Figura Comica de Sócrates en Apuleyo
Figura Comica de Sócrates en Apuleyo
Figura Comica de Sócrates en Apuleyo
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COMIC
AND
INVENTION
IN APULEIUS'
THE
FIGURE
OF
FRENZY
SUPERSTITIOUS
METAMORPHOSES:
SOCRATES
SATIRICAL
Wytse
AS
AN
ICON
OF
SELF-EXPOSURE
H. Keulen
0. INTRODUCTION
is religiously
Whether
the ending
of Apuleius'
earMetamorphoses
is
still
a
matter
of
nest, fundamentally
satiric, or endorses
ambiguity
debate among Apuleian
scholars. Since Winkler (1985), various studies
have plausibly argued for a satirical interpretation
of Lucius' initiation in
the cult of Isis.1 Along similar lines, the present study will offer a reading
of a satiric Socrates
as parallel
to a satiric Lucius.2
1Winkler
(1985,209-27) analyses the comic elements in Book 11 but still argues for
an "open" ending that allows both a serious and a satirical interpretation. For a more
determinate approach towards a satirical interpretation, see, e.g., Van Mal-Maeder 1997;
Harrison 2000, 235-59. Harrison (250-52) even suggests that Book 11 is satirical of a
particular person's addiction to superstitious cults (Aelius Aristides); for a different ap?
proach, see section 3.
2 The terms "satire" and "satirical"are
ambiguous. It is therefore important to note
that I use the words "satire," "satirist," and "satirical" in a broader sense, not restricting
myself to the genre of Satire, which is known to be exclusively Roman (Quint. Inst. 10.1.93),
but including its Greek literary predecessors (e.g., Old Comedy, Cynic diatribe), whose
strong satirical elements influenced Roman Satire (see Freudenburg 1993 on Horace).
American
Journal
ofPhilology
124(2003)107-135
? 2003byTheJohnsHopkins
Press
University
WYTSE H. KEULEN
108
the object of
(1.6.1; 1.6.4; 1.19.1-2); he and his symptoms are repeatedly
Aristomenes'
a
focal
1.18.1;
character,
1.19.1). Despite
gaze (cf.
being
and despite the fact that he bears the famous name of the father of
philosophy, the figure of Socrates is one of the most enigmatic characters
in the Metamorphoses.
His evasive, slippery nature seems aptly repre?
sented by his physical symptoms of pallor and emaciation,
which can be
on
various
levels.
interpreted
The ambiguous
portrayal of Socrates turns out to be closely interwith the hybrid personality
of his antagonist
Meroe, whom he
his
miserable
state
as
the
cause
of
(1.7.10). When we find
represents
Socrates pale and emaciated, sitting as a beggar dressed in rags, and learn
was his encounter
with a lecherous,
that the cause of his misfortune
twined
dominant
scenarios
and interpretations
to offer a plausible explanation
compete
events (see Winkler 1985, 82-86). Socrates' appear?
for the provocative
ance in the story as a poor victim, and his symptoms
of pallor and
are
not
to
be
His
taken at face value.
emaciation,
perhaps
performance
as a passive dupe may be viewed as a masquerade,
features
concealing
whose
Apuleius considered the Greek Cynic Crates as a writer of satire (Flor. 20.5), and ancient
scholia refer to the sharp wit of the Cynic Bion with the term satura (see n. 21). The
question of the satiric voice or genre in the Roman novel deserves further exploration; see,
e.g., Smith 1996,309-17.
themes
characters
and exploitation
(see
phosis, destitution,
by other powerful
including Isis (Van Mal-Maeder
e.g., Walsh 1970,177;
Sandy 1973,232),
between the
1997,102; 106-7). Many scholars stress the correspondences
witches
we should
see these
Lucius
Although
until he describes
to Isis
as a narrator does not mention his conversion
it in the eleventh book, one wonders whether it really
came as a surprise for the contemporary
reader. As the present study of
the figure of Socrates intends to demonstrate,
the gap that Winkler (1985,
and the religious
2A1-A2) observed between the entertaining
storyteller
fanatic may not have been that wide, and in some cases may even have
been nonexistent.
As we will see, the Apuleian
Socrates foreshadows
Lucius in resembling
of
and
charlatans
that were part
types
storytellers
of Apuleius'
show
of
their superstia
life, who, by making
contemporary
tious inclinations
Winkler (238-42)
as a form of entertainment,
were able to make a living.
adduced
two such types as models for Lucius as a
entertainers
and the reli?
storyteller, namely, the Cynics as philosophical
entertainers
with
shaven
heads
who
narrated
their
gious
tragic misfor?
tunes and ensuing salvation by a divinity; both performed
in order to
make
money.3
Viewed in the light of the literary
tradition
of Socrates-like
figures
Cynics: Dio Chrysostom orat. 32.9 on the Cynics in Alexandria who play upon the
people's credulity at crossroads or at temple gates, oKcowuaxaKai noXXr\va7cep|Lio^oyiav
cruveipovxec;Kai xac; dyopaunx; xavxac; a7coKpiaei^("stitching together crude jokes and
long-winded chatter and sharp marketplace answers"), to make a living (xpelcovxpcxpfjc;).
Winkler 1985,242, compares the stitching metaphor cruveipovxec;
to the narrator's promise
to stitch together various stories (Met. 1.1.1 uarias fabulas conseram). Religious entertainers: Lucian. Mere. cond. 1 xa 7coM,axavxa npbqxf|v %peiavxf|v rcapaimKa ?7uxpayq)5o\)oiv
(oqnapa nXei6v(ovtaxiuPavoiev.
110
WYTSE H. KEULEN
the Socratic-Cynic
satire
tradition) and of contemporary
the
will
Socrates
to
(Plutarch, Lucian),
Apuleian
appear
embody both
the GK&yiq of the Cynics (dicacitas)
and the ejiixpaycpSeiv of religious
of both comedy and tragedy
(aulaeum tragicum). Elements
storytellers
in the characterisation
of Socrates unmask him as a devious charlatan
who deceives his audience with superstitious
inventions.
His comic ban(Old Comedy,
of his role as a
ter and tragic histrionics are complementary
expressions
which
we
behind
discern
commercial
motives.
storyteller,
may perhaps
The most important paradigm for the portrayal of the Apuleian Socrates
as a satirist and an inventor
of autobiographical
fiction is the Cynic
who reunites the apparently irreconcilable
beggar-philosopher,
concepts
of KcoficpSeiv (oKcoTixeiv) and xpaycoSeiv and whom contemporary
satire
sometimes
Socrates'
tribute
pictures
ambiguous
to his Cynic
self-exposure,
an emblem
of the novel.
1. Kco^icpSeiv, GKcoTixeiv:OLD
THE SOCRATIC-CYNIC
Studies
contrasts
COMEDY
AND
TRADITION
of the Apuleian
Socrates
have hitherto
with the Platonic
Socrates.5 However,
concentrated
on the
it is also possible
to
instead of contrasts. Socrates' reputa?
back to Plato. In Plato's Symposium
Alcibiades
(221D-E),
compared Socrates to Silenuses and Satyrs?symbols of satire and invective
(cf. Ael. VH 3.40)?in
person and speech,
rude
and
ridiculous
in
and behaviour but hiding somebeing
appearance
4 Until now, the connections between
Apuleius' novel and Cynicism have been
rather neglected; exceptions are Tatum 1979, 124-25; Winkler 1985, 125 n. 4. Apuleius
sometimes expresses admiration for Cynic genius, as he praises the Cynic Crates for
composing satire (Flor. 20.5) and parodying Homeric verse (Apol. 22.4). However, in Flor.
7.10-13, Apuleius severely criticises the Cynics for their rejection of intellectual culture (cf.
also Apol. 39.1 Cynicam temeritatem). See n. 16.
5 For
example, it is often noted that the real Socrates refused to go to Thessaly to
escape capital punishment (Pl. Crit. 53D), whereas the Socrates in Aristomenes' tale expe?
riences his misfortunes in Thessaly. Moreover, scholars contrast the version of Socrates in
the novel's first book, whose story ends with his farcical death, with the eulogy of the
Platonic Socrates in 10.33.3 (diuinae prudentiae senex) whose teachings have made him
immortal. For comparisons between the Platonic and the Apuleian Socrates, see, e.g., Van
der Paardt 1978, 82; Fick 1991, 127; more references in Zimmerman 2000, 399-400 on
10.33.3.
in both appearance
and philosophical
1.1. Socrates
attitude.
in Aristophanes'
Clouds
Socrates of the
like
comedians
of
contemporary
target
mentions
we
he
never
and
it,
may
Eupolis.7 Although
Aristophanes
safely assume that Apuleius knew Clouds (423 B.C.), one of Aristophanes'
in antiquity (a direct allusion to a verse from
most popular comedies
will
be
discussed
which
below, may even prove this). For his
Clouds,
borrows traits of the Aristophanic
comic version of Socrates, Apuleius
In Apuleius'
fifth century
one as markers
of comic
invention
and cunning
verbal
trickery.
pupils
philosopher.8
6
According to Cicero (nat. deor. 1.93), Zeno the Epicurean called Socrates, the very
father of philosophy, the scurra of Athens (see Pease 1955-58,455-56). On the ambivalent
role of Socrates as a jester-hero in Plato's Symposium, see Gold 1980,1353-59.
7
Apuleius' contemporary Lucian refers to the derision of Socrates by Aristophanes
and Eupolis in piscator 25 (=Eupolis test. 31 K-A). Cf. Eupolis fr. 386; 395 K-A; Aristoph.
Clouds, passim. Plutarch (Mor. 10C-D) tells an anecdote about Socrates being asked
whether he was bothered by Aristophanes' abuse of him in Clouds.
8
Apol. 4.10 cui praeterformae mediocritatemcontinuatio etiam litteratilaboris omnem
gratiam corpore deterget, habitudinem tenuat, sucum exsorbet, colorem obliterat, uigorem
debilitat. See Zanker 1995, 234.
WYTSE H. KEULEN
112
it is interesting
to
with Aristophanes,
to
the
comical
reaction
reaction
(1.6.2)
compare
when he sees the pale and emaciated
of Strepsiades
(Clouds 184-87)
students of Socrates who are bending down to the ground. Both seem to
In view
of the connection
Aristomenes'
shocked
that the pallor does not have a natural cause like a lack of fresh
air, sun, and exercise, but that some magic or miasma may have caused it
on Clouds 718-19). Strepsiades'
frightened reluctance
(see Sommerstein
to
reluctance
to go into the school (506-9) is reflected in Aristomenes'
with
both
associate
the
unnatural
death
Socrates
pallor
(1.6.2);
approach
believe
a
(1.6.3; Clouds 504). In both texts, there is a comic tension between
on
the
one
and
an
unnatural
of
hand
rationalistic
explanation
paleness
one on the other (cf. S. Panayotakis
or even supernatural
1998). Whereas
in
the dangerous
force behind
Socrates'
deteriorated
appearance
in
it
is
the
novel
turns
out
to
be
witchcraft,
Aristophanes
Apuleius'
revolutionary
philosophy
taught in the Socratic <ppovxioxr|piov. What is
more, both texts emphasise the active influence of Socrates' paleness and
emaciation,
being no mere symptoms but some dangerous form of contaidentity.9
changes someone's
gion in itself that completely
1.1.2. Covering the Head. We may also observe Aristophanic
comedy in
the first dramatic gesture Socrates makes in his programmatic
opening
his
is now blushing for shame?with
scene: he covers his face?which
patched cloak (1.6.4), assuming a pathetic attitude that he sustains as
Fortune's triumphal monument
(1.7.1). We
long as he can, embodying
of shame
such gestures in tragedy as an expression
frequently encounter
and grief, and Apuleius elsewhere
uses it as such.10 As is weil known, the
with the historical Socrates, both the one we
gesture is also associated
know
from Plato's
his speech,
using
a Socratic
technique
of concentration.11
Aristophanes
9 515
vecoxepoiqxt^v(puoivai)xo\) TrpayjiaoivxpcaxC^exai,
("he [Strepsiades] is dipping
himself in the dye of revolutionary new ideas"); 1.6.1 paene alius lurore, ad miseram
maciem deformatus; 1.19.1 aliquanto intentiore macie atque pallore buxeo; 1.19.2 sic denique
eum uitalis color turbauerat. . .
10See,
e.g., Willink 1986,132, on Eur. Orest. 280 with further references; Zimmerman
on Met. 10.3.4 laciniaque contegens faciem in an episode full of reminiscences
88-89
2000,
of the tragic story of Phaedra.
11Cf. Gell. 19.9.9
permittite mihi, quaeso, operire pallio caput, quod in quadam parum
pudica oratione Socraten fecisse aiunt. For different explanations of the gesture in Apuleius,
makes
approval.
Socrates as a follower of the
That we should regard the Apuleian
ancestor and deem him capable of thinking up
school of his Aristophanic
fraudulent ideas about Thessalian witches too is suggested by his success?
ful rhetoric in 1.9-10, his tales of metamorphoses.
Listing the magic feats
disappear, so that
scepticism
we should
too (1.11.1). However,
stands above Socrates as the narrator of
keep in mind that Aristomenes
this miraculous
story, which will impress Lucius just as much (cf. 2.1) as
himself. Thus, we may per?
Aristomenes
Socrates' tales had impressed
of his comrade in dreaming up
as an accomplice
haps see Aristomenes
of his mistress, Socrates
he seems now terrified
makes
his friend's
of witchcraft
see Van der Paardt 1978, 82; Caprettini 1986, 114. Also, in Cynic sources Socrates is
sometimes comically represented with his head covered; cf. the humorous anecdote in
Teles, II Ilepi cruiapKeCaq
(On Self-Sufftciency), p. 19, 7 Hense.
12Cf. Ar. Clouds 633, 694, 727; 735
xaxecaqxi
(Socr. to Str.) oijk ?yKata)V|/(xu?vo<;
(ppovxieiq;("Cover up, will you, and think of something, fast"); 740 i'0ivuv koAamctou-On
Aristophanes' mockery of Socrates' techniques of concentration, see Montiglio 2000, 96
with n. 60.
114
WYTSE H. KEULEN
1.2. The Paradigm ofthe Cynic Beggar-Philosopher:
Satirist and Satirised
When
13See
Long 1996, 33; Griffin 1996, 200-201; Bracht Branham 1996,104 n. 74.
14Timon fr. 799 SH
(see Long 1988,150-51, who compares Clouds 130).
15On Socrates' influence on the
Cynic's appearance, see Zanker 1995,129-30. On
Socrates' threadbare cloak (Pl. Symp. 219B; Protag. 335D; Xen. Mem. 1.6.2), adopted by the
Cynics, see Kindstrand 1976,162, with further references.
16For the stock outfit of the
(pseudo-) philosopher in the Second Sophistic's "mime
of philosophy," see Clay 1992, 3414-20; on the icon of the Cynic type, see also Clay 1996,
370-73. In Apol. 22, Apuleius says that his opponents accuse him of possessing only peram
et baculum as if he were a poor Cynic beggar like Crates, but there, Apuleius takes it as a
compliment, praising Crates as a parodic writer and defending the Cynic attributes, as he
defends anything related to philosophy. On the apparent inconsistency, see Hunink 1997,78
on Apol 22.7 non Platonicae ... sectae; Hunink 2001,134-35, with lit.
is that Socrates'
lower
parts
remain
probably
and freedom
of speech (Bracht Branham
1996,
Cynic shamelessness
100-101).18 Apuleius
gives an illustrative exemplum of Cynic morality in
a bizarre anecdote about Crates (Flor. 14.3; see Hunink 2001,134),
whom
he elsewhere
identifies
as a writer of satire (Flor. 20.5). There, Crates
cloak (pallium)
before taking
takes off his philosopher's
completely
to a portico to have sex with her in public. His pupil Zeno
Hipparche
conceals
of the
comic (Theophrastus)
and Cynic backgrounds,
act
of
while
ambiguous
uncovering
covering up gains a deeper,
His
of
shame produces a satirical
programmatic
tragic gesture
meaning.
icon of shamelessness,
two
of his oscillating character
extremes
showing
and reflecting
the comic ambiguity
of the Metamorphoses
itself. This
is
also
embodied
whose
uerecundia
ambiguity
by Lucius,
(1.23.1; 1.23.3)
turns out to conceal
a tactic of working on his host (1.24.1); Lucius
Socrates'
17Cf.
Theophr. Char. 4.1 Kai dvaPeP^r|(ievo<;avco xou yovaxoq KaGi^dvewcooxexd
auxou
yuuvd
cpalveaOai.For a similar character in comedy, cf. Philetaerus fr. 18 K-A; more
references in Ribbeck 1888, 35 with n. 8. For illustrations of the type, see the references in
the Loeb edition of Theophrastus (Rusten et al. 1993, 65 n. c).
18For the exhibitionism of
Diogenes cf., e.g., Teles p. 10.9-11.1 Hense; Diog. Laert.
6.69.
WYTSE H. KEULEN
116
(2.16.4 inguinumfine
monstrans).
for his
programmatic
observe in it a sneak
makes
(1.12.4 inlusit aetatulam meam)?9 Similarly, Meroe herself and her sister
and obscenity by squatting
Panthia repeat the elements of exhibitionism
on Aristomenes'
face and soaking him in their urine (1.13.8).
Socrates' exhibitionistic
tableau vivant may therefore be interpreted
as a programmatic
indication of the satirical element in the text and may
as such
to the Socratic-Cynic
tradition. However,
pay homage
Cynic
was also an object of contemporary
exhibitionism
satire, for example, the
of Peregrinus Proteus in Lucian's Death ofPeregrinus
public masturbation
who at
(17). In his Symposium
(16), Lucian depicts the Cynic Alcidamas
of a speech "bares himself still more, in the most shamethe conclusion
less way," Kai otjua (cf. 1.6.4 et cum dicto) 7tap?y\)|uvo'D eocdxov \mXkov oc%pi
his gesture provokes
rcpoq xo aia%iaxov. Significantly,
mocking laughter
Socrates, too,
among the guests. This may illustrate how in the Apuleian
him join the
makes
satire works both ways, as his exhibitionistic
gesture
tradition of ambiguous
Socratic-Cynic
figures who both satirise and are
of a cunning genius and a boorish
satirised and unite the reputations
laughing-stock.
1.2.2.
Dicacitas
indication
of
programmatic
the
at
inn
scene
the
with
during
evening
Aristomenes.
buffoonery
Together they indulge in symposiastic
(1.7.4),
which climaxes with dicacitas, "biting wit" (comparable
to the Greek
Socrates'
role
Mimica.
We see
another
as a satirist
okg>\|/i<;):
iam adlubentia procliuis e[s]t sermonis et ioci et scitum [et] cauillum, iam
dicacitas mimica (F timida).
The much-debated
20
Compare the synonym scurrilis in 8.25.3 qui scurrilibus iam dudum contra me
uelitaris iocis (antea: cognito cauillatu). For mimicus and scurrilis used of facetiousness that
crosses the boundaries of moral restraint and decency cf. Cic. De Or. 2.239 uitandum est
oratori utrumque, ne aut scurrilis iocus sit aut mimicus; 247 ipsius dicacitatis moderatio ...
distinguet oratorem a scurra; Orat. 88 ridiculo sic usurum oratorem, ut nec nimis frequenti,
ne scurrile sit, nec subobsceno, ne mimicum (see Ribbeck 1888, 58). For mimicus referring
to verbal license, cf. Mart. 8 praef. 1.12-13 Shackleton Bailey mimicam uerborum licentiam;
Aug. civ. 5.26 p. 241,22 satyrica uel mimica leuitate. Similar expressions with mimicus from
authors later than Apuleius refer to mime performances; cf. Amm. 26.6.15 ut in theatrali
scaena simulacrum quoddam insigneper aulaeum uel mimicam cauillationem subito putares
emersum; Sol. 5.13 hic (sc. in Sicilia) et cauillatio mimica in scaena stetit; Yrxxd.
perist. 2.31720 inpune tantas,furcifer, I strofas cauillo mimico I te nexuisse existimas, I dum scurra saltas
fabulam? ... Dr Costas Panayotakis draws my attention to Macrob. Sat. 2.7.5, referring to
the dicacitas with which the mimographer Laberius is said to have humiliated Julius
Caesar.
21Cf.
Porph. Hor. epist. 2.2.60 Ille Bioneis s. Bion Aristophanis comici par dicitur
fuisse magnae dicacitatis,quam uul<t> intellegi de nigro sale. This is Bion test. 16 Kindstrand;
magnae dicacitatis also occurs in test. 17; see also test. 15 and 18, where Bion's wit is referred
to with the term satura. See the commentary on dicacitas in Kindstrand 1976,159; on Bion's
malicious humour p. 51.
22See Kindstrand 1976,168 on Bion test. 22
with
(= Diog. Laert. 4.10) okcotix6u?vo<;,
further references. On the close relation between Cynicism and Old Comedy, see Kindstrand
1976, 46-48.
118
WYTSEH.KEULEN
as a marker
of their dissimulation
and theatricality.
of Comic
Fiction
Our Socrates is not only a mocking satirist, for we see him also performin 1.7.4 is
and his buffoonery
ing as a tragic beggar on stage (1.6.1-1.7.1),
In
even
a
lament.
Aristomenes
followed
1.8.5,
by
pathetic
immediately
to Socrates' histrionics, urging him to stop
makes an explicit reference
like a tragic actor and to start using "ordinary language"
play-acting
et siparium
scaenicum
te, inquam, aulaeum
tragicum dimoueto
We
crucial
et
cedo
uerbis
this
communibus).
complicato
may compare
in
between
Socrates'
character, oscillating
tragic pathos and
paradox
satirical wit (dicacitas),
to the ambiguity of his tragic gesture of shame,
discussed above.
resulting in the icon of shamelessness
(Oro
of an actor
Apuleius
WYTSE H. KEULEN
120
dramatic
n. 16).
character
that
reflects
the habits
of his literary
creator
(cf.
In both
1.3.2. Fortuna as a Source of Invention: The Odyssean Paradigm.
reflects the Cynic
scenic design and direct speech, Socrates' performance
notion of xt>xn/T{>xn as the creative agent behind his tragedy.27 Socrates'
in his opening scene is an icon of his sufferings, afigura that
appearance
his fortuna (cf. 1.1.2-3 figuras fortunasque
in alias
hominum
represents
imagines conuersas .. .ut mireris exordior). Aristomenes
compares him
to "Fortune's
outcasts" (1.6.1 Fortunae decermina);
Socrates considers
himself the "triumphal monument
of Fortune," established by the goddess
herself, which should remain unchanged (1.7.1 "sine, sine", inquit, "fruatur
diutius trophaeo Fortuna, quod fixit ipsa")?* In theatrical terms, Dame
Fortune has drawn up the scenic design of his tragedy (quod fixit ipsa).
Socrates
seems to propagate
the Cynic notion of Fortune as a
source of invention
Bracht
Branham
1996, 91) in his elaborate, be(cf.
guiling
description
fluctibus
uolutabar).
Socrates
Meroe
indirectly,
his Odyssey
lengthy travelling
and suffering hero (eique causas etperegrinationis
diuturnae et domuitionis
mistress Meroe comanxiae et spoliationis
miserae refero).29 Socrates'
to
her
herself
abandoned
Calypso,
by
cunning lover Odysseus
pares
Vlixi
astu
deserta
uice
solitudinem flebo; see
aeternam
(1.12.6
Calypsonis
his wanderings
in
Harrison
Lucius explicitly
describes
1990, 194-95).
terms of an Odyssey, which has made him multiscius (9.13.4-5).
The emphasis on theatricality,
the motif of Fortune, and the asso?
ciation with 7toM>xpo7to<; Odysseus
reveal the Apuleian
Socrates
as a
can
he
others
inventor
who
assume
likes, beguiling
cunning
any shape
with the magic of his devious rhetoric. Like an Odysseus, he plays the
who presents himself as a victim of a higher force but
part of someone
orchestrates
his own story of reversals to entertain his audi?
nevertheless
ence. The similar attitude of the Cynics?who
considered
as
Odysseus
patron saint and liked to assume his role just as they liked to
assume that of Socrates?gave
them a reputation of being cunning frauds.
In the age of Apuleius,
another reputation
was added, i.e., of being
their
religious
charlatans.30
PORTRAYAL
MAN
As noted
122
WYTSE H. KEULEN
"tragedy,"
and Superstitious
and "invention"
seem
Fabrications
Socrates'
a "miser?
opening scene is a miserum aerumnae spectaculum,
of torment" (1.6.5) reminiscent
of tragedy. The performance
the scene in Euripides'
where the dishevelled
Orestes (385-455)
able scene
recalls
the Furies
simulacrum
31Cf.
Verg. Aen. 4.471-73 with Pease 1935, 382-85. For Orestes, agitated by the
Furies, as an example of the poetics of tragedy, see Ps. Longinus, De subl. 15.8, who cites
Eur. Or. 264-65; see Cosci 1978, 205-6. For being tormented by Furies as a metaphor for
histrionic behaviour of bad declaimers and mime actors, cf. Petron. 1.1 alio genere furiarum
declamatores inquietantur; Quint. Inst. 2.10.8 nam si foro non praeparat (sc. declamandi
opus), aut scaenicae ostentationi autfuriosae uociferationi simillimum est;see C. Panayotakis
1995, 5.
shows
himself
indeed
magic powers whom
laying his index finger
(1.8.2), calling for a
of things of a higher
illas imaginanti).
Just like Socrates, he has lost touch with reality and
reason and is haunted by a superstitious
fear that, according to Plutarch
Mor.
165
torments
the
soul with nightmares, in which
(De superst. 3,
F),
it calls up "fearful images, horrible apparitions
and divers forms of pun?
ishment"
Kai
xepdaxia
(pdajnaxa Kai nowaq xiva<;).32
(ei8coXa (ppiKcbSri
it
is
the
that
witches
are mere figments of the
Thus,
suggested
Apuleian
mind, a product of tragic frenzy that we should perhaps
superstitious
not
from the comic invention about a Thessalian
regard
very differently
witch contrived
in the Socratic cppovxiaxripiov. Socrates'
superstitious
fear and tragic frenzy, reflected in his Orestes-like
appearance, his speech,
and his histrionics,
can be seen to work together
as emblems
of the
poetics of tragedy, seeking the fabulous and the incredible.
2.2. The Histrionics
of Public
Confession
WYTSE H. KEULEN
124
least partly?from
the Cynic Bion
originally derives?at
30
derivation
links
Plutarch's
(fr.
Kindstrand).This
Cynic
treatise to the satirical tradition of the Cynic diatribe.34 With this satirical
of committed
sins as a
portrayal, Plutarch censures the public confession
act
that
from
oriental
typically superstitious
originates
mourning rites.
Pallor is one of the symptoms
of superstitious
nakedness
fear;
signifies
humiliation
33On
sitting beggars, see Bremmer 1991, 25-26 (with examples from tragedy and
comedy).
34See the detailed comm. in Kindstrand 1976,232-35, where he
points out a possible
influence from Menander; cf. Menand. fr. 631.4-5 K-A (on the cult of Atargatis) eA,ocpov
aocidov,eix' eiq xr\v656v / emGiaav ocutoix;erciKorcpoi).
have seen above, dicacitas also connotes theatricality and invention (1.2.2).
of fabrication
Plutarch strongly emphasises
the elements
and in?
vention in the mishaps bewailed by his superstitious
man, as weil as the
nature of his performance
histrionic, melodramatic
(7, Mor. 168A):
&Xk9 ei Kai uiKpoxaxov oruxcpkockov xi gi)U7I?7ixcqk6(;
eaxiv, aXka KaBrjxai
7id9r| xot^e7ia Kai \izyaXa Kai 5i)aa7idM,aKxa xf\ X\>nr\7ipoaoiKo5o|icov, Kai
7tpoae|i(popcov ai)xcp 5ei|iaxa Kai (popoix; Kai bnoyiaq Kai xapaxdq, rcavxi
9pf|V(p Kai Ttavxi axevayficp KaBarcxojuevoq.
But if even the slightest ill befalls him, he sits down and proceeds to
construct, on the basis of his trouble, a fabric of harsh, momentous and
practically unavoidable experiences which he must undergo, and he also
loads himself with fears and frights, suspicions and trepidations, and all this
he bitterly assails with every sort of lamentation and moaning.
This picture illuminates
as a self-pitying
Socrates'
performance
tragic
of his ills with histrionic self-torture
actor who introduces the confession
with affected moans (1.7.4-5; see section 2.3.1.):
combined
... cum ille imo de pectore cruciabilem suspiritum ducens dextra saeuiente
frontem replaudens: 'me miserum', infit...
... when suddenly he draws an agonised sigh from the depths of his breast,
claps his forehead again and again with an angry right hand, and starts to
speak: 'woe is me ...'
2.2.2. Socrates' Prostration and Lucius' Tearful Submission to Isis. Shortly
before
Socrates
creates
he dies, again pale and emaciated,
another
monumental
tableau vivant by kneeling down while bending over (1.19.8
in genua adpronat se). Although
his obvious intention
is to
complicitus
drink water from a spring, the resulting picture may be viewed as another
icon of a self-degrading
submission
(a miserum aerumnae spectaculum),
name
of
Fortune
is
Socrates' histrionics
the
left
unmentioned.
although
WYTSE H. KEULEN
126
ante
(Mor. 168F).
2.3. Socrates
Figures
35Cf. Isid.
Orig. 11.1.109 (after quoting Enn. fr. inc. 14 atque genua comprimit arta
gena): inde est quod homines, dum ad genua se prosternunt, statim lacrimantur.Although he
keeps on emphasising his great misery, Socrates himself does not shed one single tear in the
story. The only persons who weep in the first book are those who lose Socrates: his wife
(1.6.3), Meroe (1.12.6 aeternam solitudinem flebo), and?as much as time allows?
Aristomenes (1.19.11 defletum pro tempore comitem misellum).
36Cf.
Theophr. Char. 16.5 Kai ?7iiyovaxa rceacov,describing a superstitious man who
kneels down and prostrates when he passes a crossroads with oiled stones; Plut. De superst.
3 (Mor. 166A) p{\|/?i<;
eiii 7tp6aamov... dMoKoxcnx;7ipoaicuvr|a?i<;,
with Lozza 1980,83-84.
37Cf. 6.2.3 Tunc
Psyche pedes eius aduoluta et uberi fletu rigans deae uestigia
humumque uerrens crinibus suis multiiugis precibus editis ueniam postulabat; 6.3.4 genu
nixa . . . detersis ante lacrimis sic adprecatur. Cf. Christian satire of contemptible pagan
superstition in Prud. ham. 404-5 incerat lapides fumosos idololatrix I religio et surdis pallens
aduoluitur aris).
38Cf. Catuli. 34.13-16; Sen. Med. 6-7; Plut. Mor. 416E-F; see A. J. Keulen 2001,278,
on Sen. Troad. 389 Hecate.
becomes
1994,1676).
Frenzy. Socrates' histrionic use of agonised deep sighs
and slapping of the forehead (section 2.2.1) has a striking parallel in the
of one of the mendicant
his
frenzied performance
priests who confesses
2.3.1. Simulated
sins in a public
ritual (8.27.6):
the narrator
very explicit
as
attitude of the author Apuleius
towards contemporary
tendencies;
observe,
V, Public Confession)
Hijmans et al. 1985, 299-300
(Appendix
of penitence
for guilt is weil attested in both literary
the phenomenon
sources (inscriptions)
of Apuleius'
and non-literary
time, and it is often
with sexual offences.
connected
such a debunking
comment is missing in the description
Although
of Socrates, we may note several parallels that make Socrates emerge, in
some respects, as a forerunner
of the priest in book 8. Both Socrates and
the mendicant
committed
sexual transgressions
have
priest
(cf. 1.8.1);
both perform their pathetic acts as an introduction
to a show of peni?
tence, performed with histrionic frenzy (cf. 8.28.1 infit uaticinatione clamosa
39Translation
by Hijmans et al. 1985, 242; see the commentary on p. 244. Appendix
IV in the same volume, section 2.10.1, points out the close resemblance to the stereotypical
frenzied rites of Cybele (see n. 40). The deep sighs of priestly frenzy recur in the description
of the Isiac priest, 11.16.1 fatigatos anhelitus trahens.
128
WYTSE H. KEULEN
tween
as (Show)
sion. These
40Cf. 1.6.1
qualia solent Fortunae decermina stipes in triuiis erogare; 8.24.2 unum de
triuiali popularium faece. Cf. Verg. Aen. 4.609 nocturnis... Hecate triuiis ululata with Pease
1935, 485-86; Apul. Apol. 31.9 manium potens Triuia (sc. Hecate); Lucian. dial. mort. 1.1;
further references in Lozza 1980, 133 on Plut. De superst. 10 (Mor. 170B) ocite . . . ek
xpi65(ov.For Thessaly as a centre of the cult of Hecate, see Costa 1973 on Sen. Med. 670739. For the function of ecstasy as a part of the piety associated with Hecate and her sister
goddess from Asia Minor, Cybele, see Rabinowitz 1998,63-64. For the association of tragic
sighing, high-flown storytelling, a triuium, and the moon (=Hecate) cf. also the scene of
Lucius-ass and Charite before they are caught again by the robbers after escaping (6.29).
41
Verg. Ecl. 3.26-27 non tu in triuiis, indocte, solebas I stridenti miserum stipula
disperdere carmen? (echoed in Hieron. adv. Ruf 1.17); Dio Chrys. Orat. 32.9 (on Cynic
storytellers; see n. 3); cf. also Lucian Peregrin. 3 (on the Cynics' usual loud appeals); Hist.
conscr. 16 (describing vulgar language) xa 5' akha ouoSiaixa xoic;noXXoiqKai xa kXeigtol
oia ek xpioSoi).
42Cf. Menand. fr. 631.4 K-A
(quoted more fully in n. 34) etaxpov acndov. On the
religious significance of sackcloth, see Kindstrand 1976, 232; Lozza 1980,116. Cf. Ev. Luc.
10.13 ev aaKK(pKai a7io5a>Ka9f|ji?voi.
43For their scandalous commercial motives, cf. also 9.8.6 ad istum modum diuinationis
astu captioso conraserant non paruas pecunias.
This implies
an intentional,
staged
performance.
commercial
from auctor to actor, along with calculated
theatrical
metamorphosis
motives (quaestus).
the con?
and the mendicant
priests, then, resemble
entertainers
who
of
and
religious
per?
picture
philosophical
temporary
form for money (see section 0. with n. 3). We may, for example, think of
who stuffed his Cynic
Lucian's satire of the Cynic performer Theagenes
seem
the
characters
with
Moreover,
bag
Apuleian
gold (Peregrin. 30).
Both
Socrates
of trade metaphors
current in Apuleius'
age (quaestus, nekind
of rhetoric that
that
attack
a
gotium, caupona)
degraded, sophistic
trades true values for business or, even worse, show business.45 This may
also highlight why Lucius went to Thessaly "on business" (1.2.1 ex negotio;
incarnations
but some?
quaestum); this is an enigmatic expression
and planned. We find a
that his motives
are calculated
link between
and his future lucrative
Lucius' business
programmatic
in 2.12.5 in a context
in Diophanes'
divination
career as a storyteller
huius peregrinacommerce
with
references
to
(cf. prouentum
permeated
cf. 1.7.6 secundum
how
reveals
between
on this passage, see Graverini
2001). The connection
in
of
Lucius'
and
successful
recurs
the
context
rhetoric
earning money
conversion
to Isis. Just as Socrates is robbed of his earnings by Meroe
initiation
rites
by Isis' expensive
(1.7.10), Lucius is ruined financially
will
also
entail
a
Mal-Maeder
his
conversion
However,
1997,102).
(Van
We
lucrative career in court as a professional
lawyer (11.28.6; 11.30.4).
tionis;
WYTSE H. KEULEN
130
comic motif of
this along the lines of the well-known
interpret
instruction
for reasons of
institute
of rhetorical
joining a fraudulent
who becomes an initiate in the mysteries
financial gain,46 like Strepsiades
Clouds.A1
of the Socratic cppovxiaxripiov in Aristophanes'
may
3. CONCLUSION
Socrates, the archetype of the philosopher,
appears in Apul. Met. 1 as an
icon of the philosopher
mad.
Socrates'
involvement
with witchcraft
gone
to Fortune turn the portrayal of the philosopher
into
and his succumbing
a satire of superstition.
As such, Socrates is a programmatic
figure that
the superstitious
foreshadows
frenzy with which Lucius succumbs to Isis
in the eleventh book. Socrates' programmatic
function is echoed in the
in the procession
of Isis; this
actor who plays the role of the philosopher
how the attributes of philosophy
demonstrates
become stage props of a
et
religious charade (Met. 11.8.3 nec ille deerat, . . . qui pallio baculoque
baxeis ethircino barbitio philosophumfingeret).48
Lucius' Milesian narra?
tive turns out to be the public confession
of a professional
superstitious
charlatan with a shaven head who narrates his tragic misfortunes
and
This paradoxi?
ensuing salvation by a divinity (cf. Winkler 1985,238-42).
cal identity is already embodied
by the figures of Socrates and the men?
dicant priests of the Dea Syria and can be compared
with figures from
life (Cynics, religious entertainers)
who sold their beliefs
contemporary
at crossroads.
In my opinion, it is not the intrinsic aim of the Metamorphoses
to
attack superstition,
nor is
cults (e.g., Aelius Aristides;
as a conventional
literary
behaviour
that goes back
tious (Isiac) cult becomes
Metamorphoses,
along
the
same
lines
as tragedy
(parody
of tragic
46See C.
Panayotakis 1995,7-9 for the comic exploitation of educational methods in
schools of rhetoric, which goes back to Aristophanes' Clouds (e.g., 457-75) and is found in
comedy, mime, and Petronius.
47For the Platonic
analogy between philosophical-rhetorical instruction and mystic
initiation and its parody in Clouds, see Sommerstein 1982 on Clouds 140; Dover 1968 on
143 uuaxripux;Green 1979.
48Cf. Penwill 1990,5 with n. 28 on the anteludia
reflecting earlier episodes from the
Met.
behaviour
as established
that provide
the
tradition)
repertoires
Socratic-Cynic
in
his
elements
of
various
devious
satirists
and
storytellers
characterising
of himself as an
novel who can perhaps be viewed as literary projections
fiction. Along these lines, the figure of Socrates
author of entertaining
in connection
can be interpreted
with traditional
imagery for poetic
of
craftiness
as he embodies
notorious
rhetorical
invention,
figures
charSocratic figures, including Cynic beggars; superstitious
(Odysseus;
of
both
comic
The
Socrates
reveals
the
latans).
symptoms
Apuleian
invention
and tragic frenzy, which unmask him as a cunning narrator of
incredible tales. Also in this respect he may be viewed as an anticipating
of the novel, Lucius,
of the main narrator and protagonist
counterpart
whose superstitious
for
him
into the various
curiosity
novelty plunges
that form the wellspring of his authorial invention.
Socrates'
misfortunes
shows us the satirist who is also satirised
icon of satirical self-exposure
as the typical satirist persona,
who exposes
but
cannot
mendicant
live up to his
(the
superstition
priests)
thus
own morals and succumbs
to superstition
the
himself,49
becoming
of
his
their
both
own
satire.50
object
By
self-degrading
metamorphoses,
of the father of philosophy,
and Lucius,
Socrates, comic transformation
and foreshadows
Lucius
to ridicule
49On the close resemblance between the ancient cults of the Dea
Syria and Isis, see
Hijmans et al. 1985,288-89 and cf. above, n. 39. For the ridiculous connotations of the figure
of the bald priest, see Van Mal-Maeder 1997,106-7 (with further references there in n. 69).
50In
my opinion, it is probable that the Latin Metamorphoses in this respect follow
the Greek original, although Photios' statement on the difference between the MetarcXaaudxcov
uev
morphoseis and the Onos is confusing (Cod. 129): Teuei 8e 6 eraxepo-uX6yo<;
Kai 8iaax>pcovxr\v
8e a\G%paq.T\\t\\ 6 uev Aoa)Kiavo<;
aKcbrcxcov
uo)0ikg)v,&ppr)T07EOi*ia<;
8eiai8aiuoviav, ibonep Kav xoT<;
fEXXr\viKT\v
a?iAoi<;,Kai xouxov cruvexaxxev("In both au?
thors [namely, Loukios of Patrae and Lucian, distinguished by Photios as the respective
authors of the unabridged and the abridged Greek version of the ass story] the narrative is
stuffed with mythical inventions and vile obscenity, except that Lucian works into his
narrative the mockery of Greek superstition that he does in his other writing"; trans.
Mason 1994, 1668). Probably Photius failed to notice that the genuine credulity of the
protagonist Loukios?whom he mistakes to be the author?in the unabridged version was
part of the satire, too. Thus, Loukios' attitude seems to have been very similar to that of
Lucius in Apuleius' novel (for a similar view, see Winkler 1985, 254-56; Van Mal-Maeder
1997,106 n. 63). On this difficult question, see Mason 1994,1675-77 (VII. Satire in "Onos"?).
132
WYTSE H. KEULEN
alter ego of the novel's author, can be identified as satirical voices, exposrhetoric and conduct to entertain their audience.51
ing superstitious
RlJKSUNIVERSITEIT
GRONINGEN
e-mail: W.H.Keulen@let.rug.nl
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