Governance Fukuyama

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'What is

Governance?'

By Francis Fukuyama

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Setup

The field of studying 'governance' is relatively


young (compared to the field of studying
political institutions)
Mesuares of 'Weberian Bureaucracy':

Four of the six World Bank Institutes Worldwide


Governance Indicators purport to measure
state aspects of state capacity (government
effectiveness, regulatory quality, and stability
and absence of violence, control of corruption)
is not clear how they map onto the Weberian
categories

Setup

Bo Rothsteins Quality of Governance Institute


in Gothenberg:

based again on expert surveys focusing on the


degree of a states impartiality
inherent weakness in expert surveys, especially
when trying to create time-series dat

Fukuyamas Approach

Definition:
governance is government's ability to make and
enforce rules, and to deliver services,
regardless of whether that government is
democratic or not.
'An authoritarian regime can be well governed, just as
a democracy can be mal administered.'

'Would we want to argue that the US military is a lowquality one because it does things we disapprove
of, say, invading Iraq?'
'I am interested in developing measures that will work
for both authoritarian and democratic regimes'

Procedural Measures

Weberian bureaucracy:
1. bureaucrats personally free and subject to
authority only within a defined area;
2. they are organized into a clearly defined
hierarchy of offices;
3. each office has a defined sphere of
competence;
4. offices are filled by free contractual
relationship;
5. candidates selected on basis of technical
qualifications;

Procedural Measures

Weberian bureaucracy:
6. bureaucrats are remunerated by fixed salaries;
7. the office treated as the sole occupation of the
incumbent;
8. the office constitutes a career;
9. there is a separation between ownership and
management;
10. officials subject to strict discipline and control.

Procedural Measures

However:
'The idea of bureaucratic autonomy--the
notion that bureaucrats themselves can
shape goals and define tasks independently
of the wishes of the principals--is not
possible under the Weberian definition.'

Capacity
measures

Procedural measures might not correlate with

the expected positive outcome


Extractive capacity, measured in tax extraction
Limitations to taks extraction:
Difference between potential and actual

extraction rates
Taxes may not be used efficient
Big part of a states income is based on
resource rents and international transfers,
rather than domestic taxation

Capacity measures
Other measures of capacity, since a state

performs a whole variety of funtions


Level of education
Professionalization of government officials

Ideally measure all measure all major government


agencies, which is unachievable

Output measures
Measuring final output
Results are not simply the consequences of

public action
Measuring output is itself problematic
methodologically
Difficult to separate procedural and
normative measures

Bureaucratic autonomy
Measuring the degree of bureaucratic

autonomy
Autonomy refers to 'the manner in which the
political principal issues mandates to the
bureaucrats who act as its agent'
Ideally the principle should set a broad
mandate to the agent

Bureaucratic autonomy

Capacity and Autonomy


Higher capacity works better with less

regulation, lower capacity with greater


regulation
Corruption = Discretion Accountability
Capacity in particular consists of both
resources and the degree of
professionalization of bureaucratic staff

two quite separate approaches to public

sector reform:
A) higher capacity, specially professionalism
of the public service.
B) higher bureaucratic regulation/autonomy.
(Depending on the countrys capacity)

India
Is known to have high levels of capacity and

clientelism
It needs more and less aautority at the same
time, aplying specific measures to diferent
areas of the public administration.
Its an example of how this theory might not
be enough to analyse some countries

China
The 2011 index lists China as the 75th most

corrupt country in the world


It is believed that local governments are
more corrupt than higher-level ones
Differences do also exist between territories
and administrations

Data

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