Esoteric Exoteric in JA
Esoteric Exoteric in JA
Esoteric Exoteric in JA
in Judeo-Arabic Culture
TUDES SUR
LE JUDASME MDIVAL
FONDES PAR
GEORGES VAJDA
DIRIGES PAR
PAUL B. FENTON
TOME XXXIII
ESOTERIC AND EXOTERIC ASPECTS
IN JUDEO-ARABIC CULTURE
ESOTERIC AND
EXOTERIC ASPECTS IN
JUDEO-ARABIC CULTURE
EDITED BY
BENJAMIN HARY and HAGGAI BEN-SHAMMAI
BRILL
LEIDEN BOSTON
2006
ISBN-10 90 04 15233 4
ISBN-13 978 90 04 15233 5
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TABLE OF CONTENTS
Benjamin H. Hary
Introduction vii
David R. Blumenthal
Philosophic Mysticism: The Ultimate Goal of
Medieval Judaism 1
Paul B. Fenton
A Mystical Commentary on the Song of Songs in
the Hand of David Maimonides II 19
Steven Harvey
Logistical and Other Otherworldly Problems
in Saadya 55
Daniel J. Lasker
Judah Halevi on Eschatology and Messianism 85
Diana Lobel
Ittinl and the Amr Ilnh: Divine Immanence and the
World to Come in the Kuzari .............. 107
Table of Contents vi
Naem Ilan
Between Halakhic Codification and Ethical Commentary:
Rabbi Israel Israeli of Toledo on Intention in Prayer. 131
Gideon Libson
Betrothal of an Adult Woman by an Agent in Geonic
Responsa: Legal Construction in Accord with
Islamic Law . 175
Haggai Ben-Shammai
The Judeo-Arabic Vocabulary of Saadyas Bible
Translations as a Vehicle for Eschatological Messages:
The Case of Saadyas of the 8
th
Form of Arabic QDR 191
Benjamin H. Hary and Mara ngeles Gallego
Lexicography and Dialectology in Spanish
Maqre Dardeqe . 227
Geoffrey Khan
An Early Karaite Grammatical Treatise ... 257
Menahem Ben-Sasson
Jews in Changing Empires of Medieval Islam: Not Only
Eschatology and Messianism . 279
Arnold Franklin
Relations Between Nesiim and Exilarchs: Competition
or Cooperation? ... 301
Indices
General Index ... 323
Index of Names ... 333
INTRODUCTION
Benjamin Hary and Haggai Ben-Shammai
In spring 1984, several scholars with a special interest in Judeo-
Arabic texts met in Chicago at the invitation of Professor
Norman Golb. During the course of that conference, it became
apparent that there was a real need for a society dedicated to the
study of Judeo-Arabic language, literature, and culture. When
the group now augmented met again in Jerusalem the following
year, the society was firmly established. Henceforth, biennial
conferences would be convened in Israel, Europe and North
America. During the past twenty-one years, the members of the
society have assembled twelve times and the membership rose
from perhaps a score to upwards of two hundred. As the society
has matured, so has the field of Judeo-Arabic studies as a whole.
The publication of numerous articles, monographs, and text
editions by the members attests to the fascination exerted by this
interdisciplinary enterprise. A cursory glance at the published
conference proceedings from Chicago, Jerusalem, Cambridge,
Tel Aviv, Bar-Ilan and some other volumes which will soon go
to press, will confirm the growth of the subject. Every year, new
students are attracted to the old leaves, notably to those of the
Geniza, while the vast manuscript treasures of St. Petersburg,
Benjamin Hary and Haggai Ben-Shammai viii
which can now be consulted in Jerusalem, suggest fresh avenues
of research. Several new initiatives have been inaugurated by the
Hebrew University and the Ben-Zvi Institute, and ongoing
projects are conducted in Princeton, Cambridge and elsewhere.
Much is still needed to be done in the area of Judeo-Arabic
studies and its academic future holds great promise.
This volume represents selected, refereed papers from the
ninth conference of the Society for Judaeo-Arabic Studies held
at Emory University, Atlanta, in 1999. At that conference some
losses were sorely felt. The late Professors Hava Lazarus-Yafeh
and Yedida Kalfon Stillman each contributed significantly to her
chosen area of specialization, while enriching the intellectual
and cultural worlds she inhabited. Moving tributes have been
offered during that conference by those who knew and loved
them. We mourn their passing; may their memories be blessed.
Time, too, brings its celebrations: At the conference we were
delighted to mark the eightieth birthday of our Emeritus
President, Professor Joshua Blau, yibbadel le-hayyim arukkim. A
prominent founder of Judeo-Arabic philology and linguistics,
Professor Blau has set the tone at our meetings from the
beginning, exacting standards coupled with courtesy and gentle
humor.
The title of this volume, Esoteric and Exoteric Aspects in
Judeo-Arabic Culture highlights the themes running through
many of the conference papers: the diversity and vitality of
Judeo-Arabic culture. The volume represents the interdiscip-
linary nature of the field. There are articles in Jewish thought,
philosophy and mysticism, language and linguistics, religious
studies, intellectual and social history, law, biblical exegesis,
and more.
Introduction ix
The volume opens with the notion of Philosophical
Mysticism, which is the phrase David Blumenthal has used to
describe Maimonides program for achieving the summum
bonum. His paper discusses the Sages idea of worship
(avodah/!ibnda) and its relation to knowledge and love of God.
In the next paper in the volume Paul Fenton analyzes an
unknown commentary on the Song of Songs. The text was
copied (or composed?) by David b. Joshua Maimuni (ca. 1335
1415) and features the kind of Sufi terminology familiar from
his oeuvre. In the following paper on the seventh treatise of
Saadyas Book of Doctrines and Beliefs, Steven Harvey argues
that the St. Petersburg recension is more consonant with the
books overall message than the Oxford text and contains the
Gaons final views on resurrection.
In a couple of intriguing papers, Daniel Lasker and Diana
Lobel both discuss Judah Halevis views on the afterlife of the
soul and eschatology. As Lasker observes, while the Book of the
Kuzari treats neither subject in depth, it is possible to draw
certain conclusions about the authors stance, which may be
closer to the naturalistic position of Maimonides than is
generally believed. Lobel investigates the elusive terms amr
ilnh and ittinl (connection or union) with which Judah
Halevi expressed the relationship between a transcendent God
and human beings.
In the area of law, Gideon Libson discusses the
interdependence of halakhah and Islamic law. He shows how
the geonim dealt with the betrothal of minor daughtersa
common practice among Jews living under Islam. The following
paper in the volume, by Nahem Ilan, shows how Rabbi Israel
Israeli (Toledo, 13th14th c.) polemicized against kabbalistic
teachings in his treatment of kavvanah (intention in prayer).
Benjamin Hary and Haggai Ben-Shammai x
Three articles on language appear in the volume: Benjamin
Hary and Mara ngeles Gallego deal with Judeo-Arabic (and
Judeo-Spanish) glosses of biblical words in Maqre Dardeqe
(1634). They analyze the glosses linguistically and arrive at the
conclusion that the dialect employed by the Maqre Dardeqe
users is of Maghrebi type, probably from a Sephardi Jewish
community in North Africa. Geoffrey Khan describes several
Karaite grammatical texts from the tenth century, situating them
within the philological school of Ab Ya!qb Ysuf ibn N
and Ab al-Faraj Hnrn ibn Faraj. Finally, in the last paper on
language, Haggai Ben-Shammai demonstrates that even Bible
translations could be used to deliver pointed eschatological
messages. His paper shows how Saadya may well have chosen a
peculiar Arabic usage in order to draw parallels between
Pharaoh, the arrogant oppressor and the Abbasid Caliph al-
Muqtadir.
In a wide-ranging, synthetic paper, Menahem Ben-Sasson
identifies three expressions of reaction to changes in the
framework of Muslim empires. Furthermore, the paper suggests
a new set of terms for understanding the Jewish responses to
such events. Instead of the empires aloofness and the rigid
separation of the Jews from the majority Muslim society, one
should speak of Jewish participation and involvement in events.
Despite the limits and the restrictions by which the Jewish
minority was bound, and the fact that it lacked any political
independence, the Jews expressed their political goals in times
of great changes in the Mediterranean, and were fully alert to the
political events taking place, as well as to their ramifications for
themselves.
The final presentation explores the laws role in shaping
Judeo-Arabic society. Communal leadership was vested in
Introduction xi
ancient institutions, such as the Exilarchate, whose authority was
occasionally contested. Arnold Franklin examines the complex
relationship between the Exilarchs and certain nesiim who
reflect the informal patterns of loyalty that were characteristic of
Islamic society in general.
This kind of project could not have been completed without
the help of many people, and it is our pleasure and duty to thank
them. We would like to thank Daniel Frank whose words of
wisdom at the end of the conference in Atlanta have been
extensively quoted in this introduction. Tamar Cohen has edited
and proofread with careful eyes every word in this book and our
heartfelt thanks are extended to her. Furthermore, we also thank
Sagit Butbul who also read the text carefully. Nathan Hofer of
Emory University has kindly compiled the indices with great
thoughtfulness. David Blumenthal has accompanied the project
from its start and his encouragement was felt all along. Mark
Cohen has given us invaluable advice as did Michael Glatzer.
Paul Fenton was very helpful in guiding us through the various
stages of the publication.
We thank Emory University for sponsoring the conference
and for the help with producing this volume. We specifically
would like to acknowledge the generous help of the Jewish
Enrichment Funds of Emory University for its grant to produce
the book.
The Editors
Israel, August 2005
PHILOSOPHIC MYSTICISM:
THE ULTIMATE GOAL OF MEDIEVAL JUDAISM
David R. Blumenthal
Emory University
Introduction
Messianism was not the issue, as Maimonides saw it. Aside
from one possible allusion in a letter, Maimonides taught a
sober, realistic view of the messianic era:
1
Do not even think
that, in the days of the messiah, so much as one of the customary
ways of the universe will be abolished, or that any novelty will
occur in the laws of creation. Rather, the universe will proceed
according to its customary pattern. In fact, Maimonides went
out of his way to make it clear that the messianic period was
only a means to a larger end:
2
Because of this [doctrine of the world-to-come], all of
Israel, its prophets and its sages, yearn for the days of the
messiah so that they may be relieved of the burden of
domination by others who do not allow them to occupy
1
Mishne Torah (= MT), Hilkhot Melakhim 12:1. On a possible allusion to
immediate messianic expectation, see A. Halkin, Moses Maimonides Epistle
to Yemen (New York: 1952), xiixiii.
2
MT, Hilkhot Teshuva 9:2.
David R. Blumenthal 2
themselves with Torah and mivt as one should; so that
they may find tranquility and multiply the number of their
sages in order to merit life in the world-to-come.... For the
end of all reward and the ultimate good which has no end
and no lack is life in the world-to-come. However, the
days of the messiah are of this world, and the universe will
proceed on its customary pattern, except that sovereignty
will return to Israel. The early sages have already said,
There will be no difference between this world and the
messianic time, except that Israel will not be subject to the
nations.
Maimonides was also very clear that the world-to-come
already exists:
3
That the sages called it the world-to-come is not
because it does not already exist and that this world will
pass away and afterward will come the world-to-come
this is not so. Rather, it is already in existence, ongoing, as
it says ... They only called it the world-to-come because
that life comes to a person after life in this world in which
we exist in a body and soul....
The telos of human existence, then, according to Maimonides, is
not the messianic era but the world-to-come. What does one
have to do to merit that? At the minimum, one must have proper
praxis; that is, a Jew must observe the halkh. To help Jews
live a halakhic life and, therefore to enable them to fulfill their
purpose within creation, Maimonides wrote his code of Jewish
law, which encompasses the entire range of Jewish life, even its
messianic dimensions. To merit a fuller place in the world-to-
come, however, in Maimonides view, one must also have
proper gnosis; that is, one must have proper knowledge of God
and Gods creation. Further, this knowledge must be as rooted
3
MT, Hilkhot Teshuva 8:8.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 3
as possible in logical proofs; it must be conviction, not just
opinion.
4
Maimonides philosophical corpus, which encom-
passes the entire range of human and biblical wisdom, was
written to help Jews live an intellectually proper life and,
therefore to enable them to fulfill their purpose within creation.
This intellectual requirement for personal salvation was also
adumbrated in his code of Jewish law.
5
Was there nothing else? Were proper praxis and proper
gnosis the telos of human existence? Were halkh and de
6
the whole purpose of Jewish life? Paul Fenton, has demonstrated
amply that the descendants of Maimonides clearly understood
their distinguished ancestor to have taught that there was an
additional stage of meditative experience that served as a
requirement for the world-to-come for the most advanced
persons.
7
Elsewhere, I have shown that the Yemenite followers
of Maimonides also understood from his teachings that there
was an additional stage of philosophic mystical experience
4
On the difference between itiqd and mn, see D. Blumenthal,
Croyance et attributs essentiels dans la thologie mdivale et moderne,
Revue des tudes juives (=REJ) 152:34 (1993), 40513; available also on
my website.
5
On MT, see I. Twersky, Introduction to the Code of Maimonides (New
Haven, 1980), reviewed by me in Journal of Jewish Studies 32 (1981), 108
12.
6
And not okhm. See carefully, MT, Hilkhot Yesodei ha-Torah, at the very
beginning. On the use of de and dat for intellect (Ar. aql, usual Heb.,
sekhel), see D. Blumenthal, The Commentary of R. oter ben Shelomo to the
Thirteen Principles of Maimonides (=Comm.) (Leiden, 1974), 34, n. 4 and
idem, The Philosophic Questions and Answers of oter ben Shelomo
(=PQA) (Leiden, 1981), 186, n. 8 and 190.
7
See for example, P. Fenton, Treatise of the Pool (London, 1981); idem, al-
Murshid il al-tafarrud (Jerusalem, 1987); idem, Deux traits de mystique
juive (Verdier, 1987), reviewed by me in REJ 148:34 (1989), 41820; etc.
David R. Blumenthal 4
necessary for life in the world-to-come.
8
Various kabbalistic and
hasidic traditions also read Maimonides this way. But, what of
the master himself? A few years back, in Strasbourg, I delivered
a paper arguing that Maimonides himself teaches that there was
a stage beyond halkh and de; that, in his various writings,
Maimonides uses vocabulary that clearly indicates that he
understood that there was a religious prerequisite, beyond
philosophy, to life in the world-to-come.
9
Given the resistance to
this thesis among scholars of Jewish philosophy, Jewish
mysticism, and Jewish studies in general, it seems useful to
review the evidence. Much hangs in the balance, spiritually as
well as historically.
Two Motives
The book of Devarim mentions the love of God eighteen times.
In six places, it speaks of Gods love for the people and, in the
remaining twelve, of the peoples love for God. It is the latter
category that concerns Maimonides. What is humankinds love
of God? How does one love God? The question is especially
pressing since two of these verses are recited liturgically at least
twice a day by traditional Jews: You shall love the Lord, your
God, with all your heart, with all your soul, and with all your
might (Dt. 6:5) and ... to love the Lord, your God, and to
worship Him with all your heart and with all your soul ... (Dt.
11:13).
8
D. Blumenthal, An Illustration of the Concept Philosophic Mysticism
from Fifteenth Century Yemen, in Hommage Georges Vajda, eds. G.
Nahon and C. Touati (Louvain, 1980), 291308.
9
D. Blumenthal, Maimonides: Prayer, Worship, and Mysticism
(=MPWM) in Prire, mystique et judaisme, ed. R. Goetschel (Paris, 1987),
89106; reprinted in Approaches to Judaism in Medieval Times, ed. D.
Blumenthal (Atlanta, 1988), 116; available also on my website.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 5
The root hav, in the sense of humankinds love for God, is
linked in Deuteronomy with six other verbs. It is most
frequently linked with the shmar (observe), hlakh (go in the
way of), and shma (listen to, obey). The lesson, here, is
simple: one loves God by observing Gods commands, by going
in Gods way, and by listening to, or obeying, God. This is the
dimension of religious praxis, the first Maimonidean
prerequisite for life in the world-to-come.
The verb hav is also linked with three other verbs: yre
(fear), dvaq (cling), and vad (worship). As to the first,
Maimonides is quite clear:
10
God, may He be exalted, has explained that the purpose of
the actions prescribed by the whole Torah is to bring about
the emotion, which it is correct to bring about ... I refer to
the fear of Him (khawfihi), may He be exalted, and awe in
the presence of His command (wa-istihwl amrihi)....
For these two ends, love and fear, are achieved through
two things: love through ideas taught by the Torah, which
include perceptions of Gods being as He, may He be
exalted, really is; and fear [which] is achieved through all
actions prescribed by the Torah.
Fear of God, then, according to Maimonides, is a religious
10
Quotations are taken from Maimonides Guide of the Perplexed (=
Guide), cited by part:chapter. The Arabic is drawn from I. Joel, Dallat al-
irn (Jerusalem, 1931), cited by page:line. The translations here are
drawn from S. Pines, The Guide of the Perplexed (Chicago, 1963). I have
modified them, when I felt the original required it. I have used three devices
for emphasis: italics for certain words, citation of the Arabic original, and
paragraphing. It is my custom to use egalitarian language with reference to
God, except in liturgy. However, I have left Maimonides gendered language
because it is so fundamental to his worldview. This citation is from Guide
3:52 (Joel 464:18; Pines 630).
David R. Blumenthal 6
affection
11
that is drawn from, and at the same time leads to,
religious observance. It, too then, is linked to proper praxis.
As to dvaq (cling), Maimonides is also clear:
12
It is a positive
commandment to cling to the sages and their students to learn
from their deeds, as it says, You shall cling to Him (Dt. 10:20).
Is it possible for a person to cling to Gods presence?! Rather, so
did the sages say in interpreting this miva cling to the sages
and their students. Clinging to God, then too, for Maimonides,
is linked to normative rabbinic praxis.
This leaves only one verb associated with love open for
interpretation: avd, worship of God. How is love of God
linked to worship of God? What is the relationship between
avd and ahav? Are they the same? Are they different and, if
different, which is which? This question is all the more
important because the key verse ... to love the Lord, your
God, and to worship Him with all your heart and with all your
soul ... (Dt. 11:13) is part of the Shema and, hence, is recited
at least twice a day by observant Jews. The issue of the
relationship of ahav to avd is basic textually, spiritually,
and liturgically. It is this Scriptural-spiritual-liturgical problem
of the relationship between worship and love of God that was
the first factor moving Maimonides toward a doctrine of post-
philosophic mysticism.
The second factor which prompted Maimonides to allude to a
realm of spirituality beyond rational philosophy was his own
religious experience and/or that of the general philosophic-
spiritual milieu in which he wrote. We do not, in fact, have any
11
An affection is an ongoing emotion, one which one should have con-
tinuously, as opposed to an emotion that is fleeting. Thus, love can be a
fleeting feeling, or an affection, that is, an ongoing emotional attitude.
12
MT, Hilkhot Deot 6:2.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 7
autobiographical religious writings of Maimonides. Such was
not, and is not, the style of rationalist writers.
13
However,
Maimonides does use sufi and Islamic philosophic mystical
terms such as JKibma (bliss), ittid (union), ishq
(passionate love), al-inqim ilayhi (total devotion), and
al-qurb minhu (closeness to Him). He also uses phrases taken
from Sufi literature such as: The whole truth, together with the
intensity of its brightness, is hidden from us; Then one
advances to contemplating the holy divine Presence; He has
dazzled us by His beauty [alt.: perfection] and He is hidden from
us by the intensity of His brightness; and Apprehension of
Him consists in the inability to attain the ultimate apprehension
of Him.
14
Similarly, Maimonides uses such Hebrew terms as
osheq (passionate love), sim (joy), and death by a kiss
with a clearly experiential meaning.
15
Perhaps most clear is
Maimonides instructions on when and how to invoke this post-
philosophic state:
16
From here on I will begin to give you guidance with regard
to the form of this training so that you should achieve this
great end. The first thing that you should cause your soul
to hold fast unto is that, while reciting the Shema, you
should empty your mind of everything and pray thus....
When, however, you are alone with yourself and no one
13
I side generally with Scholem and against Idel on the inherent reticence of
Jewish writers to use first person autobiographical style to describe their own
religious experience, though Idel is surely correct that this genre does exist,
more so among mystics than among philosophers. Note that Mordecai
Kaplan also refrained from explicit religious autobiographical writing though
he was clearly a philosophic mystic (see D. Blumenthal, On Being a
Rationalist and a Mystic, The Reconstructionist 53 [1987], 258).
14
See Blumenthal, MPWM, n. 14, for the references to Guide.
15
On all these phrases, see below and, more fully, Blumenthal, MPWM.
16
Guide, 3:51 (Joel 458:12; Pines 6223).
David R. Blumenthal 8
else is there and while you lie awake upon your bed, you
should take great care during these precious times not to
set your thought to work on anything other than that
intellectual worship consisting in nearness to God and in
being in His presence...
Now, it is possible for someone to cite this kind of advice and to
use such mystical terms and phrases in an historical analysis
without having a clear experience of them. However, as writing,
these usages point to an experiential knowledge that informs and
justifies the use of such language. Spiritual writing, like all great
religious expression, is a true mirror of the inner awareness of
the writer. Further, Maimonides is not writing this as an
intellectual exercise. Rather, he is dispensing authentic teaching,
Torah. This advice and these terms and phrases, then, are used
with a sense of teaching integrity and reflect a personal,
experiential ground. Authoritative religious teaching, like all
great Torah, reflects the authors truest and deepest state of mind
and heart. It is, thus, Maimonides personal, as well as his
cultural-religious awareness,
17
that was the second factor that
moved him toward a doctrine of post-philosophic mysticism. It
was his need to teach authoritatively an intellectualist
spirituality, which he knew in its own terms, that propelled him
to go beyond philosophy.
Scripture, liturgy, and personal experience, then, compelled
Maimonides to teach, or at least to allude to, a state of religious
being beyond thought. Jewish law on the subject of proper
religious devotion (kavvn) and the need to give authoritative
instruction in these matters, within the paradigm of philosophic
mysticism, moved Maimonides to give instruction, though often
17
On philosophic mysticism in Islam, see D. Blumenthal, PQA, 558; idem,
An Illustration, 2914; and the references in both places.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 9
indirectly, about the proper spiritual state beyond rational
thinking toward which the informed practitioner of religion
should aspire.
Toward a Doctrine of Post-Philosophic Mysticism
The following passage is particularly clear in that Maimonides
distinguishes between the intellectual love of God (Heb. ahav,
Ar. maabba) and the post-intellectual love, or worship, of God
(Heb. avd, Ar. ibda ), indicating precisely that worship is a
stage which comes after love:
18
Let us now return to the subject of this chapter which is to
confirm people in the intention to set their thoughts to
work on God alone after they have achieved knowledge of
Him, as we have explained. This is the worship (al-ibda)
peculiar to those who have [already] apprehended the true
realities....
This kind of worship (al-ibda) ought only to be engaged
in after intellectual conception has been achieved. If,
however, you have apprehended God and His acts in
accordance with what is required by the intellect, you
should afterwards engage in totally devoting yourself to
Him, endeavor to come close to Him, and strengthen the
bond between you and Him that is, the intellect....
The Torah has made it clear that this latter worship to
which we have drawn attention can only be engaged in
after apprehension has been achieved, as it says, to love
(le-ahav) the Lord, your God, and to worship Him (u-le-
ovd) with all your heart and with all your soul (Dt.
11:13 [used in the Shema]).
Now we have made it clear several times that love (al-
maabba) is proportionate to apprehension. After love
(ahav) comes this worship (al-ibda) to which attention
has been drawn by the sages, may their memory be a
blessing, who said, This is worship in the heart....
Therefore, you will find that David exhorted Solomon and
18
Guide 3:51 (Joel 456:15 - 457:15; Pines 62021).
David R. Blumenthal 10
fortified him in these two things, I mean in his endeavor to
apprehend Him and in his endeavor to worship Him after
apprehension had been achieved. He said, You, Solomon
my son, know the God of your father and worship Him (1
Chron. 28:9)....
Thus it is clear that after apprehension, total devotion to
Him and the employment of intellectual thought in
passionate love for Him should be aimed at....
In the very same passage, Maimonides also defines the
difference between love and worship, indicating clearly that love
of God is intellectual, rational, analytic, and philosophic while
worship of God is spiritual, meditative, experiential, and
mystical:
Let us now return to the subject of this chapter.... This is
the worship peculiar to those who have [already]
apprehended the true realities; the more they think of Him
and are with Him (zd fikratan fhi wal-maqm indahu),
the more their worship increases....
If, however, you have apprehended God and His acts in
accordance with what is required by the intellect, you
should afterwards engage in totally devoting yourself to
Him (takhudh f al-inqim ilayhi), endeavor to come
close to Him (wa-tasa nawa qurbihi), and strengthen the
bond (wa-taghlu al-wula) between you and Him that
is, the intellect....
After love comes this worship to which attention has been
drawn by the sages, may their memory be a blessing, who
said, This is worship in the heart (avd she-ba-lv). In
my opinion it consists in setting thought to work on the
first intelligible (iml al-fikr f al-maql al-awwal) and
in devoting oneself exclusively to this (wal-infird li-
dhlika) as far as this is in ones capacity....
Thus it is clear that after apprehension, total devotion to
Him (al-inqim ilayhi) and the employment of
intellectual thought in passionate love for Him (ishqihi)
should be aimed at. Mostly this is achieved in solitude and
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 11
isolation (bil-khalwa wal-infird). Hence every person
striving for excellence
19
stays frequently in solitude and
does not meet anyone unless it is necessary.
These two major contributions to the development of Jewish
intellectual spirituality that there is a spiritual stage beyond the
intellectual, and that it is characterized by a meditative,
experiential, indeed mystical mode are repeated again and
again by Maimonides in his Guide for the Perplexed, chapter 51,
part three.
20
Indeed, the whole structure of that chapter is
intended to deal only with this theme. The chapter has five parts.
The first
21
is the well-known typology of those who seek to
enter the palace of the sultan. In it, those who study mathematics
and logic are outside the palace, those who study physics and
metaphysics are in the inner court, and those who have gone
beyond that are in the rulers council. The latter is the equivalent
of prophecy and Maimonides differentiates various levels
thereof.
The second part of this chapter
22
is the typology of those who
worship God. Lowest on the rung are those who worship
without knowledge, relying on their imaginings. Then, come
those who have intellectual apprehension of God. Finally, as we
have just seen, come those who devote themselves totally to
God, to being in Gods Presence. This second part ends with a
note on the option all people have of strengthening or
weakening the intellectual bond between God and humanity.
19
Ar. al-insn al-kmil is not the perfect person but one who is seeking
perfection, as the grammar and logic indicates.
20
See, for example, his differentiation between one who loves God (Heb.
hv) and one who has passionate love for God (Heb. osheq) (see below).
21
Pines 61820.
22
Ibid., 6202.
David R. Blumenthal 12
This, according to Maimonides, is the human intellect. Those
who choose to weaken that bond, or not to develop it, are far
from God.
The third part of this chapter
23
is a set of graded instructions
for those who wish to truly worship God. This is Maimonides
authoritative teaching on meditative prayer, on full kavvn.
First, one must clear ones mind and recite the Shema in that
state. Then, one must extend that technique to the rest of the
Shema and then to other prayers. Then, one must learn to reflect
upon (al-itibr) that which one hears and reads when listening
to or studying the Torah, and then the prayers. Then, one must
learn to meditate on what one is saying (taammul m talfi bihi
wa-itibr manhu). Throughout, one must always have a mind
cleared of distraction and one must practice each stage for a
while before advancing. Worldly thoughts, which are necessary
for the good governance of family and society, should be
engaged in when one is not occupied with mivot.
The penultimate stage of this instruction in true worship deals
with meditation when one is in a state of quietude and solitude:
24
When, however, you are alone with yourself and no one
else is there and while you lie awake upon your bed, you
should take great care during these precious times not to
set your thought to work on anything other than that
intellectual worship consisting in nearness to God and in
being in His presence (al-ibda al-aqliyya wa-hiya al-
qurb min Allh wal-muthl bayna yadayhi) in that true
reality that I have made known to you and not by way of
emotions and the imagination. In my opinion this end can
be achieved by those of the men of knowledge who have
rendered their souls worthy of it by training of this kind.
23
Pines 6224.
24
Joel 458:29; Pines 623.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 13
The ultimate stage of this instruction deals with being in the
permanent and continuous presence of God (bayna yadayhi
diman) even when one is dealing with issues of this-worldly
governance. This stage is characterized by the union of the
intellect through apprehension of God (ittid uqlihim f
idrkihi), by union with God (al-ittid bi-llh), and it is
called powerful absolute worship (ibda maG a ama). Of this
stage it is written in Scripture, I sleep but my heart waketh
(Song 5:2). This is the level of the patriarchs and Moses.
Maimonides is vague about whether persons who live in later
times can achieve this state.
25
The fourth part of chapter 51, part three,
26
is Maimonides
note on providence which ends with his distinction between one
who loves God and one who has a passionate love for God in
which the distinction between intellectual and post-intellectual
love and the use of experiential, mystical language is repeated:
It is as if [Psalm 91] said that this individual is protected
because he has known me and then passionately loved me (lim
arafan wa-ashiqan). You know the difference between one
who loves (hv) and one who loves passionately (osheq). For
an excess of love so that no thought remains that is directed
25
The key sentence, as Pines notes (624, n. 32), can be read either way:
Someone like myself cannot aspire to be guided with a view to achieving
this rank or Someone like myself cannot aspire to guide others with a view
to achieving this rank. This is part of Maimonides general hesitancy about
making his deepest teachings explicit, which, in turn, is rooted in the
difficulty of articulating the Ineffable and in the talmudic prohibition about
explicit intimate spiritual instruction (Talmud,agiga 13a, repeated often by
Maimonides). It may also have roots in the high respect for the esoteric in
Islamic civilization in general. For more on this, see Blumenthal, MPWM,
15, n. 9.)
26
Pines 6247.
David R. Blumenthal 14
toward a thing other than the Beloved is passionate love
(ishq).
27
The final part of this chapter on true worship, that is, on
philosophic mysticism, deals with old age, death, and life after
death. It, too, with great clarity, preserves the two basic insights
of Maimonides spiritual worldview that there is a spiritual
stage beyond the intellectual, and that it is characterized by a
meditative, experiential, indeed mystical mode:
28
The philosophers have already explained that, when one is
young, the bodily faculties impede the attainment of most
of the moral virtues and, a fortiori, of that pure thought
which is achieved through the perfection of the
intelligibles and which leads then to passionate love of
God, may He be exalted. For it is impossible to achieve
this while the bodily humors are in effervescence. Yet in
the measure in which the faculties of the body are
weakened and the fire of desires is quenched, the intellect
is strengthened, its lights achieve wider extension, its
apprehension is purified, and it rejoices [more] in what it
apprehends.
The result is that when a person seeking perfection
29
is
stricken with years and approaches death, this
apprehension increases very powerfully. Joy (al-ghibma)
over this apprehension and the passionate love (wal-ishq)
for the object of this apprehension become stronger until
the soul is separated from the body at that moment, in this
state of pleasure (al-ladhdha). Because of this, the sages
have indicated with reference to the deaths of Moses,
Aaron, and Miriam that the three of them died by a
kiss....
30
Their purpose was to indicate that the three of
27
Joel 462:14; Pines 627. For the same definition, see MT, Hilkhot Teshuva
10:3, indicating that Maimonides already had in mind the basic typology of
philosophic mysticism when he wrote his code. He did not come to this only
when he wrote his later philosophical work.
28
Joel 462:17; Pines 6278.
29
On this see above, n. 19.
30
Referring to Talmud, Bava Batra 17a.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 15
them died in the pleasure of that apprehension due to the
intensity of passionate love.... [reference to Song 1:2, Let
Him kiss me with the kisses of His mouth]....
The sages, may their memory be a blessing, mention the
occurrence of this kind of death, which is in reality a
salvation from death, only with regard to Moses, Aaron,
and Miriam. The other prophets and excellent persons
(wal-fual) are beneath this degree. Nonetheless, it
holds true for them that the apprehension of their intellects
becomes stronger at the separation, as it is said ...
Having indicated that the approach of death makes the
philosophic mystical life easier, Maimonides teaches that
excellent persons of any historical period cannot expect the
ultimate death by a kiss; however, they can legitimately
expect a strengthening of their intellectual and post-intellectual
powers such that their intellect will be bound with a fierce
passionate love to God and, if death intervene in the intensity of
that moment, they can expect a durable and permanent bliss in
life after death. It is the permanent endurance of this state that
defines the world-to-come, that is, ultimate existence:
31
After having reached this condition of enduring
permanence (al-baq al-dim), the intellect remains in
one and the same state, the impediment that sometimes
veiled it having been removed. Further, it will remain
permanently in that state of intense pleasure (al-ladhdha
al-ama), which does not belong to the genus of bodily
pleasures....
The whole purpose of this chapter, then, occurring as it does
almost at the end of the Guide, was to set forth Maimonides
basic authoritative teaching: there is a spiritual stage beyond the
intellectual; this stage is characterized by a meditative,
31
Joel 463:10; Pines 628.
David R. Blumenthal 16
experiential, indeed mystical mode; and the goal of all religion
praxis and gnosis is to achieve this post-intellectual mystical
state which is the true, absolute, pure worship of God.
Implications
This interpretation of Maimonides, which emphasizes the
spiritual within and beyond good praxis (halkh) and correct
gnosis (de), will render some scholars uncomfortable.
Most scholars of Jewish philosophy, and indeed the later
medieval Jewish philosophic tradition in the west though not in
the east,
32
interpret Maimonides as identifying philosophic
theology, i.e., the orderly arrangement of doctrine, as the goal of
religion. Such medieval and modern writers have forgotten that
philosophy was always only the handmaiden to theology in its
broader sense, that philosophy was always the female slave to
religious experience, which informs theology. Similarly, most
scholars of Jewish mysticism have not addressed Maimonides
and, when they have dealt with Jewish philosophy, have treated
it only as the handmaiden, not as the faithful servant, of
religious experience.
33
Jewish scholars in other fields have
perpetuated the stereotypes generated by their respected
colleagues. Professor Vajda was one of the few who, rooted in
the context of Islamic philosophy and mysticism, leaped over
the categories to write about philosophic mysticism.
34
As I grow older and ponder the state of our work in Jewish
studies, I think that the reasons for our not giving religious,
32
On this, see D. Blumenthal, Was There an Eastern Tradition of
Maimonidean Scholarship, REJ, 128:5768 and, in slightly different form,
Blumenthal, PQA, chapter three.
33
For a fuller analysis of these trends, see idem, MPWM, n. 1.
34
See idem, An Illustration, at the beginning.
Philosophic Mysticism: The Ultimate Goal of Medieval Judaism 17
spiritual experience its proper due in our research and teaching
are not complicated. The primary explanation, I think, lies in the
general secular, rationalist commitment of academic scholars.
Philosophers, among them Jewish philosophers, even religiously
observant ones, work in analytic categories that problematize
religious experience; spirituality doesnt fit their categories
clearly. The same holds true for scholars of mysticism, including
Jewish researchers, even religiously observant scholars, for
whom living faith and practice is an academic problem; it, too,
does not fit the analytic rubrics. In general, spirituality has been
hard for academic scholars to study and teach. Heschel, Merton,
and others have noted this.
35
For contemporary Jewish scholars,
there is also the quintessentially anti-theological stance of the
Jew in the post-Shoah period. If God did not save us, then is
there really a God? Or, at least, let us keep the God Who
allowed the Shoah at arms length.
While it is fully understandable that academic scholarship has
a need to bracket its own religious commitments, it seems more
honest intellectually and more profound spiritually to break
through the disciplinary and historical barriers that are less a
part of the mentality of those whom we study than of the
worldview of our immediate academic predecessors who, for all
their greatness, had a blind spot where intellectualist spirituality
was concerned. An even better solution would be, following the
feminist movement, to acknowledge our commitments up front
and then write and teach from them. Either way, the centrality of
philosophic mysticism in the study of medieval Jewish religion
will have gained its rightful historical and spiritual place.
35
On Heschel and Merton, see S. Magid, Abraham Joshua Heschel and
Thomas Merton, Conservative Judaism 50:23 (Spring 1998), 11225.
David R. Blumenthal 18
Spiritual experience is at the core of all religious systems and
we, who analyze and teach such data, must do our best to
explicate this phenomenon.
A MYSTICAL COMMENTARY ON THE SONG OF SONGS
IN THE HAND OF DAVID MAIMONIDES II
Paul B. Fenton
Universit de Paris-Sorbonne
One of the areas which has been considerably enriched by the
discovery and investigation of the Cairo Geniza has been the
history and development of biblical exegesis. Literally
thousands of translations and commentaries of various books of
the scriptural Canon have come to light, reflecting a host of
schools, from the rational to the mystical. Though a fair
proportion of the scientific editions of medieval commentators
published over the last hundred years have often taken Geniza
material into account, the vast majority of its exegetical
treasures still remain untapped.
Recently, we have had the good fortune to retrieve a rare
pearl from the ocean of the Geniza a hitherto unknown
philosophical and mystical commentary on the Song of Songs.
Furthermore, there is reason to believe that this commentary
originates in the school of Maimonides descendants. Indeed, it
is written in the elegant hand of the last of the Maimonidean
dynasty known to us R. David ben Joshua ha-Nagd, who
might conceivably also have been its author. This interesting,
Paul B. Fenton 20
near complete Judeo-Arabic commentary on Canticles was
discovered in the Second Firkovitch Geniza Collection (II
Firkovitch Evr.-Arab. I. 3870), housed in the Russian National
Library in Saint-Petersburg.
1
The manuscript, which comprises
18 folios, is divided into quires of five leaves, each of whose
pages contain 18 lines of writing. Unfortunately, the beginning
and end of the commentary are lacking, and a lacuna also occurs
between folios 10b and 11a, corresponding to the exposition on
Cant. 3:11 to 4:4. Otherwise the commentary covers chapter 1,
verse 6 until chapter 7 verse 1.
In the spirit of the mystical-philosophical tradition, the Song
is construed as an amorous dialogue between the lover,
identified with Intellect, and the beloved, with the Soul. Intellect
urges the soul to free itself from the shackles of the physical
body, to aspire to its rational perfection and thus attain mystical
communion, designated by the Arabic term winl.
2
In order to fully gauge the significance of the present
commentary, it will not be superfluous to dwell on the literary
context in which it saw light. By the fourteenth century, the
probable time of its composition, the mystical-philosophical
approach to Canticles presented no outstanding originality since
it had gained sway for some time amongst the books exegetes.
Indeed, of all biblical texts, the Song of Songs had exercised in
the Middle Ages a special fascination upon its commentators, as
demonstrated by S. Salfeld, who in his now classical study, had
enumerated no less than a hundred and thirty four commentaries
1
Cf. P. Fenton, A Handlist of Judaeo-Arabic Manuscripts in Leningrad
(Jerusalem, 1991), 127 and idem, Perush mism le-shr ha-shrm be-yaG
shel R. Dawd b. Yehoshua Maymn, Tarbiz 69 (2000), 53989
(henceforth: Perush mism).
2
On this term, see P. Fenton, New Light of R. Abraham Maimonides
Doctrine of Mystical Experience, Daat 50 (2002), 10719.
A Mystical Commentary on the Song of Songs 21
on this book.
3
Its very inclusion in the biblical canon called for
its allegorization and in the eyes of the Rabbis, the amorous
dialogue exchanged by the lovers expressed either Gods love
for His people throughout history, or Israels yearning for its
Messiah.
This historical interpretation was reechoed by numerous
commentators especially the Karaite authors for as long as
the Song was construed as an expression of Israels collective
destiny. However, from the twelfth century onwards, the
influence of Arabic Neoplatonism, and probably also Islamic
mysticism, penetrated Jewish biblical exegesis, bringing in its
fold a new emphasis on the importance of the individual. The
Song of Solomon was henceforth portrayed as a dialogue
between God and the individual soul of man. As far as is known,
the very first reference albeit a fleeting one to such an
interpretation can already be found in the eleventh century work
Fari al-qulb by Baya Ibn Paquda. The latter perceives in
the Song an expression of the love of the servant of God for his
Master and in the tenth chapter of the Portal Love of God, in a
context very strongly colored by Islamic Sufism, he interprets
thus the words of the Shulamite:
Up on my couch at night (Cant. 3:1), refers to the
solitude in the remembrance of God, whenever the friend
is alone with his Friend, and the lover isolated with his
Beloved.
4
3
S. Salfeld, Das Hohelied bei jdischen Erklrern des Mittelalters (Berlin,
1879). See also B. Walfish, An Annotated Bibliography of Medieval Jewish
Commentaries on the Song of Songs, in: S. Japhet, ed., The Bible in Light of
its Interpreters: Sarah Kamin Memorial Volume (Jerusalem, 1994), 51879.
4
Bay Ibn Paqda, bt ha-lebbt, ed. Y. Qfi (Jerusalem, 1973), 4234.
Paul B. Fenton 22
R. Abraham ibn Ezra, for his part, in the introduction to his
commentary on Canticles, reviews some of the existing
interpretations of the book. He mentions one opinion, which he
forthright rejects, according to which Canticles is an expression
of the speculative souls dialogue with the body.
5
Among the first interpreters to have withdrawn the principle
role in the allegory from the people and to have transferred it to
the soul was none other than Maimonides. In his opinion this
book was the symbol either of mans intellectual love for God,
or that of the soul for its perfection. This idea is expressed in a
key-text in the Mishneh Trh which was to set the tone for
generations of commentators:
What is correct love [of God]? It is to love God with an
extremely great, excessive and strong love to a point
where ones soul is tethered to the love of God. This
results in ones continuous preoccupation with it, like one
who is love-sick and whose mind is not free from the love
of a certain woman of whom he permanently thinks,
whether he be sitting, or standing, eating or drinking. Even
more so the love of God in the hearts of His lovers,
thinking continuously of Him, as we were commanded:
with all thine heart and with all thy soul (Deut 6:5). This
was expressed by King Solomon in allegorical form for I
am love-sick for Thee (Cant. 5:8). The entire Song of
songs is an allegory referring to this meaning.
6
Again in the Guide for the Perplexed III, 51, he uses a verse of
Canticles to describe the blissful state of true knowledge:
5
The philosophers were wont to explain this book according to the mystery
of the world and the manner of the union of the supernal soul with the body,
which is at an inferior level... [..] all are wind and vanity and untruth, except
that which our Ancients of blessed memory transmitted to the effect that this
book refers to the Congregation of Israel.
6
Hilekht teshbh ch. X, 3.
A Mystical Commentary on the Song of Songs 23
This I consider as the highest perfection wise men can
obtain by training. When we have acquired a true
knowledge of God and rejoice in that knowledge in such a
manner that whilst speaking with others, or attending to
our bodily wants, our mind is all that time with God; when
we are with our heart constantly near God, even whilst our
body is in the society of men; when we are in that state
which the Song on the relation between God and man
poetically describes in the verse I sleep, but my heart
waketh; it is the voice of my beloved that knocketh
(Cant. 5:2).
7
Later in the same chapter, Maimonides states:
When our Sages figuratively call the knowledge of God
united with intense love for Him a kiss, they follow the
well-known poetical diction: He kisseth me with the
kisses of his mouth (Cant. 1:2).
8
In the post-Maimonidean period, practically all philosophically-
minded commentators adopted this line of interpretation. The
most consummate expression of this tendency can be found in
the commentary of R. Joseph ibn Aqnn, who, though of a
philosophical turn of mind, was not a direct disciple of
Maimonides, as he is often erroneously taken to have been. In
his work Inkishf al-asrr wa-uhr al-Anwr (The Divulging
of mysteries and the revelation of lights), which it seems was
composed after the Guide,
9
Ibn Aqnn proposes a threefold
7
Maimonides, Guide for the Perplexed, ed. Qnfi, III, 51 (Jerusalem, 1972), 679.
8
Ibid., 684.
9
Joseph ibn Aqnn, Divulgatio mysteriorum luminumque apparentia, ed.
A.S. Halkin (Jerusalem, 1964). See also Halkin, Ibn Aknins Commentary
on the Song of Songs in Alexander Marx Jubilee Volume (New York, 1950),
389424. Steinschneiders opinion that the passage in the commentary (fol.
103b) which mentions the Guide is an interpolation, is not generally
accepted. Thus Ibn Aqnns work was written between 1185, the date of the
Guides composition, and 1204, the year of Maimonides demise. We have
Paul B. Fenton 24
approach to the explanation of Canticles: the literal, the
homiletic and the esoteric meanings. The latter does not yet refer
to Kabbalistic allegory but designates the philosophical
implications interpreted in the light of the speculative theories of
his time. He perceives in the Song a dialogue between the
Active Intellect and the rational soul who expresses its desire to
unite with the former, who, in turn, encourages the soul to
follow him. The impediments and accidents which hinder their
encounter express the impossibility of their union throughout the
souls imprisonment within the bodily frame. Apparently, this
interpretation is the personal and original creation of Ibn Aqnn;
at least, he prides himself in having been the very first to have
discovered this meaning of the book, which he considers to be
its true implication.
10
Conspicuous in Ibn Aqnns commentary is not only the
influence of Arabic philosophy, but also that of the Islamic
mysticism known as Sufism. Indeed, the definitions of love
supplied by him are in fact borrowed from one of the basic
manuals of Sufism the Risla of Ab l-Qsim al-Qushayr (ob.
1027).
11
It is possible to say that in the wake of Maimonides until the
spread of the Kabbalah, the majority of commentators, at least
discovered in the Geniza additional fragments of Ibn Aqnns commentary
unknown to Halkin, which complete certain lacuna in his edition: II. Firk. NS
991, frag. 272, ENA 3105.4, ENA 2993.6, ENA 2993.6, ENA 1069.8 and
Westminster College II, 59.
10
Inkishnf, fol. 4b: We have found that none of the Ancients have preceded
us in this interpretation. However, G. Vajda rightly points out that this title
cannot be awarded to him as long as our information is incomplete (in
LAmour de Dieu dans la thologie juive du moyen-ge [Paris, 1957], 145).
Indeed, certain exegetical fragments discovered in the Geniza which were
written in a similar vein, are referred to below, n. 11.
11
See P. Fenton, Deux traits musulmans damour mystique en transmission
judo-arabe, Arabica 37 (1990), 4755.
A Mystical Commentary on the Song of Songs 25
within the Judeo-Arabic sphere of influence, saw in the book a
philosophical allegory. This approach was quite widespread in
medieval times, as is demonstrated by the number of
commentaries composed in this spirit which we have encoun-
tered amid the Geniza writings.
12
Among the instructive examples of this tradition belongs the
commentary of R. Tanm Yerushalm, who, on account of his
impressive exegetical oeuvre, is known as the Ibn Ezra of the
East.
13
In contrast to the method applied in his other exegetical
works, R. Tanms commentary on Canticles, preserved in the
Oxford Ms Pococke 320 (Neubauer 363), follows a
predominantly philosophical line. As will be seen below, the
author of the commentary copied by R. David ha-Nagd was
12
We have located several specimens of anonymous treatises, e.g. Hunt. 496
(Neubauer 292), fols. 190267, a mixture of literal and esoteric exegesis,
which interprets Canticles as an expression of the love of wisdom. Likewise
among the Geniza manuscripts, we managed to identify fragments from
philosophic commentaries on Canticles, such as: BL Or. 5562d.1, T-S Arabic
44. 58, T-S AS 159. 91, ENA 2948. 22, ENA 2751. 42, ENA 3008. 1416, II
Firk. Evr.-Arab. I. 1888. However, because of their fragmentary character, it
is impossible to assign them a date or to identify their authors.
13
Tanums commentary was published as an anonymous text by Y. Qnfi
(amesh megillt (Jerusalem, 1962), Canticles, the fourth commentary), on
the basis of an incomplete manuscript (Sassoon 1147). Qnfi attributed the
commentary to an anonymous Yemenite scholar, not realizing that the
manuscript in fact contains two works, one of which is by Tanm, while the
second seems also to have been influenced by him. Cf. S. Eppenstein, Aus
dem Kohelet-Kommentar des R. Tanchum Jeruschalmi, Mf.WJ (1888), 13
and Qnfi, Megillt, 723. We have discovered an additional fragment in the
Geniza II Firk. NS 107, which corresponds to Qnfi, Megillt 73. A small
passage was published by Salfeld, Hohelied bei jdischen Erklrern, 146 and
in the appendix to the article by P. Kokovzov, Tanm Yerualmis
Commentary of the Book of Jonah, in Festschrift Baron Rosen (Saint-
Petersburg, 1897), 1635. Subsequently, one of my students discovered the
missing part of the Sassoon Tanm MS in the Yemenite MS published
anonymously in Y. Nahum, Mi-Yert Sifrtiyt mi-Tman, (Holon, 1981),
127.
Paul B. Fenton 26
familiar with R. Tanms exposition and adopted some of his
conceptions. Hence, it will not be irrelevant to dwell briefly on
Tanms method, set out in the introduction to his
commentary:
I did not proceed in this manner in the other biblical
writings except in this book because it is of an elevated
degree and its content is sublime. It is difficult to
understand its true meaning and it is not easy to describe it
let alone [...] them. However, it is clear that the literal
meaning of the book cannot be the initial intention.
Consequently, I saw fit to explain it according to the
present interpretation and method. Indeed, it is utterly
impossible that the intention of Solomon in this book is
that which is understood from the literal meaning of the
poetic expressions, the didactic words and the general
allegories.
14
Interestingly, in this introduction R. Tanm provides a brief
overview of the various interpretations of Canticles that had
been previously offered. In view of the proximity to the spirit of
the commentary we are about to discuss, the following extract is
not without relevance:
[Ms. Poc. 320, fol. 7a] There are some [commentators]
who claim that the beloved alludes to Wisdom ... others
say she refers to the House of Israel ... [8a] while others
still interpreted this book as the desire of the rational and
wise soul to attain the place of intellectual greatness
which is her principle, original world and primal element.
[The Song] is a description in human parlance (lisn al-
l)
15
of the darkness and the grossness which disfigure
her. These are not essential and do not belong to her
inherent attributes, but are accidental phenomena and
14
Qfi, Megillt, 127.
15
On this expression, see S. Munk, Comm. de R. Tanhoum de Jrusalem sur
le Livre de Habakkouk (Paris, 1845), 94.
A Mystical Commentary on the Song of Songs 27
physical states. She has contracted them through her
proximity to the corporeal faculties and her necessity to
manage them during her association [with the body], in
order to insure the longest possible survival of the latter
[8b], according to divine wisdom and the supernal will.
As for her essence, it is of extreme beauty and purity [as
expressed in the verse] I am black, but comely (Cant.
1:5) [...]. Indeed, her desire is great, and her remorse and
pain immense at having been separated from that source.
Intellect, which is her origin and element, having
perceived the sincerity of her request, irradiates upon her
his lights and reveals himself to her in a shining brilliance,
an overwhelming radiance and a resplendent illumination
(ishrq) according to that which she can at first bear. Then
he gradually increases perfection, apprehension and light
until the ultimate stage [...]. Intellect continuously
advances her and transports her from one degree to
another, so that she draws near to him and gradually
progresses towards him. When she inhales the fragrance
of her world, she pines for her homeland from which she
was exiled, tasting some of its fruit, delighting in the
perfume of its flowers and enlightened with the effulgence
of [intellects] splendour and sheen. Thereupon she enjoys
the beauty of his countenance and is reminded of that
which she had forgotten, spurning that to which she had
became inured. Thus she survives death and returns [to
her element] after her demise. She is graced with spiritual
vision and enlightenment. The veil is lifted from her and
she becomes luminous and in turn radiates forth light.
16
A further commentary written in the same spirit is that of the
Yemenite scholar R. Zekhariah the physician, who lived in
amr during the first half of the fifteenth century. Known in
Arabic as Yay b. Sulaymn al-abb, he left several exegetical
compositions including the Midrash haefe on the Pentateuch,
16
Ms. Bodl. Pococke 320, fol. 78. This passage from the introduction is
missing in Qfi, Megillt, but was published as an appendix to P. Kokovzov,
Tanm Yerualmis Commentary of the Book of Jonah, Festschrift Baron
Rosen (Saint-Petersburg, 1897), 1635.
Paul B. Fenton 28
a commentary on the Book of Esther, and an explanation of the
Chariot of Ezekiel.
17
His commentary on Canticles, written in
Hebrew and Arabic, of which a part was published anonymously
at the end of the last century, appeared with a Hebrew
translation some thirty years ago.
18
R. Zekhariah was deeply influenced by the Guide for the
Perplexed, upon which he had moreover written a commentary.
It is therefore no wonder that he based his explanation of the
Song of Songs on the philosophical-allegorical approach which
Maimonides had already adumbrated. In the introduction to his
commentary he defines the essence of the Song according to his
conception:
Know that the intention of this book is the desire of the
rational soul to regain its spiritual world for her perfection
is an essential [attribute], whereas her blackness is an
accident on account of her having been enamoured with
matter. At present she desires Intellect to whom she longs
to cleave.
19
It is noteworthy that in addition to Neoplatonic elements, R.
Zekhariah also weaves into the fabric of his commentary
mystical motifs of Sufic origin. Thus, for instance he quotes the
famous verse from the mystical martyr Manr al-all (ob.
922) I beheld my Lord with the eye of my heart.
20
17
On him see Y. Razhaby, Toratan shel beney Teyman (Qiryat Ono, 1995),
238.
18
M. Friedlander, The Beginning of a Judeo-Arabic Commentary on the
Song of Songs [in Hebrew], Festschrift M. Steinschneider (Leipzig, 1896),
4959. The whole text was published in Qnfi, Megillt, 17129, but a fuller
version, published in facsimile, is to be found in Y.L. Nahum, asfat
genzm mi-Teyman (+olon, 1971), 20237.
19
Qfi, Megillt, 26.
20
Ibid., 27. See Fenton, Les Traces dal-all, martyr mystique de lislam,
dans la tradition juive, Annales d'islamologie XXXV (2001), 127.
A Mystical Commentary on the Song of Songs 29
Let us return at present to the newly discovered commentary
copied by R. David, which too is enthused with a number of
typically Sufi concepts, as shall be demonstrated in the extracts
provided below. For instance, the author employs certain Sufi
technical terms which designate the spiritual stations leading to
the final aim: uns (intimity), qurb (proximity) and fan
(extinction). Such terminology connects this commentary with
the pietist movement that flourished under Sufi influence in
Egypt in the thirteenth century, in which the Maimonidean
dynasty played an important role.
21
This Sufi tendency is also
characteristic of the exegetic approach to the Song in that
period. Indeed, in view of the central importance of love in
Muslim mysticism, there is no wonder that the Song of Songs
conquered an important place in pietist exegesis.
22
A special mention in this respect should be made of the
commentary of R. Abraham he-asd, whose spirit is very close
to that of the present commentary. R. Ab al-Rab Abraham
(ob. 1223) was a prominent figure in the Egyptian pietist circle
who was deeply influenced by Sufi doctrine. In addition, he was
a close associate of R. Abraham Maimonides, the great-great
grandfather of R. David ha-Nagid the second, the possible
author of the commentary under review. Knowledge of R.
Abraham he-asds commentary on Canticles was first brought
to light by a Geniza fragment published by Naphtali Wieder.
23
We subsequently had the good fortune of discovering and
publishing over twenty years ago the beginning of this
21
On this movement see the introductions to P. Fenton, Treatise of the Pool,
2nd ed. (London, 1995) and idem, Deux traits de mystique juive (Lagrasse,
1987).
22
See Fenton, Deux traits musulmans damour mystique, 4755.
23
N. Wieder, Islamic Influences on the Jewish Worship (Oxford, 1947), 34
5.
Paul B. Fenton 30
commentary on the Song of Songs. In the intervening years we
vainly searched for further fragments of this highly interesting
text, which bears perhaps the most eloquent testimony to the
profound influence of Sufi concepts and terminology on Jewish
literature. It was our hope that with the long awaited liberation
of the Firkowitch collection additional pieces would come to
light. Our expectations have only partially been fulfilled with the
discovery of a small additional piece which is published as an
appendix to the present article. R. Abraham sees in Canticles,
attired in the allegorized form of human love, an initiatory
manual for the pietist wayfarer along the spiritual path leading to
the ecstatic vision and mystical communion through the practice
of holiness, love of God and the recollection (dhikr) of the
Divine names.
24
Since there is a common denominator between R. Abraham
he-asds interpretation of Canticles and the present commen-
tary, our initial hypothesis was that he might also be the latters
author. However, despite a similarity in vocabulary, a
comparison of the style convinced us that this was not the case.
Indeed, Abraham he-asd is more diffuse in his treatment of
each verse which he interprets in keeping with his general
understanding of the text as a spiritual manual. This key-note,
which presumably ran throughout his interpretation, is absent
from the present commentary.
24
Cf. P. Fenton, Some Judaeo-Arabic fragments by Rabbi Abraham he-
asd, the Jewish Sufi, JJS 26 (1981), 4772: Holy of holies, that is he
obtaineth therefrom the ultimate end and the final aim which leadeth to the
spiritual realm through the practice of external and internal holiness and
excessive love of God, exalted be He, and the delight in His recollection
(dhikr) and His holy Names. See also Appendix.
A Mystical Commentary on the Song of Songs 31
Having thus dismissed the possibility of R. Abraham he-
asds authorship, the likelihood of its attribution to its scribe,
R. David Maimonides, has now to be discussed.
R. David b. Joshua Maimonides
R. David b. Joshua Maimonides (circa 13351415) was the last
member of the Maimonidean dynasty known to us. He
flourished at the close of the fourteenth century in Egypt and
Syria where he was active as nagd, head of the Yeshbh, and
as a prolific author.
25
Among his works figures notably the al-
Murshid il at-tafarrud (Guide to Detachment), which is also
pervaded with a Sufi tone.
26
R. David was also a collector and
copyist of manuscripts, and insofar as several specimens of his
hand have survived in manuscripts copied or owned by him,
which are mentioned in our monograph,
27
his identification as
the scribe of the present manuscript can conclusively be
demonstrated. The question is now whether in addition to having
copied this commentary, R. David was also its author. In reply
to this query two important factors need to be taken into
account. First, his exegetical activity, and, second, the special
relationship to Canticles exhibited by David Maimonides
writings which have thus far been identified. In his Guide to
Detachment, R. David quotes Canticles on no less than twenty-
25
See Idem, The Literary Legacy of David ben Joshua, last of the Maimo-
nidean Negdm, JQR 75 (1984), 156.
26
See David Maimonides, Doctor ad Solitudinem et Ductor ad Simplicitatem,
ed. P. Fenton (Jerusalem, 1987). In the meantime we have discovered two
further fragments of this work: II. Firk. NS 964 and NS 1161, fragment 19.
27
Cf. Fenton, Literary Legacy, 412. Since the latter appeared, we have
been able to locate several additional manuscripts which are listed in a special
study published with the Hebrew version of the present paper in PeruVK
mism. A study of David Maimonides hand was already made by D. Sassoon
in the introduction to his edition of Maimonides Commentary on the Minah
(Copenhagen, 1956), 367, plates XIIXIV.
Paul B. Fenton 32
one occasions; in two instances he even bases his spiritual
doctrine on a verse from the Song. In one case he actually
defines his understanding of the book:
The highest degree of this station is also alluded to in the
Song of Songs in the verse: O that thou couldst be my
brother, from the breasts of my mother (Cant. 1:8).
Indeed, the axis of this book revolves upon the stations
(maqmt) of the soul and its states in plying (sulk) the
Path to God, as well as the attainment of the ultimate goal
(al-wul il al-ghya al-quw), which is love of the
Supreme Reality, the Light of lights and the Mystery of
mysteries and the longing of the soul for God, may He be
extolled. Since this is a subtle subject and noble matter,
the Sage (i.e. Solomon) expressed it in the form of an
allegory, as is the wont of prophets and sages in
connection with abstruse and lofty subjects and subtle
concepts. He composed it in the form of the rapture (ishq)
of the concupiscent soul for one of the sensual objects of
love of the physical world.
28
In a second passage, in connection with an explanation of the
verse My soul desired thee at night, (Is. 26:9) he declares:
His soul was not reliant on the senses in order to attain
[metaphysical] perception, but was able to obtain it
through the soul itself, as if he had said: I desire thee
through my soul [...]. The reason for the occurrence of
this quest at night-time is because thoughts are sometimes
dependant on sense-perception upon which the soul relies.
Here, however, he means that perception comes about
purely through the soul, independently of any other
intermediary. He sought his object precisely at night on
account of the abatement of the senses in their
apprehension of the objects of sensation. This [situation]
resembles the words of the revered sage and perfect prince
[Solomon] when he said Upon my couch at night I
sought the beloved of my heart (Cant. 3:1). Undoubtedly,
the intention of the sage in this verse was to seek by
28
al-Murshid, 61.
A Mystical Commentary on the Song of Songs 33
means of the very soul and intellect the True Beloved after
whom the intellects pine and with whom the souls are
enraptured. Indeed the essential words of the Song of
Songs are all addressed to the Primal Love, blessed be He,
by the rational souls in their proclivity, yearning and quest
for Him.
29
It is tempting, on account of this stylistic similarity, to assume
Davids authorship of the present commentary but, of course, he
may simply have been the copyist of a work compiled by
another author, who remains unknown to us.
The Present Commentary
Our author makes hardly any use of midrashic and rabbinic
material, or for that matter, medieval sources. The only other
work he mentions, besides his own hitherto unknown al-qada
al-ikmiyya, is the commentary of R. Abraham ibn Ezra on
Canticles. He provides a lengthy passage from the latter, which
is at variance with the printed editions in not a few instances. It
is worth recalling that David Maimonides was particularly fond
of Ibn Ezras exegetical works, often quoting them in his
writings. Moreover, when Joseph Bonfils came to the East, the
nagd prevailed upon him to compose a super-commentary on
Abraham ibn Ezras commentary on the Pentateuch.
30
As for the authors place of residence, it is noteworthy that at
one point he makes a lively comparison with the Tigris and
Euphrates, which may suggest that he hailed from Iraq, a detail
29
Ibid., 835. Cf. also his words in Tard al-aqiq, Ms. Bodl. Hunt. 489,
fol. 95b.
30
Cf. Fenton, Literary Legacy, 23 and 42. In his Pentateuch commentary,
Kell ha-yf, discovered in ms. II Firk. Evr. A 69, after the publication of our
monograph, David Maimonides abundantly quotes from Ibn Ezra.
Paul B. Fenton 34
that does not, however, tally with David Maimonides
biography. However, this could just be a literary locus.
We are in the dark too as to the time of redaction save the
fact that the author lived after R. Tanm Yerushalm (circa
12201291), for he uses the latters commentary on Songs, as
can be proved from the examples given below. On the other
hand, as far as can be ascertained, he was not influenced by
Joseph Ibn Aqnns commentary on Canticles nor any other
known to us.
As already stated, the author perceives in Canticles an
exchange between the soul and the intellect and he endeavors in
the development of the commentary to bring out the alternating
movement of their dialogue. As in Ibn Aqnns interpretation,
the soul expresses her desire to be united with the intellect,
despite the physical obstacles of nature. Intellect too is attracted
to the souls beauty, which though inherent in her ethical and
intellectual virtues, is impaired by her attachment to matter.
While following this interpretation throughout the song, the
author does not exclude the possibility of a historical purport to
the work, as he explains in the following passage:
Know that my intention in this commentary was solely to
explain the principles of the sapiential sciences through
the relationship of the soul, the intellect, supernal wisdom
and the elements (mabi), for that was the intention of the
author of this sublime song. If thou sayest, on the contrary,
his intention was to express the situation of Israel in
relation to God at the time of the exile, the First and
Second Temples, or in Egypt, at the Revelation or the
Messianic Era, you are at liberty to do so. But thou canst
not state that the latter are its exclusive meaning.
31
31
II Firkovitch Evr.-Arab. I. 3870, fol. 5ab, in Fenton, Perush mism, 556.
A Mystical Commentary on the Song of Songs 35
Though his style is relatively sober and unadorned with literary
flourish, his language is imbibed with philosophical and
mystical terminology. Comments on each verse, which are
alternately put into the mouth of the soul and the intellect, are
usually terse, sometimes to the point of obscurity. The author
concludes his observations by recalling the verse at the end of
his explanations with the words: this then is the signification of
such and such.
All in all we have before us a powerful and engaging
interpretation of Canticles which not only supplements our
knowledge of Jewish mystical exegesis of a Sufi-type, but also
adds another manuscript to the works copied, if not authored, by
R. David ben Joshua, last of the Maimonidean negdm.
Extracts
Since the full Arabic text has been published by us elsewhere,
32
we shall content ourselves with providing just a few extracts
illustrative of the authors use in his explanations of meta-
phorical exegesis and Sufi concepts.
[Fol. 1a] Look not upon me, that I am swarthy, that the
sun hath tanned me (Cant. 1:6).
If thou beholdest the effect on me of the vicissitudes of
existence, deem not that this effect is inherent in my
divine essence. Moreover, if thou observest that the form
of my complexion is disfigured and decomposed, do not
consider that that has affected my reality, for I am not of
the world of nature and the physical bodies.
33
I am but a
32
See above, n. 1.
33
Cf. Tanms commentary on this verse (Bod. Poc. 320, fol. 14b in Fenton,
Perush mism, 549, n. 34.): The meaning of this verse is that the soul states
using human parlance: This blackness and swarthiness, which have affected
me, are not inherent in me, but have overcome me through an accidental
Paul B. Fenton 36
bird and this [body] is temporarily my cage and my
physical envelope.
34
This is the intention to which the
[soul] alludes in these precious abodes.
35
The following telling extract deals with the necessity of spiritual
preparation under the guidance of a spiritual mentor. To this
end, the soul is assisted by complying to the ways of the
ancient shepherds and through the practice of solitude. The
author perceives this idea in the verse go thy way forth by the
footsteps of the flock.
He explains:
[Fol. 1b] If thou knowest not, O thou fairest among
women, go thy way forth by the footsteps of the flock
(Cant. 1:8).
This is Intellects speech (lisn al-l)
36
in reply to the
souls statement I am black Look not upon me... Tell
me (v. 57). By if thou knowest not, he means: if thou
knowest not the discipline through thine own essence, then
follow those that have preceded
37
as if the verse had
stated: if thou knowest not the answer to the questions,
thou wilt gather knowledge [from those that have
preceded]. His design therewith was [to state] that if thou
hast imagined the meaning of the knowledge of the
occurrence through my not having been preoccupied with that which perfects
my essence.
34
In the introduction to his commentary, Tanm also compares the soul to
an ensnared dove. For the allegory of the soul as a bird or a prisoner, and
the body as a tunic, see H. Malter, Personification of Soul and Body, JQR 2
(1912), 45379 and I. Goldziher, Kitb man al-nafs (Berlin, 1907), 46, 50
(German Section).
35
Fenton, Perush mism, 549.
36
Compare the expression used by Tanm in the passage from his commen-
tary cited in the previous note. For the meaning of this expression, cf. above, n. 15.
37
Cf. Tanms commentary (Poc. 320. fol. 14b in Fenton, Perush mism,
550.): If thou knowest not this [knowledge] in such a manner as thy grasp it
from and through thyself, without intermediary, then thou wilt be obliged to
first obtain it from an external source.
A Mystical Commentary on the Song of Songs 37
statements, and they have been acquired by thee and none
else, then thy situation is replete, O thou fairest among thy
sisters.
Reflect on the pertinence of his reply fairest among
women in response to her statement I am black, but
comely. Indeed, he acknowledged her essential beauty
and recognized that the cause of these accidents, blackness
and negative effects, was the satisfaction of the natural
needs, inasmuch as her internal [essence] remains
impervious to effects and accidents.
Observe how he did not specify that she was more
beautiful than the other women for the souls are identical
from the point of view of their species.
38
This demon-
strates Intellects greatness, for differentiation [among the
souls], proceeds from the point of view of the [souls]
receptivity.
Upon concluding his appeal to her, he submitted a
solution, saying: go thy way forth by the footsteps of the
flock. He meant disengage thyself and emerge from thy
body through solitary detachment. This explains the word
thy[self]. However, it is possible to consider this
[construction] as idiomatic to the [Hebrew] tongue.
The footsteps of the flock means: aspire to the aims of
the past souls
39
; and pasture thy sheep: bring thine
intellectual and ethical virtues in line with the aims of the
ancient shepherds and follow solely the elect spirits. If
thou beest a spiritual wayfarer, do not innovate unknown
spiritual disciplines (taslkt),
40
but thou must strike the
pegs of the tents of instruction on the spot where stood the
tents of these ancients shepherds. This is the meaning to
which we referred, namely if thou enterest not from the
door which they opened, thou wilt not be received. This is
the meaning of what we have said, namely: if thou
enterest not by the open door, thou canst not be received.
38
As propounded, for example, by Ibn Sn, Risnlat al-mabda wal-mand,
ed. A. Nrnn, (Tehran, 1343H), 72.
39
Cf. Ibn Aqnn, Inkishf, 50.
40
The technical term used here for spiritual guidance, taslk, is especially
peculiar to the Egyptian school of al-Kurn (ob. 1367), who, according to al-
Shaarn (abaqt, vol. II [Cairo, 1954], 65), was known as a master of
taslk.
Paul B. Fenton 38
This, then, is the meaning of the verse besides the
shepherds tents (Cant. 1:8).
41
As a comment on this passage, it can be pointed out that, in
keeping with Sufi principles, the Jewish pietists saw absolute
obedience to the spiritual guide as an obligation. Indeed, R.
Abraham Maimonides declared in his Kifya:
He who walks the path without a guide (musallik) will find
it difficult to reach the aim (wul) and will encounter
obstacles on his path. Some will go astray from the
[straight path] or will think that they have already arrived
at attainment whereas in fact they have not yet reached it,
as happened to many of the false prophets. Whereas if
they were to have had a mentor who himself had attained
the aim and if the disciple were gifted and had correctly
fulfilled the instructions of his guide he would also have
reached the aim.
42
In his interpretation of I adjure you, O daughters of Jerusalem
(Cant. 2:7), our commentator interprets the vow of the soul as
a warning against divulging the secret of love unless preceded
by the necessary preliminaries. This warning may perhaps echo
the Sufi doctrine concerning the necessity of dissimulating the
mystery of Divine Love:
43
[Fol. 6a] I adjure you, O daughters of Jerusalem by the
gazelles, and by the hinds of the field (Cant. 2:7). This is
an oath the soul addresses to the Sages of Israel and the
41
Fenton, Perush mism, 550.
42
See Abraham Maimonides, High Ways to Perfection, II, ed. S. Rosenblatt
(New York-Baltimore, 19281937), 422, See also Fenton, Deux traits de
mystique juive 4950.
43
Indeed, according to Sufi tradition, the martyrdom of the classical Divine
lover, al-all, was due to his having transgressed this prohibition. Cf. L.
Massignon, La Passion de Hallj, t. I (Paris, 1975), 342.
A Mystical Commentary on the Song of Songs 39
seekers of the Lord [imploring them] not to proceed in
divulging the truth of Love, the nature of its essence and
what it entails both for the lover and the beloved, in the
absence of preliminary preparation and until its time has
come. The reason for which this oath is made on the
gazelles and hinds, is that the wisdom of this allegory
hints that the gazelles are the great sages and the hinds
are the prophets. The oath is addressed by the disciples to
their masters and vice versa; by the disciples, in order for
their masters to show restraint, and by the masters in order
that the disciples be steadfast in their restraint. The
expression until it please (tepa) (v. 7) is an allusion to
such time as initiation (irda)
44
is completed on the part of
the aspirant (murd)
45
in relation to his goal. It is also
plausible to say that the oath on the gazelles or the hinds
is on account of their dwelling permanently in the desert
and that the people of love (ahl al-maabba)
46
often
repair to the wilderness.
47
The commentator can be almost poetic in his diction, as, for
example, in his interpretation of the verse [Fol. 7b] For the
winter is past (Cant. 2:11):
44
This term, normally designating will, desire, is used here in its Sufi
technical sense of initiation or discipleship.
45
The terms mlib (disciple, seeker) and murd (aspirant) are the technical
words used in Sufism to designate the followers of the mystical path. Our
commentator relates this notion to the Hebrew verb I. Interestingly, in the
Murshid, fol. 31ab, David Maimonides too equates the term murd with the
Hebrew afem (Neh. 1, 11), which was apparently the technical term
employed by the asidm when speaking of themselves. See also Deux
traits de mystique juive, 39 and 264.
46
This is a byname for Sufi in Muslim literature.
47
Fenton, Perush mism, 5578. The author is alluding to the discipline of
solitary devotion (NKalwa), often practiced by the Sufis in the desert, which
was also advocated by the pietists. Though the latter idealized the nomadic
life-style of the Patriarchs, they recommended domestic solitude. Cf. Deux
traits, 5866, 1623.
Paul B. Fenton 40
The beloved began to explain the disappearance of the
obstacles which had delayed the soul from the obtaining of
perfection and its ascension towards its [supernal] world.
[The Intellect] exclaims: the time of ignorance is past and
the impediments of custom and habit have melted and the
low forms have all been effaced and substituted by
virtues. This is the meaning of the verse: the winter is
past. The sky is clear, the night moonlit, and the stars of
speculation are shining. The rain has gone and there is
nought to hinder thee from traversing the stations, rending
the veils (tarq al-ujb)
48
and removing all obstacles.
49
A drift of the dialogue sequence can be gathered from his
comments on Cant. 5:14, which are also typical of his
allegorical method:
[Fol. 12b13a] I am come into my garden, my sister, my
bride; I have gathered my myrrh with my spice ... eat, O
friends; yea, drink abundantly (Cant 5:1).
The Intellect exclaims: I entered my garden, signifying
thereby that I have been united with the soul and the soul
with me
50
. She has acted with me with the noblest virtue
and there exhaled from me the most fragrant recollection,
the sincerest outcome and the most blissful delight. Eat
then from this table, O brethren of truth and drink of the
beverages of its gnosis!
I sleep, but my heart waketh; Hark! my beloved
knocketh: Open to me , my sister, my love (Cant 5:2).
The soul replies: Though I slumber amongst the natural
elements (mabi) and am oblivious of my [true] world,
the traces of my Beloved are as a voice knocking, and, as
48
The rending of the veils is a Sufi expression designating spiritual pro-
gression. Hujwrs classical Sufi manual, Kashf al-majb (Eng. trans. by
R.A. Nicholson, London, 1911), is based on the progressive rending of the
eleven veils. In certain sources the veils envelop the r and are uncovered
by recollection (dhikr). Cf. L. Massignon, Passion de allj, t. III, p. 26, n. 3.
49
Fenton, Perush mism, 55960.
50
Significantly, the author uses the verb ittaada, which is the consecrated
Sufi term for mystical union.
A Mystical Commentary on the Song of Songs 41
it pierces my ear, [I realize that nature] is superfluous and
devoid of promise.
Open to me refers to Gods love of the perfection of the
souls, or, if you prefer, [it alludes] to the Intellects
anticipation of the severing of the bonds of nature and the
undoing of the locks of the mysteries
51
and allegories.
I have put off my coat; how shall I put it on? I have
washed my feet; how shall I defile them? (v. 3).
The soul says: I have doffed the tunic of matter (hayl),
how then can I again don it? I have cleansed my nature
from the defilement of time, how then can I again soil it?
He alludes thereby to the souls discourse to Intellect
saying: Deal kindly with me O Beloved, so that I leave
not the body while still in possession of that which will
necessitate my return to it.
My beloved put in his hand by the hole of the door, and
my heart was moved for him (v. 4).
The soul says: How may I be patient without seeking
union (wil) and the goals, having been excited by the
perfume and traces of knowledge? She means thereby
that he attracted me with his very first thought and excited
me with his first trace. The hole refers here to the
barza,
52
which is the curtain of partition, the noble veil,
interposed between her and her Beloved.
53
51
imilt, the code words used in the initiatory discipline. Locks (aqfl)
can also be a technical term. In some Sufi sources they are related to the inner
heart (sirr), and are opened by proximity (qurb). Cf. Massignon, Passion de
allj, t. III, p. 26, n. 3.
52
This is a Sufi technical term, especially typical of Ibn Arabis school,
referring to the intelligible limit between the imaginal world and reality.
See W. Chittick, The Sufi Path of Knowledge (Albany, 1989), 145, 1178.
Tanm Yerushalm, who, it seems, is the source of our commentator, uses
the same term in his explanation of Cant. 7, 1 (Poc. 320, fol. 60b): For the
soul is like a partition (barzakh) twixt the domain of the body and its
faculties, with its various desires and appetities, and the domain of the world
of the intellects and the guidance which emanates from them upon the lower
world.
53
Fenton, Perush mism, 5689.
Paul B. Fenton 42
Finally, of singular interest is his explanation of Cant. 6:3, I am
my beloveds and my beloved is mine which is seen as an
expression of the beloveds annihilation within the object of her
love, designated by the Sufi technical notion fan.
[Fol. 16b17a] I am my Beloveds and my Beloved is
mine (Cant. 6:3). We have already explained earlier (fol.
8b, Cant. 2:15) that whenever thou turnest to the love of
an object and desirest all that that object desires, then it is
as though [that object] had become thyself and thou hast
become it, insofar as thou possessest it and thou art
enslaved unto it. To be sure, thine annihilation (fan)
within it is a mighty witness and indication that he belongs
to thee and thou belongest to him.
54
54
Ibid., 5745.
A Mystical Commentary on the Song of Songs 43
APPENDIX
New fragments from Abraham he-asds Commentary on the
Song of Songs
The present text is based on the following manuscripts:
Q = Cambridge University Library, T-S Arabic 1b.7, which
we described and published in 1981.
55
It covers Cant. 1:1 and, in
an interpolated passage, Cant. 5:6. It is republished here on
account of the improved readings now available through the
discovery of the new fragment.
P = Russian National Library, St. Petersburg, II. Firk. I. 1124,
frag. 113 and II. Firk. NS 908, frags. 1314. These two pieces
belong to the same manuscript and were recently discovered
among the call-marks containing numerous, miscellaneous
exegetical fragments.
56
They contain 13 lines of script written in
an Egyptian square hand, covering Cant. 1:1 and 1:25. The text
of the first fragment of P overlaps with Q and allowed the
identification of the work.
= 1 . 7
= . 1124 I . 113
. . 908 , 14 13 .
.
.
55
P. Fenton, Some Judaeo-Arabic fragments by Rabbi Abraham he-asd,
the Jewish Sufi, JJS 26 (1981), 4772.
56
See Fenton, Handlist, 51.
Paul B. Fenton 44
] [
] : , [ ] : [
.
] :
[ ] : [ ] : [ ] :
[
' ] : [ ] : [
] : [ ] : [
] : ] [
.[ .
] : [
] : [ .
] [ .
] :
[ ] . : [
] : [
. ] .[
] :
.[
] : [ [...] [..] [...]
] [ ] [
[...] ] [ [..] [...] [...]
[...] [...] :
A Mystical Commentary on the Song of Songs 45
] . . 908 , 14 13 [.
13
.
) ? (
[...]
.
) ? (
] [
13
. .
.
.
.
.
.
Paul B. Fenton 46
14
.
.
.
.
.
14
.
.
.
] [
A Mystical Commentary on the Song of Songs 47
Translation
Fragment I, Cant. 1:1
Abraham the Pious, may the memory of the holy be a
blessing.
The Song of Songs. Know that when the Hebrew tongue
desires to express [1b] the superlative, it adjoins the noun to its
plural as it is said The King of Kings (Ez. 36:7), the Holy of
Holies (Ex. 29, 37 and elsewhere), and similarly when the
diminutive is to be expressed, such as Vanity of vanities (Eccl.
1:2), Slave of slaves (Gen. 9:2)
57
. As this Song is of extreme
holiness, it is referred to
58
... as the Song of Songs. For this
reason, they (sc. the Rabbis) have said All songs are holy, but
the Song of Songs is the holy of holies (Cant. Rabb. 1:2), since
it is a means of attaining the ultimate end (al-ghya al-quw)
59
and final goal [2a] because it leads to the spiritual realm through
the practice of inward and outward holiness
60
as well as through
57
This grammatical observation is to be found in Isaac Ibn _ayyts
Commentary on Eccles. (Qfi, Megillt, 273) and in Ibn Aqnns
commentary on Canticles (Ibn Aqnn, Inkishf, 20). Judging from the large
number of his books devoted to grammar (cf. E.J. Worman, Two Book-Lists
from the Cambridge Geniza Fragments, JQR 20 (o.s.) (1908), 460, Abraham
he-asd must have been a keen grammarian.
58
The scribe mistakenly inserted here the commentary to Cant. 5, 8. As he
subsequently crossed this out, we have taken the liberty of placing the
passage concerned at the end of the present text in order to re-establish the
integrity of R. Abrahams introduction. This later passage allows the
assumption that our author did indeed comment on the whole of Canticles.
59
Most Sufi orders agree that the ultimate stage along the Spiritual Path is the
Love of God. Bay also (al-Hidya il ghari al-qulb, ed. A.S. Yahuda
[Leiden 1912], 378) considers it the goal (ghyat al-martib). The specific
term al-ghya al-quw to designate the love of God is used in al-Ghazali,
ed., Iy Ulm al-Dn, vol. IV, ch. 6 (Beirut, n.d.), 294. R. David ha-Nagd
also uses it in the passage quoted above, n. 28.
60
In Abraham Maimonides (Comment. on Genesis and Exodus, ed. E.
Wiesenberg [London 1958], 305 ff. outward holiness refers to the removal
of uncleanliness through ritual ablution, whereas inward holiness is the
Paul B. Fenton 48
the extreme love of God and the delight in His recollection
(dhikr) and holy names.
Whosoever desires to tread the path of the Lord (derekh),
61
which leads to His gates, if those gates be opened to him, he will
receive from Him a generous emanation (fay) by which he will
perceive all that lies within the gates, which is the world of
spiritual entities. A vision (mukshafa)
62
will take place and he
will behold wondrous secrets and comely forms toward which
he will long to draw nigh and with which he will desire to
commune. Their love will enrapture him and he will grieve at
their parting.
63
They are those alluded to in the verse The flame
purging of the hearts and the emptying of the thoughts of all except God. Cf.
al-Ghazali, Iy, vol. I, ch. 3, 126.
61
Pace G. Cohen (art. cit. 84); we agree with N. Wieder that this expression
parallels the Sufi term marqa. It is used continuously in this sense by
members of the pietist circle, such as the author of T-S NS 189.9, this noble
spiritual state (maqm) on the Path (masll) to God. Cf. Obadyah
Maimonides Treatise of the Pool, 101: Beware lest thou departest from thy
path and destination, we shall go by the road of the King (Num. 20, 17),
we shall go up by the Highway (Num. 20, 19), and David Maimonides, al-
Murshid, 90: the pietists, wayfarers (sullk) in the path and way of God
(derekh ha-shem -masll).
62
The lifting of the veils after spiritual training. Cf. al-QushD\U, al-Risla
al-Qushayriyya, vol. I (Cairo, 1966), 226.
63
It is interesting to compare this account of the ecstatic experience with
Obadyah Maimonides, Treatise of the Pool, 82: Upon achieving this state,
the phenomena that were previously concealed from him and others, will be
revealed to him. Reasons will shall strengthen and will reveal that which is
inscribed on the Well-guarded Tablet (al-law al-maf). Divine visions
will be manifested to him without his knowing whence they came. He will
walk by the light of his intellect; and ibid., 90 (fol. 12b) When thou
remainest alone with thy soul after having subdued thy passions, a gate will
open before thee through which thou wilt contemplate wonders. When thy
five external senses come to rest, thine internal senses will awaken and thou
wilt behold a resplendent light (nr bhir) emanating leave a man
bewildered; ibid., 96: Upon attaining to this degree, then all veils will be
lifted and thou wilt behold naught but the Souls and the Intelligences and
A Mystical Commentary on the Song of Songs 49
of the turning sword (Gen. 3:24),
64
which turns into men, then
angels, then women (Gen. Rabb. 21:13), since it is in
accordance with ones attainment and capacity, that vision of the
form and the beauty of the spectacle takes place. The Sage
(Solomon) at times refers to this vision and communion as
bride and at others as love, whereas the seeker (qid)
65
of
this bride and love [2b] is called beloved, as it is said My
beloved is mine ... as an apple among the trees of the orchard, so
is my beloved among the young men (Cant. 2:3). The plural is
here mentioned as an allusion to those who choose a master
66
in
their quest for the goal, these are the disciples of the prophets
(2 Kings 6:1 and elsewhere)
67
; My beloved is a sachet of
myrrh, a cluster of henna flowers (Cant. 8:4), refers to the
beauty of his manner and the abundance of his perfumes.
Moreover, sachet of myrrh alludes to inward and outward
thou wilt perceive the Prophets and Saints in comely form. For the tradition
underlying this account, see A. Altmann, The Delphic maxim, in Studies in
Religious Philosophy and Mysticism (London, 1969), 34ff.
64
Maimonides also quotes this verse to describe the transient state of
illumination which appears and then vanishes, (Qnfi, Guide, Intro., 6, and
ibid., I:49, 110.)
65
Qid is a Sufi term for aspirant, also employed in Abraham
Maimonides, High Ways, II, 306.
66
imaaba, VIIIth form, to choose a master or to take an associate.
67
Like Bay (al-Hidya, 374) who uses the term to designate ascetics,
Abraham Maimonides employs the expression disciples of the prophets in a
general sense to designate the Jewish Sufis (Abraham Maimonides, High
Ways, II, 136), those who follow in many respects the practice of the ancient
Prophets of Israel. In a more particular sense, the expression refers to the
master-disciple relationship practiced by the Prophets and, according to
Abraham Maimonides, subsequently adopted first by the Sufis and then by
the Jewish Sufis (ibid., II, 324, 422). Cf, also David Maimonides, al-Murshid,
42: The way of pietism and the disciples of the Prophets. Moses
Maimonides also lends this expression a special meaning (Yesdey ha-Trh
VII:5). Indeed, his description of the nature of a Prophet (ibid., VII:1) could
well be a description of a Jewish Sufi.
Paul B. Fenton 50
perfection. We shall expatiate on the unveiling of this marvelous
verse which leads to the noble goal. The latter is the highest
wisdom, action and discipline [leading] to this end.
As for of Solomon, it means that this Song was composed
by Solomon the son of David in his extreme passion and love
(ishq)
68
for God ... the attainment will be .......... this majestic
state ................. through the quest for wisdom ................. the
great Song and they (the Rabbis) said Every Solomon
mentioned in the Song of Songs is Holy (TB. Seb. 35b) .... is that
it is God ..... this Song ... explanation ..... He kisses me (Cant.
1:7).
Fragment II, Cant. 1:35
[13a] and, as it is said: For Thou hast been my help, [and in the
shadow of Thy wings do I rejoice]. My soul cleaveth unto Thee;
Thy right hand holdeth me fast (Ps. 63:9). Had not the Torah
led to this path.
Then he said: Thine ointments have a goodly fragrance
(Cant. 1:3) as a reference to the virtue of the disciples of the
Torah who through their deeds and sustained efforts have
achieved the ascent towards Him, extolled be He, whose actions
... and goodly fragrance, as it is said: See, the smell of my son
is as the smell of a field which the Lord hath blessed (Gen.
27:27) ... on account of his ointment and how he lights up the
darkness and exhales a goodly and pleasant odor. Likewise the
lights of the souls which perform them, that is the Torah and the
precepts, [are like ointment, whose] perfume exhales from [13b]
afar. One of the properties of ointment is that is floats upon the
68
The term ishq passionate love was considered strong language and was
censured in Sufi circles if used to denote mans love for God (Risla, II, 615).
However, the term was used in this context by Maimonides, cf. Vajda, Amour
de Dieu, 135 n. 4 and Qfi, Guide III:51, 684.
A Mystical Commentary on the Song of Songs 51
surface of water. Likewise, the souls of the wayfarers ascend
upwards. The Torah is called good, and those that inherit it
the goodly ones. It is written For I give you good doctrine;
forsake ye not my teaching, (Prov. 4:2) and it is also said: Do
good, O Lord, unto the good. (Ps. 125:4). When kings receive
the oil of anointment which is the sign of consecration and their
dedication unto God and unto the True Torah, about which it is
written: And it shall be with him, and he shall read therein all
the days of his life (Deut. 17:19) since it will lead him to the
loftiest station.
He said: Thine ointments have a goodly fragrance. (Cant.
1:3) It behooves him that meditates the [Holy] book, to fear the
Divine names and to delight in the evocation of God and His
holy Names. Thus the soul will delight at the moment of its
anointment with the goodly oil, since it derives no pleasure from
food and drink but only from a pleasant odour (TB Berkht
43b), as it is written: thy name is as ointment poured forth
(Cant. 1:3).
69
This is an allusion to the individual who has
attained Love of God, as it is said: therefore do the maidens
love thee (ib.). He compared the elite to women in the
expression maidens, on account of their detachment from
worldly pursuits and their dedication to Divine Love.
Thereafter he stated Draw me, we will run after thee (Cant.
1:4). The more thou movest me with thy lights and thine illumi-
nations, the more I pursue thy Torah, as it is written After the
Lord your God shall ye walk (Deut. 13:5) until the King has me
enter his private chamber, that is God whose chambers are the
69
This is perhaps an allusion to the sensation of anointment and conse-
cration reported by certain Jewish ecstatics at the height of the mystical
experience. Cf. M. Idel, The Mystical Experience in Abraham Abulafia
(Albany, 1987), ch. III, 1 and E. Wolfson, Abraham Aboulafia, cabaliste et
prophte (Paris, 1999), 1624.
Paul B. Fenton 52
inner court which lead to the seat of life, the seat of eternity and
ascension. Whereupon the soul strengthens and delights.
We will be glad and rejoice in thee, we will find thy love
more fragrant than wine! (Cant. 1:4), this is the ineffable and
incomparable bliss and pleasure, about which it is said Neither
hath the eye seen a God beside thee (Is. 64:3), They are
abundantly satisfied with the fatness of Thy house (Ps. 36:9),
70
For a day in Thy courts is better than a thousand (Ps. 84:11).
On account of the obscurity inherent in these verses, thou
canst only grasp the metaphorical interpretations (tawlt) and
not what is [literally] stated. Therefore he expressed himself
more clearly: I am black, but comely, [O ye daughters of
Jerusalem, as the tents of Kedar]. (Cant. 1:5), i.e. though she is
black with this matter, she is nonetheless comely on account of
her noble form because of the intellect which is called the
image and appearance of God (cf. Gen. 1:27), which leads to
the final aim. Even though she were like the black tents of Kedar
for having been [tanned] by the sun, she nonetheless has
perfection and brilliance, as expressed by Solomon by way of
opposition, in the verse Let him kiss me with the kisses [of his
mouth] (Cant. 1:2) [end].
Fragment III, Cant. 5:6
71
Upon beholding the brilliant light (an-nr al-bhir)
72
and the
world of spiritual beings, designated by the word Bride, he
says, My soul failed when he spoke (Cant. 5:6). This is an
allusion to the souls agitation at their meeting: as it is said For
70
David Maimonides, al-Murshid, 58, also uses the metaphor of fatness, as
in the verse my soul is satisfied as with marrow and fatness (Ps. 63:6), to
designate spiritual delight.
71
This is the passage that was erroneously interpolated in MS. Q, art. cit., 52.
72
Fenton, Some Judaeo-Arabic fragments, 4772 (see above n. 55).
A Mystical Commentary on the Song of Songs 53
my comeliness was altered [and no strength remained within
me] (Dan. 10:8),
73
For how can this servant of my lord talk
with this my lord [for as for me there remained no strength in
me] (v. 17).
74
The soul then takes delight in this sublime state,
despite its disquiet and agitation. But nevertheless, this state
does not endure, but it is as the lightning that flashes then
disappears,
75
as he says ... [(v.6) I sought him, but found him
not].
73
Moses Maimonides and his son Abraham Maimonides both use this verse
to describe the ecstasy occasioned by prophetic inspiration. See: Qfi,
Guide, II:41, 420; idem, Yesdey ha-Trh VIl: 2; and Abraham
Maimonides, Comment on Genesis, 325.
74
Cf. Abraham Maimonides, High Ways, II:60.
75
See Fenton, Handlist, 51 (cf. above, n. 56).
LOGISTICAL AND OTHER OTHERWORLDLY PROBLEMS IN SAADYA
Steven Harvey
Bar-Ilan University
The focus of this study is the seventh maqla of Saadyas Kitb
al-Amnt wal-Itiqdt (Book of Beliefs and Opinions), the
subject of which is the physical revival of the dead (iy al-
mawt). Saadya wrote two rather different versions of this
maqla, one preserved in Oxford and one in Leningrad. Of the
ten maqlt of the Amnt, this is the only one found in two
versions. Scholars have not been able to agree as to which of the
two is the revised one, or whether one of the two is in fact a
separate treatise, never intended to be included in the Amnt.
The doubts concerning this maqla have confused Saadya
scholars since Samuel Landauer first edited the Amnt in
1880,
1
and have continued to plague them even after Haggai
Ben-Shammai finally clarified the relationship between the
Oxford and Leningrad manuscripts in his lecture at the seventh
international conference of the Society for Judaeo-Arabic
Studies in Strasbourg in 1995. In the present paper I will
examine the two different resurrection accounts, with special
1
S. Landauer, ed., Kitnb alAmnt walItiqdt von Saadja b. Jsuf al
Fajjm (Leiden, 1880).
Steven Harvey 56
attention to Saadyas interest in the specific details and problems
concerning the lives of the resurrected what I refer to in my
title as logistical and other otherworldly problems. I will suggest
why the Leningrad recension of the seventh maqla fits in better
with the overall plan of Saadyas book, and will conclude that
this recension should be considered the later version,
intentionally revised by Saadya himself to replace the earlier
Oxford recension. This conclusion is in line with the conclusions
reached by Ben-Shammai on the basis of textual considerations.
2
The Two Versions of the Seventh Maqla
First let me clarify the confusion concerning the two different
versions of the seventh maqla. As we shall soon see, the
differences between the two are significant. However, when
Landauer edited the Amnt in 1880, he chose to ignore the
Leningrad recension completely, and indeed doubted its authen-
ticity.
3
Wilhelm Bacher, who edited the Leningrad recension in
1896, showed that the work is authentic, and considered it a
revised version intended to circulate as a separate polemical
treatise. Bacher considered the possibility that Saadya had
intended this recension to replace the original one as the seventh
maqla of the Amnt.
4
Alexander Altmann, in his abridged
translation of the Amnt in 1945, rejected this possibility,
arguing that such an assumption cannot be accepted. Altmann
continued:
2
See Haggai BenShammai, Textual Problems in Saadyas Kitb al
Amnt, to be published in the proceedings of the Seventh International
Conference of the Society for JudaeoArabic Studies, ed. Paul B. Fenton. I
thank Professor BenShammai for giving me a draft of this paper.
3
Ed. Landauer, Kitb alAmnt, viiiix.
4
W. Bacher, Die zweite Version von Saadjas Abschnitt ber die
Wiederbelebung der Todten, in Festschrift zum achtzigsten Geburtstage
Moritz Steinschneiders (Leipzig, 1896), 21926.
Logistical and Other Otherworldly Problems in Saadya 57
The text of the Leningrad recension does not fit in with the
character of the other chapters of the book. Its lengthy
title, opening laudation and different method of
presentation render it unsuitable for inclusion as a chapter
amongst the other chapters of the book. It can only be
considered a separate treatise.
5
Samuel Rosenblatt, in his 1948 English translation of the
Amnt, following Landauer, translated the Oxford recension
for the seventh maqla, although he also translated the variant
version in small print as an appendix to his translation.
6
The
recent editor of the Amnt, Joseph Qfi, dismissed the
Leningrad version as an early version that Saadya later changed.
Nevertheless, he chose to include two pages from the Leningrad
version as an appendix to his edition.
7
Few believed the
Leningrad version represented an intentional revision by Saadya
to his book, even though it was this version of the maqla that
was translated into Hebrew by Judah ibn Tibbon in 1186, and
has therefore been the version studied by countless Jews until
the present day. As Ben-Shammai observed, with the growing
popularity of Qfis edition, it seemed that the gap between
the edition of the Arabic original text and the still very popular
5
Alexander Altmann, trans., Saadya Gaon: Book of Doctrines and Beliefs
(Oxford, 1946); reprint, in Three Jewish Philosophers (New York, 1973), 21.
Contrary to this view, I will suggest that the Leningrad recension fits in quite
well in the book. I am not troubled by the lengthy title or opening laudation
because several of the maqlt have their own peculiarities. It should also be
recalled that the beginning of this version is attested only by Ibn Tibbons
Hebrew translation. In any case, I see the Leningrad recension as a revised
version, which might be expected to have a slightly different style.
6
Samuel Rosenblatt, trans., Saadia Gaon: The Book of Beliefs and Opinions
(New Haven, 1948).
7
Saadya Gaon, Kitb alMukhtr f alAmnt walItiqdt, ed. Joseph
Qfi (Jerusalem, 1970), 218, n. 1. The two pages from the Leningrad
version are on pp. 3345. Judah ibn Tibbons translation of the Leningrad
version is on pp. 32634.
Steven Harvey 58
Tibbonian translation was irreparable. Thanks to Ben-Shammai
himself, this is no longer the case, and the gap is narrowing.
8
Although he did not specifically address the issue of the seventh
maqnla, he showed on the basis of the recent early dating of the
Leningrad manuscript
9
and the strong testimonia of the many
Geniza fragments of the Amnnnt that the Leningrad manuscript
represents a more reliable version of the text than the Oxford
manuscript upon which both Landauer and Qnfi based their
editions. He reported that one quarter of the some four dozen
Geniza fragments of the Amnnnt are of the seventh maqnla, and
of these, only one is closer to the Oxford recension than to the
Leningrad one.
10
In short, it now seems on textual grounds that
the Leningrad recension of the seventh maqla was at a very
early stage an integral part of the Amnt.
The Philosophic Import of the Belief in Resurrection
If the Leningrad recension of the seventh maqla is indeed a
revision of an earlier version, we may well ask why Saadya
revised his text. In this connection, it is useful to consider the
philosophic import of this theological teaching. When the
8
Of course, such changes cannot be expected to take place at once, parti
cularly as BenShammais paper was not published at once (see above, n. 2).
Thus we find that Dov Schwartz in his wideranging study on messianism in
medieval Jewish thought (Dov Schwartz, HaRaayon haMeshii baHagut
haYehudit bimei haBeinayyim [Ramat Gan, 1997]) repeatedly cites the
seventh maqlah from Qfis translation of the Oxford recension and not
Ibn Tibbons Hebrew translation of a text similar to the Leningrad recension.
9
See BenShammai, Textual Problems, n. 2. BenShammai, basing
himself on the results of a recent study of the Leningrad MS by Dr.
Mordechai Glatzer, dates the manuscript from the second half of the tenth
century, and suggests that it may have been copied from a Vorlage that was
authorized, or authenticated, or approved, by Saadya himself. Saadya wrote
the Amnt in 933.
10
Ibid.
Logistical and Other Otherworldly Problems in Saadya 59
eleventh-century Asharite theologian, al-Ghazali, reflected
upon the teachings of the leading Islamic falsifa, he believed he
had found many errors three in particular for which he accused
them of kufr or infidelity. The philosophers, al-Ghazali claimed,
deny the creation of the world, that God knows particulars, and
the resurrection of the dead (bath al-ajsd).
11
al-Ghazalis
charge of infidelity, which, if substantiated, would carry with it
the death penalty in Islam, led a century later to the cessation of
the public study of Aristotelian philosophy by Muslims in Spain
and other parts of the Islamic world.
12
Why was the physical
11
See alGhazali, The Incoherence of the Philosophers, ed. and trans.
Michael E. Marmura (Provo, Utah, 1997), 230; standard edition, Tahnfut al
falnsifa, ed. Maurice Bouyges (Beirut, 1927), 254. Future page references to
the Tahnfut alfalnsifa will be to Marmuras edition and translation (facing
pages), with the corresponding pages in the Bouyges edition given in
parentheses. On the three counts of infidelity, see also alGhazali, al
Munqidh min alalnl (Deliverance from Error), trans. W. Montgomery Watt
in his The Faith and Practice of AlGhaznl (London, 1953), 378. The title
of the twentieth and final chapter of alGhazalis Tahfut alfalsifa is In
Refutation of their Denial of Resurrection of Bodies and the Return of the
Souls to the Bodies (waradd alarw il alabdn) and the Existence of
Corporeal Hell and Paradise and the [Large]Eyed r and the Rest of What
Men Have Been Promised about It (Tahfut, 212 [235]). At the very end of
the Tahfut, 230 (254), in the passage enumerating his three charges of
infidelity against the falsifa, he writes more simply: and their denial of
resurrection of bodies (bath alajsd) and their gathering (alashr).
12
After Averroes, the study of philosophy was prohibited in the Almohad
Empire. See Joseph Puig, Materials on Averroess Circle, Journal of Near
Eastern Studies 51 (1992): 251. Consider also the statement of Ibn Sad,
written in the middle of the thirteenth century: Similarly, Ibn abb was put
to death by alMamn (r. 12271232) for engaging in this science in Seville.
It is a science that is detested in alAndalus. One cannot study it in public,
and for this reason writings on this subject are concealed. Quoted in al
Maqqar, Naf almb min ghun alAndalus alramb, ed. R. Dozy et al.,
Analectes sur lhistoire et la littrature des Arabes dEspagne (Leiden, 1855
1861), v. 2, 125.
Steven Harvey 60
resurrection of bodies after death such a cardinal principle for
al-Ghazali?
Al-Ghazali did not claim, as he could have, that the
philosophers deny the immortality of the soul. Rather, he was
careful to point out that they hold that there are spiritual rewards
and punishments, and that the soul continues to exist after the
death of the body in states of indescribably great pleasure or
pain.
13
The infidelity of the Islamic philosophers consists simply
in their denying the return of the souls to bodies after death and
the details of the rewards and punishments in physical Paradise
and Hell.
The task of defending the falsifah against al-Ghazalis
accusations was undertaken by the eminent faqh and q,
Abl-Wald Ibn Rushd or Averroes, who also happened to be
the leading Islamic philosopher of the day. Averroes first tried
neutralizing al-Ghazalis explosive charges with a short treatise,
Fal al-maql, in which he endeavored to show that philosophy
is in agreement with religion, that al-Ghazalis accusations of
infidelity are false, and that true philosophers can in no way be
considered infidels. After this, he wrote a lengthy dialectical
response, the Tahfut al-tahfut, whose aim was to show the
weaknesses in al-Ghazalis arguments against the philosophers.
Now in both these efforts Averroes failed, in the very real sense
that the rich tradition of philosophic study within the Islamic
community, which had been inaugurated by al-Farabi,
essentially came to an end with his own death. Al-Ghazalis
charges had made it too dangerous to engage publicly in
philosophy or to write philosophic compositions or
commentaries. This is not the occasion to try to uncover why
13
See Tahfut alfalsifa, 2128 (23541), and alGhazali, alMunqidh min
alall, 37.
Logistical and Other Otherworldly Problems in Saadya 61
Averroes failed after all, to some extent, his replies to al-
Ghazalis three charges were quite ingenious but it will be
instructive to recall his brief responses in both works to the
claim that the falsifa reject the belief in resurrection of the
dead.
In the Fal al-maql, Averroes states that according to al-
Ghazali, Islamic philosophers such as al-Farabi and Avicenna
are infidels because of their allegorical interpretation (tawl) of
the gathering of the bodies [ashr al-ajsd] and the states of
the Hereafter [awl al-mad]. In his denial of this claim,
Averroes does not speak of the philosophers beliefs about
resurrection, but rather about their views of otherworldly
happiness and misery [al-sada al-ukhrawiyya wal-shaq al-
ukhraw] and a bit later about the states of the Hereafter [awl
al-mad]. Insofar as al-Ghazali acknowledged the philosophers
acceptance of spiritual happiness and misery after death,
Averroes decision to speak in a general way and not to focus on
details of the physical resurrection is somewhat surprising. His
specific defense is one of agreement and attack. He agrees that
otherworldly happiness and misery is one of the principles of the
Law (ul al-shar), and accordingly agrees that whoever denies
it is an infidel (kfir). He adds that anyone [is also an infidel]
who believes that there is no otherworldly happiness and misery,
and that the only purpose of this teaching is that men should be
safeguarded from one another in their bodily and sensible lives,
that it is but a ruse [la], and that man has no goal other than his
sensible existence.
14
What he does not explain, as he does in
14
Averroes, Fal almaql, trans. George F. Hourani, in his Averroes on the
Harmony of Religion and Philosophy (London, 1961), 59. I have slightly
modified Houranis translation. Averroes here does not deny the political
utility of the belief in the Hereafter, nor does he lie. Philosophers do not
refrain from denying resurrection of the dead for political reasons alone. They
Steven Harvey 62
reply to the other two accusations of al-Ghazali, are the opinions
of the philosophers on this religious principle. Rather, he
explains that there is room for interpretation, but only on the part
of scholars, on the question of the various states of the
Hereafter. He then briefly takes an offensive position, focusing
his accusation against al-Ghazali himself and the Sufis, whom
he claims interpret these states against the opinions of the
Asharites who hold that the description of these states must be
taken in their apparent meaning.
15
too hold that man has a goal beyond his sensible existence. The religious
belief in the Hereafter, and in particular the resurrection of the dead, was a
representation of this truth that could be comprehended by the multitude.
Indeed for many of them, it was the only way to grasp it. Thus in ayy ibn
Yaqn, the philosophic tale written by Averroes mentor Ibn ufayl, ayy
and Absl learn that belief in the religious Law is the only way in which this
group [sc., the multitude], which has the desire but not the capacity for
salvation, can achieve it (Ibn ufayl, ayy ibn Yaqn, trans. George N.
Atiyeh, in Medieval Political Philosophy: A Sourcebook, ed. Ralph Lerner
and Muhsin Mahdi [Glencoe, Ill., 1963], 1601). In his introduction to this
work, Ibn ufayl had censured alFarabi for writing in his Commentary on
the Nicomachean Ethics that human happiness is achieved only in this life
and in this very world. Ibn ufayl wrote: A doctrine like this leads all men
to despair of Gods mercy, and places the wicked and the good in the same
category since, according to this doctrine, all men are destined for
nothingness. This is a slip that cannot be rectified, and a false step that cannot
be remedied (ibid., 140).
15
See Fal almaql, 53, 5861. Averroes claim that alGhazali in other
works denied bodily resurrection led him to say about alGhazali that he
adhered to no one doctrine in his books but was an Asharite with the
Asharites, a Sufi with the Sufis and a philosopher with the philosophers
(61). Was there any truth to this damning accusation? It should be noted that
the same accusation in the same context had been leveled against alGhazali
by Ibn ufayl in his introduction to ayy ibn Yaqn, 1401: What he says
in them [his books] depends on his public; he says one thing in one place and
a different thing in another. He charges others with unbelief because they
hold certain doctrines, then turns about and accepts them as lawful. Among
other things, he charges the philosophers with unbelief, in his Incoherence,
for their denial of resurrection of the body [ashr alajsd] But at the
Logistical and Other Otherworldly Problems in Saadya 63
Averroes brief response in the Tahfut al-tahfut to the
charge that the philosophers deny resurrection is quite
surprising, and one of the most remarkable passages in his entire
corpus. Here he directly addresses the issue of resurrection
(ashr al-ajsd), arguing quite simply that no true philosopher
would deny this principle. He writes:
The philosophers in particular, as is only natural, regard
this doctrine as most important and believe in it most, and
the reason is that it is conducive to an order amongst men
on which mans being, as man, depends and through
which he can attain the greatest happiness proper to him,
for it is a necessity for the existence of the moral and
speculative virtues and of the practical sciences in man.
In short, the philosophers believe that religious laws are
necessary political arts, the principles of which are taken
from natural reason and inspiration, especially in what is
common to all religions. The philosophers further hold
that one must not object to any of the general religious
outset of his Mzn [alamal], he says that this same tenet is definitely held
by the Sufi masters and he himself holds the same belief as the Sufis and
that he had arrived at this conviction after a long and detailed study. Modern
scholars are not sure what to make of this passage in the Mzn. T.J. Winter,
e.g., writes in AlGhazl, The Remembrance of Death and the Afterlife,
Kitb dhikr almawt wam badahu (Cambridge, 1989), xxx, n. 77:
Mention should be made here of the Mzn alamal, an ethical tract
attributed to Ghazl which presents an explicit denial of physical reward and
punishment after death (ed. M. AblAl [Cairo, 1973], 156).
Although it would appear the work contains an admixture of genuine
Ghaznlan material, the assertion referred to above is too remote from
Ghazls usual position to be accepted as a reliable indicator of his views.
On the esoteric aspect of alGhazalis writings, see Hava LazarusYafeh,
Studies in AlGhazzali (Jerusalem, 1975), ch. 5. As for Averroes references
in the Fal to the Asharites, it seems that most of them are made for
rhetorical purposes. Thus the claim that alGhazali and the Sufis really held
positions contrary to the Asharites calls into question alGhazalis loyalty
towards Asharism. On the question of alGhazalis adherence to the
principles of Asharism, see Oliver Leaman, Ghazl and the Asharites,
Asian Philosophy 6 (1996): 1727, and the secondary literature cited there.
Steven Harvey 64
principles for instance, bliss in the beyond and its
possibility; for all religions agree in the acceptance of
another existence after death, although they differ in the
description of this existence. It belongs to the necessary
excellence of a man of learning that he should not despise
the doctrines in which he has been brought up and that
if he expresses a doubt concerning the religious principles
in which he has been brought up he merits more than
anyone else that the term unbeliever be applied to him,
and he is liable to the penalty for unbelief. Thus to
represent the beyond in material images is more
appropriate than purely spiritual representation.
16
No philosopher then would deny the resurrection of the dead
because all realize the central importance of this teaching for the
political welfare of the city.
17
It is a principle of the Law that
16
Averroes Tahfut altahfut, ed. Maurice Bouyges (Beirut, 1930), 5815;
trans. Simon Van den Bergh, Tahfut altahfut (The Incoherence of the
Incoherence) (London, 1969), 35961.
17
This is true also of Avicenna, at least in his exoteric writings. Thus he
writes in his alMashriqiyyn, printed in Manmiq almashriqiyyn (Cairo,
1910), 3, that the revealed law (shar) maintains, and reason will not deny
that the body will also enjoy pleasures after death. However, in his alRisnla
alaawiyya f amr almand, ed. Sulaymn alDuny (Cairo, 1949), 53,
Avicenna explains that resurrection of the body should be understood as a
symbol or allegory which has the object of inducing the mass of humanity to
persist in virtuous behavior. These two passages are cited from the
Encyclopaedia of Islam, new ed., s.v. iyma. Consider also the passage in
Avicenna, alShif, alIlhiyyt, ed. M.Y. Moussa et al. (Cairo, 1960), 443
(also in alNajt [Cairo, n.d.], 305), trans. Michael E. Marmura in Lerner and
Mahdi, Medieval Political Philosophy (above, n. 14), 101: He must instill in
them the belief in the resurrection [almand] in a manner they can conceive
and in which their souls find rest. He must tell them about eternal bliss and
misery in parables they can comprehend and conceive. Of the true nature of
the afterlife he should only indicate something in general: that it is something
that no eye has seen and no ear heard. Avicenna thus, like Averroes,
recognized the importance of the belief in the resurrection of the dead for the
political welfare of the city as well as for the happiness of the individual (see
above, n. 14).
Logistical and Other Otherworldly Problems in Saadya 65
must be accepted by all. Of course, not to deny the doctrine and
to acknowledge its political importance is not necessarily the
same as actually believing in the details of resurrection.
18
But
this was not a point Averroes wished to emphasize. His intention
was simply to disprove al-Ghazalis claim that the philosophers
deny resurrection.
Saadyas Two Accounts of Resurrection
If Saadya then attached any importance to the political value of
the doctrine of resurrection,
19
and if he indeed revised his
maqnla on this subject, one would expect the revision to depict a
more detailed and inviting picture of the Hereafter. Indeed, in
18
Averroes views here on the political importance of resurrection are
reflected in the Maaseh Nissim of Nissim of Marseilles (early fourteenth
century). See Colette Sirat, The Political Ideas of Nissim ben Moses of
Marseilles [in Hebrew], Jerusalem Studies in Jewish Thought 9 (1990) (=
Shlomo Pines Jubilee Volume, On the Occasion of His Eightieth Birthday,
II): 5376. According to Nissim ben Moses, resurrection is one of the three
principles of Judaism that are posited on the basis of faith alone. Writes
Nissim: It is clear that it is posited on faith alone, for its matter is far from
the intellect. It is also clear that it is a principle of the Torah because without
it, the multitude all of them would not be strengthened to do good and
prevented from doing evil. Therefore, all religions acknowledge it and posit
it. Nissim explains that Maimonides counted it a fundament because it is of
great benefit. It is fitting and proper to believe in it and, although it is only
briefly alluded to in the Torah, it is one of the great principles and pillars of
religion (ibid., 667); for the full text see H. Kreisel, ed. Maaseh Nissim
(Jerusalem, 2000), 1567 and 106. Did Nissim know Averroes Tahfut? If
one accepts the traditional dating for the Maaseh Nissim (between 1302 and
1305), this seems unlikely. Sirat, however, on the basis of other
considerations, suggests a later dating (see ibid., 545). The question of the
possible influence of the Tahfut on Nissim should thus be explored further.
19
For similar examples of Saadyas religiopolitical awareness and instances
where Saadyas statements seem to reflect early Arabic writings on political
philosophy, see Haggai BenShammai, Saadyas Introduction to Isaiah as an
Introduction to the Books of the Prophets [in Hebrew], Tarbiz 60 (1991),
3739.
Steven Harvey 66
accord with the Mutazilite teaching that God strengthens
mans motives to good action by arousing the desire for reward
if he does it,
20
it would seem that the more feasible and enticing
the picture of the Hereafter, the more the reader would be intent
to do what must be done in order to merit its incomparable
rewards. Let us now turn to Saadyas two accounts of
resurrection and the differences between them.
Bacher has already pointed to the general relation between
the two recensions, although some of his statements need
modification. He observed that the entire contents of the Oxford
version have been worked into the Leningrad one. This
statement must be qualified as there is much that has been
eliminated, but in a general sense it is true that the various
themes in the Oxford version are all found in Leningrad. On the
other hand, he noted that Leningrad contains parts that do not
exist in Oxford. Bacher further observed that the arrangement of
material in the Oxford version is quite different from that in
Leningrad. This fact is immediately evident from a chart he
prepared showing the parallel passages in the Oxford and
Leningrad versions of the seventh maqla. He also marked in
this chart the relatively few places of verbal or near verbal
correspondence between them.
21
What are the differences
between these two versions?
20
George F. Hourani, Islamic Rationalism (Oxford, 1971), 136, citing the
grand expositor of Mutazilite theology, Abd alJabbr (c. 9351024/5).
Hourani continues: The promises of reward and threats of Punishment do it
[viz., stimulate motives to good action] in the most obvious way, and are
perhaps most effective when they simply describe heaven and hell vividly.
Of course, the doctrine of divine promise and threat (alwad walwad),
namely that the just God will keep his promise to reward the faithful with the
pleasures of Paradise and punish the infidels, was one of the five basic
principles of the Mutazilites.
21
Bacher, Die zweite Version von Saadjas Abschnitt, 222.
Logistical and Other Otherworldly Problems in Saadya 67
Modern scholars have divided both versions of the seventh
maqla into nine chapters. Israel ha-Levi Kitover divided the
maqlt of the Amnt into chapters in his edition of Ibn
Tibbons Hebrew translation of the work (Josefov, 1885). This
division was employed by Qfi in his Hebrew translation and
edition of the Arabic text and by Rosenblatt in his English
translation, and is frequently used by scholars in their citations
of the work. Ibn Tibbon did not translate the Oxford version of
the seventh maqla, so both Qfi and Rosenblatt, who
incorporated this version of the seventh maqla in their editions
and translations of the Amnt, had to provide their own chapter
divisions for it. Both divided the maqla, following Kitovers
division of the Leningrad recension, into nine chapters, although
they divided it differently. On the basis of their divisions, there
is little correspondence between the chapters or divisions in the
two versions. The general correspondence between the chapters
in the two versions of the seventh maqla, according to their
divisions, is as follows:
QcFI ROSENBLATT
Oxford Leningrad Oxford Leningrad
1 1, 2, 6 1 1
2 4, 5 2 2
* * 3 (beginning) 6
* * 3 4
* * 3 (end) 5
* * 4 5
3 3 5 3
4 7 6 7
45 1 (end) 7 (beginning) 1 (end)
59 8 79 8
9 9
Steven Harvey 68
However, if we accept Kitovers chapter division and make
two changes to Rosenblatts division, the general corres-
pondence between the two versions is far greater than it appears
in the above comparison. If we then end Rosenblatts ch. 3 at p.
261, l. -6 of his translation (Landauer, p. 214, l. 14); start ch. 4 at
p. 261, l. -5 (Landauer, p. 214, l. 14), and end it at p. 271, l. 17
(Landauer, p. 216, l. 12); and begin ch. 5 at p. 261, l. 18
(Landauer, p. 216, l. 12), and end it where Rosenblatt ends his
ch. 4, we get the following correspondence:
MODIFIED-ROSENBLATT
Oxford Leningrad
1 (=Rosenblatt, 1) 1
2 (=Rosenblatt, 2) 2
3 (=Rosenblatt, 3 [beg.]) 6
4 (=Rosenblatt, 3) 4
5 (=Rosenblatt, 3 [end], 4) 5
6 (=Rosenblatt, 5) 3
7 (=Rosenblatt, 6) 7
89 (=Rosenblatt, 79) 1 (end), 8
9
For the sake of simplifying the comparison between the two
versions, I will refer to these chapters, specifically, Kitovers
chapters for the Leningrad version and the modified Rosenblatt
chapters for the Oxford version.
Saadya opens the Oxford recension of the seventh maqla
with the assertion that God has made known and the entire
Jewish nation (umma) agrees that resurrection of the dead will
take place in the next world (dr al-khira). The disagreement
among Jews concerns whether there will also be a resurrection
in this world (dr al-duny), at the time of the salvation (f waqt
al-yeshuah). The masses (al-jumhr) say yes, accepting certain
Logistical and Other Otherworldly Problems in Saadya 69
biblical verses in their exoteric sense (al hirihi). The few
(al-yasr) say no, and interpret these passages to refer to the
revival of the Jewish nation. Saadya asserts that he has carefully
studied the matter and verified the belief of the masses. He will
write it down now to serve as a direction (rushd) and a guidance
(hady) for the reader.
22
The Leningrad recension (or more precisely the Ibn Tibbon
translation, which preserves the reading of the beginning of this
version of the first chapter, which is missing in the Leningrad
manuscript) begins with an assertion that God keeps His
promises. Saadya then reports that the masses believe in the
resurrection in this world, but the few hold that it will take place
only in the next world. Saadya immediately adds that the
arguments of the latter are weak and uncertain. He himself saw
it his obligation, since his aim is truth, to study the subject
thoroughly in order to serve as a guide (rushd) for the reader. He
announces his method to be the examination of all the objections
to the masses belief in resurrection in this world, which are
based on the four sources: nature (al-mab), reason (al-aql),
Scripture (al-kitb), and tradition (al-naql), and to refute them
completely. He then goes on to corroborate the belief on the
basis of the various sources. He begins by considering the
arguments of nature against the masses belief. His response is
an expanded discussion (sixteen lines in Bachers edition, 39
lines in Rosenblatts translation) of his passing comment in the
Oxford version that it is not hard for the Jew who believes in
creation out of nothing to accept resurrection. Essentially, the
person who denies resurrection in this world as impossible by
22
References to the Oxford recension are to the Landauer edition (above, n.
1), with the page numbers in Rosenblatts translation (above, n. 6) provided
in parentheses. For the first chapter, see Amnnnt, Oxford, 2112 (2645).
Steven Harvey 70
nature must deny not only creation and the existence of the
Creator, but also the miracle of Moses staff that turned into a
serpent, and indeed all miracles. Such a person exclude[s]
himself from the community of believers (yakhruj an jumlat
al-muminn). Saadya then considers the possibility that
resurrection is one of the absurdities, like causing five to be
more than ten, that have nothing to do with divine omnipotence.
He makes this point perfectly clear with the graphic example of
the lion (later used by asdai Crescas)
23
that devours someone.
That persons matter becomes totally assimilated into the lion,
so what is left to be resurrected? Saadya resolves this big
problem by basing it and thus the whole argument on nature. He
does not address his arguments to those who deny creation, as he
presumes to have already proven it, and, in fact, his book is built
upon the conviction that this belief has been verified.
24
In
chapter two of the Leningrad recension, Saadya considers the
arguments against resurrection based on the second source, here
called rational thought (al-tafakkur bil-aql), and rejects them.
Saadya again raises and subsequently rejects the argument that it
is a logical absurdity. He then considers the claim that although
God can revive the dead, he never promised to do so. Gods
promise of the resurrection in this world is very important for
23
See Crescas, Or haShem, ed. Shlomoh Fisher (Jerusalem, 1990), IIIa, 4, 4, p. 345.
24
References to the Leningrad recension are to Bachers edition of the
seventh maqla (above, n. 4), with the page numbers in Rosenblatts
translation provided in parentheses. For the first chapter, see Amnt,
Leningrad, 98101 (40914). For a somewhat different view on the purpose
of the discussion of the exegetical principles in each of the two manuscripts,
see Haggai BenShammai, The Tension between Literal Interpretation and
Exegetical Freedom: Comparative Observations on Saadias Method, in
With Reverence for the Word: Medieval Scriptural Exegesis in Judaism,
Christianity, and Islam, ed. Jane D. McAuliffe, Barry D. Walfish, and Joseph
W. Goering (Oxford, 2003), 3350.
Logistical and Other Otherworldly Problems in Saadya 71
Saadya in the Leningrad recension, and he takes the claim
seriously. Those who deny the promise reject the literal
teachings of Scripture, and, in order to show that it is not proper
to do so in this case, Saadya embarks here on his well-known
discussion of the four situations in which one can reject the
literal meaning of Scripture in favor of tawl or allegorical
interpretation. A slightly longer version of these four situations
in which one can reject the literal meaning of Scripture
constitutes the full subject matter of chapter two of the Oxford
recension. The purpose of this discussion in Oxford is made
clear at the end of the chapter. There is no legitimate reason for
allegorically interpreting the biblical verses on resurrection, as
the few, mentioned in chapter one, do. Saadya concludes this
second chapter of the Oxford recension with the assertion that
we must therefore understand resurrection according to the
explicit statements of the Bible.
25
In chapter 3 (according to the modified-Rosenblatt division)
of the Oxford recension, Saadya explicates Deuteronomy 32 as
an example of the Scriptural evidence, alluded to in chapter 2, of
the belief in resurrection in this world. In chapter 4 he provides
additional Scriptural proof, citing primarily verses from Ezekiel
37 and Daniel 1112. The parallel discussion in Leningrad takes
place in chapter 6 where Deuteronomy 32 is expounded at
greater length, and chapter 4 where the same verses from
Ezekiel 37 and Daniel 1112 are cited and also explicated at
greater length.
26
Instead of bringing Scriptural proof at once in
chapter 3, as Oxford does, Leningrad continues its systematic
rejection of the objections of the few to the popular belief in
25
Cf. Amnt, Leningrad, 1013 (4147), and Oxford, 2123 (2657).
Saadya draws the same conclusion in the Leningrad recension (103 [416
417]), but states it even more forcefully.
26
Cf. Oxford, 2136 (26771), and Leningrad, 1046, 108 (4203, 4278).
Steven Harvey 72
resurrection in this world. Having responded in chapter 1 to
those arguments based on nature, and in chapter 2 to those
arguments based on reason, it now turns to the arguments based
on Scripture. Here Saadya acknowledges that some verses may
indeed arouse doubts about resurrection, and shows how they
must be understood. The parallel discussion in Oxford occurs in
chapter 6. This discussion cites basically the same verses from
Scripture, but in a different order. In Oxford the discussion
follows the discussion of chapters 3 and 4 of Scriptural proof for
resurrection and that of chapter 5, which shows the problems
that arise from interpreting Scripture allegorically, when this is
not necessary according to the four rules. In Oxford, chapter 6,
Saadya also acknowledges the possibility of doubts, but doubts
that arise from the literal meaning of the verses.
27
Incidentally,
the parallel discussion in Leningrad to that of Oxford chapter 5
is found in chapter 5. The chapter has again been reorganized
and rewritten, while citing most of the same verses, to be
stronger and more persuasive. Is it not possible, Saadya asks,
that there might be some reason on the basis of which these
verses could admit tawl and thus not prove resurrection? His
answer is negative, but the formulation of the question shows
Saadyas intent to try to enter the mind of his most skeptical
readers. He explains that if one could so interpret the teachings
on resurrection, one could then interpret figuratively all the
revealed laws, miracles, and historical accounts of the Bible. By
such evil tawl, one excludes oneself from Judaism [kharaja an
jumlat dn al-yahudiyya]. In other words, every Jew must accept
the literal statements of Scripture that indicate resurrection.
28
27
Cf. Leningrad, 1034 (41720), and Oxford, 21820 (2735).
28
Cf. Leningrad, 1068 (4236), and Oxford, 2168 (2723).
Logistical and Other Otherworldly Problems in Saadya 73
In Leningrad, chapter 7, Saadya concludes his systematic
rejection of the objections of the few to the belief in resurrection
in this world by responding to the objections based on tradition,
which he defines here as the writings of the prophets and the
traditions of the sages. This chapter is an expanded and
reorganized version of Oxford, chapter 7, which cites the same
passages from the Babylonian Talmud Sanhedrin 90a, Sukkah
52b, and Moed Qaman 27b, but as Rabbinic proof for
resurrection, not in the context of objections based on
tradition.
29
In short, this brief comparison of the two versions of the
seventh maqla has so far revealed that, despite covering much
of the same material, the two versions differ significantly in
their method. Oxford focuses on the Scriptural teaching of
resurrection. Its argument runs as follows: All Jews believe in
resurrection in the Hereafter, but a few hold there is no
resurrection in this world at the time of the redemption, and
interpret allegorically the biblical verses that teach this (ch. 1).
But there is no reason to interpret these verses (ch. 2). Such
verses do indeed explicitly teach resurrection (chs. 34). Some
may resort to non-literal interpretations of these verses and
misconstrue them, but this is wrong and the verses must be
understood literally (ch. 5). Some may find other verses that
seem to negate resurrection, but these verses are not correctly
understood by them (ch. 6). Rabbinic tradition affirms this belief
in resurrection (ch. 7).
Leningrad too deals with the problem of the few who deny
resurrection in this world at the time of the redemption.
29
Cf. Leningrad, 10810 (42830), and Oxford, 21920 (2767). On the
expression writings of [or: tradition of] the prophets (athar or thr al
anbiy), see BenShammai, Saadyas Introduction to Isaiah (above, n. 19),
398, n. 41.
Steven Harvey 74
However, instead of focusing on Scriptural interpretation, it
organizes its presentation as a consideration and rebuttal of the
objections raised by the few against resurrection based on nature
(ch. 1), reason (ch. 2), Scripture (chs. 36), and tradition (ch. 7).
This broader approach is more in line with that of the Amnt as
a whole, and it seems unlikely that Saadya would have discarded
this approach in a revised version of the maqla. This approach
taken in the Leningrad recension, with its clearer and expanded
presentations, suggests that it is indeed a revision of the Oxford
recension, and not vice versa. This conclusion may be supported
by the following comparison of the endings of the two versions,
wherein Saadya puts forward his vision of the resurrection.
Chapters 89 of Oxford, the end of the maqla, deal with the
logistical and other otherworldly problems that may be raised
concerning resurrection.
30
The first matter discussed concerns
the possibility of resurrection of ones own body when that body
has been totally destroyed or assimilated into another body, as in
the example of the lion, discussed by Saadya at the end of
chapter 1 of Leningrad. In fact, the entire discussion of this
subject at the beginning of Oxford, chapter 8, closely follows the
discussion in the second half of Leningrad, chapter 1. Virtually
all of the other questions in these last two chapters of Oxford are
discussed by Saadya, in a different order, in his well-known ten
questions which seemed to have had a resurrection of their
own in various later manifestations found in Leningrad,
chapter 8.
31
The ten questions of Leningrad correspond to
similar questions in Oxford chapters 89, occurring there in the
following order: 4, 2, 5, 6, 7, 1, 3, 8, 9, 10.
30
See Oxford, 2209 (27789).
31
See Leningrad, 1102 (4304). On various later independent
manifestations of these ten questions, see Henry Malter, Saadia Gaon: His
Life and Works (New York, 1921), esp. 3647.
Logistical and Other Otherworldly Problems in Saadya 75
To students of Saadya familiar with his famous penchant for
enumerations, it would have been characteristic of the book had
the resurrection questions of the last two chapters of the seventh
maqla of the Oxford recension
32
been grouped together and
numbered, while it is almost unthinkable that this enumeration
of the Leningrad recension would have been broken up and
scattered in a later version. This in itself is a strong indication
that the Leningrad recension is the revised version. But the
rearranging of the end of the Oxford recension of the seventh
maqla corresponds with the kind of rearranging of the Oxford
version of this maqla that takes place throughout the Leningrad
text, and is for this reason also worthy of our attention. The ten
questions (yud masil), in the order they appear in the
Leningrad recension are as follows:
1. Who among our nation will be resurrected at the time of
the salvation?
2. Will they die again after this resurrection?
3. Will the earth be large enough to hold all these people?
4. Will family and friends, living at the time, recognize the
resurrected?
5. Will those resurrected have the afflictions, blemishes and
defects of their previous bodies?
6. Will the resurrected eat, drink, and marry?
7. How will the resurrected be transferred to the next world
where there is no eating, drinking or sex?
8. Is it possible that the resurrected will disobey God and
forfeit their place in the next world?
32
According to the modifiedRosenblatt division; last three chapters
according to Rosenblatts division; and last five chapters according to Qnfis
division.
Steven Harvey 76
9. Will the resurrected be rewarded for their obedience to
God?
10.What will be the status of those who are alive at the time
of the salvation or born during it?
These sorts of otherworldly questions get down to the nitty-
gritty of the resurrection. It may seem that by concerning
himself with such practical matters, Saadya was lowering the
level of the discussion from the lofty to the mundane, but it is
precisely these issues that concretize the doctrine of
resurrection, resolve lingering doubts, and make it so intriguing.
Thus we read in the Talmud that a certain Queen Cleopatra said
to Rabbi Meir, I know that the dead will live again but when
they arise, will they arise naked or in their clothes?
33
Saadya
realized that such issues needed to be addressed and
satisfactorily answered. In the Oxford recension, these matters
are scattered throughout the end of the maqla, and introduced
in various ways, such as the question might be asked,
someone may ask, and let me ask the question. In the
revised Leningrad version, these matters are neatly arranged in
ten questions that Saadya states have occurred to him and which
he promises to answer from Scripture, reason, and tradition.
While several of these questions were discussed by the Islamic
Mutakallimn of Saadyas day, he must certainly have been
aware that his vision of the resurrection could not even
approximate the graphic material delights held out for the
faithful Muslim. Thus a well-known and typical tradition has
Muhammad explaining that the goodly dwellings (Qurnn
9:72) promised for the believer in Paradise are:
33
BT Sanhedrin 90b.
Logistical and Other Otherworldly Problems in Saadya 77
palaces of pearls, in each of which are seventy ruby
mansions, in each of which are seventy emerald rooms, in
each of which are seventy beds, on each of which are
seventy mattresses of every hue, on each of which is a
wife who is one of the large-eyed houris. And in every
room there are seventy tables, on each of which are
seventy varieties of food. In every house are seventy
servant-girls. Every morning the believer shall be given
strength enough to enjoy all of this.
34
Saadya was not interested or impressed by such fantastical
accounts of material pleasures in the time of the resurrection, or
at least had no use for them. In the Oxford recension he raises
the question whether death dissolves marital ties a debated, but
moot question in kalm and concludes interestingly that there
is no way for us to know the answer at this time.
35
This question
is one of the few from Oxford that does not appear in the revised
version. Yet Saadya knew that his picture of a relatively staid
waqt al-yeshuah, period of resurrection, had to be as least as
appealing and longed-for as the houri- and feast-filled one of the
adths. To this end, I believe, he added a concluding chapter to
the revised version of the seventh maqla, which has virtually
no parallel in the Oxford recension, and is the major departure
from it. Here Saadya waxes poetic in describing again in an
enumeration the incomparable joys of the resurrection; not the
sex or the food, but the corroboration of the belief in Gods
omnipotence through the very miracle of resurrection, the
34
This particular adth is cited by alGhazali, among many others, in his
Iyn ulm aldn, trans. T.J. Winter, AlGhazl, The Remembrance of
Death and the Afterlife (above, n. 15), 238. For a brief account of the Islamic
view of the corporeal pleasures of resurrection, see Jane Idleman Smith and
Yvonne Yazbeck Haddad, The Islamic Understanding of Death and
Resurrection (Albany, New York, 1981), esp. 8790 and 1647 (with special
reference to the houris).
35
See Oxford, 224 (282).
Steven Harvey 78
opportunity to see the prophets, kings, and sages of old, to see
again ones departed relatives and loved ones, to find out exactly
what happens after death, for all the generations of Jews to get
together in joy and happiness, and for strengthening the belief in
the ultimate reward of the World-to-Come. What a wonderful
promise this is, concludes Saadya, praise to God, who is
truthful in His promise.
36
Unlike the situation with the falsifa, there is little reason to
think that Saadya did not believe his account of resurrection, yet
this does not mean that he did not appreciate the political
importance of the doctrine. Having convinced the reader that the
world is created (first maqla), that the Creator is one (second
maqla) and has chosen the Jewish nation and given them the
36
Leningrad, 112 (4345). Saadyas attempt to convince his readers of his
account of the resurrection was, as to be expected, only partially successful.
See, e.g., Abraham bar iyyas (d. c. 1136) discussion in his Megillat ha
Megalleh, ed. A.S. Poznanski (Berlin, 1924), 4850, of the impact of
Saadyas teaching on resurrection. Bar iyya begins his discussion of
resurrection by saying that it would be fitting for him to be silent and refrain
from speaking about this subject and to rely on the words of our Rabbi
Saadya Gaon, of blessed memory, who composed Sefer haEmunot and
brought therein many proofs from Scripture for the resurrection of the dead
[teiyyat hametim]. His words are correct and accepted by all the
believers and I had no need to add to them. However, I saw and heard people
of our nation, in this generation, some in Spain and some in France, say that
the words of our Rabbi Saadya Gaon, of blessed memory, are not sufficient
for them. Inasmuch as they are sages in their own eyes, rely on their own
understanding, and trust in their own opinions, it is difficult for them [to
believe] that a man can be alive after his death and return to this world. Bar
iyya thus felt compelled to make the case for resurrection anew. Saadya
would not have been surprised at the difficulty of these men whom Bar iyya
refers to as bamlanim, and himself speaks of the difficulty we have in
accepting the doctrine of the resurrection of the dead (Oxford, 214 [268]; cf.
Leningrad, 1045 [420]). Bar iyya wrote his words about 200 years after
Saadya wrote his. It is not known if the bamlanim had access to an Arabic
version of the Amnt or knew it via the early Hebrew paraphrase (on this
paraphrase, see Malter, Saadia Gaon [above, n. 31], 3612).
Logistical and Other Otherworldly Problems in Saadya 79
Torah to guide them to their happiness (third maqla), that man
has free will (fourth maqla), that the Creator knows and
records what we do and rewards us accordingly (fifth maqla),
and that mans soul is immortal (sixth maqla), Saadya seeks in
the three subsequent maqlt to paint as desirable a picture as
possible of the rewards that await the faithful Jew. His purpose
in all of this was not wholly theoretical.
37
True his book was
written for believers whose belief was not pure and whose
convictions were not sound [for] men who were sunk, as it
were, in seas of doubt and overwhelmed by waves of
confusion.
38
However, his goal in writing the Amnt was not
only to teach true opinion and to replace doubt with
understanding, but also to lead his fellow Jews to follow the
commandments of the Torah. At the end of the Leningrad
recension of the seventh maqla, Saadya speaks of himself as
serving his nation:
It was these benefits [of the resurrection], in fact, that
compelled me to devote myself to the establishment of its
verification [ithbt taqqihi] and thereby to serve the
Jewish nation [al-umma] and contribute to its well-being.
39
By verifying the resurrection to the extent possible, Saadya saw
himself as serving his nation and contributing to its well-being.
But why was the doctrine of the resurrection of such particular
importance? For Saadya the Jewish nation is a nation only by
37
Here I disagree with scholars such as Malter, who held that Saadya, upon
his deposition from Gaonate of Sura, dismissed from his mind the social and
political conditions of his time and his own personal experiences and with
serene superiority turned his attention to what was the real aim of his life, the
elaboration of a system of Jewish thought (Malter, Saadia Gaon, 119).
38
Amnt, Oxford, introduction, 4 (7).
39
Leningrad, 112 (435).
Steven Harvey 80
virtue of its laws (hiya umma bi-shariih), and its well-being
is therefore directly dependent on its adherence to those laws.
40
Thus one best serves the Jewish nation by encouraging its
adherence to its laws. For Saadya the more attractive and
feasible the divine promise of the ultimate rewards, the more
likely the multitude of believers would be to follow the divine
laws in order to attain them. I have tried to suggest that it is with
this practical goal in mind that Saadya revised the seventh
maqla on resurrection.
Conclusion
I have argued that Saadya revised the seventh maqla, on
resurrection, in order to depict a future physical existence that
would be even more appealing than the one in his original
account. This existence would hold out the most enjoyable
rewards for the faithful who follow Gods Torah. Moreover, we
have seen that Saadya in his revised account is attentive to the
concerns of his worried or skeptical readers about logistical and
other otherworldly problems that might call into question the
truth of his account of the resurrection. In the revised account,
he responds to these concerns one-by-one, and dedicates himself
to the corroboration of the doctrine of resurrection. This doctrine
is the promise of God, who, as Saadya reminds us in the opening
and closing words of the maqla, is truthful in His promise (al-
diq al-wad).
While Saadyas account may well have been the first lengthy
systematic account of the details of resurrection, the concern
with these details is rooted in early rabbinic literature.
41
As we
40
Amnt, Oxford, III, 128 (158).
41
See, e.g., Julius Guttmann, Philosophies of Judaism, trans. David W.
Silverman (Garden City, New York, 1966), 823.
Logistical and Other Otherworldly Problems in Saadya 81
have seen, the depiction of the details of resurrection and the
resolution of doubts about these details was also a major theme
in Islamic theology, as may be evidenced in the writings of al-
Ghazali and earlier authorities. There the emphases were
different, and the description foreign to Saadya and his Jewish
sources of the gorgeous large-eyed houris and beautiful young
virgins as part of the ultimate reward for a life of devotion to
Allah seemed to make perfect sense to the faithful. The point,
however, in all these descriptions was the same: to offer as
graphic as possible a picture of the physical joys of resurrection
in order to encourage the readers to follow the straight path of
the Law. It was an important point that was appreciated not only
by theologians, but, as we have seen in the case of Averroes, by
philosophers as well.
I would like to conclude with a final thought. If the
resurrection and its details were so important, why did
Maimonides not go into the details in his various writings? Of
course, this question is an old one, and phrased slightly
differently, precipitated the resurrection controversies that
erupted during Maimonides own lifetime and so frustrated him.
I do not wish here to rehearse the facts of these controversies or
the various interpretations of scholars of the time and of present
day scholars of Maimonides personal views on corporeal
resurrection.
42
I do wish to call attention to Maimonides explicit
emphasis on the eternal spiritual rewards of the World-to-Come
as opposed to the temporal corporeal reward, as he saw it, of the
resurrection. The goal for him was clearly the latter and not the
former. Thus in his Letter on Resurrection, which was written to
42
See, e.g., B. Septimus, HispanoJewish Culture in Transition: The Career
and Controversies of Ramah (Cambridge, 1982), 3960; and S. Stroumsa,
Reshito Shel Pulmus haRambam baMizra: Iggeret haHashtaqah Al
Odot Teiyyat haMetim leYosef ibn Shimon (Jerusalem, 1999).
Steven Harvey 82
counter the early charges against him of denial of resurrection,
Maimonides reaffirms his belief in resurrection in the sense
popularly understood as the return of the soul to the body after
separation, and reminds the reader that he considers it a
fundamental principle of the Torah and had stated so explicitly
in his Commentary on the Mishnah, Sanhedrin, introduction to
eleq; but he also makes clear that it is not the ultimate goal. He
further explains why he emphasized the World-to-Come at the
expense of resurrection. We find, he writes, men concerned
only with resurrection; asking if the dead will rise naked or in
their garments, and other such problems. But the world-to-come
is entirely overlooked.
43
In his introduction to eleq, he had
written more fully:
With regard to the world-to-come, you will find very
few who will in any way take the matter to heart, or
meditate on it. What, however, all people ask, both the
common folk and the educated classes is this: In what
condition will the dead rise to life, naked or clothed? Will
they stand up in those very garments in which they were
buried, in their embroideries and brocades, and beautiful
needlework, or in a robe that will merely cover the body?
43
See Maimonides, Letter on Resurrection, trans. Abraham Halkin in idem
and David Hartman, Crisis and Leadership: Epistles of Maimonides
(Philadelphia, 1985), 213, 2179; Arabic text and Hebrew translation of
Samuel ibn Tibbon in Iggerot haRambam, ed. Itzhak Shailat (Maaleh
Adumim, Jerusalem, 1985), vol. 1, 321, 3246 (Hebrew, 343, 34853). For a
thoughtful explication of this letter, see Ralph Lerner, Maimonides Treatise
on Resurrection, History of Religions 23 (1983): 14055. On Maimonides
reaffirmation of resurrection in the sense of the return of the soul to the body
after separation (ruj hdhihi alnafs liljasad bada almufraqa) or
after death (bada almawt), see ibid., esp. 146 and 149. Maimonides states
explicitly that the Letter on Resurrection is a popular work intended only for
the multitude. See Shailat, ed., Iggerot haRambam, vol. 1, 326 and esp. 338
(Hebrew, 352 and 373); Halkin, trans., 219 and esp. 233, and Lerner,
Maimonides Treatise on Resurrection, 1545.
Logistical and Other Otherworldly Problems in Saadya 83
And will rich and poor be alike, or will the distinctions
between weak and strong still exist and many similar
questions.
44
These and similar questions are of the sort of logistical and other
otherworldly kind that Saadya emphasized, and it would not be
at all surprising if Maimonides had him in mind when writing
this passage. Maimonides deplored these questions. While he
proclaimed resurrection to be a principle of the Torah, his
intention in popular writings such as the introduction to eleq
and the Letter on Resurrection was to lead Jews away from the
overvaluation and worship of future corporeal rewards and to
the truly divine incorporeal eternal rewards of the soul. This task
was not easy, for as Maimonides explains in the introduction to
eleq with an illustration whose source interestingly may have
been al-Ghazalis discussion of resurrection in the Tahfut just
as the eunuch cannot feel the desire for sexual intercourse [wa-
l al-innn shahwat al-jim], so the bodies cannot comprehend
the delights of the soul. We live in a material world and the
only pleasure we can comprehend is material.
45
Musings about
44
Maimonides, Commentary on the Mishnah, ed. Joseph Qfi (Jerusalem,
1965), vol. Neziqin, 197 (translated into English by Joshua Abelson in his
Maimonides on the Jewish Creed, Jewish Quarterly Review 19 o.s. [1906]: 301).
45
Ibid. (Qfi, 2034; Abelson, 38). Cf. alGhazali, Tahfut alfalsifa, 236
(214): alinnn ladhdhat aljim. Maimonides was certainly familiar with
this passage from the Tahfut. It has, however, been suggested recently that
Avicenna was Maimonides source here. Of course, inasmuch as Avicenna
was alGhazalis source for the eunuch analogy and much of the related
discussion, he was if not the direct source of Maimonides here, the indirect
one. On Avicenna as Maimonides source in this passage in the introduction
to eleq, see Dov Schwartz, Avicenna and Maimonides on Immortality, in
Medieval and Modern Perceptions on JewishMuslim Relations, ed. R.L.
Nettler (Luxembourg and Oxford, 1995), 188, and Sarah Stroumsa, True
Felicity: Paradise in the Thought of Avicenna and Maimonides, Medieval
Encounters 4 (1998): 601 and 712. Schwartz concludes: There can be no
Steven Harvey 84
the corporeal rewards of the resurrection did not excite or even
intrigue Maimonides. And despite the clear theological-political
benefits of indulging in discussion of the details of the
resurrection, Maimonides steadfastly did not do so.
Saadya, as we have seen, felt otherwise and accordingly took
a very different approach to the doctrine of resurrection.
doubt, I believe, that the relevant passages from Avicennas Kitb alNajt
were known to Maimonides, either in their original form or in paraphrase.
Stroumsa concurs. In fact, the eunuch illustration together with other parallels
to the passage in the introduction to eleq are found in many of Avicennas
works. The passage in alNajt (above, n. 17), 292, cited by Schwartz, occurs
also in Awl alnafs, ed. A. alAhwn (Cairo, 1952), 129, and alShif,
alIlhiyyt (above, n. 17), 424. An earlier version of the eunuch illustration
is cited by Stroumsa (p. 60) from Avicennas alMabda walmad. While
revising this paper for publication, Dr. Amira Eran sent me a draft of a paper,
in which additional evidence is marshaled for the direct influence of al
Ghazali on this passage in the introduction to eleq. Eran points to parallels
in alGhazalis Mzn alamal, not found in the Avicennian texts noted by
Schwartz and Stroumsa. See now Amira Eran, AlGhazali and Maimonides
on the World to Come and Spiritual Pleasures, Jewish Studies Quarterly 8
(2001), 13766, and idem, The Influence of the Arabic Terms Targhb and
Tarhb on Maimonides Concept of Fear and Love [in Hebrew], Tarbiz
70 (2001), esp. 4809. Maimonides knew some of the texts of alGhazali
and he knew some of the texts of Avicenna, and I am convinced both thinkers
influenced his discussion in the introduction to eleq. In any case,
Maimonides freely changes the language of his sources here, and this makes
the pinpointing of sources more difficult than it might seem from the
translations. Nonetheless, alGhazalis Tahfut seems to have been one of his
sources. See esp. 2357 (pp. 2134). For example, while Schwartz argues for
the influence of the passage in alNajt on that in the introduction to eleq
with three parallels, one of which is that both hold up the pleasure derived
by the separate intellects from their intellectual activity as an example of the
very existence of spiritual pleasure (Schwartz, Avicenna and
Maimonides), it may be recalled that Maimonides specifically speaks of
angels (almalika). Avicenna does not in the cited passage, but alGhazali
does in the Tahfut, 237 [214]; cf. the passage from Avicennas Ishrt cited
by Stroumsa [True Felicity, 66] and Avicennas alRisla alaawiyya
[above, n. 17], 612 and 117, where the state of the angels is mentioned.
JUDAH HALEVI ON ESCHATOLOGY AND MESSIANISM
Daniel J. Lasker
Ben-Gurion University of the Negev
In the history of religious thought, a number of different topics
have generally been referred to as eschatological beliefs,
namely, the fate of the soul after death; the fate of the person
after a future resurrection; and the messianic era (which may, or
may not, be the time of resurrection). Rabbi Judah Halevi, in the
Kuzari, discusses each of these themes, but unlike other
thinkers, such as Maimonides, Halevi does not systematize the
various elements of his eschatological beliefs. Rather, he
discusses these issues in diverse contexts, without fully
clarifying his thoughts. Hence, it will be necessary here to try to
reconstruct those beliefs from different passages in the Kuzari.
1
The first reference in the Kuzari to the afterworldy fate of
human beings is found in the philosophers speech in 1:1. The
philosopher offers the king an impersonal future reward in
1
Textual references will be to Judah Halevi, Kitb al-radd wa-l-dall f l-
dn al-dhall (al-Kitb al-Khazar), ed. David H. Baneth and Haggai Ben-
Shammai (Jerusalem, 1977) (below, Khazar). English translations are
generally my own, although Hartwig Hirschfeld, trans., The Kuzari (New
York, 1964), will be consulted. Comparison will also be made to the Hebrew
translations of Judah ibn Tibbon, Yehudah Even-Shmuel and Yosef Qnfi.
Daniel J. Lasker 86
which the latters intellect will become a separate intellect, on
the level of the Active Intellect, which is the lowest level of the
separate intellects. His soul will have pleasure since it will be in
the company of Hermes, Asclepios, Socrates, Plato and
Aristotle, but he and they and everyone else who was on that
level and the Active Intellect will be one thing.
2
This was an
offer that the king could obviously refuse, especially in light of
his knowledge (end of Kuzari 1:2) that Christians and Muslims
were killing each other in anticipation of achieving the
afterworldly Garden and Paradise (al-janna wal-firdaws).
The king, therefore, sought a better future reward among the
Christians and the Muslims (Kuzari 1:69). Surprisingly, the
Christian has nothing to say about life after death, not even
mentioning that the purpose of the incarnation was the
atonement for original sin, thereby providing the possibility of
afterworldly reward, a reward which, according to Christian
doctrine, had not been possible until that event. The Muslim
spokesman, however, does tell the king what to expect in the
afterlife: The reward of the follower [of Muhammad] is the
return of his spirit (r) to his body in the Garden (janna),
where he will lack nothing in terms of food, drink, intercourse
and all he desires. The punishment of the disobedient is his
return to the fire (nr) whose torments will never end.
3
It is
likely that the Muslims view of afterworldly reward was more
appealing to the king than the philosophers, even though as a
king he probably lacked nothing in terms of the physical
pleasures in this life. Since, however, the king did not believe
the Muslim as to the truth of Islam, he must also have doubted
2
Khazar, 5.
3
Ibid., 8.
Judah Halevi on Eschatology and Messianism 87
the latters ability to make good on his promises; hence, the king
continued his search for the true religion.
When the king calls upon a Jewish spokesman (the aver)
for his opinions, no mention is made of the future; rather, the
aver concentrates on the past which, for his part, is the
guarantor of the truth of Judaism. Throughout the Kuzari, Halevi
argues that one must first establish the historical truth of a
religion before one examines its particular doctrines; thus, the
past is much more important than the future. True, in the
avers initial speech (Kuzari, 1:11), he mentions the thousands
of prophets who came after Moses with promises for those who
observe his Law and threats for those who do not, but the nature
of these promises is not specified. During the subsequent
dialogue between the aver and the king, until the end of Book
1 of the Kuzari, no specific mention of the afterlife is made.
Near the end of that book, in 1:104, it is clearly to the
afterlife that the king is referring when he legitimately
concludes: The promises of those other than you [namely, the
Christians and Muslims] are stronger and more substantial than
yours.
4
The king apparently remembered the Muslims speech
concerning food, drink and women and compared it to the
avers previous lack of mention of the afterlife and his brief
reference to it at the end of 1:103 (the correct religion is the
one that guarantees the survival of the soul after death);
5
as to
Christianity, perhaps the king was relying on what he knew
previously about Christianity or inferred his knowledge of
Christianity from what he knew about Islam.
6
4
Ibid., 35.
5
Ibid.
6
As noted above, even before interviewing the Christian and Muslim, the
king knew that these religions promised afterworldy reward for those who
die in battle defending the faith (end of 1:2). He also refers to God (1:8) as
Daniel J. Lasker 88
As Dov Schwartz has pointed out,
7
Halevi was not consistent
in his response to the kings assertion that the other religions
offer greater future reward than Judaism. On the one hand, he
ridiculed the Muslims and Christians for offering tempting
promises of life after death, while making no effort to cash in
early on those promises.
8
Furthermore, no Christian or Muslim
had actually returned from Paradise to give a first hand account
of that place. In contrast, whatever Judaism did promise could
be relied upon since the Jews experience in this world, namely
their being the recipients of prophecy and miracles, was an
indication that God would take care of them in the next world.
9
The life of the prophet in this world seems to be the model for
the next world.
10
On the other hand, after downplaying the
extravagant Christian and Muslim promises, Halevi then turns
around and claims that, indeed, the Jewish afterworldly
promises, as found in post-biblical Jewish literature, were as
generous as the Christian and Muslim ones, which had actually
been stolen from the Jews.
11
The king, then, was mistaken on
the Creator of this world and the next world (khnliq al-duny wal
nkhira). By examining the Kings comments and questions throughout the
book, it might be possible to determine exactly what the king knew before his
crash course in comparative religion, and what he learned as a result of his
conversations with the various spokesmen.
7
Dov Schwartz, Ha-Raayon ha-meshii ba-hagut yehudit bi-mei ha-
beinayyim (Messianism in Medieval Jewish Thought) (Ramat Gan, 1997), 63
9.
8
Khazar, 1:106, p. 35. Although theologically motivated suicide bombers
did not exist in Halevis day, he did know that both Christian and Muslim
participants in religious wars expected afterworldly reward in the event of
their being killed in action; ibid., 1:2, p. 6; 5:23, p. 228.
9
In this manner, the validation of Jewish history as presented in most of
Kuzari 1 can be seen as leading up to the validation of afterworldly reward as
presented at the end of Kuzari 1; cf. e.g., the parables in Kuzari 1:109; 3:21.
10
Ibid., 1:103, p. 35; 109, pp. 368; cf. also 3:201, pp. 10912.
11
Ibid., 1:115, pp. 401.
Judah Halevi on Eschatology and Messianism 89
two counts: first, the Christians and the Muslims did not hold
out a greater reward than the Jews; and second, whatever the
other two religions did promise had no guarantee of being
fulfilled.
What, then, were the Jewish promises for the afterlife? The
aver told the king that the pleasures and tortures of the Garden
of Eden and Gehinnom, which had so impressed him in the
Christian and Muslim accounts, had already been described at
length by the rabbis, with greater exactitude than the
descriptions of the other nations. Since, however, the aver had
confined himself up until then (namely to the end of Book 1) to
biblical and not rabbinic statements, he had purposely omitted
these references. Actually, he continued, even though the
rabbinic promises were more grandiose than the biblical ones, a
close reading of the biblical text shows that even the prophets
held out promises for the afterlife. Thus, the prophets said that
when the body returns to dust, the soul returns to God; they
promised resurrection (although no explicit biblical text is
offered as proof of this); they foretold the sending of Elijah who
had been sent previously, and perhaps had not tasted death.
Even Balaam, who had prophesied miraculously (he could not
prophesy naturally since he was not Jewish),
12
wished that his
death be an easy one like that of Israel; King Saul brought the
soul of the prophet Samuel up from the world of souls. The
prayers make reference to the return of the souls to the body as
well, such as the Elohai neshama prayer, which even women
know. As to the Garden of Eden and Gehinnom, these were
12
Understanding, thus bi-idhn Allah, literally, with Gods permission or
with Gods will; on the miraculous aspects of this prophecy, see Robert
Eisen, The Problem of the Kings Dream and Non-Jewish Prophecy in
Judah Halevis Kuzari, Journal of Jewish Thought and Philosophy 3 (1994)
2345.
Daniel J. Lasker 90
places on earth, the first intended for humanity if Adam had not
sinned, and the second a place where bones and other impure
things were burned.
13
In sum, the aver does not give one unambiguous
description of the afterlife. Are we to assume that the references
in the Bible to survival of the soul are to be considered
operative, in which case it would seem that the afterlife is some
vague permanence of the soul, such as that of Samuels? Or
should we rely upon the vivid rabbinic descriptions of
afterworldly reward and punishment, descriptions which might
rival the Christian and Muslim beliefs but which are not
explicitly stated by the aver? Or is future resurrection, as
mentioned in the Elohai neshama prayer, the major Jewish
promise? It would seem that Halevis purpose at the end of
Book 1 of the Kuzari is to argue for the reliability of Judaisms
promises for life after death, vague as they may be, rather than
to elucidate what those promises are. From this initial
discussion, it would appear that whatever the ultimate reward
may be in some undetermined future, after-death recompense at
the very least begins at death, with the survival of the soul, and
its model is the prophetic experience in this world.
14
There are other passages in the Kuzari,
15
such as 3:11 and
3:21, in which Halevi makes reference to the afterlife and the
13
Khazar, 1:115, pp. 401; cf. also 2:20, p. 51, where the Garden of Eden is
situated in the Land of Israel; and ibid., 3:21, p. 111, where there is an additional
reference to the fact that the Garden of Eden and Gehinnom are mentioned both
in the prayers and in the rabbinic traditions received from the prophets.
14
The conclusion that afterworldly reward begins after death is based on the
reference to permanence of the soul after the corruption of the body (1:103, p.
35).
15
See also Khazar, 3:73, p. 145, where a midrash is cited to the effect that
both the Garden of Eden and the Messiah were created before creation of
world (references are provided ibid., in note to l. 15).
Judah Halevi on Eschatology and Messianism 91
world to come. For our purposes, however, the other important
mention of the fate of the soul after death occurs in the avers
discussion of philosophy in 5:14. The aver compares
philosophys method of attempting to prove rationally its
doctrines with the Jewish assurance of the truth of its teachings
based on a belief in creation of the world (reminiscent of
Maimonides statement in Guide to the Perplexed 2:25). Among
those Jewish beliefs guaranteed by the creation are the World to
Come, Resurrection, and the Days of the Messiah (olam ha-ba,
teiyyat ha-metm, and yemt ha-mashia in the Judeo-Arabic
text). Jews do not need to demonstrate, as the philosophers tried
to do, that the soul will have eternal life. According to Halevi,
the philosophers are not able even to prove that the soul is an
intellectual substance (jawhar aql), not defined by place,
which is affected by neither generation nor corruption.
16
In contrast to the philosophers, however, Halevi himself
again offered no explicit explanation of the fate of the soul.
Rather, he stated that God has proven for us (aqqaqa indana)
resurrection (mad), but has left aside the question as to
whether it is spiritual or physical. It would seem quite surprising
had Halevi entertained the possibility that resurrection of the
dead was purely spiritual and not also physical. Yosef Qfi, for
16
Ibid., 210. As an additional feature of his attack on the philosophical
position concerning the permanence of the intellectual facilities only, Halevi
asked (ibid., 211) about the person who had perfected his intellect but had
then turned to a domineering and lust-filled life. Will we say he has one soul
in felicity (nam) and one in torment (adhb)? All three Hebrew
translations (Ibn Tibbon, Even Shmuel and Qfi) translate gan eden and
gehinnom. Given Halevis statement at the end of 1:115 about those two
terms, such a translation is misleading; cf., however, 3:21, p. 111, where the
world to come (olam ha-ba in the Judeo-Arabic) seems to be composed of
the Garden of Eden and Gehinnom (gan eden and gehinnom in the Judeo-
Arabic).
Daniel J. Lasker 92
instance, comments in his translation of the Kuzari that if Judah
Halevi believed that resurrection is solely of the souls, how was
it that the souls could die (and thus be in need of resurrection)?
17
Judah ibn Tibbons translation, at least in the main manuscript
of the Hartwig Hirschfeld text, obviates this problem by
translating mad as yiudim, namely promises, not resurrection,
although a variant text of the Ibn Tibbon translation reads: the
reviving of the soul. Hirschfeld speculates that yiudim reflects
an original that was mawid, not mad. It is equally likely,
however, that a scribe felt the same discomfort as did Qfi and
decided that Halevi could not have held the opinion that
resurrection was possibly only spiritual and corrected the
Hebrew text accordingly.
18
In his English translation,
Hirschfeld, relying upon the Arabic, translates mad as return
of the soul.
19
Charles Touati, apparently also sensitive to the
problem of spiritual resurrection, leaves mad un-translated
and refers to the permanence of the soul as being either physical
or spiritual.
20
Thus, even though Halevi assured us that Jews
would be guaranteed some sort of afterworldly reward or
resurrection, he admitted that he did not know exactly what it
would be.
21
17
Yosef Qnfi, ed. and trans., Sefer Ha-Kuzari le-Rabbeinu Yehudah Halevi
Zaal (Qiryat Ono, 1997/5757), 211, n. 77.
18
Hartwig Hirschfeld, ed., Das Buch al-Chazari des Ab-l-Hasan Jehuda
Hallewi (Leipzig, 1887) (reprinted, Israel, 1970), xlvixlvii, n. 70. Yehuda
Even Shmuel, The Kosari of R. Yehuda Halevi (Tel Aviv, 1972), 214,
paraphrases: whether the soul is spiritual or whether it is physical.
19
Hirschfeld, The Kuzari, 270.
20
Juda Hallevi, Le Kuzari. Apologie de la religion mprise, trans. Charles
Touati (Louvain-Paris, 1994), 214.
21
Another reference to resurrection is made in Khazar, 2:23, p. 57, con-
cerning the Christian and Muslim belief in the day of resurrection (yawm
al-qiyma). On the various usages in Islamic theology of the Arabic term
mad, see R. Arnaldez, Mad, Encyclopaedia of Islam, New Edition, 5
Judah Halevi on Eschatology and Messianism 93
Reviewing Judah Halevis discussion of the afterlife, we are
struck with the fact that his account, with all its ambiguity, has
much in common with Maimonides view. Although he rejected
the Aristotelian stance (adopted by Maimonides) that the
survival of the soul is a function of the souls intellectual
accomplishments, it would nevertheless appear that for Halevi,
the personal reward is a spiritual afterlife of the soul at the
conclusion of ones life on earth. The Garden of Eden and
Gehinnom, at least in their biblical rendition, are not the abode
of the souls but rather places on earth, and the soul does not
have to wait for resurrection before receiving its reward or
punishment. As for the exact meaning of resurrection, that is not
explained.
22
Halevis View of the Messianic Redemption
In Halevis view of messianic redemption, we once again see
striking similarities to the position later espoused by
Maimonides. Halevis lack of clarity concerning the fate of the
individual soul is probably not coincidental. Just as in general
Halevi stressed, in contrast to Maimonides, the importance of
the collective over the individual,
23
so, too, did he put greater
(Leiden, 1986), 8924. For the Christian and Muslim background, and
polemical context, of some of Halevis statements about the afterlife, see
Diana Lobel, Between Mysticism and Philosophy, Sufi Language and
Religious Experience in Judah Ha-Levis Kuzari (Albany, 2000), 4851.
22
The Maimonidean view can be seen in Maimonides, Commentary on the
Mishnah, ed. Yosef Qnfi, vol. 4 (Jerusalem, 1963) 1339 (Sanh. 10:1).
23
Hannah Kasher, Individual or Community: A Comparative Study of
Judah Halevi and Maimonides [in Hebrew], Iyyun, 37 (July-October, 1988)
23847. In this article, Kasher suggests that Maimonides stressed the idea of
a personal Messiah who would force Israel to act properly, whereas Halevi
believed that the people of Israel itself would act collectively to bring about
the messianic era. See also Isaac Heinemann, Temunat ha-Historiah shel R
Yehudah Halevi, Zion 9 (1944), 1724. Heinemann states that as a result of
Daniel J. Lasker 94
emphasis on the collective future reward, namely the days of the
Messiah, over the individual future reward after death. Here
there is also a certain lack of clarity but not as great as that
concerning the souls world to come and resurrection.
A number of scholars have theorized that Judah Halevi was a
believer in active messianism and his writing of the Kuzari and
his aliyah to the Land of Israel were intended to help bring the
Messiah.
24
Certainly, his poetry indicates his strong desire for a
restoration of Zion and the reunion of the Jewish people with the
Land of Israel.
25
Whether or not Judah Halevis messianism was
active, there is little doubt that he was very much looking
forward to the days of the Messiah, with its restoration of the
Jewish people to its land, even if he did not devote much of his
work to a description of that period.
There are a number of different ways of characterizing
Jewish messianic beliefs. Gershom Scholem, for instance, has
Halevis stress on the collective, the individual eschatological hope did not
at all influence his theory of life.
24
His statement at the end of the Kuzari (Khazar, 5:27, pp. 22930) that the
Messiah will come when the Jewish people sufficiently love the stones and
dust of the Land of Israel to the ultimate degree, may indicate a messianic
motive in traveling to the land of Israel. In leaving his land of birth for an
uncertain future, Judah Halevi was emulating the patriarchs (ibid., 2:23, p.
57). This theme is mentioned as well in a poem of Halevi published by
Joseph Yahalom: Joseph Yahalom, Shalom Shalom meet eved ha-shem
ve-eved adoni Yehudah Halevi Haaretz, May 20, 1999, B-15. This poem
was also published by Yahalom in The Immigration of Rabbi Judah Halevi
to Eretz Israel in Vision and Riddle [in Hebrew], Shalem 7 (2001): 3345
(the poem is on pp. 445)
25
See Ben-Zion Dinburg (Dinur), Aliyyato shel rabbi Yehudah Halevi le-
ere-yisrael ve-ha-tesisah ha-meshiit be-yamav, in S. Assaf, et al., Minah
le-David (Jerusalem, 1935), 15782. In this context, I will restrict myself to a
discussion of the Kuzari; cf. Schwartz, Raayon, 55, n. 23. Michael S.
Berger, Toward a New Understanding of Judah Halevis Kuzari, Journal
of Religion, 72:2 (1992), 21028, has theorized that the purpose of writing
the Kuzari was to promote emigration from Spain to the Land of Israel.
Judah Halevi on Eschatology and Messianism 95
compared utopian with restorative messianic beliefs, in which
the utopian looks forward to a whole new world, whereas the
restorativist wishes solely to go back to what appears in
hindsight as the good old days.
26
Dov Schwartz distinguishes
between the apocalyptic and the naturalistic, namely, between
the worldview that sees the messianic days as a totally new
phenomenon and the belief that the messianic days will be part
of the historical continuum.
27
Where should Halevis views be
placed in terms of these categorizations?
It seems to me that, like Maimonides, Halevi held a
naturalistic restorative view of the Messiah. There is no
indication in the Kuzari that the Messiah will herald in a totally
new era, bringing history to an end. Rather, the Messiah will
mark the restoration of the People of Israel in the Land of Israel,
living by the Torah of Israel. The visible Shekhina will be
restored, prophets will prophesy, and miracles will occur.
28
In
other words, Israel will be returning to the halcyon days of the
First Temple period.
29
The only utopian element is that in
contrast to the past, in the messianic future all the world will
recognize the centrality of Israel: the people, the land and the
Torah.
30
26
Gershom Scholem, The Messianic Idea in Judaism (New York, 1971),
136.
27
Schwartz, Raayon, 1327.
28
See, e.g., Khazar, 5:23, p. 227. Halevi may have been influenced by
Saadyas statement that the light of the Shekhina will shine upon the Temple
in the messianic age; see Saadya Gaon, Kitb al-Amnt wal-Itiqdt
(Emunot ve-Deot), 8:6, ed. Yosef Qfi (Jerusalem, 1960/5730), 251.
29
In Khazar, 3:65, p. 137, Abraham, Moses, the Messiah and Elijah are said
to be in their essences the dwelling place of the Shekhina, by which prophecy
is acquired.
30
Which presumably will lead to the additional utopian element of universal
world peace.
Daniel J. Lasker 96
Dov Schwartz has argued that the predominant role played by
Israel in the messianic era, according to Judah Halevi, is an
apocalyptic, rather than naturalistic, element of his thought.
31
Nevertheless, in light of Halevis view of nature, which,
admittedly, is not the Aristotelian view of nature, it is more
correct to say that for Halevi the messianic era would be
naturalistic and restorative, returning to the non-apocalyptic
days of the First Temple. Once nature is understood to include
the level of the amr ilh, the divine influence or divine
order, namely the special level of the Jewish people, which
includes prophecy and miracles as a matter of course, then the
messianic era is certainly part of the natural order.
32
An indication of the natural manner in which the messianic
age will come about can be discerned in Halevis statements
concerning the return from the Babylonian Exile (Kuzari,
2:24).
33
At this point in Jewish history, God was ready to send
the Messiah, but the Jewish people were not sufficiently
prepared for him, as can be seen from the refusal of many Jews
to leave the comforts of exile in Babylonia. Since the divine
influence (amr ilh) rests on people only in relation to their
preparation for it, had the Jews been more prepared at that time,
God would have helped them as He had helped their ancestors in
Egypt, namely He would have brought the redemption.
Furthermore, during the exile of Halevis day, had the Jewish
People willingly accepted their fate as a persecuted minority, as
an act of obedience to God, the Divine Influence would not have
abandoned them for such a long time (Kuzari, 1:115).
34
Thus,
Halevi offers naturalistic explanations of the length of the exile
31
Schwartz, Raayon, 5562.
32
This thesis will be developed below.
33
Khazar, 58.
34
Ibid., 39.
Judah Halevi on Eschatology and Messianism 97
and the delay in the coming of the Messiah; if the messianic
redemption were totally miraculous, the behavior of the Jewish
People should not affect its timing.
35
In Halevis naturalistic messianism, the acceptance of the
Messiah by non-Jews would also be accomplished by natural,
not supernatural, means. One of the characteristics of the
messianic age in Halevis thought (Kuzari 4:23) is the
worldwide conversion to Judaism spearheaded by the Muslims
and Christians, who are already semi-proselytes. The Jewish
people are like a seed which is planted in dirt and which changes
the dirt into something like itself as the seed grows into a tree,
deriving nourishment from the soil in which it is planted. So,
too, will the Jews flourish like a tree, onto which the other
nations will be grafted, all of them becoming one tree.
36
One might assume, as some scholars have, that when all the
nations are grafted onto the tree of Judaism, the difference
between Jew and non-Jew will disappear, since all peoples will
now be Jews.
37
In an article written a number of years ago, I
argued that Halevi distinguished between native-born Judaism
(the Judaism of the ura bani Israel) and proselyte Judaism,
35
The Talmud, Sanh. 97b98a, records the dispute between R. Joshua and R.
Eliezer as to whether the Messiahs coming is a function of repentance or
whether it will occur at a preordained time (qe). This may be the
background of Halevis statements that Jewish misbehavior has delayed the
coming of the Messiah.
36
Khazar, 1723. I have discussed this analogy, and its possible New
Testament origin, in Daniel J. Lasker, Proselyte Judaism, Christianity and
Islam in the Thought of Judah Halevi, Jewish Quarterly Review 81:12
(JulyOctober, 1990), 7591. It is true that Halevi did not explicitly say that
all non-Jews would convert to Judaism, but the seeds turning the dirt into
something like itself and the fact that all will be one tree indicates that all
peoples will adopt the Jewish religion.
37
David Z. Baneth, Rabbi Yehudah Halevi ve-Al-Ghazali, Keneset 7
(1942): 323; Dinur, Aliyyato, 1769.
Daniel J. Lasker 98
where the latter is a very good copy of native-born Judaism
(what I called a Judaism compatible), but not the authentic
Judaism of the native-born Jews. One of the major differences
between the two is that the proselyte Jew cannot achieve
prophecy; another difference is that there is no special relation
between proselyte Judaism and the Land of Israel. Only the
native-born Jew is a recipient (or holder) of the amr ilh, which
is necessary for prophecy and which distinguishes Jews from
non-Jews, including proselytes. As a result of this inherent
difference, the distinction between native-born Jews and
proselytes will continue even during the messianic age.
38
Not everyone has accepted my conclusions concerning the
difference between the two types of Judaism. It has been argued
that the alterity that Judah Halevi notes between native-born (or
pure) Jews and converts is of only minor import. True, converts
cannot be prophets, but neither can most Jews, especially when
there is no Temple and Israel is not sovereign in its Land. Even
under ideal conditions, not all native-born Jews can become
prophets (Kuzari 1:103). Furthermore, it is argued, that the
difference between the prophet (a status to which a convert
cannot aspire) and the pious (the wl) is not significant,
because even the wl can perform wonders (karmt), if not
real miracles (mujizt), and also derive benefit from the amr
ilh (e.g., Kuzari 2:14).
39
Not only that, if God desired to make
a prophet even of a non-Jew, He could do so by means of a
miracle, as He did in the case of Balaam (Kuzari 1:115);
38
See Lasker, Proselyte Judaism.
39
On the distinction between the prophets and the wls miracle making
abilities, see Daniel J. Lasker, Arabic Philosophical Terms in Judah Halevis
Kuzari, in Joshua Blau and David Doron, eds., Heritage and Innovation in
Medieval Judaeo-Arabic Culture. Proceedings of the Sixth Conference of the
Society for Judaeo-Arabic Studies [in Hebrew] (Ramat Gan, 2000), 1616.
Judah Halevi on Eschatology and Messianism 99
certainly converts can prophesy miraculously. And, lastly, the
reason for which converts are not candidates for prophecy was
that the circumstances of their birth and pre-Jewish education
(namely the father was presumably uncircumcised, and the
parents did not observe important Jewish rituals, especially the
menstrual purity laws). A second generation convert, i.e., one
whose father was already circumcised, and both of whose
parents were Torah observing Jews when that person was
conceived, is fully Jewish and the distinction between native-
born and proselyte Judaism disappears.
40
There are a number of different aspects to the argumentation
here. Most significantly, the claim is made that being on the
level of the amr ilh is not a biological, genetic function but a
consequence of ones observance of the commandments. Thus,
the second-generation proselytes, born to observant, albeit
proselyte, Jews who observed the commandments, are just like
any other Jew whose parents were not proselytes. The
descendant of proselytes would have as good (or as poor) a
chance to be a prophet as the descendant of native-born Jews.
Proponents of this view can point to Kuzari 5:20:4, where the
highest level of existence is that of those who observe the Torah,
40
Cf. The discussions in Eisen, The Problem, 23147; Baruch Frydman-
Kohl, Convenant, Conversion and Chosenness; Maimonides and Halevi on
Who is a Jew?, Judaism 41, 1 (1992): 6479; Charles H. Manekin,
Aspects of Human Ranking in Halevy and Maimonides, in B. Carlos
Bazn, et al., eds., Moral and Political Philosophies in the Middle Ages
(Proceedings of the Ninth International Conference of Medieval Philosophy)
(New YorkOttawaToronto, 1995), 168697; and Steven S. Schwarzschild,
Proselytism and Ethnicism in R. Yehudah HaLevy, in Bernard Lewis, et
al., eds., Religionsgesprche in Mittelalter (Wiesbaden, 1992), 2741 (the
author, who died before finishing his work, had used a pre-publication draft
of my own article). See also Lipmann Bodoff, Was Yehudah Halevi
Racist? Judaism 38:2 (Spring, 1989), 17484, which was written before my
article.
Daniel J. Lasker 100
a level which is parallel to the level of amr ilh in 1:4143.
41
It
seems that this is not a sufficient proof of the disappearance of
the difference between the native-born and the descendants of
proselytes, since, for Halevi, in order fully to observe the Torah,
one must live in the Land of Israel and have the other intrinsic
qualities of the native-born Jews.
There are other reasons to doubt an interpretation of Judah
Halevi that argues for the disappearance of the distinction
between proselytes and native-born Jews. First, there is the
explicit statement of Kuzari 1:115 that when the convert
observes the commandments, he might be able to attain divine
favor for himself and his offspring (nasluhu), namely the
offspring apparently continue to have the status of convert.
Perhaps the biological paradigm of the spread of the amr ilh
(Kuzari 1:95) should not be taken literally,
42
but in combination
with other passages concerning the unequal status of converts
(1:27, 115), it would seem to represent Halevis thinking.
Furthermore, the essential difference between Jews and non-
Jews can be seen in the metaphors of Israel as the heart of the
nations and the nations as beautiful, but inorganic, statues.
43
The
special quality adhering to the Jewish people (the
afwa/segulah), that which distinguishes them from other
peoples, must be inborn and essential.
In the messianic era, moreover, the differences between
native-born Jews and proselytes (former non-Jews) will become
even more prominent than they are in this world. Perhaps in our
41
Khazar, 223; cf. Manekin, Aspects, 1695, n. 8. I would like to thank
Professor Manekin for his comments on this paper, despite his disagreement
concerning the central thesis of the essential distinction between native-born
and proselyte Jew.
42
Cf. also Khazar, 4:15, p. 166.
43
Ibid., 2:2944, pp. 638.
Judah Halevi on Eschatology and Messianism 101
world there is not a great difference between a convert, who
right now cannot achieve prophecy, and a native-born Jew, who
right now also cannot achieve prophecy. In any event, in our
world, the children of converts eventually intermarry with
native-born Jews and the differences between these two types of
Jews disappear.
44
In the messianic era, however, the situation
will be different. Prophecy will return at that time, the Temple
will be rebuilt, the sacrifices will be offered, all the
commandments will be observed; thus, the conditions of
prophecy will be fulfilled and, therefore, there will be prophets
and real miracles (mujizt). These prophets will be exclusively
native-born Jews who have a special relation to the divine
influence (amr ilh). Furthermore, who will be in the Land of
Israel in the messianic era to enjoy the abundance of the divine
influence? Only native-born Jews.
45
We know from Kuzari 4:23
that all peoples of the world will join the tree of Judaism, but
they will not all be living in the Land of Israel. How could they
all fit in?
46
The problem is not just a logistical one. Not only
44
Unfortunately, Halevi never directly related to the question of when the
offspring of mixed marriages between converts and native-born Jews
become fully assimilated into the Jewish people. His statement in 1:115
about the proselyte and his offspring seems to refer to proselytes who marry
among themselves (very likely the situation in the messianic era when all
peoples will convert to Judaism).
45
Perhaps resurrected proselytes and their descendants from the pre-
messianic era will also be in the Land of Israel, but since, as noted, Halevis
view of resurrection is somewhat unclear, it would be difficult to draw
conclusions about this question.
46
Saadya Gaon engaged in some fancy mathematical footwork to figure out
how all resurrected Jews would fit in the Land of Israel; see his Amnt, 7:7,
pp. 2334. I am not denying the possibility that some proselytes will, indeed,
live in the Land of Israel and enjoy the special qualities of that Land; I am
asserting that in a world in which every single person becomes Jewish, which
is presumably Halevis view, only native-born Jews will necessarily live in
the Land of Israel.
Daniel J. Lasker 102
does the converted king of the Khazars, the prototypical
proselyte, see no personal obligation to live in the Land of
Israel, he even discourages the aver from going there (Kuzari
5:2228). So, too, will future messianic converts see no
religious duty to live in the Land of Israel.
Proselytes in the messianic era will honor the native-born
Jews of the Land of Israel (Kuzari 4:23), just as proselyte
Khazarians honored the native-born Jews in Khazaria. And in
the manner in which the Khazarians built themselves a model of
the tabernacle because of their love of the Temple,
47
so, too, one
can assume that messianic converts will also build models of the
rebuilt third Temple. All native-born Jews will live in the Land
of Israel; the vast majority of proselyte Jews will live outside the
Land of Israel. This does not mean, for example, that God could
not miraculously cause a proselyte Jew to be a prophet just as he
caused Balaam to be a prophet; it does, however, mean that not
only will the distinction between native-born and proselyte Jews
be maintained in the days of the Messiah, but also it will
actually be strengthened.
*
Halevis philosophical outlook assumes that only native-born
Jews will be prophets, even in the messianic era. The opinion
that there will be no differences between Jews and proselytes is
at odds with his viewpoint. Some readers of the Kuzari have
understood Halevi, in contrast to the Aristotelian Maimonides,
as an anti-philosopher who favors miraculous Judaism over
natural philosophy. Halevi stressed the miraculous, i.e., that
which is brought about by direct divine causality, over the
47
This is described in Khazar, 2:1, p. 42.
Judah Halevi on Eschatology and Messianism 103
natural, i.e. that which is a result of a combination of
intermediate causes.
48
True, Halevi indicated that science and
philosophy alone were not sufficient to achieve a completely
accurate account of reality, but that does not make his own
account of reality supernatural as such. Indeed, a number of
recent studies of Halevi, for example those by Herbert Davidson
and Howard Kreisel, have argued for a more naturalistic view of
Halevis philosophy.
49
Halevi was not an Aristotelian naturalist,
since his understanding of nature included the level of the amr
ilh (the divine influence), a level which did not exist in the
Aristotelian explanation of reality. Once, however, one under-
stands the level of the amr ilh as an attempt to provide a
rational explanation of certain unusual observed phenomenon of
the world, such as the miracles recorded in the Bible on the basis
of reliable eyewitness accounts or the phenomenon of prophecy,
48
See Harry A. Wolfson, Hallevi and Maimonides on Design, Chance and
Necessity, Proceedings of the American Academy for Jewish Research 11
(1941): 10563; Hallevi and Maimonides on Prophecy, Jewish Quarterly
Review 32:4 (1942): 34570; 33:1 (1943): 4982; Judah Hallevi on
Causality and Miracles, in Meyer Waxman Jubilee Volume (Chicago and
Jerusalem, 1966), 13753 (all reprinted in Idem, Studies in the History of
Philosophy and Religion 2 [Cambridge, Mass. and London, 1977], 1120;
41532).
49
For this understanding of Halevis view of nature and causality, see
Herbert Davidson, The Active Intellect in the Cuzari and Hallevis Theory
of Causality, Revue des Etudes Juives 131 (1973), 35196; and Howard T.
Kreisel, Theories of Prophecy in Medieval Jewish Philosophy, (Ph.D. diss.,
Brandeis University, 1981), 85123; and idem, The Land of Israel and
Prophecy in Medieval Jewish Philosophy, in Moshe Halamish and Aviezer
Ravitzky, eds., The Land of Israel and Prophecy in Medieval Jewish Thought
(Jerusalem, 1991), 451. I would like to thank Professor Kreisel for his usual
incisive comments on this paper.
Daniel J. Lasker 104
one can see the extent to which Halevi can be considered a
naturalist.
50
According to Halevis restorative, non-apocalyptic view of
the messianic period, in which the natural order will remain
intact, it is clear that only native-born Jews will be prophets.
This is so because only Jews fulfill the natural, minimal
requirements of prophecy, namely being endowed with the amr
ilh, living in the Land of Israel and observing the
commandments. In the messianic era, other peoples will observe
the commandments, but observing the commandments is not a
sufficient condition for achieving prophecy. The level of amr
ilh will still be reserved for native-born Jews.
The conclusion reached by some that the distinction between
Jews and proselytes will disappear in the messianic era is based
on the assumption that Halevi has a purely voluntaristic,
miraculous understanding of the world, as compared to the
Aristotelian model. Thus, just as God miraculously ensured
that only Jews could be prophets, in the messianic era He could
miraculously make all people into prophets. If that were the
case, however, then there could be no reasonable explanation of
Israels particularity, in either the pre- or post-messianic era; this
particularity would be opposed to reason. As Halevi himself
states twice (1:67 and 89), nothing in Judaism is in conflict with
reason; certainly the restriction of prophecy to native-born Jews
must not be in conflict with reason. If God acted totally
arbitrarily, such that any non-Jew could achieve the level of
Jews, even in the messianic age, then why would Halevi need an
50
Halevi stated in a number of passages that when one has a reliable
tradition testifying to the truth of a seemingly unexplainable, unnatural
occurrence, one should use logical reasoning (qiys) to explain it (thereby,
giving it a natural explanation); see, Khazar, 1:5, p. 8; 1:65, p. 17; 1:89, pp.
256; 4:3, p. 157.
Judah Halevi on Eschatology and Messianism 105
explanation of prophecy based on such factors as climatology
and the hereditary nature of the amr ilh? In the messianic era,
all humans will practice Judaism; only a small part of humanity
will be Jewish in the ethnic sense and, thus, only a small part of
humanity will be worthy of prophecy, miracles and the right of
residency in the Land of Israel.
51
It is instructive to compare Halevis views with those of
Maimonides. True, for Maimonides, Israels superiority over
other nations is a function of the Torah of Israel and not any
unique superhuman feature of the Jewish people.
52
Thus, for
Maimonides, in the messianic era, as in our own era, there will
be no distinctions between native-born Jews and proselytes.
Nevertheless, according to Maimonides and Halevi, the
messianic era will share the following characteristics: It is part
of history, not the end of history;
53
resurrection of the dead will
not be an inherent aspect of the era; the symbol of the
restoration of Jewish sovereignty will be the renewed Temple
with the sacrifices; Christianity and Islam will disappear, having
fulfilled their historic roles of propagating the belief in God and
the anticipation of the Messiah; all peoples will recognize the
truth of the Torah of Moses and live by it, thereby assuring (for
51
Since Halevi did not fully develop his theory to account for the offspring
of native-born Jews and proselytes, it is impossible to know at what stage, if
at any, such an offspring might qualify for prophecy. It should also be noted
that a naturalistic reading of Halevi does not preclude miracles which are a
function of direct divine causality, such as, presumably, Balaams prophecy.
52
As Menachem Kellner develops my computer analogy in Maimonides on
Judaism and the Jewish People (Albany, 1991), 5, for Halevi the difference
between Jews and non-Jews is in the hardware, whereas for Maimonides it
is in the software.
53
Unless the messianic Pax Israelitica is considered the end of history,
just as some theorized a few years ago that the Pax Americana heralded the
end of history. This analogy was suggested to me by Ehud Krinis, who was
kind enough to offer me other suggestions concerning this paper.
Daniel J. Lasker 106
Halevi) or improving their chances of (for Maimonides) life
after death.
54
Even though Judah Halevi did not offer his readers explicit
answers to their questions about the afterlife, what he did write
is sufficient for us to know that his eschatology was an intrinsic
part of his general philosophical outlook, an outlook which
offered naturalistic explanations for the special status of the
Jewish people, a status which will remain even when the
Messiah comes.
54
Maimonides views of the messianic era are found in Maimonides,
Commentary on the Mishnah (above, n. 22); Mishneh Torah, H. Melakhim,
ch. 112; and Epistle to Yemen.
ITTIcL AND THE AMR ILcH: DIVINE IMMANENCE AND THE
WORLD TO COME IN THE KUZARI
Diana Lobel
Boston University
Scholarship on the Kuzari
1
has long puzzled over the concept of
the amr ilh. On the one hand, Judah Halevi ostensibly rejects
the philosophical world-view, which posits the Active Intellect
as an intermediary between God and human beings. On the other
hand, he appears to choose a substitute for the Active Intellect:
the amr ilh, a mysterious, fluid term Halevi employs to
express divine immanence.
Shlomo Pines contextualized the phrase amr ilh along with
several other key terms in the Kuzari which find striking
parallels in Shite sources. However, the precise role and
function of the amr ilh remain to be clarified. Certainly such a
task would be beyond the scope of this paper. My more modest
goal is to explore the theme of connection or union (ittil) with
the amr ilh, including its eschatological dimension.
Halevi uses the term amr or amr ilh one hundred times in
the Kuzari (excluding, for the most part, times he uses amr in
1
All Kuzari citations from Kitb al-radd wa-l-dall f l-dn al-dhall (al-
Kitb al-Khazar), ed. D. Baneth and H. Ben-Shammai (Jerusalem, 1977).
Diana Lobel 108
the simple sense of davar thing, matter, concern or to
translate command or commandment [mivah]. He uses the
terms ittil or wula eighty-two times. I will focus here on the
passages in which he uses these terms together, of which there
are at least thirty.
Theory of afwa: Gods Ittil with Select
The Arabic root w--l means to connect, unite, join, or link, as
well as to arrive at or attain, perhaps through the process of
connecting. The term ittil means union, communion, contact,
or conjunction. The term wul signifies attaining or reaching
the Divine. These terms are in fact the focus of a central debate
in the Middle Ages: In what sense is it possible for human
beings to achieve union with the Divine, and how does one
attain such union?
2
2
For primary texts, see al-Frb, Mabdi cr Ahl al-Madna al-Fila,
trans. R. Walzer, as Al-Farabi on the Perfect State (Oxford, 1985), 2407;
Al-Frb, al-Siysa al-Madaniyya, ed. F. Najjar (Beirut, 1964), 7980; Al-
Frb, Risla f-l Aql, ed. M. Bouyges (1938), 22; Ibn Sn, Shif: De
anima, ed. F. Rahman (London, 1959), 2458; trans. F. Rahman, Avicennas
Psychology (Oxford, 1952), 903; Ibn Sn, Kitb al-Ishrt wa-l-Tanbht,
ed. J. Forget (Leiden, 1892), 129; Ibn Sn, Commentary on Aristotle, De
Anima, in Arismu Inda al-Arab, ed. A. Badawi (Cairo, 1947), 1001; Ibn
Sn, Kitb al-Mubatht in Badawi, 2301; Ibn Sn, Glosses on the
Theology of Aristotle (Shar Kitb Uthljiya al-Mansb il Arismu li-ibn
Sn) in Badawi, 73; Ibn Bjja, Kalm f Ittil al-Aql bi-l-Insn, trans. M.
Asin Palacios as Tratado de Avempace sobre la Union del Intelecto con el
Hombre in Al-Andalus VII (1942), 147.
For secondary literature, see Alexander Altmann, Ibn Bajja on Mans
Ultimate Felicity, in idem, Studies in Religious Philosophy and Mysticism
(Ithaca, 1969), 478 ff; Alfred Ivry, Averroes on the Possibility of
Intellection and Conjunction, JAOS, Vol. 86, No. 2 (AprilJune, 1966), 76
85; idem, Moses of Narbonnes Treatise on the Perfection of the Soul, A
Methodological and Conceptual Analysis, JQR, 271297; Herbert
Davidson, Alfarabi, Avicenna, and Averroes on Intellect (Oxford, 1992), 48
58, 6573; 8394; 1035; 180209; 32040; idem, Alfarabi and Avicenna
Divine Immanence and the World to Come in the Kuzari 109
Sufis and philosophers in medieval Spain each used the terms
ittil and wul to describe union with the Divine. While the
Sufis sought union with God, the philosophers goal was more
modest: to unite his or her mind with the Active Intellect, the
last of ten intellects emanated from God.
3
Halevi contrasts both
Sufi and philosophical ittil with what he sees as a more direct,
concrete, and powerful religious experience: that found in the
relationship between the biblical God and the people of Israel.
Halevi describes this ongoing relationship by adapting and
transforming a Shite model of sacred history. Shite thinkers
used the term ittil to describe the prophetic connection God
makes with a select line of individuals from Adam through
Muammad and his descendents.
4
Halevi transforms the Shite
model by extending the term ittil to describe a group
connection between God and the nation of Israel established
through Gods deliverance of the Israelites from Egypt.
The Shite texts express a Neoplatonic hierarchy of emanation;
the Divine reaches out through a series of hypostases, which
on Active Intellect, Viator 142, 1524; 16672; David Blumenthal,
Maimonides Intellectualist Mysticism and the Superiority of the Prophecy of
Moses in Approaches to Judaism in Medieval Times, Vol. I (Chico, 1984), 278,
ad loc.
3
In medieval Aristotelian thought, the celestial world consisted of nine spheres,
each governed by an emanated divine intelligence. Medieval thinkers such as al-
Frb also posited a tenth intelligence, which they identified with the active
intellect spoken of by Aristotle in De Anima. This Active Intellect was held to
govern our world in the sphere under the moon and to bring potential human
thought into actuality. Most philosophers believed that the Active Intellect was
the celestial limit beyond which the human mind could not reach; the goal of
spiritual life was therefore union with the tenth divine intellect. See Herbert
Davidson, The Active Intellect in the Cuzari and Hallevis Theory of Causality,
Revue des etudes juives, 352 ff; idem, Alfarabi and Avicenna on Active
Intellect, Viator 109, 134 ff; idem, Alfarabi, Avicena, and Averroes, 34, 44.
4
Shlomo Pines, Shite Terms and Conceptions in Judah Halevis Kuzari,
Jerusalem Studies in Arabic and Islam 2 (1980), 172 ff.
Diana Lobel 110
include soul, intellect, and the divine amr, a second key term in
the Kuzari. The term means literally thing, word, affair, or
command. In the Qurn it signifies the divine command;
5
in
these Shite texts, it seems to signify Gods commanding word,
or what Pines calls a divine influx conferring prophecy.
6
The
amr comes to this series of prophets through ittil. It is thus
ittil connection or conjunction with God that confers
prophecy upon certain human beings.
In these Shite texts, God elects certain individuals as an
elite line of prophets, who are or become the afwa, a third key
term in the Kuzari. The term is derived from the root -f-w,
which signifies both purity and selection: the afwa are the pure
and also the chosen. It is not always clear whether they are
chosen because they are pure, or whether they become select
through being chosen by God.
7
There has been some confusion in the literature between the
concepts of the afwa and of the amr ilh. The afwa rendered
into Hebrew by Judah ibn Tibbon as segulah are those who are
chosen. The amr ilh is the aspect of God that connects with the
elite. It is true that Halevi at times uses quasi-genetic language
to describe suitability for contact with the Divine. But in my
opinion, scholars have placed too much emphasis on the
immanent aspect of the amr ilh, as if amr ilh is a principle
5
See J.M.S. Baljon, The Amr of God in the Koran, Acta Orientalia 23
(1959), 718.
6
Pines, Shite Terms and Conceptions, 177.
7
See, for example, I:47: 14 These, on account of their ittil are the heart of
Adam and his quintessence (afwa). Are they afwa because of their ittil,
or does God connect with them because they are a natural elite? Put more
simply: are they special because they are chosen, or are they chosen because
they are special? Halevis language suggests that ittil is both a gift
conferred on those who are worthy and a gift which makes special those who
receive it.
Divine Immanence and the World to Come in the Kuzari 111
with which Jews can be born. The term ittil suggests a
different image; the amr ilh must make contact with a person.
Even if one is born with the capacity for ittil, a person may
need to make him or herself worthy of receiving the amr ilh
and wait to be singled out by God.
The history of ittil begins with the first human being. The
aver tells us that Adam received the divine power [al-quwwa
al-ilhiyya] beyond the intellect, by which I mean [that he was
at] the level at which one connects [yattailu] with God and
spiritual beings. (I:95:28)
8
Adam has a natural capacity for
ittil, a gift which Sufis and philosophers attain only through an
arduous path of development.
9
The original relationship between
human beings and God is a spontaneous connection, one not
cultivated by following the steps of a program.
Note that Halevi does not use the term amr ilh in this
passage; he calls the aspect of Adam that makes possible his
connection with God the divine power or faculty [quwwa
ilhiyya].
10
Halevi situates Adams capacity for ittil, like the
8
Compare his description of the excellent person [al-khayyir]: He calls upon
his community as a leader who is obeyed calls upon his army, to help him
towards connection [ittil] with the degree which is above it [intellect], I
mean the divine degree [rutba], which is above the degree of intellect [III:5:
93].
9
For other medieval Jewish portraits of the first human being, see Maimo-
nides, Guide of the Perpelexed I:2; Nahmanides, Commentary on the
Pentateuch, on Genesis 2:9; Bezalel Safran, Rabbi Azriel and Nahmanides:
Two Views of the Fall of Man, in I. Twersky, ed., Rabbi Moses Nahmanides
(Ramban): Explorations in his Religious and Literary Virtuosity (Cambridge,
1983), 867.
10
Ibn ufayl, another twelfth century Spanish thinker writing in Arabic,
speaks of the capacity for witnessing the Divine [mushhada] as something
he can term a faculty [quwwa] only by way of metaphor; both he and Halevi
suggest that the capacity for connection with the Divine lies beyond the realm
of the intellect, but each is hesitant to locate it within a specific faculty of
soul. Hujwr, an eleventh century Persian Sufi thinker, writes similarly:
Diana Lobel 112
Sufis, and unlike the philosophers, beyond the realm of intellect,
and to claim that it makes possible communion not with the
Active Intellect, but with God. Perhaps Halevi wants to hint that
this is the secret between the soul and the Divine to which the
King alluded in I:4 a connection with the spiritual realm
different from that spoken of by the philosophers, and one
whose existence the King is seeking to verify, as he explains:
It would be fitting given the actions of the philosophers, as
well as their learning, searching after truth, and earnest
endeavors, that prophecy would be widespread among
them given their ittil with the spiritual realm
[rniyyt] and that marvelous things and wonders and
miracles would be reported of them. However, to the
contrary, we find true prophetic dreams with people who
lack learning and who have not purified their souls. This
shows that there is a secret between the amr ilh and the
soul other than what you have mentioned, O Philosopher!
(I:4:6).
In fact, this statement of the Kings is the first mention of the
amr ilh in the Kuzari and is a good indication of Halevis
intention in using the term. One might well ask: Why does
Halevi introduce the concept of the amr ilh, when one of the
tenets that distinguish his thought is the rejection of the Active
Intellect as an intermediary, and the assertion that God acts as a
direct unmediated cause in the world? The objection contains
the seed of its resolution. It is not easy for the human mind to
God causes man to know him with a knowledge that is not linked to any
faculty. See L. Gauthier, ed. ayy ben Yaqdhn: Roman philosophique
dIbn Thofail (Beirut, 1936), 6, 9; L. Goodman, trans., Ibn Tufayls Hayy Ibn
Yaqzn (Los Angeles, 1983), 96, 97, 173 n. 17; R. A. Nicholson, The Kashf
al-Majb, the Oldest Persian Treatise on Sufism by Al b. Uthmn al-
Hujwr (London, 1911), 271.
Divine Immanence and the World to Come in the Kuzari 113
grasp Gods direct connection with the world, as the Muslim
scholar explains:
It is only with difficulty
11
that souls can accept this great
thing, that the Creator of this world and the next world and
the heavens and the stars makes contact [yattailu]
12
with
this dirty piece of mud, I mean a human being, and that
God talks to him, and gratifies his desires and whims (I:8:
8).
The King later echoes this sentiment, when he asks the aver in
amazement:
But how did your souls become convinced of this great
thing, that the Creator of bodies, spirits, intellects and
angels, who is too sublime, holy, and exalted for intellects
much less for the senses to perceive, has contact
[ittil] with this low creature, sunk in matter, even if he is
great in form (I:68:18).
The amr ilh is not a defined hypostasis or intermediary, but an
allusive phrase that points to the mysterious connection between
God and humanity. Halevi uses the term amr in a similar way to
describe the enigma of Gods direct, voluntary creation of the
universe: The air and all bodies came into existence according
to his will [irda] and were formed [or: took shape] by his amr,
11
Bi-l-ar. See Baneth and Ben-Shammai, al-Kitb al-Khazar, 9 n. 18; R.
Dozy, Supplement aux dictionnaires Arabes, vol. 1 (Leiden, 1967), 280;
D.W. Baneth, La-nusa ha-aravi shel ha-Kuzari, Sefer Zikkaron Li-Khvod
Professor Yitzhak Yehudah Goldziher, Vol. 2 (Jerusalem, 5718 (19578),
108; Yefet b. Eli, Commentary on the Book of Daniel, ed. D.S. Margoliouth
(Oxford, 1889), 7 and n. 12 (English 2, 91); compare Yefet b. Eli, Excerpts
from Commentary to the Book of Psalms, ed. L. Barges (1846), 15, bi-l-ar.
12
Or: communicates. This alternative was suggested to me by Professor
Haggai Ben-Shammai.
Diana Lobel 114
just as the heaven and earth were formed. (II:4:47) Gods amr
is here placed parallel to his will [irda]. But lest we become too
attached to the concept of Gods will as a reified entity, the
aver hastens to add:
O, philosophers, what is the amr that in your view formed
the heavens [so that they] revolve continually . . . You
cannot help acknowledge this amr, for these things did not
create themselves or one another. That amr adapted the air
to sound the Ten Commandments, and formed the writing
engraved on the tablets, call it will or amr, or whatever
you like (II:6:48).
The amr is not a thing, entity, or intermediary, but a cipher for
a mystery we cannot grasp: the relationship between the Infinite
and the finite. It is like the Sanskrit term my, which connotes
not merely illusion but magic, the inscrutable relationship
between the Absolute and its creation.
13
Halevi is enchanted
with the term amr ilh not because it signifies a definite entity,
but precisely because it is so elusive; with a simple brush stroke,
it merely hints at the divine-human relationship. The phrase amr
ilh signals the paradoxical co-existence of transcendence and
immanence in God. That is why we cannot understand the amr
ilh without the concept of ittil; together, these terms point to
a bridge between the Divine and the human. Both terms should
13
See for example, Jan Gonda, Change and Continuity in Indian Religion
(The Hague, 1965), 16497; Paul Devanandan, The Concept of My: An
Essay in Historical Survey of the Hindu Theory of the world, with Special
Reference to the Vednta (London, 1950); Anil K. Ray Chaudhuri, The
Doctrine of My (Calcutta, 1950); Teun Goudriaan, My, in
Encyclopaedia of Religion, ed. M. Eliade; Heinrich Zimmer, Philosophies of
India (Princeton, 1969), 19, n. 11; Radhakrishnan, Indian Philosophy, vol. I
(New York, 1929), 184ff.
Divine Immanence and the World to Come in the Kuzari 115
be understood as dynamic, rather than static; they signal
interaction rather than substance.
This relational dynamic is prominent in the history of ittil.
Even acknowledging Halevis quasi-genetic language, we find
that the amr ilh is not an inherent trait, but a divine gift that
comes to individuals who are worthy. Humans are not simply
born with the amr ilh; one may be born with the capacity to
connect with the Divine, but this potential remains to be
actualized whether through ones own effort, Gods will, or
some combination of the two:
The quintessence of Seth was Enosh, and thus the amr
made contact [ittaala] until Noah with individuals who
were the heart, similar to Adam, called sons of God,
possessing perfection in physical constitution and moral
qualities, length of life, [knowledge of the] sciences, and
capability.
14
Perhaps there were among them those to
whom the amr ilh did not attach [yattail] like Terah.
But Abraham his son was a disciple of his grandfather
Ever; moreover he had known Noah himself. And so the
amr ilh was linked from grandfathers to grandsons
(I:95:28).
Abraham was a worthy soul, but he had to undergo a period of
growth and purification. While he received from birth the
potential for connection with God, it was also necessary that he
learn from spiritual teachers such as Ever and Noah. In
addition, he had to be physically moved to the place that would
14
Professor Haggai Ben-Shammai pointed out to me that these four
characteristics correspond to four essential attributes of God in the kalm.
God is described as living, eternal, knowing, and capable. Since these human
beings are described as sons of God, they possess characteristics similar but
not identical to those God possesses. They are perfectly constructed living
beings, have long life-spans, are knowledgeable and capable.
Diana Lobel 116
make ittil possible, just as a seed must sometimes be
transplanted to more fertile soil: Abraham was not fit to
connect [yattail] to the amr ilh and to make a covenant with
Him till he arrived in the land, in the theophany [mashhad]
between the pieces. (II:16:52) In fact, the land itself is
connected [muttail] to the amr ilh (II:14:50) and thus plays an
important role in facilitating ittil, as do specific command-
ments such as those of circumcision and Shabbat: One does not
become fit for this distinction ittil with the amr ilh in
any other place (II:12:49). Its fertility and barrenness, its
happiness and misfortune are connected to the amr ilh, in
accordance with your actions (I:109:37). Circumcision is a
sign of the covenant, that the amr ilh is connected [yattail]
with [Abraham] and with his descendants (III:7:96). The fruit
of the week is Shabbat, for it is reserved for ittil with the amr
ilh, and to serve him with joy, not contrition. (III:5:94) A
two-fold process is thus apparent: inheriting the worthiness to
connect with the amr ilh, and developing this potential through
ones own study and actions.
Now in addition to the verb waala and the concept of ittil,
a second verb Halevi uses with respect to the amr ilh is alla,
to alight, dwell, rest, or inhere. The term derives from the Arabic
root -l-l, which originally signified untying or loosening a knot.
The Arabic root thus emerges from the desert experience of
unbinding ones load upon alighting from a camel.
15
Its verbal
noun ull, which in a concrete sense signifies alighting,
ultimately becomes a technical term for inhering, indwelling, or
incarnation.
16
15
alla al-aml inda al-nuzl. See Edward William Lane, Lexicon of the
Arabic Language (Cambridge, England, 1984), Book 1, 619, middle column.
16
See Encyclopaedia of Islam
2
, s.v. ull.
Divine Immanence and the World to Come in the Kuzari 117
It is thus understandable that this verb might suggest an
immanent interpretation of the amr ilh. For example, the
aver asserts that the amr ilh only dwells in a soul which is
receptive to intellect [al-amr al-ilh l yaullu ill nafs qbil li-
l-aql], and he compares its dwelling to the presence of reason
in the soul. But notice how elastic his language is, both with
respect to the amr ilh and with respect to reason. The
metaphors of resting and dwelling are both physical, while
neither the amr ilh nor the intellect actually reside in a
physical place. The aver makes this clear when he explains the
symbolism of the sacrifices:
As for the intention, it was the beauty of the order, upon
which the king
17
could rest [yaullu] in the sense of
honor and distinction, not of physical place [ull tashrf,
l ull tamakkun]. An analogy for the amr ilh is the
rational soul which dwells [alla] in the natural, animal
body. When [the bodys] natural qualities become
balanced, and its governing and governed faculties are
properly ordered [so that they are] prepared for a state
nobler than the animal state, [the body] becomes fit for the
dwelling of the rational angel,
18
in order that [the rational
angel] may instruct and guide [the body]. [Reason]
accompanies [the body] as long as that order is preserved,
while if [the order] is destroyed, [reason] leaves it.
19
The
ignorant may imagine that reason needs food, drink, and
scents, because he sees that [reason] remains as long as
these remain and leaves if these are taken away. This is
not the case. The amr ilh is generous; it wills the good
for all. Whenever something is well-organized and
prepared to receive its governance, it does not withhold it,
nor hesitate to shed upon it
20
light, wisdom and inspiration
17
Or: angel
18
angel [malak] or king [malik]
19
Or: in order that it may instruct, guide, and accompany it as along as that
order is preserved, while if [the order] is destroyed, [reason] leaves it.
20
Lit: emanate, overflow [afa] to it.
Diana Lobel 118
[ilhm]. If however, the order is disturbed, it cannot
receive this light, and this will be [the beings] destruction,
although the amr ilh [itself] is above being affected by
disorder or corruption.
[Through partaking of the sacrificial food], the bodily
constitution becomes completely fit and prepared to
receive the governance of the rational soul, which is a
substance separate [from matter], approaching the angelic,
and about which it is said, its dwelling is not with flesh.
(Daniel 2:11) It dwells in the body in the sense of ruling
and directing [it], not in the sense of place. It does not
partake of any of this food, for it is exalted above it.
21
The
amr ilh only rests upon [yaullu] a soul which is
receptive to reason, while the soul is only connected to
warm vital breath.
22
(II:26:5960)
I have rendered this last phrase as the amr ilh only rests upon
a soul rather than dwells in a soul that is receptive to reason,
for the term alla can just as easily suggest an influx from
without as an immanent principle within. Indeed elsewhere the
aver speaks of the amr as a prophetic influx that comes to rest
upon individuals and the community. The aver explains that
21
Halevi draws an analogy between the presence of the amr ilh in the
sacrificial order and the presence of reason in the human being. The amr ilh
rests upon the sacrificial order in the sense of honoring it with the divine
presence; the Divine does not need offerings of food and drink. However, if
the order of the system is disturbed, the amr ilh departs not because the
Divine needs a certain regimen of offerings, but because unless the sacrificial
order is properly prepared, it cannot receive the amr ilh. Similarly reason
does not dwell physically in the human body, and does not need physical
nourishment. However, reason can only govern a soul that is properly
prepared to receive its guidance. If physical nourishment is taken away, the
bodys order is destroyed, and reason departs.
22
On this point see Davidson, The Active Intellect, 3867. Davidson
translates: the amr ilh can only enter a soul that contains intellect, the soul
can only join the warm inborn spirit, and the inborn spirit must have a source
to which it is joined . . . to wit, the heart.
Divine Immanence and the World to Come in the Kuzari 119
this community had at last became sufficiently pure for the
[divine] light to rest upon it [ull al-nr alayh]. (II:54: 72)
In fact, God is ever awaiting a community that will accept the
divine light:
Whenever a few or a group [from among humanity]
purifies [itself], the divine light rests upon them [allahu],
and guides them through subtle acts of grace and wonders
which break the natural order. This is called love and joy
[ahavah ve-simah]. The amr ilh did not find [anyone]
accepting obedience to his command [amr] and adhering
to the course he had commanded [amara] other than the
stars and spheres, and a few individuals from Adam to
Jacob. Then they became a group, and so the amr ilh
rested on them [allahum] out of love, in order to be a
God to them (III:17:1045).
Notice that the amr ilh and God are here spoken of
interchangeably. Note, too, that the verb alla need not make us
think that the amr ilh is a genetically inherited divine
principle. It is up to each individual and community to purify
itself to be a worthy bearer of the divine light.
Gods Providential Guidance of Israel
On the first level, then, ittil is a connection God makes with
individuals. On a second level, ittil describes Gods
providential guidance of Israel. We see a transition between the
two in the avers discussion of the divine names, where he
explains that God is called Holy One of Israel [Qedosh
Yisrael], an expression for amr ilh which is connected to him
[al-muttail bihi], then to all of his descendents, a connection of
direction and governance, not a connection of clinging and
adherence [ittil tadbr wa-siysa, l ittil luq wa-
mumassa] (IV:3:152).
Diana Lobel 120
In this passage, we see Halevis concern to distinguish Jewish
ittil from the Sufi concept of complete adherence or union; he
apparently seeks to retain a respectful distance between the
Divine and the human. However, in Halevis eyes, the
connection between God and Israel is not less real than the Sufi
mystical union. It is in fact a more substantive connection, as it
is attested to publicly on the stage of history. Ittil is not a
private experience claimed by a few disparate mystics, but an
open guidance, which can be historically verified. The exodus
from Egypt, the Dver tells us, is an argument that cannot be
refuted, that the amr ilh is connected with humankind and
provident over them [li-l-amr al-ilh ittil bi-l-khalq wa-
inya bihim) (III:11:102).
Despite the contrast he makes at times between the Jewish
nation, guided by divine providence, and the other nations, left
to pure accident and chance, the aver also suggests that Israel
provides a universal link between God and the world:
The trials that befall us bring about the soundness of our
faith, the purity of the pure-hearted among us, and the
removal from us of impurities. And through our purity and
our integrity the amr ilh connects [yattailu] with this
lower world. (II:44:67)
Ittil is not just a gift for Israel; it is also a gift Israel gives the
world. Israel serves as a bridge linking God and creation.
Human Beings Seeking to Link with God
We have seen that in addition to passages that describe God or
the amr ilh reaching out to make contact with humanity, as in
the Shite view, we find in the Kuzari an alternative model: a
suggestion that the connection is mutual, that human beings may
strive to link with the Divine. God is in search of humanity, but
Divine Immanence and the World to Come in the Kuzari 121
human beings are also searching for God, and there is some
process of spiritual growth required to make one a fit dwelling
place for the Divine. The amr ilh is indeed always searching
for a suitable conversation partner. The amr ilh is, as it were,
on the lookout for one who is worthy to be connected to, that he
may be a God to him, like the prophets and pious (II:14:51
52).
Halevi repeatedly emphasizes the mutuality of this process:
Our promise is our ittil with the amr ilh by prophecy
and what approaches it, and the ittil of the amr ilh
with us by providence, wonders and miracles (I:109:36).
His amr and governance connect [yattailu] with people.
And the pure among the people connect with Him, to the
point where they witness Him by means of what is called
Glory, Shekhinah, angelhood . . . and other things that
proved to them that they were addressed by Him on high,
and they called that Glory of the Lord (IV:3:240).
One who unites all (these prayers) with pure intention is a
true Israelite, and it is fitting for him to aspire to ittil
with the amr ilh, which is connected [muttail] to the
Children of Israel (III:17:105).
Does Halevi then prescribe a path of development by which a
person can prepare him or herself for union with God? Halevis
conviction is that neither he nor any human being can prescribe
such a path. God alone can do so, and that path is the halakhah.
Here again, Halevi draws on the elasticity of the term amr,
which can signify a command or commandment, as well as
Gods commanding word or Gods will:
Diana Lobel 122
One does not reach the amr ilh except by an amr ilh,
that is, by actions God commands (I:98:33).
23
The aver: Do not believe that I, though agreeing with
you, admit that we are dead. We still have a connection
[ittil] with that amr ilh through the laws which he has
placed as a link [ila, from w--l] between us and him
(II:34:65).
We have already stated that the only way to draw near to
God is through the commandments of God [awmir Allah]
themselves, for God alone knows their measure, times and
places . . . by whose fulfillment comes the favor [of God]
and the attachment [ittil] of the amr ilh (III:23:112
113).
This will show you that one can only come near to God by
the commandments of God [awmir Allah], and there is no
way to knowledge of the commandments of God except
by way of prophecy, not by logical speculation [taqayyus]
or intellectualizing [taaqqul], and there is no link [ila,
from w--l] between us and those commandments except
sound tradition [al-naql al-a] (III:53:134).
Through prophetic revelation, God informs human beings of the
path to the Divine, which is embodied in divine commandments.
Rabbinic tradition preserves and transmits this knowledge of
Gods precepts; there is no need for human seekers to invent
their own spiritual path. Human beings can connect with the
Divine [amr ilh] by following the command of God [amr
ilh]. This coincidence of vocabulary is not fortuitous. Halevis
evocative language suggests that something divine is present
in the commandments; the goal is already present in the path.
23
L yattailu al-insn il al-amr al-ilhi ill bi-amr ilhi, ani bi-amal
yomar Allah bi-h.
Divine Immanence and the World to Come in the Kuzari 123
The commandments serve as a meeting place in this world
between God and humanity.
The Eschatological Dimension
There is in addition an eschatological dimension to Halevis
concept of ittil, in part a polemical response to critiques of
Judaism as a this-worldly religion. The aver argues that Jews
do not need to boast about the afterlife, for they have
experienced ittil in this world:
The King: Your prayers say so little of the world to come.
But you have already shown me that one who prays for
ittil with the divine light in this life, if he prays in the
degree of prophecy (and there is nothing nearer for man to
God than that) there is no doubt that he has prayed for
more than the world to come, and if he achieves it, he also
achieves the world to come. For one whose soul is
attached [ittaalat nafsuhu] to the amr ilh while he is
[still] busy with the accidents of the body, it stands to
reason that he will join [yattailu] [the amr ilh] when he
withdraws and leaves this unclean vessel (III:20: 109).
We see that ittil is something for which one can pray and to
which one can aspire, whether in this life or the next. The
anticipation of the afterlife is indeed a recurring theme in the
Kuzari. Ittil is a present experience that also assures
eschatological fulfillment. Ittil is thus a bridge between this
world and the next, just as it is a bridge between God and
humanity. Jewish religious experience is a tangible anticipation
of the world to come:
If [the sacrifices] were not done from divine command
[amr Allah], you would think little of these actions and
would believe that they would distance you from God, not
draw you near. [However], when you have completed
Diana Lobel 124
what is necessary and see the heavenly fire, or find within
your soul another spirit which you had not known, or true
dreams or miracles, then you know that this is the result of
your preceding action, and of the great amr with which
you have connected [ittaalta] and which you have
reached. Then, do not care that you die. After your having
connected [ittilika] with this, your death is only the
expiration of the body, while the soul that has arrived at
this level can neither descend from it nor be removed from
this degree (III:53: 134).
Halevi develops this theme in an extended passage at the end of
Book One:
Know that one who encounters a prophet, at the time he
encounters him, and hears from him the divine words,
becomes spiritual [taduthu lahu rniyya] . . . What is
[then] desired is simply that the human soul become
divine, separate from its senses, witness the supernal
world, delight [taltadhdhu] in the vision of the divine
light, and hear the divine word. This soul is safe from
death when its bodily faculties perish. Thus, if there is
found a Law through whose disciplines of learning and
practice this state can be reached [yalu from w--l], in
the place which it designated, with the conditions it set
down, this is no doubt the Law in which the survival of the
soul after the death of the body is ensured (I:103: 34).
Wul which in the Sufi path is final arrival through union
with the Divine is here given a Jewish twist. Prophets and
those who encounter prophets do indeed experience separation
from their physical senses and visions of the divine world.
However, while such a powerful and dramatic religious
experience might lead one to seek final union and annihilation in
the Divine, this is not the Jewish way, as the aver goes on to
explain. He begins by asking the King:
Divine Immanence and the World to Come in the Kuzari 125
What is your opinion of one who has experienced such
grand theophanies [yushhid al-mashhid al-ama al-
malaktiyya]? (I:107:35)
The King: He would no doubt long for his soul to remain
separate from its senses, that his soul might continue its
delighting [muladhdhatuhu] in that light. He would be one
who would desire death.
The aver: To the contrary, our promise is our ittil with
the prophetic amr ilh by prophecy and what approaches
it, and the ittil of the amr ilh with us by providence
and wonders and miracles. Thus it is not emphasized in
the Torah if you practice this Law, I will bring you to
gardens and delights. God rather says, You will be
special to me and I will be to you a God who will guide
you. There will be those among you who come into my
presence and move about in heaven, like those who have
made their way among the angels. And there will also be
those of my angels moving about on earth. You will see
them, singly and in groups, guarding you and fighting for
you. . . Then you will know that an order [amr] greater
than the natural order guides your order; all this, and all
these laws their promises [mawid] are assured, one
need not fear that they will be rescinded.
24
The promises
of this Law are all included under one principle: the
anticipation
25
of drawing near to the Lord and his angels.
One who has arrived [waala] at this degree need not fear
death; our Law has demonstrated this plainly (I:109:36).
The Jewish promise is realized in this world, within the course
of human history; the Divine comes into ordinary human affairs.
Yes, there will be some in the community who will ascend to
heaven and make their way among the angels; but there will also
24
See Qurn 39:20, 13:31, 3:9, 3:194, 34:30, and Diana Lobel, Between
Mysticism and Philosophy: Sufi Language of Religious Experience in Judah
Ha-Levis Kuzari (New York, 2000), 49 and notes.
25
Or: expectation, hope [raj]
Diana Lobel 126
be angels moving about on earth, assisting the nation in their
battles. The aver mentions these two facts side by side,
suggesting that they are two equal dimensions of religious
experience. Gods presence is manifest within the natural order;
the afterlife is but the natural result of a history guided by
providence.
Halevi illustrates this point with one of several parables about
a visit to the king of India. The tale demonstrates that obedience
to the king brings connection, arrival, and ultimate happiness.
26
The king of India recognizes an early visitor, whom theaver
identifies as Moses, because his ancestors, the patriarchs, had
been among the kings companions. Once the traveler has
accepted obedience to him, the king charges the traveler with
commands and covenants; he then sends the traveler off with
messengers, the prophets. The solicitude of these messengers,
who guide subsequent pilgrims along the shortest and most
direct path, allows the travelers friends to more easily reach
India and see the king:
All of them knew that it would be made easy [for] one
who wishes to reach [wul il] India [if he would] take
upon himself obedience to the king and honor his
messengers who bring him into contact [muwailna]
with [the king]. And they did not need to ask: why go to
the trouble to [take upon oneself] this obedience? For the
reason was clearly apparent: to make contact [li-yattaila]
with the king and that connection [ittil] with him is
fulfillment [sada] (I:109:37).
Halevi emphasizes that the commandments themselves bring
ittil; this path is not superseded by spiritual exercises or
26
sada. In a religious context: eternal bliss.
Divine Immanence and the World to Come in the Kuzari 127
antinomian mysticism, as it was among certain radical Sufis.
Later Jews reach the king by following the path forged by the
prophets and obeying the covenant God establishes with them
ultimately, by obedience to the king. Unlike Ibn Sna, for
example, who describes Sufi arrival [wul] as unitive
absorption in the one Truth that is God, Halevi here describes
arrival in a language of respectful obedience.
27
Such ittil is
safer than the more intense form experienced by the prophets,
but is no less to be accounted communion with the Divine.
There is a polemical addendum to this parable, which returns
to the Christian and Islamic critique of Judaism. The promise of
ittil after death, the aver argues, is crucial only to those who
have not experienced ittil in this life. Halevi thus turns the
critique on its head. It is not that Judaism is deficient for lacking
description of the afterlife. The deficiency, argues the aver,
lies with those who offer a faint hope rather than a lived reality.
Experiential Dimension to Ittil: Divine Intimacy
While there are degrees of contact with the spiritual realm,
28
ultimate ittil is with God, and there is a passionate,
experiential dimension to this relationship. The prophet, graced
with the Holy Spirit, is freed from the doubts that plagued him
or her when searching for God through the mind. What replaces
doubt is love, service, and the bliss of ittil. The prophet
becomes a servant of God, passionately in love with the object
27
See Ibn Sn, Ishrt, 204; A-M. Goichon, trans. Livre des directives et
remarques dAvicenne [Kitb al-ishrt wal-tanbht] (Paris, 1951), 4967;
Ibn Tufayl, ayy ibn Yaqdhn, ed. Gauthier, 7; Goodman, Ibn Tufayls ayy
Ibn Yaqzn, 97.
28
Halevi uses the term ittil with respect to the amr ilh, with respect to
God, and with respect to other spiritual entities, such as the Active Intellect,
the divine light, the angels, and other spiritual beings [rniyyt].
Diana Lobel 128
of his worship,
29
almost annihilating himself out of his love,
30
due to the greatness of the bliss of union [ladhdhat al-ittil] he
feels, and the pain and suffering in being apart from Him
(IV:15:168).
The passionate lover we find here is well known in Arabic
poetry of both sacred and secular love; we often see him on the
verge of death when separated from the bliss of union with his
beloved. Like the aver, Sufi writers weave together imagery of
passionate love, worship, and obedience even unto death. The
phrase bliss of union [ladhdhat al-ittil] also has Sufi
resonance; Sufi mystics use the root l-dh-dh signifying joy,
sweetness, delight or bliss to suggest the subjective
experience, the pleasurable sensation of tasting union with the
divine beloved.
31
Halevis pairing of the term ittil with ladhdha thus adds an
ecstatic dimension to the divine-human relationship,
transforming the covenantal bond so prominent throughout the
Kuzari. However we should not read this passage as an
exception to the Kuzari as a whole. We have seen the root l-dh-
dh in I:103, as well; the aver speaks of witness of the supernal
world, longing to reach sublime states, and the desire to remain
savoring the light. Halevi includes delight as an essential
29
bid shiq li-mabdihi. An bid is a worshipper or adorer of God; the
mabd is the object of worship, the worshipped or adored deity.
30
Or: on the verge of perishing out of his love [mustahlikan f- ubbihi].
Mustahlikan is used in this poetry to mean self-annihilation.
31
For example, describing the experience of a Sufi adept, Ibn Sn writes:
then when his training and willpower reach a certain point, glimmerings of
the light of Truth will flicker before him, delightful [ladhdha], like lightning,
flashing and going out. Ibn Sn, Kitb al-ishrt wa-l-tanbht (Livre des
directives et remarques dAvicenna), trans. A.M. Goichon (Paris, 1951), 493;
quoted in Gauther, Roman philosophique dIbn Thofail, 6; Goodman, Ibn
Tufayls ayy Ibn Yaqzn, 96.
Divine Immanence and the World to Come in the Kuzari 129
dimension of prophetic experience, one in which the ordinary
person can share by encountering a genuine prophet. Nor need
we interpret ittil as complete union [unio mystica]. Ladhdhat
al-ittil may describe the joy of meeting God; the prophet
becomes a servant and worshipper, one who would rather die
than live without the God he or she has encountered. For Halevi,
ittil as union with a personal God and ittil as covenant with
that God go hand in hand.
Conclusion
In conclusion, the concept of ittil offers a key to Halevis
conception of divine immanence and of the amr ilh that has
not been sufficiently recognized. Halevi provides a complex
portrait of the role of divine choice and human initiative in
biblical history. Shite thought depicts a natural elite with an
innate capacity for ittil. Sufi and philosophical ittil make
room for religious quest and struggle. Halevi steers a middle
course between the activism of the Sufis and philosophers and
the passivism of the Shites. The term ittil is itself
ambiguous: it is not clear from the term who initiates contact
and how union is achieved. This ambiguity in the concept of
ittil allows Halevi to depict a mutual relationship, a
collaborative effort. Similarly, he uses the concept of the amr
ilh to describe the ways in which God touches humanity, the
interface between God and creation.
Halevi employs covenantal language and imagery to describe
both individual and communal ittil. While the philosophers
and Sufis had used the term to suggest ontological union, Halevi
stresses that the Jewish connection to God is a covenant between
two parties, requiring commitment, loyalty, and obedience. He
thus broadens the terms ittil and wul from depicting an
Diana Lobel 130
individual, isolated quest for union with the Divine to describe a
concrete, mutual, covenantal relationship, both individual and
communal.
Halevis transformation of the term ittil also responds to
Muslim and Christian critiques of Judaism as this-worldly,
lacking in descriptions of immortality and an afterlife. He
maintains that Judaisms this-worldly focus is a strong point, for
Jews experience of ittil in this life is both a taste and the
strongest proof of ittil in the world to come. The Jewish way
of mivot enables Jews to experience connection with God
through balanced, this-worldly life in community.
Halevi therefore fundamentally inverts the image of ittil in
the Islamic world. Union with the Divine is not reached by a
disembodied intellect, as some philosophers would have it, nor
by the isolated ascetic, as certain Sufis claim. Nor need one wait
for the afterlife to achieve ittil. Connection with God is
experienced by Jews first of all in this world through the co-
mmunal life of mivot. While this taste of the world to come will
naturally continue in the afterlife, the path of mivot is its own
reward. Jewish ittil is found in the here and now.
BETWEEN HALAKHIC CODIFICATION AND ETHICAL
COMMENTARY: RABBI ISRAEL ISRAELI OF TOLEDO
ON INTENTION IN PRAYER
1
Naem Ilan
Lander Institute, Jerusalem
Introduction
Jewish scholars did not always confine themselves to the single
occupation of Torah study. Many engaged in several professions
and even gave expression to these occupations in their writings.
They frequently adapted their writing to the specific framework
in which they operated and the specific audience they
addressed.
2
1
I wish to thank Professor Sarah Stroumsa, Professor Moshe Halbertal,
Yosef Ahituv and Israel azzani from whose comments on the first draft of
this article I benefited greatly, and to Michael Glatzer for his translation.
2
Here are a few examples: . Ben-Shammai, The Exegetical and Philo-
sophical Writing of Saadya Gaon: A Leaders Endeavor [in Hebrew],
Peamim 54 (Winter 1993), 6381; E. Haddad, The Ambiguity of Ezer
kenegdo: A Study of Husband-Wife Relations in the Teaching of RaBaD [in
Hebrew] in N. Ilan, ed., Ayin Tova (Tel Aviv, 1999), 47696; J. Levinger,
Ha-Rambam ke-filosof u-khe-foseq (Jerusalem, 1990) (hereafter: Levinger,
Ha-Rambam); J. Levinger, Maimonides Guide of the Perplexed on
Forbidden Food in the Light of His Own Medical Opinion, in J.L. Kraemer,
ed., Perspectives on Maimonides: Philosophical and Historical Studies
(Oxford, 1991), 195207.
132 Naem Ilan
Rabbi Israel Israeli, one of the most important scholars in
Toledo at the turn of the thirteenthfourteenth century, achieved
renown as a biblical exegete, halakhist, preacher, poet and
translator from Arabic to Hebrew.
3
His two most important
works are Mizvot Zemaniyot (Temporal commandments;
hereafter: MZ)
4
and the commentary on Avot.
5
So far I have not
been able to determine which of the two was written first.
Neither book contains any reference to the other nor any hint as
to the order in which they were composed. Although this is a
question that has aroused my curiosity, its consideration is
beyond the scope of the present discussion.
A comparative study of two works by the same author,
particularly if both deal with the same issues, can be useful in a
number of ways: First, the two works together may provide a
wider and richer context for understanding the writers position
on a given subject. Second, one work may expand upon a topic
discussed only briefly in the other. Likewise, the repetition of an
idea in a second work may reveal the degree to which the idea is
independent of context or circumstances and is a point of
principle for the writer. Finally, the works may reveal the
inconsistencies or even contradictions in the authors work.
6
My purpose in this paper is to examine Rabbi Israels
opinions on one specific subject the recitation of the Shema
3
His activities are discussed at length in N. Ilan, Pursuing the Truth and a
Way for the Public: Studies in the Teaching of Rabbi Israel Israeli of
Toledo, (Ph.D. diss., The Hebrew University of Jerusalem, 1999) (hereafter:
Ilan, Studies), 4954.
4
See N. Ilan, He Who Has This Book Will Need No Other Book A
Study of Mitzvot Zemaniyot by Rabbi Israel Israeli of Toledo, Teuda 1617
(2001), 10521 (= Boletin de la Asociacion Espaola de Orientalistas 38
[2002], 7796) (hereafter: Ilan, He Who Has).
5
See Ilan, Studies, esp. 77212.
6
See the examples in n. 2, above.
Rabbi Israel Israeli of Toledo on Intention in Prayer 133
and the Amidah as a test case for a comparative study of the
two books. By comparing and contrasting his words in these two
compositions, I will attempt to explain the differences between
them and to point out the primary characteristics of Rabbi
Israels writings. Since MZ has not yet been subjected to
scholarly investigation, part of what follows will be more in the
nature of preliminary working hypotheses than final findings;
future studies will bear out or disprove my assumptions. In any
event, I hope the latter will provide an impetus for further study
of MZ.
The Course of the Discussion in the Commentary on Avot
7
In his commentary on Avot, Rabbi Israel devoted a relatively
long passage (more than seven pages) to Rabbi Shimon [ben
Netanel]s saying: Be careful to read the Shema and to say the
Amidah; and when you pray do not make your prayer routine,
but as an appeal for mercy and grace before the All-
present(2:13).
8
Rabbi Israel distinguished between three
different parts of R. Shimons saying,
9
as is clear from the titles
7
The text has survived in only one manuscript: Ms. Oxford-Bodleian 2354
(Opp. Add. Qto. 126), and it is presented in full in the appendix to this article.
For a description of the manuscript, see Ilan, Studies, 5866.
8
The reference follows Albeck, ed., Shisha Sidrei Mishna, Seder Nezikin
(Jerusalem, 1953), 361; It is similar in the commentary of R. Izhak ben R.
Shelomo on Avot, eds. M.S. Kasher and Y.Y. Blecherowitz (Jerusalem,
1972), 73 (hereafter: RIbaSh); and in the commentary of P. Kehati
(Jerusalem, 1992), 339. According to other ways of dividing the Mishna, this
is Mishna 12 (cf. I. Shailat, ed., Mishna Commentary of Maimonides
[Jerusalem, 1994], 42); Mishna 17 (The commentary of R. Yonah on Avot,
eds. M.S. Kasher and Y.Y. Blecherowitz [Jerusalem, 1969], 35 [hereafter
Rabbenu Yonah]); Mishna 18 (The commentary of R. Yosef b. Nahmias on
Avot, ed. M.A. Bamberger [Paks, 1907], fol. 20a, although in a note on the
previous page our mishna is referred to as no. 16!).
9
The third part And do not regard yourself as wicked is not pertinent to
this article.
134 Naem Ilan
written in larger and bolder letters than the rest of the text.
10
Most of the discussion concerns the first part of the Mishna
Be careful to read the Shema and to say the Tefillah
[Amidah].
11
The mishnaic combination is
repeated eight times, always in Arabic ) ( . It
would seem that through the repetition of this expression in the
commentary on Avot, Rabbi Israel sought to emphasize what the
Shema and the Amidah have in common.
The key concept is the intention of the heart. It is
introduced conceptually (section 1) by a discussion of the
distinction between obligatory and optional commandments.
12
From his description it is clear that he ascribed special value to
obligatory commandments. Rabbi Israel asserts following in
the footsteps of well-established halakhic opinion that both the
reading of the Shema and the recitation of the Amidah are
obligatory. For this reason Rabbi Shimon used the special
expression of caution, . Further on, Rabbi Israel ela-
borates on the unique status of these two segments of the liturgy.
Later (section 2), Rabbi Israel adds a short note on the
appropriate time for fulfilling the commandment of reading the
Shema, making it clear that fulfilling the commandments at the
time for which they were ordained has great importance and
validity. A similar note appears in MZ, also early on in his
10
In fact this is not an autograph text, and consequently the way the
manuscript is written is not proof; but in all the manuscripts of the
commentary (one of which may be an autograph; see Ilan, Studies, 668,
discussion of Ms.
1
and ) the titles are written in larger, bold letters. I
therefore believe they may reflect the original form of the text.
11
Tefillah standing alone refers to Tefillat ha-Amidah, as will be clear below
from R. Israels comments.
12
R. Israel opened his commentary in this way in other places as well; see
Ilan, Studies, 79. We shall see below that MZ also opens with conceptual
definitions.
Rabbi Israel Israeli of Toledo on Intention in Prayer 135
discussion.
13
However, caution with regard to the time of
recitation of the Shema is only a technical fulfillment of the
injunction Be careful in the Mishna. Essentially, the
fulfillment of this injunction entails soulful reflection and
concentration on this commandment; Rabbi Israel devotes most
of his discussion to this matter. The precedent condition for
achieving intention is preparation (section 3) for reading the
Shema and reciting the Amidah caution with regard to the
cleanliness of the body, the physical surroundings and a suitable
physical position.
14
At this point Rabbi Israel reaches the main point of his
discussion the essentiality of intention in prayer (section 4).
He begins by defining the essence of the state of prayer
(subsection 1) as an intimate encounter with God. In order to
achieve this encounter, intention is an essential component, and
its absence is severely reprehensible (subsection 2). To illustrate
the seriousness of carrying out an action without intention,
13
See M.Y. Blau, Sefer ha-Pardes, Sefer ha-Shulan ve-Sefer Mitzvoth
Zemaniyoth (New York, 5744 [sic] [1985]), 406, passage beginning
and this is the main thing, because it includes all of the
commandments. And that is because all of the commandments have time
limits; and see also the continuation a few lines below, at notes 4951.
14
For a detailed and basic discussion of the importance of body position in
prayer, see U. Ehrlich, Kol Azmotai Tomarna (Jerusalem, 1999). R. Israels
discussion of this issue is very brief, since his purpose was to make the
intention of the heart the center of the experience of prayer. In this respect his
discussion in the commentary on Avot is very different from that of
Maimonides in Hilkhot Tefillah, 4:114; and even more from that of
Maimonides son. See R. Abraham Maimuni, Sefer ha-Maspiq le-Ovdei
Hashem, ed. N. Danah (Ramat Gan, 1989), 607, 68187 (ch. 24: The
Duties of Prayer; and ch. 25: The Completion of the Discussion of the
Duties of Prayer. On the position of R. Menahem Ha-Meiri, a contemporary
of R. Israel, who lived in Provence, see also M. Halbertal, R. Menahem Ha-
Meiri: between Torah and Philosophy [in Hebrew] Tarbiz 63 (1994), 6971,
and in his book Between Torah and Wisdom (Jerusalem, 2000), 267.
136 Naem Ilan
Rabbi Israel provides a parable (subsection 3), from which it is
apparent that lack of intention in prayer is tantamount to
violating an oath.
As is often the case in his commentary on Avot, Rabbi Israel
does not confine himself to negative terms,
15
but also provides a
positive program (subsection 4), outlining how to concentrate
while reciting the Shema and its benedictions. This is a
relatively long passage and has a parallel in MZ.
16
The
similarities are in generalities as well as in particulars: (1)
insistence that one should aim to achieve intention throughout
the prayer and not only in a small part of it; (2) awareness that
the capacity to achieve intention does not exist a priori, but is
acquired through great effort; and (3) the assertion that whoever
follows all of the examples given which are identical in the
two works is a genuine Jew ) ( in the language of
the commentary on Avot, and in the language of MZ
has fulfilled appropriately the statute of reading the
Shema ( " ).
Against the background of these teachings of Rabbi Israel on
intention, the question may arise as to why permanent prayer is
necessary, since it contradicts to a certain extent spontaneous
prayer, which expresses the intention of the heart. Rabbi Israel
indirectly addresses this question on two occasions. The first is
in the following context (subsection 5): All of the prayers have
been edited and arranged with precise organization,
17
and the
15
See Ilan, Studies, 437.
16
Blau, Sefer ha-Pardes, 407, the entire second paragraph. Some of this was
quoted later on by R. Israel Ibn Alnaqawa in his Menorat Ha-Maor
(hereafter: Ibn Alnaqawa, Menorat), ed. H.G. Enelow (New York, 1930), II,
92. See also the quotation from our R. Israel quoted by Enelow on p. 116, in
note to line 7.
17
An alternate rendering would be All the prayers have been edited and
arranged with care.
Rabbi Israel Israeli of Toledo on Intention in Prayer 137
foundation
18
of the members of the Great Assembly is that their
words were close to the holy spirit.
19
But in spite of the special peculiarity of those who formulated
organized prayer, and the quality of the prayer itself, human
beings are incapable of achieving intention throughout prayer.
Consequently as a necessary compromise halakha has
narrowed the obligation of intention to clearly defined parts of
the service: the first verse of the Shema and the first benediction
of the Amidah (subsection 6).
Rabbi Israel is not satisfied with providing the halakhic
requirement of intention; he explains in detail the seriousness of
distraction (subsection 7) that is, uttering the liturgical text
without concentrating on its content. In this passage Rabbi Israel
asserts that one who prays without intention is like a corpse or a
beast.
And once again, as in many other places in the commentary,
alongside his admonishing and condemning tone is a persuasive
and encouraging one. Here (subsection 8) he discusses the
relation between prayer and the soul, and then (subsection 9) the
relation between intention and action. He concludes the passage
(subsection 10) with a parable that stresses the seriousness of
performing actions without intention, taken almost verbatim
from Bayas Duties of the Heart (ovot).
Rabbi Israel addresses a hypothetical question (in section 5):
Why go to all the trouble and effort to pray? He elaborates on
the quality and purpose of prayer, saying: Pure prayer brings
18
The Arabic original here uses the Hebrew word .
19
Regarding the proximity of the members of the Great Assembly to
prophecy, see: Baya Ibn Paquda, Torat ovt Ha-Levavt, Y. Qafi, ed.
(Jerusalem, 1973), 150 (hereafter: Ibn Paquda, Duties); E.E. Urbach, When
Did Prophecy Cease? [in Hebrew], Tarbiz 17 (1946), 7 (= Urbach,
Meolamm shel akhamm [Jerusalem, 1988], 15).
138 Naem Ilan
man closer to his Creator than any of the desirable actions []
the purpose of prayer is devoting ones soul to God. The
discussion concludes (section 6) with an additional reminder of
the great ordinance of the ancient sages (the established order of
prayer) and of the relation between expression and meaning.
Some of these questions appear in a similar fashion in MZ,
20
where it comes just before a detailed list of the things on which
one should meditate while reciting the Shema and its
benedictions.
21
Rabbi Israels discussion of the teaching of Rabbi Shimon
And when you pray do not make your prayer routine, is
shorter, including five sections. First comes a brief conceptual
introduction what is meant by (permanent, routine). After
that (section 2), Rabbi Israel explains that the challenge is to
treat prayer as an experience and not as a burden. He adds
(section 3) his praise of public prayer,
22
and immediately
(section 4) moderates his position by asserting the occasions on
which it is appropriate not to engage in public prayer. In his
conclusion Rabbi Israel reiterates the special value he attributes
to the intimacy of man before God in the hour of prayer.
Participation in public prayer as an essential part of shaping
identity is discussed in two more places in the commentary on
Avot: in the discussion of Hillels dictum Do not separate
yourself from the community (2:4), and in the excursus on the
teaching of Rabbi Dosa ben Harkinas and attending the
synagogues of the ignorant drive a man from the world (3:10).
The discussion of separating oneself from the community is long
and complex. Its main point is that there are four aspects to the
20
Blau, Sefer ha-Pardes, 407, end of first paragraph.
21
See above, n. 16 and corresponding text.
22
This passage also has a parallel in MZ, at the beginning of the section on
the laws pertaining to prayer. See Blau, Sefer ha-Pardes, 410.
Rabbi Israel Israeli of Toledo on Intention in Prayer 139
command Do not separate yourself from the community, and
they are a sort of mirror of problematic areas, which one could
assume, reveal something about the characteristic weaknesses of
Rabbi Israels congregation. If that assumption is correct, one
may be able to detect from his criticism the following failings:
(1) a certain laxity regarding public prayer; (2) a passive
(apathetic? reserved? hostile?) attitude toward support of
philanthropic enterprises of the community; (3) attempts to
avoid taking part in communal duties (particularly the paying of
taxes); and (4) placing individual needs and interests before
those of the community. All of these failings may be regarded as
symptoms of a more serious malady a weakening of ties to the
community and its values, and a partial and reserved willingness
to take an active part in community activities and experiences,
both positive and negative.
23
It is also possible that this long sermon particularly the end
of it hints at the organizing of groups within the community
for the sake of creating a public, and Rabbi Israel criticizes
and negates them and their motives. At least some of the
impressions mentioned here are reinforced by actual criticism,
both open and veiled, as will be clarified below.
In his interpretation of the teaching of Rabbi anina about
the ignorant who attend the synagogue, Rabbi Israel described
one possible consequence of congregating with the ignorant. He
even went so far as to equate the derogatory influence of their
company to that of the seven peoples of Canaan, who were
suspected of leading Israel into sin. Apparently his comment
regarding sitting on stone benches outside the synagogue and
23
For another criticism in this commentary see: N. Ilan, Let not the rich
man glory in his riches (Jeremiah 9:22) Implied Social Criticism in the
Commentary of Rabbi Israel Israeli to Avot, Sefunot 23 (2003), 16793.
140 Naem Ilan
the two readings do not significantly differ here are almost a
snapshot of his time and place, and document an accurate
picture of what was common at the time.
Two possible types within the congregation for whom this
commentary was intended are noteworthy: intellectuals who
have distanced themselves somewhat from the normative Jewish
way of life; and the frivolous who can easily be tempted to sit
with the ignorant, with idlers and worthless folk. It seems to me
that Rabbi Israel first of all addressed the former. In the
continuation he hints that whoever was endowed with
intellectual potential might nevertheless slip easily into
association with riffraff, since they are an available alternative to
the social establishment of the community.
The strident language with which Rabbi Israel warns about
the care to be taken in reciting the Shema and the Amidah
which is the central issue in this article corresponds to his
strict remarks in other contexts. And his words are of some help
in constructing a profile of his projected audience, as suggested
above: possibly intellectuals who have distanced themselves
somewhat from the normative Jewish way of life or people who
have taken part in organizing groups within the community,
justifying the formation of a different public.
24
On the Literary Genre and Its Cultural Context
The question of the literary genre to which the commentary in
general and this passage in particular belong is a complex matter
and one that depends on the criteria used to characterize the
genre. In my dissertation I proposed three possible answers to
the question of genre: If the sole or decisive criterion is content,
this book is a commentary on Avot; if it is form, this is a
24
Regarding this subject see Ilan, Studies, 194212, esp. 195207.
Rabbi Israel Israeli of Toledo on Intention in Prayer 141
commentary based on sermons; and if the criterion is purpose,
this is a book of ethical counsel.
25
The extent and content of the passage under discussion
clearly go beyond what would have been required to interpret
Rabbi Shimons dictum. Why did Rabbi Israel draw out his
commentary so extensively? The didactic structure, the many
biblical proof-texts, the repeated emphasis on the seriousness of
the absence of intention in prayer, the frequent assertion that
reciting the words without paying attention to their meaning is a
poor act and at times even reprehensible, the double reference to
the background for regular prayer all of these give the
impression that the text in its present form is the reworking of a
text originally transmitted orally.
26
Thus the question as to the
purpose of this long and complicated sermon and against whom
it was directed comes into sharper focus. To put it another way:
What was the nature of the threat evidently a real one against
which Rabbi Israel was railing and against which he presented
his concept of intention in the reading of the Shema and the
recitation of the Amidah prayer?
A possible answer may be discerned in the polemical
language of the conclusion, i.e. the insistence on intention in the
reading of the Shema and the reciting of the Amidah. In the
commentary on Avot, the passage concludes with the assertion
In all these [if he directs his heart] with pure intention, he will
be a genuine Jew. In MZ Rabbi Israel writes: he has fulfilled
appropriately the statute of reading the Shema. In the
commentary on Avot he argues against a position that attributes
genuineness or truth to other intentions; while in MZ he
25
Ibid., 85.
26
In ibid., 41356, I discussed two sermons that were reworked in written
forms and gave references to research literature on the sermon at that time
(see esp. 4313, nn. 110). See also 302, 242 and n. 2 there.
142 Naem Ilan
confronts a position regarding simple intentions as inadequate
to fulfill the requirement of intention.
It seems to me that Rabbi Israel was arguing here against the
position of the Kabbalah perhaps already under the influence
of the Zohar which asserted that one had to use special
intentions (kavvanot) not derived from the plain sense of the
liturgical text in order to arrive at the true meaning of the text
and fulfill the requirement of intention.
27
This assertion
corresponds to my own conclusion, reached in the course of
study, that supports the hypothesis that there is no Kabbalistic
material in the commentary on Avot.
28
The same applies to
MZ.
29
Ostensibly, the lack of Kabbalah does not indicate a
27
I wish to thank my colleague Israel Hazzani for pointing out this matter to
me and helping me clarify it.
28
See Ilan, Studies, 1745 (in the section concerning Ahl al-derash), 193
(at notes 294295 and in those notes).
29
A similar position, from the same time and place, was expressed by Rabbi
Yaakov ben Asher, in his monumental Arbaa Turm, which also lacks
Kabbalistic influence. See Ora ayym, section 98: His thought in what
manner? As it is taught in the Mishna, he who prays needs to guide his heart,
as it is written Prepare their heart, make your ears listen (Psalms 10:17),
meaning that he should pay attention to the meaning of the words that he
utters and think that the Shekhina (Divine Presence) is before him, as it says
I imagine the Lord before me always (Psalms 16:8). And he should awake
that intent and ignore all the thoughts that trouble him until his thought and
intention remain pure in his prayer. And he should think as if he were
standing before a king of flesh and blood who is here today and tomorrow in
the grave, how he would arrange his words and direct them carefully in order
not to fail; all the more so before the King, King of kings, the Holy One
Blessed Be He, he must direct his thoughts, since before him thought is like
speech, because he reads all thoughts. And that is how the pious and
righteous would do; they would go off alone and direct their prayer until they
reached the elimination of the material and the resurgence of the intellectual
spirit until they would nearly reach the level of prophecy. [] And Rabbi
Meir of Rotenberg wrote we are not careful about all of this today because
we do not provide such intention in prayer. [] And consequently he has to
take care that his intention follow the model of a sacrifice and not
Rabbi Israel Israeli of Toledo on Intention in Prayer 143
polemic against it; but it seems to me that we have here a case of
thundering silence, and I wish to assert that the implied
absence of Kabbalah here indicates a critical position towards
it.
30
This impression is supported, apparently, by comparing the
words of Baya in Duties regarding the issue of intention in
prayer, which he discusses a number of times. Rabbi Israel relies
here on the words of Baya.
31
Consequently the difference
between the two is notable: Baya preaches pietism; Rabbi
Israel concurs with him but adds a polemical element to his
position.
Decades before Rabbi Israel wrote his commentary, a heated
debate had already arisen over the question of intention in
prayer, as a result of the positions of the early Kabbalists in
Provence and Spain
32
and the Pietists of Ashkenaz.
33
With the
contaminate it with extraneous thoughts like a thought that would disqualify a
holy sacrifice The neo-Platonic tendency that is reflected in the
description of the prayer of the pious and righteous does not concern us
here. I wish to thank Professor Moshe Halbertal for pointing out this passage
to me.
30
Halbertal, Between Torah and Philosophy, 99, n. 68, pointed out a
similar example of ignoring a different position as a way of expressing
disagreement in the attitude of Rabbi Menahem Ha-Meiri towards Kabbalah
(except for a solitary mention). Since Ha-Meiri and Rabbi Israel were active
at the same time (end of the thirteenth century) and in two communities
Toledo and Provence that engaged in mutual exchanges, this may be not a
case of repetition of an accidental phenomenon but a characteristic pattern, or
at least a common pattern from that time in those two communities.
Regarding the whole issue, see B. Septimus, Hispano-Jewish Culture in
Transition (Cambridge, Mass., and London, 1982).
31
See notes 80, 105, 10711, below.
32
For general background regarding the position of Kabbalah in Spain at the
time under discussion, see Y.M. Ta-Shma, Halakha, Kabbalah and
Philosophy in Christian Spain: A Critique of The History of the Jews in
Christian Spain [in Hebrew], Shenaton ha-Mishpat ha-Ivri 1819 (1992
1994), 47995; Regarding the issue of intention in prayer, see E. Gottleib,
Mekarim be-Sifrut ha-Kabbalah (Tel Aviv, 1976), 3855, esp. 40 (criticism
144 Naem Ilan
appearance of the Zohar, the polemic became even more vocal,
both because that book took the concept of special kavvant
further than earlier Kabbalists had done,
34
and because at that
time there was no outstanding halakhic authority in Spain, as
Idel has pointed out.
35
According to Idel, two models of
Kabbalistic groups operated in the thirteenth century: The first
one was an elite, which transmitted its teachings primarily orally
and to only a select group of followers; a second group produced
written literature and was directed to a larger and obviously less
select audience. In the first group we find Namanides, Rabbi
Jonah of Gerona and later on Rabbi Shelomo ben Adret; the
outstanding representative of the second group is Rabbi Isaac
in Narbonne circa 1245), 43 (on what to meditate about while reciting Shema
in the morning); M. Idel, Kabbalah New Perspectives (New Haven and
London, 1988), 103 and nn. 2056; idem, On Kavvanat Shemone-Esre in the
Teaching of R. Isaac Sagi Nahor, [in Hebrew], in M. Oron and A.
Goldreich, eds., Massuot Meqarim be-Sifrut ha-Kabbalah u-ve-Mashevet
Israel Muqdashim le-Zikhro shel Prof. E. Gottleib (Jerusalem and Tel Aviv,
1994), 2552, esp. 356, 45 (cited in the name of R. Isaac Sagi Nahor); E.
Gottleib, The Meaning of Prayer in the Kabbala of Spain, [in Hebrew], in
G.H. Cohen, ed., Ha-Tefilla ha-Yehudit Hemshekh ve-idush (Ramat Gan,
1978), 16889, esp. a citation from the teachings of R. Itzhak of Acre, p. 174;
G. Scholem, Meqerei Kabbalah (1) (Jerusalem, 1998), 14, 812 (prayer for
the enlightened [maskilim = Kabbalists] ); idem, The Concept of Kavvanah
in the Early Kabbalah, in A. Jospe, ed., Studies in Jewish Thought (Detroit,
1981), 16280, esp. 1714.
33
Cf. Y. Dan, Torat ha-Sod shel assidei Ashkenaz (Jerusalem, 1968), s.v.
index: Tefillah.
34
Cf. I. Tishbi, Mishnat ha-Zohar, II (Jerusalem, 1961), 247250 (intro-
duction to the chapter on Prayer and its intent: worship of the heart before
the Zohar), 2526 (the theory of prayer and intent among the first
Kabbalists), 25762 (worship of the heart in the Zohar), 26879 (the
secrets of prayer and its kavvanot), and esp. 2769 (Shema), and 3128 (the
quotation on the secret of Yiud in Shema [= Zohar II 133b134b]).
35
M. Idel, Kabbalah and Elites in Thirteenth-Century Spain, Mediterrane-
an Historical Review 9,1 (1994), 519.
Rabbi Israel Israeli of Toledo on Intention in Prayer 145
Sagi Nahor.
36
The death of Namanides and Rabbi Jonah left a
certain leadership vacuum, one that was not filled until the
leadership positions of Rabbi Shelomo ben Adret (in Barcelona)
and Rabbi Asher ben Yeiel (in Toledo) were consolidated; this
situation was exploited to advance the dissemination of
Kabbalistic ideas in writing, particularly in Castile.
37
It is an accepted technique in polemical literature not to
mention explicitly the name of ones opponent, especially when
the challenge is a difficult and demanding one. Thus it is not
surprising that Rabbi Israel engaged in a polemic in both works
without naming his interlocutor. For this reason, and because he
hardly hinted in any of his writings against whom he was
arguing, it is important to read his opinions on the question of
intention in prayer critically and cautiously. They may teach us
something about prevailing attitudes in Toledo of his time and
his efforts to prevent the penetration of Kabbalistic influence,
especially in prayer.
The Course of the Discussion in MZ
The general title of the discussion of the reading of the Shema in
MZ is The Commandments of Reading the Shema and Its
Benedictions and Its Time Limits. Such is the title in the
manuscript of MZ, which has survived only in the Hebrew
translation prepared by the poet Shem Tob Ibn Ardutiel.
38
Thus
it is impossible to decide whether, in the Arabic source, the title
was given in Hebrew or was translated from Arabic to Hebrew.
The subjects which Rabbi Israel addressed are: (1) definition
what is included in The Reading of the Shema; (2) the
36
Ibid., 10.
37
Ibid., 17. Idel estimates the window of opportunity as extending from 1275
to 1295.
38
See Ilan, He Who Has.
146 Naem Ilan
allocated time for reading the Shema; (3) a recommendation to
observe the commandment at the beginning of its allocated time;
(4) the time of morning for reading the Shema and the positions
in which it may be read; (5) the essential nature of intention; (6)
attention to be paid to correct enunciation; (7) the chapters
(peraqm) and the meaning of between the chapters; (8) the
importance of reading the chapters according to their prescribed
order; (9) what to do in case of doubt and who is exempt from
reading the Shema; (10) the laws of cleanliness; and (11) a
sermon on the special importance of reading the Shema.
Rabbi Israel incorporated quotes from the Mishna and both
Talmuds in his discussion. He appears to have relied on
Maimonides Mishne Torah as well, abbreviating it greatly and
ruling primarily on questions of the times for reading the Shema,
all in accordance with the approach he outlined in the preface to
MZ.
A brief look at the chapter in MZ and its structure reveals that
Rabbi Israel followed a different approach from that of
Maimonides regarding the laws of reading the Shema, which
would seem to be the consequence of a different concept.
Maimonides intentionally sought to encompass all the halakht
in this issue, whereas Rabbi Israel wanted to discuss only the
principles, and even these only briefly. Moreover in the light of
Rabbi Israels long and detailed discussion, the relatively small
weight given by Maimonides to the requirement of intention in
reading the Shema is striking. All that he has to say on the
subject is: He who reads the Shema and does not direct his
heart in the first verse, which is Shema Israel has not fulfilled
his duty; and the rest [even] if he did not direct his heart, he
has fulfilled [it] (2:1). Rabbi Israel, on the other hand, devoted
two entire passages in the middle of his discussion to intention,
Rabbi Israel Israeli of Toledo on Intention in Prayer 147
and his primary interest there are the ideological and ethical
aspects, and not just formal definitions of the requirement of
intention.
The lengthy closing passage in MZ has an aggadic-
educational character rather than a halakhic one. It includes a
midrashic passage on the verse in Song of Songs (8:13) Thou
that dwellest in the gardens, the companions hearken for thy
voice cause me to hear it. This passage appears to be the
combination of fragments of several sermons from different
sources. To the best of my knowledge this homily does not
appear in any one source, even though it gives the appearance of
one coherent quote from some midrashic text.
39
Thus it may be seen that despite the obvious halakhic
character of MZ, this work may be characterized as prescribing
not only what actions are to be carried out, and how, but also as
teaching the spiritual and intellectual attitude in which they
should be carried out. It supports these assertions not with legal
dicta but with aggadic teachings. This pattern recurs elsewhere
in MZ, but I shall not expand on that here.
40
39
Blau, Sefer ha-Pardes, 409, does not give a precise source for the midrash
as it appears in MZ. It is different in some important respects from S.
Donsky, ed., Shir ha-Shirim Rabbah (Jerusalem and Tel Aviv, 1980), 179
(8:15); and also from the text in A. Grinhot, ed., Midrash Shir ha-Shirim
(Jerusalem, 1981), 122 (8:13); and from that quoted in S. Buber, Midrash
Tehillim (Vilna, 1891), 476 (116:1). Regarding Who is like your people
Israel as a heavenly response to Shema, see Yalqut Shimoni (Jerusalem,
1960), Beshala, #244, incipit: Ozzi ve-zimrat Yah (p. 150); ibid., Va-
etanan, #825, incipit Ki mi goy (p. 576). Regarding Hear my people and
I will speak versus Hear oh Israel, see ibid., #833 (p. 580). A certain
similarity in content may be noted to the words of R. Joseph ben Judah Ibn
Aqnn, Hitgalut ha-Sodot ve-Hofaat ha-Meorot, ed. A.S. Halkin (Jerusalem,
1964), 4813, although I am not convinced at this point that R. Israel was
familiar with that work; see Ilan, Studies, 192. Cf. Ibn Alnaqawa, Menorat,
945, and Enelows note to l. 17 on p. 94; cf. 96, l. 17 and the notes there.
40
See Ilan, He Who Has, for the text that corresponds to nn. 30, 76 and 77.
148 Naem Ilan
What Sets Rabbi Israels Discussion of Shema and the Amidah
Apart from Other Commentaries on Avot?
The unique character of Rabbi Israels treatment of the Shema
and the Amidah becomes clear when he is compared to other
commentators on Avot those that preceded him, his
contemporaries and even some who came after him.
Maimonides discussion of the entire Mishna i.e. all three
sayings of Rabbi Shimon is very brief, only two lines long.
41
Rabbi Jonah also was brief and stressed different points from
those of Rabbi Israel.
42
The same applies to Mazor Vitri.
43
The
difference between Rabbi Israels words and those of the others
is significant because, as has already been shown, he relied on
their writings when he wrote his commentary on Avot.
44
Menahem Ha-Meiri was also brief on this passage.
45
There is a
long discussion of this saying (of Rabbi Shimon) in Midrash
David by Rabbi David Ha-Naggid, the grandson of Maimonides,
but there is no evidence of his having influenced Rabbi Israel;
moreover, about half of Rabbi Davids discussion is a story of
which R. Israel makes no mention at all.
46
R. Israels
41
See I. Shailat, ed., Massekhet Avot im Perush Rabbenu Moshe ben
Maimon (Jerusalem, 5754 [1994]) (hereafter: Shailat, Massekhet), 140
(Arabic version), 42 (Hebrew translation). Regarding Maimonides position
on the question of intention in prayer, see I. Twersky, And He Should See
Himself as if Standing before the Shekhina: The Intent of the Heart in Prayer
in the Teaching of Maimonides [in Hebrew], in S. Elizur et al., eds., Knesset
Ezra (Jerusalem, 1995), 4767; M Fuchs, Prayer in the Thought of
Maimonides [in Hebrew], in G. H. Cohen, ed., Ha-Tefillah ha-Yehudit
Hemshekh ve-idush (Ramat Gan, 1978), 14267.
42
Rabbenu Yonah, 35.
43
S. Horowitz, ed., Mazor Vitri (Jerusalem, 1963), 503.
44
See Ilan, Studies, 1523 (Maimonides); 1646 (Rabbenu Yonah); 1548,
191 (Mazor Vitri in the discussion of Rabbenu Shmuel).
45
S.Z. Havlin, ed., Bet Ha-Beira le-Rabbenu Menaem Ha-Meiri al Avot
(Jerusalem-Cleveland, 1998), 1045.
46
B.Z. Krinfis, ed., Midrash David al Avot (Jerusalem, 1944), 502.
Rabbi Israel Israeli of Toledo on Intention in Prayer 149
commentary served as a basis for the commentary of his relative
Rabbi Itzhak ben Rabbi Shelomo of Toledo,
47
who used Rabbi
Israels interpretation of the teaching of Rabbi Shimon in his
commentary.
48
As pointed out above, Rabbi Israel Alneqawa,
author of Menorat ha-Maor, based parts of his teachings about
the Shema and the Amidah on the words of Rabbi Israel in MZ.
49
Following his general practice, he omitted the theoretical
discussion. Rabbi Shmuel de Uzida, author of Midrash Shmuel,
quoted Rabbi Israel with respect to the third saying of Rabbi
Shimon in this Mishna (And do not regard yourself as
wicked).
50
Consequently it is clear from a comparison with Rabbi
Israels forerunners and successors that his commentary is
unique in both scope and content.
51
While earlier writers quoted
fragments of verses and midrashm, Rabbi Israel integrated into
his commentary sections of works of religious thought in the
passage discussed here he quotes the Guide of the Perplexed,
52
the Duties of the Heart, and the Kuzari.
53
This fact fits the
explanation proposed above that Rabbi Israels words on this
issue were motivated by educational and theoretical
considerations.
Conclusion: Between Commentator and Codifier
From the discussion thus far it is apparent that Rabbi Israel saw
the two works the commentary on Avot and MZ as
47
See Ilan, Studies, 43, 272.
48
RIbaSh, 723.
49
See nn. 16 and 35, above.
50
E. Bazri, ed., Midrash Shmuel (Jerusalem, 1989), 146.
51
See Ilan, Studies, 4378.
52
Ibid., 1614 (in a discussion of Rabbi Meir Ha-Levi).
53
Ibid., 166.
150 Naem Ilan
appropriate vehicles for addressing issues that went beyond the
explicit context of their subjects. The commentary on the dictum
of Rabbi Shimon in Avot includes a long and complicated
sermon on the importance of intention: its essentiality for prayer
in general and when reciting the first paragraph of the Shema in
particular. But also in MZ a clearly halakhic work, which
defines both style and content he felt sufficiently free to
devote two central paragraphs to the question of intention. The
two writings do not contradict one another. Even though the
connection between them has not been demonstrated, it has been
shown that he used some of the same language in both.
This study is a test case in the comparative analysis of these
two works by Rabbi Israel, both of which inspired later writers,
some of them far removed from him in time and place. It is
evident that such a study can contribute to the reconstruction of
the conditions under which Rabbi Israel wrote his books and the
cultural background of his oeuvre. Linguistic and literary
analysis is essential primarily for the diachronic analysis that
enables reconstruction of the textual foundation; the contextual
background is basically synchronous. Both works present, to
researcher and reader alike, a crisscross pattern that gives some
indication of the cultural conditions to which Rabbi Israel was
responding and against which he was battling.
The technique I have used involves a number of hypothetical
assumptions and therefore requires great caution. The intelligent
use of linguistic and literary criteria, and their inclusion in a
social, ideological and educational context, may enrich not only
philologists and students of literature but also historians and
students of culture in the widest sense.
A careful examination of Rabbi Israels opinion on intention
in the recitation of the Shema and the Amidah reveals the hidden
Rabbi Israel Israeli of Toledo on Intention in Prayer 151
but forceful polemic that he waged against Kabbalistic concepts.
Retrospectively, it is clear how limited was his power to combat
the surging wave of Kabbalh in late thirteenth-century Spain.
54
54
It seems to me that the comparison of Rabbi Israels words (n. 107, below)
with those of Teresa of Avila and of Abd-al-Qader al-Gilni is of interest
and provides fascinating material for speculation precisely because Rabbi
Israel was not a mystic. It thus appears that the line between the position of
the intellectual and that of the mystic is less than clear cut.
152 Naem Ilan
APPENDIX
The Commentary on Avot has survived in only one manuscript
Ms. Oxford Bodleian 2354 (Opp. Add. Qto. 126). In MZ the
discussion of The Commandment of Reciting the Shema and Its
Blessings takes up nearly four and a half pages,
55
(see below
the passage with textual variants). The discussion of The
Commandments of Prayer and Its Blessings comes
immediately after and covers nearly nine pages;
56
I have
included only the first section of it in the appendix that follows.
In my translation of Rabbi Israels commentary on Avot, I have
added subtitles; the internal divisions in MZ appear in the
original. These headings make it easier to follow the structure
and internal order of Rabbi Israels discourse.
Commentary on Avot 2:13 Text
) 58 , ' 16 ( : ' ) (
' ' '
. .
(!) ' ' ) 59 (
, ' . '
.
57
' ' ,
. ,
' '
58
55
In Blau, Sefer ha-Pardes, 4059. Regarding the manuscripts of MZ, see
Ilan, He Who Has.
56
Blau, Sefer ha-Pardes, 4108.
57
The reading here is definite, but in this context the word should be
(buzgh sunrise) and I have translated accordingly.
58
The use of a fifth form of the verb trf is documented in R. Dozy,
Supplment aux Dictionnaires Arabes, vol. I (Leyde, 1927), 544, quoting a
dictionary from fifteenth century Spain.
Rabbi Israel Israeli of Toledo on Intention in Prayer 153
. ' '
59
, '
60
'
, , '
. '
61
(!) , ' :
' . ' (!)
' , : :
, ' : . '
' , ' : . : .
' " : . : .
' ' : ,
. ' ' ,
' ,
' , , : . ) 59 (
, ' .
' ,
62
63
' ' , ' ' '
, ' ' , '
59
In Ibn Paquda, Duties: (p. 343, l. 6), and the variant here would seem
to be a corruption of Duties.
60
The reading is definite, but the context suggests ' = purification,
since he lists here terms that pertain to purification in preparation for prayer,
and that is how I have translated it below. A possible metathesis [editors
note].
61
The scribal error here is perfectly clear, particularly in light of the correct
spelling above and below. I have copied this word as it appears in the
manuscript, both here and below, since in many cases it is difficult to
determine whether to correct a scribal error or not. Readers may judge for
themselves the work of the copyist. The manuscript is clearly not an
autograph.
62
The reading is definite, but the context requires ' = prayer. I have
translated it as such both here and below.
63
In this context the word is not a negative, but means here ( ). See J.
Blau, Diqduq ha-Aravit ha-Yehudit shel Yemei ha-Benayim
2
(Jerusalem,
1979), 198, par. 314, n. 49; p. 246, par. 382c, n. 14. I have translated
accordingly.
154 Naem Ilan
, ' , '
' ; ' '
' ,
' ' , !
' (!) . '
, ' . ' ' ,
,
! ' ,
64
' > <?
65
' '
' ' ! ' ' '
' . ' '
,
' '
66
, ' ) 60 (
. ' (!)
' . ' '
' ;
' ; '
; '
67
(!)
' ,
, ' ;' '
, . ' '
. ' , ;
64
The reading is definite, but the word does not suit the context. Perhaps the
correct reading is ' = compulsory. I wish to thank Professor J. Blau for
this suggestion.
65
The context requires the addition of at least one word such as that which I
have added. I wish to thank Professor . Ben-Shammai for this suggestion.
66
Evidently a transcription of the Hebrew word . It appears again below.
It may be a scribal error, or an indication of vowel lengthening [editors
note].
67
The repeated words appear at the end of a line and the beginning of the
next, which is not uncommon in Judeo-Arabic texts [editors note].
Rabbi Israel Israeli of Toledo on Intention in Prayer 155
> <
68
, '
; , .
' '
. '
' , '
,
' ' ,
. '
. ) 60 ( ,
' .
, ' ,
. " :
, ; , . :
(!) ,
69
.
(!)
.
.
, '
' ' ' ,
' .
'
. .
:
. ' : . '
, ' ' .
, '
68
I have added the definite article as called for by the context and the
subsequent language.
69
In the original: . See Judah Halevi, Kuzari, ed. D.H. Baneth and .
Ben-Shammai (Jerusalem, 1977), 58; M.A. Friedman, Maimonides, The
Yemenite Messiah and Apostasy (Jerusalem, 2002), 1011, esp. n. 3.
156 Naem Ilan
' ' ; '
) 61 ( , ' : . ' :
. :
. ' '
' . ' '
, ' , ' .
' . ' '
' .
, ' ' ' .
' ' ,
.
70
' ' : '
' . , '
; ' '
? '
. ' .
' ' .
71
"
"
' ' .
' ' ' ' , '
" : ' ) . 61 (
' ' ' ' '
, ' ' .
'
72
, "
' ,
' ' . '
' . ' ' '
, ' ' . '
70
The reading is definite, but the context calls for the active form .
71
The word appears superfluous; however, it seems that the scribe reversed
the order and the expression should read:
72
The letter is suspended above the line.
Rabbi Israel Israeli of Toledo on Intention in Prayer 157
: ; ' ' .
73
' ' ' '
' .
'
.
, ' " :
. ? .
: . ' (!) '
' , " : .
' : .
, :
. : ) 62 (
.
74
, . ' '
, " : ' :
, ' : < ?
. (!) '
. : ' '
(!) ' . ' ,
' ' ' . '
. ' '
' . ' ' ,
: ' .
" , " " .
' , '
' . : ' '
73
In the manuscript: , but the context requires .
74
I did not find the plural attested in the following dictionaries: D. Ayalon
and P. Shinar, Arabic-Hebrew Dictionary of Modern Arabic
5
(Jerusalem,
1968); J.G. Hava, Al-Farid Arabic-English Dictionary
5
(Beirut, 1982); H.
Wehr, Arabic-English Dictionary
3
(New York, 1976); E.W. Lane, Arabic-
English Lexicon (Cambridge, 1984); Al-Munjid f al-Lugha
20
(Beirut, 1969).
158 Naem Ilan
: , ' :
< . :
, : .
Rabbi Israel Israeli of Toledo on Intention in Prayer 159
Commentary on Avot 2:13 Translation
Rabbi Shimon says: Be careful to read the Shema and to say the
Amidah
1. Conceptual Introduction Obligatory Versus Voluntary
Some of the obligations of the believer engaged in intimate
discourse
75
with his Lord in the times of intimate discourse are
the recitation of the Shema and the Amidah.
76
The other
blessings, psalms and petitions are voluntary commandments.
77
One engaged in prayer is like a merchant who has the
opportunity to make a profit provided that he retains the full
value of his investment,
78
[likewise] ones voluntary prayer will
not be accepted until he has fulfilled the requirement of
obligatory prayer. Therefore this Sage [=Tana] said to take
care
79
in reading the Shema and the Amidah.
2. The Appropriate Time for Fulfilling Commandments
In reciting the Shema, you should take care to read it at its
appointed time, which is at sunrise, so that you receive the
reward for fulfilling a commandment at its time, because
75
The verb nj means to engage in secrets, to have an intimate conver-
sation, and as such the action may be called intimate discourse. In my
opinion, this metaphorical expression fits the spirit of Rabbi Israels intention
here and I have used it. Below I also use beseech.
76
As mentioned above (note 11) tefillah (prayer) is the amidah prayer. That
is how it appears in Talmudic literature and that is how Rabbi Israel uses it,
as we shall see below.
77
See Y. Levinger, Darkhei ha-Mashava ha-Hilkhatit shel ha-Rambam
(Jerusalem, 1965), 728; idem, Ha-Rambam, 6787, esp. 734.
78
See Y. Blidstein, The Public and Public Prayer in the Writings of Rabbi
Abraham son of Maimonides [in Hebrew], Peamim 78 (1999), 151.
79
Alternately, make an effort. This is not a literal translation of the Mishna,
but an interpretation. How is effort demonstrated in Shema and the Amidah?
By trying to direct ones thoughts appropriately when reciting them. See
below.
160 Naem Ilan
everything is desirable [when it is done] at its time, even if it is
small, more than beyond its time. As in the saying about
sacrifices of varying value, that they should make do with a
tenth of an efah [of fine flour] brought by a poor man at its time
and not wait until he gets wealthy [enough] to bring a lamb.
80
3. Preparation for the Reciting of the Shema and the Amidah
Your reciting the Shema and the Amidah should be after you
have emptied your heart of the thoughts
81
that occupy you and
after cleansing,
82
purifying and cutting yourself off
83
from all the
filth and vileness and have removed everything that smells bad
that arises from them and all the like,
84
as in the saying Prepare
to meet your God, O Israel (Amos 4:12). Your standing to
beseech your Lord should be like the standing of a servant
before this master, as the saying As the eyes of slaves follow
their masters hand etc. (Psalms 123:2). Bring back your legs
from their occupations, and make them as if they were one leg,
as in the saying: Rabbi Yose Bar anina said: He who prays
should direct his legs, as it is said the legs of each were [fused
into] a single rigid leg (Ezekiel 1:7).
85
Turn your face towards
the wall in the place where you pray so that nothing separate you
[from it], as it is said Thereupon Hezekiah turned his face to the
80
This remark is very similar to that in Sifra, Dibura deova, section 10,
chapter 19:1 Rabbi Yehudah says: A commandment is desirable at its
time, so that one should bring a tenth of an efah and not wait until he gets
wealthy and brings a lamb or a kid.
81
See n. 59, above.
82
Perhaps purification.
83
Perhaps purification.
84
From the beginning of the passage until here based almost literally on Ibn
Paquda, Duties, 343.
85
Berakhot 10b, and there: Rabbi Yose berabi anina in the name of Rabbi
Eliezer ben Yaaqov.
Rabbi Israel Israeli of Toledo on Intention in Prayer 161
wall (Isaiah 38:2);
86
and it is said You will make their hearts
firm; You will incline Your ear (Psalms 10:17).
87
4. The Necessity of Intention (kavannah) in Prayer
I. The essence of the act of prayer
He who prays is beseeching his master, as the prophet, may he
rest in peace, says I have turned to You with all my heart
(Psalms 119:10), and as it is said I have implored You with all
my heart (ibid., 119:58).
II. The gravity of the absence of intention in prayer
Regarding the presence of the heart and the purity of
concentration it is said: Therefore let every faithful man pray to
You in a time when You may be found [mezo] (Psalms 32:6)
88
[and] therefore Your servant has ventured [maza] to offer [this
prayer] to you (2 Samuel 7:27). The word found [maza] in our
language means presence
89
all the people present (Esther
1:5). Also all of your halakhic actions, which may be able to
achieve their purpose despite lack of concentration, whether the
heart is directed at the time they are done or not, as in the saying
Commandments do not require intention,
90
nevertheless it is
contemptible for your thoughts to be engaged in something else,
and all the more so when you are beseeching your master. What
sort of a request is Grant me from you knowledge,
86
Berakhot 5b.
87
Berakhot 31a, and the source is Tosefta Berakhot 3:4. See S. Lieberman,
Tosefta ki-fshuta (hereafter: Lieberman, TK) (Jerusalem, 1993), Berakhot, 29.
88
For other homilies on this verse see Berakhot 5a.
89
Perhaps: willingness.
90
The expression appears in Pesaim 114b and Rosh Hashanah 28b. The
matter is also discussed in Berakhot 13a and Eruvin 99b.
162 Naem Ilan
understanding and intellect when you have not given it the
intention of a petition in prayer?!
III. A parable to illustrate the gravity of actions without
intention
You should see that if a person were to swear: Here I will thank
someone and praise him and ask him to give me what I need,
and then he pronounced the expressions that indicate this matter
when he is together with the other person in a dark house, but he
does not know that he is with him and does not see him, he is
not fulfilling his oath, since he is not thought of as speaking to
him as long as he is unaware of his presence. Moreover, if he
were to say these words without intention when he was with him
in the daylight, while he was directing his attention to some
other thought and not intending what he was saying, he would
not be keeping his oath! There is no doubt that the purpose of
prayer is thanksgiving, praise, adoration, petition and prayer. It
is addressed
91
to God, may he be praised and extolled. If your
heart be hidden by a screen of distraction, it will not see him or
perceive him, but will be distracted while your tongue moves
routinely, and how far removed is that from the purpose of
prayer! The same applies to the compulsory genuflection in
prayer,
92
the purpose of which is to praise and extol. But it is
possible that if your action is intended towards God, may he be
praised and extolled, when you divert your attention from him
you may be praising the wall in front of you! If you abandon the
state of giving praise, all that is left is the movement of your
back and head alone.
91
In the Arabic two additional words indicate that the expression is passive. I
have followed that in the translation.
92
The Arabic can be understood in two ways: (1) compulsory genuflection in
prayer; (2) genuflection in prayer that is compulsory.
Rabbi Israel Israeli of Toledo on Intention in Prayer 163
IV. To what to direct ones thoughts in prayer
You should
93
empty your consciousness of all worldly matters
and not confine yourself to concentrating on the first verse of the
recitation of Shema or the first blessing in the Amidah. However,
in every blessing meditate over what you are saying, and
penetrate what it means and with what you are greeting your
master, not saying with your tongue as much as possible and in
any way possible expressions the meaning of which you do not
know. Make it your regular custom and then it will become a
habit
94
and imagine in your thought the purpose of every
blessing and its meaning. For example, in the Creator of Light
blessing make it your habit to think about the spheres and the
stars and their benefit and how they have been harnessed to our
service by the will
95
of their creator.
96
In the blessing Eternal
Love think of the benefit [derived from] the Torah and the
commandments which have raised us above the nations;
afterwards accept the yoke of the kingdom of heaven by reciting
the Shema. After that [in the blessing] True and Right
meditate in your spirit that you are like one who has made a
covenant and testifies regarding himself that he accepts
everything that his forefathers accepted, for himself and all his
descendents, as it says [in the paragraph] On our fathers, and
upon us and on our sons etc. and the conclusion In truth you
93
From here until make it your regular custom (about four lines in the
original), the text is based almost verbatim on Maimonides, Guide for the
Perplexed, III:51, ed. Qnfi (Jerusalem, 1972), 678.
94
Alternately: nature.
95
Alternately: at the word or command. The word idhn appears frequently in
the Qurnn with the meaning word. I wish to thank Prof. . Ben-Shammai
for calling my attention to this meaning.
96
This passage is similar to the words of Judah Halevi in the Kuzari, III:17
(ed. Baneth and Ben-Shammai, 104).
164 Naem Ilan
have redeemed us from Egypt, which is a divine miracle.
97
In
all these [cases] if he has pure intention he will be a Jew in
truth.
98
Afterwards, [in] the Amidah he should imagine in the
first blessing the covenant of the patriarchs; in the second the
fulfillment of Gods potential in the world through nature
bringing down rain, and beyond nature resurrecting the
dead; and thus in each and every blessing, attaining its meaning
and intention.
V. Permanent prayers Their background and benefits
All of the prayers are arranged in a precise and systematic
order,
99
established
100
by the men of the Great Assembly, whose
words were close to the holy spirit.
VI. Why intention is required in fact only in a small part
of the prayer
Since it is impossible to make everything dependent on
preparation
101
of the heart throughout prayer since that is
beyond the capacity of [the average] person except for
individuals and no edict should be imposed upon the
community unless the majority can endure it,
102
the obligation
of this [= intention in prayer] has been confined to the first verse
of the recitation of the Shema and the blessing of the patriarchs
in the Amidah because the situation of distraction throughout
prayer is worse than that of distraction in these two [= the first
97
This section is also similar to Judah Halevi in ibid, 105.
98
Regarding this sentence see Ilan, Studies, 1956, and nn. 79 there.
99
Alternately: made with utmost care.
100
The Hebrew word yesod appears in the Arabic text.
101
The literal translation of ir is bring, and the root r appears several
more times in the passage, but always meaing preparation, i.e. so that when
a person prays not only his lips are moving but also his heart is there.
102
See Baba Qama 79b and parallel passages.
Rabbi Israel Israeli of Toledo on Intention in Prayer 165
verse and the first blessing] when the heart is present, since they
are the spirit of prayer and the recitation of the Shema. The
minimum of the spark of the spirit of life in it [in prayer] is
intention in the blessing of the patriarchs in the Amidah and in
the first verse of the recitation of Shema.
103
Without it the
abyss, but to the degree that it is added the spirit will permeate
the other parts of the Amidah and the recitation of the Shema.
VII. The gravity of distraction
How many [people] are living, but have no movement (vitality)
and they are nearly like the dead; and a person who is distracted
in the Amidah except in the blessing of the patriarchs, and his
recitation of the Shema is no more than the first verse, is a living
person without movement. [The sages] said: A person should
always evaluate himself if he can direct his heart, he should
pray; if he cannot, he should not pray.
104
And in the Kuzari: Do
not say [your words] in your prayer by way of habit like a
starling or a parrot, but for every word thought.
105
Think of
that time as the most important time you have, and the rest of
your times as only leading to it so that you can seek to be in his
presence, so that you can be like the spiritual
106
and distance
yourself from the bestial.
107
103
The first half of this sentence has not been translated literally, but
paraphrased to convey the meaning of the original.
104
That is the opinion of Rabbi Eliezer in Berakhot 30b. Midrash Leqa Tov
(= Pesiqta Zutreta) (Vilna, 1880), 31 (Parashat Eqev), provides a different
version of this idea: and to worship him with all your heart and all your
soul that is he who directs his heart, so that a persons heart not be divided
during prayer. I wish to thank my friend Dr. Uri Melammed, for drawing my
attention to this book. See above, note 54.
105
Something like this may be found in the Kuzari II:24 (ed. Baneth and Ben-
Shammai, 58). See RIbaSh: like a crane. See above, n. 69.
106
For the use of raniyyn to mean spiritual beings, angels, see Y. Efros,
Ha-Filosofia ha-Yehudit bi-mei ha-Benaim: Munaim u-Musagim (Tel Aviv,
166 Naem Ilan
VIII. On the relation between prayer and soul
Prayer is to the soul as food is to the body. Just as the power of
food strengthens the body from time to time, and the further one
is removed from the time of eating the more, ones strength
dissipates and declines, to the point that a person may bring
other food instead at another time; so the purity and clarity of
thought in the soul remain from one time of prayer to the next.
The soul does not cease to be defiled and contaminated by
matters of this world as long as it is removed from prayer, all the
more so if it is compelled to be in the company of women and
youths and to hear songs and musical [instruments] and
entertainment. When the time of prayer comes, he purifies his
soul from what has transpired and prepares it for the future.
Rabbi Elazer said to his students at the hour of his death:
When you are praying, know before whom you are praying.
108
Regarding devotion it has been said: If you direct your mind
and spread forth your hands toward Him (Job 11:13).
1969), 100 (hereafter: Efros, Ha-Filosofia); J. Klazkin, Ozar ha-Munaim
ha-Filosofiyim ve-Antologia Filosofit, vol. II, part 4 (Berlin, 1934), 312;
Raniyya, EI
2
, VIII, 5934.
107
Approximately the same idea may be found in J. Dan, Al ha-Qedusha,
(Jerusalem, 1997), esp. ch. 14 (Mystical Prayer), 355401. Particularly
remarkable are the quotations in the appendix to this chapter from the
writings of Teresa of Avila and Abd-al-Qnder al-Gilni (396 and 399400,
respectively). See also references in the index, s.v. kavvant hatefillh.
108
Berakhot 28b. There the saying is attributed to Rabbi Eliezer.
Rabbi Israel Israeli of Toledo on Intention in Prayer 167
IX. On the relation between intention and action
Enunciation with the tongue and meaning in the heart.
109
Enunciation of prayer is like a body and meaning is like a spirit.
When you pray with your tongue and occupy your heart with
anything other than the meaning of the prayer, you prayer is like
a body without a spirit, since your body is present but your heart
is missing;
110
you deceive your master with your tongue and
abandon him in your heart and your intention, as the prophet
said: with its mouth and with its lips honored Me, but has kept
its heart from me (Isaiah 29:13). It has been also said: You are
present in their mouths, but far from their thoughts (Jeremiah
12:2).
111
The poet said: Yet they deceived Him with their
speech, lied to Him with their words; their hearts were
inconstant toward Him (Psalms 78:367).
112
How can you greet
your master with something that you would not accept from
another creature like yourself whom you need? If you were to
ask your companion something with your tongue, and distract
109
See N. Allony, Consonants as Bodies and Vowels as Spirits [in Hebrew]
Lonnu la-Am 17, 56 (167168) (1966), 14751. From Allonys remarks
there it is clear how prevalent this idea was among grammarians and
Massoretes as well as philosophers, kabbalists and mystics. As he showed
there (p. 150), the proverb appears in Arabic literature as well, and its source
goes back to Aristotle. I wish to thank my friend Dr. Uri Melammed, for
pointing out this article to me. It appears that the proverb was particularly
popular in Spain see . Mittleman (Kiel), Perush le-Sefer Qohelet be-
Aravit-Yehudit ha-Meyuas le-R. Yitzak ibn Ghiat Hebetim Filosofiyim
u-Farshaniyim (Ph.D. diss., The Hebrew University of Jerusalem, 1999), 35,
41(and nn.), 330 (n. 8).
110
These remarks are close in both language and content to Ibn Paquda,
Duties, the section on self-examination, ch. 3, p. 343.
111
This verse is also quoted in Maimonides, Guide, III:51, just before the
passage quoted above (see n. 93, above).
112
Both of these verses are quoted in this context in Ibn Paquda, Duties (see
n. 20, above), in the section on the uniqueness of action, ch. 5, pp. 2656.
168 Naem Ilan
your attention from him in your heart, and he were to notice it,
he would be angry with you, and moreover not do what you
asked.
X. A parable to clarify the gravity of an act without
intention
They have compared this to a servant whose master has
compelled him to serve him himself and take care of his
belongings himself. The servant turned over the work of his
master to his family and household, but he removed himself and
occupied himself with entertainment and frivolity. His family
and household neglected to care for the needs of his master, and
therefore the master was displeased with his services and angry
with him.
113
So one who prays with utterance [alone] and allows
his mind to stray from his master, [his master] does not receive
his prayer, moreover he will punish him for it and [God] will
deny him his request. Regarding this, one of the pious has said:
Our request for mercy requires additional mercy.
114
When you
say Forgive us our father for we have sinned, without
intention, you should beg again forgive us for what you said
first without intention. Is it not condemnable for your mind to be
occupied at the time of prayer with any of the works of this
world? It is known that the speech of the heart is thought, as for
example in consider my utterance (Psalms 5:2), without any
doubt.
113
The parable and its explanation to this point are based nearly word for
word on ibid., 343.
114
Taken nearly literally from ibid., 265.
Rabbi Israel Israeli of Toledo on Intention in Prayer 169
5. The Value of Prayer and Its Purpose
Prayer, when one directs his mind, is one of the fundamentals of
the Torah.
115
He whose prayer is pure, his faith is pure. Take
Daniel, may he rest in peace, for example, who gave himself up
to be put to death over prayer, because he was convinced that
being prevented from praying involved idolatry, regarding
which everyone of Israel is required to choose death before
committing. Thus it is clear by logic that prayer draws a person
closer to his Creator than all of the desirable actions, as in the
saying of the prophet, may he rest in peace: Take my prayer as
an offering of incense etc. (Psalms 141:2). The purpose
116
of
prayer is devotion
117
of the soul to God, may He be praised and
exalted, and submission to Him by adoring and praising and
glorifying His name, and committing everything of importance
to him [=to man] into His hands [=the hands of God].
6. Conclusion
Since it is difficult for people to express
118
all the matters that
they need at any time, the sages established for us in profound
order and usage in the eighteen benedictions what most people
need,
119
and what is appropriate at any time of the appointed
times, expressed concisely and succinctly; and it is expressed for
man through language. The thought
120
of the soul requires
115
Alternately: of Halakha.
116
From here until When you pray, do not make your prayer routine is
based on Ibn Paquda, Duties, 3445, with a few omissions.
117
See Efros, Ha-Filosofia, 36, s.v. .
118
This meaning of is attested in M. Piamenta, Dictionary of Post-
Classical Yemeni Arabic, vol. 1 (Leiden-New York-Kbenhavn-Kln, 1990),
p. 5, col. 2. I wish to thank my friend Dr. Uri Melammed for this reference.
119
This sentence is similar to Maimonides, Hilkhot Tefillah, 1:4.
120
Rabbi Israel used several different terms to express the same idea:
numq=laf=qawl; mana=fikra.
170 Naem Ilan
speech and [needs] to be harnessed to expression, and then
prayer may be articulated and meaningful. The expression
requires the meaning, but the meaning does not require
expression. Therefore they allowed meditation when one could
not [use his] voice, as they said: One to whom pollution
occurred should think of it;
121
and they allowed one to use the
short version of the Amidah.
122
If the expression [alone] were
the essence of the prayer, thought would not suffice, and it
would be forbidden to omit any expression from it at all.
121
Berakhot 20b (Mishna 3:4). It is surprising that this is the example Rabbi
Israel chose to use, since in his time this rule was no longer practiced.
122
The abridged version of the Amidah was to be used when circumstances
prevented reciting the full version.
Rabbi Israel Israeli of Toledo on Intention in Prayer 171
And when you pray do not make your prayer routine
1. Conceptual introduction
The meaning of routine () is an occupation to which a person
devotes a certain time and becomes accustomed to do it at that
time.
2. Prayer as an experience and not a burden
We say: Do not regard prayer as one who has had a job thrust
upon him and he performs it and discards it and rests from it,
123
as they said, of blessed memory in the Talmud, Berakhot: He
who makes his prayer routine, his prayer is not supplications.
What is routine? Anyone for whom prayer seems to be a burden.
And the Rabbis say: Whoever does not say it in language of
supplication.
124
This means that the person praying should use
the gentle language of supplication, as Daniel said, peace be
upon him: petitioning his God in supplication.
125
And in Avot
de-Rabbi Nathan: Do not make your prayer conversation, but
supplication.
126
Among the strictures
127
of prayer that precede it
are preparation and seriousness, in the language of the Mishna:
One must not stand up to pray without seriousness.
128
And in a
baraita: One does not stand up to pray from conversation, or
123
This is very close to Maimonides commentary on this Mishna; see
Shailat, Massekhet, 42 (Hebrew translation), 140 (Arabic); cf. Maimonides
commentary on Mishna Berakhot 4:4.
124
Berakhot 29b.
125
There is a slight discrepancy of transcription between the Massoretic text
of Daniel and the verse as quoted by Rabbi Israel.
126
S.Z. Schechter, ed., Avot de-Rabbi Nathan, with an introduction by M.
Kister (New York and Jerusalem, 1997), version , end of ch. 17 (p. 66).
127
Literally: from the ethics.
128
Berakhot 5:1.
172 Naem Ilan
from laughter or from levity or from indolence.
129
If he is
engaged in conversation on the vanities of this world and gets up
to pray from idle talk, his prayer will be guilt.
130
3. The advantage of prayer with the community
[A person] should try to pray with the community because of
what the sages have said: Rabbi Yoanan said in the name of
Rabbi Yose: A persons prayer is not heard except in the
synagogue, as it says As for me, may my prayer come to You,
O Lord, at a favorable moment (Psalms 69:14). When is it a
favorable moment? When the community is praying.
131
4. Who should not pray with the community
Take care lest someone should regard prayer in the synagogue
lightly and sit with the idlers in the marketplace. Lest someone
claim and say: If I am not present in the synagogue, I will pray
in my home and receive a reward for that. He should know that
if he does so intentionally, uncompelled by some highly urgent
matter, he does not fulfill his obligation, but is regarded as if he
did not pray at all. His sitting in the synagogue should be in the
form of awe and fear. If he refuse to repent and occupy himself
with frivolities, it is better for him to sit at home and not to come
129
The language of Tosefta Berakhot (3:21) is very close: One does not
stand to pray from conversation, or from laughter or from levity, but from
words of wisdom (ed. Lieberman, 17); and see Liebermans comments on
devarim betelim in TK, 47.
130
The language is taken from Psalms (109:7): May he be tried and con-
victed, may he be judged and found guilty. The Hebrew text reads:
131
The saying of Rabbi Yoanan in the name of Rabbi Yose is a homily on
the verse in Psalms (cf. Berakhot 7b8a). The first part (A persons prayer is
not heard ) is derived from a baraita in Berakhot 6a in the name of Abba
Binyamin.
Rabbi Israel Israeli of Toledo on Intention in Prayer 173
to the synagogue, demonstrating that he does not take care to
honor [God], and angering the king in his house, as has been
said: Do you consider this House which bears My name to be a
den of thieves? And then come and stand before Me in this
House etc. (Jeremiah 7:10 and 7:11). If he were to do so in the
palace of a king of flesh and blood, he would be punished most
severely, all the more so in the house of the King, the King of
kings, the Holy One Blessed be He.
5. Conclusion
This hour, which a person assigns from his life to his master,
should be the essence of completeness, without any blemish or
contamination by worldly matters. It has been said: Rabbi
ama said [in the name of] Rabbi Shimon asida (said): He
who prays should see himself as if the Divine Presence were
before him, as it says I am ever mindful of the Lords presence;
He is at my right hand; I shall never be shaken (Psalms
16:8).
132
And they said: He who prays should cast his eyes
down and his heart upwards, as it says Let us lift up our hearts
with our hands to God in heaven (Lam. 3:41).
133
132
Sanhedrin 22a, and there in the name of Rav ana bar Bizna in the name
of Rabbi Shimon asida.
133
Yevamot 105b.
BETROTHAL OF AN ADULT WOMAN BY AN AGENT IN GEONIC
RESPONSA: LEGAL CONSTRUCTION
IN ACCORD WITH ISLAMIC LAW
1
Gideon Libson
Hebrew University, Jerusalem
Several important studies have recently been devoted to the
question of the marriage age of men and women, respectively, in
Jewish society in the periods of the Mishnah and the Talmud and
the Early Middle Ages. These studies address primarily socio-
historical, rather than legal matters. Though based on Jewish
sources, they have also made use of comparative research into
parallel phenomena in the host society, that is, Greco-Roman-
Byzantine society in the mishnaic and talmudic periods, and
Muslim society in the geonic period.
2
1
This article is partly based on one section from my book on comparative
Jewish-Islamic law in the geonic period: G. Libson, Jewish and Islamic Law
A Comparative Study of Custom During the Geonic Period (Cambridge,
Massachusetts, 2003).
2
A. Shremer, Eighteen Years to the Huppah: The Marriage Age of Jews in
Eretz Israel in the Second Temple, Mishna and Talmud Periods [in Hebrew]
in Bartal & I. Gafni, eds., Sexuality and the Family in History. Collected
Essays (Jerusalem, 1988), 4370); R. Katzoff, The Age of Marriage of
Jewish Girls during the Talmudic Period [in Hebrew], Teudah XIII (Tel
Aviv, 1997), 918; T. Ilan, Jewish Women in Greco-Roman Palestine
Gideon Libson 176
New studies regarding the marriage age of men during the
talmudic period have shown that, contrary to the general
assumption, men married as late as their twenties and thirties.
Similarly, according to one study, women, who were assumed to
have married young, even as minors (before the age of twelve),
were still considered desirable brides even after the age of
twenty.
3
For the geonic period, studies are sparse, and the few
available ones deal primarily with the marriage age of women.
Here, again, the assumption has been that child marriages were
common; yet much of geonic literature deals with the rights of a
father regarding his adult daughter. This will be the main topic
of discussion in this paper.
The Talmud gives three age definitions regarding daughters: a
qetannah is a girl aged less than twelve years and a day; a
bogeret is a girl who has reached the age of twelve years and six
months, who shows the physical characteristics of puberty. In
the six months between these two ages, a girl is defined as a
naarah (literally: maid, young girl), provided she possess the
relevant physical characteristics.
4
The above studies have focussed on the age of marriage itself,
trying to determine its demographic and statistical distribution
on the basis of available documentation. Limited attention,
(Tbingen, 1996), 679. For the Middle Ages see the studies listed in note 4,
below.
3
See Shremer, Eighteen Years. For the age of marriage for females see
ibid., 6870; Ilan, Jewish Women, 679.
4
For these definitions see Maimonides, Mishne Torah (=MT), Hilkhot Ishut
2:12; 3:1113; and the sources cited by Katzoff, Age of Marriage, 10 nn. 5
and 6. For a recent and extensive discussion of these definitions see M. D.
Meecham, Sefer ha-Bagrut of R. Samuel ben Hofni Gaon and Sefer ha-
Shanim of R. Judah ha-Kohen Rosh ha-Seder [in Hebrew] (Jerusalem, 1999),
1170, and the review by Y. Brody, The Process of Maturation in Geonic
Literature [in Hebrew], Peamim 81 (2000), 15760.
Betrothal of an Adult Woman by an Agent 177
however, has been given to the status and authority of a father in
regard to his daughters marriage in each of the three stages
mentioned: marriage of a qetannah, a naarah or a bogeret.
Halakhically speaking, it is clear that a minor cannot contract her
own marriage, because she lacks legal competence; only her
father is entitled to arrange her marriage, and he may do so
without her consent (The father may betroth his daughter
without her consent as long as she is a minor).
5
This was
presumably the common practice with regard to marriage of a
female minor. The halakhic status of a naarah in this respect
was similar to that of a qetannah; she too was not entitled to
contract a marriage (and similarly, when she is a naarah, he
[i.e. the father] possesses the authority). In talmudic law, only
an adult woman possesses independent legal competence and
does not require her fathers consent to be married (her father
has no authority regarding her); a fortiori, he cannot betroth her
without her consent, as he can for a minor.
Besides child marriages contracted by the father, which were
undoubtedly common in Jewish society of the geonic period, as
they were all over the East in the host society, whether Muslim
or Eastern Christian, there were of course adult marriages, as in
the talmudic period.
6
My interest in the present article lies in
5
MT, Hil. Ishut 3:11
6
See, e.g., Midrash Psalms 2:15 (ed. Buber, 16:2): A man marries a woman
aged twenty or aged thirty; cf. Ilan, Jewish Women, 69, and Shremer,
Eighteen Years, 69. Although on the surface certain talmudic phraseologies
may seem to indicate that even in the talmudic period a father could betroth
an adult daughter on his own initiative, these should not be taken out of
context. Thus, R. Akivas statement (Gen. Rabba, ed. Theodor-Albeck, 2321
and parallels): Whoever has an adult daughter should go and betroth her, is
brought as proof to that effect; see Katzoff, Age of Marriage, 11. However,
the simple meaning is that the father should see to it that his daughter is
Gideon Libson 178
paternal authority with regard to an adult daughter during the
geonic period. I intend to show that, consequent to the influence
of Muslim society and Islamic law, in which (at least, according
to certain schools) fathers were authorized to betroth adult
daughters even without the latters consent, it was customary for
Jewish fathers, too, to betroth their adult daughters without the
latters explicit consent, in apparent contradiction to talmudic
law, which grants an adult daughter absolute independence in
this area.
Although the age of maturity differed in Islamic and Jewish
law, as did the criteria distinguishing between the different
stages of maturity,
7
Jewish practice, under the influence of the
betrothed (married off), but not that he is privileged to do so without her
consent.
7
In Islamic law, too, the definition of adulthood depends on the test of
physical characteristics, known as itilm or anzl; this test is definitive. If
the results of the test are inconclusive, decisions are made on the basis of age
(yutabaru al-bulgh bi-l-sinni). The Karaite scholar Qirqisnn takes
understanding to be a criterion for maturity, concluding that there is no fixed
age of maturity, in contrast to several earlier Karaite authors (such as
Benjamin al-Nahwandi), who held that there was some such fixed age. See
Yaqub al-Qirqisnn, Kitnb al-anwr wal-marnTib, ed. L. Nemoy (New York,
1940), II, 3312; Muslim jurists differed as to the determinative age of
adulthood. Ab anfa set the age at 17; Ab Ysuf, Shaybnn and Shnfi
favor the age of 15; while Mlik stipulates 18. The minimum age at which
adulthood may be determined by physical characteristics is 9, and there are in
fact some schools (such as the anbali) who hold 9 to be the age of
adulthood. See Sarakhsi, Ab Bakr Muammad b. Amad Shams al-Dn (d.
490/1097), al-Mabsm (Beirut, 1986), IX, 184; Knsnn, Ab Bakr b. Masd
(d. 587/1191), Kitnb badni al-anni f tartb al-sharni (Beirut, 1986),
VII, 172; Ibn Qudnma, Ab Muammad Muwaffaq al-Dn Abd Allnh b.
Amad b. Muammad al-Maqdis (d. 620/1223), al-Mughn, 3rd ed. (Cairo,
1948), VI, 490. The physiological criterion of maturity, combined with the
chronological criterion (age 15), was also prescribed in Umars Pact (Shurm
Umar), as reported in an ancient version by al-Shnfi, Kitnb al-umm (Bulaq,
1903-4), IV, 1189. For 9 as the determinative age for a girl in Jewish law see
Betrothal of an Adult Woman by an Agent 179
dominant Muslim society, where the patriarchal system
prevailed, nevertheless came to recognize the right of the father
to betroth even an adult daugther. This custom may be added to
further practices in the area of family law, the status of women
in general and laws of marriage and divorce in particular, where
we have pointed out elsewhere the existence of Muslim
influence on geonic custom.
8
The influence of the Muslim law allowing fathers to betroth
an adult daughter may be deduced by comparison and careful
analysis of contemporaneous legal sources of the two legal
systems. We will not be concerned in this article with the
frequency or geographical distribution of the phenomenon, our
attention being confined to its existence and its reflection in
geonic responsa of the period.
BT, Qiddushin 81b. It is interesting that, according to some sources, the
Muslims were acquainted with the position of Jewish law stipulating 12 as
the age of adulthood; see, e.g., Bayhaq, Ab Bakr b. al-usayn b. Al (d.
457/1066), Shuab al-mnn, vol. VI (Cairo, 1990), 402: maktb f al-tawrnK
man balaghat hu ibnatun ithnatai ashrata sanatan fa-lam yuzawwijhn fa-
anbat ithman fa-ithmu dhnlika alayhi (it is written in the Torah: whoever
has a daughter aged twelve and does not marry her off this sin will torment
him and oppress him); in this connection, see Jalnl al-Dn Abd al-Ramnn
b. Ab Bakr al-Suym, Jnmiu al-andth, vol. V (Beirut, 1994), 463;
Muammad Abd al-Raf al-Mannw, Fayd al-Qar, vol. VI (Beirut, 1994),
3. In Islamic law, too, mental competence is sometimes given prominence as
proof of maturity. See Encyclopaedia of Islam
2
, I (Leiden, 1960), 993, s.v.
Bnligh; S.A. Spectorsky, Chapters on Marriage and Divorce Responsa of
Ibn anbal and Ibn Rabwayh (Austin, 1993), 10. Meecham, at several points
of her study (see, e.g., ibid., 17, 20, 27, 43), discusses Islamic marriage law in
various contexts, generally without source citation; in very many cases, no
such support exists.
8
For the moment, see G. Libson, Legal Status of the Jewish Woman in the
Gaonic Period: Muslim Influence Overt and Covert, in H. Hausmaninger
et al., eds., Developments in Austrian and Israeli Private Law (Vienna & New
York, 1999), 21343.
Gideon Libson 180
The comparative study undertaken here will show how the
Geonim were forced to relate to the Muslim-influenced
phenomenon of patriarchial marriage rights over adult daughters
in Jewish society. As usual, the Geonim devised a legal
construction legitimating the practice within the context of
talmudic law. As we shall see, this legal construction served at
the same time as camouflage against any sign of external
influence; the Geonim were careful never to admit that any of
their decisions or enactments were a reaction to outside
influence.
We find that in geonic times child betrothal was practiced,
despite the talmudic reservations: It is customary in our
locality, [that] whosoever betroths a woman with a ring, there
are some who give the ring to an agent to give her [the ring]
before witnesses, or [to give] her father if she be a minor.
9
The
custom was maintained at a later time too, as follows from a
responsum of Maimonides: ...For it was common in Damascus
to marry off their daughters at the age of eight or nine.
10
9
A.A. Harkavy, ed., Teshuvot ha-geonim in Zikhron le-Rishonim ve-Gam le-
Aaronim (Studien und Mittheilungen aus der Kaiserlichen ffentlichen
Bibliothek zu St. Peterburg, IV), (Berlin, 1887, repr. Jerusalem, 1966), no. 65
(Hereafter: Harkavy, Responsa); see also L. Ginzberg, Genizah Studies in
Memory of Dr. Solomon Schechter (= Ginzei Schechter), vol. II (New York,
1929), 65.
10
Maimonides, Responsa, vols. 13, Y. Blau, ed. (Jerusalem, 195761); Ibid.,
2nd ed. (Jerusalem, 1986), vols. 14, no. 427. There was a parallel custom in
Europe as well: And now that it is our custom to betroth even our minor
daughters... (Tosafot, Kiddushin 41a, ad loc. Asur le-adam). There was
nevertheless a difference between child betrothal as sanctioned by custom of
the Sages and betrothal of an orphaned minor, which the geonim opposed in
view of the possibility of meun. Thus, R. Hananel quotes an anonymous
Gaon as saying, Always, we and our fathers, when an orphan girl comes
before us for betrothal, we demand proof that she is an adult, so as to distance
ourselves from meun, as the rabbis have said. However, a judge who permits
an immature orphan girl to marry should be rebuked and censured, although
Betrothal of an Adult Woman by an Agent 181
A passage in a responsum of Rav Saadya Gaon attests to a
local custom, according to which a father, acting as agent, was
authorized to receive betrothal money for an adult daughter, just
as, as specified by biblical law, he could receive the betrothal
money to validate the marriage of a minor.
11
Thus, Rav Saadya
Gaons correspondents note:
And such is the custom in our locality, when he wishes to
betroth a young girl , if she is an adult (bogeret), she
authorizes her father to receive her betrothal money; but if
she is a minor [her father] receives her betrothal money at
his own discretion, as is the custom of the Sages....
12
The correspondents note that while the fathers receipt of a
minor daughters betrothal money is considered a custom of the
Sages, when he effects an adult daughters betrothal it is termed
a local custom.
13
Betrothal of a mature woman, with her consent
we do not force her to leave her husband (Ozar ha-Geonim, Yevamot,
Commentary of R. Hananel, no. 169). R. Hananel was referring to the
talmudic discussion in Yevamot 109a and in fact uses the talmudic
terminology, to distance ourselves from meun. Hence this particular
custom (always, we and our fathers...) is not the source of the law but a
measure to reinforce the law.
11
An orphaned minor betrothed by her brothers or her mother may leave her
husband (while still a minor) merely by an informal declaration of refusal
(Heb. meun) before the court (or before two witnesses). Such a right of
refusal exists in Islamic law, where it is known as khiynar al-bulgh. The
scope of the institution is very similar to the situation in Jewish law; I hope to
treat this subject at length elsewhere.
12
H. Modai, ed., Shaarei Zedek, Teshuvot ha-Geonim (Salonika, 1792,
repr. Jerusalem, 1966), 18b, no. 12 (= Ozar ha-Geonim, ed. B.M. Lewin,
vols. 113 (Jerusalem, 19281943), Kiddushin, no. 27).
13
Despite the permission in biblical law, various passages in the Talmud
prohibit or, at least, disapprove of child betrothal (Niddah 13b, Kiddushin
41a): It is forbidden for a man to betroth his daughter when she is a minor...
Cf. Sheiltot, chap. 59, in connection with betrothal of minors; R. Samuel b.
Hofnis introduction to his Book of Surety (S. Assaf, Three Books Opened
Gideon Libson 182
(she authorizes her father), is based upon her right to betroth
herself in accordance with both biblical and talmudic law,
without her fathers consent, as agreed by the geonim as well.
14
The custom of an adult woman authorizing her father was
sanctioned by several geonim:
...For such is the custom concerning all daughters of Israel.
Even a mature daughter in her fathers house, even if she
be twenty years old and her father still alive, is subordinate
to her father. And one does not find licentiousness or
impudence among the daughters of Israel, that [a daughter]
should express her own will and say to so-and-so, I wish
[to be betrothed], but she relies on her father.
15
by Rav Samuel ben Hofni, [in Hebrew] Sinai 17 (1945), 1178). See also
Maimonides, MT, Hil. Ishut 3:19: Although the father is authorized to
betroth his daughter when she is a minor and when she is a naarah, it is not
proper to do so; rather, the Sages have commanded that a man should not
betroth his daughter when she is a minor, until she reaches maturity and says,
I wish to marry so-and-so. Cf. A. Grossman, Child Marriage in Jewish
Society in the Middle Ages until the Thirteenth Century [in Hebrew],
Peamim 44 (1991), 111; idem, The Connection between Halakhah and
Economics in the Status of the Jewish Woman in Ancient Ashkenaz [in
Hebrew] in M. Ben-Sasson, ed., Religion and Economy: Connections and
Interactions (Jerusalem, 1995), 1479. See also Saadya Gaons comment in
relation to the deed of meun (M. Ben-Sasson, Fragments from Saadyas
Sefer ha-Edut ve-ha-Shetarot [in Hebrew] in Shenaton ha-Mishpat ha-Ivri
vol. XIXII [19841986], 240): It is proper for all concerned that she should
not be given in betrothal (even by her father), save after she has reached
adulthood, so that the marriage be successful explaining why the practice
allowing such betrothals of minors is called a custom of the Sages (Heb.
minhag akhamim), to distinguish it from talmudic law.
14
See Kiddushin 41a and Maimonides, Hil. Ishut 3:14: Similarly, the father
appoints an agent to receive his daughters betrothal money if she is under his
control, and ibid. 3:19: It is commendable for a woman to betroth herself
with her own hand rather than through her agent; cf. Harkavy, Responsa, no.
194; Shaarei Zedek 16a, no. 1.
15
Harkavy, Responsa, no. 194 (= Teshuvot ha-Geonim ha-Kezarot, no. 222;
Ozar ha-Geonim, Kiddushin, no. 284.) On the attribution of this responsum
see Sh. Abramson, One Question and Two Answers [Hebrew], Shenaton
Betrothal of an Adult Woman by an Agent 183
According to this view, an adult daughter is assumed to appoint
her father as her agent for betrothal, with the betrothal to take
effect by proxy, unless she clearly indicates that she does not
accept her fathers betrothala rare phenomenon in this society,
as the Gaon goes on to explain, following b. kiddushin 79a. Rav
Zemah Gaon, however, rejects such betrothal by the father
unless the daughter has explicitly authorized him to act on her
behalf, for since she has reached adulthood her father no longer
has jurisdiction over her. He clearly contests the previously cited
view in which an adult daughter automatically considers her
father an agent. This position limits a fathers authority over an
adult daughter.
16
Although an adult woman was considered independent and
was entitled to receive betrothal money directly, without her
fathers consent, it was nevertheless a common phenomenon in
ha-Mishpat ha-Ivri 11-12 (198486), 17. See also N. N. Coronel, ed.,
Gaonische Gutachten und Ritual-Vorschriften von R. Jona (Wien, 1871), no.
97 (= Ozar ha-Geonim, Kiddushin, no. 285): As to your question
concerning an adult woman whose father betrothed her without her
knowledge... the Gaon rules that if the woman refuses, her fathers action
is disregarded. See also Saadya Gaon in a responsum in Shaarei Zedek, 19a,
no. 13 (= Ozar ha-Geonim, Kiddushin, no. 438), ruling, in accordance with
the teaching of Rav (Kiddushin 79a), that if the woman went and betrothed
herself, one does not suspect that the father may have given her in betrothal
previously.
16
Shaarei Zedek 16a, no. 1 (= Ozar ha-Geonim, Kiddushin no. 283). On the
attribution of this responsum and the related geonic controversy see
Abramson, One Question, 17. There is an interesting controversy on this
issue between R. Menahem ha-Meiri and an anonymous commentator on
Tractate Kiddushin. Ha-Meiri is of the opinion that a father may receive his
adult daughters betrothal money without consulting her; see R. Menahem ha-
Meiri, Bet ha-Beirah, Kiddushin, ed. A. Sofer (Jerusalem, 1963), 263. A
contrary view is taken by an anonymous authority; see N. Sachs, ed., Shittah
Lo Noda le-Mi le-Massekhet Kiddushin (Jerusalem, 1955), 90a. See also
M.A. Friedman, The Ethics of Medieval Jewish Marriage, in S.D. Goitein,
ed., Religion in a Religious Age (Cambridge, Mass., 1974), 86 and notes.
Gideon Libson 184
the geonic period for women to appoint their fathers as agents
for their betrothal. According to Rav Zemah Gaon, as cited
above, this was considered legitimate only if the woman
explicitly did so; whereas according to the first Gaon quoted,
such a betrothal could take effect without fear of challenge, as if
the daughter were a minor.
Summarizing the geonic approaches to betrothal of an adult
daughter, one might say that the disagreement touches upon the
question of presumption (Heb. umdana), that is, whether one
can presume the daughters state of mind. Some geonim hold
that although, halakhically speaking, an adult daughter is indeed
independent, the presumption is that she will automatically
expect her father to act as her agent for betrothal. Other geonim
hold that there is no such presumption and therefore no validity
to the fathers betrothal. Several geonic responsa, although
aware of the custom of betrothal by a father unbeknownst to
his adult daughter, do not accept such custom as valid and insist
on the proper implementation of talmudic law. The custom of a
father marrying off his adult daughter, on the presumption that
she has given him the authority to do so, is attested in a later
period as well.
17
17
See Solomon b. Adret (Rashba), Responsa (Tel Aviv, 1960), I, no. 771:
...For all the daughters agree to marry whomsoever her father or relatives
desire. For the whole subject see A. [V.] Aptowitzer, Studies in Geonic
Literature (Hebrew; Jerusalem, 1941), 138; M.A. Friedman, Jewish Marriage
in Palestine A Cairo Geniza Study, vol. II (Tel Aviv & New York, 1981),
217, 218 n. 5; idem, Matchmaking and Betrothal According to Cairo
Genizah Documents [in Hebrew] in Seventh World Congress of Jewish
Studies (Jerusalem, 1981), 167 and n. 5, according to which it was customary
in Palestine and Egypt for an adult bride to appoint an agent, generally her
father, to receive her betrothal money; M. Ben-Sasson, The Emergence of the
Local Jewish Community in the Muslim World. Qayrawan 8001057
(Hebrew; Jerusalem, 1996), 113 and ibid., nn. 19, 22; S.D. Goitein, A
Betrothal of an Adult Woman by an Agent 185
Modern scholarship suggests that child betrothal became
common in Jewish society in the East under the influence of the
prevalent Muslim practice.
18
To our mind, it would seem that
even betrothal of an adult daughter with either explicit or
presumed authorization seems to reflect Muslim influence,
particularly that of the Shnfiand Mnlik schools. (It was from
regions in which these schools dominated the legal system that
questions were sent to the Babylonian geonim, in contrast to
areas where the law was dominated by the anafis, who
considered an adult woman independent and entitled to betroth
herself without the consent of a wal [legal guardian; see
below]).
19
The central principle in Islamic legal literature was generally
that marriage could be effected only through a wal, i.e., a legal
guardian for marriage (ln nikna illn bi-waliyin), as found in
Mediterranean Society. The Jewish Communities of the Arab World as
Portrayed in the Documents of the Cairo Geniza, 6 vols. (Berkeley & Los
Angeles, 19671993), III, 70 ff.; M. Gil, Palestine during the First Muslim
Period (6391099) [in Hebrew] (Tel Aviv 1983), III, 335, doc. 536;
Grossman, Child Marriage, 115.
18
In Grossman, Child Marriage, 117; idem, Connection, 149, the author
discusses the possibility that the normal marriageable age among Muslims
was influential here, but he does not consider the possible influence of the
Muslim practice on adult marriage. For possible influence of the status of
Muslim women on that of Jewish women in general see Ben-Sasson,
Emergence, 133.
19
See Goiteins comment (Introduction to R. Abraham b. Maimonides,
Responsa, eds. A.H. Freimann and S.D. Goitein, [Jerusalem, 1938], 37) that
Responsum no. 67 seems to reflect a conception similar to that of the
Muslims as to a fathers relationship with his adult daughter. Cf. also S.D.
Goitein, The Interplay of Jewish and Islamic Laws, in B.S. Jackson, ed.,
International Conference on Jewish Law in Legal History and the Modern
World (Leiden, 1980), 72: Jewish fathers often behaved as if their teenage
daughters had no say at all in the matters of their marriage; see also
Friedman, Ethics, 86.
Gideon Libson 186
almost all adth collections.
20
In addition, there are differences
of opinion as to the applicability of the principle in situations
where the woman is a thayib (generally speaking, one who lost
her virginity in a previous marriage, whether valid or not) or a
bikr (i.e., a woman who has not been previously married and is
20
See, e.g., Mnlik b. Anas (d. 179/795), al-Muwamma (Cairo, 1951), II, 525;
Ibn Mnja, Abu Abd Allah b. Muammad b.Yazd al-Qazwn (d. 275/886),
Sunan (n.p., n.d.), I, 605; Bukhnr, Muammad b. Ismnl b. Ibrnhm b. al-
Mughra (d. 256/876), Sa (Beirut, 1958), VII, 19; Bayhaq, Ab Bakr b. al-
usayn b. Al (d. 457/1066), Kitnb al-sunan al-kubrn (Hayderabad, 1925),
VII, 1078; Ab al-asan Ali b. Umar al-Dnraqutn (d. 385/995), Sunan
(Medina, 1966), III, 21920; Ab Muammad Abd Allah b. Abd al-Raman
al-Dnrim (d. 255/869), Sunan (Medina, 1966), II, 137; etc. In the Fiqh
literature see Ibn Qudnma, al-Mughn, VII, 448; idem, al-Knf f Fiqh al-
Imnm al-Mubajjal Amad b. anbal,(Damascus, 1988), III, 10; Ibn Rushd,
Ab al-Wald Muammad b. Amad b. Muammad b. Amad al-Qurtub (d.
595/1195), Bidnyat al-Mujtahid wa-Nihnyat al-Muqtaid (Beirut, 1988), II,
812; Shrnz, Ab Isnq IbrnKm b. Al b. Ysuf (d. 475/1083), al-
Muhadhdhab (Cairo, 1959), II, 35; Ab Zakariyyn Muy al-Dn Yayn b.
Sharaf al-Nawaw (d. 676/1278), Minhnj al-nlibn, ed. L.W.C. van den Berg,
(Batavia, 188284), II, 321. Two further slightly differing traditions deal with
the wals position vis--vis child marriage. One states: al-thayibu aaqqu bi-
nafsihn min waliyihn wal-bikru tustamaru wa-idhnuhn umntuhn [The thayib
has authority concerning herself, prior to that of the wal, while the bikr her
consent is requested]. See, e.g., Ab al-usayn Muslim b. al-ajjnj al-
Qushayri al-Naysnbr (d. 261/875), a (Cairo 195556), I, 594;
Dnraqutn, Sunan, III, 240; Bukhnr, a, VII, 23; Mnlik, Muwamma, II, 542;
etc. The second tradition states: al-thaybu tustamaru wal-bikru tustadhanu
wa-idhnuhn umntuhn [The thayb her consent is requested, and the bikr
her permission is requested, and her silence [implies] her permission]; see Ibn
Mnja, Sunan, I, 605; Bayhaq, Sunan, VII, 106; Amad b. Muammad b.
anbal (d. 241/855), Musnad (Cairo, 1895), II, 4. In the view of the Shnfi
and Mnlik schools, even an adult woman, if a virgin, may be married off by
her father acting as a wal, with or without her consent, as understood by
these sources. See J. Schacht, The Origins of Muhammadan Jurisprudence
(Oxford, 1950), 182183; Spectorsky, Chapters on Marriage and Divorce, 9
14, esp. n. 28.
Betrothal of an Adult Woman by an Agent 187
still a virgin). Thus, the following tradition was ascribed to
Shnfi:
Qnla al-shnfL fa-ayyu walyu imraatin thayibin aw bikrin
zawwajahn bi-ghayri idhnihn fal-niknu bntilun illn al-
abnu f al-abknri... wa-in faala fa-zawwajahn man
karihat jnza dhalika alayhn.
21
[Said Shafii: Any wal of a woman, whether thayib or
bikr, who betrothed her without her permission, the
marriage is void, save they, the fathers, who marry off
their daughters when they are virgins... And if nevertheless
he gave her in marriage against her will, the marriage is
valid.]
Similarly, the Mnlik jurist Sanun writes:
Ln yujbiru aadun aadan aln al-nikni inda mnlikin illn
al-ab fi ibnatihi al-bikri wa-f ibnihi al-saghri wa-
famatihi wa-abdihi wal-walyu fi yatmihi.
22
[One person cannot compel another concerning marriage,
save a father with respect to his virgin daughter and his
minor son and his maidservant and his slave, or the
guardian with respect to an orphan for whom he is
responsible.]
21
Shnfi, Abu Abd Allah Muammad b. Idris, Kitnb al-Umm, 2nd ed.
(Beirut, 1983), V, 19. For Shnfis view see also Knsnn, Badni, II, 241, and
the discussion by Muammad al-Khatb al-Sharbn, Mughn al-Mutaj
(Beirut, n.d.), III, 1479.
22
Sanun, b. Sad al-Tankh (d. 239/854), al-Mudawwana al-Kubrn
(Beirut, 1986), II, 1401, under the heading: Inkn al-ab ibnatahi bi-ghayr
ridnihn. See also Ibn Qudnma, Knf, III, 26, summarizing the various
opinions on this issue. Despite the basic agreement between the Shnfi and
Mnlik schools, there is nevertheless a certain difference, which will not be
considered here.
Gideon Libson 188
Only the anafis, in contradistinction to the other schools, held
that a mature woman, whether thayib or bikr, was entitled to
marry without requesting the wals permission.
23
The Karaite practice with regard to a fathers authority to
betroth an adult daughter resembles the Muslim rather than the
Rabbanite-halakhic approach. In Karaite law, even an adult
woman needs her fathers permission in order to marry. It is not
clear from Karaite sources whether, conversely, the father may
betroth his daughter without her consent, though such an
interpretation is possible. Thus, in Benjamin Nahnwandis
Masat Binyamin, we read:
All virgins, adult and minor, shall not marry without their
fathers permission, and their marriage is not a [valid]
marriage unless with the fathers consent, as Scripture
stipulates, If her father refuses to give her to him etc.
[Exodus 22:16]. And if there is no father, her brothers and
her mother or one of her relatives will be her guardian.
And where there is no father, if negotiations were
conducted without the guardians, their marriages are
[valid] marriages, provided that she is an adult, as
Scripture stipulates, Let us call the girl etc. [Genesis
24:57].
It is thus clear that a marriage contracted by the daughter while
her father is still alive, without his knowledge or consent, is
considered invalid. Nahnwandi goes on to say: The father has
authority to marry his daughter to any man as he wishes.
Though the status of the daughter is not specified, it seems that
this applies even to an adult daughter. Although Nahnwandi cites
Scripture, the parallel with Islamic law is obvious (perhaps
23
See Knsnn, Badni al-anni, II, 247; Sarakhs, al-Mabsm, V, 10.
Betrothal of an Adult Woman by an Agent 189
indicating Muslim influence on Karaite law), as is the contrast
with Rabbanite Halakhah.
24
Another Karaite author, Aaron of Nicomedia, summarizes the
difference between the Karaite and Rabbanite positions: And if
she has a father, whether she be a minor or an adult, it is the
fathers will that counts not as held by the Rabbanites, who
say that a minor is subordinate to her father, while an adult is not
subordinate to her father but does as she pleases.
25
From all the above it seems reasonable to conclude that
geonic responsa on this topic reflect Muslim influence on Jewish
practice. Possibly, the emphasis placed in some responsa on the
girls authorization of her father is intended to smooth over an
unpleasant reality, in which fathers were accustomed to marry
off their daughters without their daughters explicit consent,
presuming constructive consent, which essentially deprived
the woman of her free choice, unless she had first received
betrothal money on her own initiative; but this latter situation
was not common in the geonic period, presumably owing to
environmental influence.
26
24
Benjamin b. Moses Nahnwandi, Masat Binyamin (Goslow [= Eupatoria],
1833), 6. Cf. Anan b. David in his Sefer ha-Mizvot (ed. A. Harkavy, Zikhron
le-Rishonim [Studien und Mittheilungen St. Peterburg, VIII/1] (St.
Petersburg, 1903), 113): Similarly, any person who marries a woman must
marry her of his own free will, and it is not proper that his father should
betroth him to a woman whom he does not want. A woman, too, does not
have to be married save of her own free will, and it is not proper that her
father should betroth her to someone who does not want her. According to
Anan, the father possesses the authority to betroth his daughter, but it is not
proper that he should do so against her will. Parallels between Karaite and
Islamic law are not exceptional; This subject deserves special treatment, and I
hope to treat it elsewhere.
25
Aaron b. Elijah of Nicomedia, Gan Eden (Jerusalem, 1963), 143b, 144a.
26
For marriage by a wal see Friedman, Jewish Marriage in Palestine, I, 230;
Gil, A History of Palestine, 6391099 (Cambridge, 1992), 8034, n. 16.
THE JUDEO-ARABIC VOCABULARY OF SAADYAS BIBLE
TRANSLATIONS AS A VEHICLE FOR ESCHATOLOGICAL MESSAGES:
THE CASE OF SAADYAS USAGE OF THE 8
TH
FORM OF ARABIC QDR
Haggai Ben-Shammai
The Hebrew University, Jerusalem
Saadyas translations of books of the Bible, in particular of the
Pentateuch, have been recognized, extensively discussed and
analyzed in recent times. It is agreed nowadays that they contain
an important exegetical component. It is well known that the
exegetical aspect of the translation is related and connected to
Saadyas exegetical method and approach in general, including
his hermeneutical principles and his attitude toward the
Rabbinic tradition as manifested in the ancient Aramaic
translations, the Mishna, Talmud and the midrashic sources, as
well as his theological positions.
1
Saadya intended the Arabic
language of his translation to be rather close to the literary
1
A very important and pioneering work is M. Zucker, Rav Saadya Gaons
Translation of the Torah [in Hebrew], (New York, 1959). For a recent
discussion, with references to many earlier publications see M. Polliack, The
Karaite Tradition of Arabic Bible Translation (Leiden, 1997), esp. 8290.
Haggai Ben-Shammai 192
standards of Post-Classical Arabic in its syntax,
2
with a rich and
varied vocabulary, containing quite a number of interesting
usages, sometimes documented for the first time in these
translations.
3
The purpose of the following observations is to discuss a
peculiar meaning of the 8th form of the Arabic root QDR
(henceforth QDR 8). The earliest attestation of this meaning is
found in the Judeo-Arabic writings of Saadya Gaon (882942),
and all examples of similar usage from the Judeo-Arabic
writings of subsequent authors (which are on a more limited
scale) seem to be dependent on Saadya. Several examples of
Saadyas usage will be examined. At the end an attempt will be
made to explain Saadyas motive in choosing, or possibly
inventing, this usage.
2
See now J. Blau, Saadya Gaons Pentateuch translation in light of an
early-eleventh-century Egyptian manuscript, [in Hebrew] Lponnu 61
(1998), 11130, esp. 1156; Polliack, Karaite Tradition, 24959 (as
compared to some prominent Karaite exegetes).
3
It should be noted that already R. Dozy, Supplment aux dictionnaires
arabes (Leiden, 1881), utilized Saadyas translation (see also the additions of
J. Blau, Some Additions, Mostly from Judaeo-Arabic, to Dozys
Supplment, Jewish Quarterly Review 73 (1973), 11223 (=Studies in
Middle Arabic and Its Judaeo-Arabic Variety (Jerusalem, 1988), 34960); a
fair collection of innovations and peculiar usages of Saadya is found in Y.
Ratzaby, A Dictionary of Judaeo-Arabic in R. Saadyas Tafsir [in Hebrew]
(Ramat-Gan, 1985). Y. Qnfis Arabic-Hebrew and Hebrew-Arabic
glossaries at the end of his editions of Saadyas translations to Psalms,
Proverbs and Job constitute a highly valuable tool for the study of Saadyas
vocabulary in his translations.
Eschatalogical Messages in Saadyas Translations
193
A
The following meanings are given for QDR 8 in Lanes
Lexicon:
4
1) In the separate sub-entry of the 8th form only one meaning is
given:
He made it of middling size; expl. by jaalahX qadr
an
.
Additional definitions are given in the separate sub-entry of the
1st form; they seem to be synonymous with the 1st form.
2) One with the preposition aln reads as follows:
qadartu aln al-shay and iqtadartu alayhi: I had
power, or ability, to do, effect, accomplish, achieve, attain,
or compass, etc., the thing; I was able to do it, I was able
to prevail against it.
3) And also:
qadara and iqtadara are like mabakha and immabakha
[meaning He cooked and he cooked for himself, in a qidr,
or cooking-pot].
The three meanings quoted are thus derived from three nouns:
qadr=size, measure; qudra=ability, capacity; qidr=cooking-pot.
Some of the other modern dictionaries give all three meanings
(al-Munjid), while some give mainly the second meaning or
approximate ones (Hava, Wehr). The second meaning of the
three interests us here. According to the dictionaries this second
4
E.W. Lane, Arabic-English Lexicon (repr.) (Cambridge, 1984), 2:2495 ab.
Haggai Ben-Shammai 194
meaning is actually a synonym of QDR 1. Concerning Medieval
dictionaries, it should be noted that a masculine singular active
participle of QDR 8 is mentioned (as synonym of qndir and
qadr) by Ibn Manr, in the first paragraph of the entry QDR in
his dictionary Lisnn al-Arab. According to him it indicates one
of Gods attributes, with an intense connotation. A similar
explanation is found in Tnj al-Ars,
5
with some elaboration.
These statements, which are ignored by modern dictionaries,
will be discussed further below.
In ancient Arabic poetry QDR 8 is attested in 20 verses,
6
quoted in almost 40 sources, with several variant readings. In
one verse it is used in the past, in another three in the verbal
noun (madar), and in most of the others in the active (in a few
cases passive) participle masculine (once feminine plural). The
meanings of these occurrences agree in most cases with the
definitions found in the dictionaries. In these occurrences QDR
8 is used to describe humans, such as kings and heroes, as well
as animals. For example, in a verse quoted in a number of
sources and ascribed to the poet al-Ruba, a contemporary of the
Umayyads (d. 762), a donkey is depicted as muqtadir
u
7
l-ana
ti
,
i.e. its body is built (made) in middling size (in Lanes
words), proportionately.
8
It is interesting to note that in one
5
S.v. QDR, 3: 484, drawing on similar sources as Lisnn.
6
I wish to express my deep gratitude to my colleague Prof. Albert Arazi, the
editor and director of the Concordance of Ancient Arabic Poetry Project, at
the Hebrew University, Jerusalem, for his generous assistance.
7
Perhaps better muqtadar
u
.
8
al-Mufaal b. Salama al-abb, al-Fnkhir, ed. C.A. Storey (Leyden,
1915), 244:3; a slightly different variant is found in al-Zabd, Tnj al-ars,
vol. 9, p. 422:21. A craftsman who makes his products proportionately is
described in a verse ascribed to Imruu l-Qays as muqtadir, see al-Zabd,
Tnj al-ars, s.v. DhF, v. 6, 66:39; s.v. QDR, v. 3, 484:14.
Eschatalogical Messages in Saadyas Translations
195
variant of a rather pious verse ascribed to the Pre-Islamic poet
Umayya b. Ab l-alt,
9
God is called muqtadir, in the sense of
omnipotent.
10
Other versions
11
of this verse have the reading
mustamir (=sovereign?) instead. As in many other cases a verse
said to have been authored by Umayya manifests surprising
affinity to the style and contents of the Qurnn. In the first line
of a poem dubiously ascribed to Al b. Ab nlib, quoted in the
chapter about the Battle of Badr in Ibn Hishnms Sra
(Biography of Muammad), the verbal noun of QDR 8 is used in
praise of God as the powerful (dh qtidnr
in
, literally: owner of
power).
12
Four occurrences of the active participle of QDR 8 are found
in the Qurnn. In 18:45 a singular masculine form features in a
general statement as an attribute of God the Omnipotent, in a
similar function as qndir (e.g., 17:99) or qadr (e.g., 2:20, 106
etc.). In 54:55 it is used to present God as a Majestic King
13
in
9
See on him and the problem of the authenticity of the poems ascribed to
him H.A.R. Gibb, Pre-Islamic Monotheism in Arabia, Harvard
Theological Review 55 (1962), 27980.
10
This variant is found in Ab l-Faraj al-Ifnhnn, al-Aghnn, ed. Dnr al-
Kutub, vol. 4 (Cairo, 1931), 121:9.
11
E.g., Ibn Manr, Lisnn al-Arab, s.v. SL; also the version printed by F.
Schulthess, Umajja ibn Abi alt (Leipzig, 1911) (Beitrge zur Assyriologie,
Band VIII Heft 3), 57, section XLIX, v. 16. These versions may be
considered lectio difficilior.
12
Ibn Hishnm, Srat Rasl Allnh, ed. G. Wstenfeld (Gttingen, 1858),
518:4 (English translation in A. Guillaume, The Life of Muhammad [Oxford,
1955], 341). Ibn Hishnm remarks that no expert on poetry can confirm Als
authorship of the poem; he decided to include it in his selection from Ibn
Isnqs text because this had been the only source to mention that Abd Allnh
b. Judnn had been killed in the battle of Badr.
13
Malk, the only occurrence of this form in the Qurnn. Translation of this
and subsequent quotations from the Qurnn are by A.J. Arberry, The Koran
Interpreted (Oxford, 1964). Ibn Manr, Lisnn al-Arab, substitutes qndir for
muqtadir.
Haggai Ben-Shammai 196
Whose presence the godfearing shall dwell amid gardens and a
river in a sure abode. In 54:42 a similar form is used
synonymously with azz (mighty)
14
, to describe Gods
omnipotence in inflicting punishment (seizing) on Pharaohs
people, because they cried lies to Our signs. A plural
masculine form occurs in 43:42, describing God as having
power over them (the enemies of the prophet), to carry out
what has been promised to them, as a parallel to muntaqimn,
vengeful. All four occurrences are applied specifically and
exclusively to God: twice to underline His omnipotence and
majesty, and twice to underline His power in punishing His
enemies, with explicit reference to Pharaoh. From the range of
meanings of QDR 8 recorded in ancient Arabic poetry the
Qurnnic usage focuses on one particular aspect with exclusive
reference to God.
In the Concordance of the adth literature only a single
occurrence of the verbal noun (madar) of QDR 8 is recorded.
15
Even though the Concordance does not cover the entire vast
corpus of adth literature, the single reference may be an
indication of the distribution of QDR 8 in this genre, and in early
Arabic literature in general. In the single reference the verbal
noun is perhaps
16
used in the first meaning registered by Lane.
A very important reference is missing from the Concordance,
however, namely the tradition about al-asmn al-usnn (The
Names Most Beautiful). The origin of the term is in the Qurnn,
14
Cf. D. Gimaret, Une lecture Mutazilite du Coran (Louvain-Paris, 1994),
773 (and the reference there to D. Gimaret, Les noms divins en Islam [Paris,
1988], 245).
15
A.J. Wensinck et al, Concordance et indices de la tradition musulmane,
(Leiden, 1965), 5:312. The reference in question is Musnad Amad, 5:159.
16
Various transmitters of the tradition could not agree on the exact wording
of its text.
Eschatalogical Messages in Saadyas Translations
197
where it appears four times.
17
These have served as a starting
point for numerous traditions and discussions in theological
works. Lists have been formed of The Names, and included in
traditions ascribed to Muhammad through his companion Ab
Hurayra. The
most famous tradition with a list is the one about
Gods 99 names. It appears with the lists of names in many
parallel sources of Hadth literature from the middle of the ninth
century onwards.
18
Some of those lists include the name
muqtadir that is under discussion here. One such tradition in
what is commonly termed Canonical Collections is found in
Tirmidhs Sahh. This version has become the commonest in
Medieval sources and even in the Muslim world today.
19
17
7:180; 17:110; 20:8; 59:24. The English rendering of the term is taken
from A. Arberrys translation to the Qurnic verses mentioned above.
18
For a detailed discussion see D. Gimaret, Les noms divins en Islam (Paris,
1988), 5568; Gimaret dates these lists to the second half of the 2nd century
Hijra=end of 8th century CE; see also L. Gardet, al-Asm al-husn, EI
2
, I,
7147.
19
Tirmidh, Sahh, Kitb al-daawt, 82, ed. Cairo, vol. 13 (Cairo, 1934),
3642, and cf. Gimaret, noms divins, 56. A list that does not include the
name muqtadir is found in Ibn Mjas Sunan, (as well as Kitb al-tawhd of
the Shite author Ibn Bbya) see Gimaret, noms divins, 5960. According
to ibid, 56, 6377, the main authority of Tirmidhs (and others) list is al-
Wald b. Muslim al-Dimashq (d. 195/810). He was one of the earliest
compilers of written Hadth collections (musannaft, see on him Ibn Hajar al-
Asqaln, Tahdhb al-tahdhb (Cairo, 1984), v. 11, 1336). It seems though
that Tirmidh, who concludes his report with a long comment regarding the
trustworthiness of the transmitters of this tradition (which he classifies as
gharb), relies on the authority of al-Walds transmitter, Safwn b. Slih,
another resident of Damascus (d. 237239/851854). Tirmidh further
remarks that another authority on the transmission from Ab Hurayra is
dam b. Ab Iys, but that his chain of transmitters (isnd) is not reliable.
According to Ibn Hajar al-Asqaln, Tahdhb, v. 1, 1712 he was a native of
Baghdd who ultimately settled in Ascalon, where he died in 220221/835
836. The tradition, at least its particular version discussed here, may thus be
associated with Syro-Palestinian circumstances.
Haggai Ben-Shammai 198
In the second half of the ninth century the matter had started
to interest also the theologians (mutakallimn), in connection
with their discussion of the Divine Attributes (al-ifnt). The
matter is discussed in major Kalnm works of the end of the 10th
century and beginning of the 11th, like those of the Mutazilite
Abd al-Jabbnr and the Asharite Ab Manr al-%DJKGnd.
20
Abd al- Jabbnrs al-Mughn explicitly mentioned the name of
the prominent Mutazilite teacher of the Baran school Ab Al
al-Jubbn (d. 915, Saadyas older contemporary) in this
context.
21
By the end of the tenth century there was apparently a
widely accepted view that muqtadir, like qadr, may be applied
uniquely and specifically to God, because He does not share this
attribute with anyone else. Muqtadir and qadr express a much
more intensive degree (ablagh) of power than the active
participle qndir.
22
According to Ab Al al-Jubbn, in this
aspect of excelling any other being (muqtadir aln l-ashyn,
muqtadir aln ghayrihi) He is described by the attribute qnhir
(literally: victorious, conquering, dominating).
23
It seems that at
some later stage some reservations appeared with regard to the
exclusive attribution of muqtadir to God. Such reservations may
have stemmed from pure theological considerations, or perhaps
from some political circumstances mentioned further below.
As mentioned above, the theological aspect of muqtadir is
recorded in some Medieval and traditional Arabic dictionaries.
Typically, the traditional lexicographers preferred to draw their
20
Gimaret, noms divins, 2357.
21
Abd al-Jabbnr, al-Mughn, ed. M.M. al-Khuayr (Cairo, 1965), v. 5,
207:12.
22
Gimaret, noms divins, and see Abd al- Jabbnr, al-Mughn, 206:1921,
where the author expresses clearly the idea of the intensity (mubnlagha) of
muqtadir.
23
ibid, 207:13, and see Gimaret, noms divins, 2412, esp. at the end of 242.
Eschatalogical Messages in Saadyas Translations
199
information from earlier lexicographic authorities rather than
from adth or Kalnm works. Ibn Manr drew his information
from the famous dictionary of adth by Ibn al-Athr,
24
and al-
Zabd in his Tnj al-Ars had possibly at his disposal also the
remarks of al-Rnghib al-Ifahnn,
25
which indeed reflect the
hesitation regarding the exclusiveness of the attribute muqtadir.
We have seen so far that derivatives of QDR 8 in Classical
Arabic sources are mostly used in a positive, laudatory sense. In
the Qurnn and subsequent religious texts they (primarily the
active participle) serve almost exclusively as attributes of God.
Nowhere are such derivatives found in a negative, pejorative
sense.
B
In Biblical Hebrew, finite verbs and nouns derived from the root
GH/Y/W, when referred to God, or to human beings
(individually or collectively), or to their traits,
26
have been
usually rendered by terms related to glory, majesty, excellence
and triumph, as well as pride, boast, haughtiness, arrogance.
27
In
some occurrences words from this root refer to righteous people,
in others to the wicked, from among the Israelites or other
24
Majd al-Dn Ibn al-Athr, al-Nihnya f gharb al-adth (Cairo, n.d.),
3:2612. He seems to have drawn some of his information from theological
sources.
25
al-RnJKib al-Ifahnn, al-Mufradnt f gharb al-Qurnn, on the margin of
Ibn al-Athr, al-Nihnya, 3:2745.
26
To the exclusion of inanimate beings, such as water, or animals, or
topographic terms.
27
E.g., F. Brown-S.R. Driver-C.A. Briggs, Hebrew and English Lexicon of
the Old Testament (Oxford, 1966), 1445.
Haggai Ben-Shammai 200
nations. Renditions like pride
28
may thus vary between
laudatory and derogatory connotation, according to context.
In numerous translations of Saadya
29
of forms derived from
Hebrew GH/Y/W, in both opposite meanings, as well as in
comments thereupon, Saadya rendered them with his peculiar
usage of derivatives of Arabic QDR 8. I do not intend at this
time to discuss all of the occurrences, but rather to look into the
most important and instructive examples in his translations and
to present and discuss his exegetical expositions or statements
that may be relevant to understanding his usage. A list of the
occurrences to which I have had access can be found in the
Appendix to the present study.
30
Prov. 8:13 counts four vices which the god-fearing should
hate, among them two derivatives of Heb. GH/Y/W: ,
translated by Saadya: (i.e., pride and
arrogance
31
). In a following comment Saadya explains that the
former means conceit, and the latter ones arrogance towards
ones people.
32
From the usage of iqtidnr in this comment it
may be concluded that the author thinks that its meaning
28
As a rule translations of Biblical quotations are given here according to
Tanakh: A New Translation of the Holy Scriptures According to the
Traditional Hebrew Text (PhiladelphiaNew YorkJerusalem, 1985).
29
In several instances in the discussion below comparisons with translations
and comments by the most prolific Karaite exegete Yefet ben Eli (active in
Jerusalem during the second half of the tenth century) are quoted; a list of
manuscript sources for Yefets translations is given at the end of the article.
30
References to the two lists in the Appendix may be found according to the
order of the books of the Bible, chapters and verses.
31
So also Tanakh. Yefet has (Ms. Paris, fol. 36b) .
32
Ed. Qnfi, 76:45: ' ; this
comment also supports the editors textual note on the translation of the
verse.
Eschatalogical Messages in Saadyas Translations
201
arrogance,
33
is evident and well understood, the purpose of the
comment being to give a precise definition of gnn.
The verses Prov. 16:1819 :
- - are translated by Saadya: '
' ' : ' ' '
(i.e., the result of haughtiness is rupture
and the result of arrogance is decline. Humility with the
submissive is better than division of spoils with the haughty
[ones].). In this translation iqtidnr equals kibr, and both stand in
juxtaposition to tawnu, which is a well-known term for
humility. The former thus signify haughtiness, arrogance (for
which kibr is a very common term). In his comments on the
verses
34
Saadya adduces a whole series of historical
personalities as examples of iqtidnr: Pharaoh, Goliath,
Sancherib and Nebuchadnessar.
Prov. 29:23 - is translated by
Saadya: ' ' ' . As in
the former example iqtidnr is the opposite of tawnu. In his
comments on the verse Saadya gives as synonym of
. The opposite of tawnu (humility) is alaf (bragging),
and its synonym (and opposite of alaf) in the commentary is
khush (humility, submissiveness).
35
33
Or: pretense of power, usurpation of power.
34
Saadya on Proverbs, 1201. Yefets translation of these verses reads (Ms.
Paris fol. 91b): ' ' . '
' . While in
Saadyas translation breakdown is an inescapable result of arrogance, in
Yefets perception arrogance is a prerequisite to the fall. This may be due
to Yefet inclination to literalness, but the contents conveyed by both
exegetes is quite close.
35
Ibid., 242. Yefet translates (Ms. BL [numbers of folios are illegible in the
microfilm], Paris fol. 209a): .
At the beginning of his commentary Yefet explains: '
Haggai Ben-Shammai 202
Job 5:7 is explained by Saadya as follows
36
:
His intention in the sons of the flame fly high is that the
people who are destined to the flames are the braggarts
who think much of themselves, vault themselves, and raise
themselves up like birds.
Similarly, in Is. 16:6 Saadya renders three occurrences, out of
four derivatives of Heb. GH/Y/W with derivatives of Arab.
QDR 8, and the fourth with another derivative of QDR (see
Appendix). However, when he feels a need to explain Moabs
sin in the commentary, he uses the Arabic terms al-tajabbur wa-
l-taaum,
37
probably thinking that these terms are more
familiar to the readers than iqtidnr.
' ' ) " : (! (=
In most cases, when you see a person who quickly becomes angry, his
disposition is arrogant, and he resorts to pride, haughtiness and bragging).
The similarity of Yefets vocabulary in this comment to that of Saadya is
obvious.
36
Ed. Qnfi, 50:14:
' ' . Ratzaby, A Dictionary of
Judaeo-Arabic (above, n. 3), 112, notes a variant reading for as
printed by the editor, namely . However Ratzabys rendering of the
term , sounds odd, unless he had in mind some archaic usage of the
Hebrew term, i.e. those who consider themselves heroes. A somewhat
different English translation can be found in Goodman, 191. In theory the
fifth form would fit quite well here, as describing pretense or usurpation.
However, considering the overwhelming textual evidence, and in light of the
proposition put forward further below, the eighth form should be preferred.
Free interchange between reflexive forms is common in Judeo-Arabic, see J.
Blau, A Grammar of Judaeo-Arabic [in Hebrew],
1
(Jerusalem, 1961),
2
1981,
78.
37
Ed. Ratzaby, 172 (Heb. 272). Earlier, in the comments on Is. 15 (ibid),
which is the beginning of the prophesy about Moab, their sin is described (bi-
sabab) iqtidnrihim wa-taaumihim.
Eschatalogical Messages in Saadyas Translations
203
In Job 22:29; 33:17 Saadya translated the term by .
N. Allony rightly noted the Hebrew equivalent of pretense and
ascribing power to oneself.
38
An interesting case is Ps. 47:5, where is translated
(=the power of Jacob; Yefet has ). In even
a more interesting comment Saadya explains the term as
reference to the Temple, basing himself on Ez. 24:21, in which
My Sanctuary is glossed by your pride (g
e
n) and glory.
39
The most instructive statement Saadya makes is a
comprehensive exposition of his view on the opposite meanings
of QDR 8 in his commentary on Ex.15. There he builds a
twofold model of past and future arrogant oppressors and their
fate after reaching the extreme degree of arrogance. The first
part is his comment on 15:1. It seems that the text deserves to be
quoted in extenso here, since it has not been published to date.
40
' ' . ' . '
' . ' ' '
' . ' . '
' . ' ' . ' .
38
Saadya Gaon, Haegron: Kitnb ul al-shir al-ibrnn, ed. N. Allony
(Jerusalem, 1969), 204.
39
Saadya on Psalms, 131.
40
It is quoted from British Library, Ms. Or. 8658, fol. 2b3a. (I intend to
publish the entire Ms.) I have described the Ms. in New Findings in a
Forgotten Manuscript: Samuel b. Hofnis Commentary on Haazinu and
Saadyas Commentary on the Ten Songs [in Hebrew], Kiryat Sefer 61
(19861987), 31332. Sections of Saadyas commentary on Ex.15 (The
Song of the Sea) have been published by Y. Ratzaby, Rav Saadyas
Commentary on Exodus (Jerusalem, 1998), from this Ms.; for some reason
parts of the commentary on this chapter extant in the Ms. have not been
included in this publication.
Haggai Ben-Shammai 204
' ' '
' ' ' . ' .
' ' . '
'
. . . '
. ' . '
' . ' ' '
' . ' . '
. . ' . ' .
] , 3 [ ' ' .
' ' . '
' '
. ' ' '
. '
.
By saying at the beginning az, which we interpreted at
that time, he meant to say that the praise of God should
be at any time according to that which is appropriate to
Him (at this particular time). This concept and its
explanation, is in accordance with what we have said
before, namely that when He has mercy He is called
merciful, and when He takes revenge He is called
vengeful, and the like. So also at this particular time, since
He showed His great power they called him All Powerful,
as it says Because He is most powerful.
The meaning of iqtidnr in this pericope is unlike [its
meaning in] other pericopes, because Pharaoh had said
Who is the Lord. (Ex. 5:2) Scripture has not described
anybody as having said a thing like this. It is thus the
extreme limit of pretentiousness. Therefore the owner of
power applied His power on them [i.e., the Egyptians] and
destroyed them. From the description that God quoted to
Job we know that the sentence of the pretentious [or: most
haughty, arrogant] in His eyes is that which He carried out
with Pharaoh and his people, since He said: Scatter wide
your raging anger. (Job 40:11) This is similar to our
Eschatalogical Messages in Saadyas Translations
205
interpretation [or: translation] of But the Lord hurled the
Egyptians into the sea, (Ex. 14:27) namely that He
dispersed
41
them. Further He said [to Job] See every
proud man and bring him low, (Job 40:11) and indeed He
lowered [or: depressed] them under the water.
42
See
every proud man and humble him (ib.:12) refers to And
the Egyptians said, Let us flee from the Israelites, for the
Lord is fighting for them against the Egyptians. (Ex.
14:25) And bring them down where they stand (Job
40:12) refers to Your right hand, O Lord, shatters the
foe, (Ex.15:6) and also In Your great triumph You break
Your opponents. (ib.:7) Bury them all in the earth (Job
40:13) refers to The earth swallowed them. (Ex. 15:12)
Hide their faces in obscurity (Job 40:13) refers to
Weeds twined around my head (Jonah 2:6). He said
before that [in that passage of Job] that whoever acts
towards the pretenders [of power] in this way is called
himself powerful, as it says Deck yourself now with
grandeur
43
and eminence; Clothe yourself in glory and
majesty. (Job 40:10) He described the one who does this
with four descriptions, in accordance with the four actions
[mentioned above], namely grandeur, eminence, glory and
majesty. Likewise our forefathers praised God when He
took His revenge from the pretenders of power and said
for He has triumphed gloriously. (Ex.15:1)
According to this interpretation iqtidnr can indicate either real
capacity or a presumed or imagined one. An important element
in this passage is that Saadya relates Pharaohs vices, and with
41
This is somewhat odd. In the extant printed version of Saadyas translation
the hurling is rendered gharraqahum = He drowned them (as he does also in
his translation of Ps. 136:15, in the context of the punishment inflicted on the
Egyptians in the Red Sea). It seems then that the interpretation mentioned by
Saadya must have been included in his commentary. The Hebrew verb hafe
in the verse from Job Saadya indeed rendered by Arabic baddada=disperse.
42
I found the use of SFL 2 perf. in the al-Munjid only; Lane gives the
madar with the same meaning.
43
Heb. gnn; Saadya translates this word in Job by qudra=power,
capability, capacity.
Haggai Ben-Shammai 206
special emphasis his arrogance, to a general model of the fate of
all muqtadirn (haughty, arrogant persons). The model has also
another important element, typical to Saadya, namely a
symmetrical juxtaposition: the arrogance of the pretenders, as
opposed to the true power of God, Who consequently takes His
revenge from them. God revealed this model to Job certainly
prior to the scene on the Red Sea, and Moses recorded this
revelation at that time.
44
The immediate implementation of the
model was on the Red Sea, because Pharaoh was in his time the
embodiment of ultimate arrogance. The model also includes a
mirror image, as it were, of the opposite entity of the pretenders
of power, that is God, who is the real omnipotent, and who is
described there in appropriate terms before the description of the
pretenders. God is the only one capable of inflicting on the
pretenders the punishment that actually befell Pharaoh. The
praise of our forefathers was directed to God for destroying all
muqtadirn (haughty, arrogant persons). The model could
certainly be seen as a pre-figuration of the fate of Pharaoh, and
all future embodiments of ultimate arrogance.
The second part of the model, with additional comments
about the relation between arrogance of Israels oppressors and
Israels redemption, is Saadyas commentary on Ex. 15:21. This
verse includes a repetition of the first verse of the Song on the
Sea (the trigger of his first exposition) from the mouth of
Miriam, Moses sister. This time Saadya associates the
commented verse, and in particular the phrase gn gnn with an
eschatologically charged passage in Is. 2, where several
44
According to Saadyas remarks on the chronology of Job in his comments
on Job 1:1 (ed. Qnfi, 24, in Goodmans English translation, 152), he accepts
the Rabbinic view, namely that Job lived in the time of the enslavement of
the Israelites in Egypt, and that Moses recorded Gods revelation of the book.
Eschatalogical Messages in Saadyas Translations
207
occurrences of derivatives of GH/Y/W are found (see
Appendix). Saadya analyzes the various biblical expressions
used in this chapter to describe human pride and arrogance as
referring to several different aspects of this characteristic,
notably of rulers like kings, and the specific meaning of iqtidnr
in this context, as follows:
45
The cause for repeating gn gnn,
46
is (to say that) as He
excelled in power over the pretenders of majesty [al-qawm
al-mutaaimn] in the first place, so will He excel them
and overpower them [yataaam wa-yaqtadir alayhim]
in the future. This is what the prophet said For the Lord
of Hosts has ready a day against all that is proud etc.;
Against all the cedars of Lebanon; Against every
soaring tower; Against all the ships of Tarshish. (Is.
2:1213, 1516) He counted in these verses nine kinds of
human pride [iqtidnr]: the first three proud, arrogant and
lofty. [ge, rnm, nissn. 12] These indicate a mans pride
of himself. Ge indicates his pride in his power and
might, as it is said of the invading enemy From the
wicked who despoil me . . . Their hearts closed to pity,
45
The passage was first published by Ratzaby in his edition of Saadyas
commentary on Isaiah, 162 (Heb. translation, 260, with important references
to some Rabbinic sources of Saadyas comments), assuming from the
discussion of the verses from Is. 2 that the passage belongs to the
commentary on that book. The section dealing with the verse in Ex. alone has
been published again by Ratzaby in his ed. of Saadya on Ex., 291 (Heb.
translation, 64) as though it were a quotation from the commentary on Isaiah.
However, even from the first publication it was clear that the passage belongs
to Saadyas commentary on Exodus. This became even clearer from the
second publication, where the fragment of the commentary on Ex. 15:2122
starts exactly where the fragment of the assumed commentary on Isaiah
breaks off. Long comments on verses or sections from entirely different parts
of the Bible than the verses at hand, and binding them together, is a typical
feature of Saadyas exegetical style (as well as the style of some of his
contemporaries), as has been clearly shown in the above quoted exposition
on Ex. 15:1 with respect to Job 40.
46
I.e., after having said it already in Ex. 15:1.
Haggai Ben-Shammai 208
they mouth arrogance. (Ps. 17:910) And [it is said] also
He runs at Him defiantly
47
etc. (Job 15:26). Rnm
indicates pride of his good look and beauty, as it is said:
Because you towered high in stature, and thrust your top
up among the leafy trees, and you were arrogant in your
height (Ez. 31:10). Concerning nissn, it is aimed at him
who boasts [taaama] of his wisdom and devices, as it is
said about Adonijah regarding his use of stratagems Now
Adonijah son of Haggith went about boasting, I will be
king. (1 Ki. 1:5) Scripture combined together these three
kinds and said of them So that it is brought low (Is.
2:12), that is God will lower those who said such things
and boasted [taazzaza] of them, as it says A mans pride
will humiliate him. (Prov. 29:23) God did not say I will
lower
48
him, but said he will be brought low [i.e.]
lowered by himself.
He then counted in the second verse two other kinds of
pride: Against all the cedars of Lebanon, tall and stately,
to indicate those who boast of their kingdom, as it says
Assyria was a cedar in Lebanon, (Ez. 31:3) because
kings used to be so entitled. The end of the verse And all
the oaks of Bashan (Is. 2:13) indicates him who is proud
of his farms, trees and animals. Oaks is aimed at trees,
while Bashan may be aimed at animals, those of which
who are in the Bashan are fatter and stronger, as it says
And rams of the breed of Bashan and he-goats, (Deut.
32:14) mighty ones of Bashan encircled me, (Ps. 22:13)
you cows of Bashan on the hills of Samaria. (Am. 4:1)
In the third verse he counted two other kinds: Against
every soaring tower, indicating him who boasts of his
father and family, because clans and families are
compared to towers, as it says Where is one who could
count [all these] towers? (Is. 33:18). The end of the verse
(2:15) is and every mighty wall is directed against him
who boasts of his dwellings and castles and his other
edifices.
47
The posture of the enemy is the allusion to arrogance, although the latter is
not mentioned in any way in the verse.
48
Or: humiliate.
Eschatalogical Messages in Saadyas Translations
209
In the fourth verse he counted the remaining two kinds:
Against all the ships of Tarshish, indicating him who
boasts of his money, because the ships of Tarshish used to
carry gold, as it says Once every three years, the Tarshish
fleet came in, bearing gold and silver. (1 Ki 10:22) All
pleasant pictures
49
indicates him who relies on idols and
divination arrows and draws strength from them, as it says
You shall not place figured stones in your land, (Lev.
26:1) You shall destroy all their figured objects. (Nu.
33:52) He called it pleasant because its worshipper
desires it, as it says Truly, you shall be shamed because
of the terebinths you desired (Is. 1:29); [they did so]
although they [the terebinths] did not deserve it.
Having described all these nine kinds he retreated to
the six of which there was no mention of humiliation
through lowering and weakening, and after having said
about the ge [of v. 12] Then mans haughtiness shall be
humbled, [v. 17] and about the rnm [of v. 12] and the
pride of man brought low, [v. 17] then he said and the
Lord alone shall be exalted in that day, that is He alone is
the powerful and mighty [al-muqtadir al-mutaazziz]. And
the righteous will be strengthened by Him, as it says to
[the name of the Lord] the righteous man runs and is
safe
50
(Prov. 18:10).
In this long exposition of human arrogance and pride, supported
and buttressed in Saadyas usual manner with proof texts for
each and every statement, the scope of QDR 8 covers all
possible manifestations of pride of physical power: corporeal
strength and look, craftiness, kingdom and landed estates, noble
lineage and impressive structures, precious belongings, idols and
means of divination. It should be noted that while in the first
49
So the King James Version; the old Jewish Publication Society has
delightful imageries; Tanakh has here: gallant barks; The two former
ones seem preferable because Saadya plays here with the Heb. root MD, to
desire, covet.
50
Heb. nisgav is the pun in this case: when said before of God it is translated
exalted, in the sense of inaccessible, which of the righteous man means safe.
Haggai Ben-Shammai 210
part of the model the historical fate of Pharaoh was the focus, in
this part the characteristics of the person(s) of the future last
arrogant oppressor(s) are the focus. His, or their, fate is not
necessarily destruction, as was Pharaohs, but rather
humiliation. In both cases the end of the process is identical:
The entire world recognizes who is the real muqtadir, namely
God. His faithful followers are then duly rewarded.
C
It is appropriate, for comparative purposes, to mention here the
usage of QDR 8 by some Mediaeval Jewish authors, or their
views with respect to Hebrew GH/Y/W. First, David b.
Abraham al-Fns (the tenth century Karaite lexicographer of
Jerusalem, probably a younger contemporary of Saadya).
51
For a
number of nouns derived from this Hebrew root al-Fns gives
two Arabic equivalents: aama wa-'qtidnr;
52
both nouns may
denote either majesty and pride/ability/power or haughtiness
and arrogance. He then goes on to discuss a number of
occurrences of the derivations of Hebrew GH/Y/W. In the
course of this discussion he uses a few times the verbal noun
iqtidnr, mostly with a positive or neutral connotation; so he
makes the generalization that all derivations of the word gan
have the meaning of capacity and power/pride.
53
al-Fns does
51
S.L. Skoss, The Hebrew-Arabic dictionary of the Bible known as Kitnb
Jnmi al-Alfn (Agron), I-II (New Haven: Yale University Press, Yale
Oriental Series, Researches XXXXI, 193645). This edition represents al-
Fnss short recension of his work. Skoss described the long version in his
introductions, al-Fns, I:xcvcii; II:clclx.
52
I:285:6.
53
Ibid., 286:26: kull mn taarrafa min lughat gan wa-huwa qudra wa-
qtidnr.
Eschatalogical Messages in Saadyas Translations
211
not use the participle muqtadir to denote arrogant people; for
this meaning he uses mutaaim.
54
With regard to the usage of QDR 8 with a negative
connotation, which is amply documented in Saadyas works, it
may be interesting to note that in Baya Ibn Paqdas long
discussion of humility (in fact an entire treatise), in his major
ethical work Duties of the Hearts,
55
there is not one occurrence
of iqtidnr. In this context the term for arrogance or haughtiness
is the traditional takabbur.
Isaac Ibn *Kiynth (of Spain, d. 1089, thus a fellow
countryman and a possible contemporary of Baya), wrote a
Judeo-Arabic commentary on the book of Ecclesiastes. In this
work I have (so far) come across one occurrence of muqtadir,
indicating the arrogant and ignorant (ruler) who acts through
screaming and shouting (bi-iynihi wa-urnkhihi), as opposed
to ahl al-ikma, the wise men who act with subtlety and calm
(bi-l-lumf wa-l-sukn).
56
54
Ibid. 20.
55
In Arabic al-Hidnya iln farni al-qulb; the original Judeo-Arabic text
has been published twice: by A.S. Yahuda (Leiden, 1912), and J. Qnfi
(Jerusalem, 1973) (with a Hebrew translation). The treatise on humility is the
sixth, and is found respectively on 25981; 278304.
56
The text was published by J. Qnfi, Saadyas Commentaries on the Five
Scrolls (with Hebrew translation), (Jerusalem, 1962), 157296. Contrary to
Qnfi, Ibn *Kiynths authorship of the commentary on the book of
Ecclesiastes has long been recognized by most scholars, see e.g. M.
Steinschneider, Arabische Literatur der Juden (Frankfurt a/M, 1902), 136
(90
a
), 343; G. Vajda, Deux commentaires karates sur l'Ecclsiaste (Leiden,
1971), 1, 181. The passage in question is found on ibid., 266:3537, ad Eccl.
9:17. Qnfi, in his Hebrew translation of the commentary, used a correct
equivalent of the Arabic muqtadir, which may reflect a living tradition of
Saadyas usage among the Jews of Yemen. Dr. Haggit Mittelman submitted a
Ph.D. Thesis on this commentary at the Hebrew University. In it, she
discussed at length the question of the commentarys authorship. She proved
Haggai Ben-Shammai 212
Relevant to these brief comparative remarks is the fact that
Saadyas usage reappears in Spain at the end of the thirteenth
century, in a Judeo-Arabic commentary on the Rabbinic ethical
tractate The Sayings of the Fathers (Avot), authored by a judge
of Toledo named Israel Israeli. The longest surviving manuscript
of this work is a late copy, written in a rather popular register of
Arabic.
57
In connection with the saying ascribed to Rabbi
Levitas in Avot 4:4, Israeli wrote a long homily in praise of
humility (tawnu). In this homily several occurrences of
derivations of QDR 8 are found, all of them indicating pride,
vanity, arrogance.
58
D
In Saadyas usage of iqtidnr/muqtadir as he explains it ad Ex.
15:1, and in that context ad Job 40:1012
59
and Is. 2,
60
he
it beyond doubt on philological grounds, as well as on basis of the contents,
that the author cannot be Saadya.
57
Ms. Oxford, Bodl. Opp. Add. Q126 (see the description in the Catalogue
of Neubauer-Cowley, no. 2534). This commentary is the subject of a Ph.D.
Thesis submitted at the Hebrew University by Dr. Naem Ilan.
58
Fols. 103b110b, edited in Ilans thesis (with Hebrew translation), 389
411. If I may divulge here a personal experience, it was this text and the
difficulty which Dr. Ilan encountered in finding a suitable translation to the
derivations of QDR 8 that first draw my attention to the fact that the meaning
of arrogance and the like is not documented in the dictionaries. Having been
accustomed to Saadyas usage, due to repeated readings of his works over the
years, I was not aware of this lacuna in the dictionaries, and see above, n. 56.
59
It is noteworthy that the association of Ex. 15:1 with Job 40:1012 is
found already in Exodus Rabba 23:13 (ed. Wilno; English translation:
Midrash Rabbah: Exodus, S.M. Lehrman, trans. (London, 1961), 291). This
work predates Saadya (more precisely ch. 1552, see M.D. Herr, Exodus
Rabbah, Encyclopedia Judaica, vol. 6 (Jerusalem, 1971), coll. 10671068),
and could have been available to him. The trend of the comments there is
however entirely different.
60
Which he interprets only here and not in his commentaries ad loc.
Eschatalogical Messages in Saadyas Translations
213
follows the pattern of Qurnnic usage with respect to adjectives
such as takabbur/mutakabbir, jabbnr. In other words he assumes
that in Biblical Hebrew, as in Arabic, one and the same noun, or
adjective, can have a laudatory connotation when referred to
God, or a derogatory, pejorative one when referred to humans.
So the adjective mutakabbir is found in the Qurnn in reference
to God (59:33), where it expresses reverence to His majesty and
power, so much so that quite early it has found its way into the
lists of al-asmn al-usnn (the Names Most Beautiful, see
above) and has become one of His attributes,
61
while in other
instances it is referred to humans (e.g., 40:27, 35, 76),
62
who,
when accused of it, are threatened with severe punishments. The
same is true for the adjective jabbnr. When applied to God
(59:33) it indicates His absolute and powerful government, and
it too has become one of al-asmn al-usnn and of His
attributes,
63
and when referred to humans (e.g., 40:35) it denotes
oppressors or physically strong people who think that their
power entitles them to act arbitrarily.
We know from Saadyas works that he was probably well
aware of, even rather closely acquainted with, the Arabic
nomenclature of the Divine Attributes in general, the meaning of
the ones discussed here in particular, and the problematic of the
relationship between their usage as Divine Attributes, or as
attributes of human vices. If this is so, if the differentiation
between Divine Attributes and human vices was so clear to
61
D. Gimaret, Les noms divins en Islam, 2123 and passim.
62
In all cases it is approximately synonymous with the 10th form.
63
D. Gimaret, Les noms divins en Islam, 24650 and passim; note that
Gimaret, who follows the classification of the attributes in the sources of
Tradition and Kalnm, discusses both mutakabbir and jabbnr in the same
chapter as muqtadir, namely the chapter on Gods power (XIII: Tout-
puissant).
Haggai Ben-Shammai 214
Saadya, he certainly knew that if he wanted to express in his
translations and commentaries the idea of human arrogance as
opposed to Divine Omnipotence he had at his disposal readily
available terms in Arabic, mainly mutakabbir. What was it then
that caused him to invent as it were the usage of QDR 8 and to
prefer it consistently in the particular meaning with respect to
humans? It seems that the answer to this question lies beyond
linguistic, stylistic or didactic considerations, that it should be
sought in the background of political history of Saadyas time
and its possible ideological implications.
Let us turn back briefly to the twofold model of past
redemption as forecast according to Job 40, and future
redemption as forecast according to Is. 2. As I have already
remarked above, in the first part of the model the historical fate
of Pharaoh was the focus, while in the second part the
characteristics of the person(s) of the future last arrogant
oppressor(s) are the focus. Now, it seems that these
characteristics may agree precisely with the Abbnsid rulers.
They were certainly proud of their strength, kingdom and landed
estates, noble lineage (relatives of Muammad), impressive
structures (Baghdnd,
64
Samarrn) and precious belongings. Even
the mention of idols and means of divination may suit Saadyas
image of Arab princes. Saadya, like many of his Jewish
contemporaries, believed that the Muslims kept idols locked up
in the Kaba.
65
Also his reference to divination fits his image of
64
See below, n. 74.
65
See my remarks in Fragments of Daniel al-Qmiss commentary on the
Book of Daniel as a historical source, Henoch 13 (1991), 269, n. 29, with
references to previous publications on the Karaite parallels. Saadya recorded
the tradition about the idols in the Kaba in his Commentary on Dan., see the
printed edition by J. Qnfi (Jerusalem, 1981), 207, ll. 216 (comments on
Dan. 11:38); for an English translation of the passage see A.J. Cameron,
Eschatalogical Messages in Saadyas Translations
215
the Arabs. In Saadyas Introduction to Daniel, which is a most
detailed statement against divination in general and astrology in
particular, divination by arrows is mentioned together with
inspection of liver and similar techniques as the lowest degree of
the art.
66
Saadya quotes in this context Ez. 21:26, the only
mention in the Bible of divination by arrows. The person
mentioned in that verse as engaged in it is the king of Babylon,
whom Saadya could have easily identified with the Abbnsids.
He could likewise have good knowledge of the actual status of
divination by arrows in the tradition and poetry of the Arabs.
The second part of the model may thus fit rather well the
Abbnsid rulers in general terms. It seems however that some
more particular terms may be indicated on this point.
Saadyas commentary on the first half of Ex., from which the
comments on Ex. 15:1,21 discussed above are cited, was written
in the 920s,
67
during the reign of the Abbnsid Caliph al-
Saadya Gaons Arabic Version of the Book of Daniel (unpublished Ph.D.
diss., Utrecht, 1988), 3812.
66
Ms. St. Petersburg, Antonin, 476, fol. 3a:1214, 2a:713 (=Cambridge, T-
S Ar. 33.33, b:1213, a:1922). See now my Saadyas Introduction to
Daniel: An Essay on the Calculation of the End of Days according to
Prophecy Against the Speculations of Astrologers and Magicians [in
Hebrew], Sefunot 23 (2003), 1359 and the revised version in English
Saadias Introduction to Daniel: Prophetic Calculation of the End of Days
vs. Astrological and Magical Speculation, Aleph 4 (2004), 1187. This text
clearly shows Saadyas close acquaintance with techniques of divination
current in his days and the respective Arabic terminology.
67
This dating is based on the following consideration: Long fragments that
survived of Saadyas commentary on the first half of Ex., i.e., ch.120, do
not contain references to any of his writings (e.g., Amnnnt or Commentary on
Sefer Yeira, the great works of the early 930s), while the commentary on
the second half of Ex., long fragments of which have recently been published
by Ratzaby in 1998, contain several such references.
Haggai Ben-Shammai 216
Muqtadir that lasted for twenty-four years (908932).
68
He
ascended the throne
69
when Saadya was a young man of 26, and
terminated his rule (actually he was assassinated) when Saadya
was at the height of his public office. The regnal title
70
of al-
Muqtadir appears to deserve a brief attention. It is noteworthy
that al-Muqtadir was the first Abbnsid Caliph who had chosen,
had been given, a regnal title that in its abbreviated form was
one of the Names Most Beautiful which should be applied to
God only.
71
The regnal titles assumed by the Abbasids reflected
their aspirations, or may be pretensions to possess divine
powers. However these powers were recognized to be passive,
as it were, that is the bearers of the titles were thought to be
essentially transmitters of divine powers.
72
E. Tyan, while
agreeing that these titles were an innovation of the Abbasids,
distinguished between two stages in the development of the
68
See on him K.V. Zettersten - C.E. Bosworth, al-Mutadir bi-llnh, Abu
l-Fal Djafar, EI
2
, 7:5412. The deterioration of political stability, internal
security and economic conditions, as described there, from which minorities
like the Jews were always the first to suffer, nurtured the Jews messianic
expectations and Saadyas frustration with life in Exile.
69
As a boy of eight years of age.
70
This term was coined by B. Lewis, Regnal Titles of the First Abbasid
Caliphs, Dr. Zakir Husain Presentation Volume (New Delhi, 1968), 1322.
I am indebted to my colleague Prof. Amikam Elad, for his kind advice on this
point. The Arabic term for the regnal names is al-alqnb al-khilnfiyya/al-
sulmnniyya. See also on nicknames in Arabic, and in particular regnal and
other honorific titles, C. Bosworth, Laab, EI
2
, 7:61831, and esp. 6201
on the regnal names of the Abbnsid Caliphs.
71
The name al-Hnd, given to the fourth Abbnsid Caliph (785786), is
found in the Qurnn (13:7) as referring to messengers of God.
72
See A. Abel, Le Khalife, prsence sacre, Studia Islamica 7 (1957), 29
45. Abel argues that the regnal titles of the Abbasids reflect their total
reliance on God. He is of the opinion that the regnal titles of the Fnmimid
Caliphs reflect a different conception, namely that the Caliph has a higher,
more active part in the management of the world.
Eschatalogical Messages in Saadyas Translations
217
regnal titles of the Abbasid Caliphs: In the first, from al-0DQU
down to al-Mamn (754833), the titles were supposed to
reflect the merits of the Caliphs person; in the second stage,
starting with al-Mutaim bi-llnh (reigned 833842), the titles
became construct compounds, of which the first component was
an adjective that conveyed some sense of reliance, and it was
connected by a preposition to the second component, that was
always Allnh. Tyan opined that the second stage represented a
distinct change in the religious and theocratic character of the
Caliphate. The titles were given to the prospective Caliphs when
their position as crown princes had been established. The
complex titles of the second stage were abbreviated in daily use
by omitting the second component, and so the connection of the
Caliph to the Divine, and his reliance on it, became vague.
73
In his usage of QDR 8 Saadya goes beyond the goal of
philological accuracy and aims at conveying an ideological
message.
74
He was well aware of the aspirations and pretensions
of the Abbnsids, and of the gap between those and the actual
situation under their rule. But beyond that he wanted to make a
statement that there is only one true muqtadir, namely the One
73
E. Tyan, Institutions du droit public musulman: I. Le Califat (Paris, 1954),
4856; see also Abel (in the previous note), 39, on the ceremonies of the
proclamation of the regnal title, for which special poems would be composed.
Abel refers there to a description of one such ceremony found in al-Masd,
Murj al-dhahab, ed. C. Barbier de Meinard (Paris, 1873), 7:306. It
describes the occasion in which al-Mutawakkil (reigned 847861) received
the oath of allegiance to his three (!) sons as crown princes, and a poet named
al-Sulam proclaimed their regnal titles.
74
It seems that this is not the only case in which Saadya tries to convey
ideological messages through his translations or usage of particular
nomenclature. For another example see my Jerusalem in Early Medieval
Jewish Bible Exegesis in L.I. Levine, ed., Jerusalem: its sanctity and
centrality to Judaism, Christianity, and Islam (New York, 1999), 4512.
Haggai Ben-Shammai 218
who really possesses majesty and power. Saadya also knew that
while assuming titles that were Divine Attributes the Abbnsids
and their followers could hide behind the claim that the full
regnal title of the incumbent on the Abbnsid throne was al-
Muqtadir bi-llnh, and that the component bi-llnh was dropped
only in popular, or every day, usage. But for Saadya the very
existence of such an abbreviation was grave enough. For a
human being to be entitled with a Divine Attribute was in
Saadyas view the utmost manifestation of arrogance and vanity,
probably tantamount to blasphemy. Therefore he chose this
attribute to express the Biblical idea of these vices.
I wonder whether it would be too farfetched to venture the
following suggestion: Saadya saw in Pharaoh the
personification, or utmost manifestation of arrogance and vanity
in ancient history, as is evident from his exposition on Ex.15:1,
in which he showed how this characteristic of Pharaoh is fully
portrayed, and perhaps also prefigured, in Job 40:1113. The
latter verses may also be a prefiguration of the Abbnsids as the
personification, or utmost manifestation of arrogance and vanity.
If it is accepted that Pharaoh clearly heralded in his behavior the
first redemption of Israel, it may be reasonably concluded that
al-Muqtadir has to be seen as heralding the ultimate redemption
of Israel.
75
It is thus most probable that the consistent usage of
75
In my Prognostic Midrash in the Works of Seadya Gaon as Exemplified
in his Introduction to the Commentary on the Song of David (2Sam. 22), [in
Hebrew], in E. Fleischer et al, eds., Meah Shearim - Studies in Medieval
Jewish Spiritual Life in Memory of Isadore Twersky (Jerusalem, 2001), 119,
I pointed at a similar case where Saadya draws a parallel between historical
circumstances in the time of David and the circumstances at the time of
ultimate redemption. Accordingly, the historical narrative of the Bible serves
as a prefiguration of the ultimate redemption; the man depicted in 2Sam
21:20, in his behavior, is the model, according to Saadya, for the last king of
Eschatalogical Messages in Saadyas Translations
219
QDR 8 in renditions of biblical Hebrew GH/Y/W entails an
eschatological message.
Conclusions
The dictionaries of Arabic lack a range of meanings of QDR 8 in
theological contexts. Their explanations are based mainly on
ancient poetry and the additional meaning found in theological
works depends on the Qurnnic usage of QDR 8.
The present study is a contribution to the dictionary of Judeo-
Arabic. In this vernacular one finds a meaning of QDR 8 not
found in any other register of Arabic, which is dependent on
Saadyas invention.
Very often Saadya conveys subtle ideological messages in his
translations, by means of sophisticated allusions. In these cases
such allusions are made through a leading word in the language
of the explicated biblical section. In the case in the present
discussion the leading word is in the translation, namely QDR 8,
and the subtle message is an eschatological one. But Saadya did
not rely on the readers of his translations to decode the meaning
of his allusions. In the extensive comments on Ex. 15 he gave
them the key without which it might have been very difficult to
identify the eschatological message with its very concrete
consequences.
Ishmael. A similar case is in the Introduction to Daniel (Ms. St. Petersburg,
Antonin, 476, fol. 3a:2022[=Cambridge, T-S Ar. 33.33, b:1516, above, n.
66]), where Saadya says that the announcement of the fall of Babylon and the
advent of Persia in Is. 45 is merely an example (namdhaj) of the principle
that every thing is known in advance and carried out by God, since already
before the announcement of the imminent kingdom of Cyrus in Is. 45:1, God
said [I] who said to the deep Be dry, I will dry up your flood (Is. 44:27),
hinting at the miraculous passage of the Israelites through the Red Sea. That
redemption thus constitutes a prefiguration of subsequent redemptions.
Haggai Ben-Shammai 220
APPENDIX
A. List of biblical verses where Saadya rendered derivatives of
Hebrew GH/Y/W by derivatives of Arabic QDR 8
(The list includes only cases in which the derivatives refer to
God or humans. The Arabic equivalents of Heb. GH/Y/W are
printed in bold. Verses discussed in the article are marked with
an asterisk)
Exodus
15:7 : ' ' (of Gods power; this is the
reading of the printed version, as well as Ms. Russian National
Library [henceforth RNL], Evr. II [=Firkovitch II], C001, fol.
146b, which is a very old copy. dated 1009
76
; a variant reading
British Library, Ms. Or. 8658 is ; it may be the oldest
version, and it should not be excluded that Saadya himself made
the change when he separated the translation from the
commentary, which accompanies it in the latter ms.).
Leviticus
26:19 : (of the sinners of Israel)
Deuteronomy
33:29 : (God is Israels power).
Isaiah
2:10, 19, 21 : (of God's majesty). (Yefet,
Ms. RNL Evr. I:568 ' ' )
76
On this manuscript and its relationship to later editions see now Blau,
Saadya Gaons Pentateuch etc. (above, n. 2).
Eschatalogical Messages in Saadyas Translations
221
Is. 2:12 : (see above, the translation
and analysis of Saadyas comments on Ex. 15:21). (Yefet,
ibid., ' )
9:8 : ' (of the arrogance of
Ephraim). (Yefet, ibid., )
13:11 : ' (of the
wicked). (Yefet, Ms. BL, fol. 8a; Ms. RNL Evr. I:568
' )
*16:6 : '
' '
(of Moab, probably of their pretentiousness; four occurrences
in one verse). (Yefet, Ms. Yevr. I:568
' ' ' )
23:9 : (of the dignitaries of Tyre).
25:11 : ' (of Moabs
arrogance/pretensions)
28:1 . . . :
. . . (of
the arrogant drunkards of Ephraim)
77
. Similar translation in
v.3.
60:15 : (of Israel's power in the Messianic
Age). (So also Yefet, Ms. Yevr. I:569)
Psalms
10:2 : ' (of the wicked). (Yefet p. 45
)
17:10 : (of the wicked).
77
Note that Saadya takes the view that is the plural of ; in his
comment, ed. Ratzaby, 182 (Heb. 285), he did so according to the context.
Haggai Ben-Shammai 222
31:19 : (of the slanderers' language).
(Yefet p. 57 ' )
31:24 : ' (of the arrogant). (Yefet p. 57
)
46:4 : (of God). (Yefet p. 91 )
59:13 : (of the wicked).(In all four following
cases Yefet's translation is identical to that of Saadya.)
73:6 : (of the wicked).
94:2 : (of the wicked).
140:6 : (of the wicked).
Proverbs
*8:13 : (of the wicked) (Yefet, Ms. Paris,
fol. 36b, )
14:3 : (of the wicked). (Yefet, Ms. BL, fol.
[numbers of folios are illegible in the microfilm]; Ms. Paris
fol. 73b ' )
15:25 : (of the wicked) (Yefet, Ms. Paris fol.
86a has the same.)
*16:1819 : -
- : ' ' :
' ' ' (of the
wicked)
*29:23 :
Job
*22:29; 33:17 : .
35:12 is translated ' '
. Those who have the
characteristic of iqtidnr are clearly depicted here as evil
beings.
Eschatalogical Messages in Saadyas Translations
223
37:4 : (said of God). (Yefet, Ms. BL, fol.
69a, has the same.)
*40:10 where seems to have a positive sense it is
translated by ; in v. 11 is translated ' ' ,
apparently also in the sense of exaggerated self esteem; in v.
12 is translated , in apposition to the wicked
( ' ).
Daniel (Aramaic)
4:34 : (of
Gods power to humble those who behave arrogantly)
b. List of biblical verses where Saadya rendered derivatives of
Heb. GH/Y/W by other derivatives of Arab. QDR
Deuteronomy
33:26 : (of God).
Isaiah
12:5 : ' (of God)
78
.
13:3 : (of God; perhaps the power that He
gives to His heroes).
13:19 : ' (of the power of Babylon).
(Yefet Ms. BL, fol. 10 )
24:14 : ' (of God).
26:10 : ' (of God).
78
A detailed comment by Saadya on this verse is found ibid., 170 (Heb.
269).
Haggai Ben-Shammai 224
Psalms
*47:5 : (=the power of Jacob; Yefet, p. 93
).
68:35 : (of God). (Yefet p. 131 )
93:1 : ' (of God). (Yefet p. 185
)
Job
10:16 : (of God).
Editions and mss. of translations and commentaries quoted in
this article
Saadya
Exodus, commentary on, ed. Y. Ratzaby (with Heb. translation),
Jerusalem 1998
Isaiah, translation of (following Derenbourg ed., Paris 1893) and
[fragments of] commentary (separately), ed. Y. Ratzaby
(with Heb. translation), Kiriat Ono 1993
Psalms, translation and commentary (with Heb. translation), ed.
Y. Qnfi, Jerusalem 1966
Proverbs, translation and commentary (with Heb. translation),
ed. Y. Qnfi, Jerusalem 1976
Job, translation and commentary (with Heb. translation), ed. Y.
Qnfi, Jerusalem 1973; English translation: L.E. Goodman,
The Book of Theodicy: Translation and Commentary on the
Book of Job by Saadiah ben Joseph al-Fayyumi (Translated
Eschatalogical Messages in Saadyas Translations
225
from the Arabic with a philosophic commentary), (Yale
Judaica Series XXV), New Haven London 1988
Yefet ben Eli
Isaiah, Ms. British Library, Or. 2548 (Catalogue no. 279); Ms.
St. Petersburg, RNL, Evr. I:5689 (copied 1503)
Psalms, translation only, ed. J.J.L. Bargs, Paris 1861 (numbers
of verses may be different from the accepted ones, because
the editor does not count the titles of the psalms.)
Proverbs, Ms. British Library, Or. 2553 (Catalogue no. 294);
Ms. Paris, Bibliothque Nationale 292
Job, Ms. British Library, Or. 2552 (Catalogue no. 299)
LEXICOGRAPHY AND DIALECTOLOGY IN
SPANISH MAQRE DARDEQE
Benjamin H. Hary
Emory University, Atlanta
Mara ngeles Gallego
Universidad de Alicante
Introduction
Maqre Dardeqe (Instructor of Children, henceforth MD) is the
title given in the Middle Ages to Hebrew dictionaries, which
contain explanations in Hebrew of biblical roots, with
accompanying glosses in different Jewish languages,
religiolects, and varieties, such as Judeo-French, Judeo-Spanish
and Yiddish. In addition, the Judeo-Italian and Judeo-Spanish
versions have Judeo-Arabic glosses in them. These dictionaries
were intended to promote a better understanding of the
Scriptures for two reasons: First, pedagogy, for instructional
purposes for young students who did not master biblical Hebrew
and, second, for political and religious reasons, helping Jews to
respond to Christians in the various theological polemics, which
they conducted in the Middle Ages.
Another important reason for using these glossaries was the
scarcity and great expense of vernacular translations of the
Bible, which were accessible only to a limited readership. In an
anonymous Ladino Bible glossary Sefer eshek Shelomo,
Benjamin H. Hary and Mara ngeles Gallego
228
published in Venice, 1588, this problem is considered to be a
major justification for publishing a small format glossary:
Some printed books of the Miqra started to appear in Hebrew
and Spanish in recent years in Saloniki and Constantinople.
Since they were so expensive, the poor could not buy any of
them, let alone all of the Miqra.
1
The first and best known MD dictionary is the Italian
version
2
which was printed in Naples in 1488, in a period in
which Jews played a salient role in the prosperous printing and
publishing industry in this Italian town.
3
Although the volume
was published in 1488, its composition can be dated earlier,
probably to the end of the fourteenth century. The author or
compiler of this dictionary seems to be Perez Trebot, as evident
1
See D.M. Bunis, Translating from the Head and from the Heart: The
Essentially Oral Nature of the Ladino Bible-Translation Tradition,
Sepharadica 1 (Hommage Ham Vidal Sephiha) (1996), 338.
2
There is abundant bibliography about the Italian MD, especially with
respect to the Italian glosses. For a general study on the dictionary, see L.
Cuomo, Preliminari per una rivalutazione linguistica del Maqr Dardeq,
Actes du XVII
e
Congrs International de Linguistique et de Philologie
Romances. Tome V (Tbingen, 1988), 15967. For studies that focus on the
Italian glosses, see, for instance, G. Fiorentino, The General Problems of the
Judeo-Romance in the Light of the Maqre Dardeqe, The Jewish Quarterly
Review 42 (1951), 5777; idem, Note lessicali al Maqre Dardeqe, Archivio
Glottologico Italiano 29 (1937), 13860; M. Schwab, La Maqr Dardeq,
Revue des Etudes Juives 16 (1888), 25368; 17 (1888), 11124; and 17
(1888), 28598. On the Arabic glosses of the Italian Maqre Dardeqe, see A.
Schippers, A Comment on the Arabic Words in the Maqre Dardeqe, Ever
and Arav. Contacts between Arabic Literature and Jewish Literature in the
Middle Ages and Modern Times (1998), XXVIIXLVI and O. Tirosh-Becker,
The Arabic Glosses in the Italian Version of Maqre Dardeqe What is
Their Nature? [in Hebrew], Italia 9 (1990), 3777.
3
See J. Bloch, Hebrew Printing in Naples, in Hebrew Printing and
Bibliography, ed. C. Berlin, 11338 (reprint of New York Public Library
Bulletin 46 [1942], 489514) and D. Abulafia, The Role of the Jews in the
Cultural Life of the Aragonese Kingdom of Naples, Gli Ebrei in Sicilia dal
tardoantico al medioevo. Studi in onore di Mon. Benedetto Rocco a cura di
Nicol Bucaria (Palermo, 1998), 3553, esp. 47.
Lexicography and Dialectology in Spanish Maqre Dardeqe 229
in an acrostic in the introductory poem, and a mention in an
Oxford manuscript.
4
Perez Trebot lived in Catalonia until 1391
and then moved to France and later to Italy, probably because of
the attacks on the Jews in Catalonia at that time.
The only copy of the Spanish version of MD is dated 1634
and it has been preserved in a manuscript form in Oxford.
5
Contrary to the Italian MD, the research carried out on this
dictionary is very scarce.
6
Both in the Italian and the Spanish MD we find first a biblical
Hebrew root, followed by a translation into Judeo-Italian and
Judeo-Spanish respectively, and then into Judeo-Arabic. The
specific meanings of the biblical roots are documented with
quotations from the Bible, occasional short explanations taken
from the commentaries of Rashi and Radaq, as well as
quotations from the Targumim by Yonathan and Onkelos.
Sometimes in the Spanish MD the Judeo-Arabic or the
Judeo-Spanish translation is missing. The translation given in
both ethnolects is usually very similar and reflects a highly
interpretive nature rather than a literal or verbatim translation of
the Hebrew term. Consider the following example:
Under the entry we find, among other translations, the
Judeo-Spanish (reina, queen) and the Judeo-Arabic
(sulmnna, queen) for , followed by the biblical citation of
Jeremiah 46:20, . This verse literally means
4
Bodleian Library, Oxford: Canon. Or.24n. 1137f. 142. See Schippers,
Comment, XVIII.
5
Bodlieian Library, Oxford: Ms. 1508 in Neubauers classification (Hunt
218, Uri 487). See A. Neubauer, Catalogue of the Hebrew Manuscripts in the
Bodleian Library (Oxford, 1886), 531.
6
For a different study of the Arabic dialectology of the Spanish MD, see B.
Hary and M. A. Gallego, La versin Espaola de Maqre Dardeqe, in
Jewish Studies at the Turn of the Twentieth Century, vol. 1 (Leiden, 1999),
5764.
Benjamin H. Hary and Mara ngeles Gallego
230
Egypt is a beautiful heifer, however the MD translations
reflect their adherence to the medieval Rabbinic interpretations,
as Rashi, for example, has kingdom.
If we take the dictionary as a whole, it remains unclear to
which readership it was addressed or, in other words, it is not
clear which Jewish community had Italian and Arabic as its
spoken languages (for the Italian MD) or Spanish and Arabic
(for the Spanish MD) at the time of their respective publication.
In the former case, the Jewish communities of southern Italy,
and more specifically of Sicily, have been pointed out as the
most likely readership.
7
Regarding the Judeo-Spanish/Judeo-Arabic version, it is
sensible to think that it was in use among Sephardi Jewish
communities in North Africa. These Jews, who spoke Spanish at
the time of their expulsion from Spain in 1492, adopted Arabic
as the language of their natural environment but probably kept
Spanish until a later period.
As it was such an expensive process, a Ladino Bible was not
published in North Africa until the nineteenth century, though
there were some printed in parts of the Ottoman Empire. We
assume, however, that glossaries such as Sefer eshek Shelomo
or MD, that included Judeo-Spanish and (as in the case of MD)
Judeo-Arabic glosses, were employed in the teaching of sacred
texts, assisting in the oral translation, comprehension and
studying of the Bible in schools, homes, and synagogues.
Maqre Dardeqe as a Lexicographical Work
If we compare MD with other previous lexicographical works,
such as Ibn Janns Kitnb al-Ul, written in Judeo-Arabic in
the first half of the eleventh century in al-Andalus, we observe
7
See Cuomo, Preliminari, 162 and Tirosh-Becker, Arabic Glosses, 415.
Lexicography and Dialectology in Spanish Maqre Dardeqe 231
that MD shows many limitations in the classification of roots as
well as in the translations given not only in Judeo-Arabic, but
also in Judeo-Italian and Judeo-Spanish. The pedagogical
purpose pointed out by previous research on MD (see Schippers
1998, 29), as the reason for classification of Hebrew lexemes
under wrong roots is less clear in the Spanish MD, since it
gives no indication of which is the correct root to look it up,
contrary to the Italian MD.
Some instances of non-standard classification are
(cloud), which appears under the root ayin-bet, instead of
ayin-waw-bet; (flower) under tsade-tsade, instead of
tsade-yod-tsade; (scales) as coming from the root mem-
aleph-zayin, instead of aleph-zayin-nun; (give), under the
entry tav-tav instead of nun-tav-nun; and (offspring) as
coming from the root tsade-aleph-he instead of the quadriliteral
tsade-aleph-tsade-aleph (see Appendix I).
Consider as well in the following example the more
elaborated style in Ibn Janns analysis of the root with the
meaning of gold:
MD: " '
Another meaning (i.e., in Judeo-
Spanish) is oro and in Arabic dhahab (gold), as in It
cannot be bartered for gold (Job 28:15) and also pure
gold (I Kings 6:20). This name designates gold that has
been worked.
Jonah ibn Jann:
8
wa-rubbama isman li-
l-dhahab stidlnlan alayhi min qawlihi
wa-yaknu minhu ay fniq JKnyah f l-jda It
might be that in It cannot be bartered for gold (Job
28:15) is a name for gold as deduced from what it says
8
See A. Neubauer, The Book of Hebrew Roots by Abu l-Walid Marwan ibn
Janah, Otherwise Called Rabbi Yonah (Oxford, 1875).
Benjamin H. Hary and Mara ngeles Gallego
232
[in what follows]: and silver cannot be paid out as its
price (Job 28:15) and derived from it pure gold (Kings
I 6:20), that is, [gold] that reaches the peak of excellence.
The Judeo-Arabic translations of the Hebrew roots in MD are
also poorer in synonyms and accuracy of definition than a
dictionary such as Ibn Janns Kitnb al-Ul. The Judeo-Arabic
gloss of a term such as , for instance, is both in the
Italian and the Spanish MD, followed by a similar translation in
Judeo-Italian (ascelle) and Judeo-Spanish (alas). Ibn Jann, for
his part, translates the word as ajnia but adds an explanatory
sentence that gives the more exact definition of fins for :
wa-taqlu al-arab al[sic]-ajnia al-samak al-zannif and the
Arabs call the fishs wings al-zannif (fins). In another
example, in the translation of , as appears in Deuteronomy
15:8 (you surely lend him), MD has as the Judeo-Arabic
translation. The Judeo-Spanish synonym is prestar, in addition
to quoting Rashi loaning to others. Ibn Jann explains this
same sentence with a more complete explanation: wa-turhinu
lahu irhnnan ay tarfiduhu rafdan wa-tumhi imnan ay uthbuthu
lahum wa-amminhu iyynhum and you will surely lend him. In
other words, you will definitely support him and surely give
him; in other words, stand firm and guarantee him to them.
This phenomenon as well as other characteristics of the
language of MD can be better explained if we assume that it
reflects not so much a lexicographical tradition strictu sensu, but
rather it reflects the tradition of oral translations of the Bible.
MD also appears as a response to the specific pedagogical needs
of the Jews at that time. The Spanish MD is especially
interesting because, as it was composed after the 1492
expulsion, it reflects the many linguistic changes that the Jews
underwent at that period over large areas in the Mediterranean.
Lexicography and Dialectology in Spanish Maqre Dardeqe 233
Saadyas influence on Maqre Dardeqe
It is quite possible that the author of MD was familiar with
Saadyas translation of the Bible as it had such a huge impact in
the Jewish world, although some 600 years before the
composition of the Spanish MD. Furthermore, at the time of the
composition of the Spanish MD there were probably already
several different shur (or translations of sacred texts) of the
Bible used at that area. By a preliminary comparison of some
MD items to those of Saadya, it is possible to conclude that the
author of MD did not have Saadyas translation in front of him
as he used many different lexemes in his dictionary. On the
other hand, his general knowledge of Saadya must have
influenced his choice of words to some degree.
Consider the following roots:
x flow from flowing with milk: in MD
flow in drips, but in Saadya ' as in '
(Exodus 3:8) land that flows with milk.
x give, entrust: in MD ' ' as influenced by
Saadyas ' (Genesis 30:20).
x grapes peel: in MD peel different from
Saadyas ' (Numbers 6:4).
x elevate, lift: in MD lift, different from
Saadyas cease, as in so the breast-
piece does not come loose (Exodus 28:28) translated
as .
Benjamin H. Hary and Mara ngeles Gallego
234
The Languages of Maqre Dardeqe
Although MD does not represent a significant development in
Hebrew lexicography, from a linguistic and cultural point of
view, it is an extremely valuable document. It gives an idea of
the polylinguistic situation of the Jews in the Middle Ages and
of their particular use of different vernaculars. The languages
used in the Spanish MD are Hebrew, Judeo-Spanish and Judeo-
Arabic. With respect to Hebrew, we notice the use of two
varieties of Hebrew in this work. On the one hand, classical or
biblical Hebrew, as shown in the lexical entries and the Bible
quotations. On the other hand, we observe the use of medieval
Hebrew in the explanations of the biblical roots, which are taken
from Rashis and Kimhis commentaries of the Bible. This latter
form of Hebrew is characterized by being in the main rabbinical
Hebrew, with important Aramaic components, as well as
influence of the different local vernaculars (Spanish, French,
German, etc.) and the influence of Arabic to a lesser degree.
The other two languages of this work are Judeo-Spanish and
Judeo-Arabic, which we might more accurately define as
ethnolects. This is the way we dub a linguistic variety used by a
distinct speech community, with its own history and
development.
9
Jewish languages, ethnolects and varieties share
some typological characteristics. First, they use the Hebrew
script as an overt sign for Judaism in a similar way that Muslim
languages use the Arabic script. Another example comes from
the former Yugoslavia, where different religious communities
used until not so long ago the Cyrillic and the Latin scripts in
Serbo-Croatian, representing Eastern Orthodox and Catholic
traditions respectively. Second, Jewish varieties use different
9
See B. Hary, Judeo-Arabic in its Sociolinguistic Setting, Israel Oriental
Society XV (1995), 74.
Lexicography and Dialectology in Spanish Maqre Dardeqe 235
traditions of orthography at different periods of their
development.
10
Third, in all the Jewish languages and
ethnolects, elements of Hebrew and Aramaic in the lexicon as
well as in the grammar are clearly evident and productive.
11
Fourth, Jewish languages and ethnolects contain unexpected
dialectalism, probably due to Jewish migration.
12
Fifth, the
spirit
13
of Jewish languages and ethnolects is based on Jewish
sources, on Hebrew and Aramaic. Sixth, speakers of the several
Jewish varieties consider their ethnolects to be separate from the
dominant languages.
14
Seventh, Jewish varieties have sometimes
developed a distinct spoken form, somewhat unintelligible to
speakers outside the Jewish community,
15
for example Baghdadi
10
See the different orthographic traditions in Judeo-Arabic in B. Hary,
Adaptations of Hebrew Script, in The Worlds Writing Systems, eds. P.
Daniels and W. Bright (Oxford, 1996), 72742.
11
See, for example, how Later Egyptian Judeo-Arabic uses iln to mark the
definite direct object (influence of Hebrew) in Hary, Sociolinguists, 867;
idem., Multiglossia in Judeo-Arabic (Leiden, 1992), 3004; idem., On the
Use of ila and li in Judeo-Arabic Texts, in Semitic Studies in Honor of Wolf
Leslau, ed. A. Kaye (Wiesbaden, 1991) vol. 1, 595608. Furthermore, see the
morpholexical Hebrew influence in Judeo-Italian: pakhad was afraid,
pakhadoso timid, impakhadito got scared.
12
In a forthcoming book Hary calls it migrated or displaced dialectalism.
See, for example, niktib/niktibu used in Cairene Judeo-Arabic for the first
sg./pl. forms of the indicative imperfect, or how in Judeo-Italian both a
system of seven vowels and the phrase li donni the women exist together in
one Jewish dialect and not in different dialects as is the case in regular Italian
dialects.
13
By spirit in Jewish languages we mean the quotations and allusions taken
from Jewish sources such as the Bible and the Talmud that regularly appear
in spoken and written forms of Jewish languages, ethnolects and varieties.
14
For example, in Morocco, Jews call Morrocan Judeo-Arabic il arabiyya
dyalna our Arabic and regular Moroccan Arabic il arabiyya
dilmsilmQThe Arabic of the Muslims.
15
It is obvious that written Jewish languages are unintelligible to most non-
Jews, if only for the use of the Hebrew script.
Benjamin H. Hary and Mara ngeles Gallego
236
Judeo-Arabic.
16
Eighth, Jewish ethnolects and languages have
developed a literary genre of translating verbatim sacred
religious Hebrew/Aramaic texts into their Jewish languages
(shar in Judeo-Arabic, taytsh in Yiddish, ladino in Judeo-
Spanish, shar in Judeo-Neo-Aramaic, and more). And finally,
literature of Jewish languages is usually about Jewish topics,
written by Jewish authors for Jewish readership.
Spanish and Italian Maqre Dardeqe
Both the Italian and the Spanish MD are arranged as follows:
First a biblical Hebrew root appears followed by a translation
into Judeo-Italian or Judeo-Spanish respectively, and then into
Judeo-Arabic. The specific meanings of the biblical roots are
documented with quotations of the Bible, and sometimes there
are also short explanations taken from the commentaries of
Rashi and Radaq, as well as quotations from the Targumim by
Yonathan and Onkelos.
The fact that the Spanish version was published, and
probably composed, more than a century after the Italian MD,
may lead us to assume that it consists of a copy of the Italian
dictionary, substituting the Judeo-Italian glosses with Judeo-
Spanish translations. There are, however, some differences
between the two dictionaries that make us believe that it was
rather a common source that inspired both works, making them
appear so similar at times. These differences include the
following:
1. Explanations found in Spanish MD that are not found in
Italian MD:
16
See H. Blanc, Communal Dialects in Baghdad (Cambridge, 1964).
Lexicography and Dialectology in Spanish Maqre Dardeqe 237
x locust Additional explanation in Spanish MD:
a kind of locust, such as bald locust. (Lev.
11:22)
17
2. Sometimes the Judeo-Arabic translation in the Spanish MD is
missing:
x blossoming in Italian MD: ; missing
in Spanish MD
18
x cloud in Italian MD: ; missing in
Spanish MD.
19
3. Different Judeo-Arabic spelling for the same word:
x Spain Italian MD: ; Spanish MD:
x being blind Italian MD: ; Spanish MD:
x serve, work Italian MD: ' ; Spanish MD
'
x be thick Italian MD: ; Spanish MD:
x sheep Italian MD: ; Spanish MD:
x kill Italian MD: ; Spanish MD:
x stop Italian MD: ; Spanish MD:
x date palm Italian MD: ; Spanish MD:
; the same spelling difference as in the Italian MD
vs. the Spanish MD arms.
x pleasant Italian MD: ; Spanish MD:
17
In the Italian MD only the quote from Leviticus appears.
18
See Song of Songs 2:13.
19
See Exodus 19:9; Lamentations 2:1.
Benjamin H. Hary and Mara ngeles Gallego
238
x piece of iron-sandal Italian MD: ;
Spanish MD:
4. Sometimes there are simply scribal errors in the Italian MD
whereas the Spanish version has the standard forms. It then may
indicate that the Spanish was not copied from the Italian:
x pawn Italian MD: ; Spanish MD:
x nest Italian MD: ; Spanish MD:
x guilt Italian MD: ; Spanish MD:
5. As mentioned above, sometimes in the Italian version, within
the non-standard root entry, the author calls the attention to
another root. This does not occur in the Spanish version:
x cloud The Italian version indicates that you
should look up the root ayin-bet-he, whereas
Spanish MD does not include this commentary. In
addition to that, the space for the Judeo-Arabic
translation is empty in the Spanish version.
x be thick The Italian MD indicates again that
you should look up the root ayin-bet and then ayin-
yod-bet, whereas the Spanish version does not
include this commentary.
6. Different arrangement of translations:
x Sometimes the different translations in one entry are
arranged in a different order: the fifth translation of
the root ayin-bet-dalet of the Italian MD (
Lexicography and Dialectology in Spanish Maqre Dardeqe 239
flax workers, Is. 19:9) comes as the third translation
in the Spanish version.
7. Different translations:
x : (Job 34:25) in the Italian MD: (maybe fils
money, as the Italian pecunia); in Spanish MD
farmers.
x storm in Italian MD: air; Spanish
hurricane (the Spanish version seems to render the
Hebrew root, as in Ps. 83:16, in a more accurate way).
x owl is rendered in the Italian version as and
in the Spanish as .
x will, desire (Ps. 27:12) in Italian MD: ' (the
plural form), whereas in Spanish MD: ' (the
singular form).
x upholds is rendered into Judeo-Arabic in the
Italian version as calm; in Spanish MD:
support.
8. The translation into Judeo-Spanish is closer to the meaning in
Hebrew and Arabic than the Italian:
x bend, curve. The Judeo-Spanish torcer
bend is a better rendering of the Hebrew and the
Judeo-Arabic , than the Italian scalcitriare which
means break their ranks.
x thirsty. The Judeo-Spanish sequia
drought reflects the Hebrew and the Judeo-
Arabic in a more accurate way than the Italian
stancamento tiredness.
Benjamin H. Hary and Mara ngeles Gallego
240
Dialectological Characteristics of Maqre Dardeqe
As we have seen earlier, one of the most common typological
characteristics of Jewish languages and religiolects is the heavy
use of the genre of verbatim translations of sacred religious and
liturgical Hebrew/Aramaic texts into the local Jewish variety.
The translations included among others, the Bible, the Siddur
the prayer book, the Passover Haggadah, Pirke Avot the basic
literature of moral and religious teachings during Second
Temple times and following its destruction, and more. The
translations, however, are not always verbatim, as seen from
first sight. In previous works
20
it was shown that the translations
actually were characterized by what Hary termed as literal/
interpretive linguistic tension. In other words, the translators/
interpreters struggled between their desire to render the text
literally or interpretively. On the one hand, in Judeo-Arabic, for
example, the sharanim felt the need to follow the long tradition
of verbatim biblical translations, such as the Septuagint,
Onkelos and the like. On the other hand, though, they were also
committed to deliver a text that would fit pedagogical needs of
word for word translation. Furthermore, as mentioned
elsewhere,
21
literal translation helped the sharanim
and the readers/users strengthen and reconnect to their Jewish
identity. This method of translation, in turn, created many un-
20
See M. Bar-Asher, The Shar of the Maghreb: Judeo-Arabic Exegesis of
the Bible and Other Jewish Literature Its Nature and Formation [in
Hebrew], in M. Bar-Asher, ed., Studies in Jewish Languages Bible
Translations and Spoken Dialects (Jerusalem, 1988), 334; B. Hary,
Linguistic Notes on an Egyptian Judeo-Arabic Passover Haggadah and the
Study of the Egyptian Shar in D. Caubet and M. Vanhove, eds., Actes des
premires journes internationales de dialectologie arabe (Paris, 1994), 375
88; idem., Sociolinguistics; J. Tedghi, A Moroccan Mazor in Judeo-
Arabic [in Hebrew], Massorot VII (1994), 91160.
21
See, for example, Hary, Sociolinguistics, 83.
Lexicography and Dialectology in Spanish Maqre Dardeqe 241
Arabic sentences not comprehensible to regular speakers and
readers. The resulting Judeo-Arabic structure may have been
perceived strange by speakers and readers of the ethnolect since
the Arabic word became subject to the Hebrew equivalent and
consequently the sharan ran the risk of inserting grammatical
structures into the translations which were not usual in Arabic.
Furthermore, the sharanim especially of the fifteenth century
and onwards felt the need to interpret the text from time to
time and not follow blindly the model of literal translation. This
is why they substituted words, composed paraphrases and added
flavor from the local dialect. This way, in my mind, they wanted
to make sure that their translation would be understood and not
just become a mere reflection of the Hebrew/Aramaic text.
In sum, the sharanim were dealing with a constant
literal/interpretive linguistic tension. Hary demonstrated this
tension in nine linguistic categories: word order, paraphrasing
and changing the word order, the definite direct object,
prepositions and particles, tense-mood-aspect (T-M-A), the
definite article, negation, gender and number and Hebrew
elements.
22
For example, in the T-M-A category, Hary showed
how the sharan may translate the Hebrew participle in
we ate (from the Passover Haggadah) literally into Judeo-
Arabic
23
with the participle there too. On the other
22
Ibid., 8692.
23
In ms 3 of the Cairo Collection. This collection consists of more than one
hundred photocopied manuscripts mostly from the eighteenth through the
twentieth century, mainly covering Jewish liturgy (Haggadot, Siddurim,
Piyyumim, halakhic works, shur, stories about Moses and Joseph, and
prayers from different Jewish festivals, all with local emphasis) in Hebrew
and in Judeo-Arabic. This collection was brought in the 1980s from one of
the synagogues in Cairo to the Institute of Microfilmed Hebrew Manuscripts
in the Jewish National and University Library in Jerusalem. Noa David has
Benjamin H. Hary and Mara ngeles Gallego
242
hand, in other manuscripts
24
he translated the same phrase as
with the Judeo-Arabic imperfect form indicating colloquial
Egyptian Judeo-Arabic use,
25
a tendency toward interpretive
translation which backs away from the literal mode.
In the following diagram the above-mentioned examples are
shown on a scale sketching the interpretive/literal tension in the
T-M-A category:
26
Interpretive Literal
As will be shown in the linguistic study below, MD gives
evidence to some common mechanisms employed by Jewish
languages and religiolects for the translation of sacred liturgical
texts discussed above. These mechanisms include liberality in
the acceptance of phonological divergences, less liberality in its
openness to morphological innovation and outright conservatism
in its insistence on archaic lexicon, strict adherence to Hebrew
word order and syntax, and loyalty to rabbinic exegesis.
just completed an MA thesis at Emory University about the shar of the
Book of Job from the Cairo Collection under Harys supervision.
24
Mss 74, 93 of the Cairo Collection.
25
Note that in the Egyptian Judeo-Arabic dialect the Maghrebi phenomenon
of nafal/nafalu occurs. See Hary, Multiglossia 278, 2.2.2. and the
references there.
26
In a forthcoming book on the translations of sacred texts in Judeo-Arabic,
Hary offers a new model to understand this literal/interpretive linguistic
tension. He spoke about it briefly in the recent workshop on Jewish
Languages that was held in Jerusalem in June 2003 under the title, Toward a
Model of Analyzing the Shar.
Lexicography and Dialectology in Spanish Maqre Dardeqe 243
Orthography and Phonetics/Phonology
1. alef to mark short a:
x power, around, turn oneself,
rounded, hat.
Sometimes the alef can indicate lengthening: a>n:
x extend.
alef that marks a short a may indicate stress as we have evidence
for this in Andalusi dialects:
x in verbs: ' search, pass, pawn,
' be spoiled, burn.
x in nouns: honey, ' sickle,
earring.
2. Quite frequently vav marks short u as is common in Late
Judeo-Arabic:
27
x opposite, damp, hole,
judgment, advance, spread.
3. Less often yod marks short i:
x farmers, half, hole.
4. alif al-fnila is usually not written in MD as is the case in
Late Judeo-Arabic
28
(but also mostly in Classical Judeo-
Arabic): be hindered.
5. tn marbma can be written with alef, typical of Hebraized
orthography used during the late Judeo-Arabic periods:
29
27
See Hary, Multiglossia, 248, 2.1.1.
28
Ibid., 267, 4.3.
Benjamin H. Hary and Mara ngeles Gallego
244
x one hundred, resistance,
happiness, six, stone,
strength, hunchback, desert,
corpse, network.
x Unusual is the spelling of mn marbma with a tav:
opposite.
x Infrequently, do we find mn marbma denoted with
a he:
passion, sweetness.
6. Spelling of alif maqra bi-rati l-yn with alef is common,
as is the case in the Hebraized orthography in Later Judeo-
Arabic:
30
x he gave, he made an effort, he
refused, long for, pass.
7. The loss of hamza in Judeo-Arabic has caused some
phonological changes:
x ia>iyya: one hundred
x ai>ayyi: ' miracles
x a>a: be thin
x >ay: (<n) raw
x i> wolf
The loss of hamza has morphological implications as well, as
will be discussed below.
8. The glides y and w are usually marked by two yods and two
vavs respectively, as influenced by rabbinic Hebrew orthography
and is common in Hebraized orthography:
31
29
Ibid., 8990, 266; idem, Adaptations, 732.
30
Ibid., 732; idem, Multiglossia, 878, 2523.
Lexicography and Dialectology in Spanish Maqre Dardeqe 245
x one hundred, spoil, dry
measure, diminish, ' miracles,
turn oneself, panels,
children, the first, star,
sweetness.
9. Qualitative vowel changes in MD:
x i>a: (<ziqq) wineskin
x i>u: (<minshnr) saw; Notice Moroccan
menshnr; Andalusi minshnr.
x a>u: (<qadhnr) filth.
x i/a>u: (<khadhlnn) abandon.
Dropping of initial vowels as is common in Maghrebi dialects:
x holes.
The spelling of scales reflects probably scripta defectiva,
although shortening of long n to a short a is also possible.
10. Unlike the Italian version, the Judeo-Arabic glosses in the
Judeo-Spanish MD use diacritics:
x khn is marked by ' : ' lost.
x fn is written by ' : ' happiness.
x jm is denoted by ' : ' miracles.
x JKayn has no diacritics : diminish.
11. Old Arabic interdentals have become stops as is expected:
x WK>t: very, third, holes,
heavy, corpse.
31
Ibid., 732; idem, Multiglossia 788, 2523.
Benjamin H. Hary and Mara ngeles Gallego
246
x dh>d: filth, sacrifice, altar,
small fly, gold, ' abandon.
12. As is the case in Maghrebi dialects, a change in the sibilants
is not uncommon, for example, s>VK:
x (< miknasa) broom.
13. Another phonetic change is f>b or v:
x (<faza) be afraid. This change occurs in
some Arabic dialects in the Maghreb as well as in
the Galilee (Druze).
14. Emphatization (tafkhm) occurs usually in the environment of
emphatic phonemes as partial assimilation. This of course
reflects the situation in the dialect:
x t>m: exert effort (however
itqawa also occurs), abuse, scold,
plants, fishermen.
x d>: ' wish, although the back vowel
may have caused velarization.
15. Loss of emphatization or tarqq also occurs:
x >d: diminish, illuminate (although '
also exists), be thin, clean, hug. It is
also possible that the dalet reflects phonetic spelling
as part of the Hebraized Orthography
32
and not
necessarily tarqq.
x >s: sever, separate, dispute.
x Interesting is q>k as in (<miqmaf sickle).
32
See Hary, Adaptations, 732.
Lexicography and Dialectology in Spanish Maqre Dardeqe 247
16. Voicing:
x (<t) fish.
17. The definite article is written separately from the word that it
defines as is common in the Hebraized orthography in Later
Judeo-Arabic:
33
the third, the first.
x Sometimes the definite article is spelled phonetically
and not morphophonemically, also typical to the
Hebraized orthography in Later Judeo-Arabic:
34
For
example, before sun letters there is no marking of
the lam: / now, tying, fastening, or
there is no denoting of the alef in indeed,
unless a metathesis has occurred in this example, or a
scribes error.
Morphology
18. The loss of the initial hamza in some plural nouns indicates a
change in the morphological pattern afnl>fnl. The
phenomenon is common in Maghrebi and Andalusi dialects:
x weights (awznn>wznn), gates
(abwnb>bwnb), goblets (aqdn>qdn),
speech (aqwnl>qwnl).
This morphological change does not always occur in MD:
x awlnd children, arknn beams,
alwn panels.
33
Idem, Multiglossia 2689.
34
See Hary, Adaptations, 732.
Benjamin H. Hary and Mara ngeles Gallego
248
19. Some nouns may have different patterns in MD:
x measure (however, also exists),
adultery.
20. In verbs, the loss of the initial hamza may also cause the
verbal form IV to become I, as is the case in Andalusi dialects:
35
x give, ' wish.
21. Phonological changes cause hollow verbs to change as well,
R
2
=w>R
2
=y:
x (<awwa) illuminate.
The opposite process occurs in nouns:
x (<ruqya) exorcism.
22. Phonological changes also cause final-hamza verbs (R
3
=) to
become defective (R
3
=y):
x hide (itkhabaa>itkhaba).
23. The verbal form itfaal exists as is the case in Maghrebi
dialects:
x / exert effort, speak, be
painful, hide, be hindered.
Interesting is the verb extend: itfaal or mater lectionis.
24. MD frequently offers verbs in their madar forms. For
example, the patter falnn is used frequently in our text, although
seldom is it the form in Classical Arabic:
x dip (to explain and the priest shall
dip, Leviticus 4:6), hide (to explain
35
See Corriente 1992, 98.
Lexicography and Dialectology in Spanish Maqre Dardeqe 249
and he hid him in the sand, Exodus 2:12),
swear, hate, watch, keep, turn
back, close, become pregnant,
abandon, be foolish.
Another example for madar is the form tafl:
x close, submit, lend, lend
on pledge, authorize, to lengthen.
Syntax
25. The loss of case marking is common to Judeo-Arabic in
general. The loss of adverbial -an is not common in Judeo-
Arabic, but appears to be the case in MD, although most
probably adverbial -an was retained in the dialect, as in most
cases today.
x very (although regular also in the dialect),
always (dayma in Morocco). In very tanwin -
an is replaced by a he (reference to an>a). On the
other hand, -an is retained in faced to,
unwillingly.
26. yod marks defective in:
x (<khnwin) hollow, (<awnnin) vessels.
We have, however, an example of defective -in
spelled phonetically as in (<maghnzin) military
expedition.
Benjamin H. Hary and Mara ngeles Gallego
250
27. As the case markings are lost, oblique plural -in is the
dominant form:
x cut, farmers, tied as
birds, sixty, fishermen, sleep,
lie down.
Lexicon
28. Some lexemes used in MD indicate dialectal use reflected in
Moroccan or Andalusi dialects, or use of Judeo-Arabic:
x put on weight; in Classical Arabic xasuna
means be rough, however the meaning in MD is
extended to put on weight, as is reflected in the
Spanish translation and the biblical quotation.
29. Hebrew lexical influence:
x become evil (Hebrew entry ), where a
Hebrew lexeme takes on an Arabic verbal pattern;
thieves, influenced by Hebrew gazal steal.
However, we also find this in Moroccan Arabic,
gezlan l-lil in the sense of burglarsm, thieves.
Summary
In this paper we have analyzed several aspects of the Hebrew
biblical dictionary Maqre Dardeqe. This dictionary with its
Judeo-Spanish and Judeo-Arabic glosses was composed in order
to help instruct children in the Bible and to help Jews respond to
Christians in theological polemics. It was also used as a link to
the different VKur composed especially after the fifteenth
century. We have compared the Spanish version of MD to the
Italian version and also evaluated the dictionary as a
lexicographical work, comparing it to Ibn Janns Kitnb al-
Lexicography and Dialectology in Spanish Maqre Dardeqe 251
Ul. Furthermore, we have indicated some dialectological
characteristics as reflected in the Judeo-Arabic glosses of MD in
the areas of orthography and phonetics/phonology, morphology,
syntax and the lexicon. It is clear from the dialectological sketch
of the Judeo-Arabic glosses that the dialect used by MD users is
of Maghrebi type, probably of Sephardi Jewish communities in
North Africa.
Benjamin H. Hary and Mara ngeles Gallego
252
APPENDIX I
Sample of Analysis of Roots
' ' ' '
'
" ' "
" '
mucho very and in Arabic ktr many or jiddan very as in
Gen. 1:31
36
[And God saw all that He had made] and found it very
good. The interpretation is that it has the meaning of many in
every place where it appears. Another meaning is avr air [?] and in
Arabic malk possession as in Dt. 6:5
37
[And you shall love the
Lord your God with all your heart and with all your soul] and with all
your might. Targum Onkelos: with all your possessions. Another
meaning is measure as in all that was measured to you.
___________________________________________________
'
balanza scale and in Arabic mz(n)n as in Lev. 19:36
[You shall have] an honest balance. It is the instrument that
weighs.
___________________________________________________
36
In the margin the scribe writes Genesis.
37
In the margin the scribe mentions the portion of and I pleaded from Dt.
Lexicography and Dialectology in Spanish Maqre Dardeqe 253
'
' ' . " '
" '
' " . " '
"
" . "
"
merced or ahora now and in Arabic assaa as in Nu.
12:13
38
[So Moses cried out to the Lord, saying] Heal [her], O
God, I beg You. The first means request and the second
now. Another meaning is ahora now and in Arabic assaa
now as in Gen. 12:11,
39
[When he was about to enter Egypt,
he said to Sarai his wife,] I know [what a beautiful woman you
are]. Rashi
40
explains it as now and therefore in Gen. 19:2,
41
[and he said, My lords,] please turn aside. The first has the
meaning of now; his words are until here.
42
Another meaning
is crudo raw and in Arabic nny raw as in Ex. 12:9, Do not
eat any of it raw. Rashi explains that all that is not cooked as
38
In the margin the scribe mentions the biblical portion of When you
mount from Nu.
39
In the margin the scribe mentions the biblical portion Go forth from Gen.
40
" is the acronym of
41
In the margin the scribe mentions the biblical portion of And he saw
from Gen.
42
" is the acronym of
Benjamin H. Hary and Mara ngeles Gallego
254
necessary
43
is called raw. In Targum Onkelos, while living.
Another meaning is al-Iskandriya as in Ez. 30:14
44
[I will make
Pathros a desolation, and will set fire to Zoan,] and will execute
acts of judgment [upon Thebes]. Also in Jer. 46:35 I will
inflict punishment on Amon of Thebes, meaning al-
Iskandriya.
45
___________________________________________________
(partial)
' '
46
"
hijos sons and in Arabic awlnd sons as in Is. 22:24,
47
[And they will hang on him the whole weight of his fathers
house] the sprouts and the leaves. Rashi explains it as, sons and
daughters depending on what comes out of him.
___________________________________________________
43
See Babylonian Talmud, Berakhot 55a.
44
In the margin the scribe writes Ezekiel.
45
Notice the different spelling of al-Iskandriya.
46
Scribes error, should be
47
In the margin the scribe writes Isaiah.
Lexicography and Dialectology in Spanish Maqre Dardeqe 255
APPENDIX II
Samples of roots translations into Judeo-Spanish and Judeo-Arabic
cansar
vil
vil
cansar
' calavera
vasijas or cantaros
viola
' diluvio
[empty space]
'
'
[no translation]
'
wear away
villain
villain
wear away
corpse
jars
harp
deluge
___________________________________________________
becerro
redonda
senderos
reina
orejal=pendiente
carros
' mujer
'
[empty space]
[no translation]
calf
round
track
queen
earring
cart
woman
___________________________________________________
Benjamin H. Hary and Mara ngeles Gallego
256
canto
' banda
grandes or seores
' pulir
border
side
grandees
cleave
____________________________________________________
lino
alegre
seis
sesenta
(?)
mrmol
'
'
'
linen
happy
six
sixty
temptation
marble
AN EARLY KARAITE GRAMMATICAL TREATISE
Geoffrey Khan
Cambridge University
The Karaite Grammatical Tradition
The key figures in the history of Karaite grammatical thought
whose works have come down to us from the Middle Ages are
Ab Yaqb Ysuf ibn N and Ab al-Faraj Hrn ibn Faraj.
Both of these scholars belonged to the Karaite community of
Jerusalem.
Ibn Ns work is datable to the second half of the tenth
century. All of the surviving works explicitly attributed to him
in the colophons are in the form of biblical commentaries
written in Judeo-Arabic. These include commentaries that are
primarily exegetical in nature, one commentary that is
concerned primarily with translation and one grammatical
commentary.
1
The grammatical commentary does not discuss
linguistic topics in a systematic manner, nor does it offer
remarks on all verses of the Bible. It focuses, rather, on
problematic grammatical details in the Bible, which were
1
For further details see Geoffrey Khan, The Early Karaite Tradition of
Hebrew Grammatical Thought: Including a Critical Edition, Translation and
Analysis of The Diqduq of Ab Yaqb Ysuf ibn N on the Hagiographa
(Leiden, 2000), introduction.
Geoffrey Khan 258
considered likely to cause difficulty for the reader. A full
understanding of the meaning of the Bible was thought to be
possible only with a thorough grasp of the grammatical structure
of its language. Another characteristic of the work is that it did
not present concepts and interpretations in a categorical way, but
rather offered a variety of opinions concerning many issues. The
work was known in the colophons simply as the Diqduq. This
Hebrew term did not refer to the discipline of grammar as we
understand it today, but rather to the detailed examination of the
grammatical structure of Scripture, the purpose of which was the
elucidation of the meaning of the Bible.
The main focus of the Diqduq of Ibn N is the derivational
morphology of words. A key feature of his grammatical theory
is that the imperative form acted as the base for the derivation of
verbal inflections. Many of his grammatical technical terms are
in Hebrew, although the work was written in Arabic.
Ibn N was heir to a tradition of Hebrew grammar that had
developed among the Karaites of Iraq and Iran. This was
brought to Jerusalem in the migrations of Karaites from the East
during the tenth century. Ibn N himself was an immigrant
from Iraq. We shall refer to this grammatical tradition as the
early Karaite tradition of Hebrew grammatical thought.
2
Ab al-Faraj Hrn, who was active in the first half of the
eleventh century, retained some of the elements of this tradition,
but was innovative in many ways, in method as well as in
content. He was far more open than his predecessors to the
influence of the contemporary Arabic grammatical tradition. His
works were influenced extensively by the teachings of the
Baran School Arabic grammarians, which represented the
mainstream of Arabic grammatical thought of that period. In
2
For further details see Khan, Early Karaite Tradition.
An Early Karaite Grammatical Treatise 259
conformity with the Baran tradition, he maintained that the base
of the derivation of verbal inflections was the infinitive, which
differed from the earlier theory of imperative bases. He
abandoned, moreover, the earlier Hebrew terminology and
adopted the Arabic terminology that was current in his day.
Ab al-Faraj produced a large number of grammatical
works, some of which have only recently been identified. Most
of these works were systematic linguistic treatments of biblical
Hebrew. His magnum opus was a comprehensive work on
Hebrew morphology and syntax consisting of eight parts entitled
al-Kitb al-Mushtamil al al-Ul wa-l-Ful f al-Lugha al-
Ibrniyya (The Comprehensive Book of General Principles
and Particular Rules of the Hebrew Language), which was
completed in 1026 C.E.
3
He composed various shorter versions
3
For a summary of the contents of the al-Kitb al-Mushtamil, see W. Bacher,
Le grammairien anonyme de Jrusalem, Revue des tudes juives 30 (1895),
23256, where a few short extracts are published. Recent studies of aspects
of grammar in al-Kitb al-Mushtamil have been published by Maman: A.
Maman, Medieval Grammatical Thought: Karaites Versus Rabbanites [in
Hebrew] Language Studies VII (1996), 7996); and idem, The Infinitive and
the Verbal Noun According to Ab al-Faraj Hrn in M. Bar-Asher, ed.,
Studies in Hebrew and Jewish Languages Presented to Shelomo Morag [in
Hebrew] (Jerusalem, 1996), 11949; idem, The Amal Theory in the
Grammatical Thought of Ab al-Faraj Hrn in M. Bar Asher, ed.,
Massorot. Studies in Language Traditions and Jewish Languages [Gideon
Goldenberg Festschrift] [in Hebrew] (Jerusalem, 1997), 26374; idem, The
Hebrew alphabet as a grammatical mnemotechnic framework: Introduction to
Al-Kitab al-Mushtamil Part III [in Hebrew] Language Studies 8 (2001), 95
139; and idem, Order and Meaning in Root Letters: On the Character of the
Seventh Part of Kitb al-Mutamil by Ab al-Faraj Hrn [In Hebrew],
Peamim 89 (2002), 8395; and Basal: N. Basal, Part one of al-Kitb al-
Mushtamil by Ab al-Faraj Hrn and Its Dependence on Ibn al-Sarrjs
Kitb al-Ul f al-Naw, Lponnu 61 (1998), 191209; idem, The
Concept of l in the al-Kitb al-Mutamil of Ab al-Fara Hrn in
Comparison With Ibn al-Sarr, Israel Oriental Studies 19 (1999), 391408;
idem, A Fragment of Ab al-Fara Hrns al-Kitab al-Mushtamil in Arabic
Geoffrey Khan 260
of this, the most widely published of these being a work called
al-Kitb al-Kf (The Sufficient Book).
4
The works of Ab al-Faraj generally differed in approach
from the Diqduq of Ibn N, which concentrated on problematic
issues. Ab al-Faraj, in fact, was interested in the phenomenon
of human language in general and was not always concerned
Script, Jewish Quarterly Review 29 (2001), 120; and idem, Specification
in the Syntactical Understanding of the Karaite Grammarian Ab-al-Faraj
Hrn [LQ Hebrew], Peamim 90 (2002), 97114.
4
See S.L. Skoss, The Arabic Commentary of Ali ben Suleimn the Karaite
on the Book of Genesis (Philadelphia, 1928), intro., 1127; M. Gil, Palestine
during the First Muslim Period (6341099), vol. I (Tel Aviv, 1983) section
938 and the references cited there. The earliest known manuscript of this
work has a colophon dated 1037 C.E. (II Firk. Evr. Arab. I 4601, fol. 107a).
A full edition and English translation has now been published by G. Khan,
Maria ngeles Gallego and Judith Olszowy-Schlanger, The Karaite Tradition
of Hebrew Grammatical Thought in its Classical Form: A Critical Edition
and English Translation of al-Kitnb al-Knf f al-Lughaal-Ibrnniyya by Ab
al-Faraj Hnrn ibn al-Faraj, (Leiden, 2003). Short extracts from the work
were published previously by M.N. Zislin, Glava iz grammatiyeskovo
soinyeniya al-Kafi abu-l-Farada Xaruna ibn al-Farada, Palyestinskiy
Sbornik 7 (1962), 17884 and idem, Abu-l-Farad Xarun o spryayenii
Evreyskovo glagola, Kratkiye Soobeyeniya Institytu Narodov Azii 86
(1965), 16477; N. Allony, Genizah Fragments of Hebrew Philology, [in
Hebrew] in Festschrift zum 100-jhrigen Bestehen der Papyrussammlung der
Osterreichischen Nationalbibliothek: Papyrus Erzherzog Rainer (P. Rainer
Cent.) (Vienna, 1983), 22947; D. Becker, The ways of the Hebrew Verb
According to the Karaite Grammarians Abu al-Faraj Harun and the Author of
Meor ha-Ayin [in Hebrew] in M.A. Friedman, ed., Studies in Judaica,
Teudah 7 (Tel Aviv, 1991), 24975; G. Khan, Ab al-Faraj Hnrn and the
Early Karaite Grammatical Tradition, The Journal of Jewish Studies 48
(1997), 31434; idem, Biblical Exegesis and Grammatical Theory in the
Karaite Tradition, in G. Khan, ed., Exegesis and Grammar in Medieval
Karaite Texts (Oxford, 2001), 11750; and N. Basal, Specification in the
syntactical understanding of the Karaite grammarian Abu al-Faraj Harun [in
Hebrew], Peamim 90 (2002), 97114.
An Early Karaite Grammatical Treatise 261
exclusively with the language of the Hebrew Bible.
5
Another
feature that distinguishes the works of Ab al-Faraj from the
Diqduq of Ibn N is the fact that Ab al-Faraj generally
presents the material in a categorical manner without citing a
range of different opinions.
Karaite grammatical texts may therefore be divided into two
types: those belonging, on the one hand, to the early tradition,
the principal exponent of which was Ysuf ibn N, and the
comprehensive grammatical works of Ab al-Faraj Hrn, on
the other hand, which represent Karaite grammatical theory in
its classical form, at the height of its development.
In addition to the works of Ibn N and Ab al-Faraj, a
number of other Karaite grammatical texts can be found in the
manuscript collections, sometimes only in fragments. These
generally can be shown to be related either to the Diqduq of Ibn
N or to the works of Ab al-Faraj. They may be assigned,
therefore, to either the early or the classical phases of the Karaite
grammatical tradition.
The works belonging to the classical tradition, which are
largely dependent on the writings of Ab al-Faraj Hrn, were
written in the eleventh century. One such work is the
grammatical treatise written in Hebrew known as Meor Ayin,
which has been published by M.N. Zislin (Moscow, 1990) on
the basis of a single surviving manuscript.
6
The text was written
by an anonymous author in Byzantium some time during the
second half of the eleventh century. According to the colophon,
5
For more details of the works of Ab al-Faraj Hrn see Khan, Early
Karaite Tradition, 811 and idem, ed., Early Karaite Grammatical Texts
(Atlanta, 2000), 711.
6
II Firk. Evr. IIA 132
I
. An important contribution to the assessment of this
text is made by A. Maman in his review of the Zislin edition (A. Maman,
Review of Zislin, Lponnu 58 [1994].)
Geoffrey Khan 262
the manuscript was written in 1208 in the town of Gagra, which
is situated on the eastern shore of the Black Sea (now in
Georgia). The work is largely derivative from the works of Ab
al-Faraj Hrn. Some elements, however, are drawn directly
from the early Karaite grammatical tradition.
One of the immediate sources of Meor Ayin appears to be
an anonymous Arabic grammatical work that is extant in a
number of manuscripts.
7
This text is referred to in the colophon
simply as al-Mukhtaar (The Digest). It is largely devoted to
verbal inflections, but also contains chapters on other
grammatical topics. The author was an anonymous scholar who
mentions Ab al-Faraj Hrn as his contemporary. It is clear
that the work is dependent on Ab al-Faraj to a large extent,
though the author had access to earlier Karaite sources as well.
A number of fragmentary texts from the early Karaite
grammatical tradition are extant.
8
These are all closely related to
the Diqduq of Ibn N but are of anonymous or uncertain
authorship. In this paper I shall examine the contents and
background of one of the texts from this group.
The text in question is a treatise on biblical Hebrew verbs.
The main manuscript of the work was discovered in the
Firkovitch collections in St. Petersburg by A. Harkavy, who
published some sections of it.
9
Harkavy believed that the work
was based on extracts from the writings of Saadya Gaon that
7
The text, first discovered by M. Zislin (cf. Zislin, ed., Meor Ayin
[Moscow, 1990], 17), is preserved in the manuscript II Firk. Evr. Arab. I
2591. A number of fragments of the work have been preserved in the Cairo
Geniza.
8
Most of the texts of this category that have come to my attention have been
published in Khan, Early Karaite Grammatical Texts.
9
A. Harkavy, Mikhtav yad yashan bediqduq veshorashim, Studien und
Mittheilungen aus der Kaiserlichen Oefffentlichen Bilbliothek zu St.
Petersburg 5 (St. Petersburg, 1891).
An Early Karaite Grammatical Treatise 263
were elaborated upon by a later author. His main arguments for
this was that on two occasions a statement is attributed to
somebody known as Sad (kalm Sad [the words of Sad]
and qla Sad [Sad has said]). The compiler of the work
refers to himself as the commentator (al-mufassir), who
explains and expatiates on the statements of Sad. The name
Sad was interpreted by Harkavy as the Arabic name of
Saadya.
10
This view is also followed by Allony
11
, who regarded
it as a reworked form of Saadyas book on Hebrew grammar,
Kitb Fa Lughat al-Ibrniyyna (The Book of the Elegance
of the Language of the Hebrews).
It is difficult to accept the identification of the Sad in this
text with Saadya. An examination of the content of the text
reveals that the grammatical theory of both the primary author
Sad and the commentator of the text differs in a number of
respects from the theory presented to us by Saadya in his
grammar book. In our text the derivative base of inflected verbal
forms is the imperative, whereas Saadya maintained that verbal
forms were derived from nominals.
12
Within the category of
verbal forms, moreover, Saadya regarded the past form to be
primary and the imperative and future to be derivative.
13
The
technical terminology used in our text differs considerably from
the terminology used by Saadya. One should contrast the close
parallelism between the terminology in Saadyas Kitb Fa
10
The Arabic name of Saadya, Sad, is attested in a number of medieval
sources; cf. H. Malter, Saadiah Gaon: His Life and Works (Philadelphia,
1921), 256, n. 3.
11
N. Allony, Kitb Naw al-Ibrn Diqduq halashon haivrit, Sinai 90
(1982), 1112.
12
A. Dotan, The Dawn of Hebrew Linguistics. The Book of Elegance of the
Language of the Hebrews by Saadia Gaon. Introduction and Critical Edition
(Jerusalem, 1997), 127ff.
13
ibid., 134.
Geoffrey Khan 264
Lughat al-Ibrniyyna and that of the text known as Kitb
Naw al-Ibrn (The Book of Hebrew Grammar), which is
clearly a shortened version of Saadyas grammar book.
14
The
style of presentation that is found in our text is also radically
different from that of Saadya. In the discursive passages in the
text, a variety of alternative views are offered concerning the
derivation of verbal forms. Saadya, in his presentation of
grammatical issues, has, by contrast, a categorical approach with
little discussion of alternative views or possibilities.
It is now clear that this text belongs to the Karaite tradition of
Hebrew grammatical thought. A comparison with the other
sources in this field, moreover, demonstrates that it is closer in a
number of respects to the Diqduq of Ysuf ibn N than to other
Karaite grammatical works. These parallels are found in the
grammatical theory exhibited by the treatise, in the technical
terminology and also in certain aspects of the style of
presentation.
The base of the derivation of a verb is the imperative form.
Much of the terminology is Hebrew, although the treatise itself
is written in Arabic. In numerous places of the treatise there are
discussions that present a variety of different views rather than
asserting one particular view. The subject matter of the treatise,
i.e. the derivational morphology of verbs, is, moreover, one of
the central concerns of the Diqduq of Ibn N.
The Structure of the Work
The treatise is a systematic classification of Hebrew verbs. It
consists of a series of chapters, each devoted to verbs with
14
Fragments of the text Kitb Naw al-Ibrn from the Cairo Geniza have
been published in I. Eldar, Kitb Naw al-Ibrn Taqir midiqduq shel
rav Saadya Gaon, Lponnu 45 (1981); and Allony, Diqduq.
An Early Karaite Grammatical Treatise 265
imperative bases of one particular pattern. Most chapters include
an alphabetically arranged list of imperative bases (referred to as
al-aleph-bet), discussion of any problematic issues regarding
the derivation of the verb forms and a paradigm of the inflected
forms of a sample verb of the category in question.
The treatise brings together in a range of structural categories
much of the grammatical analysis of verbs that is found
scattered throughout the Diqduq of Ibn N. It attempts neither
to systematize all aspects of grammar found in the Diqduq, nor
to extend the treatment of grammar beyond the topics found
there. This is in contrast with the grammatical works of Ab al-
Faraj Hrn, which present a comprehensive coverage of
Hebrew morphology and syntax.
In its overall structure, the treatise differs from Ibn Ns
Diqduq, which, as we have seen, consists of grammatical notes
on the Bible arranged in the order of the biblical verses. It,
nevertheless, exhibits a similarity to the Diqduq in its method of
discussing problematic issues. As is the case in the Diqduq,
these discussions frequently offer a variety of different opinions
concerning the derivation of a form. This applies especially
where there is a problematic issue (referred to by the term
masala) concerning the derivation. In many cases the author or
commentator argues for one particular view, though in a few
cases the question is left open. It is relevant to note that all the
views cited in Ibn Ns Diqduq and in the treatise are
anonymous. One consequence of this is that no particular
opinion is given authority by virtue of its attribution to a specific
scholar. The purpose of this method of presentation was to
attempt to reach the truth by exploring many possible paths, and
appears to have had a pedagogical purpose as well, encouraging
Geoffrey Khan 266
enquiry and engagement rather than passive acceptance of
authority.
In many cases, the various views offered are clearly opinions
held by other scholars. These are often attributed to people by
phrases such as qawm ql (some people have said) or qla
bauhum (somebody has said). One cannot exclude the
possibility, however, that in some cases, differing views may
have been presented as hypothetical alternatives. The purpose of
this was to stimulate enquiry by making readers atune to
particular issues that required explanation (masil). In one
passage in the treatise,
15
the following reason is given for
presenting a range of different opinions:
I have expounded all this so that you may ask questions
such as these to anybody claiming knowledge of grammar
and see how opinions change and differ from one another
concerning them. Let a wise man hear and he will
increase in wisdom (Prov. 1:5).
According to this statement, the pedagogical purpose in this
method of presentation is to alert the reader to all possible
interpretations and equip him to engage in discussion with other
scholars on the relevant issues.
16
15
Khan, Early Karaite Grammatical Texts, 1245.
16
The presentation of alternative interpretations that often complement one
another is a hallmark of Karaite biblical scholarship. It is a prominent feature
of many Karaite Bible translations and exegetical texts written in the tenth
and eleventh centuries; cf. M. Polliack, The Karaite Tradition of Arabic Bible
Translation: A Linguistic and Exegetical Study of Karaite Translations of the
Pentateuch from the Tenth and Eleventh Centuries C.E. (Leiden, 1997), 26
31, 18199, 2638)
An Early Karaite Grammatical Treatise 267
The Identity of the Author
As has been remarked, the compiler of the work refers to
himself as the commentator (al-mufassir), whose role it is to
explain and expatiate on the statements of a certain Sad. It is
now clear that this Said cannot be Saadya, but rather that he,
and the commentator as well, must have been Karaites close to
the circle of Ibn N. Bacher has already proposed that the
author Sad was a Karaite.
17
He surmised that he was to be
identified with Yefet ben Eli. In his Bible Commentaries, Yefet
occasionally touches upon grammatical issues and he follows a
grammatical theory close to the one that is found in the treatise
and also in the Diqduq of Ibn N. I am not aware of any
source, however, that attributes a grammatical work to Yefet. A
more serious obstacle to Bachers proposal is the fact that Yefet
is not referred to elsewhere as Sad. The medieval sources give
his Arabic name as Ab Al al-asan ibn Al al-Bar.
18
More probable is the identification of the Sad in our text
with Sad 6Krn. This scholar is referred to in one source as a
grammarian who was a pupil of Ab Yaqb Ysuf ibn
Bakhtawaih.
19
Ysuf ibn Bakhtawaih appears to have been an
alternative name of Ysuf ibn Nu, and indeed the treatise
exhibits many parallels with the grammatical work of Ysuf ibn
N, both in its content and argumentation. These provide
17
W. Bacher, Die Anfnge der hebrischen Grammatik (Leipzig, 1895), 55.
18
See S. Poznaski, The Karaite Literary Opponents of Saadiah Gaon
(London, 1908), 2030; Skoss, Jafet ben Ali-ha-Levi, in Encyclopaedia
Judaica: Das Judentum in Geschichte und Gegenwart, vol. 8 (Berlin, 1931),
7549 and J. Mann, Texts and Studies in Jewish History and Literature, vol.
2 (Philadelphia, 1935), 301.
19
S. Poznaski, Karaite Miscellanies, Jewish Quarterly Review 8 (Old
Series) (18956), 699; M. Steinschneider, Die Arabische Literatur der Juden
(Frankfurt am Main, 1902), 89; Mann, Texts and Studies, 30.
Geoffrey Khan 268
internal evidence that the author of the treatise belonged to Ibn
Ns circle.
The Verbal Paradigms
The paradigms of verbs in the treatise illustrate the full range of
possible inflections of each imperative base pattern. In most
paradigms, a large proportion of the forms are not attested in the
biblical corpus and are, therefore, posited on the basis of
analogy. In some cases virtually the whole paradigm is
constructed by analogy. The paradigm of the imperative
20
for example, contains only one form that is attested, namely the
3ms. past form (Job 26:13). Similarly the paradigm of the
imperative
21
is entirely hypothetical except for the 3pl.
imperfect (Exod. 18:26).
Small differences in the arrangement of the paradigms can be
found. All begin with the masculine singular imperative, which
is the base form. This may be followed either by a further
inflection of the imperative such as the masculine plural, by a
past form or by a future form. Many paradigms also contain
forms of the active participle and sometimes also of the
infinitive. If the verb in question is transitive, each part of the
verb is presented first in its independent form and then in the
forms that it has when taking pronominal objects. Arabic
translations are sometimes given for the masculine singular
imperative form, and sporadically also of other forms in the
paradigm.
In order to illustrate the inflected forms of verbs with shewa
and pata in the imperative, the author presents the paradigm of
the verb . The fact that this particular verb is chosen from
20
Khan, Early Karaite Grammatical Texts, 1123.
21
Ibid., 1701.
An Early Karaite Grammatical Treatise 269
among the numerous list of verbs with an imperative of the same
pattern was considered by Harkavy to be an indication that the
text was based on the work of Saadya. In his grammar book,
Kitb Fa Lughat al-Ibrniyyna, Saadya cites a full
paradigm of this verb to demonstrate the full range of potential
inflections in a Hebrew verb. As we have seen, it is clear from
the grammatical theory exhibited by the treatise on verbs that the
author was a Karaite close to the circle of Ibn N. It is,
nevertheless, possible that the inclusion of paradigms in the
treatise is the result of influence from Saadya. During Saadyas
lifetime, the paradigm format was not used by Arabic
grammarians to illustrate the inflections of verbs. Indeed, it
appears not to have been adopted in the Arabic grammatical
tradition until several centuries later.
22
Paradigms are not found
in the Diqduq of Ibn N. The inspiration for the author of the
treatise, therefore, appears to have come from the grammar book
of Saadya. The arrangement of the paradigm of in the
Karaite treatise, however, differs from that of Saadya.
Saadyas paradigm contains forms both from the qal and
from the hiphil stems. The forms are arranged according to the
person of the verb in the following order: first person, second
person, third person. Within each of the persons, the forms are
arranged in the order: masculine singular, feminine singular,
masculine plural, feminine plural. Each of these is given with
the full range of possible pronominal object suffixes. The order
of presentation is: past (suffix conjugation), imperative, future
(prefix conjugation). The imperative is included within the
entries of the second person forms. The other entries include
only the past and the future forms.
22
E. Goldenberg, Lua ha-nemiya ha-ivri ha-rishon, Lponnu 43 (1979).
Geoffrey Khan 270
When we compare this with the paradigm of that is given
in the Karaite treatise, we find the following differences: Only
the forms of the qal stem are given. The paradigm was intended
to illustrate the inflections of one particular class of verbs,
namely those with an imperative with the pattern .
The Karaite paradigm begins with the masculine singular
imperative followed by the second person masculine
singular past form then the plural imperative followed
by the masculine plural past form . This may be regarded
as being based on the entries for second person forms in
Saadyas paradigm. As remarked, the second person forms were
placed by Saadya together with the imperative. The imperative
is placed by the Karaite author, however, before the past form,
whereas Saadya places the imperative after the past form. No
future form of the second person verbs are given in the Karaite
paradigm.
The paradigm of continues with the first person singular
future and past ( , ), the third person masculine singular
future and past ( , ), the first person plural future and past
( , ), the second person masculine singular future form
( ), the third person masculine plural future and past (
, ). These are followed by the masculine singular form of the
active participle and its inflections with pronominal
suffixes. At this point the paradigm breaks off. The following
page is missing in the extant manuscript and it is likely, judging
by other paradigms in the treatise, that the paradigm
contained a number of further items, such as the feminine and
plural forms of the active participle.
The presentation of the future forms of the finite verb before
the past forms differs from that of Saadyas paradigm, in which
the past forms are always given first, followed by the future. As
An Early Karaite Grammatical Treatise 271
we have seen, in the second person, which includes the
imperative, Saadyas order of presentation is: past, imperative,
future. The Karaite paradigm presents the imperative forms
followed by the past with no future forms. The Karaite paradigm
also differs from that of Saadya in the order in which the various
persons of the verb are presented. We have remarked already
that the Karaite paradigm begins with the second person to allow
the imperative to be placed at the beginning. The first and third
person forms are not, however, presented after this in two
systematically arranged groups. Rather, forms of these two
persons alternate: first singular, third masculine singular, first
plural, second masculine singular, third masculine plural. The
order of presentation is not by person but according to the
alphabetic arrangement of the verbal prefixes - , - , - , - .
Even allowing for the lacuna at the end, it appears that the
paradigm did not include a complete and systematic inventory of
all forms of the prefix and suffix conjugations. The forms of the
third feminine singular, second feminine singular and second
feminine plural are missing. This should be contrasted with
Saadyas paradigm, where all the possible inflections are
included.
As far as we can tell from the surviving manuscripts, Saadya
presented a paradigm of only one verb. Saadyas intention was
that his paradigm of the verb would illustrate the inflection
of the Hebrew verb in general and not specifically the forms of
verbs with the same phonetic and morphological patters as .
As we have seen, Saadyas paradigm includes not only the
inflection of the qal stem of but also that of the hiphil. The
orthography of some items of Saadyas paradigm in the
manuscripts reflects the phonetic form that does not actually
occur with , e.g., (masculine singular imperative
Geoffrey Khan 272
hiphil), in which the yod is apparently intended to represent the
ere vowel that is found in verbs without a final guttural (e.g.,
). The expected form from the verb would have pata
( ). This indicates that Saadya was concerned with the
typical features of verbal inflection rather than with the
inflection of one particular pattern of verb.
23
Indeed, one of the
reasons for his choosing the verb to illustrate verbal
inflections appears to have been the fact that this verb is attested
in a very wide range of inflections in the Bible. Only the verb
is attested in a greater number of inflections. He preferred to
use the verb , however, no doubt because, unlike , its
Arabic translation corresponded closely to it in form.
24
Saadya,
one should recall, was concerned to a large extent with the
general theory of language and not only the Hebrew language.
His paradigm, therefore, appears also to have been intended to
illustrate the inflections of the Arabic verb.
25
This should be
contrasted with the Karaite treatise on verbs, in which a
paradigm is given to illustrate the specific inflectional forms of
each class of Hebrew verb. The remaining paradigms in the
Karaite treatise, therefore, appear to be wholly the work of the
author.
The other paradigms do not conform exactly to the
aforementioned pattern of presentation that is found in the
paradigm of . Certain general trends of arrangement are,
however, clearly discernible. The masculine singular imperative,
of course, is always at the head of the paradigm and together
with this are often grouped the masculine plural imperative and
the second person forms. The order of the remaining persons is
23
Dotan, The Dawn, 198.
24
E. Goldenberg, Poal le-dugma be-lua ha-nemiya ha-ivri shel Rav
Saadya Gaon, Lponnu 55 (1991), 8399.
25
Dotan, The Dawn, 109.
An Early Karaite Grammatical Treatise 273
arranged according to the alphabetic order of the future prefixes
(). The future forms are generally, but not consistently,
presented before the past forms. All verb forms that can be used
transitively are given with the full range of pronominal object
suffixes. In some cases this leads to unattested and often
semantically questionable phrases, such as the attachment of
first and second person direct object suffixes to the verb .
The paradigms in the Karaite treatise are not arranged in
vertical columns, but are presented rather horizontally in a
continuous text. The words, however, are often written one
under the other on the page, which gives the impression of a
vertical column arrangement. The paradigms are divided into
sections, which are generally separated by a space and the letter
' . This usage of the letter is taken from the codicological
practice of Bible manuscripts, where it represents an
abbreviation of the open () type of paragraph section.
Each section consists of one verbal form with its various
pronominal object suffixes.
There are no full paradigms of verbs in the Diqduq of Ibn
N, yet in a number of places where an imperative base is
mentioned, this is followed by a list of some of its inflected
forms. In such cases the future forms are generally listed
according to the alphabetic order of the prefixes (), as is the
case in the treatise on verbs, e.g.:
: ' : : '
' ' ' :
: Some people have said that the imperative
of this (Psa. 45:3) is and the past is . The forms
with the addition of the prefixes would be ,
, . (Diqduq on Psa. 45:3)
Geoffrey Khan 274
' ' ' '
:
When the prefixes are attached to words with the
pattern of and , they are: , , , ,
, . (Diqduq on Psa. 51:7)
The writing of the verbal prefix letters together in a group (),
which is found in our treatise, and also in Ibn Ns Diqduq and
al-Fss lexicon, may itself be a feature that was taken from the
Saadyanic tradition. Although Saadya did not order his
paradigms according to the sequence of , he nevertheless
presents it elsewhere in his works as a distinct functional
category of letters. He made a functional division of the Hebrew
alphabet into 11 root letters and 11 servile letters (termed
lawiq or zawid [added letters]). The servile letters were
subdivided by him into particles and prepositions that did not
alter the vocalization of a word when they were attached to it,
viz. , and verbal prefixes that altered the vocalization of
the derivational base, which Saadya believed to be a nominal
form, viz. .
26
The Classification of Hebrew Verbs by Other Karaite
Grammarians
From the work of Ab al-Faraj Hrn, we learn that certain
Karaite grammarians devised a system of classifying Hebrew
verbal conjugations by a series of symbolic catchwords. His
presentation of this system is extant in his grammar books al-
Kitb al-Mushtamil and al-Kitb al-Kf.
27
Ab al-Faraj states
that the method of classification was created originally by earlier
26
Ibid., 112.
27
This appears in chapter 22 of part I of G. Khan et al, eds., al-Kitb al-Kf.
Ab al-Farajs presentation of the conjugations was reproduced by the
author of the later Karaite grammatical work, Meor Ayin (Zislin, ed.).
An Early Karaite Grammatical Treatise 275
Karaite grammarians. He refers to these by the term
diqduqiyyna. This term was used by Ab al-Faraj to designate
the scholars of the early Karaite tradition of grammar:
' '
'
Note that one of the earlier grammarians, according to
what is told, created the symbols , , and .
Somebody after him created the symbol and there are
still some remaining conjugations for which other symbols
could be proposed. (Khan et al, eds., al-Kitb al-Kf,
I.22.1).
As is alluded to in this statement, Ab al-Faraj himself
expanded the classification of the earlier Karaite tradition by the
addition of further symbols. The principle of this symbolic
system of classification is that each bi-syllabic symbol
represents the vowel of the imperative and the vowel of the past
form of a conjugation. There are two possibilities:
(1) The first vowel of the symbol corresponds to the first vowel
of the imperative and the second vowel of the symbol
corresponds to the first vowel of the past form, e.g. the verbs
(imperative) (past), (imperative) (past);
and (imperative) (past) all fall within the class of
conjugation that is designated by the symbol . This is the
principle of the symbols proposed by the earlier grammarians.
(2) The first vowel of the symbol corresponds to the last vowel of
the imperative and the second vowel of the symbol
corresponds to the last vowel of the past form, e.g. the verbs
(imperative) (past), (imperative)
Geoffrey Khan 276
(past), (imperative) (past) all belong to the
category designated by the symbol . This type of symbol
was proposed by Ab al-Faraj to incorporate conjugations
that were not covered by the earlier symbols.
This symbolic classification of verbs is found in various sections
of the works of Ab al-Faraj. In each section his focus is on a
different aspect of verbal inflection. He uses the classification in
order to present examples from the full range of attested verbs in
a systematic manner. In al-Kitb al-Kf the classification
occurs in a section that is concerned primarily with active and
passive participles. In his exemplification of each category of
this classification, therefore, Ab al-Faraj cites only the
masculine singular imperative, the masculine singular past form,
the active participle and the passive participle. He does not give
the full range of inflections. The classification is used in al-
Kitb al-Mushtamil to illustrate other aspects of verbal
inflection. It occurs, for example, in a section that is concerned
with the vocalization of future (imperfect) forms. The inflections
of verb that are listed for each category in this case, therefore,
include the future forms.
28
The classification is also found in a
section on pausal and context forms. The list of inflections of
each category in this case includes pausal and context forms.
29
According to a remark of Ab al-Faraj at the end of his
chapter on the classification of verbs in al-Kitb al-Kf, earlier
Karaite grammarians in Iraq had made full expositions of verbal
conjugations:
28
MS II Firk. Evr. Arab. I 2287, fol. 92a ff.
29
MS II Firk. Evr. Arab. I 2287, fol. 393b ff.
An Early Karaite Grammatical Treatise 277
'
' ' '
I have not presented exhaustively the entire inflection of
(each of these categories), since this is not my purpose
here. Rather, I have presented only the imperative, the past
form, the active participle and the passive participle. Such
a (full listing of inflections) has, moreover, been
undertaken by some of the grammarians from among our
Iraqi elders, may God grant them rest. (Khan et al, eds.,
Al-Kitb al-Kf, I.22.55)
The symbolic system of classification is also found in the Meor
Ayin and the anonymous Karaite grammatical text known as al-
Mukhtaar,
30
both of which are dependent on the works of Ab
al-Faraj. The classification in al-Mukhtaar is accompanied by
detailed illustration of all inflections and is accompanied by
paradigms. Of particular interest in the present context is the fact
that the author of this work on several occasions refers to the
teachings of the Persians () regarding certain details of
the verbal inflections. These are referred to in the past tense
31
and were no doubt the Karaite grammarians of Iran who were
active at an earlier period.
The symbolic type of classification is not found, however, in
the Karaite treatise on verbs attributed to Sad, nor is it found in
the Diqduq of Ibn N. As can be seen in the examples given
above, one symbol may embrace verbs of several different
patterns. There is no evidence of any such grouping in our
30
The text, which was first discovered by M. Zislin (cf. Zislin, Meor Ayin,
17) is preserved in the manuscript II Firk. Evr. Arab. I 2591. A number of
fragments of the work can be found in the Cairo Geniza. See also Khan,
Early Karaite Grammatical Texts, 12.
31
E.g. ... (It is said that the Persians said
something else [i.e. had a different opinion]) (II Firk. Evr. Arab. I 2591 fol.
9b)
Geoffrey Khan 278
treatise. Furthermore, according to Ab al-Faraj,
32
some verbs
cannot be assigned to any of the classes that are represented by
the symbols. These include imperatives such as and , which
do not have a past form, passive verbs, which cannot logically
have an imperative, anomalous verb forms such as (Exod.
18:26), or rarely attested verbs with multiple letters such as
(Lam. 1:20). All of these types of verb appear in the
Karaite treatise on verbs, which suggests that the work is not
closely dependent on the tradition of symbolic classification. It
seems that the detailed studies of Hebrew verbal conjugations in
the early Karaite grammatical tradition that were alluded to by
Ab al-Faraj were not always carried out within the framework
of the symbolic classification.
32
Khan et al, eds., Al-Kitb al-Kf, I.22.2731
JEWS IN CHANGING EMPIRES OF MEDIEVAL ISLAM:
NOT ONLY ESCHATOLOGY AND MESSIANISM
1
Menahem Ben-Sasson
The Hebrew University of Jerusalem
Introduction
Medieval Jewish minorities did not exert any significant
influence on events of empires in transition, be it the decline and
collapse, or the rise of political superpowers.
2
Nevertheless,
there is a long tradition in medieval Jewish historiography
dealing with this topic, with two clearly defined trends
identifying two distinct types of responses to the events, using
different research methods and producing different sets of
conclusions.
1
The first version of this paper was presented at the conference Once
Empires Fade Religion, Ethnicity and the Possibilities for Peace,
organized by The Bahai Chair for World Peace at the Department of History
and The Joseph and Rebecca Meyerhoff Center for Jewish Studies,
University of Maryland, College Park, April 911, 1994. This version has
benefited from the good advice of many of my colleagues, among them
Professors Robert Brody, Haggai Ben-Shammai and Norman Stillman. The
result remains my full responsibility.
2
Haim-Hillel Ben-Sasson, History of the Jewish People (Cambridge, 1976),
38592.
Menahem Ben-Sasson 280
The first predictable Jewish response to the decline of
medieval empires was the development of a sense of permanent
threat vis--vis the future. The line of research stemming from
this response makes use of the terminus technicus interregnum
as a catchword to express the fundamentally humiliating
condition of a medieval minority in periods lacking a strong
central government, when the streets were ruled by the masses.
The research that produced these conclusions focused mainly on
the ways in which the individual confronted his daily existential
difficulties. Numerous examples showed that this sense of threat
was shared by many individuals in the society and led
researchers to see it as a typical reaction of the entire minority
and dub it the worldly reaction.
3
In the second kind of reaction to the decline of medieval
empires, Jews attempted to understand the changes within a
broader theological context. They regarded the global changes
as a pattern of connecting highways and byways deliberately
constructed by God to guide them on a path toward complete
redemption from their plight in Exile. The resulting trend of
research examines messianic expressions, apocalyptic works,
commentaries and poems written during times of major change
in medieval political superpowers.
4
Researchers have defined
these expressions as the spiritual reaction.
The conclusion could be drawn from both of these types of
reactions that the Jewish response to great changes in medieval
empires had an ethnic separatist goal that was indifferent to
3
Salo Wittmayer Baron, A Social and Religious History of the Jews III (New
York and Philadelphia, 1952), 75119, 138208.
4
Ben-Zion Dinur, Israel Ba-Golah I, 1 [in Hebrew] (Tel-Aviv, 1961), v-lvi;
this was the main concept behind the following two books: Abba-Hillel
Silver, A History of Messianic Speculation in Israel (New York, 1927), and
Joseph Sarachek, The Doctrine of Messiah in Medieval Jewish Literature
(New York, 1932).
Jews in Changing Worlds of Medieval Islam 281
broader universal peace, the worldly reaction being interested
only in the minoritys needs and the spiritual reaction focusing
exclusively on national aspirations towards a utopian future.
5
This paper will attempt to enrich our picture of the minoritys
reactions to major changes in medieval empires. I will
reevaluate the meaning of the above-mentioned Jewish
responses to political and military events in Arab lands during
the Middle Ages while indicating a third type of response often
overlooked by scholars studying minority responses to empires
in transition.
Time Frame and Regional Picture
Muslims conquered an area previously controlled by two
empires, the Byzantine and Persian, and one kingdom, Visigoth
Spain. The Arab conquestwhich took place from the first third
of the seventh to the first third of the eighth centurieschanged
the lives of world Jewry by spreading a new umbrella of
authority over almost the entire Jewish world. This included the
Jews who dwelled in the area extending from India to the
Eastern shores of the Atlantic, the area of the former Sassanid
Persian and Byzantine empires and of the Berbers, who were
defeated by the Arabs, as well as the Jews of the Land of Israel
and the Spanish Jews.
In the mid-eighth century the Jews of the eastern regions
faced the Abbasid revolution that brought new forces to
positions of power in the Caliphate and shifted its capital from
Damascus to Baghdad. An escapee from this revolution
established the Umayyad kingdom of Spain at that time.
5
Shlomo Dov Goitein, A Mediterranean Society, IV (Berkeley, 1988), 45
73.
Menahem Ben-Sasson 282
Another important revolution in the Islamic world took place
during the tenth century, over the regions of North Africa, Egypt
and the Land of Israel: This was the Shite Fatimid revolution,
which initiated the conceptual change that shattered the idea of a
unified Caliphate. In the third decade of the tenth century, the
Fatimids pronounced themselves Caliphs and claimed the throne
of the entire Islamic world. Soon after their announcement, the
Spanish Umayyads followed with the same claim. During the
eleventh century many new and drastic changes of power
occurred from West to East: In Spain the Umayyad Caliphate
collapsed and a group of small kingdoms was built on its ruins;
Bedouins invaded North Africa, disturbing the stability of the
kingdom that ruled it; the Seljuk-Turks invaded Syria and the
Land of Israel, endangering the Fatimid Caliphate; and the last
year of that century saw the conquest of Jerusalem by the
Crusaders, who established their Latin Kingdom of Jerusalem.
The twelfth century added two significant events: the
establishment of the Almohad empire in Morocco, Spain and
Tunisia by local North-African elements; and in the seventies of
that century, the replacement of the Fatimid Caliphate by the
Ayyubids, who defeated the Crusaders and brought an end to the
first Latin Kingdom of Jerusalem.
The collapse of old empires and the rise of new powers in
both the East and the West of the Muslim world, form the
backdrop to our discussion.
6
The Worldly Reaction to the Events
Whereas information dealing with the decline of empires
generally comes from historians focusing on the major events in
6
Peter Malcolm Holt, Bernard Lewis and Ann K. Lambson, eds., The
Cambridge History of Islam, I (Cambridge, 1970).
Jews in Changing Worlds of Medieval Islam 283
their broader context, our main source of information for the
Jewish responses to these events is the Cairo Geniza, a large
percentage of which comprises the writing and letters of
common people. Here we have a first-class worldly reflection
on the great events. Luckily for historians, the people whose
writings were preserved in the Geniza were very reflective and
alert to the happenings of Muslim society, and especially to
international events. These individual worldly reflections were
expressed in a variety of genres, from poetry to short notes, and
their contents (in contrast to their literary style) can be
characterized according to two main types:
1. The Detached or Indifferent Reaction: At first glance the
business as usual attitude toward the events may appear less
relevant to our topic. Yet despite its unexceptional character,
this type of reaction deserves special attention. The people
writing such reactions were in the eye of the storm, as it were,
and still managed to find the time and the nerve to deal with
such elementary mundane problems as the price of textiles,
without even hinting at the fact that the world around them was
collapsing. Typical of this is the merchant writing in the midst of
the Almohad conquest of Morocco, who wanted nothing other
than the merchandise he had sent a few months before the
events; and another writing at the same time regarding his sons
marriage to his cousin who lived in Morocco. Another example
occurred during the 1050s: When the Bedouins invaded North
Africa bringing disaster to the cities of the Zirids, a merchant
wrote a letter dedicated solely to his personal needs in these hard
times. There are numerous other examples in this vein.
7
7
Shlomo Dov Goitein, Letters of Medieval Jewish Traders (Princeton, 1973),
13843, 14753, 32330; idem, A Mediterranean Society, V, 469.
Menahem Ben-Sasson 284
2. The Mourning Reaction: People expressed their feelings in
letters, poems and short lists. Only rarely do we find a text
itemizing an individuals problems without offering anything
else, either on a technical or spiritual level; although at first
glance one might interpret these reactions as mere helpless
confrontation with hard times, the main goal of these
expressions was essentially to provide information and to update
other Jews in three ways:
x Giving descriptions of the horrors, they served the
intelligence needs of fellow co-religionists in other
corners of the empire, for purposes of security and even
future economic activity.
x By stressing their difficulties in experiencing events
shared by the whole nation, they strengthened their
bonds of kinship with their distant brethren.
x By their expression of pain, people delivered all kinds of
neutral (non-professional) quotidian information.
8
Spiritual Response
The most commonly treated Jewish response to the decline and
collapse of empires is the spiritual, messianic, one. This is due
primarily to the availability of sources and the variety of
disciplines dealing with them.
9
The messianic response is
usually divided into social-spiritual and political-military
messianic movements. However, the last active Jewish
8
Ibid., 4573.
9
Baron, Social and Religious History, 75119, 138208; Gershom Scholem,
Major Trends in Jewish Mysticism (New York, 1967); idem, The Messianic
Idea in Judaism (New York, 1972); Moshe Idel, Messianic Mystics (New
Haven and London, 1998), 157.
Jews in Changing Worlds of Medieval Islam 285
messianic military movementsthose of the eastern Muslim
world elaborated belowtook place during the great global
political changes of the seventh and eighth centuries. From the
eighth century on, the Jewish messianic movements had
primarily social and spiritual manifestations.
10
The social movements entailed the organization of groups of
believers around a charismatic leader regarded as a messiah or at
least as an authoritative interpreter of current events, such as the
false messiahs who attracted the Jews of Morocco, Spain and
Yemen in the twelfth century.
11
The patterns of these groups
were similar, and they consisted of several elements: (1) a
charismatic leader serving as a messiah or a spokesman for the
group; (2) a new explanation of present events in the context of
a messianic theory and as part of a complete and total
apocalyptic vision, based on authoritative Jewish sources; (3) a
declared intention of imminent immigration to the Land of Israel
where conditions will be changed, often in a miraculous way
(testimonies from the East and from the West describe Jewish
people standing on their roofs, waiting to be transported from
there to the messiah); (4) an apocalyptic utopia for the spiritual
correction [= repentance] of the Gentile nations, unlike the
dominant traditional trend which anticipated the physical
elimination of the non-Jews; and (5) interestingly enough, only
rarely do we find demands to repent or to change ones daily
life, and to be stricter regarding certain aspects of Jewish
religious behavior.
Participants in and observers of these movements as they
took placeespecially during the Arab conquest and the events
10
Ifran Shahid, The Martyrs of Najran New Document (Brussels, 1971),
11117; Jolle Beaucamp, et al., La Persecution des chrtiens de Nagran et
la chronologie himyarite, ARAM 112 (19992000), 1523.
11
See n. 27, below.
Menahem Ben-Sasson 286
of the eighth century, and the late eleventh to the twelfth
centuryreflect the events of the time in their writings: the
conquest of the Land of Israel by the Crusaders, or the rise of the
Almoravids and the Almohads. They could be regarded as
reflecting the imperial map of the Muslim world not only
because of the time of their rise, but first and foremost because
of their consciousness of these events and their reflections on
them.
While military and social organizations can be measured and
clearly defined, the spiritual reaction has to be evaluated by
means of literary classification. For our purposes, it is not a
classification according to traditional genres (apocalyptic
visions, sermons, homiletics and epistles), but rather according
to the level of reaction to the global changes and the intensity of
the messianic idea of a certain textual response. The types of
such spiritual reaction are: an acute apocalypse; a dreaming
apocalypse; restrained homiletics; and reactive prayers for
revenge or redemption.
Gathering and analyzing the material written in reaction to
the decline and change of empires, we discern a pattern
corresponding fully to the Jewish military reaction to
apocalyptic events. The most intensive and explicit messianic
reaction to such events was that of the Jews of the eastern
regions of the Caliphate. Pseudo-epigraphic apocalyptic works
are not found among the Jews of western Islam. These two types
of apocalyptic worksthe acute and the dreamingwere
written mainly in the Land of Israel, and also in Babylonia and
its periphery (this type may also be found among the Byzantine
Jews). Even the dramatic events that took place in the West,
such as the rise of the Fatimid Shite empire in Tunisia, left no
sign in the writings of the Maghrebi Jews. It was an eastern
Jews in Changing Worlds of Medieval Islam 287
Karaite of the late tenth century, Yefet b. Eli, who commented
on contemporary events in the West as part of a wider biblical
vision.
12
The prolific Jewish center in western Islam reacted in a very
subtle way to events, either by an occasional note, like the one
by Dunash ibn Tamim on the building of al-Mahdiyya as the
capital city on the shores of the Mediterranean; by a liturgical
piece usually forgoing a detailed description of the events and
hoping for a better future; or later, in the twelfth century, during
the Almohad persecution, by a sermon in the form of a
commentary, interpreting the events in a comforting way. The
writer often considered biblical verses potentially relating to the
disaster, as did Maimonides father, Maimon, in his comforting
Epistle. In this case, and in similar cases during the earlier
Fatimid revolution, events were placed in the context of the
Divine plan for world history, which also included relatively
short periods of persecution (the period under discussion by a
given writer). These periods were regarded as a prelude to better
times.
13
12
Haggai Ben-Shammai, The Attitude of the Early Karaites towards Islam,
in Isadore Twersky, ed., Studies in Medieval Jewish History and Literature,
II (1984), 169; idem, Fragments of Daniel al-Qumisis commentary on the
Book of Daniel as a historical source, Henoch 13 (1991), 26881; idem,
Editions and Versions of Yefet ben Elis Commentary on the Bible, [in
Hebrew] Alei Sefer 2 (1976), 1731; idem, The Judeo-Arabic vocabulary of
Saadyas Bible translations as a vehicle for eschatological messages: The
case of Saadyas usage of the 8th form of Arabic QDR in this volume.
Professor Ben-Shammai kindly added that elements 2, 3 and 5 are common in
Karaite literature of the ninth-tenth century (Daniel al-Qumisis epistle;
commentary to Lamentations of Salmon and the Lamentations of Mourners
of Zion); see: Haggai Ben-Shammai, Poetic Works and Lamentations of
Qaraite mourners of Zion Structure and Contents [in Hebrew], in
Shulamit Elizur et al., eds., Knesset Ezra (Jerusalem, 1994), 191234.
13
On the Building of al-Mahdiyya, see the previous note; for Messianic
reactions see M.A. Friedman, Maimonides, the Yemenite Messiah and
Menahem Ben-Sasson 288
In some of these works, a utopian messianic plan was drawn.
Though the precise dates for final redemption would not be
given, these explanations were expected to supply an updated
understanding of the events, to comfort the minority and to keep
its spirit as high as possible during the worrying period of great
changes, while preventing any drastic change in Jewish life.
Military Reaction, Political Involvement and Results
Observing the above two trends, one might assume that the
Jewish reactions to declining medieval empires lacked political
and military expression. Indeed, scholars interested in this
branch of knowledge specifically and deliberately make such a
claim, basing their arguments on the fact that the collapse of an
empire was not necessarily accompanied by the collapse of the
administration, bureaucracy and traditional political framework
of society in general. Hence the minorities could anticipate
continuity in their basic status. However, the generalization that
that Jews were both unable to participate in medieval political
life and uninterested in doing so is far from being accurate.
1. Initiatives: Indeed, unlike Christians or Muslims who could
initiate foreign policy and execute it, cases where Jews were
involved in such activities were rare. There were, however,
some incidents of military involvement of medieval Oriental
Jews. This manifested itself in four ways:
a. Examples of Jewish involvement in helping to weaken an
empire are recorded in a number of events. The earliest ones
Apostasy [in Hebrew] (Jerusalem, 2002), 937, above, n. 9, and Gershon D.
Cohen, Messianic Postures of Ashkenazim and Sepharadim, in idem,
Studies in the Variety of Rabbinic Literature (Philadelphia, 1991), 27197.
Jews in Changing Worlds of Medieval Islam 289
took place in the seventh century during the Arab conquests of
the Land of Israel, where the Jews tried to provide passive
assistance to the Arabs, and in the eighth century when the Jews
of Spain were given arms and participated in the battles against
the Visigoths. In both cases their condition prior to the change
was terrible. This occurred again in the last year of the eleventh
century, when the Jews defended Jerusalem against the
Crusaders, fighting side by side with the Muslim defenders.
14
b. There were cases of reviving the image of the Jewish
fighter in order to preserve the memory of a normal nation. This
was achieved around 880 in Tunisia by a traveler who vividly
described the ten lost Jewish tribes living independently in their
legendary land; this tale of Jewish autonomy, and others like it,
remained in the collective memory of the Jews throughout the
Middle Ages.
15
c. There were rare cases of Jews who tried to organize armed
troops and to use arms in order to change their fate. These cases
were almost entirely unique to the East and to the periods
around the Arab conquest, i.e., during the decline of the
Byzantine and the Persian empires in the sixth and early seventh
centuries. Of the two cases described below, the first is real and
the second imaginary, though its impact reflects the power of
ideas.
The first case was that of the Jewish military assistance
provided to the Persian conquest of the Land of Israel at the
beginning of the sixth century. For a short time a Jewish leader
14
Land of Israel: Moshe Gil, A History of Palestine 6341099 (Cambridge,
1992), 1174; Spain: Eliyahu Ashtor, The Jews of Muslim Spain
(Philadelphia, 1973), 175; Crusaders: Gil, Palestine, 82637.
15
Haim Zeev Wolf Hirschberg, A History of the Jews in North Africa 1
(Leiden, 1974), 3034.
Menahem Ben-Sasson 290
was even appointed by the Persians over these areas.
16
During
the Arab conquest of the East, a few Jewish military groups tried
to rebel against the Arabs and to establish their own political
statehood. Both activities were accompanied by high Messianic
expectations, as have been examined above.
17
The second, imaginary, instance of organized Jewish military
power was a case mentioned as a real threat to Christianity in the
first half of the sixth century by Simon of Beit Arsham. Simon
incorrectly described the wars of the Himyarites, a monotheistic
group from the Arabian Peninsula, as the war against
Christianity of a legendary powerful armed Jewry, from its bases
located between Southern Arabia and the Sea of Galilee.
18
The bitter failure of all the military attempts was imprinted
strongly on the nations collective memory as a recommendation
for sober messianism, such that the Jews were never again
tempted to exploit future events of collapsing empires to turn
their messianic dreams into reality.
19
d. An exceptional episode of Jews rebelling as an organized
group is the case of the Jews of Lucena in southern Spain in the
1080s. The story was told by Abdallah Abu Buluggin, the King
of Granada, as follows:
I imposed on the inhabitants of al-Yasana a heavy load of
gold payment in order to supply the armys needs, and
they were not used to such a payment. I made them
understand that my intentions were serious... Ibn Maimun
16
Gil, Palestine, 510 (especially those referring to Ab Isn al-Ifahnn).
17
Baron, Social and Religious History, 1415; Moshe Gil, Jews in Islamic
Countries in the Middle Ages (Leiden, 2004), ch. 5.
18
Shahid, Martyrs of Najran, 11117; Beaucamp, La Persecution des
chrtiens de Nagran, 1523.
19
Moshe David Herr, Realistic Political Messianism and Cosmic
Eschatological Messianism in the Teaching of the Sages, Tarbiz 54 (1985),
33146.
Jews in Changing Worlds of Medieval Islam 291
[their leader] succeeded in bringing them to rebel against
me. They armed themselves... and the whole city of al-
Yasana revolted.
20
Although the background to this unique case was indeed the
weakness of the Kingdom of Granada in its last days and the
attempt to escape the heavy burden of taxation, unlike the cases
mentioned above, it entailed no intention to revive Jewish
statehood. It does, however, hint at more than a bit of Jewish
involvement in Spanish politics.
21
Cases of Jewish involvement for the purpose of establishing
an independent Jewish political framework were limited in both
time and region. They surfaced around the time of the Muslim
conquest and took place exclusively in the Muslim East.
2. Political and Communal Response: To these rare instances of
Jewish military involvement one must add cases of Jewish
involvement in the political life of Muslim countries during
times of great change. A few prototypes from the tenth and the
eleventh centuries will be mentioned here: Hasday ibn Shaprut
who served as secretary of the Umayyad Caliphate; Samuel ibn
Nagrela, Abraham ibn Ata, and the Tustari family in Fatimid
Egypt; Manasseh ibn al-Qazzaz in Syria; and Natira and his sons
in Babylonia. All of these serve as examples of individuals who
made their way to the top of the Muslim administration on their
own merit, but were regarded by themselves and by the
community as court protectors for the Jewish community. These
20
Norman A. Stillman, The Jews of Arab Lands (Philadelphia, 1979), 21725.
21
David J. Wasserstein, The Caliphate of the West (Oxford, 1993); idem, The
Role and the Fall of the Party-Kingdoms (Princeton); Moshe Perlmann,
Eleventh-Century Andalusian Authors on the Jews of Granada, PAAJR 18
(1949) 26990; David J. Wasserstein, A fatwa on conversion in Islamic
Spain, Studies in Muslim-Jewish Relations I (1993), 17788.
Menahem Ben-Sasson 292
individuals ensured that world Jewry be acquainted with their
missions as protectors of their minority communities and
perceive their role as communal delegates sent by God.
22
They used their positions in the courts not only to publicize
their activities, but also to establish their status as international
leaders: Hasday, for example, in addition to his local Spanish
commitment, perceived of himself as the leader of world Jewry.
This phenomenon is reflected in his rhymed Hebrew letter to the
Queen of Byzantium. Samuel ibn Nagrela also considered
himself the leader of world Jewry, emphasizing that as a leader
in Spanish Granada, his wars in Spain were nothing less than
wars of the community of Israel. Like other Jewish courtiers,
both men were involved in court intrigues and tried to bring
about a better Muslim leader on their behalf.
23
Similar political involvement occurred in Egypt toward the
traumatic end of the period of the messianic Fatimid Caliph al-
nkim (who disappeared in 1021). Almost all the Jewish
courtiers of that time exerted a large measure of influence both
in the life of the court and in Jewish politics, when their
involvement on behalf of the Jewish community was expected.
The absence of a Jewish leader at a time of great political
change worried the community, which also felt the change and
its ramifications.
24
22
Hirschberg, North Africa, 2117; Menahem Ben-Sasson, Religious
Leadership in Islamic Lands Forms of Leadership and Sources of
Authority, in Jack Wertheimer, ed., Jewish Religious Leadership Image
and Reality (New York, 2004), 1957; idem, Al-Andalus: The So-Called
Golden Age of Spanish-al-Andalus Jewry A Critical View, in Christoph
Cluse, ed., The Jews of Europe in the Middle Ages (Tenth to Fifteenth
Century) (Turnhout, 2004), 1312.
23
H. Ben-Sasson, History of the Jewish People, 4528; Ashtor, Spain, I, 155
227; ibid., II, 41189.
24
Gil, Palestine, 3402, 35964, 80920 (esp. the Tustaries); idem, The
Tustaries, Family and Sect (Tel Aviv, 1981).
Jews in Changing Worlds of Medieval Islam 293
An example of this can be seen in the case of the North
African communities who expressed their distress during the
events of 101516, when the Sultan and his Jewish physician
were absent on a long military journey. Indeed, the communal
leaders in such cases are reported in contemporary letters to
have been keenly alert to the phenomenon of the decline of
empires and its potential influence on the Jewish community.
Their activities were updated to reflect the new conditions.
25
Each time a new Caliph was nominated, new nominations
were also needed for the heads of the minority groups. This did
not necessarily result in the appointment of a new leader, as the
generally accepted procedure was to extend the former leaders
tenure. When new dynasties took over, however, a change of
Caliph involved a change in the Jewish leadership to one more
acceptable to the new ruler. This was the case with the
appointment of Moses Maimonides to the position of head of the
Jews, when Saladin the Ayyubid replaced the Fatimid dynasty.
26
As might be expected, not all reactions of minority leaders to
a certain situation during times of great change were similar.
With the rise of the Almohad empire in North Africa and Spain
in the mid-twelfth century, Christians and Jews had to choose
between conversion to Islam and death. A few of the Jews chose
martyrdom, a few escaped (a reaction used in times of disaster;
see below), but the vast majority of the community declared
itself ready to convert to Islam, while hoping for better times,
which would come only after the passage of more than a
century.
25
Menahem Ben-Sasson, The Emergence of the Local Jewish Community in
the Muslim World (Qayrawan 8001057) [in Hebrew] (Jerusalem, 1996),
34862.
26
Idem, Maimonides in Egypt, The First Stage, Maimonidean Studies 2
(1991), 330.
Menahem Ben-Sasson 294
The first case of mass conversion occurred in Sijilmasa,
southern Morocco, in 1142. First to convert was the official head
of the community and its spiritual leader, a judge named Joseph
b. Amram. A few leaders reacted differently, demanding that
those converts who practiced Judaism in secret declare
themselves as Jews, even if that meant immediate execution.
The burden of these events not only forced the crypto-Jews to
question how to practice Jewish life in secret, but confronted
them with basic questions regarding the expectations they had of
the surrounding mighty empires (or in Judah Halevis words in
one of his poems: between the Christian and the Muslim armies
my army disappears). People came close to concluding, in the
Almohad era more than at any other period, that God had
abandoned the Jews and would never redeem them. After a few
years of crypto-Jewish life erosion had left its mark, and the
expected outcome was a complete conversion, since no trend to
choose martyrdom or to escape was evident. To prevent such an
occurrence and to enable the Jews to overcome the hardships of
the times, a third option was offered by Maimonides and his
father. They instructed the Maghrebi Jews to observe as many
commandments as they could secretly in order to feel that they
were keeping their Jewish identity. They also developed a
comprehensive interpretation of the events that temporarily
reassured the Jews of the Maghreb.
These three types of reaction to the rise of a new empire and
the subsequent change in status of the Jewish minority reflect
the different evaluations of three types of leaders regarding the
powers of both Jews and non-Jews in times of great change.
27
27
Goitein, Mediterranean Society, V, 5962; Robert Brody, The Geonim of
Babylonia and the Shaping of Medieval Jewish Culture (New Haven and
London, 1998); Friedman, Yemenite Messiah, 937; M. Ben-Sasson,
Religious Leadership, 177209.
Jews in Changing Worlds of Medieval Islam 295
3. Flight: Times of great flux and the collapse of empires were
accompanied by this third form of community response to the
events. Jews escaped from areas of instability not only in cases
where the status of minorities deteriorated. The main impetus for
these demographic changes was the peoples reevaluation of a
possible destination for immigration. Stability, openness toward
minorities and economic opportunities were of great importance
when evaluating a potential new home.
28
It should be born in mind that Mediterranean society was a
mobile one, even during the rare patches of peaceful times.
Intensive contact between Jewish communities and access to
means of transportation made escape relatively easy and
uncomplicated. After each of the events mentioned above, an
explicit demographic change among the Jews was recorded,
with a stream of refugees making its way toward a new haven.
Large groups of newcomers were named after their place of
origin, a distinction that would remain for a long time, re-shape
Jewish society, and create new foci of power in international
Jewry. For example: the Jewish center in North Africa was
created as a result of the great changes in the East during the
seventh and eighth centuries; while the events that took place in
the Maghreb and the Land of Israel in the late eleventh and
twelfth centuries strengthened the Egyptian and the Yemenite
Jewish centers. Population changes were accompanied by other
changesin culture, in traditions of learning, and in mentality:
the flight left traumatic scars among the immigrants both of the
memory of the event itself and in some instances, of a less-than-
warm welcome by their own brethren.
29
28
Goitein, Mediterranean Society, I, 303, 4857.
29
The Maghreb: M. Ben-Sasson, The Emergence of the Local Jewish
Community, 3353; The Land of Israel: Gil, Palestine, 80920; the
Menahem Ben-Sasson 296
4. Institutional Change in Jewish Life: This was another result
of changes in the empires disposition. First, from the seventh
century on, the traditional centersBabylonia (Iraq) and the
Land of Israelfound themselves faced with a new reality,
operating within a single regime: the Muslim Caliphate. The
Abbasid revolution of 750 brought with it a change in location
of the seat of the Caliph and his central administration. Soon
after this major change in history took effect, a new era in
Jewish history began. The leaders of the eastern Jewish regions,
the Babylonian Geonim, tried to use the advantage of their
location to establish their hegemony over all Jewish
communities of Muslim lands, including the Israeli center. The
Gaon Rav Yehudai sent letters to Israel pointing to their
mistaken traditions, trying to persuade them to desert their
traditional customs and to instruct them on how to fulfill the
commandments properly. The Eretz Israel center, for its part,
tried to impose its authority over all Jewish communities. The
supremacy of Babylonia developed to the extent that their
leaders regarded Babylonia as a replacement for Zion, and re-
defined the geographical term of Zion with a qualitative
description of Babylonia: Zion had been the embodiment of
excellence and now, they claimed, the Babylonian center
reflected this trait. In practical terms they were not mistaken,
since until the third decade of the eleventh century the
Babylonian Jewish center retained its supremacy over all the
Jewish communities in Muslim lands.
30
phenomena were described by Goitein, Mediterranean Society, I, 2974;
Ibid., III, 134.
30
M. Ben-Sasson, Varieties of Inter-Communal Relations in the Geonic
Period, in Daniel Frank, ed., The Jews of Medieval Islam: Community,
Society and Identity (Leiden, 1997), 1731.
Jews in Changing Worlds of Medieval Islam 297
Changes in the foci of power in the Muslim world brought
new Jewish centers to prominence: In Muslim Spain, which
became a Caliphate, the Jewish community developed forms of
world leadership as well as claims to be the Chosen Land for
Jews in their time. After the announcement of Cairo as capital of
the Fatimid Caliphate, the Jewish community of Cairo took upon
itself the responsibilities of a leading institution; and as soon as
the centrality of the Land of Israel declined, after the arrival of
the Seljuks in the 1070s, Cairowhich was the capital of the
new empirebecame the official leading community of the
Jewish Eastern Mediterranean area. This supremacy continued
until 1516, when the Mameluk empire collapsed and the
Ottoman empire took over.
31
The relocation of the foci of Jewish power according to the
Muslim centers of power did not always occur automatically and
unconsciously, but was sometimes the result of the initiatives of
leaders who read the new maps and acted contrary to the
inertia so characteristic of the medieval period. The leaders
chose a new center after evaluating the chances of the old
location in the face of new conditions, and after a close
examination of the possibilities and alternatives.
32
Conclusion
Generally, it takes time and perspective for people to realize that
a new era has begun. Traumatic change or catastrophe, however,
may furnish its participants with an awareness of change even
31
Spain: Gershon D. Cohen, The Story of the Four Captives, PAAJR 29
(19601961), 55131; Egypt: Mark R. Cohen, Administrative Relations, in
Amnon Cohen and Gabriel Baer, eds., Egypt and Palestine: A Millennium of
Association (Jerusalem, 1984), 11335; idem, Jewish Self-Government in
Medieval Egypt The Origins of the Office of Head of the Jews, ca. 1065
1126 (Princeton, 1980).
32
M. Ben-Sasson, Religious Leadership.
Menahem Ben-Sasson 298
during the very time the events take place. Interestingly, we find
a high degree of such awareness especially among the minorities
of the time, contrary to the assumption that these would be
consumed by their individual problems, without having the
opportunity to stop for a moment to examine the broad meaning
of events. This awareness was not the sole privilege of the
intellectual elite who read Arabic writings and absorbed and
assimilated their contents, but was shared even by some of the
common people.
Here the Jewish individual represents more than just the
minority; his reactions are those of an individual reacting at the
very moment of the changes, and they indicate a broader
comprehension of the events than simply their effects on the
Jews. Such awareness is expressed in the idiom often repeated in
the letters, that one has to understand the times. As someone
wrote soon after the conquest of Jerusalem by the Crusaders:
You must understand the times and know what the world
faces.
33
All of these reflections share a high degree of consciousness
of the events as well as the ability to interpret the power of the
events on the scale of international crisis. These two factors
caused alert minorities to become the seismographs of the fading
of an empire.
All three types of reactions to changes in the framework of
empires suggest a new set of terms for understanding the Jewish
responses to such events. Instead of the empires aloofness and
the rigid separation of Jews from the majority Muslim society,
one should speak of Jewish participation and involvement in
current events. Despite the limits and the restrictions binding the
Jewish minority, and the fact that they lacked any political
33
Goitein, Mediterranean Society, V, 4850.
Jews in Changing Worlds of Medieval Islam 299
independence, the Jews expressed their political goals in times
of great change in the Mediterranean, and were fully alert to the
political events taking place, as well as to their ramifications for
themselves. The Jewish segment of Mediterranean society may,
therefore, speak for other mute segments of this society facing
the same events during the Middle Ages.
RELATIONS BETWEEN NESIIM AND EXILARCHS:
COMPETITION OR COOPERATION?
Arnold Franklin
University of California, Davis
During the Middle Ages members of the exilarchal family,
commonly known as Nesiim, migrated from the Exilarchates
ancestral seat of authority in Iraq to Jewish communities
throughout the Near East and North Africa.
1
There they and
their descendants often enjoyed a privileged status among the
local Jewish and non-Jewish populations. This migration, on
which materials preserved in the Cairo Geniza have shed
important new light, transformed Near Eastern Jewry.
Nevertheless, it has yet to receive the scholarly attention it
deserves.
2
The present article deals with only a small facet of
1
While medieval sources refer both to Exilarchs and non-appointed members
of the exilarchal dynasty as Nesiim, to avoid confusion I have used the title
Nasi only for the latter in the present article. For an overview of the
Exilarchate during the Islamic period, and a discussion of its relationship to
the Babylonia yeshivot, see R. Brody, The Geonim of Babylonia and the
Shaping of Medieval Jewish Culture (New Haven, 1998), 6782; and A.
Grossman, The Babylonian Exilarchate in the Gaonic Period [in Hebrew]
(Jerusalem, 1984).
2
For now see: M. Gil, Palestine during the First Muslim Period, (6341099)
[in Hebrew], 3 vols. (Tel Aviv, 1983), 1:4437; idem, In the Kingdom of
Arnold Franklin 302
that complex process, yet one with broad implications for our
understanding of the migrations of the Nesiim in general. What
follows is a reassessment of the relations between the
Exilarchate, which continued to operate in Iraq as this process
was unfolding, and Rabbanite Nesiim who could be found
throughout the Near East and North Africa. While earlier views
saw the migrating Nesiim as competitors of the Exilarchate, the
evidence examined here suggests a generally cooperative and
mutually beneficial relationship.
Jacob Mann, building on a foundation of research laid by
Samuel Poznanski, attributed the appearance of Rabbanite
Nesiim in Iraq, Syria, Palestine and Egypt to two primary
causes.
3
Externally, he linked their appearance to the
disintegration of Abbasid authority, in particular after the
Fatimid conquest of Egypt in 969. This political erosion, the
theory held, also severely limited the scope of the Exilarchates
jurisdiction, creating a power vacuum in Jewish communities
outside Abbasid lands. According to Mann, Nesiim made their
way to such places as Mosul, Damascus, Aleppo and Fustat by
the first half of the eleventh century to fill this new void. Mann
also thought the spread of the Nesiim was driven by an internal
struggle between two branches of the exilarchal dynasty. He
assumed that when the descendants of the Exilarch David b.
Zakkay gained control of the Exilarchate around the beginning
of the eleventh century, the displaced family of the Exilarch
Josiah b. Zakkay Davids brother quit Baghdad to seek
positions of power elsewhere. Thus, Mann imagined that the
Nesiim who could be found throughout the Near East during
Ishmael during the Middle Ages, [in Hebrew] (Tel Aviv, 1997), 1:43845;
and the sources listed below in n. 5.
3
See S. Poznaski, Babylonische Geonim im nachgaonische Zeitalter
(Berlin, 1914), 11134.
Nesiim and Exilarchs: Competition or Cooperation? 303
the late Middle Ages had set out to establish their own local
Exilarchates, and to replicate the Babylonian institution on a
smaller scale wherever possible. He identified such offices in
Mosul, Damascus and Aleppo. In Fustat, Mann argued, Nesiim
would have also established such an institution had they not
been overshadowed by the Nagidate, a preexisting office of
political leadership.
4
These local Exilarchates Mann chara-
cterized as rivals of the still-functioning Exilarchate in
Babylonia.
5
It is this last point that the present article addresses.
Since Manns time many previously unknown documents
relating to the Nesiim have been brought to light by S.D.
Goitein, Moshe Gil, Mark Cohen and others. Despite this
abundance of new information, however, no serious
reassessment of Manns thesis concerning the relations between
Nesiim and Exilarchs has been formulated. In what follows the
available evidence is reviewed. I suggest that these sources
4
Manns views on the origins of the Nagidate are thoroughly revised in M.
Cohen, Jewish Self-Government in Medieval Egypt: The Origins of the Office
of the Head of the Jews, ca. 10651126 (Princeton, 1980). This revisionist
thesis has been challenged in two articles by Shulamit Sela that argue for a
partial return to Manns early dating of the emergence of that office; see: S.
Sela, The Head of the Rabbanite, Karaite and Samaritan Jews: On the
History of a Title, Bulletin of the School of Oriental and African Studies 57
(1994), 25567; and idem, The Head of the Jews in the Fmimid Empire in
Karaite Hands, in Masat Moshe: Studies in Jewish and Islamic Culture
Presented to Moshe Gil [in Hebrew] (Jerusalem, 1998), 25681.
5
Manns theory is most fully developed in his article Misrat Rosh ha-Gola
be-Bavel ve-histaafuta be-sof yeme ha-benayim, in Livre dhommage la
mmoire du Dr. Samuel Poznanski (Warsaw, 1927), Hebrew section, 1832.
See also idem, The Jews in Egypt and in Palestine under the Fmimid Caliphs,
2 vols. (New York, 192022; repr. As 2 vols. In 1, New York, 1970), 1:171
8, 2:2712; and idem, Texts and Studies in Jewish History and Literature, 2
vols. (New York, 193135; repr. 1972), 1:394411. Manns paradigm made
its way into general surveys of Jewish history; see, for example, S. Baron, A
Social and Religious History of the Jews, 2
nd
ed., 18 vols. (Philadelphia,
1957), 5:3846.
Arnold Franklin 304
actually point to a pattern of relations between the Exilarchate
and the Nesiim that is quite different from that originally
envisioned by Mann. On the basis of this evidence I propose that
relations between them were, for the most part, characterized not
by competition or rivalry, but rather by a spirit of cooperation
and mutual assistance.
The earliest relevant document is a fragmentary letter that has
been dated to the first decades of the eleventh century.
6
The
author, Joshua ha-Kohen b. Yair, describes the exploits of an
individual who posed as a Nasi for two years in a town in
northern Palestinepossibly Tiberiasbefore being exposed as
a fraud. Just before the letter breaks off, the writer, honoring a
written request by the aver Jacob b. Joseph of Aleppo, begins
to recount these events: At the beginning a messenger suddenly
came to us, a non-Jew from among the servants of the governor
of the Euphrates valley. With him he had a large document
signed with an Exilarchal seal [atm be-mabaat nesit].
7
We
asked him from whom this document came, and he replied: I
am h[ired]
8
It seems from Joshua ha-Kohens account that the appearance
of the impostor Nasi in northern Palestine and his assumption
of various communal functions there were preceded by the
6
TS 13J35.1 + TS 20.94r in Gil, Palestine, II, 3740. See also Manns
observations in Jews in Egypt, 1:1724.
7
Mann, in Jews in Egypt, 1:173, took the words tabaat nesit to mean the
seal of a Nasi, but it is far more likely that Joshua ha-Kohen was referring to
an exilarchal seal. While the latter were quite popular, as is evident from
numerous references to them in contemporary sources, the seals of Nesiim
are rarely mentioned, and date from after the eleventh century. For a copyists
description of one such seal, which he found affixed to a thirteenth century
responsum, see Qove teshuvot ha-Rambam ve-iggerotav ed. A. Lichtenberg
(Leipzig, 1859), 3:21.
8
Gil, Palestine, 2:40, ll. 5860.
Nesiim and Exilarchs: Competition or Cooperation? 305
arrival of what appeared to be a letter of introduction bearing the
official seal of the Exilarch. Apparently such tangible
representations of his Davidic credentials played an important
role in promoting the Nasis claims, since Joshua ha-Kohen also
writes that the townspeople were greatly impressed by his
genealogical records (ketav yaas).
9
Unfortunately, we have no
way of knowing what the exilarchal letter actually said.
However, from the context in which it is mentioned by Joshua
ha-Kohen, and from what we know about the Nasis later
success, we may conclude that it supported his cause and helped
to establish his legitimacy. It seems, then, that the career of the
impostor Nasi was launched in part by a letter of
recommendation from the Exilarchate. Whether that letter was
genuine or simply part of the Nasis charade, it demonstrates
that to those involved it was entirely plausible that an Exilarch
should take an interest in the affairs of a Nasi and promote his
authority in a local community.
10
The Exilarchal letter supporting the pretender Nasi is
reminiscent of a familiar administrative practice according to
which Muslim rulers issued letters of appointment on behalf of
local officials. A similar system operated in the Jewish
community where local leaders received formal letters of
appointment from Geonim, Exilarchs and Negidim. The latter
may have become familiar with this practice from the letters of
appointment that Muslim rulers issued them as the heads of the
9
Ibid, 39, ll. 44, 5253.
10
An alternate interpretation, though less likely, is that the words At the
beginning refer not to the very beginning of the episode, but to the
beginning of the Nasis fall from grace. While this would necessitate a
reinterpretation of the nature of the Exilarchates involvement in this case, it
would not affect my main contention that this episode reflects a concern on
the part of the Exilarchate to oversee matters involving Nesiim and to police
claims to Davidic descent.
Arnold Franklin 306
Jewish dhimm community.
11
If the letter mentioned by Joshua
ha-Kohen bespeaks a comparable procedure, it indicates that
cooperation between Nesiim and Exilarchs was facilitated, in at
least certain cases, by patterns of interaction that resembled the
formal bonds between central authorities and their local
representatives.
This observation calls to mind an institution in the Islamic
world that presents an instructive paradigm for understanding
the relationship between the Exilarchate and the other members
of the medieval House of David. Islamic society in the Middle
Ages, which valued noble birth (nasab) in general, accorded a
particularly privileged status to the descendants of the Prophet
Muhammad, who were known as the ashrf (noble ones).
12
It
was most likely under the Abbasids that the office of the niqba
developed, which, among other things, was responsible for
overseeing the activities of the ashrf, safeguarding their
prestige and keeping false claimants from entering their ranks.
13
Thus, by the end of the ninth century an official designated as
the naqb al-ashrf (marshal of the nobility), himself a
member of the Prophets family, could be found in important
Muslim towns. These local officials were in turn supervised by a
11
Examples of letters of appointment for the dhimm heads are to be found,
among other places, in epistolographic and administrative manuals. For a
discussion of this material see C.E. Bosworth, Christian and Jewish
Religious Dignitaries in Mamlk Egypt and Syria: Qalqashands Information
on Their Hierarchy, Titulature and Appointment, International Journal of
Middle East Studies 3 (1972), 5974, 199216.
12
For details on the ashrf and the two main branches of the family, the Alids
(also called Talibids) and the Abbasids, see Encyclopedia of Islam, 2
nd
ed.,
s.v. Sharf.
13
A comprehensive study of the niqba has yet to be written. For now see
Encyclopedia of Islam, 2
nd
ed., s.v. Nab al-Ashrf.
Nesiim and Exilarchs: Competition or Cooperation? 307
chief marshal, the naqb al-nuqab, who was presumably based
in the Abbasid capital.
While historians have noted parallels between the ashrf and
the Nesiim, they have principally focused on the comparable
status of each group within its respective community.
14
Yet, a
correspondence may also be found in the overarching
institutional framework that both dynasties used to preserve their
special status. While the Jewish community had nothing
comparable to the elaborate organization and broad authority
enjoyed by the Islamic niqba, we may nonetheless recognize a
parallel between the functions exercised by the latter and those
apparently assumed by the Exilarchate in Joshua ha-Kohens
letter. In Jewish as well as Islamic society, dynastic elites sought
to maintain their privileged status by carefully policing claims to
group membership. In both societies this was a concern shared
by all members of the sacred dynasty and consequently the basis
for at least a minimum of group cohesion. Whereas in Muslim
society this shared concern ultimately spawned a distinct and
highly ramified institution in the form of the niqba, in the
Jewish community it appears to have been one of many
responsibilities carried out by the Exilarchate.
The example of the impostor Nasi suggests the involvement
of the Exilarchate in the affairs of a Nasi. But the earliest
evidence of direct contact between a Nasi and an Exilarch comes
from documents pertaining the first part of Daniel b. Azaryas
career. In the late 1030s the Nasi Daniel b. Azarya, who was to
become Gaon of the Palestinian Yeshiva, was forging alliances
with influential individuals and groups in the Jewish world.
15
A
14
See, for example, S.D. Goitein, A Mediterranean Society: The Jewish
Communities of the Arab World as Portrayed in the Documents of the Cairo
Geniza, 6 vols. (Berkeley, 19671993), 2:19.
15
See Gil, Palestine, 1:5856.
Arnold Franklin 308
letter from 1038, sent by Daniel b. Azarya in Tunisia to Sahln
b. Abraham in Fustat, reflects various aspects of that
campaign.
16
In it Daniel b. Azarya refers to his efforts to win the
support of the Maghrebi Jews, and in particular the recognition
of their powerful leader, the Nagid Jacob b. Amram.
17
At the
same time Daniel b. Azarya informs his loyal friend Sahln b.
Abraham, who was beset with political opposition, of a strategy
to maintain him in his position as head of the Babylonian
community in Fustat.
18
In connection with this last matter Daniel
b. Azarya writes that he consulted with our Nasi, the Head of
the Exile [khmabtu nesienu rosh ha-gola], who promised to
write to Ab Nar al-Tustar, the powerful Karaite notable, in
the hopes of winning his support for Sahln b. Abraham.
19
Goitein was the first historian to discuss this letter, but his
interpretation of this last passage betrays the persistence of
Manns older (and less informed) theory of competition between
the Exilarchate and the Nesiim. According to his reading, the
phrase our Nasi, the Head of the Exile, refers not to the
contemporary Exilarch in Babylonia, Hezekiah b. David, but to
Daniel b. Azaryas brother Zakkay, whom he mentions in
several other letters.
20
In support of this view Goitein referred to
16
TS 13J25.3, ibid, 2:62730.
17
See M. Ben-Sasson, The Emergence of the Local Jewish Community in the
Muslim World: Qayrawan, 8001057 [in Hebrew] (Jerusalem, 1996), 3712.
For Jacob b. Amram see ibid, 36272.
18
For Sahln b. Abraham see E. Bareket, The Jewish Leadership in Fustat in
the First Half of the Eleventh Century [in Hebrew] (Tel Aviv, 1995), 17287.
19
Gil, Palestine, 2:629, l. 14. For Ab Nar al-Tustar see M. Gil, The
Tustaris, Family and Sect [in Hebrew] (Tel Aviv, 1981), 2357.
20
See S.D. Goitein, Daniel ben Azarya, Nasi and Gaon: New Sources, in
Palestinian Jewry in Early Islamic and Crusader Times, ed. J. Hacker [in
Hebrew] (Jerusalem, 1980), 137. For examples of letters concerning Zakkay
b. Azarya see: TS 10J25.2, in Gil, Palestine, 2:69a letter in which Daniel b.
Azarya thanks Mesos ha-Yeshiva for assisting his brother; TS 13J26.18,
Nesiim and Exilarchs: Competition or Cooperation? 309
the assumed tension between the families of Hezekiah b. David
and Daniel b. Azarya over control of the Exilarchate going back
to the tenth century. After the death of David b. Zakkay in 940
two branches of the exilarchal dynasty controlled the
Babylonian Exilarchate: first the descendants of David b.
Zakkays brother Josiah, and later the descendants of David b.
Zakkay himself. Daniel b. Azarya was Josiahs descendant,
while Hezekiah b. David was David b. Zakkays.
21
The
appointment of Hezekiah b. David as Exilarch at the end of the
tenth or the beginning of the eleventh century displaced the
father of Daniel b. Azarya who would otherwise have succeeded
his own father in occupying that post.
22
According to Goitein,
who followed Manns lead, this coup resulted in the departure of
Daniel b. Azaryas family from Babylonia, and left a residual
tension between it and the family of Hezekiah b. David.
23
However, the Geniza has also preserved a letter from the
Exilarch Hezekiah b. David, which deals with Sahln b.
Abrahams position in Fustat and extends thanks to Ab Nar al-
Tustar for his assistance in that matter. Gil, who published that
ibid, 2:65562a letter written ca. 1055 in which Daniel b. Azarya
complains about his brothers disruptive behavior in the various places he
visited since leaving Iraq; TS NS 338.94, mentioned ibid, 1:585 a letter
expressing thanks to someone for treating Zakkay with kindness; and ULC
Or 1080 J 78, ibid, 3:1604 a letter written in 1061 in which Israel b.
Nathan of Jerusalem asks Nahray b. Nissim to inform him about the pending
arrival of Zakkay and his son in Fustat. For Zakkay b. Azarya in general see:
ibid, 1:5834; and M. Gil, Palestine during the First Muslim Period (634
1099) Additions, Notes and Corrections, [in Hebrew] Teuda 7 (1991),
302.
21
For Hezekiah b. David and his influence on the Babylonian congregation in
Fustat see: Gil, Palestine, 1:4445; and idem, Kingdom of Ishmael, 1:1103.
22
See Gil, Palestine, 1:4434, 447; and Mann, Misrat Rosh ha-Gola, 19
23.
23
Goitein, Daniel ben Azarya, 137.
Arnold Franklin 310
letter, convincingly concluded that our Nasi, the Head of the
Exile mentioned by Daniel b. Azarya in his letter of 1038 must
be the Exilarch Hezekiah b. David.
24
What emerges from this
encounter, then, is an example of relations between the Nasi
Daniel b. Azarya and the Exilarch Hezekiah b. David that is far
more cooperative than Goitein originally imagined possible. In
this particular case, at least, the two united in order to keep
Sahln b. Abraham in office, jointly applying pressure on the
influential Ab Nar al-Tustar.
A number of interactions between the Exilarchate and
Nesiim are attested during the long reign of Daniel b. isday,
who served as Exilarch from the second or third decade of the
twelfth century until his death in 1175.
25
The first case concerns
events that took place in Yemen around the year 1133.
According to a testimony copied by the Egyptian merchant and
scholar alfon ha-Levi b. Netanel, a Persian Nasi who was the
cousin of the Exilarch came to the port city of Aden during the
winter months. After assuming a certain measure of authority
over the local community, the Nasi became embroiled in a
controversy with loyalists (local and visiting) of the Palestinian
Gaon Malia ha-Kohen b. Solomon concerning the propriety of
mentioning the Gaons name during prayer services.
26
24
See TS Loan 40 (I) in Gil, Kingdom of Ishmael, 2:18690. See idem,
Palestine, 1:444 for his identification of the Nasi with the Exilarch Hezekiah
b. David.
25
For Daniel b. isday see Gil, Kingdom of Ishmael, 1:4335.
26
For this episode see: TS 20.37, TS Arabic 48/270 and BM Or 5566 D.24a
+ TS 10J16.8, edited and discussed in S.D. Goitein, The Jews of Yemen:
Between the Palestinian Gaon, Residing in Fatimid Cairo, and the
Babylonian Exilarch, in The Yemenites: History, Communal Organization,
Spiritual Life, ed. M. Ben-Sasson [in Hebrew] (Jerusalem, 1983), 5374.
Two additional documents, not included in Goiteins article, that relate to
these events are TS Arabic Box 54.39 and TS NS Box 320.1, see: S. Shaked,
A Tentative Bibliography of Geniza Documents (Paris, 1964), 146, 160; and
Nesiim and Exilarchs: Competition or Cooperation? 311
Similar to the Muslim practice of including the reigning
Caliphs name in the Friday sermon, it was customary for Jews
to invoke the names of their leaders in a special clause in the
qaddish prayer as a way of formally recognizing their authority.
The omission of a leaders name, or the inappropriate inclusion
of anothers was, conversely, considered a serious offense.
27
Before the Nasis arrival the custom in Aden was to recite the
names of both the Exilarch and the Palestinian Gaon in the
qaddish prayer. But once he arrived, the Nasi had the name of
the Palestinian Gaon removed from the prayer, thus angering a
number of Malia ha-Kohens local Yemenite supporters.
28
Things came to a head on the Sabbath before Passover when
Sad b. Abraham, a visitor from northern Yemen (which
appears to have been beyond the scope of the Nasis
jurisdiction), came to Aden and recited the names of both the
Exilarch and the Palestinian Gaon according to the earlier
S. Reif, ed., Published Material from the Cambridge Genizah Collection: A
Bibliography, 18961980 (Cambridge, 1988), 197, 369.
27
For this practice see: Goitein, Mediterranean Society, II, 19; and Cohen,
Jewish Self-Government, 2234; and, with special reference to the events in
Aden discussed here, M.A. Friedman, In Your Lifetime and in the Lifetime
of our Lord Moses Maimonides, [in Hebrew] Zion 62 (1997), 758. For
examples see: A. Neubauer, ed., Mediaeval Jewish Chronicles, 2 vols.
(Oxford, 18871895), 2:84; S. Schechter, A Version of the Qaddish, [in
Hebrew] in Gedenkbuch zur Errinerung an David Kaufmann, ed. M. Brann
and F. Rosenthal (Breslau, 1900), Hebrew section, 524; and B.M. Lewin,
Old Fragments from the Mazor of the Yeshiva of Pumbedita, [in Hebrew]
Ginzei Qedem 3 (1925), 506; E. Fleischer, Eretz-Israel Prayer and Prayer
Rituals [in Hebrew] (Jerusalem, 1988), 245. For Malia ha-Kohen and the
relocation of the Palestinian Gaonate to Fustat in the first third of the twelfth
century see: Gil, Palestine, 1:6024, 6256; and Mann, Texts and Studies,
1:25562.
28
Supporters of Malia ha-Kohen stress that the invocation of his name
during prayer services was both obligatory and a well-established custom in
Aden (asaba l-da wal-wjibasaba m taqaddama min al-da); see
TS 20.37, ll. 9,12 in Goitein, Jews of Yemen, 58.
Arnold Franklin 312
custom. Supporters of the Nasi who were present became
incensed at this; they scolded Sad for his behavior and stormed
out of the synagogue.
A week later the Nasi himself confronted Sad. He
demanded an explanation for his actions and insisted that Sad
make a public apology. Accordingly, on the seventh day of
Passover Sad b. Abraham stood up in the synagogue before the
congregation and announced: My friends, surely you are aware
that I erred in mentioning our master Malia the last time I
conducted prayers. I hereby admit before God and this
congregation that I sinned against the Lord God of Israel and
against you.
29
The Persian Nasi described in this incident was anything but
a rival to his cousin, the Exilarch Daniel b. isday. His
insistence that only the name of the Exilarch be recited in prayer
services in Yemen had the unmistakable effect of bolstering the
Babylonian Exilarchate at a time when it was competing with
the Palestinian Yeshiva for control over Yemens Jewish
community.
30
While we know nothing about this Nasi outside of
the facts of this particular case, it is apparent that, at least
initially, his actions in Aden were closely aligned with the
interests of the Exilarchate and served to consolidate its
authority in the region.
29
TS 20.37, ll. 3537, ibid, 60. The last line is borrowed from Pharaohs
apology to Moses and Aaron in Ex. 10:16. Note also the careful wording,
which omits mention of Malia ha-Kohens title of Gaon of the Palestinian
Yeshiva.
30
For a discussion of the competition between Babylonian and Palestinian-
Egyptian authorities over control of the Yemenite Jewish community see:
S.D. Goitein, The Support by Yemenite Jews of the Academies of Iraq and
Palestine and the School of Moses Maimonides, in The Yemenites, 1932;
and idem, Jews of Yemen, 536.
Nesiim and Exilarchs: Competition or Cooperation? 313
The impression regarding relations between Nesiim and
Exilarchs that emerges from the episode discussed above is
strengthened by a report concerning Yemens Jews that comes
from Benjamin of Tudela, who visited the East during the last
years of Daniel b. isdays life. According to Benjamin,
Yemens Jewish community was governed by two brothers, the
Nesiim Salmon and anan: The land is divided between the
two brothers, and they are of the seed of David for they have
pedigrees. And they send many questions to the Exilarch, their
kinsman in Baghdad [qerovam she-be-bagdad].
31
Here again we find a pattern of relations between the Exilarch
in Baghdad and local Nesiim that was essentially cooperative.
This pattern emerges not only from the simple fact that the
Yemenite Nesiim corresponded with the Exilarch, but also from
the nature and direction of that correspondence. Benjamin
indicates that the communication was initiated by the Nesiim
themselves, not by the Exilarch, and that the Nesiim would
address the Exilarch with questions. In the Jewish political
culture of the Middle Ages, the forwarding of queries was a
powerful expression of the senders recognition of the authority
of the addressee.
32
Viewed in this light, the behavior described
by Benjamin of Tudela conforms to a familiar mode of
interaction according to which the supremacy of a central
authority was voluntarily recognized by local leaders.
33
31
M.N. Adler, ed., The Itinerary of Benjamin of Tudela (London, 1907),
Hebrew section, 47; English section, 48.
32
For a discussion of such activity as a voluntary expression of loyalty to the
Geonic authorities in Babylonia see Ben-Sasson, Qayrawan, 4169.
33
While doubts have been raised about the reliability of Benjamin of
Tudelas description of Arabian Jewry see for example Itinerary, English
section, p. 48 n. 2 documentary materials from the Cairo Geniza have
tended to substantiate at least the outlines of his account; see: Mann, Jews in
Egypt, I, 271; idem, The Misrat Rosh ha-Gola, 32; and E. Strauss, Journey
Arnold Franklin 314
Another form of cooperation between Nesiim and Exilarchs
is evident in Benjamin of Tudelas account of the messianic
pretender known to him as David al-Roi.
34
Benjamin describes
how the Jewish authorities sought to dissuade al-Roi from
carrying out his plans to incite a rebellion and capture
Jerusalem, fearing the retaliation of the Muslims. He writes:
The Exilarch and the Head of the Academy of the Pride of
Jacob sent [a letter] to al-Roi saying: The time of redemption
has not yet arrived; we have not yet seen the signs of it, and by
strength alone no man can prevail. Now we demand that you
desist from this thing or you will surely be banned in all of Israel
[menude be-khol yisrael].
35
And they sent this to Zakkay the
Nasi in Mosul and to Rabbi Joseph Burhnn al-Falak, the
astrologer, bidding them to send the letter on to al-Roi.
36
In the previous example we noted the initiative of the
Yemenite Nesiim in maintaining close relations with the
Exilarch by voluntarily soliciting his advice and acknowledging
his supreme religious and political authority. From this example
it is apparent that those same lines of communication served a
useful purpose for the Exilarch as well and, on occasion, could
be activated from Baghdad. Indeed, similar to the Nasi in Aden
to India: A Letter from Aden to Egypt from the Year 1153 C.E., [in Hebrew]
Zion 4 (1939), 230. See also S.D. Goitein, The Messiah of Bayn, in The
Yemenites, 136.
34
Itinerary, Hebrew section, 513; English section, 546. Compare the report
in al-Samawal al-Maghrib, Ifm al-Yahd, ed. M. Perlmann in Proceeding
of the American Academy of Jewish Research 32 (1964), Arabic section, 89ff.
For a discussion of al-Rois origins and identity see: Gil, Kingdom of
Ishmael, 1:4205; S.D. Goitein Obadyah, a Norman Proselyte, Journal of
Jewish Studies 4 (1953), 789; and Mann, Ha-Tenuot ha-meshiiyyot bi-
me masae ha-elav ha-rishonim, Hatekufah 24 (1928), 3419.
35
Based on B. Moed Qatan 16a: One who is banned by the Nasi is banned
in all Israel [menude la-nasi menude le-khol yisrael].
36
Adler, Itinerary, Hebrew section, 52; English section, 55.
Nesiim and Exilarchs: Competition or Cooperation? 315
discussed above, the Nasi in this episode functioned as a deputy
of the Exilarchate in executing its authority at the local level.
The impetus for communication between the Exilarch and the
Nasi Zakkay ironically places two members of the Davidic
family in opposition to an ostensibly Davidic movement. As the
heads of a religious minority within the Muslim polity, the
Exilarch and the Gaon of the Baghdad Yeshiva were responsible
for maintaining order in the Jewish communities under their
jurisdiction. Their suppression of al-Roi and his rebellious
activities no doubt falls under that general mandate. Moreover, it
conforms to a familiar mode of rabbinic quietism that is echoed
some years later in Maimonides Epistle to Yemen.
37
Written
in 1172, the letter addresses, among other things, the claims of a
messianic pretender who appeared in Yemen during a wave of
religious persecution. While seeking to console Yemens Jews
in the moment of their suffering, Maimonides nevertheless takes
a firm stand against the self-proclaimed Messiah and his alluring
but potentially dangerous message. He urges his audience to
adopt instead a posture of patience and humility in the face of
persecution.
38
Beyond these general considerations, however, there may
have been a particular family interest in suppressing outbursts of
messianic activism such as this in order to preserve the Davidic
dynastys messianic cachet. While the letter to al-Roi implicitly
accepts the possibility of calculating the advent of the Messiah,
it insists that only the central authorities possess the necessary
37
See A. Halkin, ed. and B. Cohen, trans., Moses Maimonides Epistle to
Yemen, [in Hebrew] (New York, 1952).
38
See: M. Cohen, Under Crescent and Cross: The Jews in the Middle Ages
(Princeton, 1994), 1989; and R. Scheindlin, Al-Harizis Astrologer: A
Document of Jewish-Islamic Relations, in Studies in Muslim-Jewish
Relations 1 (1993), 1656.
Arnold Franklin 316
qualifications to determine when that time has indeed arrived:
The time of redemption has not yet arrived; we have not yet
seen the signs of it. The net result is to assert the dominance of
the central authorities principal among them the Exilarchate
39
in matters of messianic import. Viewed from this perspective
it is not surprising that the warning addressed to al-Roi focuses
exclusively on his messianic claims and not his rumored
uprising, though it was obviously the latter that most directly
jeopardized the safety of the Jewish community.
A further suggestion that internal, Davidic concerns were
involved in the suppression of al-Rois messianic movement is
to be found in the language of the ban with which al-Roi is
threatened. In specifying that al-Roi will surely be banned in
all of Israel the letter alludes to a particularly harsh form of
excommunication that was claimed as a special right by
members of the Exilarchal dynasty.
40
Letters from supporters of
Nesiim along with diatribes written by their detractors indicate
that members of the Exilarchal family encouraged popular
sentiments connecting them with the messianic era.
41
However,
39
This becomes evident from the wording of the threatened ban; see below.
40
See n. 35. That in the East this rabbinic dictum was thought to refer to
Nesiim of the exilarchal family (at least by Nesiim themselves) is apparent
from the way the Nasi Hodaya b. Jesse cites it in the fourth decade of the
thirteenth century; see A.H. Freimann, ed. and S.D. Goitein, trans., Abraham
Maimuni Responsa [in Hebrew] (Jerusalem, 1937), 13.
41
For examples of messianic references see: TS 6J9.2 in Mann, Jews in
Egypt, 2:347, where Elijah ha-Kohen b. Solomon Gaon refers to the Nasi
David b. Hezekiah as zera ha-pore (descendant of the one who makes the
breach, based on Micha 2:13, for which see N. Wieder, The Judean Scrolls
and Karaism (London, 1962), 301); ENA 4020.13, where the biblical
promise in Is. 11:1 (And there shall come forth a shoot from the stock of
Jesse) is applied to the Karaite Nasi Hezekiah b. Solomon; ENA 3765.10v
+ TS 18J4.16r, an enthusiastic letter in which Daniel b. Azaryas arrival from
Babylonia is characterized as the arrival of the Son of David, in M. Cohen,
New Light on the Conflict over the Palestinian Gaonate, 10381042, and on
Nesiim and Exilarchs: Competition or Cooperation? 317
the case of David al-Roi demonstrates that Nesiim and
Exilarchs also shared a mutual interest in opposing open and
active forms of messianism that threatened to squander the
Davidic familys messianic potential. Mutual interests such as
these not only formed the basis for cooperation between Nesiim
and Exilarchs, but also reinforced a sense of membership in an
identifiable House of David.
This pattern of cooperative relations between Nesiim and
Exilarchs continued into the thirteenth century. Correspondence
between the Nasi Solomon b. Jesse and his brothers, who
originated in Mosul and migrated during the early decades of the
thirteenth century to Syria, Palestine and Egypt, has come to
light and has most recently been examined by Gil.
42
In a letter
from 1237, a relative informs Solomon b. Jesse of news that
recently arrived from Mosul telling of the destruction of family
property there during an earthquake.
43
Before detailing the
damage, the writer reports that certain individuals sought to take
advantage of the general confusion, and put forward claims
Daniel b. Azarya: A Pair of Letters to the Nagid of Qayrawan, Association
for Jewish Studies Review 1 (1976), 218; and TS Box K 25.244, another
letter addressed to Daniel b. Azarya in which it is wished that God should
fulfill His promises to the Davidic family and bring about the ingathering of
the exiles in Daniels lifetime, in Gil, Palestine, 2:73641. See also the
implicit rejection of the messianic claims put forward by Davidic dynasts in
the so-called Scroll of Evyatar, in Gil, Palestine, 3:394, l. 29, and in the
Arabic version of the Bustanay story, in M. Gil, The Babylonian
Encounter, [in Hebrew] Tarbiz 48 (19789), 68.
42
See Gil, Kingdom of Ishmael, 1:43842; II, 2:24680. See also: S.D.
Goitein, The Nasis of Mosul and the Destruction of their Houses by the
Earthquake of 1237, [in Hebrew] in Y. Ben-Shem, H. Geyaryahu and B.
Lurya, eds., Sefer Yosef Braslavi (Tel Aviv, 1970), 486501; and P. Fenton,
A Meeting with Maimonides, BSOAS 45 (1982), 14.
43
See TS 20.128 in Gil, Kingdom of Ishmael, 2: 2548. Compare Goitein,
Nasis of Mosul, 4902.
Arnold Franklin 318
against the Exilarch.
44
The matter came before the Muslim ruler
who ordered that the Exilarch be flogged and imprisoned.
Though the precise sequence of events is obscure, the
sympathetic manner in which this episode is related makes clear
that both the writer and his addressee were concerned for the
plight of the unnamed Exilarch. Accordingly, it offers yet
another instance of solidarity between Nesiim and the Exilarch.
Furthermore, this and other letters from the family archive
attest to the continued involvement of Solomon b. Jesse and his
siblings in matters connected with the town of Mosul, the seat of
the Exilarchate. One such letter even indicates that some of the
family members anxiously awaited an opportunity to return to
Mosul.
45
It is apparent, then, that the migration of this family of
Nesiim to Syria, Palestine and Egypt cannot be adequately
explained on the basis of a presumed tension within the
exilarchal dynasty. Indeed, rather than internal fragmentation,
the correspondence of Solomon b. Jesse and his siblings points
toward an underlying sense of affiliation among members of the
exilarchal dynasty that continued to be felt even across long
distances.
There is of course one Nasi whose actions do seem to imply a
direct challenge to the authority of the Babylonian Exilarchate.
David b. Daniel made the audacious move of assuming the title
of Exilarch in Tyre in or about the year 1091 and continued to
use that title for the remaining years of his activity in Egypt.
46
Yet that unusual case should not unduly color our interpretation
of the careers of other Nesiim who cautiously avoided taking
that step. The potential for Nesiim to declare themselves
44
On the relocation of the Exilarchate to Mosul around the beginning of the
thirteenth century see Gil, Kingdom of Ishmael, 1:4367.
45
See TS 16.36 in Gil, Kingdom of Ishmael, 2:2649.
46
For David b. Daniel see Cohen, Jewish Self-Government, 178212.
Nesiim and Exilarchs: Competition or Cooperation? 319
Exilarchs as David b. Daniel did may have been theoretically
present at all times given the embodied sanctity that was the
common inheritance of all members of the exilarchal dynasty,
yet there were also powerful incentives that deterred most from
doing so.
Even David b. Daniel held back from making such a
bold move, obviously aware of its momentous implications,
until at least the seventh year of his reign.
47
47
We have little information on the Exilarchate in the second half of the
eleventh century, and the possibility that David b. Daniels move coincided
with a period of institutional decline or an interregnum cannot be ruled out.
Support for this conjecture may be found in the fact that Evyater ha-Kohen
never mentions a reigning Exilarch in any of his numerous objections to
David b. Daniel and his political machinations. This omission is all the more
surprising given the evident correspondence between Evyatar ha-Kohens
father, Elijah ha-Kohen b. Solomon, to David b. Hezekiah, the son of the
Exilarch who reigned during the first half of the eleventh century, in Mann,
Jews in Egypt, 2:347; BM Or 5546 + ENA NS 13.1, fragments of two
additional letters from Elijah ha-Kohen to David b. Hezekiah, the first of
which expresses sadness at the latters departure from Jerusalem, in Gil,
Palestine, 2:89; and TS 10J24.1, a letter dated ca. 1091 from Evyatar ha-
Kohen to Babylonian authorities, among them a certain Hezekiah the
Exilarch, in Gil, Palestine, 3:3725. David b. Daniel may have waited until
this last Exilarchs death before assuming the title for himself. The weakness
of the Exilarchate some two decades earlier, and the influence of Jewish
bankers over it, is attested by the Muslim historian Ab Al b. al-Bannn; see
G. Makdisi, Autograph Diary of an Eleventh-Century Historian of
Baghdnd. BSOAS 19 (1957), Arabic section, 25; English section, 43. A hint
of disapproval on the part of the Exilarchate concerning David b. Daniels
move can be felt ex silentio in a letter sent by Daniel b. isday to Fustat in
the year 1161; see ENA 4011.74 + TS 8J2 + MS Antonin 1131 in S. Assaf,
Letters of R. Samuel b. Eli and His Contemporaries, [in Hebrew] Tarbiz
1:3 (1930), 6677. See Mann, Texts and Studies, 1:2306 regarding this
letter, its author and the historical context in which it was written. In that
missive Daniel b. isday gives various precedents justifying exilarchal
privilege in Syria, Palestine and Egypt. While he enthusiastically cites the
career of the Nasi Daniel b. Azarya, he is silent with regard to his son, David
b. Daniel, though the example of the latter would have made his case even
more forcefully.
Arnold Franklin 320
The examples discussed above challenge Manns view that
Nesiim migrated to Jewish communities outside of Iraq to set
themselves up as local rivals to the Exilarchate in Babylonia. In
several of these examples we have witnessed a pattern of
relations between Nesiim and Exilarchs that mirrors the
cooperative, reciprocal relations that existed between Geonim
and their representatives in local Jewish communities. In those
cases Nesiim formally recognized the supremacy of the
Exilarchate and manifested their loyalty to it by working to
further its interests and execute its authority in the communities
under their immediate jurisdiction. As the case of Daniel b.
Azarya illustrates, Nesiim could also initiate matters by
requesting the intervention of the Exilarchate in local affairs.
These patterns of relations should be seen as a natural
consequence of the commonly accepted kinship ties that bound
Nesiim and Exilarchs. In the case of the Yeshivot, such ties
were recognized as a highly effective means of enacting the
authority of the Gaon on the local community level, and were
accordingly cultivated wherever possible. In the case of the
Exilarchal dynasty this structure was automatically in place and
thus more readily available for effective implementation.
Cooperation between Exilarchs and Nesiim is in fact quite
understandable even when viewed solely from the vantage point
of the Nesiim. A significant component of the popularity of the
Nesiim derived from their implicit ties to the Babylonian
Exilarchate. By positioning themselves as rivals of that age-old
institution the Nesiim would have sacrificed those crucial
connections and severed themselves from a significant source of
their esteem in the Jewish community. Only in the exceptional
case of David b. Daniel do we find a Nasi who truly presented
himself as a rival to the Babylonian Exilarchate. We have
Nesiim and Exilarchs: Competition or Cooperation? 321
suggested that, in at least certain cases, the Babylonian
Exilarchate oversaw matters concerning the Davidic dynasty and
exercised functions comparable to those carried out by the
niqba in Muslim society. The ever-present possibility of a
threat such as that posed by David b. Daniel provides additional
perspective on these activities and suggests that they involved a
good measure of self-interest.
On a still more fundamental level the relations between
Exilarchs and Nesiim described above may be said to reflect the
informal patterns of loyalty that were characteristic of Islamic
society in general during roughly the same period.
48
From this
perspective, the House of David provided Nesiim and
Exilarchs a ready-made conceptual focus for their shared
interests and a basis for cooperative action at moments when it
became necessary. Often such cooperation took the familiar
form of interactions between a central authority and its local
representatives. Underlying these interactions, however, were
informal ties of loyalty between Nesiim and Exilarchs that were
born of a mutual concern to preserve the privileged status of the
Davidic dynasty.
49
48
See the discussion of loyalties of category in R. Mottahedeh, Loyalty and
Leadership in an Early Islamic Society (Princeton, 1980), 97174.
49
For a similar argument, in which Mottahedehs paradigm of informal
loyalty is used to describe the relations between the community of Qayrawan
and the Babylonian authorities, see: M. Ben-Sasson, Fragmentary Letters
from the Genizah: Concerning the Ties of the Babylonian Academies with
the West, Tarbiz 56 (1987), 1978; and idem, Qayrawan, 4224.
GENERAL INDEX
!Abbnsid, 214, 215218, 281,
296, 302, 306, 307
Afterlife, Christian and Muslim
beliefs about, 8688; in
Islamic philosophy, 61,
64; in the Kuzari, 86, 87,
90, 93n.21, 106, 123,
127, 130; in Maimonides,
1, 2, 4, 5, 15, 81, 82; in
Saadya, 61, 62, 65, 66,
73, 78
aggadah, 147
ahavah, 5, 6, 9
Allegory, 61; as biblical
interpretation, 21, 22, 28,
30, 40; kabbalistic
interpretation, 24; in
Saadya, 71, 72
Almohad, 59n.12, 282, 283, 286,
287, 293, 294
Almoravid, 286
Al-Andalus, 59n.12, 230
Amidah, 133137, 140, 141, 148,
159, 160, 163, 164, 165,
170
amr ilnh, 96, 98, 99, 100, 103; as
cipher, 114; divine gift,
115; as immanent, 117;
not a hypostasis in the
Kuzari, 113; parallel to
divine will, 114; as
prophetic influx, 98, 118;
relationship to humans,
111; scholarship on, 107;
in Sh!sm, 107, 110
Angels, 113, 117, 118, 121, 125,
127n.28
Annihilation, see fann
Antinomianism, 127
Apprehension of God, 7, 9, 10,
11, 13
Arabic, Baran school of
grammar, 258, 259;
influence on Karaite
General Index 324
grammatical texts, 262;
as the language of
Sephardim, 230;
medieval dictionaries,
194, 198, 219;
philosophical terms in
the Kuzari, 98n.39;
political philosophy,
65n.19; post-classical,
191
Aramaic Bible translations, 191;
see also Targum
Aristotelian philosophy, cessation
of in the Islamic world,
59, 60; Judah Halevis
rejection of, 93, 96, 102,
103, 104
Ascension, mystical, 5052
Ash!ariyya, 59, 62, 63n.17, 198
al-asmn al-usnn, 196197, 213,
216
Astrology, Saadyas refutation of,
215
Attributes, Divine, 198, 213, 214,
218
!avodah, 5, 6, 9
Avot de-Rabbi Nathan, 171
Ayyubid, 282, 293
Babylonia, 96, 215, 286, 291, 296
Baghdnd, 214, 281, 302, 313, 315
Barcelona, 145
Battle of Badr, 195
Berber, 281
Biblical exegesis, 19, 21, 35;
different levels of, 24;
metaphorical, 35
Black Sea, 262
bogeret, 176, 181
The Book of Beliefs and Opinions,
comparison of editions,
6768; purpose of, 79;
two versions of seventh
maqnla, 55; relationship
of two versions, 66, 73,
74
Byzantium, 261, 281, 286, 289;
Queen of, 292
Cairo Geniza, 19, 24n.9, 25,
47n.57, 184n.17, 29, 30,
58, 262n.7, 282, 283,
301
Caliph, nomination of 293;
reciting name of during
Friday prayer, 311; titles
of !Abbnsid Caliphs, 217
Canaan, 139
Canon, 19, 21
Castile, 145
General Index 325
Catalonia, 229
Chariot of Ezekiel, 28
Circumcision, 99
Commandments, see mivot
Comparative analysis, 132, 150
Conquest, Arab, 281, 285, 288,
290, 291; Persian, 289
Conversion, 97, 99101, 104,
293, 294; Halevis
conception of non-Jews
after conversion, 97102
Corpse, 137
Creation, ex nihilo, 69
Crusades, 282, 286, 289, 298
Damascus, 281
Death by a kiss, 14, 15
devekut, 5, 6
dhimm, 306
Diqduq, of Ibn N, 258, 261,
262, 264, 265, 267, 269,
273, 274, 277
Divine providence, 13
Dreams, 124
Duties of the Heart, 21, 47n.59,
49n.67, 137, 143, 149,
153n.59, 167n.110,
169n.116, 211
Egalitarian language, 5n.10
Egypt, 29, 31, 34, 96, 109, 120,
164, 184n.17
Elements, 34
Emanation, 48, 117n.20;
Neoplatonic, 109
Enunciation, 167170
Eschatology, 106; varying
conceptions of, 85
Ethnolect, 229, 234, 235, 241
Euphrates, 33
Excommunication, 316
Exilarch, xi; seal of 304, 305;
involved in appointment
of nasi, 307; relocation
to Mosul, 317n.44
Exile, 34, 96
Exodus from Egypt, 109, 120
Experience, spiritual, 6, 7; see
also Mysticism
Expulsion from Spain, 230, 233
fann, 29, 41, 42, 124, 128
Fnmimid, 216n.45, 282, 286, 287,
292, 293, 297, 302
Feminism, 17
Firkovitch collection, vii, 20, 30,
262
France, 78n.36
General Index 326
Gagra, 262
Garden of Eden, 89, 90n.13,
91n.16, 93; see also
Paradise
Gehinnom, 89, 90n.13, 91n.16, 93
Geniza, see Cairo Geniza
Genre, 140
Geonim, ix, 180, 182, 185, 189,
305, 307, 310, 311, 315,
320; hegemony of
Babylonian Geonim, 296
Georgia, 262
Gnosis, 2, 3, 16
Governance, divine, 119, 121
Granada, 290, 291, 292
Great Assembly, 137, 164
Guardian, see wal
Guide for the Perplexed, 5n.10,
11ff., 22, 23n.7, 28, 91,
111n.9, 149, 163n.93,
167n.111
adth, 186, 196, 197, 199
halakhah, 2, 3, 16, 134, 137, 144,
146, 150, 161, 169n.115,
177, 184, 189; as path to
divine union, 121
asidut, 4
anaf, 178n.7, 185, 188
anbal, 178n.7
Hebrew, Biblical, 199, 234;
Medieval, 234; medieval
dictionaries, 227ff.; the
superlative, 47
Hell, 60, 86; see also Gehinnom
Hereafter, see Afterlife
Himyarites, wars of, 290
Holiness, 47
Human, as dwelling place for the
divine, 121
Ideology, 147
India, 126, 147
Influence, Islamic influence on
Geonic custom, 179,
185, 189
Intellect, human, 3n.6, 11, 13, 15,
20, 27, 28, 32, 34, 36,
37, 40, 48n.63, 52, 86,
91n.16, 110, 111, 112,
113, 117; Active, 24, 86,
103n.49, 107, 109, 112,
117, 118n.22, 127n.28,
130
Intention, see kavvanah
!Irnq, 33
!ishq, 7, 13, 32, 50, 128n.29
Isolation, 7, 10, 21
Israel, 89, 94, 95, 96, 98, 104,
105; as the heart of the
General Index 327
nations, 100; as link
between God and world,
120
ittinl, connected to
commandments, 126,
130; eschatological
dimension of, 123;
etymology of, 108; as
experience of God, 127;
as gift, 120; individual
vs. communal, 129;
linking this world and
the next, 123;
philosophical and/or Sufi
conception of, 109, 111,
112, 120, 129, 130; as
prophecy, 110
Jerusalem, Latin kingdom of, 282
Jewish Studies, 4, 16
Jewish Sufis, 30n.24, 43n.55,
49n.67
Judeo-Arabic, 20, 91, 155n.67;
authors dependant on
Saadya, 192, 192;
Baghdnd, 235236;
Egyptian, 242; sphere of
influence, 25;
dictionaries, 219, 227,
229
Judeo-French, 227
Judeo-Italian, 227ff.
Judeo-Spanish, x, 227ff.
kalnm, 77, 115n.14, 198, 199,
213n.63
kufr, 59, 61, 64
Ka!ba, 214
Kabbalah, 4, 24, 142145, 151;
two kinds of groups, 144
Karaites, 21, 188, 200n.29, 214,
286; of Iraq and Iran,
258, 277; of Jeruslalem,
257; on maturity, 178n.7;
two types of grammatical
texts, 261
kavvanah, ix, 8, 12, 134137,
141144, 146, 150, 161,
164; parable of 162, 168
Knowledge of God, 23; see
Gnosis
Kuzari, 149, 155n.69, 163n.96,
164n.97, 165; equivocal
description of the
afterlife, 90
Ladino, 227, 236
Language, scripts of 234
Lisnn al-!Arab, 194, 195n.11
General Index 328
Liturgy, 4, 6, 8, 142; preparation
for, 135
Love, mystical, 4, 10, 22, 24, 38,
47n.59, 48, 51; see also
!ishq
Magic, 114
Al-Mahdiyya, 287
Maimonidean dynasty, 29, 35
Mnlik, 178n.7, 185187
Mamelk, 297
Maqre Dardeqe, x, 227;
differences between
Spanish and Italian
versions, 236239, 250;
purposes of, 227, 250;
structure of entries, 229,
236
Marriage, betrothal money, 181,
189; during Talmudic
period, 176177; for
Judah Halevi, 101n.44;
in Muslim and Christian
society, 177; origin of
child betrothal, 185;
women appointing
fathers as agents, 183,
184
Martyrdom, 293
Masoretes, 167n.109
Matter, 34, 41, 70
Maturity, in Islamic law, 178; in
Karaite law, 178n.7
Meditation, 3, 12, 14, 15, 138,
170
Meor !Ayin, 262ff.; arrangement
of paradigms, 273;
author of, 267; purposes
of, 265266; sources of,
262; symbolic system of
classification, 277
Messiah, 21, 91, 94, 95, 96, 102
Messianism, 1, 34, 216n.68;
converts in the messianic
age, 100102, 104; false
messiahs, 285, 286, 314
316; Jewish beliefs
about, 9495; Judah
Halevi on, 9396, 105;
naturalistic conception,
96, 97; as response to
political upheaval, 280,
284, 285, 287, 290;
status of the land of
Israel, 100102
Midrash, 33
Migration, as response to political
upheaval, 295
Miracles, 70, 72, 77, 88, 89, 95,
96, 98, 101, 102, 103,
105, 121, 124, 164
General Index 329
Mishna, 146, 148, 171, 175, 191
Mishneh Torah, 1n.1, 22, 146,
176n.4
mivot, 1, 5, 6, 12, 79, 99, 100,
104, 108, 122, 126, 134,
159, 163; as meeting
place between God and
humanity, 123
Moab, 202
Mysticism, antinomian, 127;
biblical commentaries,
19, 35; importance of a
spiritual guide, 36, 37,
49; language of, 8, 13,
15, 34; mystical
experience as an
emanation, 48; union,
20; mystical as a vision,
48; as post-
philosophical, 7, 8, 9, 11,
15; Sufi concept of
mystical union, 120
Mutakallimn, 76, 198
Mu!tazila, 66, 198
na!rah, definition of, 176
nagd, 31, 33, 35, 305, 308
Names of God, 30, 51; see also
al-asmn al-usnn
Neoplatonism, 21, 28, 109,
143n.29
nasi, xi; appearance outside of
Iraq, 302; definition of,
301n.1; parallel with
ashrnf, 307
niqnba, 306307, 321
Oath, violation of, 136
Onkelos, 240
Ottoman, 230, 297
Pact of !Umar, 178n.7
Palace of the Sultan, 11
Parables, lion, 70, 74; palace of
the Sultan, 11
Paradise, 60, 76, 86, 88
Passover, 311; haggadah, 240
Patriarchs, 164, 165
Pax Israelitica, 105n.53
Pentateuch, 27, 33, 188
Persia, 277, 281, 289
Philosophical mysticism, ix, 3, 6,
8, 9ff., 13n.27, 15, 20,
34; in Islam, 8n.17; in
medieval Jewish
religion, 17
Philosophy, Averroes defense of,
60; difference between
General Index 330
Jewish philosophers in
the east and west, 16
Pietists, asidei ashkenaz, 143;
Jewish pietists in Egypt,
37
Poetry, Arabic, 128, 215, 219;
pre-Islamic, 194195
Polemic, Christian and Islamic
critique of Judaism, 127,
130; concerning
Kabbaalistic prayer,
141145, 150; Saadya,
56; theological, 227
Prayer, 89; and distraction, 164,
165;edited by human
beings, 136, 164; as
intimate encounter with
God, 135, 138, 159; as
meditation, 12; in public,
138; relationship to soul,
137, 166; shapes
identity, 138; voluntary
vs. obligatory, 159
Presence of God, 7, 8, 12, 117,
126; see also shekhina
Printing, Jewish work in Naples,
228
Prophecy, 11, 88, 89, 90, 95, 96,
98, 101, 104, 105, 109,
112, 121, 122, 125, 127,
129; and converts to
Judaism, 97101, 104
Provence, 143
Providence, divine, 119ff.
qaddish, 311
qetannah, definition of, 176
Qurnn, 110, 125, 163n.95, 195,
196, 199, 213, 219
Rationalism, 70, 91, 103
Religiolect, 227, 242
Resurrection, allegorical
interpretation of, 71, 72;
in Averroes, 6065; in
Avicenna, 64n.17;
biblical proofs of, 71;
Christian and Muslim
beliefs about, 92n.21; in
al-Ghaznl, 5965,
77n.34; in Judah Halevi,
9093, 105; in Islamic
philosophy, 81; Jewish
debates about, 6870; in
Maimonides, 8184, 93;
material pleasures of,
7677, 81; philosophical
importance of, 58ff., 79;
General Index 331
Rabbinic proofs of, 73,
80;
Sacrifice, 117, 118, 123, 160
Samarrn, 214
Sanskrit, 114
Sassanid Persia, 281
Seljukid, 282, 297
Septuagint, 240
Seville, 59n.12
Shabbat, 116
Shnfi!, 178n.7, 185, 186n.20, 187
shar, 236
shar, 233, 236
sharanim, 240, 241
shekhina, 95, 142n.29, 173; see
also Presence of God
Shema, 6, 7, 12, 132, 133138,
140, 141, 145, 146, 148,
150, 159, 160, 163, 164,
165
Sh!ism, 107, 109, 110, 120, 129,
282, 286
shoah, 17
Sicily, 230
siddur, 240
Sifra, 160n.80
Sijilmasa, 294
Society of Judeo-Arabic Studies,
55, 56n.2; inception of,
vii; future of, viii
Solitude, 7, 10, 12
Song of Songs, 147; mystical
interpretive tradition, 20
Song of the Sea, 206
Soul, 20, 21, 24, 28, 32, 34, 36,
41, 48n.63, 89, 110, 117,
123, 124, 137;
immortality of, 60, 79,
87, 9093, 94;
relationship to prayer,
166
Spain, Jewish involvement in
Spanish politics, 291;
medieval, 78n.36, 109,
143, 144 151, 212, 297;
Visigothic, 281, 289
Sufism, 62, 63n.15, 109, 111,
120, 124, 127130;
Maimonides use of
terms, 7; use of terms by
Jewish authors, 21, 24,
28, 29, 31, 35, 39, 41,
47n.59, 48n.61, 49n.65
Sura, 79n.37
Synagogue, 139
Tnj al-!Ars, 194
General Index 332
Talmud, 13, 76, 146, 175, 191
Targum, 229, 236
taytsh, 236
Temple, 34, 95, 96, 98, 101, 102,
105, 203
Theology, relationship to
philosophy, 16
Tigris, 33
Toledo, 132, 145, 149, 212
Torah, 8, 12, 50, 51, 65n.18, 79,
83, 95, 99, 100, 105,
125, 131, 163, 169
Translation, Bible or sacred texts
into Jewish ethnolects,
236, 240, 242;
characteristics of Jewish
translations of sacred
texts, 243250
Tribes, ten lost tribes of Israel,
289
Umayyad, 194, 281, 282, 291
Union, of the soul and the
intellect, 20, 24, 34, 41;
as prophecy, 110; as
tasting, 128; with the
Divine, 13, 108ff., 120,
121, 124, 127; see also
ittinl
Veils, 40, 41, 48n.63
wal, 185, 187, 188
Will of God, 113, 114
The world-to-come, 1, 2, 4, 5, 15,
81, 82, 91, 94, 130; see
also Afterlife
Worship, in the Kuzari, 128;
Maimonides
instructions on, 10, 12,
14, 15
wul, see Union
Yemen, 3, 4n.8, 27, 310, 312314
Yeshiva, 320
Yiddish, 227, 236
Zion, 94, 296
Zirid, 283
Zohar,142,144
INDEX OF NAMES
Aaron, 14, 15
Aaron of Nicomedia, 189
!Abd Allnh Ab Buluggin, 290
!Abd al-Jabbnr, 66n.20, 198
!Abd al-Qader al-Gilnn, 151n.54,
166n.107
Abraham, 115
Abraham b. Ata, 291
Abraham he-asd, 29, 30, 47
Abraham b. iyya, 78n.36
Abraham b. !Ezra, 22, 25, 33
Abraham Maimonides, 20n2, 29,
38, 47n.60, 49n.65,
53n.7374, 135n.14,
159n.78
Adam, 89, 109, 111, 115, 119
Adonijah, 208
!Al b. Ab nlib, 195
!Anan b. David, 189n.24
Ibn !Aqnn, Joseph, 23, 24, 34,
37n.39, 47n.57, 147n.39
Ibn !Arabi, 41n.52
Aristotle, 86, 109n.3
Asclepios, 86
Asher b. Yeiel, 145
Al-!Asqalnn, Ibn ajar, 197n.19
Ibn al-Athr, 199
Averroes, 59n.12, 6065, 81,
108n.2, 186n.20
Avicenna, 37n.38, 61, 64n.17,
83n.45, 108n.2; on
mystical experience,
127, 128n.31
Baya ibn Paquda, 21, 47n.59,
49n.67, 137, 143,
153n.59, 167n.110,
167n.112, 169n.116, 211
Ibn Bajja, 108n.2
Balaam, 89, 98, 102, 105n.51
Al-Bannn, Ab !Al, 319n.47
Al-Bayaq, 179n.7, 186n.20
Benjamin of Tudela, 313, 314
Bonfils, Joseph, 33
Index of Names 334
Al-Bukhar, 186n.20
Cleopatra, 76
Crescas, adai, 70
Daniel, 171
Daniel b. Azarya, 307309,
316n.41, 319n.47, 320
Daniel b. isday, 310, 312, 313,
319n.47
Daniel al-Qmis, 214n.65,
287n.12
Al-Dnraqutn, 186n.20
Al-Dnrim, 186n.20
David, 50
David b. Abraham al-Fns, 210,
211
David b. Daniel, 318320
David b. Hezekiah, 316n.41,
319n.47
David b. Joshua Maimonides, ix,
19, 20n.1, 25, 31ff.,
47n.59, 49n.67, 52n.70,
148; affinity for
Abraham ibn !Ezra, 33;
interpreting the Song of
Songs, 32, 33; as scribe,
31
David Kimhi, 234
David al-RoI, 314317
David b. Zakkay, 302, 309
Al-Dimashq, al-Wald b.
Muslim, 197n.19
Dosa b. Harkinas, 138
Dunash b. Tamim, 287
Elijah, 89
Elijah ha-Kohen b. Solomon
Gaon, 316n.41, 319n.47
Enosh, 115
Esther, 115
!Ever, 115
Evyatar ha-Kohen, 319n.47
Ezekial, 28
Al-Fnrnb, 60, 61, 62n.14, 108n.2,
109n.3
Al-Ghaznl, 47n.59, 48n.60, 59
65, 77n.34, 81, 83,
84n.45
Goliath, 201
Al-nkim, 292
Halevi, Judah, ix, 155n.69,
163n.96, 164n.97, 294;
on the amr ilnh, 96, 98
Index of Names 335
100, 103, 104; on the
Babylonian exile, 97;
conception of prophecy,
104; contrasted with
philosophers, 91;
inconsistency of, 88; as
naturalist, 103; quasi-
genetic language, 110,
115, 119; rejection of
philosophy, 107; on
resurrection, 101n.45,
105; on science and
philosophy, 103
alfon ha-Levi b. Netanel, 310
Al-allnf, 28, 38n.43
anan ha-Nasi, 313
Ibn anbal, 186n.20
Ab anfa, 178n.7
anina, 139
Hnrn b. Faraj, x, 257ff.
asday b. Shaprut, 291, 292
Hermes, 86
Heschel, Abraham Joshua, 17
Hezekiah, 160
Hezekiah b. David, 309310
Hezekiah b. Solomon, 316n.41
Hillel, 138
Ibn Hishnm, 195
Hodaya b. Jesse, 316n.40
oter b. Shelomo, 3n.6
Hujwr, 40n.48, 111n.10
Ab Hurayra, 197
Isaac of Acre, 144n.32
Isaac b. Ghayynt, 47n.57, 211
Isaac Sagi Nahor, 144n.32, 145
Al-Ifahnn, Ab al-Faraj,
195n.10
Israel Alneqawa, 136n.16,
147n.39, 149
Israel Israeli, ix, 212; activities of,
132; probable audience
of, 140
Itzhak b. Rabbi Shelomo of
Toledo, 133n.8, 149
Jacob, 119
Jacob b. Amram, 308
Jacob b. Asher, 142n.29
Jacob b. Joseph of Aleppo, 304
Ibn Jann, 230, 231, 232, 250
Job, 205, 206n.44
Jonah, 205
Jonah of Gerona, 144, 148
Joseph b. Amram, 294
Joseph Burhnn al-Falak, 314
Joshua ha-Kohen b. Yair, 304
307
Josiah b. Zakkay, 302
Al-Jubbn, Ab !Al, 198
Index of Names 336
Kaplan, Mordecai, 7n.31
Kitover, Israel ha-Levi, 67, 68
Al-Kurnn, 37n.40
Lane, Edward, 193, 196
Maimonides, ix, 1ff, 19, 2224,
28, 65n.18, 86, 91, 93,
95, 102, 105, 109n.2,
111n.9, 135n.14, 146,
148, 163n.93, 167n.111,
169n.119, 171n.123,
287; appointment as
head of the Jews, 293;
epistle to Yemen, 315;
on daughters, 176n.4,
180; on knowledge of
god, 23; on messianism,
1, 2, 85; use of mystical
language, 8, 13, 49n.64,
53n.73; parable of the
Sultans palace, 11; on
providence, 13; purpose
of philosophical corpus,
3; response to Almohad
persecutions, 294; on
resurrection, 8184; use
of Sufi terms, 7, 50n.68;
on telos of human
existence, 2, 3
Ibn Maimn, 290
Ibn Mnja, 186n.20, 197n.19
Al-Mamn, Caliph, 59n.12, 217
Al-Manr, Caliph, 217
Ab Manr al-Baghdnd, 198
Ibn Manr, 194, 195n.11, 199
Malia ha-Kohen b. Solomon,
310331
Meir, Rabbi, 76
Meir ha-Levi, 149n.50
Menaem ha-Meiri, 135n.14,
143n.30, 148, 183n.16
Merton, Thomas, 17
Miriam, 14, 15, 207
Moses, 1315, 70, 87, 105, 126,
207
Muammad, 76, 86, 109, 195,
197, 214, 306
Muammad b. al-Qazzaz, 291
Al-Muqtadir, x, 216, 218
Al-Mu!taim bi-llnh, Caliph, 217
Al-Mutawakkil, Caliph, 217n.73
Nachmanides, 111n.9, 144
al-Nahnwand, Benjamin, 178n.7,
188, 189n.24
Natira and sons, 291
Al-Nawaw, 186n.20
Index of Names 337
Al-Naysnbr, 186n.20
Nebuchadnezzar, 201
Nissim b. Moses of Marseilles,
65n.18
Noah, 115
!Obadyah Maimonides, 48n.61
Pharaoh, 196, 201, 204206, 210,
214, 218
Plato, 86
Al-Qirqisnn, 178n.7
Ibn Qudnma, 186n.20, 187n.22
Al-Qurtub, 186n.20
Al-Qushayr, 24, 48n.62
Radaq, 229, 236
Al-Rnghib al-Ifahnn, 199
Rashi, 229, 230, 234, 236
Al-Ruba, 194
Saadya, ix, x, 95n.28, 101n.46,
262, 267, 287n.12; as
grammarian, 263, 264,
269272, 274; influence
on Maqre Dardeqe, 233;
on law, 80; on marriage,
181, 183n.15; penchant
for enumeration, 75;
political philosophy, 65,
78; on resurrection, 79
80; ten questions, 7476;
two views of
resurrection, 66
Sahlnn b. Abraham, 307310
Sa!d b. Abraham, 311, 312
Sa!d Shrnn, 267
Saladin, 293
Salmon ha-Nasi, 313
Samuel, 89
Samuel b. Hofni, 176n.4,
181n.13, 182n.13
Samuel b. Nagrela, 291, 292
Sancherib, 201
Ibn al-Sarrnj, 259n.3
Saul, 89
Scholem, Gershom, 7n.13, 94
Schwartz, Dov, 88, 95, 96
Al-Sha!arnn, 47n.40
Shem Tov b. Ardutiel, 145
Al-Shrnz, 186n.20
Simon of Beit Arsham, 290
Socrates, 86
Solomon, 10, 22, 26, 32, 49, 50,
52
Solomon b. Adret, 144, 184n.17
Index of Names 338
Solomon b. Jesse, 317, 318
Al-Sulam, 217n.73
Al-Suyt, 179n.7
Tanhum Yerushalm, 25ff., 33,
35n.33, 36n.3537,
41n.52; method of
interpretation, 26
Al-Tankh, 187n.22
Terah, 115
Teresa of Avila, 151n.54,
166n.107
Ibn Tibbon, Judah, 57, 58n.8, 69,
82n.43, 85n.1, 92, 110
Tirmidh, 197
Trebot, Perez, 228
Ibn Tufayl, 62n.14, 111n.9,
127n.27
Al-Tustar, Ab Nasr, 308310
Umayya b. Ab al-Salt, 195
Yahy b. Sulaym al-Tabb, 27;
see Zekhariah, Rabbi
Ab Yaqb Ysuf b.
Bakhtawaih, 267
Ab Yaqb Ysuf b. Nh, x,
257ff.
Yefet b. Eli, 113n.11, 200n.29,
201n.3435, 203, 267,
286
Yehudai Gaon, 296
Yose b. Hanina, 160
Al-Zabd, 199
Zekhariah, Rabbi, 27, 28
Zema Gaon, 183