Kirkbride 2006
Kirkbride 2006
Kirkbride 2006
Paul Kirkbride
Abstract Purpose To explain and illustrate the innovative full range leadership (FRL) model from Bass and Avolio and to demonstrate how this model can be utilized within organizations to develop transformational leadership. Design/methodology/approach This paper describes in detail the FRL model and shows how the transformational leadership styles identied within the model are highly correlated with leader performance. Drawing on extensive personal consulting experience, the paper then outlines how the model, and the associated multifactor leadership questionnaire (MLQ), can be used successfully in training/development interventions in organizations. Findings The FRL model is probably the most research and validated leadership model in use world-wide today. The transformational styles described by the model are highly correlated with leadership success. Transformational leadership can be successfully taught by a development process which utilizes a combination of 360 degree feedback using the MLQ, structured workshops, and one-to-one coaching sessions. Practical implications This paper offers a very practical leadership path approach to developing transformational leadership competence, drawing on extensive experience of delivering such programmes with large client organizations world-wide. Originality/value The originality of the FRL model lies in the concept of a range of leadership behaviors which all leaders demonstrate. Rather than insisting that one must lead like this, the FRL model makes the point that what is required is a change in the balance of leadership behaviours, away from the more transactional and more towards the transformational. The value of the paper lies in the description of a tried and tested methodology for applying the FRL model in an organizational setting. Keywords Transformational leadership, Leadership, 360-degree feedback, Coaching Paper type Case study
ernie Bass (1990, 1999), perhaps the doyen of leadership research, was one of the rst to argue for a new transformational style of leadership to replace transactional forms. Put simply, transactional leadership encompasses fairly traditional managerial styles where managers or leaders gain compliance and performance by either offering rewards or punishing deviations from standards. These styles are useful for stable state situations but are less useful for organizations undergoing environmental turbulence or rapid change. Here transformational styles are required. Transformational leadership involves the provision of a compelling and clear vision; the mobilizing of employee commitment through personal identication and involvement; and the institutionalization of organizational change.
All this is easily said, but how can leaders in organizations be developed in transformational leadership? In this paper we will attempt to share our experiences of both using the full range leadership model (Bass and Avolio, 1998; Avolio, 1999) to develop transformational leadership and methodologies regarding how to apply the model in organizational settings.
DOI 10.1108/00197850610646016
VOL. 38 NO. 1 2006, pp. 23-32, Q Emerald Group Publishing Limited, ISSN 0019-7858
PAGE 23
Transformational leadership
Laissez-faire The laissez-faire leader is essentially a non-leader. This type of manager tends to withdraw from the leadership role and offer little in terms of either direction or support. They are often absent or indifferent to the needs of their followers. As a result followers are often in conict with each other regarding roles and responsibilities, try to usurp the leaders role, or seek direction and vision from elsewhere in the organization. Key indicators of this style would be:
B B B B
avoids making decisions; abdicates responsibilities; refuses to take sides in a dispute; and shows lack of interest in what is going on.
Management-by-exception (passive) Management-by-exception (MBE) refers to the process of paying attention to the exceptional rather than the normal. Thus MBE leaders tend to be relatively laissez-faire under normal circumstances but take action when problems occur, mistakes are made, or deviations from standard are apparent. Passive MBE leaders only intervene when the exceptional circumstances become obvious. Thus they tend to have a relatively wide performance acceptance range and poor performance monitoring systems. Key indicators of this style would be:
B B B B B
takes no action unless a problem arises; avoids unnecessary changes; enforces corrective action when mistakes are made; places energy on maintaining status quo; and xes the problem and resumes normal functioning.
Management-by-exception (active) In contrast, the active MBE leader pays very close attention to any problems or deviations and has extensive and accurate monitoring and control systems to provide early warnings of such problems. Followers subject to this style often learn to avoid mistakes by burying them. MBE-A is negatively related to innovation and creativity in the organization. Even when done well this style only tends to produce performance of a moderate standard. Key indicators of this style would be:
B B B B
arranges to know if something has gone wrong; attends mostly to mistakes and deviations; remains alert for infractions of the rules; and teaches followers how to correct mistakes.
Contingent reward Contingent reward (CR) is the classic transactional style. Here the leader sets very clear goals, objectives and targets and claries, either openly or by inference, what rewards can
Individualized consideration (IC) is the rst of the transformational styles . . . When managers are asked to relate the behaviors exhibited by their best leader to date the majority list some form of this style at the top of their list.
be expected for successful completion. By rewards we do not simply mean nancial or pecuniary rewards, not least because many managers have little ability to offer monetary bonuses or to vary salary levels. Rewards in this case refer to the whole range of non-nancial rewards ranging from the more tangible (extra holiday, preferred work, time off) to the less tangible (praise, visibility, recognition). The CR leader then monitors performance and provides (or exchanges) the reward and recognition if the performance targets are met or exceeded. If done successfully, this style will produce performance at the required levels. In effect followers will performance up to the objectives and targets that are specied. However, to get employees to walk that extra mile it is necessary to use the transformational styles. Key indicators of this style would be:
B B B B B
recognizes what needs to be accomplished; provides support in exchange for required effort; gives recognition to followers when they perform and meet agreed-upon objectives; follows up to make sure that the agreement is satisfactorily met; and arranges to provide the resources needed by followers to accomplish their objectives.
Individualized consideration Individualized consideration (IC) is the rst of the transformational styles. The IC leader demonstrates concern for their followers, treats them as individuals, gets to know them well and listens to both their concerns and ideas. When managers are asked to relate the behaviours exhibited by their best leader to date the majority list some form of this style at the top of their list. Key indicators of this style would be:
B
recognizes differences among people in their strengths and weaknesses, likes and dislikes; is an active listener; assigns projects based on individual ability and needs; encourages a two-way exchange of views; and promotes self-development.
B B B B
Intellectual stimulation Intellectual stimulation (IS) essentially involves the leader stimulating the followers to think through issues and problems for themselves and thus to develop their own abilities. It is a style that parents often use with their children but often is less frequent in organizations where many managers favour a telling approach to a questioning one. Key indicators of this style would be:
B B B B B
re-examines assumptions; recognizes patterns that are difcult to imagine; is willing to put forth or entertain seemingly foolish ideas; encourages followers to revisit problems; and creates a readiness for changes in thinking.
Inspirational motivation The inspirationally motivating (IM) leader has the ability to motivate the followers to superior performance. Such leaders tend to be able to articulate, in an exciting and compelling manner, a vision of the future that the followers are able to accept and strive towards. Such leaders can also often succeed in elevating the expectations of followers so that they
The nal transformational style refers to the leader who has become an idealized inuence (II) or role model for those around them. Such leaders are regarded as a role model either because they exhibit certain personal characteristics or charisma or because they demonstrate certain moral behaviors.
achieve more then they, or others, thought they could do. Key indicators of this style would be:
B B B B
presents an optimistic and attainable view of the future; moulds expectations and shapes meaning; reduces complex matters to key issues using simple language; and create a sense of priorities and purpose.
Idealized inuence The nal transformational style refers to the leader who has become an idealized inuence (II) or role model for those around them. Such leaders are regarded as a role model either because they exhibit certain personal characteristics or charisma or because they demonstrate certain moral behaviours. Such leaders are often seen as being high on morality, trust, integrity, honesty and purpose. Key indicators of this style would be:
B B B B
has demonstrated unusual competence; celebrates followers achievements; addresses crises head on; and uses power for positive gain.
Bass and Avolio point out that all managers and leaders will exhibit all of these styles. There are times when all of us exhibit laissez-faire behaviour. Thus this approach is not simply a typology, but what counts is the frequency with which we exhibit these behaviours. Detailed research has looked at the effectiveness of each of these styles (Avolio, 1999). Many studies correlate the presence of these styles with the performance of the leader. Obviously these correlations can run from a totally negative correlation (2 1.0) through the absence of correlation (0.0) to a totally positive correlation ( 1.0). A meta-analysis by Coleman et al. (1995) found the following correlations from 27 studies:
B B B B B
Transformational (IC, IS, IM, II): 0.45 2 0.60. Transactional (CR): 0.44. Management-by-exception (active): 0.22. Management-by-exception (passive): 0.13. Laissez-faire: 2 0.28.
Thus, ideally a leaders prole should show higher scores on the transformational styles and lower scores on the management-by-exception styles and laissez-faire. Or, to put it another way, good leaders engage in the transformational styles more than they do the transactional or non-transactional styles (Figure 3).
This model and the associated styles were developed from detailed research and by a process of factor analysis. The multifactor leadership questionnaire (MLQ) was then developed and validated/tested to measure the full range leadership behaviours. Recent research has shown that leaders who are rated high on the MLQ transformational items perform better as leaders on the job. An example of such a study was recently conducted in the Israeli Army with platoon commanders. Research has also shown that managers can be trained to improve their ability to engage in the transformational leadership styles (Dvir, 1998).
Most of our interventions begin with a series of launch briengs lasting between one and two hours each. These are usually held at the clients ofces or plants. The launch brieng for the senior management team is usually facilitated by one of our consultants, while subsequent briengs are facilitated by the clients HR staff. The briengs are used to explain the structure of the leadership initiative and to issue the multifactor leadership questionnaires (MLQs) which managers were to complete themselves as well as getting their bosses, colleagues and subordinates to complete. Time is taken to assure managers about issues of anonymity and condentiality. The contract between the client and ourselves either species that the MLQ forms will be faxed directly back to our ofces by individual raters or we use the on-line version of the MLQ. In either way the MLQ forms will not be seen by anyone other than the rater and thus individuals can be assured that their evaluations will not been seen by the manager that they were evaluating. Also the nal individual reports for managers are only to be supplied to the managers concerned. Our agreement with clients species that all the client will receive will be a group report that contained only anonymous aggregate data. The initial reactions to the full range leadership interventions are often varied. Some appear to take it in their stride and appeared unfazed by the prospects. As one senior manager at an industrial company put it:
My reaction was oh, heres another initiative and you pigeonhole it for a while until you get to hear more about it. And then as you learn more about it your interest and involvement increases and you pick it up from there.
Others are more skeptical. Clients may have experienced downsizing in recent years and some wonder whether this initiative could perhaps be connected with yet another round. Others feel they have seen a number of similar initiatives. However, often our initiative is seen to have some unusual features. As one junior manager explained:
I was surprised that all the managers were going on it. That was something that our company hasnt done before. It was refreshing to see everybody, from the top to junior managers, going through the process. That was a surprise.
After a suitable gap to allow for processing of data and the production of individual reports a series of workshops are usual held at client locations. These workshops are two days in duration and in outline terms focused on exploring the full range leadership model on the rst day and receiving 3608 feedback from the MLQ on the second day.
The workshops
The workshops begin by using strategic tools to analyze the competitive environment of the client organization. This is extremely important in the overall design of the workshops. It is seen as essential to link the leadership styles to the strategic realities of the business rather than be seen as just another HR initiative. Thus the facilitator used a number of common strategic tools including PEST analysis, ve forces analysis and turbulence models to involve the participants in analyses of the external environment and competitive pressures and threats. The output of these exercises is an understanding of the turbulent nature of the competitive environment facing the organization and thus the need for change focused leadership at all senior levels in the organization. Participants are then introduced to the full range leadership model and the concepts of transactional and transformational leadership styles before exploring the seven styles of the full range model in more detail by using practical examples. The second day of each workshop starts with an introduction to the concept of 3608 feedback and a familiarization with the format of the MLQ report. Participants were then issued with their own 50-page MLQ report and given time to read and digest it. They then met in pairs to walk and talk. Each participant then reported in plenary on the following:
B B B
one strength identied in their report; one weakness identied in their report; and one development activity they intended to pursue.
The inspirationally motivating (IM) leader has the ability to motivate the followers to superior performance. Such leaders tend to be able to articulate, in an exciting and compelling manner, a vision of the future that the followers are able to accept and strive towards.
The reactions to the MLQ report are virtually uniformly positive with comments such as:
B B B B
certainly an eye-opener; frightening but stimulating; enlightening feedback; and very revealing, some unexpected ndings.
The reactions to the workshops are generally excellent with comments such as:
B B B B
informative and stimulating; highly effective; very useful and thought provoking; and relevant and benecial.
Personal coaching
At the end of the workshops participants are offered the opportunity of a one and a half hour coaching interview with a specialist coach to be held at their work location between one and three weeks after the initial workshop. The take up of this offer is usually very high and often over 90 per cent of the participants sign up for a coaching session and in most cases where they did not, this seems to be the result of real diary pressures. The coaching sessions are designed to be the most important and powerful part of the whole leadership intervention and this appears to be the experience of many of the participants in our programmes, despite a lack of any clear expectations having often never experienced the process before. One senior managers experience is perhaps common:
I didnt really expect to get a lot from it. I just thought of it as a post-mortem discussion. However, I was pleasantly surprised. The coach managed to hone in on particular areas and was able to
draw out more about what the data means, what it could lead to and what might be done about it. As we talked things fell into place. I could see a common thread. I was very pleased.
For many the power of the coaching was amplied by the fact that it was seen as following up on an initiative properly; something that the organization has not always done. As a junior manager commented:
I thought it was an excellent idea. I felt as if my coach was all for me, on my side. She gave me some good pointers to walk away with. I needed to know if I was doing what a leader needs to do. Im a new manager so Im quite fresh and can adapt. So I needed to know how I was doing. It was excellent timing for me and I found it very helpful.
Intellectual stimulation (IS) essentially involves the leader stimulating the followers to think through issues and problems for themselves and thus to develop their own abilities. It is a style that parents often use with their children but often is less frequent in organizations where many managers favour a telling approach.
References
Avolio, B.J. (1999), Full Leadership Development, Sage, Thousand Oaks, CA. Bass, B.M. (1990), Bass and Stogdills Handbook of Leadership: Theory, Research and Managerial Applications, 3rd ed., Free Press, New York, NY. Bass, B.M. (1999), Two decades of research and development in transformational leadership, European Journal of Work and Organizational Psychology, Vol. 8 No. 1, pp. 9-32. Bass, B.M. and Avolio, B.J. (1998), Manual for the Multifactor Leadership Questionnaire, Mindgarden, Inc., Redwood, CA. Coleman, E.P., Patterson, E., Fuller, B., Hester, K. and Stringer, D.Y. (1995), A meta-analytic examination of leadership style and selected follower compliance outcomes, unpublished manuscript, University of Alabama, Tuscaloosa, AL. Dvir, T. (1998), The impact of transformational leadership training on follower development and performance: a eld experiment, unpublished doctoral dissertation, Tel Aviv University, Tel Aviv. Kirkbride, P.S. (2001), Gripping the road to globalization: developing leadership competencies at Pirelli, in Kirkbride, P.S. and Ward, K. (Eds), Globalization: The Internal Dynamic, John Wiley, Chichester.
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