This document provides an overview of establishing an early warning system for natural hazards in Georgia. It discusses four key elements of an effective early warning system: 1) establishing a knowledge base of risks, 2) creating a monitoring and warning service, 3) disseminating warnings to the public, and 4) developing response capabilities. Floods are a major natural hazard in Georgia that cause significant damage, so the system will focus initially on creating a flood early warning system. The document examines Georgia's flood risks and international best practices for early warning systems to make recommendations for improving Georgia's system.
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This document provides an overview of establishing an early warning system for natural hazards in Georgia. It discusses four key elements of an effective early warning system: 1) establishing a knowledge base of risks, 2) creating a monitoring and warning service, 3) disseminating warnings to the public, and 4) developing response capabilities. Floods are a major natural hazard in Georgia that cause significant damage, so the system will focus initially on creating a flood early warning system. The document examines Georgia's flood risks and international best practices for early warning systems to make recommendations for improving Georgia's system.
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Natural Hazard Early Warning System Assessment
Table of Content
1 Preamble ............................................................................................................................. 2 2 Introduction ........................................................................................................................ 3 3 Responsible Organization in Georgia ................................................................................ 4 4 International Good Practice of FEWS .............................................................................. 10 5 Findings and Recommendations in Georgia .................................................................... 25 5.1 Available Knowledge Basis (Key Element 1 of FEWS) .......................................... 25 5.2 Flood prone areas of highest degree in Georgia ....................................................... 29 5.3 Monitoring and Warning Service (Key Element 2) ................................................. 35 5.3.1 Organization of the Hydrometeorological Department .................................... 35 5.3.2 Monitoring Service ........................................................................................... 36 5.3.3 Data collection .................................................................................................. 39 5.3.4 Field works ....................................................................................................... 40 5.3.5 Prediction Service ............................................................................................ 42 5.4 Dissemination and Communication (Key Element 3) .............................................. 46 5.5 Response Capability (Key Element 4) ..................................................................... 50 6 Conclusions ...................................................................................................................... 53 7 Appendix .......................................................................................................................... 59
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1 Preamble
Based on the request of the Ministry of Environment Protection & Natural Resources (MoE) of Georgia, UNDP assists the MoE in conducting a needs assessment and a feasibility study for establishing an early warning system for natural hazards in Georgia.
During the last decade, advances in science and technology have improved the potential of early warning systems to reduce human loss from meteorological or hydrological as well as from geotechnical disasters.
Effective early warning systems are widely recognized as good practice if evidence-based and people-centered, and thereby empowering individuals and communities to act on risks in sufficient time and in an appropriate manner to reduce the possibility of injury, loss of life and damage to property or the environment.
Putting early warning high on the national agenda is a strategic activity for the organization at a time when climate change is likely to produce more extreme climate events. In addition, this feasibility study is in line with the second priority action of the Hyogo Framework for Action 2005-2015, that is to identify, assess and monitor disaster risks and enhance early warning.
The current study focused on the flood warning subject but the prospect of the integrated early warning system was also kept in view throughout the project. The study was implemented in close collaboration with the UNDP Disaster Risk Reduction Advisor, the UNDP Environment & Energy portfolio, MoE, National Environmental Agency and other concerned national authorities. The study includes the following main points
(i) Investigation of the current status of the flood warning practice and risk analysis of other natural disasters (ii) Makes recommendations for establishing early warning system for flood hazards in Georgia and for improving activities, which concern risk analysis of other natural disasters (iii) Recommendations on capacity development initiatives for MoE and other key institutions for establishing and operating an early warning system for natural hazards, especially for floods (iv) Discussion of the draft report with main findings and recommendations of the study to key stakeholders (v) Finalization of the feasibility study report with findings and recommendations for various categories of stakeholders.
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2 Introduction
On a global basis, floods have the greatest damage potential of all natural disasters worldwide and affect the greatest number of people. The human losses and damages caused by floods are also significant in Georgia. The Appendix 1 shows statistics of natural disasters where one van see that the flood damages have been exceeded 200 millions USD for the period 1995- 2008. The cases when the alert or flood levels were exceeded on the main river gauges for the years 1986-2006 are presented in Appendix 2. The alert water levels were exceeded more than 100 times while the flood levels more than 50 times. We also need to note that the majority of the deaths associated with flood disasters can be usually found within the most vulnerable members of society, namely women and children. The greatest tragedy is that most of these deaths can be either avoided or the number of fatality fall can be dramatically reduced through investments in infrastructures, preparedness activities, flood plain policy development, effective watershed land use planning, upgraded flood forecasting and warning systems and response mechanisms.
Therefore Georgian Government must undertake further measures to adopt advanced approaches for flood disaster management. In order to promote the flood security, the current Study focuses on the flood forecasting and warning system and response mechanism, i.e. Flood Early Warning System (hereinafter FEWS). The reason for the focus of this study is that flood can be forecasted in real-time mode while for the other natural disasters can be only given risk level but not quantitative values nor occurrence time.
The structure of the current report based on the key elements in the Checklist of the Early Warning Systems published in Proceedings of the Third International Conference on Early Warning (Bonn, 2006).
A complete and effective early warning system comprises four inter related elements, which are as follows
1) Risk Knowledge 2) Monitoring and Warning Service 3) Dissemination and Communication 4) Response Capability
The Risk Knowledge based on the presumptions that the experts have precise information on the locations and character of the natural hazards as well as vulnerability of people (first priority) and objects of value or having potential for secondary threats (for example flooded chemical storage) for the people and/or environment.
The risks should be documented and these documentations should be easily accessible. They ways and means for assessing the risks and the use of this information will be discussed later because they are specific for different 4 of 59
natural disaster phenomena. We only note here that the risk information is used for two purposes
To provide information on the location and characteristics of natural hazard occurring in the country in order to develop the protecting measures (both of structural and non-structural character) To prepare operative rescue plans and to take operative protection actions when the disaster approaching or has happened.
The Monitoring and Warning Service lie at the core of the early warning system. It is natural, that the earlier we know about the approaching disaster the better we can protect the people and reduce the damages. Therefore, the prediction tools are invaluable components of the early warning systems. However, we have to also mention that there is no effective prediction without well-functioning monitoring network. Therefore the current paper will focus on both monitoring and predictive issues of the Georgian Early Warning System.
The Dissemination and Communication is an organic component of FEWS Services because the warnings should be delivered to authorities without any delay when extreme flow is expected. However, the information preparation is a complicated task because predicted primary data is not informative enough either for authorities or public. Therefore the Warning Service should make interpretation of the forecasted data and give an evaluation of the expected situation with content and in form, which ensure correct understanding. In case of emergency situation, the regular (daily) information dissemination is not enough therefore special channel and means of immediate communication should be planned and established. The information to different users should be specific, for example operators of hydropower plants request other knowledge than the rescue centers or municipalities.
The Response Capability according the Checklist is the understanding and respect of the risk warnings by the communities. However, the Consultant Team looked also into an other aspect of this issue, namely the central responsibility and task sharing between governing bodies such as Security Council, Ministry of Environmental Protection and Natural Resources, Ministry of Internal Affairs and Ministry of Territorial Development.
3 Responsible Organization in Georgia
Organizational and institutional arrangement for natural and man-made disaster risk reduction and response in Georgia is regulated by the following laws and legislative acts:
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1. Law of Georgia on Emergency Situations - 17.10.1997 and its amendment #2169-II of 05.07.2003 2. Martial Law of Georgia - 31.10.1997 3. Law of Georgia on Protection of Population and Territories Against Natural and Manmade Emergency Situations - 08.06.2007 and its amendment of 31.07.2009 4. Presidential Decree (#415) on National Response Plan for Natural and Manmade Emergency Situations - 26.08.2008 5. Presidential Decree (#1061) on the Reorganization of the Legal Entities of Public Law under the Ministry of Environment Protection and Natural Resources of Georgia - 17.12.2005 6. Bylaw of the National Environmental Agency - as a direct follow up of the above mentioned Presidential Decree 7. Decree #611 of the Ministry of Environment Protection and Natural Resources of Georgia on the National Environmental Agency - 29.08.2008
These laws define responsibilities of a major national governmental institutions (central, regional, or local) involved in all key activities that for the moment are addressing hazard risk assessment, monitoring, information dissemination and response actions practicable in Georgia.
The National Response Plan for Natural and manmade Emergency Situations is a very comprehensive document that describes in details tasks of each involved agency first of all in case of national level emergency situation, but also responsibilities of regional and local operation teams. The plan defines ways of overall coordination, relevant measures for disaster prevention and mitigation, evacuation strategy, victims assistance and relief, liquidation of consequences, etc. In general it defines 17 basic specific functions for potential national-level emergency situation and assigns major and auxiliary roles to key government agencies for addressing those functions. The Plan also defines role to the Governmental Commission for Emergency Situation Management, which in case of national-level emergency will act as a supreme coordination body. At the same time executive role for a crisis prevention is mandated to the Interagency Crisis Prevention Operation Center, which will operate under the Emergency Management Department (EMD) of the Ministry of Internal Affairs.
As stated above however, this scenario is mostly applicable in case of national-scale emergency situations taken that local and regional authorities are not capable to handle emergency situation themselves, or their competencies are beyond of existing level of disaster (devastating earthquakes, epidemic outbreaks, volcanic eruptions, etc.). In all other cases responsible authorities, both for coordination, as well as for crisis prevention and field operations are sole responsibilities of the regional (or autonomous republics of Adjara and Abkhazia), and local self government authorities.
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According to the classical people-centered Early Warning System approach for disaster risk reduction, adopted by the World Conference on Disaster Reduction (18-22 January, 2005), also known as Hyogo Framework, the following four major key elements are applicable to Georgia as well: a) Risk Knowledge; b) Monitoring and Warning Service; c) Dissemination and Communication; d) Response Capability. Thus, our attempt to assess institutional set-up of the Early Warning System in Georgia is based on the analysis of existing system in accordance to the above mentioned scheme.
It should also be noted that since consultants where limited in time and therefore forced to choose more focused theme for their investigation, disasters caused by hydro-meteorological processes have been selected as main subject of the assessment. Consequently, from a large number of related to the disaster management stakeholders' list (attached) the following important institutions have been targeted as key players for risk knowledge assessment/monitoring and immediate response: the National Security Council of Georgia; Emergency Management Department of the Ministry Internal Affairs; Ministry of Regional Development and Infrastructure; Ministry of Environmental Protection and Natural Resources; National Environmental Agency.
Office of the National Security Council of Georgia
The National Security Council is an advisory body directly subordinated to the President of Georgia. As it is stated in the Article 5, Paragraph 2 of the Law of Georgia on the Emergency Situations (17.10.1997), as well as Martial Law of Georgia (31.10.1997), the Security Council is a main coordination body in case of national-level emergency situation for any kind of disaster prevention and response activities.
The Security Council currently coordinates activities to investigate legislative needs for crisis management in Georgia, as well as so called 'Disaster Mapping', or the risk knowledge assessment study - identifying natural hazards' sensitive areas, communities vulnerable to the hazards, type and character of the risks. First version of the Disaster Mapping study is expected to be available by early next year.
Although Political 'weight' and influence of the Security Council is quite significant, it lacks institutional and human resources for actual implementation of assigned to it functions. Thus their capacity as disaster risk reduction coordination body currently is rather limited. It is recommended therefore that before modernized and institutionally strengthened the Security Council should play more supervising and controlling role in disaster management than executive, or administrative.
Ministry of Environmental Protection and Natural Resources of Georgia (MEPNR)
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MEPNR in this scheme is represented by the National Environmental Agency (NEA) - a legal entity of public law operating under the Ministry of Environment and the Department of Sustainable Development, Division of International Relations of the Ministry itself. Structure and functions of NEA will be described in details in the chapters bellow (Chapter 5 and beyond), therefore here only state that in the classical people-centered Early Warning scheme the role of NEA clearly corresponds to Key Element-2: Monitoring and Warning Service. However the consultants believe that their capacity as contributors for Key Element-3: Dissemination and Communication, i.e. delivering warning messages to proper audience in a timely manner, should be increased in a future. This will becomes more obvious if considering the fact that the predecessor of the NEA's Hydromet Department - the National Hydro-meteorology Service that had much advance technical capacity and extensive observation network, was also responsible for dissemination of information on hydro-meteorological hazards during the former Soviet system.
On the other hand, role of the Department of Sustainable Development (DSD) and its International Relations Division, being Focal Point for the Hyogo Protocol, is not clearly defined. Having vast experience in reporting and assessment processes for different international secretariats and conventions we would think DSD as major contributor for Key Element 1: Risk Knowledge study, as it has closer and more frequent interaction with the data producers and analytical think-tanks. In this scenario we would leave for the Security Council role of overall supervisor and coordination to link four different Key Elements to each other.
Ministry of Regional Development and Infrastructure (MRDI)
MRDI was established in January 2009 by special Governmental Decree. It was created on the base of the existing State Minister's office for Regional Development, as well as Infrastructure and Transport Administration Departments of the Ministry of Economic Development. Recently, as the country's priority shifted towards decentralization and strengthening of a regional self governance, the MRDI's role relative to other ministries for disaster risk reduction and prevention has significantly increased. According to the amendment N1566 of 31,07.2009 to the Law of Georgia on Protection of Population and Territories Against Natural and Manmade Emergency Situations, MRDI become responsible for any disaster risk reduction and prevention activities on regional and local levels. Namely, role of a Governor - State Plenipotentiary increased to the following responsibilities:
- issuing individual legal acts to ensure protection of population and territory against emergency situation; - coordinating activities of relevant institutions for prevention of consequences caused by emergency situation at relevant administrative-territorial unit; - providing use of regional emergency situation response forces in accordance to the National Response Plan of Georgia; 8 of 59
- coordinating evacuation of population in case of emergency situation; - coordinating activities to provide temporary, or stationary shelter to evacuated population; - receiving and processing relevant information for protection local population and territories against emergency situation; - coordinating and supervises distribution of humanitarian aid; - coordinating rescue and other urgent operations; - coordinating secure functioning of vital regional institutions during emergency situation; - providing other relevant activities to prevent emergency situation if possible and respond to the consequences in accordance to the Georgian legislation.
Since April 2009 the MRDI is working on a new legal document according of which the Ministry will establish Regional Service Centers of Disaster Management in each region of Georgia. The Ministry will hire and equip about 30 professional staff per Service Center that will be responsible for and unify three functional units: 1) data collection and processing, 2) risk assessment and contingency planning (about 5 staff members in each), and 3) disaster response and rescue operations (21 staff - 7 rescuers per team of three shifts). The MRDI plans to provide very intensive training with the help of the Ministry of Internal Affair's Emergency Management Department for new recruiters. In addition, after establishment early next year, the Service Centers will be equipped with the latest available technology and necessary data and methodology tools.
Thus, as it seems from the abovementioned, once MRDI's Regional Service Centers will gain full capacity they should be able to cover at least two out of four Key Elements of the Early Warning System scheme: Dissemination and Communication of the early warning information (Key Element 3) and have Response Capability (Key Element 4) on place to prevent/mitigate disasters, increase community preparedness, strengthen their response capacity, increase public awareness and liquidate consequences of natural or manmade hazards on regional and local levels. However, it should be also noted that this will be very costly and time consuming goal to achieve. Therefore, the government should think about alternative ways to fill the gap meanwhile.
Emergency Management Department (EMD) of the Ministry of Internal Affairs
From the above mentioned institutions involved in the early warning and natural hazard assessment and response network in Georgia EMD is probably the most organized, best equipped a trained institution, having very long experience of handling emergency situations caused both by natural disasters, or manmade catastrophes. Their role as a major Early Warning System player is particularly significant for information dissemination & communication activities (Key Element 3), as well as for response capability 9 of 59
(Key Element 4). Therefore EMD is listed as a key coordination and implementation body for the most functions of the National Emergency Management Plan.
EMD has excellent training infrastructure and analytical capacity, as well as perfectly arranged communication network with the data collection and knowledge base assessing agencies. In case of national-level emergency situation EMD has legislative mandate to act both as an Interagency Operation Center for the Crisis Management, as well as the Field Operation Center located directly in the crisis area, or in its vicinity. Although their role during the regional and/or local scale disasters is limited by rescue operations, the consultants believe that Georgian government should use benefit of having EMD as center of excellence and utilize their resources more widely before MRDI's Disaster Management Regional Centers will gain institutional strength and all necessary skills to address the mentioned issues.
Overall the national response plan can be schematically presented as shown on the Figure 1. bellow: with clearly defined hierarchy and links in case of National, or Local/Regional scale disasters, but at the same time very week inter-linkages and sometimes none existing relations between the agencies from the top (the National Security Council) to the bottom (regional authorities, local municipalities).
Figure 1. Scheme of Institutional Arrangement for Emergency Situation Management on the National and Regional Levels 10 of 59
4 International Good Practice of FEWS
The structure of the presentation of international good practice will follow the Checklist presented above.
Knowledge Base (Key Element 1)
As it is mentioned above the risk knowledge points at the locations of potential natural hazards, describes their character, extensions, frequency and group of people and objects can be hit. The risk documentation should support inter alia operative protection actions for case when the disaster approaching or has happened. The knowledge of the potential hazards makes possible to be prepared for natural hazards by
delineating the exclusion zones, for example, where no houses are allowed to be erected building protection structures focusing on EWS development for the regions vulnerable for specific natural hazards preparing emergency plans for settlements, infrastructure industry plants and agriculture units storing rescue equipment and other means of relief in the vicinity of potential natural hazard locations training the organizations and public to take measures for minimizing the risks and to correct behavior when the disaster is a factum.
The risk maps and other records are very important decision-support means when the disaster is approaching or is a factum. These documents allows the emergency centers
to forward direct information to public, to infrastructure operators, to industrial plants etc. known from risk maps or other records that they are under risk to plan operative evacuations based on the knowledge which roads, bridges, tunnels are still useable at certain flood levels to plan and take protection measures on objects being at risk.
The first step for implementing FEWS is the system set-up. During this process, the river basin should be systematically analyzed and matters as below precisely defined
- water regime of river system with special attention to the high flows - existing observation network - available historical data: hydrological and meteorological 11 of 59
- hydro-morphology - maps incl. GIS formats - hydro-technical structures influencing the river flow - communication facilities - development plans concerning settlements, infrastructure, hydrotechnical constructions, communication facilities - objects at risks such as settlements, industrial plants, agricultural fields and farms, infrastructures and any other object having potential for secondary dangers (chemical stores, fuel tanks etc.).
The analysis of above mentioned factors helps the R&D personnel to define the needs for the FEWS, the possibilities to set up and operate it.
Concerning the knowledge base of floods, we have to note that Directive 2007/60/EC on the assessment and management of flood risks entered into force on 26 November 2007. The Directive requires Member States
(i) to assess all water courses and coast lines at risk from flooding, (ii) to map the flood extent and assets and humans at risk in these areas and (iii) to take adequate and coordinated measures to reduce the flood risk.
The main aim is to reduce and manage the risks that floods pose to human health, the environment, cultural heritage and economic activity. The Directive requires Member States to first carry out a preliminary assessment by 2011 to identify the river basins and associated coastal areas at risk of flooding. For such zones they would then need to draw up flood risk maps by 2013 and establish flood risk management plans focused on prevention, protection and preparedness by 2015.
A handbook on good practices for flood mapping in Europe was prepared by EXCIMAP (a European exchange circle on flood mapping) Endorsed by Water Directors, 29-30 November 2007. The Handbook contains descriptions of the different types of flood maps therefore there is no need to give all details here. What we can mention here is that hazard maps will give the physical characteristics of the flood while the risk maps define the group of people, settlements, industrial objects, infrastructure and agricultural land areas, which can be potentially hit by the flood.
In response to the Flood Directive the EU member states have started complex works on the flood plains to delineate the areas which are at risk. The tasks include processing of data hydrological, producing digital terrain models (DTMs) and performing hydraulic computations. Figure 2 presents an example inundation map, which was calculated at different water levels along River Tevere (Italy). Red shading shows the deepest areas, which are most frequently inundated. Yellow shading shows those parts of the flood plain, which are inundated by flood of middle size. While the green areas get 12 of 59
under water only in case of extreme high floods occur. The Figure 3 shows a map created in North of Sweden where the objects in the risk zone are identified (insert).
We should note here that the preparation of flood maps requests advanced hydraulic computations, which in turn use extended databases containing of data for hydrology, hydraulics, hydro-morphology, hydrotechnical structures and relief (DTM). Well-known hydraulic software tools for flood mapping are, for example, MIKE 11 or HEC RAS. These programmes are capable to simulate the flow in the river bed and on flood plain. Their GIS- based data management systems handle the input and outputs into/from the computation modules.
In the end, we give an outline of suitable scales of flood maps for different user purposes: (i) Scale of the order of 1:500,000 to 1:1.100,000 is feasible only for large flood plains and gives overview information on village and town level, only the approximate population per municipalities, villages or towns can be represented. (ii) Medium scales (1:100,000 to 1:250,000) can be used for broad-scale infrastructure like road or rail network, or agriculture and forestry. (iii) Scales of 1:5,000 to 1:25,000 are for city or village plans, detailed information about individual buildings, social structures or social groups or about individual facilities require maps with a large scale.
Figure 2. Inundation map on the flood plain of River Tevere (Italy). Shading of inundated areas: red frequently; yellow at average high flow; green at extreme high flow. 13 of 59
Figure 3. Flood risk map along the shore line of Lake Stors (Sweden). Red shading shows inundation at low level water stage while higher water can reach the objects shown and tabled.
Monitoring and Prediction (Key Element 2)
Monitoring
Monitoring and prediction service is the core of the FEWS and consists of two organic components, i.e. the observation network and the prediction bureau.
Diverse inputs into the FEWS are shown in Figure such as ground measurements from hydromet network, signals from radar locators, remote sensing information and forecasts from regional meteorological weather systems.
General modules prediction tool and their input needs are shown in Figure and a complete monitoring and prediction system is presented in Figure The main tools of the observations are rain and river gauges on the ground, which networks can be completed by remote sensing and radar locators 14 of 59
(Figure ). The ground and remote sensing data forwarded to the, the Water and Power Development Authority (WAPDA) and Provincial Directorates (PDs) as well as to the National Flood Forecasting Bureau (NFFB). One can see that some telemetric stations are directly connected to the SAMO and SOBEK forecasting model units run by the NFFB.
The design of FEWS starts with collection of historical hydromet data which information subsequently should be processed and augmented where it is necessary. The operational rules of the hydro-technical structures working in the river basin should be also obtained from the operators of these objects. The data analysis will also point out the further needs for upgrading of the monitoring network: more gauges to be deployed on the ground, remote sensing data to be included, telemetric stations to be installed etc.
The effective data handling within the forecasting center can be ensured by a well-designed and safely functioning data management system. In order to issue the warnings as early as possible, the data should be transferred in online mode to the forecasting center where the processing should be also rapidly made and introduced into the forecasting models.
Today, the FEWS packages include data management platforms, which contains of interfaces for receiving the data from weather forecast systems, of control of automatic telemetric instruments and of handling central databases in the hydromet centers.
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Figure 4. Information flow to the Hydrological Forecast Service.
Prediction
There are many different flood warning and prediction systems set up in the World. The main features of a such system depend on a series of factors, inter alia as
- physico-geographical condition of the region - water regime in the river basin - status of the monitoring network - equipment base - software tools - communication facilities - competence of the staff taking care of the monitoring, field works, data collection/processing and forecasting - available finances etc.
The phyco-geographical properties of the river basin and the end-users needs in early warning will tell to the future developers and operators which kind of models she/he should include into the FEWS.
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Economical or other constrains may challenge the future owner or operator of the system to exclude one or more elements or reduce their capability. Such attempts result always errors in FEWS function.
We will shortly review the main features of flood warning and predicting systems. However, we have to emphasize clearly that this paper not going to propose any system for implementing in Georgia. There are many reasons for this stand point inter alia the introduction of software and hardware systems is accompanied by commercial interests, which aspect should be carefully avoided in this paper. In addition, the selection of early warning system as well as its components (observation and measurement equipments, communication facilities, data processing and storing techniques, software tools etc.) should be made in a carefully controlled procurement procedure, which fulfils all relevant legal requirements.
Modules of the prediction unit are selected based on the geographical location of the area we need to supply the forecasts for. If the region we are dealing with is the source area of a water course then first component in the model system is the rainfall-runoff calculator. The request of such calculator is a network of densely deployed rain gauges with frequent and online transmitted measurements of rainfall intensity to the FEWS center. If such rain gauge network is not available then there is no any possibility to deploy and operate such FEWS, which includes rainfall-runoff calculations because there is no any chance to make numerical assessment of the runoff based on rainfall quantities. There are some other options for qualitative (approximate) estimation of extreme flow, which may be caused by rainstorms. These possibilities we will mention in this paper later.
The next step is calculation of the propagation of flood wave in the river bed from upstream reach to the middle and lowland river stretches. Thus, the rainfall already run on the soil surface and reached the river bed in the mountainous part of the watershed. In turn, the high flow is moving downstream. There are so called physically based models to calculate how the flood wave moves along the river. All these models include the same hydraulic equations. The differences between these models are how the user (i) makes data input, (ii) controls the computational runs and (iii) receives the results (tables, graphics and maps). All these models can provide lot of information in their outputs: the size of the flood wave, time when the peak flow will arrive to different locations along the river, maps of inundations areas on the floodplain etc.
However, the future operator of the FEWS should consider that physically based models request a lot of hydrological, hydro-morphological, hydraulic parameters for proper functioning. If such database is not available there is not any sense to waste the time on the implementation of such models because they will never function correctly. In case of lacking data for physically based models, the operator should use simplified methods (so called flood routing) or statistical relations between the upstream and 17 of 59
downstream river gauges. However, it does not mean that the FEWS can function without adequate hydro-meteorological data even in case simplified models are included in the system.
Additional tasks are to be solved in the river basins where hydro-technical structures influence the flow regime (reservoirs, flood gates, spillways, flood channels, flood detention basins etc.). In this case, the FEWS operator should take into account the effects of these structures on the flow regime and the operational regime should be incorporated in the FEWS. We have to emphasize the importance of components accounting for effects of hydrotechnical structures because these objects may strongly affect the flow regime and they have special management schemes in case of extreme high flow.
When flow regime studied, the available information assessed, the needs are clear then the FEWS installation procedure can proceed to the next phase, i.e. to selecting the models to be used and coupling the components to each- other.
Figure 5. Flow chart of the early warning process forecasting phase.
The FEWS predictor consists of three major parts (Figure ):
The Calibration System of the Model will determine the parameter values. The procedure uses historical hydro-meteorological data measured and observed in the river basin. This work should be done when the FEWS is set up and then should be repeated regularly (updating).
Rainfall measurement and forecast Flow regime calculation along the river Rainfall- runoff calculation Hydro- technical structures modify the flow Flow data, calculation along the river
Flow data along the river Flow data along the river State of the hydro- technical structures and operational rules Rain gauges and forecasts 18 of 59
Figure 6. Complete forecasting system.
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Figure 7. Prediction module.
The Operational Forecast System (OFS) should solve two tasks, namely, providing information on the current status of the watershed and forecast future conditions. Hydromet information introduced into OFS are meteorological and hydrological data observed on the ground as well as forecasted meteorological values taken from regional prediction systems. All hydromet data before introducing it into the operational forecast models should be checked and processed. The chain of meteorological-hydrological- hydraulic models should be online connected, however, interactive regime, i.e. option for specialists to adjust the computation process should be given.
Finale stage of the prediction phase is the evaluation of the forecasts done in Extended Stream Flow Prediction System. One should keep in her/his mind that the forecasted values include a grade of uncertainty because of a long range of reasons, inter alia, limited hydromet information available, errors in the obesrvations and necessary simplifications in the used methods. Therefore, each time we hand out hydromet information we have to accompany with so called confidence interval, i.e. a gap within that the real water level (discharge) can occur.
Instead of giving here a long list of available hydrological forecasting models (which anyway easily available on internet) we focus on two advanced models and on a hydrometeorological data integrating platform, which were tested in Georgia.
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Operational Flood Early Warning Systems Tested in Georgia
MIKE 11 is a software package provided by Danish Hydraulic Institute, DHI (http://www.dhigroup.com/Software/WaterResources/MIKE11.aspx ). The hydrodynamic module (HD) is the core of MIKE 11. It provides a library of methods for computational simulations of extreme flow on flood plains. The package includes NAM hydrological model for rainfall-runoff computations, hydraulic model for flow transformation on the river channel and water movement of the flood plain. The later one allows the user to create inundation maps.
In the frame of a project supported by Science and Technology Center in Ukraine (STCU) the MIKE 11 package along with computers were transferred to the Faculty of Natural Sciences, Tbilisi State University. The MIKE 11 was tested on a reach of Rioni River in Alpana region, where inundation maps were created for flood flow of different probability (Figure ). A new small research project is in process right now for testing the model on the Natanebi River in Guria Region. The hydro-morphological measurements of the river bed and mapping of the flood plain is in process.
Figure 8. Rioni River in Alpana Region. Inundated areas assessed by MIKE 11 model (probability of the floods: 1%, 5%, 10% and 20%). 21 of 59
As it is mentioned above, the hydraulic computations need extended hydro- morphological database, which generally are not available in Georgia. Therefore, the MIKE 11 hardly applicable for operative forecasting purposes but it can be used for flood mapping and consequence analysis of extreme floods including those induced by failure of hydrotechnical structures.
The Delft Hydraulic Institute provided its Delft-FEWS package has been used in a series of projects world-wide. The Georgian National Environmental Agency (NEA) is testing the Delft-FEWS package therefore we give a brief review of it while the status of the testing process given in section 5.3.5.
The full Delft-FEWS software package consists components as
(i) Interfaces connecting to external data sources (ii) Validating, interpolating and transforming data (iii) Simplified forecasting models (iv) Advanced forecasting models and tools (v) Presentation and dissemination of the forecasts
Delft-FEWS provides an import module that allows to import of on-line meteorological and hydrological data from external databases. These data include, for example, time series obtained from telemetry systems such as observed water levels, observed precipitation, but also meteorological forecast data, radar data, etc. The import of external data also supports ensemble weather predictions, such as those provided by the European Centre for Medium Range Weather Forecasts (ECMWF).
Delft-FEWS performs some quality checking of data and provides support in transforming data with disparate spatial and temporal scales. This includes geo-statistical spatial interpolation to derive for example areal weighted precipitation from spatially distributed point sources, or from spatial data such as radar data and numerical weather prediction models.
The simple forecasting modules are based for example on relations between upstream and downstream gauges while the more advanced models are also available. The results are presented in tables, graphics and maps. The testing exercise at NEA was made using the HEC-HMS model as predictor, which system was set on the Delft-FEWS database manager.
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Figure 9. Inundation map assessed by HEC-RAS model for different water stages in the river.
Model HEC developed by U.S. Army Corps of Engineers, is a complete Flood Hydrograph Package, which allows the user flexibly compose the software tool package of modules for the task. The HEC-HMS (Hydrologic Modeling System) is a real-time flood forecasting version, which simulates the rainfall- runoff process in a catchment, transforms the flood wave along the river and accounts for the impacts of hydrotechnical construtions.
Different components of HEC-HMS are available in the tool box, which may also simulate the effects of dam breaks and inundation maps (Figure 9.). The HECHMS allows the choice of different formulations of the hydrologic processes involved (Figure 10.).
(i) surface runoff response to precipitation (ii) snowmelt: temperature-index method (iii) transformation of flow in complex river channels.
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Figure 10. Interactive composition of the river network by HEC-1f.
The great advantage of the HEC-HMS is that the user can freely compose the modules, which represent the river elements (junctions, diversions etc.), hydrotechnical objects (reservoirs, detention basins etc.), which are located in the river catchment.
HEC-HMS is applicable in a wide range of geographic areas for solving the widest possible range of problems. This includes large river basin water supply and flood hydrology, and small urban or natural watershed runoff. Hydrographs produced by the program are used directly or in conjunction with other software for studies of water availability, urban drainage, flow forecasting, future urbanization impact, reservoir spillway design, flood damage reduction, floodplain regulation, and systems operation.
In summary, first we have to mention concerning the above mentioned world-wide used software tools that the MIKE 11 is a commercial product while Delft-FEWS and HEC freely available, however, throughout training 24 of 59
and qualified supervision are required when introducing MIKE 11, HEC and Delft-FEWS.
A major point is that the effective use of these and other models requires well-skilled personnel. The operators should be well-familiar with hydrological and hydraulic processes, should be fully computer literal, she/he must be experienced in hydrological/hydraulic modelling and in application of GIS technique. Therefore, special long-term training is needed for the group, which should be of interdisciplinary character.
Another major point is that long-term set-up, calibration and testing period is needed before any of these tools can be introduced in the operational practice. Therefore, well-planned personnel policy is a basic assumption for operational implementation of these modern software tools.
Data dissemination (Key Element 3)
It is exceptionally important that the information of extreme events reaches the population being at risk, authorities to take all necessary measures to protect the people and their properties, hinder industrial damages, which can lead to severe environmental catastrophes. The data dissemination theme made of two components, namely, the technical facilities and the institutional structure set up for informing the population and other parties involved in responding for extreme events.
The present paper described above the basic functions of a national hydromet services, i.e. running the monitoring networks; collecting and processing the observations, calculating the forecasts.
The next task that the warning should be forwarded to the governmental organization and those take the necessary protection measures and inform the relief organizations, local authorities, people, public utilities, industrial plants, farming associations etc.
When the computation phase of the early warning activity is ready and the Service Provider of Early Warning Service issues the alert signal, there a very important tasks to take care of:
(i) professional analysis of the current status in the river basin and its interpretation for the broader range of stakeholders (ii) the analysis of the forthcoming situation and its interpretation for the broader range of stakeholders
The Figure 11 presents schematically the characteristic river states: normal flow there is no need for any special actions; monitor (alert) stage when the water level is approaching critical level more frequent observations should be made and some additional water gauges should be checked; flood stage when the river enters the flood plain emergency alert should be issued 25 of 59
based on the forecasts, i.e. before the water level reaches the flood stage. In fact, Georgian hydromet practice exactly follows this pattern.
Figure 11 Water stages requiring different preparedness from the FEWS and respond staff.
Response Capability (Key Element 4)
The Response Capability according the Checklist is the understanding and respect of the risk warnings by the communities. It is a major point for the effective FEWS that the information should be adjusted to the recipients needs. For example, it is obvious that the public information must be different from the data exchange between the Hydromet Service and operators of the hydropower plants. Section 5.5 outlines the hierarchic information exchange between different Georgian agencies responsible for the FEWS incl. the relief operation.
5 Findings and Recommendations in Georgia 5.1 Available Knowledge Basis (Key Element 1 of FEWS) The Consultant Team has visited institutes and made themselves acquainted with available information concerning the knowledge base, R&D works and other early warning related activities performed at Georgian Institute of Water Management, Faculty of Natural Sciences of Tbilisi State University, Institute of Geophysics, Seismic Monitoring Center of Georgia, Regional Environmental Center for the Caucasus (REC) and National Environmrntal Agency.
The studies of natural disasters have been done for decencies and performed at high scientific level in Georgia. Therefore we can firmly state that there is a good knowledge base available to tackle the natural disaster reduction in Georgia. The other positive aspect in this subject is that the institutions show definitive signs of recovery after the severe difficulties experienced during the transition period. However, the shortage of funds is still obvious, which result lack of personnel, limited access to modern equipments and reduced monitoring programmes. Another notice is that the Research and Development Activities (R&D) are not coordinated to the necessary extent, which fact hinders fully utilizing the available knowledge of Georgian experts. The reasons for latter obstacles can be several, inter alia, the funds are too small for joining the projects in programmes, the funds come from 26 of 59
different sources (incl. aid, EU R&D programmes, national finances etc.) and therefore it is difficult concentrate them.
The deepest study of existing situation was made at Hydrometeorogical Department of the National Environmental Agency (NEA) being official operational warning service for the natural disasters (except the earthquakes) in Georgia. However, we have to clearly mention that R&D activities performed at other organizations are also very important contributions to the disaster reduction in Georgia.
National Environmental Agency
National Environmental Agency (NAE), is dealing with all natural hazards (except the earthquake) and the leaders and staff make all efforts to save the documents, observations, measurements have been collected for decenniums. The other objective is that continue the measurements, data processing and assessments to update the information on the current conditions of hazardous sites. The new hazard inventories utilize the advanced technologies, for example computers, digital data management, GIS, telemetry, modeling etc. The Hydro-meteorological Department focuses on atmospheric events (snow, rain, temperature, wind) and their extreme consequences (flood, drought, windstorm, rainstorm, avalanches), while the Geological Department focuses on mudflow, landslides and erosion. The natural hazards are recorded in different catalogues and year books. The information collected provided base for gross delineating of the hazard areas and are available at the National Environmental Agency.
A Year Book issued annually, which includes information ad assessments concerning the hazard conditions for mudflow, landslides and erosion. The maps are available in scales: 1:500.000; 1:200:000; 1:50.000 and 1:25.000 for the entire territory of Georgia, while for 50% of the country: 1:10.000. In addition, there maps of 1:2.000 (design solutions) available for around 100 landslide places.
Division of Hydro-meteorological Hazards and Damage Mitigation collected and systemized important information: Catalogues of Natural Hazards, which were completed for floods, droughts, hails, windstorms and avalanches. The Catalogues were based on information from many different sources such as hydromet observations, historical documents of disastrous events, old newspapers etc. Based on the information were revealed the date, location and extension of the disasters as well as the consequences (losses of people and damages).
The information concerning the natural catastrophic events is of two types. One of them lists those events, which the NEA experts were able to trace in historical documents, news papers etc. The underlying reasons for disasters and the caused losses and damages were reconstructed by applying direct and indirect searching methods. The second sort of information is based on 27 of 59
regular hydromet observations and contains of recorded extreme high water discharges, their staring and ending dates and their duration.
At the end, we have to mention that the Hydro-meteorological Department has been dealing with an extremely important work, namely, systemizing and saving invaluable hydromet measurements, time-series, and observations in digital form on magnetic holders. The works has been completed to 60%, however, it is still lot works should be done before is too late because it is more and more difficult to save, handle and read the archive papers.
Vulnerability Gradation of Regions in Georgia
The vulnerability gradation for floods within Georgia stems from the Regional Hazard Mapping Programme coordinated by Nodia Institute of Geophysics and supported by grants from EUR-OPA Major Disasters Agreement and Georgian National Grant Foundation. Since, the Programme covered South Caucasus and therefore institutions participated from Armenia, Azerbaijan and Georgia. The Regional Hazard Mapping Programme made an great attempt to avoid the problems encountered by Global Disaster Risk Maps Programme prepared by IBR, WB and Columbia University. For example, the Hotspot Map of Global Mapping considered South Caucasus as prone only to hydro-hazards omitting geophysical ones. This misjudgment was caused by the coarse scale of global mapping and insufficient information from where Natural Hotspot Map was created, namely, GDP statistics and probability analysis of hazard occurrence.
The Regional Hazard Mapping Programme collected information in the administrative districts of Georgia and created a valuable database by compiling data of economical statistic, losses caused by disasters etc. Lot of assessment works were based on indirect information because the primary data was scarce or not available.
The Regional Hazard Mapping Programme created small scale maps not only for floods but also for earthquakes, landslides, mud and stone flows, avalanches and flash floods. The gradation of these hazards was placed on map 1: 1.000.000. As we mentioned in Section 4, maps of such scale provide overview information but does not fit to risk assessment nor operational disaster reduction.
The flood work was done within the Regional Hazard Mapping Programme when hydro-meteorological data observed between 1961-2000 was processed. The flood criteria for maps was that water level of annul maximum flow with return period of 10/100 years equal or exceeds the alert level at the given gauge. The alert water levels on the river gauges were defined under the soviet time based analysis of the adjacent areas, i.e. if the water level exceeded the alert level then living houses, industrial or military objects and agricultural land would be at risk. The underlying technical 28 of 59
documents from Soviet time are not available anymore, however, there is no better criteria today therefore still those alert levels are accepted as base for marking the hazard zones on the floodplains.
Further flood mapping works were also discussed in details at the NEA Hydrometeorological Department. Maps of scale 1.50.000 were digitized for a part Svaneti, part of Mtskheta-Tianeti and Aragvi (white) and are in process for upper and lower Svaneti and part of Adjara. The objective for digitalization is a plan to make maps for all natural disasters, inter alia, for floods. The preparation of flood hazard and risk maps is a very good initiatives but this work suffers from some constrains. The major obstacles encountered are
(i) too few experts are available at the NEA Departments skilled for this type of works,
(ii) only paper maps are available for preparing Digital Terrain Model (DTN) therefore the GIS-specialists is manually digitizing maps of scale 1:50.000. Manual processing work is very time consuming and his skill could be used in a much effective way if the digital maps were available,
(iii) the resolution of the map is too small. The scale 1:50.000 was chosen because even digitizing these maps takes very long time. However, resolutions for flood maps should be in vertical 20 cm and in horizontal around 10- 29 of 59
20 m, which requirements maps of scale 1:50.000 cannot satisfy. In addition, the technology of preparing flood hazard and risk maps is not clear at the moment for the NEA staff.
5.2 Flood prone areas of highest degree in Georgia
The full reconstruction costs of the Georgian hydrometeorological service were estimated by a World Bank study () and set to 10 million USDs. The current study makes an attempt to find the minimum investment level, which would eliminate those gaps, which first of all hinders the effective function of the early warning system of natural disasters. We are focusing on hydro-induced events or on those amplified by hydro-meteorological factors, such as flood, mud flow, landslide and avalanches. The Consultant Team aims at utilizing the already deployed hardware and software tools at the NEA (first of all at Hydromet Department). Therefore significant part of suggested measures are closely linked to available new equipments and software tolls, which are not in full operation. In order, to set the priority measures, first we look the vulnerable areas and the installations there.
Floods of large territorial extension in Georgia
The most sever and extended floods are caused by coincidence of intensive snowmelts and heavy rainfalls. The only rainfall induced high flows are observed during the period October-November (and sometimes December). Rainstorms induce floods in Adjara during winter season as well as during other seasons.
The spring flood is forecasted based on the snow resources in the mountains, which will smelt away during a longer time. Consequently, the spring flow can be also forecasted for a longer time ahead.
Mtkvari River Basin
The so called historical maximum flow occurred in 1968 in the Mtkvari River Basin. The weather became warmer during the second decade of April when intensive precipitation fell over the river basin where substantial snow resources were mounted already. The snowmelt was intensive and as a result the water levels exceeded the historical maximums at majority of the river gauges functioning along the Mtkvari River and its tributary at that time.
The losses were significant, inter alia Khashuri-Akhaltsikhe railway line was flushed away in Borjomi, bridges and roads were damaged, living and industrial buildings were broken, agricultural lands were inundated.
One of the most extreme large scale flood occurred in 2005 in the Mtkvari River Basin when during the winter substantial snow resources were 30 of 59
deposited in the mountains. The snow recourse was as large as of 4% probability, average depth reached 2.70 cm. The largest snow resources were in the Aragvi River Basin. In addition, intensive rainfall have covered the region during the days 25-27 April, 2005.
Figure 12. Aragvi River Basin with Zhinvali Water Reservoir.
There was a prediction for 3-4 days ahead that warmer humid air masses approached the region therefore flood warning was issued. Zhinvali Water Reservoir (Hydro Power Plant) released water and made a large volume free for regulating the incoming flow. Thanks to this regulation, the peak flow at Tbilisi was 2.200 m3/s (565 cm) and stayed below the historical maximum 2450 m3/s (722), which was observed in April 1968.
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Great amount of rain fell down over the Mtkvari River Basin on 4-7 June, 2005. The basin average was 68 mm while on some places exceeded 100 mm. As a result, water level in Mtkvari River rapidly rose and exceeded 500 cm at Tbilisi, which corresponded 2250 m3/s. Based on the short-term hydrological forecast the Zhinvali Water Reservoir released 600 m/s through the spillways in order to regulate the extreme flow and to cut the peak of the flood wave. There were damages along the Aragvi and Mtkvari Rivers because of the high spill flow but the Zhinvali Reservoir safely operated and degreased the peak flow.
The flood forecasting is very important for preparing the Zhinvali Reservoir for regulating the high flows. Releasing the waters from the reservoir for creating empty volumes needs time therefore long- and middle-term forecasts are needed. The spring high flow is forecasted based on snow masses in the mountains. However, the melting process is strongly affected by the temperature regime and rainfall events occurring during the period March-May. Therefore updating of the forecast should be done continuously based on short-term weather forecasts as well as the meteorological observations.
West Georgia
Air masses from south-west were transferred at the end of December, 1986, which caused have precipitation. The snow cover depth reached 4-5 m in the south slopes of Great Caucasus in the third decade of January 1987, i.e. significantly exceeded the average values. Then rain showers hit the region and contributed to the intensive snowmelt. As a consequence the water level in the rivers rose rapidly (4-5 m in a few hours) and Bzifi, Kodori, Enguri, Khobi, Tekhura, Abasha Rioni, Kvirila, Dzirula Rivers conveyed extremely large water volumes. River Rioni exceeded its earlier historical maximum water discharge because its peak flow was as high as 4850 m3/s. The size of the inundated area on the Kolkheti Lowland reached 200 km2.
The losses were severe because 150 people died. Material damages reached nearly USD 700 millions. The flood destroyed inter alia 3150 houses and 2150 objects, 16 km railway lines, 1300 km roads and 1100 km power transfer lines. (attention: these figures are not in the
The forecasts of extreme high flows induced by snowmelt are based on the same methodology as in the Mtkvari River Basin, however, the rainfall generated runoff has more influence on the flow regime both in terms of frequency, impact and geographical extent. That means that the potential lead-time of the flood warning is short even on the downstream river reaches.
Flash floods
The character of these events is different from the high spring flow because the flash floods occur suddenly, in turn, the forecasts lead-time is short: 32 of 59
minutes and hours in the upstream regions and days in the downstream parts. The forecasting method in the upstream parts are based on rainfall- runoff functions and on the downstream reaches on statistical relations between river gauges located in the upstream basin vs. on the lower river reaches.
The main difference between the spring floods resulted by snowmelt and the flash floods induced by rainstorms is the wide difference in the lead-time. (Lead-time is the length of the period the forecaster can warn ahead about the approaching extreme event.)
Flash floods can hit almost any part of Georgia, however, the most vulnerable regions are Alazani River, left bank, Rioni River Basin, Inguri River Basin. Heavy flash floods occurred on 11-12 1987 in Samtskhe- Javakheti and Shida (inner) Karti regions. The return probability of maximum flows was less than 1% in rivers Kura ((in Likani), Liakhvi (in Kekhvi), Tetri (white), Aragvi (in Pasanauri), Paravani (Khertvisi). The losses were as much a 1.4 million USDs.
* * *
In summary, we can note that the conditions creating floods in Georgia are as follows.
(i) Intensive snowmelt together with large amounts of rainfall (ii) Heavy rainstorms during summer / autumn seasons (iii) Large territorial frontal rains during the autumn time (iv) Intensive rainfalls during the winter season in the coastal zone of Black Sea.
The probability of flood events is high almost in the entire territory of Georgia, however, as the NEA Hydrometeorological Department assessed that the most vulnerable areas were (Figure 13):
- Mtkvari River Basin: districts Gori, Kaspi, and Tbilisi - Alezani River Basin: left bank (Great Caucasus) - Rioni River Basin: downstream reach, downstream of Kutaisi - Inguri River Basin: district Zugdicki.
If the rainfall intensity reaches or exceeds the threshold values then special attentions should be paid to the location where the storm occurred because there is a high risk for flood flow. In case, the field surveys showed that large amount of movable debris accumulated in the river catchment/s where the rainstorm occurred then mudflow hazard is also high. Therefore is necessary the regular survey of debris accumulations.
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Figure 13 Flash flood hazards in Georgia.
Mud flow
The National Environmental Agency has prepared geographical zoning of mud flow maps in Georgia (Figure 14). There is no methods available for predicting concrete mudflow events but there are criteria helping delineate the hazardous land sections where stone and soil materials are accumulated, which can be moved by water masses. There are critical threshold values for rainfall depths. When the rainfall intensity exceeds these values, the probability of mudflow occurrence becomes high.
The critical precipitation heights per 12 hours (threshold values) having potential causing extreme floods an in turn mud flow in the upstream valleys are as follows
(i) >130 mm in coastal zones of Western Georgia (ii) >100 mm in central and western part of Colchis lowland and adjacent mountain slopes (iii) >80 mm in the remaining part of Western Georgia and southern slopes of Great Caucasus (iv) >60 mm in remaining Eastern Part of Georgia
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Figure 14. Mud flow prone areas in Georgia.
Recommendations for Key Element 1 (Knowledge Base)
The Ministry of Environment Protection and Natural Resources of Georgia, incl. the National Environmental Agency is in command of knowledge of different natural risks, their occurrence regions as well as the priority objectives of the protection. These zones were marked based on processing of observations as well on extreme events having taken place in the past.
Today, the delineation of natural hazard zones is continuing by implementing GIS technique because the available information on protected objectives vs. character of natural risks provides a first option for preparing preliminary emergency action plans. The maps are very useful instruments, however, the scale (1:50.000) is not detailed enough for preparing plans for risk assessments. Concerning the central subject (floods) of the current paper, the Consultant Team suggests to develop the flood maps for the main flood prone areas based on maps of larger scales and using hydraulic computations for assessing the inundation areas.
The flood mapping work requires lot of data and working time therefore efforts must be focused on priority areas. As the Hydrometeorological Department assessed that the most vulnerable areas for floods were
- Mtkvari River Basin: districts Gori, Kaspi, and Tbilisi - Alezani River Basin: left bank (Great Caucasus) - Rioni River Basin: downstream reach, downstream of Kutaisi - Inguri River Basin: district Zugdicki.
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Therefore the flood risk maps should be prepared first for these areas. The phases of these works include hydrological assessments to reveal the hazards (size and frequency of floods), recording the human groups, objects (houses, industrial objects, infrastructures) in the flood prone areas, GIS processing (creating DTM, locating settlements and objects). When the GIS layers of hydrographical and morphological data as well as the DTM are ready, the hydrological data has been collected, the hydraulic parameters are defined then the hydraulic computations can be made. The results will be inundation areas at different flood flow levels. Detail of the work are presented in Appendix 3.
The second recommendation concerns the assessment of mud flow hazards and risks. The mounted material in the mud flow prone valleys should reassessed in turn the hazards and risks should be updated according the current conditions.
5.3 Monitoring and Warning Service (Key Element 2) 5.3.1 Organization of the Hydrometeorological Department The National Environmental Agency, Ministry of Environment Protection and Natural Resources of Georgia is responsible organization for issuing hydro- meteorological forecasts, including flood predictions and warning. The core of the forecasting service is the Hydrometeorological (hereinafter Hydromet) Department with a staff approximately 180 persons grouped in different divisions chart in Figure shows.
For clear understating of the functions of different units we briefly describe their tasks:
- Hydromet Web Section takes care of the web site (3 persons) - Climate Section focuses on the studies related to global climate change (4 persons) - Meteorological Section collects, processes and stores the meteorological observations, which are transferred from the Observatories on monthly base (10) - Hydrological Section collects, processes and stores the hydrological observations, which are transferred from the territorial centers, so-called Observatories on monthly base (4 persons) - Division of Hydro-meteorological Hazards and Damage Mitigation includes two sub-divisions such as recording the potential natural hazard locations and planning mitigations measures (8 persons) - Telecommunication Service collects the operative (daily) from Observatories, processing the information from the mezo- scale meteorological forecasting systems and distributes via emails the Daily Hydro-meteorological Bulletin. The Service 36 of 59
has two groups such as information service and R&D (13 persons) - Hydro-meteorological Forecast Bureau (14 persons) which includes three sub-divisions such as (1) Weather Long-term Forecast Service, (2) Weather Short-term Forecast Service and (3) Hydrological Forecast Service (12 persons)
Figure 15. Organization pattern of the National Environmental Agency.
5.3.2 Monitoring Service
In the paragraphs below highlight the situation of steady monitoring network in the main regions, which have been targeted by international support for 37 of 59
the recent years. Then we will look at the status of hydrological field surveys in todays Georgia.
Network
In general, we can note that significant reduction has happened in the hydrological observation network in Georgia during the transition period. The number of functioning hydrological stations has been 67 during the period of 1930-1990, while today only 21 (according other sources 30) gauges are reporting. It is far below the necessary level.
There are plans to increase and to improve the observation network by adding 15 new (reconstructed old) gauges. in 2010, which plans can be only considered as first step in the rehabilitation of the hydrometeorological network.
There are about 45 observation points left from very well developed meteorological network that existed until the late 1980s. From this number currently only 13 stations can satisfy international standards defined by WMO. From the next year the agency plans to purchase and install additional 7 fully automated stations for measuring all major meteorological parameters and 15 stations for recording selected weather parameters.
Current Status of the upgrading of observation network in main river basins
1.1. River Alazani:
River Alazani (Figure 16) does not directly threat settlements but the tributaries do where the runoff concentration time is around 30 minutes.
- Floods and mud/stone flows on the left-side tributaries, which take their sources from the North on the Caucasus slopes. - Mud and stone flow on right side tributaries, which river beds are dry most of the time, take their sources on the slopes of Tsiv-Gombori Mountains as a result of rainstorms.
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Figure 16. Alazani River Basin.
The above tributaries are ungauged while automatic water level recorders were funded by USAID and installed at Chiauri, on the River Alazani but not in function because of some technical problems. One semi-automated station, installed also by USAID, is functioning at Shakriani (near Telavi), measuring water levels only.
1.2. River Rioni
Combination of intensive snowmelt and rainfall can cause sever floods along the Rioni River. The water level in the tributaries of Rioni River can increase several meters in a few hours. Such event happened in January 2006 when the old historical maximum water levels and discharges were exceeded.. The downstream part of the basin is a flat flood plain (prone) area. The Figure Figure shows computed inundation territories modeling propagation of flood waves of 1%, 5%, 10% and 20%
The water courses in the Rioni River Basin have sparse observation network and the upstream basins are ungauged today. The Finish Government and CIDA funded procurement and installation of automated stations for water level and precipitation measuring. The stations have been installed on river Rioni and tributaries (Tskhenistskali) but are not in function yet for technical reasons.
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1.3. River Mtkvari
The Kura River originates in the Kizil-Giadik mountain range in Ardahan province in Northeast Turkey at the altitude of 2740 m, winding its way through mountainous regions in Turkey. Tributaries flow northwards from Armenia and join the Mtkvari in Georgia. From the source area to the city of Borzhomi the river bears mountain character, after this point lowland regime prevails. The flood flow regime is reflected by geographical location of the catchment areas. Flash floods often hit the upstream basin following the rainstorms while the lowland reach is mainly flood prone in case of long- term water feedings from intensive snow melts accelerated and amplified by areal rainfalls.
Automatic water level recorder is installed on the River Kura at Red Bridge and at Sadakhlo on the River Debet, which a main tributary (on the left side) of the River Kura. The recorders are not in function today because of some technical problems. The other rivers are practically ungauged today.
5.3.3 Data collection
Primary data
The daily operational observations and monthly journals are collected from the field stations by the territorial centers, so-called Observatories and forwarded to the Hydromet Department. The data from the stations transferred in WMO-codes via cell phone, fax and internet in case of available.
The Telecommunication Service obtains the data from regional weather forecasting systems and also collets the daily operational observations from the observatories and transfers to other units at Hydromet Department.
Processed data
The observation data after checking is forwarded by the Observatories to the Hydrological Department. The telecommunication means depend on the technical availability.
Internal data flow
There is no database manageable and accessible via local IT network at the Hydromet Department. The data transfer is still manually made although it is made in digital form or on paper. The integrated database within the NEA as the first presumption for the Integrated Early Warning of Natural Disasters in Georgia.
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5.3.4 Field works
Only limited field works are performed in Georgia today while there is a significant need for measuring water discharges, to perform hydro- morphological investigations and to carry out catchment prospecting. The problems stem from inadequate equipment base and lack of manpower. Underlying factors are insufficient financial resources, lack of donor coordination (a number of transferred equipment and software tools are not in use), missing competence in installing, operating, utilizing and maintaining of the donated equipment.
The snow surveys should be performed between 25 th February and 20 th
March because the data is extremely important for issuing flood warning of the spring high flows. This field activity has also significantly been reduced during the transition period. The snow survey started in 1955 and included 35 routes located in the high mountains. Today only maximum 20 snow routes are surveyed, which programme does not provide enough information for preparing the flood warnings for the high spring flow. Remote sensing is not yet used for snow resource estimations.
Recommendations for the monitoring service (Key Element 2)s
The availability of the hydro meteorological observation data is the basic assumption for any early warning/prediction activity. The primary observation data needed for flood warning / prediction are as follows precipitation, snow resources, soil conditions, temperature, water level and discharges in the rivers; secondary data such as evapotranspiration, moisture content in air (relative saturation), wind.
The observation data is produced in different ways such as by traditional visual observations, automatic gauges stations, radar surveys and remote sensing. The accuracy, territorial density and timely frequency of the observations are a determining factors of the early warning systems, i.e. the more observation stations, the more frequently the measurements are made, the better accuracy of the parameters achieved we can provide the more reliable forecasts of the extreme flood events.
Along the above observations there is a need for hydrographic and hydromorphological parameters, soil characteristics and relief data (maps), which data produced by field investigations like hydrometric measurements, geodetic mapping, soil studies.
The installation and operation of the hydro-meteorological networks are expensive and the field works are also resource demanding, therefore a kind of optimizing procedure is necessary when designing an observation systems and planning the field campaigns. The investment, running and operational 41 of 59
costs are on one side vs. priority factors requesting the flood warning / prediction are on the other side. The latter one are as follows
- human life should be protected (of highest priority) - important social services should function (health care) - transport function, supply of population (food, water energy etc.) should be maintained - damages of properties should be minimized
The design of the observation network approaches the optimal system from two stand points such as
- the objectives (settlements, industrial plants, energy sources etc.) to be protected vs. - the character of the threats, which are spring high flows, flush flood, mud and stone flows in our particular case.
We have to keep also in mind that the basic and timely information for the early warning systems stem from both steady network and field campaigns and both components are equally important.
Monitoring of ungauged rivers
This river catchments are first, second, third etc. tributaries to main streams. The runoff concentration time is very short (from 0.30 min to a few hours) in these catchments. Therefore visual observation of river gauges made on daily base would not provide any useful information for flood warning at these locations. On the other hand, installation of automatic gauges for measuring and transmitting the water levels is hardly viable in all these catchments having high potential for flash floods. The regional weather forecast models cannot provide either data in such fine timely and spatially resolution, which would give reliable information for issuing flood warnings. The only solution is to assess the potential hazards in the ungauged catchments and propose installation of automatic raingauges where it is required and feasible. The location is an issue of multi-variable consideration, namely on one hand the source areas should be monitored on the other hand the station should be accessible for maintenance and for energy supply safely even in extreme weather conditions (that is the main point).
During the Soviet time there was weather radar network in function in Georgia, which was used for hail prevention, storm tracing, rainstorm forecasting. The Division of Hydro-meteorological Hazards and Damage Mitigation has prepared a new map for installation of weather radar network, which would cover the major part of the country. The Consultant proposes that this option should be analyzed both in terms of effectiveness and feasibility.
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Monitoring gauged rivers
The visual observation of river and rain gauges is still a practical option in the country. The perspectives of rehabilitating the abandoned gauges must be considered. The observation should be made two times per day (as it was done before) as long as the flow stays under alert level. The observation should be made four or more times as soon as alert level exceeded and every two hours above preparedness level.
Development of telemetry should be continued, however, first the already purchased automatic stations should be operation.
Field Campaigns
The snow surveys must be raised to the level they were practiced before the transition time. It means that frequency of the measurements should be increased and the routes must cover necessary locations in terms of length and altitude. The equipment and manpower of snow survey teams must be upgraded. The remote sensing should be taken as additional data source for estimating the snow resources. Therefore, such R&D study must be initiated and competence development shall be planned in this field.
The basic hydrological parameter is the water discharge (m 3 s -1 ). These measurements require skilled personnel and are also time consuming. In addition, the works should be timed according the hydrological events, i.e. do not fit into the regular working hours. Therefore discharge measurements are very rare in Georgia today.
The old current meters are outworn and not-calibrated. Two Doppler type flow meters were obtained via donor programme. However, one of them is not functional today. The reason for failure is not clear for the Consultant yet. In any case, both instruments must be in function and then it is possible to look into further upgrading of the equipments of the field teams.
Data management
The Consultant recommends an IT-based integrated information system in order to make effective data flow between different units. The goal of the development work is to speed up the data flow and processing, to make safe the data exchange and storage between units of the Hydrometeorological Department as a first step.
The following paragraphs will describe the status of the hydrological prediction activities at the NEA.
5.3.5 Prediction Service
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The hydrological prediction activity divided into two separate groups because generic differences in sources of the water masses, in observation methods, in forecasting tools and in lead-time. The two groups are such as
(i) spring floods are induced by snowmelt, which can be amplified be rain and (ii) flash floods resulted by rainstorms.
Forecasting of the spring floods
Regression equations were established based on hydrological and meteorological time series observed between 1970-1980. The parameters in the regression equations were set permanent earlier but today are regularly updated using computer technique.
Input parameters are as follows - water equivalent in snow cover - temperature regime forecasted for the snowmelt period - water content in the upper soil layer measured before the snow cover
The spring flow forecast with longest lead-time covers three-month period, i.e. the first forecast given at the end of March and stretches to the end of June. The prognosis is a moving window and updated each month, i.e. in April and May. The updating of the snowmelt prognosis is made using the long-term forecast of air temperature taken from mezzo-scale weather forecast systems (described below). In case of heavy rainfalls during the snowmelt, extraordinary forecasts should be prepared and issued because these situation carry particularly high risk for disastrous floods.
The National Environmental Agency is working on an up-to-date approach, i.e. on adaptation of the outputs (predicted temperature regime and precipitation values) from regional weather forecasting systems. The time resolution of these schemes is 6 and 12 hours, while the spatial resolution scale is of 14x14 km.
The weather forecast based on two regional systems such as WRM-EMS (US) and HRM (GE). The size of the resolution cells is 14x14 km. Forecasts of precipitation and air temperature are necessary in order to increase the lead- time of flood warnings and forecasts in a river basins in Georgia.
The Weather Research and Forecast Environmental Modeling System (WRF EMS) is a complete, full-physics, state-of-the-science numerical weather prediction (NWP) system that incorporates dynamical cores from both the National Center for Atmospheric Research (NCAR) Advanced Research WRF (ARW) and the National Center for Environmental Predictions' (NCEP) non- hydrostatic mesoscale model (NMM) releases into a single end-to-end forecasting package. All the capability of the NCEP and NCAR packages are retained within the WRF EMS; however, installation, configuration, and running of the NCEP and NCAR versions have been greatly simplified to 44 of 59
encourage its use by operational forecast offices, private industry, and the University community.
The High resolution Regional Model (HRM) is a flexible package for Numerical Weather Prediction (NWP). The Deutscher Wetterdienst (DWD) provides this comprehensive package to meteorological services, universities, and research institutes world-wide. This model uses the topographical data sets for any region of the world at mesh sizes between 30 and 5 km which are prepared at the DWD on request. The HRM model is used as NWP model at meteorological centres in many countries. Generally, the output of this model is in good agreement with the observations.
Short-term prognosis floods
The number of forecasted stations radically reduced from 161 targeted earlier to 21 predicted today. The forecasting group issuing the short-term forecast has lost major part of its manpower. There were 14 specialists in the office while only three persons are working there today.
As it mentioned above the operative forecasts are made for too few stations and exceptionally based on intuitive assumptions. Some information sources say that either mathematical formulas or graphical tools were never used for short-term daily flow (water level) predictions. There were graphical tools developed by excellent specialists for average flow forecasting (10 day- average etc.), which values were necessary for water reservoir control and planning of hydropower production.
* * *
The NEA has obtained via donor support the Delft-FEWS software package and one person at the Hydrometeorological Department has been shortly trained on setting up HEC HMS and configuring the Delft-FEWS platform.
A small pilot application of Delft-FEWS was build in the Rioni basin, which work was supervised by international expert from Deltares (NL). The flood early warning system used HEC HMS as hydrological model, and the inputs were taken from limited area weather model WRF (Ucar) and HRM (German Weather service) as input. The hydrological model has been build on the basis of a digital terrain map with 90x90 m resolution published by the CGIAR consortium. The topographic analysis allowed to extract subbasins and river channels (channel lengths and slopes). The routing scheme is based on Muskinhum-Cunge schematization, with assumed river geometries and roughness.
The model has been calibrated on digitized precipitation and temperature data from the period between 1980 1992.
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The problems encountered during the Delft-FEWS adaptation are, inter alia, lack of river cross sections, outdated discharge curves, missing time-series after the Soviet time, and not enough training was given.
The second important issue, which is waiting for solution is the online data input from the automatic hydromet gauges into the Delft-FEWS. As the technical specification of the Delft-FEWS states that this option is provided, however, the technical details is not clear at the moment and no action was taken into this direction. In addition, the automatic stations do not forward online data into the Agency because of some technical problems, which might be soon solved.
Recommendations for the prediction activities (Key Element 2)
The next step of development at the Hydromet department is under consideration, namely the downscaling of outputs from the Regional Weather Forecast Systems because the current timely and spatial resolutions do not allow the predictions / warning in catchments of smaller size, which do have high potential flood hazards and therefore there is a need for extreme flow prediction at these locations. The downscaled cells would have spatial resolution of 7x7 km.
The Consultant proposes competence development of the personnel involved in this R&D work. The most effective way for the competence development to ensure a couple of months study visit at the mother institutes running the models: NCAR or NCEP in USA or DWD in Germany or other places where the coupling of these weather forecasting systems to hydrological prediction models successfully were successfully implemented.
The Consultant sees necessary the upgrading the short-term forecasting activities. There are relatively simple equations for real-time prediction with adaptive parameter updating, which are able to predict even such rapidly changing water regime in Georgia. In turn, the quality (accuracy) and frequency of the forecasts could be improved. In addition, more station could be forecasted even by limited number of personnel.
Of course, we have to strive after limited number of models to be operationally used but there is no sense to look after general model package, which is fits to all rivers and to all cases in Georgia. Instead, there is a need for method selection, where on one hand the priority water objects should be chosen on the other hand the data availability should be realistically assessed.
The Consultant sees that there is a need for strengthening the personnel engaged in the operational forecasting / warning activity: manpower must be extended. A mixture of experienced specialists and IT-skilled personnel would be favorable for the upgrading of forecast services. Rather more because the coupling procedure for transferring data from the numerical 46 of 59
forecast of meso-scale meteorological models HRM/WRM-EMS into forecast hydrological model Delft-FEWS has been initiated. The testing procedure has been in process for three months. The work should lead to a coupling of the meteorological parameters from HRM/WRM-EMS to the operational flood forecasting and warning tools (model/s). However, the coupling process is moving slowly. The reasons may be several inter alia lack of supervision, personnel occupied by other tasks, low interest from operational side for using this technique in the practice. The Consultant proposes to intensify the adaptation process, first to check the obstacles hindering the operational implementation and take measures to fulfill the objectives set for this work.
Another, major point is setting-up online (or semi online) prediction/warning system. There is not any sene to install expensive automatic gauges if they are not on-line connected to models capable to issue forecast in real-time mode. The Consultant suggest to make parallel efforts, i.e. to install the automatic gauges within a short time but during the installation period to set-up a hydrological model capable to issues online flood predictions
The next step for achieving forecasting stage of the HMS model is that the module needs to be interfaced with real-time observations from the telemetric stations.
5.4 Dissemination and Communication (Key Element 3)
National Environment Agency completes Bulletin and publishes Bulletin on daily base. Bulletin a table with 21 river gauges:
Alert water level Observed level today Forecasted water level lead-time 24 hours Forecasted water level lead-time 48 hours
The Bulletin is sent in hardcopies to President Administration, Security Council, Ministries, operators of Hydropower Plants, and other users upon requests. In addition, the Bulletin is distributed via e-mail. Information is also given to municipalities in case of extreme events.
NEA units forward operational warnings for natural disasters to Directorates of Road Transport and other authorities. This information is directly forwarded from the NEA units to the end-users by phone and fax. These services are often based on special contracts made between the NEA and the end-user.
Recommendations for dissemination and communication (Key Element 3)
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One of the main objectives of the Study is promoting the establishment of Integrated Early Warning System of Natural Disasters. The basis of the natural disasters is so much different therefore the methodological approaches to foresee them also special for them. In addition, the forecast term has different meaning for the flow regime in rivers, rainstorm, windstorm vs. avalanche, mudflow and landslide. For example, the flow regime can be forecasted with acceptable accuracy, which means that we can say that at certain location what the water level will be and when. While in case of the other natural catastrophe events we only can say that the probability of occurrence is high or very high in the current conditions.
Therefore the intersection of the Early Warning System of Natural Disasters is the integrated database and the integrated dissemination system. In turn, the Consultant Team sees necessary to solve these two tasks within the Key- element Communication and Dissemination.
Developing effective communication strategies has two aspects; the technical aspect relates to build or strengthen robust hazard-resistant communication systems; the institutional aspect relates to the maintenance of relationships, i.e. the need to establish and maintain effective links and working relationships among the actors involved in the early warning communication chain. The current section deals with the hardware component, i.e. makes recommendations for building the integrated information system while the next section focuses on institutional links between the actors involved in the natural disaster mitigation. Two information systems should be developed, namely, the Integrated Database at NEA and Integrated Early Warning System in Georgia. The work for these interrelated system should start with the system design, which will create underlying documents for the decision- makers concerning needs for programme and hardware tools.
Integrated database at NEA
An integrated database should be build at the NEA, which work can be done in several phases. First, the Hydromet Department should integrate the data arrays already saved on magnetic holders. The integration should start with a data inventory and a system design. Based on the system design and data volumes can be decided the hardware needs of the system.
The integrated database will be open only for the Ministry of Environment Protection & Natural Resources (MoE) of Georgia and contain of two modules
Historical data a.o.
(1) Runoff data from stations (2) Gridded meteorological data calculated from synoptic stations (3) Hydrological, meteorological and related data from the special studies, for example flood inundations; flood caused mudflow etc. 48 of 59
(4) Hydrological data such as snow equivalent of water, soil moisture, information on ground water, ice observations, lake levels, lake and river temperature (5) Information of earlier avalanches: location, impacted area, velocity, head power, volume, size, initial conditions (snow depth) (6) Mud flow prone areas: locations, mounted material, which was moved, impacted areas, rainstorm intensities in the region when the mudflow occurred (7) Landslides: locations, geological parameters, impacted areas.
The historical database will be continuously developed and detailed information on the current contents will become available.
Operational observations a.o.
(1) Runoff data from stations (2) Gridded meteorological data calculated from synoptic stations (3) Hydrological, meteorological and related data from the special observations (4) Hydrological data such as snow equivalent of water, soil moisture, information on ground water, ice observations, lake levels, lake and river temperature (5) Information of risk for avalanches: location, potential impact areas, snow depth when the risk for avalanche can be very high (6) Mud flow prone areas: locations, mounted material, potential impact areas, rainstorm when the mudflow risk can be very high (7) Landslides hazards: locations, geological parameters, potential impact areas.
It is recommended to build the database on GIS platform and use GIS technology advances achieved over the past several years. They provide effective and efficient data management for processed hydrographic data. The geodatabase model fits well to database designs and applications associated with the collection, documentation, distribution, and analysis of large amounts of vector, raster, and surface modelling data. It also provides the end- user with the options of setting states and behaviours for each data object. In our case, it means that not only relief and morphological data can be stored in the database but also hydrometric measurements and hydro- meteorological observations (time-series), geophysical parameters, soil characteristics, snow conditions etc., which the natural disaster warning system needs. The later ones will be assigned to the geographical data objects. Using this approach provides the means of storing, analyzing and modelling data and enabling the existence of intelligent data objects and methods to distribute value added hard and soft copy products to end-users. 49 of 59
Integrated Early Warning System
The Consultant Team recommends a server based Early Warning System. When an client sends a request to a server, the server processes and responds to the request. Typical requests generate maps or retrieve geographic data, objects at risk or protection measures etc. for a given local extent. The hierarchy of the information is outlined below.
(1) Information from Hydromet to Central Organizations
In case of emergency, the hydromet information must be issued frequently. The content is observed and expected water levels, comparison with alert levels, confidential interval, flood duration. Consequence analysis: impacted rivers, regions, districts, settlements, inundation maps and expected measures taken operators of the hydropower plants.
(2) Information from Central Organizations to Regional Emergency Centers
In case of emergency, the preparedness information must be in separate break-downs for the Regional Centers command area and issued frequently. The content is observed and expected water levels, comparison with alert levels, confidential interval, flood duration. Consequence analysis: impacted river reaches, districts, settlements, inundation maps, list of objects and infrastructures at risk, secondary impacts (wash-away of pesticides etc.) expected measures of the hydropower plants (sudden releases of waters etc.).
Requested emergency measures inter alia: protection activities, relief operation, resources necessary (manpower, machinery, construction materials, etc.), list of organizations and operators to kept on permanent contact.
(3) Information from Regional Emergency Centers to the Municipalities
In case of emergency, the preparedness information must be in separate break-downs for the Municipalities command area and issued frequently, the content is water levels observed and expected, comparison with alert levels, confidential interval, flood duration; consequence analysis: impacted river reaches, districts, settlements, inundation maps, objects and infrastructures at risk, secondary impacts (wash-away of pesticides, waste waters, landfills etc.) expected measures of the hydropower plants (sudden releases of waters etc.).
Requested emergency measures inter alia: protection activities, relief operation, resources necessary (manpower, machinery, construction materials, etc.), list of organizations and operators to kept on permanent contact.
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(4) Information from Municipalities to the Responsible Persons (inter-municipality division)
In case of emergency, the preparedness information must be issued in break-down for the responsible persons and the communication should be permanently kept; the content is houses, objects and infrastructures at risk, secondary impacts (wash-away of pesticides, waste waters, landfills etc.) expected measures of the hydropower plants (sudden releases of waters etc.).
Requested emergency measures inter alia: protection activities, relief operation, resources necessary (manpower, machinery, construction materials, etc.), operators to kept on permanent contact.
The Municipalities as well as the responsible persons should inform the public and mobilize them in case of necessity.
(5) Back-to-Office Reporting
The information chain should also function in a reverse direction, i.e. reports must be made on the current situation in the field, on taken measures, requested support, etc.
A main issue is to decide the operator of integrated early warning system.
5.5 Response Capability (Key Element 4)
Response Capability is perhaps the most important and vital link among the four elements of the people centered Early Warning System discussed above. As it is well defined the ultimate goal for any early warning system established even on the latest possible technology and widest possible monitoring network is first of all to protect human lives, households, and public goods from devastating results of natural or manmade disasters. Accordingly, if this last element, responsible for immediate response activities and preparedness of communities to address any such challenges is missing, or does not work properly, the entire system cannot fulfill the goal.
This is true for Georgian situation as well, where the fourth element mostly is missing. Currently Emergency Management Department (EMD) is the only institution that more or less satisfies disaster preparedness and response planning requirements of the Key Element-4 on a national scale. However this is only one part of the entire Response Capability. Other issues, like Community Response Capacity, Public Awareness and Education, Public Perception for Natural Hazards on local and at the same time most vulnerable levels are missing. To improve the situation on a short run EMD should take more active role before the planned Regional Emergency Management Service Centers (REMSCs) will be established under the Ministry of Regional Development and Infrastructure. It is believed that these 51 of 59
Service Centers will fill the gap between the national and regional/local level response activities, as far as intensive training, procurement and technical assistance is foreseen to strengthen their capacity. Taken as this agenda of the Georgian Government will be implemented sooner, the Response Mechanism in Georgia may look the following way:
Figure 17. Immediate Response Mechanism of the FEWS in Georgia.
It is also equally important that the institutions responsible for creating knowledge base, and modeling and interpreting scientific data, will develop hazard and vulnerability maps for different types of disasters (floods, flash- floods, as well as other climate related disasters) customized to the regional and local conditions. These data later will play central role for creating targeted disaster response plans for every vulnerable locations on a municipal and community level.
Schematic flow of the proposed initially processed and modeled regular data is shown bellow (Figure 18). This scheme relates only to a filtered and interpreted data that assists appropriate agencies define scale of preparedness in case of increased water levels. The list of the agencies receiving the data will include: the National Security Council; Emergency Management Department (EMD) of the Ministry of Internal Affairs; Regional 52 of 59
Emergency Management Service Centers (REMSCs) under the Governors Offices; Ministry of Environment Protection and Natural Resources (MEPNR); Ministry of Health (MOH); Ministry of Economic Development (MED); Ministry of Agriculture (MOA); Ministry of Foreign Affairs (MFA); Ministry of Defense (MOD).
Figure 18. Primary distribution network of the FEWS in Georgia.
One other important step for establishing proper Response Capability is to increase public awareness and confidence building for warning services on a community/municipal level, by actively engaging: local media, TV/radio broadcasters, NGOs, schools, volunteer organizations, religious and political leaders in the annual planning, evaluation and training processes. It is absolutely necessary to update contingency and evacuation plans annually to address new circumstances related to the rapid climate change and thus altered hydro-meteorological information. And finally, communities and local authorities should be trained to recognize different levels of the warning signals, as natural hazards are not always fully predictable and falls alarms may build wrong credibility for the system in general. One example of the three different levels of preparedness in case of flood warning for local community at the Binahaan river basin, Philippines (study by Olaf Neussner, 53 of 59
Allen Molen, and Thomas Fischer, GTZ, 2008) is shown on the figure bellow (Figure 19). In this example local community has detailed instruction for each level of warning staring from simple alert to the preparation and then evacuation. Well established contingency plans in edition should have detailed evacuation scenarios and exact transportation routes, including roles to be played by each municipal / regional sectoral unit and rescue services. And finally, the plan should include detailed description for post- disaster relief operations coordinated again by local/regional authorities and disaster management teams.
Figure 19. Flood Warning Plan, Binahaan river basin, Philippines.
6 Conclusions
Based on the request of the Ministry of Environment Protection & Natural Resources (MoE) of Georgia, UNDP assists the MoE in conducting a needs assessment and a feasibility study for establishing an early warning system for natural hazards in Georgia. The study was implemented in close collaboration with the UNDP Disaster Risk Reduction Advisor, the UNDP Environment & Energy portfolio, MoE, National Environmental Agency and other concerned national authorities.
The Study focused on the flood warning subject but the prospect of the integrated early warning system was also kept in view throughout the project. The National Environmental Agency, Ministry of Environment Protection and Natural Resources of Georgia is responsible organization for issuing warnings and forecasts for natural disasters (except the earthquake). Therefore, the Consultants concentrated on this Agency concerning issuing the warnings but other R&D organizations were also screened. The response 54 of 59
to the warnings is controlled by other organizations, which were also met and their woks analyzed.
The Conclusions briefly summarize the findings and the recommendations, while the needs of specific tasks in terms of equipment, staff and competence development are included in Appendix 3.
The Project tasks as well as the current Report followed the structure of the Checklist of the Early Warning Systems published in Proceedings of the Third International Conference on Early Warning (Bonn, 2006) and includes four Key Elements
1) Risk Knowledge 2) Monitoring and Warning Service 3) Dissemination and Communication 4) Response Capability.
The Conclusions in a concise form will provide the findings and recommendations in the same sequence.
Risk Knowledge
The studies of natural disasters have been done for decencies and performed at high scientific level in Georgia a good knowledge base available to tackle the natural disaster reduction in Georgia. The institutions show definitive signs of recovery after the severe difficulties experienced during the transition period. However, the shortage of funds is still obvious, which result lack of personnel, limited access to modern equipments and reduced monitoring programmes.
The NEA utilize the advanced technologies, for example computers, digital data management, GIS, telemetry, modeling etc. However, the number specialists skilled for advanced technique is limited therefore competence development is needed and hardware and software base should be completed. The assessment of inundation areas requests application of advanced hydraulic and GIS technique therefore competence development should be done at international referred institute and international supervision is needed for the programme.
The first priority recommendation is that the flood mapping work must focus on priority areas such as
- Mtkvari River Basin: districts Gori, Kaspi, and Tbilisi - Alazani River Basin: left bank (Great Caucasus) - Rioni River Basin: downstream reach, downstream of Kutaisi - Inguri River Basin: district Zugdidi.
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The second priority recommendation within the Key Element of Knowledge Base concerns the assessment of mud flow and landslide hazards and risks in Georgia. The mounted material in the mud flow prone valleys should reassessed and in turn the hazards and risks should be updated according to the current conditions. These works requires upgrading of the equipment base and additional staff resources for field surveys.
Monitoring and Warning Service
Monitoring
In general, we can note that significant reduction has happened in the observation network in Georgia during the transition period and the network density as well as the measuring programmes are far below the necessary level.
The availability of the hydro meteorological observation data is the basic assumption for any early warning/prediction activity therefore the rehabilitation of the observation network should continue and the field surveys must be extended. Installation of telemetric raingauges is recommended in the ungauged catchments where set-up of hydrometric stations is not feasible but there is a strong need for warning of potential flood and mud flow hazards. The Development of telemetry should be continued in the main River Basins such as Mtkvari, Alazani, Rioni and Inguri. But the Consultants, strongly recommend that first the already purchased automatic hydrological stations should be put into operation.
The snow surveys must be raised to the level they were practiced before the transition time. The equipment and manpower of snow survey teams must be upgraded. The remote sensing should be taken as additional data source for estimating the snow resources. Therefore, such R&D study must be initiated and competence development shall be planned in this field.
The basic hydrological parameter is the water discharge (m 3 s -1 ) but the measurements are very rare today. The old current meters are outworn and not-calibrated. Two Doppler type flow meters were obtained via donor programme. However, one of them is not functional today. The Consultants recommend that both instruments were in function and further upgrading of equipment base including instruments for hydro-morphological surveys.
Prediction Service
The National Environmental Agency is working on an up-to-date approach when issuing the spring floods forecast while outputs (predicted temperature regime and precipitation values) from regional weather forecasting systems are used as input data in the forecasting model. However, the resolution from the weather forecasts should be downscaled and therefore R&D work should be done. The successful downscaling needs competence development 56 of 59
of a Georgian specialist at one of the internationally referred institute. In addition, the hardware and software base must be significantly improved.
The number of forecasted stations has reduced radically because the forecasting group has lost major part of its manpower and the observations are not enough to predict water flow for the rest and important water gauges.
The NEA has obtained via donor support the Delft-FEWS software package for short-term forecasting and one person at the Hydrometeorological Department has been shortly trained on setting up HEC HMS and configuring the Delft-FEWS platform. A small pilot application of Delft-FEWS was build in the Rioni basin. The automatic stations purchased via donor activities should be also connected to the Delft-FEWS but they do not forward online data to the Agency because of some technical problems, which might be soon solved.
The Consultant sees urgent upgrading needs of the short-term forecasting activities. The upgrading requires actions in two directions. The personnel engaged in the operational forecasting / warning activity must be extended and a combinations of experienced specialists and IT-skilled experts is desired. The second proposal is to intensify the adaptation process of Delft- FEWS and HEC HMS. These works require competence development of the personnel at international institute having long experience in the adaptation works. In addition, international supervision is needed for the Delft-FEWS and HEC-HMS adaptation at NEA. The hardware base should be upgraded for operational use of these advanced techniques.
Dissemination and Communication
The main objectives of the current Study is promoting the establishment of Integrated Early Warning System of Natural Disasters. The basis of the natural disasters is so much different therefore the methodological approaches to foresee them also special for them. In addition, the forecast term has different meaning for the flow regime in rivers, rainstorm, windstorm vs. avalanche, mudflow and landslide. Therefore the intersection of the Early Warning System of Natural Disasters is the integrated database and the integrated dissemination system. In turn, the Consultant Team sees necessary to create the integrated early warning system within the Key- element Communication and Dissemination.
Developing an effective communication strategy has two aspects; the technical aspect relates to build or strengthen robust hazard-resistant communication systems; the institutional aspect relates to the maintenance of relationships, i.e. the need to establish and maintain effective links and working relationships among the actors involved in the early warning communication chain.
Two information systems should be developed, namely, an Integrated Database at NEA and Integrated Early Warning System in Georgia. The 57 of 59
Consultants recommend preparing a system design, which will create underlying documents for the decision-makers concerning needs for programme and hardware tools.
It is recommended to build the database on GIS platform and use GIS technology advances achieved over the past several years. The geodatabase model fits well to database designs and applications associated with the collection, documentation, distribution, and analysis of large amounts of vector, raster, and surface modeling data.
The Consultant Team recommends a server based Early Warning System. When a client sends a request to a server, the server processes and responds to the request. Typical requests generate maps or retrieve geographic data, objects at risk or protection measures etc. for a given local extent.
The Consultants provide an estimate of the integrated data management and communication system at the NEA for issuing warnings of natural disasters, however, the communication system of EWS for Georgia needs special system design, which is far beyond the scope of the current study.
Response Capability
Response Capacity, the most valuable and vital element of the people centered Early Warning System, is unfortunately the weakest and most fragile part of a Georgian disaster risk reduction practice. Immediate disaster response currently is limited by rescue operations by Emergency Management Department (EMD) in case of the National Level disasters only. Consequently EMD is a major player for a national Disaster Preparedness and Response Planning, which however is absent on a regional and local levels. Other important issues of the Response Capacity, such as Community Response Capacity, Public Awareness, and skills to formulate proper Public Perception on the Natural Hazards are fully absent on all levels, or lack appropriate competence.
The Consultant Team recommends taking immediate actions to improve and/or establish missing parts of the Response Capacity, especially on a local/regional levels. Proposed by Georgian Government and planned to be established early next year the Regional Emergency Management Service Centers (REMSCs) will require intensive training and capacity building programs, which on the other hand leads to immediate needs for adequate financial and human resources that are not always easily available. Fundraising and capacity building itself requires sufficient skills, time and resources; therefore to fill the time gap the Consultants recommend meanwhile utilizing EMDs resources more actively.
The Consultants recommend establishing formal network of the government institutions receiving of filtered and interpreted early warning information on a daily base that is crucial for scheduling immediate response activities and 58 of 59
contingency planning on institutional/sectoral and local levels. The list of the agencies should include: the National Security Council; Emergency Management Department (EMD) of the Ministry of Internal Affairs; Regional Emergency Management Service Centers (REMSCs) under the Governors Offices; Ministry of Environment Protection and Natural Resources (MEPNR); Ministry of Health (MOH); Ministry of Economic Development (MED); Ministry of Agriculture (MOA); Ministry of Foreign Affairs (MFA); Ministry of Defense (MOD).
The next step for building proper Response Capacity in the country should include actively engaging community leaders and local authorities at every vulnerable location for developing local disaster preparedness and risk reduction plans; involve local media, TV, schools, religious and social organizations; train them, monitor, evaluate and update planning process on a regular base.
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7 Appendix
Appendix 1 Natural disasters and consequences in Georgia
Appendix 2 River water stages exceeding alert and flood levels in Georgia
Appendix 3 Cost estimates of upgrading the early warning system and Competence development needs
APPENDIX 2: () APPENDIX 3 Nr. Task Manpower need Costs Equipment and Costs months (USD) software needs (USD) 1 Knowledge Base (Key Element 1) 1.1 Continuing of small (gross) scale mapping of hazards zones: 2 GIS experts GIS maps (1:50.000) 5000 avalanches, landslides, flood plain, mud flow * 3 years = Software (Arc lic.)*3 9000 man-months 66 33000 Hardware (3 PCs) 3000 1.2 Assessment of hazard and risk levels of lanslides and mud flows 4 geologists / GIS maps (1:10.000) 6500 geophysicists Software (Arc.lic) 3000 * 3 years = Hardware (3 PCs) 3000 man-months 132 66000 1.3 Saving and structuring of hydromet observations, measurements and other data from the past (only for disaster predictions) 3 technicians GIS maps 4500 1 meteorolog Software 1 hydrologist (Geodatbase) 5000 1 (IT) data manager Hardware (PCs, *3 years = scaner, etc.) 4500 man-months 165 82500 1.4 Flood mapping of 4 priority flood plains 2 hydrology GIS maps 4700 (Mtkvari River Basin, districts: Gori, Kaspi and Tbilisi) / hydraulic experts Arc software 3000 (Alezani River Basin: left bank [Great Caucasus) 2 GIS specilists Hydraulic soft 3200 (Rioni River Basin: downstream of Kutaisi) *2, 5 years = Hardware (3 PCs) 3000 (Inguri River Basin) man-months 12 6000 2 Monitoring and Prediction Serevice (Key Element 2) 2.1 Monitoring 2.1.1 River Monitoring Telemetr. riv. stations (full programme): Mtkvari R.B. 4 Alezani R.B. 3 Rioni R.B. 4 Inguri R.B. 4 Total: 15 180000 2.1.2 Precipiation monitoring Telemetr. rain gauges: Mtkvari R.B. 5 Alezani R.B. 5 Rioni R.B. 7 Inguri R.B. 5 Total: 22 77000 2.1.3 Field works (covers field works in knowledge base development, operational monitoring, hydrometric surveys etc.) Snow survey 4 specialists Snow measuring man-months/year 3 months/year field equipments Flow measurements 4 specialists Current meters (5) 5000 man-months per year 4 months/year Doppler (1) 21000 Flood plain surveys 3 specialists GPS man-months/year 5 months/year 1 advanced 1200 3 general 900 River bed surveys 3 specialists Acoustic sonar (1) 1400 man-months/year 4 months/year GPS 450 Mud flow, landslide, avalanche surveys 3 specialists man-months per year 4 months/year 67 33500 2.1.4 Assessment of geodinamical state of the relief over Georgia 10 speicalists field equipmet 30000 2 years GIS maps 2400 man-moths 110 55000 2.1.5 Baseline study of mudflow occurance 3 specilists (analysis of mudflow events) 3 years man-months 33 16500 geostatistical softw 3700 hardware 4800 2.2 Prediction 2.2.1 Spring flood prediction Downscaling the grid of the regional weather forecasts 1 IT specilaists GIS sowtware 2300 from 14*14 km to 7*7 km 1 meteorologists hardware (2 PCs) 2000 2* 0,75 years = man-months 16 8000 Short-term (flash flood) prediction 1 IT/modeller GIS license 2700 adopting and operational test of forecasting model for Rioni River 1 hydrologist hardware 3000 1 meteorologists 3*1 year = man-months 33 16500 Short-term (flash flood) prediction 1 IT/modeller adopting and operational test of forecasting model for Rivers 2 hydrologist Inguri, Kura and Alazani 1 meteorologists 4*2 years = man-months 88 44000 3 Dissemination and Communication (Key Element 3) 3.1 Integrated Database Management at NEA 3.1.1 System design and data inventory 1 IT specialists server 7500 2 hydrologists software 3300 2 meteorologists for data management hardware 8000 5*8 months man-months 48 24000 3.1.2 Implementaion of the system 2 IT specialists 2*1 year man-months 22 11000 3.2.1 Integrated Communication System for Early Warning of Natural Disasters 3.2.2 System design 2 IT specialists Specialists: 2 from NEA software license 12000 2 from MIA hardware needs 6 from different at different agencies 25000 agencies 12*4 months 24000 Implementaion of the system 2 IT specialists 2*1 year man-months 22 11000 4 Response Capability 4.1 National Response Strategy and Planning 4.1.1 Desighn annual national planning template document 1 international consultant 1 public policy specialist 1 legal specialist 1 risk assesment specialist 4*6 month man-months 24 21,000 4.1.2. Desighn annual sectoral planning templates: 1 international consultant MIA/EMD, MEPNR, MRDI, MOH, MED, MOA, MFA, MOD 1 public policy spec. 1 legal specialist 1 risk assesment specialist 4*12 month man-months 48 72,000 4.2 Regional/local Response Strategy and Planning 4.2.1 Desighn annual local planning template document 1 intermational consultant 1 public policy specialist 1 legal specialist 1 risk assesment specialist 4*12 month man-months 48 72,000 4.3 Public Awarness and Education 4.3.1 Desighn National Public Awarness Staretgy Plan for Dissater Risk Reduction and Natural Hazards Preparadness 1 International consultant 1 public policy speciailst 1 legal specialist 1 risk assesment specialist man-months 4*12 month 48 72,000 4.3.2 Desighn National Curricula on the Natural Hazards Preparadness to be Introduced at Primary Schools Nationwide 1 International consultant 1 education policy speciailst 1 natural sciences specialist 3*24 month man-months 72 72,000 Nr. Task Manpower need Competence development need Notes 1 Knowledge Base (Key Element 1) 1.1 Continuing of small (gross) scale mapping of hazards zones: 1 specialist International training in hazard and avalanches, landslides, flood plain, mud flow 2 GIS experts risk mapping man-months * 3 years = 99 1.2 Assessment of hazard and risk levels of lanslides and mud flows 4 geologists / The expereinced specialists shall train geophysicists young experts * 3 years = man-months 132 1.3 Saving and structuring of hydromet observations, measurements and other data from the past 3 technicians No need for special training 1 meteorolog 1 hydrologist 1 (IT) data manager *3 years = man-months 165 1.4 Flood mapping of 4 priority flood plains 2 hydrology (Mtkvari River Basin, districts: Gori, Kaspi and Tbilisi) / hydraulic experts International ltraining in flood mapping training (Alezani River Basin: left bank [Great Caucasus) 2 GIS specilists and supervision (Rioni River Basin: downstream of Kutaisi) *2, 5 years = (Inguri River Basin) 110 2 Monitoring and Prediction Serevice (Key Element 2) 2.1 Monitoring Instalation and operation of the telemetric network 3 technicians Training in instalation and operation of the equipments 2.1.3 Field works (covers field works in knowledge base development, operational monitoring, hydrometric surveys etc.) Snow survey 4 specialists Training for using new equipment man-months/year 3 months/year Flow measurements 4 specialists Training for using new equipment man-months per year 4 months/year Flood plain surveys 3 specialists Training for using advanced GPS man-months/year 5 months/year River bed surveys 3 specialists Training for using new equipment man-months/year 4 months/year Mud flow, landslide, avalanche surveys 3 specialists Taining for using new equipment man-months per year 4 months/year 2.2 Prediction 2.2.1 Spring flood prediction Downscaling the grid of the regional weather forecasts 1 IT specilaists International training needed in dowscaling from 14*14 km to 7*7 km 1 meteorologists of regional weather forecast outputs. 2* 0,75 years = man-months 16 Short-term (flash flood) prediction 1 IT/modeller International training needed in applying adopting and operational test of forecasting model for Rioni River 1 hydrologist advanced flash flood forecasting models 1 meteorologists 3*1 year = man-months 33 Short-term (flash flood) prediction 1 IT/modeller adopting and operational test of forecasting model for Rivers 2 hydrologist Inguri, Kura and Alazani 1 meteorologists 4*2 years = man-months 88 3 Dissemination and Communication (Key Element 3) 3.1 Integrated Database Management at NEA International training needed in database management 3.1.1 System design and data inventory 1 IT specialists 2 hydrologists 2 meteorologists 5*8 months man-months 48 3.1.2 Implementaion of the system 2 IT specialists 2*1 year man-months 22 3.2.1 Integrated Communication System for Early Warning of International training and supervision Natural Disasters needed in setting up the integrated system 3.2.2 System design 2 IT specialists Specialists: 2 from NEA 2 from MIA 6 from different agencies 12*4 months Implementaion of the system 2 IT specialists 2*1 year man-months 22 4 Response Capability 4.1 National Response Strategy and Planning 4.1.1 Desighn annual national planning template document 1 international consultant International supervision needed 1 public policy specialist 1 legal specialist 1 risk assesment specialist 4*6 month man-months 24 4.1.2. Desighn annual sectoral planning templates: 1 international consultant International supervision needed MIA/EMD, MEPNR, MRDI, MOH, MED, MOA, MFA, MOD 1 public policy specialist 1 legal specialist 1 risk assesment specialist 4*12 month man-months 48 4.2 Regional/local Response Strategy and Planning 4.2.1 Desighn annual local planning template document 1 intermational consultant International supervision needed 1 public policy specialist 1 legal specialist 1 risk assesment specialist 4*12 month man-months 48 4.3 Public Awarness and Education 4.3.1 Desighn National Public Awarness Staretgy Plan for Dissater Risk Reduction and Natural Hazards Preparadness 1 International consultant International supervision needed 1 public policy speciailst 1 legal specialist 1 risk assesment specialist man-months 4*12 month 48 4.3.2 Desighn National Curricula on the Natural Hazards Preparadness to be Introduced at Primary Schools Nationwide 1 International consultant International supervision needed 1 educ. policy speciailst 1 natural sciences specialist 3*24 month man-months 72
(Ebook) Operational flood forecasting, warning and response for multi-scale flood risks in developing cities by María Carolina Rogelis ISBN 9781138030039, 1138030031 download