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Brill: BRILL Is Collaborating With JSTOR To Digitize, Preserve and Extend Access To Vigiliae Christianae
Prebaptismal Rite
Author(s): Elizabeth A. Leeper
Source: Vigiliae Christianae, Vol. 44, No. 1 (Mar., 1990), pp. 6-24
Published by: BRILL
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ELIZABETH A. LEEPER
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fundamentalpart of the ritualsof the Romanchurch.We find a common elementbetweenTheodotusof Alexandriaandthe mainlinechurch
at Rome in the personof Valentinus,secondcenturyChristianteacher
and gnostic. It was Valentinushimself, we wouldlike to postulate,who
broughtthe exorcisticpracticesof a branchof the Alexandrianchurch
to Rome, wherethey wereincorporatedinto the Romanritual, a ritual
that eventuallybecamestandardthroughoutthe Christianworld.
Alexandria
Theodotus,a pupilof Valentinus,was activein Alexandriaas a Christian gnosticteacher,c. 140-160.Excerptsof his teachinghave been preserved for us by Clement of Alexandria,2and remain an important
source for Valentiniangnosticism.Amonst the excerpts(Exc. 67-86)is
evidence for Theodotianbaptismalpractices,interpretedin terms of
gnostic cosmology and soteriology. Although there is evidence of a
growing concern about evil spirits, the Theodotian rite contains the
earliestknownevidenceexplicitlystatingthe need to rid a personof all
evil spiritsbefore baptism.
Accordingto Theodotus,all humanbeingsare subjectto Fate, invisible Powersthat are ascendentat the time of a person'sbirth(Exc. 69).
These Powers are both beneficent and maleficent, fighting for and
against one; however the good Powers are not sufficient to rescue
humanbeings and save them from slaveryto the evil Powers (Exc. 7273). Only the Savior Christcan break the bonds of Fate, transferring
humanbeingsfromits dominionto himself,and it is in baptismthatthis
releasetakes effect (Exc. 77-78). Baptismchasesawaythe demons(i.e.,
the evil Powersand Principalities),breaksthe bondsof Fate, and incorporates a person into Christ,thus transferringhim or her from death
into life.3 Baptism involves renouncing the evil Powers (&toxTa?cao%ov,v
ruLwvTaot;covnppaot
'Apxat;), who, upon the neophyte's rising from the
baptismalwaters,no longerhave controlbut are forcedto shudderinstead. From enslavementto demons, the neophyteis now a servantof
God and lord of the unclean spirits (xai x6pLto axaOaptrovX)y&Txat
Exc. 77).
HIvwua&tov;
in
the
While
baptismalwaters,the convertalso is sealedin the Name
of the Father and the Son and the Holy Spirit. This seal is a sign of
ownershipas the new Christianbearsthe Name of God and is reformed
in the image of the Spirit.Furthermore,the seal also placesthe person
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ELIZABETH A. LEEPER
beyond demonic threats, releasing him or her from the realm of corruption (Exc. 80, 86).4
This does not happen automatically, however. It is possible for
unclean spirits to enter the baptismal waters with the candidate, in
which case the demons also receive the seal and are, in effect, sealed
within the person, so that no future cure is possible (Exc. 83).5 In order
to avoid this tragic situation, Theodotus proposes a regimen of fasting,
ToUo v7laext, eiv,aet,
prayer, laying on of hands, and kneeling (8t&a
o, xXaia
FuXax,<0 aeL>> X&pv, TovuxXt.aL
uX
" ix x6
Xa aou" xcx "ix
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we are going, the secrets of birth and rebirth(Exc. 73). Despite the
gnostic affirmationthat knowledgecomes throughrevelation,the Nag
Hammadidocumentsshow that gnosis was attainednot only by direct
revelation,but also throughthe writingsand the instructionof those
who alreadyposessed such wisdom. Most likely there was a period of
instructionbefore baptism, when the convert gained the knowledge
necessaryfor salvation. In orderto ensurethat the canditatewas truly
preparedfor the spiritualtransformationthat lay ahead, it is highly
likelythat an interrogationeitherprecededor was partof the baptismal
ceremony.
Thuswe find the variouselementsthat comprisedthe baptismalritual
knownto Theodotus:catechesis,interrogation,exorcism,renunciation,
baptism, and sealing. The new convert wishing to enter the church
underTheodotus'tutelagewouldreceiveinstructionaboutthe Christian
faith from a Valentinianperspective,attainingthe necessarygnosis;
would spendtime in fasting and prayer,probablywith handsimposed
in exorcism,in additionto personallyrenouncingall evil Powers;would
be examinedas to his or her knowledgeof the wisdombeing imparted;
and finally would descendinto the baptismalwaters, be sealed in the
Name of the Trinity, and rise again as a gnostic Christian.
From beginningto end an antidemonictheme runs throughthe process. It is Fate, that union of malevolentPowers, that initiallyenslaves
a person, and withoutthe properprecautionsthose uncleanspiritsthat
are identifiedwith the evil Powers can become permanentlysealed so
that the bonds of Fate can never be broken. The training received,
whetherit be instructionor exorcism,is all aimed at freeingone from
demoniccontrol, and, as a furthermeasure,the wateritself is exorcized
(T6
opxtO6io
vov) to help separate one from all evil. Even after baptism
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10
ELIZABETH A. LEEPER
Rome
Even though there was a growing tradition in the second century
associating unclean spirits with the unbaptized, the excerpts of
Theodotus contain the earliest known evidence for the practice of expelling evil spirits before proceeding to the baptismal waters and thus
for the intimate association of exorcism with baptism. Theodotus, however, was a Valentinian, and his teaching probably reflects what went
on in the Valentinian gnostic groups in Alexandria, not necessarily the
practices of the mainstream Christian church of Clement.'0 The first
clear association of exorcism with baptism in the Catholic Church occurs in the Apostolic Tradition, commonly attributed to Hippolytus of
Rome, c. 215.11 Here we find the catechumenate fully established with
clear procedures laid down for the enrollment, instruction, proximate
preparation, and baptism of the convert. Again we find antidemonic exhortations and rites from beginning to end, with investigations conducted as to the candidate's spiritual purity and preparedness at several
points in the process.
The first such examination is upon enrollment, when the candidates
are questioned about their lives hitherto. Anyone who at this early juncture is found to have a demon is forbidden catechetical instruction until
he or she has been purified (&av8 T;8tl aiOovoaEX, I xaxaOcw ,LxvrLv
8 e ;SxoLtvoiov tpiv av xaO9apa09; AT 16.8).
euaTp3&arv, L1 TpoaXia0o
Three years of instruction follow this first determination of degree of
cleanliness, during which time the teacher prays and lays hands upon the
catechumens before dismissal (AT 19.1).
Those who are chosen to be baptized are set aside from the others for
a period of time preceding the Great Vigil of Easter, when baptisms
traditionally took place. From this time until the Vigil, the candidates
for baptism receive daily instruction and daily exorcism, the last exorcism being administered by the bishop himself (A T 20.3). Here again,
those who are not found to be pure are put aside because the strange
spirit continues to hide itself within them (si quis autem non est bonus
(xXo6s) aut non est purus (xaocp6o), ponatur seorsum, quia non audivit
verbum in fide (7Ziamt),quia impossibile ut alienus se abscondat semper;
A T 20.4). On Friday and Saturday of Holy Week, the candidates fast,
and on Saturday they pray together kneeling and are once more exorcized by the bishop, who lays hands upon them while adjuring the evil
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11
spirits to flee, breathes on their faces, and seals their foreheads, ears,
and noses (AT 20.7-8). Finally, on Easter Eve, the candidates renounce
Satan (&ao-&aaoloata
aarav&g;AT 21.9), are anointed with exorcized oil,
called the Oil of Exorcism (iopxta!6os), while the priest commands all
evil spirits to depart (AT 21.7, 10), go down naked into the water, and
are baptized while making a threefold interrogation and confession of
the Father, Son, and Holy Spirit (A T21.12-18). They are then anointed
with the Oil of Thanksgiving (etxappta ; A T21.19) and sealed in confirmation (AT 22.1-3),
We find many of the same elements-instruction, exorcism, fasting,
prayer, renunciation, interrogation, baptism, sealing-in the Apostolic
Tradition that we found in Theodotus. The rites have been expanded or,
at least, are described in greater detail here, but there is nothing
radically new in the ritual itself. We do not find the theological explanations that obscure our view of the Theodotian ritual, and it can safely
be assumed that Hippolytus and most of the Roman church would not
agree with the cosmology and theological interpretations of Theodotus.
Despite the different styles and purposes of these two documents, the
similarity that is apparent between them is remarkable and cannot be attributed either to chance or to the assumption that Dix makes that the
rites of the Roman church were "typical of the practice of the Great
Church everywhere in the second century.'"2 Certainly the pattern of
teaching and baptism was normative within Christianity, but given both
the paucity of second century evidence for actual baptismal practices
beyond the demand for instruction, washing in water, and, in many
places, fasting, and what we do know about the diversity that characterized second century Christian communities, it cannot be assumed that
antidemonic elements were found everywhere that early. It is only in the
third century that indications of a more fully articulated baptismal
ceremony and of the widespread acceptance of practices such as renunciation and exorcism appear, and even then they scarcely can be considered universal.
This leaves us, however, with the necessity of trying to account for
the similarity between the rites of Theodotus and Hippolytus, between
second century Alexandria and third century Rome, leading us to Valentinus, the second century conduit between these two metropolises of the
Roman Empire and centers of the Christian faith.
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12
ELIZABETH A. LEEPER
Valentinus
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THE VALENTINIANCONNECTION
13
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ELIZABETH A. LEEPER
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15
McGuireagrees with this assessmentof Valentinus,noting that Tertullian's claim about Valentinus'ejection from the churchcontradicts
reportsof Irenaeusand Clement"who say nothingof a breakbetween
Valentinusandthe Christiansof Rome. Whiletheirsilencecannotprove
that Valentinusenjoyeda peacefuland mutuallyrespectfulrelationship
with all the other Christiansof Rome, it does, when combinedwith
other reports, argue stronglyagainst a definitiveexpulsionof Valentinus or his followersin the next generation."20
Thus the evidencewe have concerningValentinusis that he was a
Christianteacherwhose followersclaimedwas a studentof a studentof
Paul's, activefirstin Alexandriaand then in Rome, teachingwithinthe
confines of the Christian community in Rome for twenty years,
respectedand admired.It is not until the end of his careerthat doubts
beginto assertthemselvesas to his doctrinaluprightness,and eventhen
thereis no clearindicationthat he was expelledfromthe Churchor that
his school was blacklisted. The "us" and "them" language that
characterizesso much antihereticalpolemic does not appearuntil the
time of his followers, as the Church,strugglingwith the problemsof
self-definition, starts to draw distinctions between the Valentinian
schools and the mass of ordinaryChristians.It is importantto bear in
mind that the Churchof the second centurywas not the monolithic
structureof true teaching and apostolic tradition that the Church
Fatherstry to portray.WalterBauer'slandmarkwork, Orthodoxyand
Heresy in Earliest Christianity,2'even when problemswith individual
componentsaretakeninto account,remainsa testamentto the diversity
that characterizedthe earlyChurch.Therewas room for a Clementand
a Valentinus,a Marcionand an Irenaeus.Althoughthe air was often
rift with polemic and with counterclaimsto the apostolic faith, the
Christiancommunitywas able to accommodateschools of many differentcomplexions.Thus it is perfectlycrediblethat Valentinustaught
in Rome for over twenty years, arousingcommentbut not dismissal,
and that he could have left his mark upon both the doctrineand the
liturgyof the Churchthere.Furthermore,only sucha scenarioaccounts
for the accusationsof Justin and Irenaeusthat the Valentinianswere
wolves in sheep's clothing (Justin, Dial. 35; Irenaeus,Adv. Haer. I,
Pref.). Only as active membersof the Church,embeddedperhapsas
"cells" withinthe largerChristiancommunity2and thus continuingto
influence(or, to the heresiologists,pollute)the Church,would such a
complaintbe justified. Bentley Layton claims that at the turn of the
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16
ELIZABETHA. LEEPER
:KOx,v
oua oa
LXo6vcov
ooutxvou
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17
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18
ELIZABETH A. LEEPER
himself.28 It may be a baptismal homily29or even a chrismation/confirmation homily,30and thus has direct significance to our discussion. The
theme of the Gospel of Truth is that of salvation through knowledge
(yviatq) of God,31 and the homilist allows us tantalizing peeks and
glimpses into Valentinian rituals. Eric Segelberg, who examines and interprets many of these cultic rites, draws attention to a passage with an
antidemonic message pertinent to our investigation. The homilist is
warning his flock not to return to former things, exhorting them: "Do
not become a (dwelling) place for the devil, for you have already
destroyed him" (Layton: "brought him to naught," p. 260; Segelberg:
"thrown him out," p. 120; EV 33.11-21). Segelberg believes that this
passage may indicate the presence of an exorcistic rite associated with
baptism.32Certainly it is a reference to the antidemonic nature of salvation and, more specifically, considering the overall context of the
treatise, to the expulsion of and liberation from the devil that one gains
in baptism and chrismation. This accords well with what we have seen
in the rite of Theodotus with its antidemonic emphasis and with Valentinus' own teaching about the presence of evil spirits within the
unbeliever. Furthermore, considering the elliptical nature of the
sources, the Gospel of Truth and the excerpts from Theodotus breathe
the same air, where mystical concepts such as calling, knowledge, and
the work of the Spirit freely mingle with concrete references to oil and
water. It is certainly possible to see them both coming out of the same
community, reflecting, with different emphases, similar rites and the
teachings of a common master.
Conclusion
Taking into account the amassed evidence, what does our scenario
look like? We find Valentinus active in Alexandria as a Christian instructor, where, presumably, Theodotus is one of his pupils. Around
A.D. 138, he moves to Rome, where he is established in the general
Christian community as a teacher. He is active for twenty years within
the church in Rome, possibly with a school of special disciples whom
he instructs in an allegorical method of biblical exegesis, accepting the
Church's teachings and practices but possibly reinterpreting them in a
gnostic direction. There is no evidence that he was ever ejected from the
Christian community or, on the other hand, that he left the community
to found his own church.
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19
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20
ELIZABETH A. LEEPER
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21
NOTES
Thisis not to say that therewas not an antidemonicelementin baptism.Demonswere
a growingconcernthroughoutthe second century,but the power of baptismover evil
spiritswas implicitratherthan overt. We know from the Didache(7.4) and from Justin
(I Apology61) that fastingprecededbaptism.Benoitclaimsthat fastingmay havean exorcisticbasis,especiallysinceJudaismattributedto fastingthe powerto driveout demons
(Andre Benoit, Le Bapteme Chretien au Second Si6cle, ttudes d'Histoire et de
PhilosophieReligieusesde l'Universit6de Strasbourg,No. 43 (Paris: PressesUniversitairesde France,1953),p. 11).Thisdeductionis not necessarilyjustifiedby the evidence,
however,sincenot only the personabout to be baptized,but also the one administering
the baptism,and, in Justin'sreport,the communityas a whole,also fasted.TheChristian
communityand especiallythe baptizerhave alreadythemselvesbeen baptizedand thus
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22
ELIZABETH A. LEEPER
SC 23, p. 234.
Casey, p. 91
"As the baptismalwateris exorcized,so is the exorcismof the baptismalcandidates
all the more likely." Probst, Sakramenteand Sakramentalienin den drei ersten
christlichenJahrhunderten
(Tubingen,1872),p. 132, citedin FranzJ. Dolger,Der Exorzismus im altchristlichenTaufritual,Studienzur Geschichteund Kulturdes Altertums,
Band 3, Heft 1-2 (Paderborn:Druck&Verlagvon FerdinandSchoningh,1909),p. 9.
9 Dolger, p. 9.
'? See pp. 15-16for furtherdiscussion.
" Hippolytus,La TraditionApostoliquede SaintHippolyte,Essaide Reconstitutionpar
Dom BernardBotte (MinsterWestfalen:AschendorffscheVerlagsbuchhandlung,
1963).
Englishtrans.: The Treatiseon the Apostolic Traditionof St. Hippolytusof Rome, ed.
GregoryDix (London:SPCK, 1937).Chapterand paragraphnumbersgiven in the text
referto the Dix edition.
12 Dix, p. xl. It is clear, for example,that the practicesof AT do not reflectthose of
Clement.cf. pp. 17-18of this article.
13 Anne MarieMcGuire,Valentinus
and the "GnostikeHairesis":An Investigationof
Valentinus's
Positionin theHistoryof Gnosticism(AnnArbor:UniversityMicrofilmsInternational,1983),p. 77.
8
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23
14 McGuire, p. 78.
'5 Gerd Lidemann, "Zur Geschichte des altesten Christentums in Rom: I. Valentin und
Marcion, II. Ptolemaus und Justin," Zeitschrift fur die Neutestamentliche Wissenschaft
70 (1979), p. 89.
16
Ludemann, p. 90. I have not discussed it here, but Ludemann also retraces the
evidence that Irenaeus presents against Marcion.
17 Ludemann, p. 93.
18 Lidemann, p. 94.
19 Die Textanalysen fuhrten zum Ergebnis, dass Marcion die romanische Gemeinde
verliess, um eine neue Kirche zu grunden, Valentin dagegen innerhalb der romanischen
Gemeinde verblieb, unangefochten und bewundert lehrte, d.h. wohl im Rahmen einer
Schule. Lidemann, p. 96.
20
McGuire, p. 80.
21
Walter Bauer, Orthodoxy and Heresy in Earliest Christianity, ed. Robert A. Kraft &
Gerhard Krodel (Philadelphia: Fortress Press, 1971).
22
McGuire,pp. 80-81.
Bentley Layton, The Gnostic Scriptures (Garden City: Doubleday, 1987), p. 270.
Layton does not give any specifics.
24
In 326, Valentinians appear in an edict of Constantine's that forbids them to hold further meetings; in 388 a Valentinian chapel was burned by orthodox Christians in
Callinicum on the Euphrates; and a further decree forbidding them to assemble was
legislated in 428, indicating that during the fourth and fifth centuries, the Valentinians
met as a separate sect with its own buildings. Layton, pp. 271-272.
25
Gilles Quispel, "The Original Doctrine of Valentinus," Gnostic Studies I (Istanbul:
Nederlands Historisch-Archaeologisch Instituut, 1974), p. 28.
26
Layton, p. 245, fn. c.
27
For the growing concern throughout the second century with demonic inhabitation of
human beings, see Henry A. Kelly, The Devil at Baptism: Ritual, Theology, and Drama
(Ithaca: Cornell University Press, 1985), especially chapter 2: "Sin Demons and their
Removal."
28
The Gospel of Truth (Evangelium Veritatis)is the third document of the Jung Codex,
also known as Nag Hammadi Codex I (cf. Kurt Rudolph, Gnosis: The Nature and History
of Gnosticism, ed. Robert McL. Wilson (San Francisco: Harper &Row, 1983), pp. 34-48),
is generally agreed to be from the school of Valentinus, and may be identified with the
Evangelium Veritatismentioned by Irenaeus as coming from the Valentinian circle (Adv.
Haer. III.11.9). Quispel ("The Jung Codex and Its Significance," The Jung Codex, ed.
F.L. Cross (London: A.R. Mowbray & Co., 1955), p. 50) and W.C. Van Unnik ("The
Gospel of Truth' and the New Testament," The Jung codex, p. 93ff) date EVc. 150, and
Robert Grant (Gnosticism and Early Christianity, p. 128) concurs with them in attributing
it to Valentinus himself. Henri Puech ("The Jung Codex and the Other Gnostic
Documents from Nag Hammadi," The Jung Codex, p. 18f) agrees with the date of 150,
but is more reserved on the issue of authorship. On the other hand, Hans Jonas (Gnomon
32 (1960), p. 327ff; Studia Patristica 6 (1962), p. 96ff) believes that EV assumes a more
fully developed Valentinian system and thus is a work of the Valentinian school but not
by Valentinus himself, and Wilson ("Valentinianism and the 'Gospel of Truth,"' The
Rediscovery of Gnosticism I, Studies in the History of Religions XLI (Leiden: E.J. Brill,
23
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24
ELIZABETH A. LEEPER
SP 5, p. 120.
32 SP
5, p. 120.
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