboratory, Pune; Christian Medical College, Vellore; Central Research Institute, Kasouli, HP; National Institute of Communicable Diseases, Delhi etc.)
Reference Material Material or substance one or more of whose property values are sufficiently homogeneous and well established to be used for the calibration of an apparatus, the assessment of a measurement method, or for assigning values to materials. [ISO Guide 30:1992] Reference Method Thoroughly investigated method, clearly and exactly describing the necessary conditions and procedures, for the measurement of one or more property values that has been shown to have accuracy and precision commensurate with its intended use and that can therefore be used to assess the accuracy of other methods for the same measurement, particularly in permitting the characterization of a reference material. Normally a national or international standard method. Reference Stocks A set of separate identical cultures obtained by a single sub-culture from the reference strain. [ISO 11133-1:2000] Relative Trueness The degree of correspondence of the results of the method under evaluation to those obtained using a recognized reference method. Repeatability Closeness of the agreement between the results of successive measurements of the same measurand under the same conditions of measurement. [VIM: 1993 ISO International vocabulary of basic and general terms in metrology] Reproducibility Closeness of the agreement between the results of measurements of the same measurand carried out under changed conditions of measurement. [VIM: 1993 ISO International vocabulary of basic and general terms in metrology] Sensitivity (applied to microbiological tests) The fraction of the total number of positive cultures or colonies correctly assigned in the presumptive inspection. [ISO 13843:2000] Specificity (applied to microbiological tests) The fraction of the total number of negative cultures or colonies correctly assigned in the presumptive inspection. [ISO 13843:2000] Working Culture A primary sub-culture from a reference stock. [ISO 11133-1:2000] Validation Confirmation, through the provision of objective evidence, that the requirements for a specific intended use or application have been fulfilled. [ISO 9000: 2000] Verification Confirmation, through the provision of objective evidence, that specified requirements have been fulfilled.

APPENDIX -C
REFERENCES 1. ISO/IEC 17025, General Requirements for the Competence of Testing and Calibration Laboratories. 2. ISO 7218:2000, Microbiology of Food and Animal Feeding Stuffs - General Rules for Microbiological Examinations. 3. ISO 6887-1:1999 Microbiology of Food and Animal Feeding Stuffs - Preparation of Test Samples, Initial Suspension and Decimal Dilutions for Microbiological Examination. Part 1 General Rules for the Preparation of the Initial Suspension and Dilution. 4. ISO Guide 30:1992, Terms and Definitions Used in Connection with Reference Materials. 5. ISO 9000, Quality Management Systems - Fundamentals and Vocabulary. 6. VIM: 1993, International Vocabulary of Basic and General Terms in Metrology. 7. ISO (CIPM):1995, Guide to the Expression of Uncertainty in Measurements 8. Draft ISO/DIS 16140, Microbiology of Food and Animal Feeding Stuffs- Protocol for the Validation of Alternative Methods. 9. ISO 13843:2000, Water Quality Guidance on Validation of Microbiological Methods. 10. ISO 11133-1:2000, Microbiology of Food and Animal Feeding Stuffs. Guidelines on Preparation and Production of Culture Media. Part 1- General Guidelines on Quality Assurance for the Preparation of Media in the Laboratory. 11. Draft ISO/FDIS 11133-2, Microbiology of Food and Animal Feeding Stuffs. Guidelines on Preparation and Production of Culture Media. Part 2- Practical Guidelines on Performance Testing on Culture Media. 12. EN 12741, Biotechnology- Laboratories for Research, Development and Analysis Guidance for Biotechnology Laboratory Operations. 13. ISTA Seed Testing Laboratory Accreditation Standard Version 3.1 14. EA-04/10:2002 Accreditation for Microbiological Laboratories 15. HOKLAS Supplementary Criteria No.8 16. HOKLAS Supplementary Criteria No.21 17. IANZ Specific Criteria for Accreditation -Biological Testing 18. Guide for and the care use of Laboratory Animals, Institute of Laboratory Animal Resources, Commission on Lifesciences, National Research Council,Washington,DC,1996 19. INSA Guidelines for care and use of Animals in Scientific Research, New Delhi, 1992 20. CPCSEA guidelines for Laboratory Animal Facility 21. Laboratory Animal Management, Series on Rodents and Dogs, National Research Council, Washington, DC, 1996

APPENDIX -D
METHOD VALIDATION Laboratories with the appropriate knowledge, skills, experience and resources to do so in a competent and thorough manner should only carry out validation of biological testing methods. The requirements for method validation are detailed in Clause 5.4.5 of ISO/IEC 17025:2005. The diagram on the following page (Figure 1) provides a very generalized approach to method validation It is not intended to be a comprehensive reference to validation requirements, but rather a starting point to assist laboratories to ensure the key components are considered. In some instances laboratories may need to do more to demonstrate full validation; in other instances, some of the elements may not need to be considered - depending on the purpose to which the method is to be applied.

Define Customer Requirement
Customer requirements need to be defined and should Include but not be limited to: - Why is testing being done? - Is there a specification limit? - What accuracy is required? - What detection limit/precision is required? - Turn around time? - Cost (including development)? Source a validated method from: - International Standards - National Standards - Other Validated Methods e.g. ASTM, AOAC, AOCS, APHA etc. Verify laboratory performance through: - proficiency testing - reference materials - detection limit determination - repeatability determination - reproducability determination - consumables verified Unvalidated methods may be available from: - journals - customers - in house
Validated Method Available?
Yes
No
No
Verify Laboratory Performance
No
Unvalidated Method
Validate Method
Fit for Purpose?
All methods need validation for example by: - proficiency testing - reference materials - linearity confirmation - specificity confirmation - robustness assessment - matrix effects/spiking - detection limit / determination - repeatability/reproducability determination - consumables verified
Yes
If the method does not meet customer requirements then alternative methods need to be sourced and verified/validated, and/or customer requirements reviewed.
Document Validation Verification
Develop QC Programme
Develop routine quality control programme: e.g. duplicates spikes reference materials proficiency testing
Document Laboratory Method
Implement
Review
Following implementation a review programme should be instigated

APPENDIX -E
CONTROL OF REFERENCE ORGANISMS Cultures of microorganisms with defined characteristics are required for most microbiological tests performed by NABL accredited laboratories .For e.g. reference organisms are used in a wide range of determinations and organisms with known properties may be used in proficiency testing. A wellmaintained culture collection is an essential element of good laboratory practice. Verification of Reference Organisms-Reference cultures obtained from a recognized national or international collection need to be verified for their purity and identity on receipt. The level of verification of identity should be based around fitness-for purpose principles laboratory i.e. does the organism display the typical characteristics expected in its usual everyday use in the particular laboratory. Gram stain and biochemical reactions should also be used where the laboratory to conduct such checks. Maintenance Guidelines Microorganisms have an inherent tendency to mutate in laboratory culture. It is essential then that laboratories use procedures to maintain their cultures in a viable and genetically stable state. Various methods have been established to preserve cultures so that minimum genetic drift occurs. Microbiological laboratories routinely require easy access to actively growing cultures. They are required on a day to day basis for quality control, comparative testing, inocula for bioassays and for various other reasons. The following guidelines are to provide guidance to laboratories on the general principles involved on culture maintenance. They are generally applicable to most aerobic organisms in common use. However it is to be noted that culture conditions for anaerobic organisms are significantly different. Reference cultures may be sub-cultured once to provide reference stocks. The reference stocks must be used to prepare working stocks for routine works and they must not be refrozen and reused once thawed. Working stocks shall not be sub cultured to replace reference stocks. Records of subculturing shall be kept. Appropriate technique shall be used to preserve the reference microorganism so that the desired characteristics of the strains are maintained. The laboratory shall assign suitable staff for maintenance of reference culture. Written protocols for culture maintenance shall be available in the laboratory. Authenticated organism from the Reference Culture Collection Tier-1 cultured once*
Tier-2
Reference stocks cultured once*
Working stock Cultured once Tier-3 Daily QC use Purity checks and biochemical tests as appropriate

In the majority of laboratories, one or other of the following two techniques is used: (i) Refrigerated Storage The reconstituted authenticated organism is maintained at 4C on an appropriate medium and at 3 - 6 monthly intervals is used to prepare a second tier of organisms which in turn is used at 1 - 2 weekly intervals to prepare a third tier of working organisms for day to day quality control use. All organisms are stored at 4C. Tier 1 is replaced at 1 2 yearly intervals. Storage of reference cultures must be appropriately segregated from test samples. (ii) Freezing on Beads There are a number of preservation methods which employ the drying of organisms from the liquid state on inert substrates such as sterile soil, gelatin discs, porcelain beads, silica gel or paper discs. These methods are suitable for short to medium term preservation at -18C to 70C for periods not exceeding 2 or 5 years respectively, with good genetic stability. The procedure essentially consists of taking a pure culture from solid media and inoculating into a suitably prepared vial containing appropriate broth medium and unglazed porcelain beads. After agitating the beads in the broth, all excess fluid is removed from the vial with a fine tip Pasteur pipettes. The vial is stored at -18C to -70C. With reference to the above diagram, the frozen beads are essentially acting as Tier 1. Recovery is effected by removing a single bead aseptically from the vial and inoculating it directly onto solid media or into broth i.e. from Tier 1 directly to Tier 3. The remaining beads are available for later use Laboratories may choose to insert a second Tier of refrigerated storage (see below), using the beads for Tier 1 maintenance only. General The laboratorys documented procedures need to include a section on reference organisms, which must include: Details of the organisms held in the laboratory, their source and identification, and the purposes for which they are used; Procedures for the verification of identity and purity of each organism; Details on the maintenance program used for each organism and records maintained. Laboratories are expected to maintain records of all their reference culture maintenance activities, including certificates from the reference culture Collection, verification records, and sub-culturing records for all tiers including any purity/verification checks

APPENDIX -F
Biosafety Levels There are four levels of biosafety precautions for biological agents. Biosafety level 1 is suitable for involving well characterized agents not known to consistently cause disease in healthy adult humans and of minimal potential hazard to laboratory personnel and the environment, work is generally practiced on open bench tops using standard microbiological practices. Special containment equipment or facility design is neither required nor generally designed. Laboratory personnel have specific training in the procedures conducted in the laboratory and are supervised by a qualified and trained person in the area of microbiology or related science. Biosafety Level 2 is similar to Biosafety Level 1 and is suitable for work involving agents of moderate potential hazard to personnel and the environment. It differs from the level 1 by 1) 2) 3) 4) Laboratory personnel have specific training in handling pathogenic agents and are directed by competent personnel. Access to the laboratory is limited when work is being conducted Extreme precautions are taken with contaminated sharp items and ; Certain procedures in which infectious aerosols or splashes may be created are conducted in biological safety cabinets or other physical containment equipment
Biosafety Level 3 is applicable to clinical, diagnostic, teaching research or production facilities in which work is done with indigenous or exotic agents which may cause serious or potentially lethal disease as a result of exposure by the inhalation route. Laboratory personnel have specific training in handling pathogenic and potentially lethal agents, and are supervised by competent scientists who are experienced in working with these agents. All procedures involving the manipulation of infectious materials are conducted within biological safety cabinets or other physical containment devices or by personnel wearing appropriate, personal protective clothing and equipment. The laboratory has special engineering and design features. It is recognized however that some existing facilities may not have all the facility features recommended for Biosafety Level 3 (i.e., double door access zone and sealed penetration). In this circumstance, an acceptable level of safety for the conduct of routine procedures, (e.g., diagnostic procedures involving the propagation of an agent for identification, typing, susceptibility testing, etc.) may be achieved in a Biosafety Level 2 facility providing: 1) The exhaust air from the laboratory room is discharged to the outdoors 2) The ventilation to the laboratory is balanced to provide directional airflow into the room, 3) Access to the laboratory is restricted when work is in progress and the 4) Recommended Standard Microbiological Practices, special practices and safety equipment for Biosafety level 3 are rigorously followed. The decision to implement Biosafety level 3 recommendations should be made only by the laboratory director. Biosafety Level 4 is required for work with dangerous and exotic agents that pose a high individual risk of aerosol transmitted laboratory infections and life threatening disease. Agents with a close or identical antigenic relationship to Biosafety Level 4 agents are handled at this level until sufficient data are obtain either to confirm continued work or to work them at a lower level.

Members of the laboratory staff have specific and thorough training in handling extremely hazardous infectious agents and they understand the primary and secondary containment functions of the standard and special practices, the containment equipment and the laboratory design characteristics. They shall be supervised by competent scientists who are trained and experienced in working with these agents. The laboratory director should strictly control access to the laboratory. The facility is either a separate building or in a controlled area within a building, which is completely isolated from all other areas of the building. A specific operation manual is prepared or adopted. Within work areas of the facility all activities are confined to Class III biological safety cabinets or Class II biological safety cabinets used with one-piece positive pressure personnel suits ventilated by a life support system. The Biosafety Level 4 laboratory has special engineering and design features to prevent microorganisms from being disseminated into the environment.

COMPOSITION OF THE TECHNICAL COMMITTEE
Dr. Deepak Aggarwal Scientist Incharge Industrial Toxicology Research Centre P.O. Box 80, Mahatma Gandhi Marg Lucknow 226 001 Mr. S.K. Gaind Quality Manager Avon Food Laboratory, C-35/23, Lawrence Road Industrial Area, Delhi 110 035 Dr. Veerendra R. Patil 372, 19th Main, Rajajinagar First Block Bangalore 560 010 Dr. S.S. Kang Associate Professor Plant Pathology Department of Plant Pathology Punjab Agricultural University, Ludhiana Punjab Dr. Gita Sharma Head Biotech R&D Claris Biosciences Limited Ahmedabad 380 006 Dr. Sulbha M. Gupta Director NABL, New Delhi Ms. Smitha Vijayan Accreditation Officer NABL, New Delhi

National Accreditation Board for Testing and Calibration Laboratories 3rd Floor, NISCAIR 14, Satsang Vihar Marg New Mehrauli Road New Delhi 110 067 Tel.: 91-11 26529718 20, 26526864 Fax: 91-11 26529716 Website: www.nabl-india.org

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NABL 102

NATIONAL ACCREDITATION BOARD FOR TESTING AND CALIBRATION LABORATORIES

SPECIFIC GUIDELINES for BIOLOGICAL TESTING LABORATORIES

ISSUE NO : 02 ISSUE DATE: 06.02.2007

AMENDMENT NO : 00 AMENDMENT DATE: --

National Accreditation Board for Testing and Calibration Laboratories

SECTION Amendment Sheet Contents

National Accreditation Board for Testing and Calibration Laboratories

Introduction and Scope of Document

National Accreditation Board for Testing and Calibration Laboratories

Technical Requirements (ISO/IEC 17025 clause 5)

National Accreditation Board for Testing and Calibration Laboratories

Accommodation and Environment (ISO/IEC 17025 Clause 5.3)

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

Test Methods and Method Validation (ISO/IEC 17025 clause 5.4)

National Accreditation Board for Testing and Calibration Laboratories

4.5.1.6 4.5.2 4.5.2.1

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

Equipment - Maintenance, Calibration and Performance

National Accreditation Board for Testing and Calibration Laboratories

5.2.1.6 5.2.2 5.2.2.1

National Accreditation Board for Testing and Calibration Laboratories

Reference Materials and Reference Cultures Reference Materials

If possible, reference materials should be used in appropriate matrices.

National Accreditation Board for Testing and Calibration Laboratories

5.3.1.10 The following records shall be maintained:

records of monitoring of environmental conditions for storage of reference stocks.

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

5.4.7 5.4.8 5.4.9

National Accreditation Board for Testing and Calibration Laboratories

5.5.5 5.5.6 5.5.7

vi) Sitting and placement of test systems in test plots.

5.6.2 5.6.3 5.6.4

5.6.8 5.6.9 5.7 5.7.1

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

Sampling (ISO/IEC 17025 Clause 5.7)

National Accreditation Board for Testing and Calibration Laboratories

Sample Handling (ISO/IEC 17025 Clause 5.8)

National Accreditation Board for Testing and Calibration Laboratories

Disposal of Contaminated Waste

National Accreditation Board for Testing and Calibration Laboratories

Assuring Quality of Test Results (ISO/IEC 17025 Clause 5.9)

9.4.1. Sterility controls

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

Reporting the Results (ISO/IEC 17025 5.10)

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories

National Accreditation Board for Testing and Calibration Laboratories