Does Expressive Writing Reduce Stress and Improve Health For Family Caregivers of Older Adults?
Does Expressive Writing Reduce Stress and Improve Health For Family Caregivers of Older Adults?
Does Expressive Writing Reduce Stress and Improve Health For Family Caregivers of Older Adults?
This research was supported by Grant R37 AG 04306 from the U.S.
National Institute on Aging to Lynn Hasher, and by a fellowship from
the Canadian Institutes for Health Research to Ursula J. Wiprzycka.
We are grateful to Dr. Guy Proulx, Joyce Lagunoff, and her staff at
the Baycrest Community Day Centre for Seniors for helping to
administer this study; to those caregivers who participated under
difcult circumstances; and to Peter Vitaliano and Harvey Keselman
for their consultation and help with statistical analyses. We thank
Melina Conbren, Michel Jones, and Limor Zomer for their research
assistance.
Address correspondence to Corey Mackenzie, PhD, Department of
Psychology, University of Manitoba, P435G Duff Roblin Building, 190
Dysart Road, Winnipeg, Manitoba, Canada, R3T 2N2. E-mail:
corey_mackenzie@umanitoba.ca
1
Department of Counselling Psychology, University of Toronto,
Canada.
2
Department of Psychology, University of Toronto, Canada.
3
Rotman Research Institute of Baycrest Centre, Canada.
296
Developments within clinical and health psychology, psychiatry, and psychoneuroimmunology are
providing increasingly clear evidence of the negative
impact of stress on mental and physical health
(Schneiderman, Ironson, & Siegel, 2005). There has
also been concurrent growth in interventions designed to reduce stress or treat stress-related
conditions. Two decades ago, Pennebaker and Beall
(1986) published the rst study examining the impact
of a brief writing intervention focusing on traumatic
or stressful experiences. University students who
wrote about their deepest thoughts and feelings concerning the most traumatic experience of their lives for
15 minutes on four consecutive days experienced
signicant reductions in health center visits. Since that
landmark study, an impressive body of literature has
developed with the aim of exploring the health benets of the expressive-writing paradigm. The current
study adds to this growing body of evidence by
extending expressive writing to a stressed population
that has been neglected in the written-disclosure literature: Family caregivers of physically frail and cognitively impaired older adults who are no longer able to
care for themselves independently.
Preliminary studies supported the efcacy of
expressive writing. In a meta-analysis of 13 randomized controlled trials examining its mental and physical health benets, Smyth (1998) found an overall
effect size of 0.47 (Cohens d) across studies and outcomes. This moderate effect size represented a 23%
improvement among intervention participants compared with control subjects. Larger effects were found
for studies that included greater numbers of men,
when writing sessions were spaced further apart, and
when participants wrote about current rather than
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297
improve health by: (a) providing a release for previously inhibited thoughts, emotions, or behaviors; (b)
facilitating the development of organized, coherent
narratives of stress-related thoughts and memories in
order to promote cognitive adaptation to traumatic
experiences; or (c) exposing individuals to aversive
emotions that they had previously avoided so that
they habituate to them (Sloan & Marx, 2004).
Regardless of which theory or theories are correct,
they all suggest that, according to the caregiver stress
process model (Pearlin, Mullan, Semple, & Skaff,
1990), expressive writing should help caregivers cope
with the emotional impact of the various primary
stressors and secondary strains they are experiencing
in order to avoid negative physical and mental health
outcomes. Second, Sloan and Marx (2004) speculate
that expressive writing may work best for individuals with less severe psychopathology, and caregivers
have predominantly subclinical levels of distress
(Schulz et al., 2002). Third, although intensive multicomponent interventions are especially effective for
caregivers (Schulz & Martire, 2004), they may not be
available to those who do not live in large urban
centers, who cannot afford the costs involved, or
who will not commit to comprehensive programs as
a result of time-intensive caregiving responsibilities.
Because of the brevity and ease of administration of
expressive writing, it has the potential to reach those
care providers who might not otherwise access more
intensive interventions. It could also be used as a
rst-line intervention within a stepped-care model, in
which the least complex, expensive, and intrusive
treatments are attempted before proceeding to more
intensive interventions, if necessary (Haaga, 2000).
In the only examination of written disclosure with
caregivers to date, it was ineffective in reducing
depression, anxiety, and stress for 54 family caregivers
of hospitalized children (Schwartz & Drotar, 2004).
The results of that study may not generalize to
caregivers of older adults, however, because care
requirements for children and older individuals differ
considerably, and because the writing intervention in
that investigation deviated from the traditional methodology by allowing parents to write unsupervised
while in their childs room rather than in a distractionfree environment for a specic length of time.
In this study, caregivers in the expressive-writing
condition used methods (spaced writing sessions
focusing on current rather than past sources of
stress) that have been particularly effective (Smyth,
1998). Meta-analyses have reported inconsistent yet
signicant effects of writing across a variety of selfreport physical and psychological health outcomes
(Frisina et al., 2004; Smyth, 1998). As a result, we
hypothesized that individuals who write emotionally
about stressful caregiving experiences would experience reductions in perceived caregiver burden in
comparison with caregivers in time-management and
history-writing control groups. We also expected
that expressive writing would improve common
61.79 (13.05)
10 (71.4)
14 (100)
63.31 (12.38)
10 (76.9)
13 (100)
59.46 (13.75)
9 (69.2)
13 (100)
0 (0.0)
13 (92.9)
1 (7.1)
2 (15.4)
10 (76.9)
1 (7.7)
1 (7.7)
12 (92.3)
0 (0.0)
14.29 (2.97)
14.15 (2.73)
16.00 (2.71)
6
4
2
2
5 (35.7)
9 (64.3)
0 (0.0)
Caregiving duration
Mean (SD) months
Mean (SD) hours per day
Care recipient has dementia (%)
(42.9)
(28.6)
(14.3)
(14.3)
4
2
0
7
(30.8)
(15.4)
(0.0)
(53.8)
4 (30.8)
7 (53.9)
2 (15.4)
6
3
2
2
(46.2)
(23.1)
(15.4)
(15.4)
4 (30.8)
9 (69.2)
0 (0.0)
44.71 (32.01)
8.54 (9.79)
55.15 (48.20)
9.40 (10.39)
60.62 (71.90)
7.25 (9.77)
8 (57)
6 (46)
8 (62)
298
Measures
Demographic Questionnaire.Participants provided basic demographic information about their
age, gender, marital status, education, occupation,
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299
Essay Characteristics.We analyzed participants transcribed essays with the Linguistic Inquiry
and Word Count Program (Pennebaker & Francis,
1999), which reliably searches text for over 2,300
words or word stems and converts them to a percentage of total words to correct for differences in
text length. We compared participants use of rst
person words (e.g., I, me), positive and negative
affect words (e.g., love, sad, afraid), and cognitive
words (e.g., think, know, because), because these
categories are thought to distinguish expressive and
control writing (Pennebaker, 1997) and should therefore vary in expected ways across the three writing
conditions (e.g., expressive writing should include
rst person, affective, and cognitive language).
sizes (Smyth, 1998). As is the norm in the writtendisclosure literature, time-management participants
wrote objectively about how they spend their time.
Because of our concerns that doing so might benet
caregivers, we developed a history-writing condition,
in which participants wrote objectively about significant 20th-century Canadian or world events that did
not affect them personally. Session 1 instructions for
each writing condition are provided in Appendix A;
instructions for the three remaining sessions are
available from us upon request.
Analyses
Results
Participant Attrition and Baseline Characteristics
Of the 46 caregivers who began the study, 6
dropped out, all from the expressive-writing group: 1
dropped out prior to beginning the intervention
during the baseline assessment, 2 dropped out during
the intervention, and 3 dropped out after the
intervention but prior to the 1-month follow-up.
According to the clinical cutoff information provided
in the Measures section, at baseline caregivers met or
exceeded the rounded ZBI criterion for clinically
signicant burden, they had medium to high levels of
300
Manipulation Checks
Participants responses to the manipulation check
questionnaire provided a rst test of the experimental
manipulation. Only expressive-writing participants
were instructed to write emotionally; Table 2 shows
the anticipated group differences in the emotion
category. Follow-up pairwise comparisons demonstrated that ratings of emotion were higher for the
expressive-writing group than for the time-management and history-writing groups (ps , .01). They
were also higher for the time-management group
than for the history-writing group (p = .03). As we
expected, signicant differences also emerged with
respect to how personal the writing was. Essays were
rated as more personal by participants in both the
expressive-writing and time-management groups
than by participants in the history-writing group
(ps , .01), and the expressive-writing groups essays
were also nearly signicantly more personal than the
time-management groups essays (p = .07). Finally,
although differences between the three groups
ratings of the value of the intervention only
approached signicance (p = .07), exploratory
follow-up tests revealed that history writing was
signicantly less valuable than time management
(p = .03), and nearly signicantly less valuable than
expressive writing (p = .07).
A second check on the validity of the experimental
manipulation involved analyses of the language that
participants used in their essays (Pennebaker &
Francis, 1999). Table 2 shows differences, which we
expected, in the percentage of rst-person words
used in essays between groups, with history-writing
participants using far fewer rst-person words than
time-management and expressive-writing participants (ps , .01), who did not differ from each
another. The number of affect words also varied by
group. Expressive-writing participants wrote more
affectively than did history-writing participants
(p , .01), who used more affect than time-management participants did (p , .01). Interestingly, despite
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Table 2. Mean (SD) Essay Ratings and Percentages of Words Used by Writing-Condition Groups
Outcome Measure
Expressive Writing
(n 14)
Time Management
(n 13)
History Writing
(n 13)
Group F
Essay ratings
Writing was emotional
Writing was personal
Writing was difcult to do
Writing had a lasting positive effect
Writing had a lasting negative effect
Writing was valuable
5.71
5.86
3.14
3.28
1.57
3.64
(1.20)
(1.10)
(1.99)
(2.09)
(1.40)
(1.60)
3.62
4.62
1.85
3.46
1.54
4.00
(2.26)
(2.18)
(1.46)
(1.98)
(1.13)
(2.24)
2.15
2.62
3.00
2.54
1.46
2.31
(1.34)
(1.80)
(2.31)
(2.30)
(1.66)
(1.80)
15.79**
11.86**
1.75
0.70
0.98
2.91
Linguistic indicators
% total words that are rst person
% total words that are affective
% affect words that are positive
% total words that are cognitive
8.55
4.82
55.14
6.98
(2.42)
(1.34)
(13.10)
(1.79)
8.27
1.56
76.45
3.11
(3.25)
(0.83)
(22.62)
(0.86)
1.42
3.35
54.20
4.87
(2.09)
(0.96)
(16.04)
(1.57)
29.14**
30.75**
6.60**
23.54**
301
Notes: Essay items are rated on a 7-point scale ranging from 1 (not at all) to 7 (a great deal). SD = standard deviation.
*p , .05; **p , .01.
History Writing
(n 13)
Group 3 Time F
Effect Size
(g2p )
ZBI total
Pretest
Post-test
Follow-up
15.50 (9.55)
16.86 (8.71)
15.21 (7.63)
18.77 (8.01)
18.62 (6.36)
16.38 (7.18)
19.55 (9.13)
18.46 (9.54)
17.31 (9.60)
0.41
0.02
IES total
Pretest
Post-test
Follow-up
14.79 (14.11)
16.86 (15.36)
13.93 (14.57)
18.85 (9.73)
17.46 (10.02)
12.08 (10.07)
20.92 (19.89)
19.46 (15.32)
17.38 (15.13)
0.94
0.05
IES intrusions
Pretest
Post-test
Follow-up
8.21 (8.82)
7.93 (7.83)
6.00 (6.62)
10.15 (6.45)
10.31 (7.66)
4.77 (4.06)
9.85 (10.09)
10.31 (7.89)
7.54 (7.07)
0.90
0.05
IES avoidance
Pretest
Post-test
Follow-up
6.57 (7.77)
8.93 (8.32)
7.93 (8.38)
8.69 (5.71)
7.15 (3.91)
7.31 (6.92)
11.08 (10.92)
9.15 (7.98)
9.85 (8.48)
0.41
0.05
GHQ total
Pretest
Post-test
Follow-up
20.14 (11.42)
20.07 (9.55)
17.93 (8.50)
24.85 (9.81)
20.31 (9.30)
16.08 (8.39)
19.46 (5.42)
18.38 (7.16)
18.00 (7.11)
3.18*
0.15
6.64 (5.21)
6.36 (4.25)
5.64 (5.05)
8.23 (2.74)
6.38 (3.30)
4.31 (2.14)
6.38 (2.99)
6.00 (3.49)
5.38 (3.50)
3.28*
0.15
4.29 (3.47)
4.79 (2.78)
3.86 (2.63)
6.92 (3.71)
4.54 (2.82)
4.62 (2.72)
4.54 (2.85)
4.46 (3.04)
4.85 (3.08)
1.56
0.08
7.86 (2.18)
7.50 (1.70)
7.14 (2.14)
7.77 (3.19)
7.23 (1.74)
6.15 (3.39)
7.38 (1.76)
7.15 (1.68)
7.23 (1.59)
0.94
0.05
1.36 (2.65)
1.43 (2.77)
1.29 (3.29)
1.92 (3.04)
2.15 (4.26)
1.00 (2.27)
1.15 (1.68)
0.77 (1.09)
0.54 (0.88)
1.40
0.07
Notes: ZBI = Zarit Burden Interview; IES = Impact of Events Scale; GHQ = General Health Questionnaire. Higher outcome
scores represent poorer functioning.
*p , .05.
revealed signicant improvement for time-management participants (p , .001) but not for participants
in the other groups (ps = .28.29). Once again, the
magnitude of improvement for time management
was very large (d = 1.43), whereas differences
between time management and expressive writing
(d = 0.32) and time management and history writing
(d = 0.37) at follow-up were small. No other
signicant differences emerged for the remaining
three GHQ subscales with the exception of a main
effect of time on the Severe Depression subscale,
F(1, 37) = 6.36, p = .02.
We examined whether the results of the analyses
in this section reected general trends, or the inuence of outliers, by identifying dependent variable
scores, at pretest and follow-up, that were greater
302
Expressive Writing
(n 14)
Outcome Measure
Discussion
There are two major outcomes of this caregiver
intervention study. The rst is a null nding: expressive writing neither reduced the subjective burden of
caregivers nor improved their mental or physical
health. The second is positive: time management
appears to have health benets for stressed caregivers.
With respect to the primary null outcome, the
current study, together with that of Schwartz and
Drotar (2004), suggests that writing emotionally
about stressful caregiving experiences does not
reduce this kind of stress or improve caregivers
mental or physical health. As is common in the
expressive-writing literature, participants in this
study experienced small, nonsignicant increases in
stress and symptoms of avoidance, somatic disturbance, and depression immediately following the
writing intervention. In addition to experiencing
mild short-term distress, however, written-disclosure
participants experienced no greater health benets at
1-month follow-up than did participants who wrote
objectively about historical events, and they often
showed fewer benets than participants in the timemanagement condition. The increased distress while
writing and failure to improve afterward may
underlie the higher likelihood of dropout associated
with expressive writing.
We note that our instantiation of the writtendisclosure protocol was successful. Expressive-writing
participants produced essays that were more
emotional, personal, and cognitive than the essays
of participants in the other two conditions. The null
ndings regarding the impact of expressive writing
also do not appear to be the result of our modest
sample size. Participants in the emotional-writing
condition failed to show trends toward superior
performance compared with control participants on
any of the study outcomes, suggesting that, if anything, larger numbers of participants would have
Vol. 47, No. 3, 2007
303
emphasized how poorly caregivers in the expressivewriting condition faired, at least in comparison with
those in the time-management group. Finally, the
lack of expected improvement for expressive-writing
participants was not due to unreliable outcome measures that are often used in the written-disclosure
literature, such as the frequency of physician visits.
Consistent with the suggestion by Sloan and Marx
(2004), we used psychometrically sound self-report
health outcomes, although future studies should also
consider measuring reliable objective health indicators such as cortisol levels.
It might be argued that our single 1-month followup assessment was insufcient to detect the longterm effects of writing given the curious nding by
several groups that the physiological effects of
writing do not emerge until several months following
expressive writing (Petrie, Booth, Pennebaker, Davison, & Thomas, 1995; Smyth et al., 1999). Although
this long-term delayed effect does not appear to hold
for self-reported health (Epstein et al., 2005;
McGuire et al., 2005; Petrie et al., 2004; Schoutrop
et al., 2002), future research with chronically stressed
populations might consider a 3 or 6-month follow-up
assessment. Such research should also assess supportive interventions or major life events experienced
during chronically stressful periods that may affect
perceived burden and health.
There are a number of potential explanations
for why caregivers in this study did not benet
from written emotional disclosure. Demographic
factors may be partly responsible; roughly 70% of
the participants were women, reecting the ratio of
female caregivers in the population (Montgomery &
Kosloski, 2000). Smyths (1998) meta-analysis found
higher effect sizes in studies with larger numbers of
male participants, although this gender effect has not
been reliably replicated (Epstein et al., 2005; Koopman
et al., 2005). In addition to being predominantly
female, our participants were, on average, 62 years
of age and therefore considerably older than those in
most other written disclosure studies. Perhaps students and other younger adults are better able to
perform in situations requiring emotional processing
while writing under time pressure compared with
older adults who are further removed from experiences at school or work that require written
disclosure. Our data provide partial support for
this hypothesis, with nonsignicant negative correlations between age and improvement among
expressive-writing participants from preintervention
to follow-up on the ZBI, IES, and GHQ (r = .14,
.17, .32, respectively). Alternatively, there may be
developmental factors that reduce the effectiveness
of this intervention for older individuals. According
to socioemotional selectivity theory, as we age we
are increasingly likely to regulate emotion by selectively attending to positive information (Carstensen,
Mikels, & Mather, 2006). The instructions for
expressive writing prevent participants from doing
was outperforming the other groups on these outcomes as well. We examined whether this was true
by conducting additional post hoc pairwise comparisons of change across time for each group on the IES
total score, the IES Intrusion subscale, and the GHQ
Depression subscale. Using this liberal exploratory
approach, we found that caregivers who wrote about
time management improved signicantly from pretest to 1 month after writing on each of these
outcomes (ps , .04), whereas caregivers in the other
groups did not (ps . .10). The magnitude of change
for time-management participants was large for the
IES total score (d = 0.70) and Intrusion subscale
(d = 0.83), and small for the Depression subscale (d =
0.30). These exploratory analyses suggest that, with
additional statistical power, Group 3 Time interactions favoring time management would also likely
have emerged for intrusive thinking and depression.
304
References
Batten, S. V., Follette, V. M., & Palm, K. M. (2002). Physical and psychological effects of written disclosure among sexual abuse survivors.
Behavior Therapy, 33, 107122.
Bedard, M., Mollowy, D. W., Squire, L., Dubois, S., Lever, J. A., &
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Time Management
Today and for the next four sessions we would
like you to write about how you, as a caregiver, use
your time. Each session we will give you a different
writing assignment relating to the way you spend
your time. In your writing, we want you to be as
objective as possible. We are not interested in your
emotions or opinions. Rather, we want you to try to
306
History Writing
Today and for the next four sessions we would
like you to write about any signicant Canadian or
world event that happened prior to 2000 that
affected the world in general, not you or your family
in particular (e.g., either World War, the development of Universal Health Care, the Cuban Missile
Crisis, invention of the World Wide Web). We want
you to try to be completely objective about the topic.
We are not interested in your emotions or opinions.
Rather, we want you to write objectively about facts
and events. Feel free to make your description of the
topic as detailed as possible. You can write about the
specics of the event, the impact of the event, or
whatever other aspect interests you about the event
as long as your writing is objective rather than
emotional. Please begin writing and try not to stop
until we tell you 20 minutes have passed and we
knock on the door. If you run out of things to say,
just repeat what youve already written. Dont worry
about grammar or spelling.
The Gerontologist