Lte Random Access Procedure

UE-A
UE-B
UE-C
eNodeB
LTE Random Access Procedure

LTE random access procedure is used by the UEs to initiate a data transfer. The UEs also obtain uplink timing information from the initial
handshake.
This sequence diagram describes the tale of three UEs (UE-A, UE-B and UE-C) that are powered on at the same time:
(1) UEs synchronize with the downlink channel by decoding the PSS and SSS signal. The UEs are synchronized to the downlink frames after
completing this procedure.
(2) The three UEs initiate the random access procedure at exactly the same time. Two of them (UE-A and UE-B) happen to pick the same
preamble. This results in a resulting in a collision. UE-C picks a distinct preamble so it succeeds in the random access procedure.
(3) Contention between UE-A and UE-B is resolved in UE-A'S favor. UE-A proceeds with the RRC connection.
(4) UE-C times out and retries the random access procedure.
EventHelix.com Inc, 2015.
Generated with EventStudio (http://www.eventhelix.com/eventstudio/)
UEs synchronize with the eNodeB
Primary Synchronization Signal (PSS)
Secondary Synchronization Signal (SSS)
PSS is transmitted at the start and middle of

every 10ms frame.
The SSS is also transmitted every 5ms. The
pattern alternates every 5ms. The UE achieves
downlink frame synchronization once it has
decoded both SSS patterns.
UEs download the system information

Master Information Block (MIB)
PDCCH DCI Format 1A

SI-RNTI
System Information Block 2 (SIB2)

SI-RNTI,
Root sequence index for Zadoff Chu codes,
Zero correlation zone config,
prach frequency,
prach frequency offset
UEs download the MIB from the broadcast

channel. This channel contains information
about the location of the downlink and uplink
carrier configuration.
The UEs tune to the PDCCH to look for DCI

(Downlink Control Information) addressed with
the SI-RNTI. The UL-SCH assigned by the
PDCCH contains System Information Block
(SIB) messages.
The UEs download the System Information
Blocks from the DL-SCH. SIB2 download
contains parameters needed for initial access
transmission.
Random Access Procedure

The UE-A randomly selects an RA preamble
sequence from the set of sequences available in
the cell. The preamble selection is a shift in the
Zadoff-Chu code for the cell.
Select Preamble 1
RACH RA Preamble 1
RA-RNTI 1
UE-A transmits the Preamble on an RA channel.

This transmission carries no data bits. The
RA-RNTI is is implicitly specified by the timing
of the preamble transmission.
UE-A
UE-B
UE-C
eNodeB
UE-B happens to select the same preamble as

UE-A.
Select Preamble 1
RACH RA Preamble 1
UE-B transmits the preamble at the same time.

Thus UE-B also assumes RA-RNTI 1. Two UEs
transmitted using the same preamble. In this
scenario we assume that UE-B's preamble
transmission is lost.
RA-RNTI 1
UE-C randomly chooses between the available

preambles. It picks Preamble 3.
Select Preamble 3
RACH RA Preamble 3
RA-RNTI 1
UE-3 also transmits at the same time as UE-A

and UE-B. So UE-C also assumes the same
RA-RNTI as UE-A and UE-B. Preamble 1 and
Preamble 3 Zadoff-Chu sequences are
orthogonal to each other so both of them are
received.
Process Preamble 1
Detect Preamble 1
Estimate the Uplink Timing
Derive RA-RNTI 1
Allocate Temporary C-RNTI 1
The eNodeB detects the preamble transmission.

The eNodeB estimates the uplink transmission
timing of the UE.
The eNodeB derives the RA-RNTI from the
timeslot number in which the preamble is
received.
A Temporary C-RNTI is assigned to the UE.
This address will be used to address the UE in
subsequent messages.
Process Preamble 3
Detect Preamble 3
Estimate the Uplink Timing
Derive RA-RNTI 1
The eNodeB detects the preamble transmission.

The eNodeB estimates the uplink transmission
timing of the UE.
The eNodeB derives the RA-RNTI from the
timeslot number in which the preamble is
received.
Allocate Temporary C-RNTI 3
PDCCH DCI Format 1C
The eNode assigns resources via the PDCCH.

The PDCCH mesage is addressed by 'RA-RNTI
1' that is assigned to UE-A, UE-B and UE-C.
UL-SCH RA Response
The eNodeB transmits the RA Response on the

UL-SCH channel. The message carries the
timing and uplink resource allocation for
Preamble 1 and Preamble 3. The message also
includes the back off indicator MAC header for
controlling the backoff duration in the event of
a random access procedure failure.
RA-RNTI 1
MAC Header,
- Backoff Indicator,
- Preamble 1,
- Preamble 3,
MAC RAR 1 (for Preamble 1),
- Temporary C-RNTI 1,
- Timing Advance 1,
- Uplink Resource Grant 1,
MAC RAR 3 (for Preamble 3),
- Temporary C-RNTI 3,
- Timing Advance 3,
- Uplink Resource Grant 3
UEs Process the RA Response

All three UEs receive the message as they were expecting the message on the
same RA-RNTI.
UE-A Processes RA Response
for Preamble 1
UE-A
UE-B
UE-C
eNodeB
Save Temporary C-RNTI 1
UE-A saves the Temporary C-RNTI from the

MAC data for Preamble 1.
Apply Timing Advance 1
After applying the correction, the UE is

synchronized in the return direction and can
transmits data bursts to the eNodeB.
The eNodeB assigned uplink resource
information will be used to transmit the data to
the eNodeB.
Process Uplink Resource Grant

1
UE-B Processes RA Response for

Preamble 1
UE-B mistakenly believes that the RA Response
is meant for it. The RA-RNTI and Preamble in
the message match. UE-B has no way of
knowing that the message was really meant for
UE-A only.
UE-B is continuing with the procedure even

though had been rejected. This situation will be
resolved after the contention resolution phase.
Process Uplink Resource Grant 1
UE-C Processes RA Response for

Preamble 3
UE-C saves the Temporary C-RNTI from the

MAC data for Preamble 3 and goes ahead with
the random access procedure normally. The
further procedure for UE-C is not shown in this
flow.

Process Uplink Resource Grant 3
Contention Resolution
The randomly selected RA preamble does not enable unique identification of the UE, and it
is possible that multiple UEs attempted RA with the same RA preamble sequence on the
same RA channel. The Contention Resolution phase helps uniquely identify the UE that has
been selected.
In this scenario, contention resolution will resolve the random access procedure between
UE-A and UE-B.
UE-A does not have a permanent identity, so it
picks a random number as the UE identity.
Pick Initial UE Identity as 'Random

Number A'
UL-SCH RRC Connection Request

ue-identity = Random Number A
UE_A_T300
The random UE identity is included in the RRC

connection request.
UE-A starts the T300 timer, awaiting the RRC
Connection Setup message.
Pick Initial UE Identity as 'Random Number B'
UE-B also picks a random number as its UE

identity.
UE-A
UE-B
UE-C
UL-SCH RRC Connection Request

ue-identity = Random Number B,
Establishment Cause
UE_B_T300
eNodeB
UE-B transmits on the same assignment and

collides with the transmission of UE-A. It is
likely that it's transmission will not be received
at the eNodeB as it is transmitting with a timing
advance that was not intended for the UE. In
this scenario, UE-B's message is lost.
UE-B also starts a timer awaiting the RRC
Connection Setup message.
PHICH ACK
The eNodeB accepts the transmission from the

UE and acknowledges it with a Hybrid ARQ ack.
PDCCH DCI Format 1
The eNodeB signals a downlink assignment

using the Temporary C-RNTI 1. Both UE-A and
UE-B assume that the assignment is for them
as both UEs think they have been assigned
Temporary C-RNTI 1.
Temporary C-RNTI 1
RA Contention Resolution + RRC Connection Setup

initial UE Identity = Random Number A
PUCCH UCI HARQ ACK
UE-A and UE-B receive the RRC Connection

Setup message, as it is addressed with the
Temporary C-RNTI 1. The message also
contains 'Random Number A' as the initial
identity.
UE-A receives the eNodeB's transmission so it
acknowledges the message with a Hybrid ARQ
ack.
The UE, seeing its own identity echoed back,
concludes that the RA was successful and
proceeds with time-aligned operation.
Compare received initial UE identity

with 'Random Number A' that was
sent in the RRC Connection Request
message.
UE_A_T300
Compare received initial UE identity with 'Random
Number B'
This comparision fails. UE-B realizes that it has

lost out to another UE in the contention
resolution.
RRC Connection Setup Complete handling

PUCCH UCI SR
UE-A now requests uplink resources to send

the RRC Connection Setup Complete message.
PDCCH DCI Format 0
UE-A receives the resource assignment.
RRC Connection Setup Complete
UE-A sends the RRC Connection Setup

message to initiate further signaling.
Temporary C-RNTI 1
NAS Message
UE_B_T300
UE-B times for the random access procedure as

it did receive their own identity in the
contention resolution.
Retry Random Access Procedure

UE-B retries the request.
Select Preamble 4
RACH RA Preamble 1
RA-RNTI 4
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UE-B retries the random access procedure.
UE-A
UE-B
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UE-C
eNodeB

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UE-A

LTE Random Access Procedure

PSS is transmitted at the start and middle of

UEs download the system information

PDCCH DCI Format 1A

System Information Block 2 (SIB2)

UEs download the MIB from the broadcast

The UEs tune to the PDCCH to look for DCI

Random Access Procedure

UE-A transmits the Preamble on an RA channel.

UE-B happens to select the same preamble as

UE-B transmits the preamble at the same time.

UE-C randomly chooses between the available

UE-3 also transmits at the same time as UE-A

Allocate Temporary C-RNTI 1

The eNodeB detects the preamble transmission.

The eNodeB detects the preamble transmission.

Allocate Temporary C-RNTI 3

PDCCH DCI Format 1C

The eNode assigns resources via the PDCCH.

The eNodeB transmits the RA Response on the

UEs Process the RA Response

Save Temporary C-RNTI 1

UE-A saves the Temporary C-RNTI from the

Apply Timing Advance 1

After applying the correction, the UE is

Process Uplink Resource Grant

UE-B Processes RA Response for

Save Temporary C-RNTI 1

Apply Timing Advance 1

UE-B is continuing with the procedure even

Process Uplink Resource Grant 1

UE-C Processes RA Response for

UE-C saves the Temporary C-RNTI from the

Apply Timing Advance 3

Pick Initial UE Identity as 'Random

UL-SCH RRC Connection Request

The random UE identity is included in the RRC

Pick Initial UE Identity as 'Random Number B'

UE-B also picks a random number as its UE

UL-SCH RRC Connection Request

UE-B transmits on the same assignment and

The eNodeB accepts the transmission from the

PDCCH DCI Format 1

The eNodeB signals a downlink assignment

RA Contention Resolution + RRC Connection Setup

PUCCH UCI HARQ ACK

UE-A and UE-B receive the RRC Connection

Compare received initial UE identity

This comparision fails. UE-B realizes that it has

RRC Connection Setup Complete handling

UE-A now requests uplink resources to send

PDCCH DCI Format 0

UE-A receives the resource assignment.

RRC Connection Setup Complete

UE-A sends the RRC Connection Setup

UE-B times for the random access procedure as

Retry Random Access Procedure

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