A Disciplinary History of Latvian Mythology
A Disciplinary History of Latvian Mythology
A Disciplinary History of Latvian Mythology
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TOMS ENCIS
A disciplinary history of Latvian mythology
ISSN 14067366
ISBN 9789949321124 (print)
ISBN 9789949321131 (pdf)
Copyright: Toms encis, 2012
University of Tartu Press
www.tyk.ee
Order No. 439
CONTENTS
INTRODUCTION ..........................................................................................
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INTRODUCTION
This is a thesis on the history of a discipline that does not exist. A discipline
that has no chair in any research institution, that does not provide a degree, that
freely fluctuates between lay end expert discourses. Research on Latvian
mythology is a discipline dwelling under the names of various other disciplines;
not interdisciplinary by nature, emerging from time to time under different
titles, within different contexts, and hiding different agendas. At the same time,
its subject matter is constantly present: it circulates within the systems of
knowledge production, infused with claims of authority, power, and authenticity. Therefore, the first task is to define: what does the term Latvian
mythology really mean in this thesis?
Anchoring the subject matter
Leaving aside epistemological questions of whether there are narratives which
from a particular point of view can be categorised as myths, or whether a class
of phenomena characteristic to such narratives exist, mythology is certainly a
system derived from the lived experience, historical evidences, and folklore
materials with instruments of selection, interpretation, and systematisation. The
individuals or groups of people sharing such narratives have lived without
having to categorise and separate their myths in analytical terms. Once
conceptualised, myth has been the object of scholarly interest over at least the
last two centuries. During that time, multiple definitions of myth have been
produced, from contradictory definitions to those complimenting each other,
universal and particular, related to ancient religions (Frazer) as well as to shared
structures of the unconsciousness (Jung) or specific modes of signifying
(Barthes) just to mention some opposite directions where this vast field
stretches. Systematisation of this variety is an area of scholarly interest in its
own right. Such is the agenda of the voluminous treatise on mythography by
William Doty (2000); multiple definitions and variations of mythological
research are also presented in the collections of articles edited by Alan Dundes
(1984), restricting the variety of theories to those more or less contributing to
the definition of myth as sacred narrative explaining how the world and man
came to be in their present form; similarly the overview of historical developments and closer analysis of several influential directions provided by Laurie
L. Patton and Wendy Doniger (1996). Research into mythology is a discipline
with genuinely blurred boundaries. Most often conducted within the areas of
folkloristics and history or studies of religion, it is friendly with research into
literature as well as archaeology and philology, akin to social and cultural
anthropology, it sometimes borrows vocabulary from theology and becomes
part of ethnology. Moreover, these disciplines as well as others not mentioned
here have various theoretical schools, branches and directions, not so rarely
though some notions seem common knowledge, yet their understanding differs
among various parties involved. The criteria for what constitutes mythology
differ between the fields of knowledge and between those who engage in them.
Even in one field, Latvian folkloristics for instance, there are obvious differences in this regard between more historically or philologically inclined
scholars, or scholars belonging to different institutions. What was incontrovertible evidence for the antiquarian enthusiast of the nineteenth century was
not the same for the researcher working in 1960s, and what constitutes ancient
mythological world-view is not identical for historian of religion and comparative mythologist. Those are not the same gods which theologians, archaeologists
and linguists appear to be analysing. The differences are even more obvious
when it comes to selection and interpretation of folklore materials. This is
equally true of the methods of those who rely principally upon comparativehistorical reconstructions as opposed to those who engage in phenomenological
analysis; of writers guided by maxims of this or that school and inspired by
events of their lifetime, philosophy, or culture. Therefore, instead of trying to
establish agreement upon the subject matter, I am examining differences
between works of researchers who had selected and interpreted evidences from
the vernacular culture and ancient manuscripts to construct their object of study,
and thereby have affected the view on the sources themselves. Facing such
diversity, this study does not attempt to provide a total overview and examine in
detail everything that has been written on Latvian mythology. My aim is rather
to connect and compare on the one hand the most influential works written on
the subject matter and, on the other hand, sketch the diversity of the field,
linking analysis of radically different approaches. Thus, the final result is a
virtual map of ideas with multiple centres and peripheries stretching across
time. For this reason, I have made no attempt to submit the more technical
notions involved in studies of myth to critical examination, even though some
of them (e.g. syncretism or genre) raise issues of substantial significance.
Instead, the research is focussed on the genesis of particular scholarly productions and their intertextual dimension, tracing origins of particular ideas and
giving an account of the historical and institutional circumstances in which they
were conceived: their role in political settings and determination by developments of cultural, including academic, history. No knowledge emerges outside
society and history, therefore an analysis of knowledge production necessarily
requires analysis of the social, political, and even economic settings of its
origins in genetic and historical terms as expressions of the particular stage in
the development of society and scholarship. Knowledge of the social history, of
the modes which determine the shape taken by circulation of knowledge and
power in particular times and places, and of problems which these generate, is
also needed to assess the full significance and purpose of disciplines which
seemingly deal with the subjects distant from the society within which these
disciplines emerge and develop. Therefore the knowledge of social, ideological,
Although views of various agents involved my differ, even the views of the same agents
in various situations, different types of knowledge (as rumours, evening news, scholarly
writings, statements of the church or governmental officials, textbooks etc.) differ by truth
value generally attributed to them. Assuming such general hierarchy, each of these levels
with their own rules of construction have their centres and peripheries, defining further differentiation.
10
11
The distance from the hometown of the University of Tartu to Riga, the capital of Latvia.
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arena, my thesis still is intended to contribute to Latvian scholarship demonstrating the historical roots discussed above and thus establishing the grounds
for more self-aware, efficient scholarly practices in the future. Such disciplinary
history is especially necessary regarding the interwar and Soviet periods; this is
the relatively recent past, which had not been properly revised, categorised and
analysed. Similarly, the history of research into Latvian mythology has been
only partially written in other studies from narrow disciplinary context or
restricted by aims of researching particular mythological motifs or structures.
These previous, narrower historiographies are a valuable source for my
research, at the same time they also constitute part of the object I am
researching and are, from such a perspective, treated as historical evidences.
Creation of the context: methodological considerations
Stemming from the textual nature and above-described genealogical definition
of the subject matter of my research, its method in a nutshell could be summarised as a kind of discursive analysis. Centred on the Latvian mythographies, it is a back and forth reading of widening circles of texts constituting
the contexts of those primary texts, contextualising the latter within circumstances of their production and foregrounding the intertextual connections that
link them. The primary corpus of texts consists of monographs, introductions to
folklore collections, journal and newspaper articles, and encyclopaedia entries
concerning Latvian mythology. The secondary or contextual corpus consists of
memoir literature, biographies and autobiographies, archival materials, related
historiographies, popular and educational articles, and other texts concerning
the primary texts, their authors, or institutional settings within which these texts
were produced. The findings of such reading are contextualised within the
framework of general socio-political and scholarly histories.
The current presentation of the results of my research is subordinated to its
aims: to demonstrate how a particular object of study is constructed, how it
gains or loses its scientific legitimacy, how its variations are related to the theoretical, social, institutional, and political positions of its creators during different periods of time and within various traditions of research. By relating the
space of works or discourses taken as differential stances, and the space of the
positions held by those who produce them, the methodology of this thesis suggests a tendency towards the sociology of knowledge production conducted
from constructionist positions. However, the more precise umbrella term for
integrating theories, life histories, institutional histories, and political histories
into a complete whole, would be reflexive cultural critique. As such it takes the
constructionist critical position towards the nature of scholarly objects (cf. REP:
1778), respects concerns towards representation and textuality shared by range
of theories emerging in late twentieth century cultural studies, ethnology and
anthropology, and highlights reflexivity as one of the central terms in understanding scholarly productions. The notion of reflexivity, various theories con-
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cerning and exploiting it as well as its implications for the current study are
analysed in the second half of the first chapter of the thesis. Briefly, reflexivity
designates a bidirectional relationship between cause and effect. It is a recognised property of language as well as financial markets, sociological research
and philosophical thinking. In my study, reflexivity first of all refers to the
relationship between knowledge and power: between scholarly projects and the
agendas from which they were defined. As a result, the basic structure of the
work involves moving from general context to author biographies, from analysis of their involvement in studies of myth to particular descriptions of
mythological space, and then back again to general context, showing the mutual
influences between these levels.
Structure and content
My starting point is the connection of (a) intellectual history that gave birth to
studies of mythology and (b) theory that provides tools and grants legitimisation
of such history. As will be argued further, early studies of other mythologies
provided models that later served for the studies of Latvian mythology; therefore it is the necessary context for the understanding of the seemingly distant
subject matter: regarding both theoretical models and modes of political
instrumentalisation of such studies. Similarly, the methods of analysis applied
in the course of this thesis are informed by seminal works relating to studies of
the historical establishment of the discipline. Therefore, the first chapter of the
thesis contains, firstly, investigation of the general history of studies of
mythology, and folklore as its main source, secondly, analysis of the modality
of power and knowledge circulation specific to the field, in this case, focusing
upon nationalism as the main ideology behind it, and, thirdly, description of the
theoretical framework of the thesis, from the philosophical ideas and theoretical
developments behind it to the formulation of reflexive disciplinary history. A
historical overview highlights the influential heritage of Johann Gottfried von
Herder and the Grimm brothers, people who have played the central roles in the
establishment of folkloristics and comparative mythology, shaping the
discourse on the temporal and class Other with scholarly authority, bounding
language, vernacular culture, and the idea of national spirit in the politically
charged whole, which further led to the emergence of both popular interest in
the subject matter and diverse directions of scholarly investigation. Analysis of
their works, pointing out the relationship between scholarly endeavours and
political ideologies, especially nationalism as it is characterised in one of the
sub-chapters, is to a large extent informed by postmodern and post-structural
philosophy. As this also forms the background of my theoretical approach, the
central ideas of Foucault and Lyotard as the most influential representatives of
this school of thought are summarised; as such, they help to understand more
specific developments of the human and social sciences that led the discipline to
the so-called crisis of representation in the 1980s. The crisis, both calling for the
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revision of the previous scholarship and the finding of a new approach to the
subjects of anthropology, folkloristics and kindred disciplines, is examined in a
separate sub-chapter, helping to characterise the theoretical environment from
which the reflexive approach emerged. As the latter constitutes the
methodology of this thesis, the notion of reflexivity, understanding of social
construction of the object of study, and several techniques of analysis constitute
a corresponding section. Finally, I will conclude the chapter by conceptualising
the method and particular consecutive steps of analysis upon which other parts
of the thesis are built.
The second chapter sets temporal, national, institutional, and discursive
borders of the subject matter as well as highlighting its internal dynamics and,
as a summary, provides the periodisation of scholarly research into Latvian
mythology from the rise of romantic nationalism to the re-establishment of
independence in the 1990s. First of all, the chapter contains chronological and
analytical description of the sources used in the reconstructions of Latvian
mythology: historical records, folklore materials, and linguistic data, mapping
their availability within different periods of scholarly interest and briefly
characterising the nature of sources: principles of collection and edition, time of
publication, and problems connected to their nature. Concerning linguistic data,
two case studies are provided to illustrate the role of comparative linguistics and
its history in the research of the subject matter. Further analysis deals with the
establishment and dynamics of scholarly research into Latvian mythology:
relating its origins to cultural nationalism in the nineteenth century, drawing
borders between the lay and expert versions of the same subject matter,
describing early developments of scholarly research, and then proceeding to
process the institutionalisation and initiatives related to it. The nationalistic
nature of the research is juxtaposed to international relationships established by
individual actors within the field and relating it to general intellectual history of
the time period observed. After drawing the borders of the research area,
scholarly activities are analysed according to modes of internal dynamics and
general political/historical context; as a result distinguishing several discursive
clusters, characterised by mutual differences and internal coherence. Specifically, these are (1) the conceptualisation of mythology in the Soviet Socialistic
Republic of Latvia, (2) works written at the same time by scholars belonging to
the Latvian exile community, (3) Latvian mythology as a part of Baltic
mythology, (4) its place and modality within the Moscow-Tartu school of
semiotics, (5) merger and revision of all other research traditions during the
decline and fall of the Soviet Union, forming the contemporary situation. The
conclusion of the chapter summarises these developments and provides
periodisation of the research into Latvian mythology according to the major
factors and historical contexts that have influenced the scholarship.
The third chapter concerns analysis of the most fruitful time in research into
Latvian mythology: the interwar period, roughly from 1918 (establishment of
the Republic of Latvia) to 1944 (the second Soviet occupation). Former
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developments important for the scholarship of this time, which are not
characterised in the second chapter, are here integrated into the analysis of
scholarly biographies and relevant works. First of all, twofold mapping is
performed, characterising the main approaches to mythology and key personalities related to them, unfolding the diversity of studies, the nature of
dialogues between various researchers, and the nature of criticism regarding
both previous studies and contemporary versions. From the sociological
approach to phenomenology of religion, theoretical standings as well as their
embeddedness in life histories and careers of scholars representing them are
described and contextualised within general disciplinary and institutional
developments. After this overview, the political dimension of knowledge
production as it relates to two influential scholars Krlis Straubergs and
Arveds vbe is analysed in detail, providing more precise biographical and
historical context that enlightens their theoretical standing and particular form
the interest in mythology took in their works. Similarly, two case studies of the
conceptualisation of mythological space follow, showing the models generated
by two different understandings of mythology, based on different methodology
and sources. A special conclusion to this chapter analyses the influence of the
understanding of folklore genres as theoretical highlight of this time, demonstrating how meta-theory regarding source material influences succeeding
research in a relatively self-contained field of knowledge. At the end, I propose
several conclusions regarding the regime of truth and dynamics of theories in
the interwar period.
The fourth chapter concerns disciplinary history (more precisely, histories)
after World War II, most notably characterised by the emergence of parallel,
self-contained research traditions, each differently related to prior developments. Thus, the first section deals with the research into Latvian mythology by
Latvian exile scholars, more closely examining continuities and discontinuities
in the mythology-related writings of Krlis Straubergs and characterising the
most comprehensive and voluminous study of ancient Latvian religion by
Haralds Biezais. Again, scholarly production is contextualised with the life
histories of both scholars and the institutional settings where it took place,
proposing a hypothesis of particular academic and psychological strategies,
characteristic to exile circumstances. Similarly, a closer look at transformations
of continued research as well as discontinuities and dialogue with the past is
taken regarding the versions of mythological space by both authors, notably
differing in their approaches and aims. The section on Soviet Latvian
mythology examines the construction of new disciplinary identity, taking into
account the structural reorganisation and centralisation of academia, the role of
censorship in the totalitarian state, criticism and quotation culture as means of
establishment of the scholarly authority, investment in Marxism-Leninism
doctrine, and, above all, the constitution of a radically different regime of truth,
characterising the circulation of knowledge and power in this setting. With this
chapter so far concerning mainly the first post-war decades of national exile and
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without doing violence to truth by selecting and shaping the facts of the past to
fit the linear and complete form of an academic narrative. Here the seemingly
fragmentary structure of the thesis serves to separate and highlight conclusions,
drawn from each particular fragment. Naturally, focus on this or another
context, researcher, or political ideology is also related to my personal strengths
in scholarship. Philosophical dimensions are definitely related to my previous
studies of philosophy at the University of Latvia; emphasis on the context of
folkloristics in research into Latvian mythology reflects my current disciplinary
alignment with the field, studying at University of Tartu and working at the
Archives of Latvian Folklore, participating in a research project concerning the
history of Latvian folkloristics in the interwar period. Similarly, involvement in
research projects related to cultural nationalism and the institutionalisation
process of cultural initiatives allows me to describe these contexts of knowledge
production in more detail. Every historiography is an autobiography.
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CHAPTER I:
History, postmodernism, and reflexivity
in relation to folklore and myth
This chapter concerns the outlines of European intellectual and political history
which was the setting for punishable idolatry and superstitions becoming
mythology, and the vernacular culture of the lower classes becoming gems of
true poetry and treasures of a nation in a nutshell it characterises the
establishment of the scholarly disciplines researching mythology. Starting with
the definition of the epistemic-temporal units of my research, I will highlight
some crucial turns in the discursive formation of modernity, the latter serving as
the most general knowledge production context. Special sections concern the
contributions of Herder and the Grimm brothers as central figures in the
development of national romanticism, folkloristics, and research on mythology:
Herder placed folk materials at the core of emergent European politics of
culture, while the Grimms and their associates sought to recover a Germanic
past that could be used in building a united Germany, within their scholarly
practices permanently interlinking the categories of particular social groups,
land, language, history and national spirit. The Grimms strategies of
positioning and creating their research objects, and the rhetoric they used in
legitimating the latter in some form have been evident in anthropology,
folklore, and linguistics to the present. Further, the history and present state of
the field are linked introducing several postmodernist and post-structuralist
ideas, especially as developed by Lyotard and Foucault. This is the very setting
which allows and shapes analysis of disciplinary history as it is presented at the
beginning of this chapter; this is also the philosophical background of the
changes that took place in the human and social sciences in the second half of
the twentieth century, culminating in the so-called crisis of representation.
Therefore, the later section concerns the characteristics and conditions of this
crisis, especially in fields related to the subject matter of this thesis. After this
historical outline, I will move to the reflexive approach towards ethnography
and history, principally outlined as an answer to crisis of representation. After
examining the principle of reflexivity, the milestones of further reflexive
analysis are set by mapping the most important context of power and
knowledge circulation for the discipline the birth of nation-states and
reflexive relationship between the nationally oriented culture politics and
mythology-related disciplines of humanities. Finally, the conclusion draws on
insights of each section to summarise the research methodology for following
chapters of the thesis.
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20
By episteme, we mean, in fact, the total set of relations that unite, at a given period, the
discursive practices that give rise to epistemological figures, sciences, and possibly
formalized systems; the way in which, in each of these discursive formations, the transitions
to epistemologization, scientificity, and formalization are situated and operate; the
distribution of these thresholds, which may coincide, be subordinated to one another, or be
separated by shifts in time; the lateral relations that may exist between epistemological
figures or sciences in so far as they belong to neighbouring, but distinct, discursive practices.
The episteme is not a form of knowledge (connaissance) or type of rationality which,
crossing the boundaries of the most varied sciences, manifests the sovereign unity of a
subject, a spirit, or a period; it is the totality of relations that can be discovered, for a given
period, between the sciences when one analyses them at the level of discursive regularities.
(Foucault 2002: 211).
21
If not indicated otherwise, numbers in brackets refers corresponding chapter and section
of the current thesis.
22
The concept of Other established its importance within the arena of philosophy and
critical thinking as late as the second half of the twentieth century; however, different kinds
of Other had already been the subject of thought a long time before. For example, In the
eighteenth century the concern with the Other was also a concern with the progressive goals
of civilizing and educating. In the search for suitable governmental policy, much research
needed to be accomplished, and such pragmatically oriented effort already had established
itself before the revolutionary period (Bendix 1997: 34; cf. Foucault 1978). Important for
the research on cultural history is the recognition that scholars construct the Other they
purport to describe. Their works also simultaneously construct the image of themselves and
their readers (cf. Briggs 1993: 387).
23
Herders Volkslieder nebst untermischten andern Stcken (177879) also featured the
first publication of Latvian folksongs. For Herder folksongs were anthropological and
historical documents in which a nation records its own natural history (cf. Nisbet 1999).
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his thin beard, with his skills and his spirit, is as much a human animal original
to Lapland as his reindeer [is an animal original to Lapland]; and the Negro, with
his skin, with his ink-bubble blackness, with his lips, and hair, and turkey
language, and stupidity, and laziness, is a natural brother of the apes of the same
clime. One should it is alleged as little dream up similarity between the
languages of the earth as between the [physical] formations of the [different]
races of human beings
(Herder 2002 [1772]: 150).
Stereotypes of his time, with no rude intentions invoked here by Herder, also
demonstrate the above mentioned role of Other as pure, precise example
illustrating the natural order of things: the differences as well as similarities of
nations in their relation to natural environment. These similarities and
differences were in a way treated as essences, in almost timeless terms (cf.
Leerssen 2006: 123). Herders belief in the individuality and uniqueness of
every nation thus establishes the basis of cultural relativism. Notwithstanding
this, the Herderian concept of folk (das Volk), inspiring the advance of literary
and scholarly romanticism as well as later acquiring rather dark connotations in
the policy outlined by forerunners of the national socialism, involves not only
the natural cum geographical, but also the class dimension. Post-medieval
European colonial expansion as well as the involvement of Herders fellow
intellectuals in the discovery of Sanskrit and incredibly rich culture of (ancient)
India had created the image of a radically exotic Other7. Herder brought this
idea closer to home: discovering or rather constructing the locus of authentic,
pure, and natural spiritual culture in the rural way of life in ones own region,
and describing it in almost ecstatic, emotionally saturated language. Native
songs and poetry were an answer to his search, showing humans blissful use of
their reflexive capability blissful in that the sentient aspects of being and
thinking were not at the corroded stage of Herders contemporaries (Bendix
1997: 37). Important to understanding Herders conception of the folk is the
fact that it was not a simply lower class of society, less influenced by modern
culture, except the rural lower class, because Volk does not mean the rabble in
the alleys; that group never sings or rhymes, it only screams and truncates
(Herder 1807 [1774], quoted from Bendix 1997: 40). This illustrates one more,
the cleansing dimension of the folklore project, presuming an ideal folk culture
opposed not only to high culture but also to the everyday lore of the rising
urban proletariat. Therefore, the role of the intellectual elite was not only to
salvage the manifestations of folk spirit but also to make the distinction between
pure and contaminated, true and false, authentic and inauthentic materials;
briefly, there is a need for a specialist who would restore the original beauty of
folklore materials. Championed by Herder, the powerful union of the rhetorics
of authenticity, nationalism, and nature with the rhetoric of science was crucial
7
On early colonial policy and imagination see Greenblatt 2007; on the discourse of
Orientalism and its role in shaping of European identity: Said 2003.
25
For example, there were no names for Hansel or Gretel in original KHM manuscripts.
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both helping to motivate characters and actions as well as increasing their aura
of traditionality and authenticity, constructed many tales from fragments or
from several shorter narratives, created symmetrical repetitions of actions and
episodes, and crafted clear social types 9 that exemplified moral conduct (cf.
Briggs 1993). Thus, the editorial practices of early collectors and publishers
were intended to restore texts to their imagined, ideal traditional form10 with all
their aesthetic appeal and claims of ancestry, etc.11 In this way the shaping of
the literature of the nursery contributed to the emergence of the bourgeois
family and its child-rearing practices (Briggs 1993: 393). The brothers interests
later took different paths concerning particular genres, Jacob Grimm taking up
the challenge to recover and reconstruct German (Teutonic) mythology,
restoring it from the remains dwelling in the language as well as analysing
various folklore genre 12 to classification, to which both brothers had contributed. The language, a national language, was perhaps the first composite
social-natural13 phenomena defined as such by scholarship of the late eighteenth
and early nineteenth centuries, and thus being a firm ground for further
investigations in related fields. Jacob Grimm, investing enormous labour in
restoring Old High German and Middle High German, in the preface of the
second edition of Deutsche Mythologie (1844) legitimates his new subject of
research on these very grounds: One may fairly say, that to deny the reality of
this mythology is as much as to impugn the high antiquity and the continuity of
our language: to every nation a belief in gods was as necessary as language
(Grimm 1883 [1844]: vi). The language as an object of research led to methods
of research and
The comparative-historical method turned Grimm-style philology into the nineteenth
centurys cutting-edge discipline. Grimm was to apply the method to his research of
literary imagination, comparing mythologies, saga material and themes like the animal
fable. Philology, in short, became something that embraced linguistics, literary history
and cultural anthropology
(Leerssen 2006: 123).
For example, the mother of Snow White (KHM 53) from the first edition (Brder Grimm
1812) is replaced by a stepmother in the second edition (Brder Grimm 1819).
10
Not in terms of surface, but by the degree to which oral texts and their written representations express the spirit, force, navet, freedom, innocence and the like
presumably underlying the creation of oral texts (cf. Briggs 1993: 400).
11
Regarding similar practices in fundamental editions of Latvian folklore materials see
p. 5963 of this dissertation.
12
In addition to the fairy-tale and folk-tale, which to this day supply healthy nourishment
to youth and the common people, and which they will not give up, whatever other pabulum
you may place before them, we must take account of Rites and Customs, which, having
sprung out of antiquity and continued ever since, may yield any amount of revelations
concerning it (Grimm 1883 [1844]: xvi).
13
Cf. shift from the God-created to human language in Herders On origins of language
(1772).
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For example: Polytheism is tolerant and friendly; he to whom all he looks at is either
heaven or hell, God or devil, will both extravagantly love and heartily hate. But here again
let me repeat, that to the heathen Germans the good outweighed the bad, and courage
faintheartedness: at death they laughed (Grimm 1883 [1844]: lii). Interestingly, due to German national socialist propaganda institutions appeal of German mythology and war gods,
the research and particular interpretations of German mythology has been an issue of
scholarly suspicions also at the second half of the twentieth century (see Lincoln 1999).
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fixed, unchanging, and thus providing psychological shelter from the ephemeral
world. At the same time, against the background of overwhelmingly
progressing (or, at least, changing) modernity, studies of folkloristics had
shaped their object of study as something belonging to vanishing, pre-modern,
pre-literate societies which seemingly lack all aspects of internal social
organisation (see Anttonen 2005). With the advancement of the modern world,
these societies are disappearing, echoing into the institutionalised nostalgic
paradigm of loss: Loss of culture, loss of tradition, loss of identity, loss of
traditional values, loss of morality, and loss of exceptionally valued folklore
genres (Anttonen 2005:48). Such, for example, was the agenda behind
establishment of the Archives of Latvian Folklore, calling for the collection of
treasures very soon to be lost (p. 7982). Folklore, collected at the moment of
now, is disappearing; from the contemporary scholarly standpoint the only way
to capture the pre-modern worldview is to reconstruct it from remains.
Regarding ethnography in the broader sense, James Clifford argues that its
disappearing object is, in significant degree, a rhetoric construction legitimating
this representational practice (Clifford 1986b: 112). Recovery of lost knowledge
as a method of research of mythology was established by the Grimm brothers
and their theory of survival. As stated Jacob Grimm on the Christianisation of
heathens:
The heathen gods even, though represented as feeble in comparison with the true
God, were not always pictured as powerless in themselves; they were perverted
into hostile malignant powers, into demons, sorcerers and giants, who had to be
put down, but were nevertheless credited with a certain mischievous activity and
influence. Here and there a heathen tradition or a superstitious custom lived on
by merely changing the names, and applying to Christ, Mary and the saints what
had formerly been related and believed of idols
(Grimm: 1882 [1835]: 5).
So, the research on the mythology of the European people became the
archaeology of these remains, which had survived under the mask and
translation of Christian appearances. In addition, the very coinage of the term
folklore by William Thoms in 1846 was already fallowed by the definition of
a slowly but surely disappearing knowledge (Ben-Amos 1984: 104). It must
therefore be collected, archived, edited, and stored. Thus, archival institutions,
publication ventures, and editorial practices play an important role in disciplinary history (p. 5963), providing the material for analysis and reconstruction
of the mythology. This way, the social practice is transformed into a textual
representation, acquiring its own meaning within the general cultural policy:
The archive paradigm in folklore studies, which is stronger in some countries
than in others, implies a political standpoint according to which cultural identity
is best protected and argued for by depositing representations of both vibrant and
receding practices in the archive and then selecting material for public
29
30
31
these were questions of the construction of research object what does the term
folk means, what is its political value, how is it constructed in relation to
understanding language, society, morality and other dimensions of human life
(cf. Dundes 1980); similarly, what is lore, why had it been separated as a
distinct category from other forms of knowledge and narratives, how are its
narrative qualities defined, how and why are particular forms categorised, and
how are these forms based on and intertwined with the notion of folk (cf.
Ritchie 1993: 365, Abrahams 1992: 32, Bauman 1986)? Secondly, these were
questions related to all human sciences how is scholarly authority established,
how do scholarly studies contribute to politics? What legitimises particular
discourses and how they are embedded in power relationships and socioeconomical or symbolical hierarchies? Many of these questions will also be
asked within the following pages of the thesis, in relation to this or other facets
of the research on Latvian mythology, thus adding a somewhat deconstructive
dimension to the study.
In the context of my research, especially influential as well as characterising
the general agenda embraced by post-structural and postmodern scholarship are
ideas of French philosophers Michel Foucault (19261984), Jean-Franois
Lyotard (19241998) and Pierre Bourdieu (19302002). As Foucaults and
Lyotards works manifest two opposite poles of the postmodern approach a
scrutinised bottom-up exploration of power and truth relationships on the one
hand and abstraction and categorisation of the most general discursive
formations on the other hand a short insight into their main ideas might well
illustrate the basic trajectory of influential French deconstructive thought and its
relation to the writing of the disciplinary history. Foucaults works deserve
special attention. Not that my intention is to adopt his methodology (if the
archaeology of knowledge could be called so), more because of his works
immense influence on authors and approaches, which has informed my own
research to a more significant extent than Foucaults own writings. Among
others, the Writing Culture movement, the Lingustic Anthropology of Charles
Briggs and Richard Bauman, and the New Historicism of Stephan Greenblatt
certainly must be mentioned here. Foucaults approach also allows the
maintenance of equilibrium between the history of ideas (a linear, causal
account of the human sciences) and the history of science (a Kuhn-style
research of paradigmatic developments). Consequently, my interest lies not in
an overview or critique of Foucalts works, but in highlighting and defining the
terms and ideas which to a large extent through other authors have emerged
as central for my thesis; for example, discourse, power, and knowledge,
overlapping with Lyotards metanarratives and legitimisation of knowledge.
Both Foucault and Lyotard attacked so-called grand narratives globalising
discourses of all kinds and with them any claim to speak for a unified and
comprehensive scientific view of the world. As such it is a study of texts, in
both literal and extended senses of the notion of texts; at the same time, the aim
is to reveal relationships between these texts, the fabric of discourse, forming
32
the rules of the practices in which the genres of discourse are embodied (cf.
REP: 8082).
Michel Foucault analysed historical configurations of the relations between
power and knowledge production 15 , and mechanisms of how the so-called
human-sciences invent, construct or discover their objects of study (Foucault
1984, 2002, cf. Kuutma 2006a: 18). In addition to the factual history of particular institutions (e.g. clinic or prison), it is the reconstruction of epistemic
context within which particular bodies of knowledge become intelligible and
authorative. Although Foucaults influence within the current thesis is considered mainly at the level of analytical position, his main works investigate the
emergence of particular disciplines and practices that took place simultaneously
with the emergence of scholarly interest in folklore and mythology, in the same
context of western thought. Regarding this context, crucial for my thesis
concepts of Foucaults studies, knowledge and power are correlated with the
third term truth (or regime of truth16). The latter, in a nutshell, is understood
as a particular, contested, historically changing, reflexive disposition between
the content of knowledge and power relationships, shaping the former and
legitimised by, as well as legitimising, the later. The political economy of truth
is characterised by several tendencies: truth is centred on the form of scientific
discourse and the institutions which produce it; it is subject to constant
economic and political incitement (the truth is demanded as much for economic
production as for political power); it is the object of immense diffusion and
consumption; it is produced and transmitted under the control, dominant if not
exclusive, of a few great political and economic apparatuses; and it is the issue
of a whole political debate and social confrontation of different groups
(Foucault 1980: 73). In academic discourse, textual economy of truth functions
through scholarly authority, constructed on both extra-textual (status, institutional affiliations, publishing context, etc.) and intra-textual (sources, rigour
of method, field of references) levels. Both dimensions political and textual
of truth and their correlations constitute the regime of truth of particular
research traditions.
Consequently, outlining the power-related dynamics of knowledge production in the field of Latvian mythology, I am analysing institutional history,
political and economic demands of particular forms of knowledge, consumption, contestation, and configuration of scholarly produced knowledge outside
15
These two notions are also inseparable for Lyotard: knowledge and power are simply
two sides of the same question: who decides what knowledge is, and who knows what needs
to be decided? (Lyotard 1984: 89). Both authors, analysing the interlinkage between
science, ethics and politics, also speak about the same setting the occidental society.
16
In short, there is a problem of the regime, the politics of the scientific statement. At this
level its not so much a matter of knowing what external power imposes itself on science, as
of what effects of power, circulate among scientific statements, what constitutes, as it were,
their internal regime of power, and how and why at certain moments that regime undergoes
a global modification (Foucault 1984: 5556).
33
17
Rouses comparison of power modalities and styles of reasoning clarifies it: There can
be various modalities of power (such as juridical power or bio-power), which are different
modes of alignment through which the effect of actions upon other actions is distributed, just
as there can be different styles of reasoning through which statements can bear on the truth
or falsity of others (Rouse 2005: 117118).
34
This unequal relationship is an intrinsic effect of the rules specific for the
academic knowledge production process: it is governed by the demand for
legitimation. Scholars of folklore and related fields, categorising narrative
18
In this case, legitimation is the process by which a legislator dealing with scientific
discourse is authorized to prescribe the stated conditions (in general, conditions of internal
consistency and experimental verification) determining whether a statement is to be included
in that discourse for consideration by the scientific community (Lyotard 1984: 8).
19
Briefly, here he examines two two major versions of the narrative of legitimisation. One
is more political, the other more philosophical; both are of great importance in modern
history, in particular in the history of knowledge and its institutions. The subject of the first
of these versions is humanity as the hero of liberty. The second version envisages nationstate bringing the people to expression through the mediation of speculative knowledge
(Lyotard 1984: 3134).
35
36
From this also stems the plurality of multiple equally valid interpretations: A given
society or set of cultural practices (i.e., texts) can be interpreted in any number of equally
valid ways because there is no one correct interpretation. Furthermore, while interpretations
are always controversial and contested, there can be no recourse to the facts (i.e., data)
because what one considers the facts is a function of ones interpretive stance. On what
basis, then, can one claim any authority to represent others ethnographically? (Flaherty
2002: 481). Clifford stated that the ethnographic texts are allegoric per se, at the level both
of their form and content (Clifford 1986b).
21
For example, Clifford (1986) on Clifford Geertz, Crapanzano (1986) on George Catlin,
Johann Wolfgang von Goethe, and Clifford Geertz; Rosaldo (1986) on E. E. Evens-Pritcherd
and Emanuel Le Roy Ladurie; Rabinow (1986) on James Clifford and Clifford Geertz,
Marcus and Fisher (1999 [1986]) on Edward Said, Freeman (1983) on Margaret Mead, etc.
10
37
22
38
(1) contextually (it draws from and creates meaningful social milieux);
(2) rhetorically (it uses and is used by expressive conventions); (3) institutionally
(one writes within, and against, specific traditions, disciplines, audiences);
(4) generically (an ethnography is usually distinguishable from a novel or travel
account); (5) politically (the authority to represent cultural realities is unequally
shared and at times contested); (6) historically (all the above conventions and
constrains are changing)
(Clifford 1986a: 6)
Already since the 1950s theoretical debates have shifted to the level of method, to
problems of epistemology, interpretation, and discursive forms of representations themselves, employed by social thinkers (cf. Markus and Fisher 1999). Dell Hymes with his
ethnography of speaking also contributed to removing of such classicist positivist principle
the injunction to treat texts as objects, thus offering prospects for inquiry into the pragmatic,
historical, and political dimensions of storytelling practices (cf. Fabian 2001: 90). The emergence of so called interpretative turn in anthropology was most prominently represented by
Clifford Geertz and rejection of the visualism as in studies by Walter Ong (cf. also Rosaldo
1986).
24
Already before the seminal works of Lyotard and other postmodernists were written, a
notable body of critical writing in the field of culture studies was produced, for example,
since 1950s reflecting on power inequalities in research concerning colonial subjects:
imperial relations, formal and informal, were no longer accepted rule of the game to be
reformed piecemeal, or ironically distanced in various ways (Clifford 1986: 8, cf. Said
1978). Similarly influential critical approach was articulated also by the authors related to
the third wave of feminism and, for example, doubting the gender representations (see
Gamble 2004).
39
Johannes Fabian points out that in this discourse objectivity as an epistemological problem has disappeared, as a result of a displacement of focus from
knowledge production to knowledge representation; emphasis on the latter also
favours a displacement of critical attention from scientific objectivity to literary
authority (Fabian 2001: 21). Postmodern awareness and the general increase of
interdisciplinary studies have resulted in the formation of a reflexive approach
in the human and social sciences; the so-called crisis of interpretation seems to
be the main source of reflexive initiatives in anthropology, folkloristics and
related fields (cf. Bourdieu 2000 [1997]: 118). It has informed also the
methodology of the thesis conceptualised below.
40
11
41
constitutive of the doxa specific to each of the different fields (religious, artistic,
philosophical, sociological, etc.) and, more precisely, those that each particular
thinker owes to his position in a field. Finally, there are the presuppositions
constituting the doxa generically associated with the skhol, leisure, which is the
condition of existence of all scholarly fields
(Bourdieu 2000: 10).
42
43
For more on the relations of intertextuality and sociality see Briggs and Bauman 1992.
The link between these specific terms is well illustrated by Briggs note on KHM:
Herein lies part of the popular success of the tales; being both more highly entextualized
and much more structurally homogeneous, the narratives were ready made for decontextualization from the collection and subsequent recontextualization in a host of new formats,
including reading and retelling in nurseries (Briggs 1993: 396).
29
44
12
45
30
Although early nationalistic movements rarely showed political ambitions towards the
establishment of the independent state, at this point I would agree with Joep Leerssen
regarding the simultaneous or overlapping coexistence rather than the linear sequence of
three phases of nationalism defined by Miroslav Hroch: (A) scholarly nationalism with the
interest in languages and antiquities, (B) demands for social reform based on the culturally
articulated self-awareness, and (C) spread and intensification of these ideas into a mass
movement, often formulating an agenda of separatism (cf. Leerssen 2006: 164).
46
As concludes Anderson: the fall of Latin exemplified a larger process in which the
sacred communities integrated by old sacred languages were gradually fragmented,
pluralized, and territorialized (Anderson 2006: 19).
47
See Anderson 2006. Leerssen also notes that Most of the national awakenings that
took place in Central and Eastern Europe, from Germany to Bulgaria and from Slovenia to
Finland, can be more or less directly traced back to the philosophy and influences of Herder;
and all of the Romantic (and later) preoccupation with popular culture, from the Grimms
collection of fairytales to the birth of folklore studies, is due to him (Leerssen 2006: 97; cf.
Giollin 2000: 7375 on periodisation).
48
Nationalisms of the nineteenth and twentieth centuries not only adapted and
recontextualised the old signs, customs, ceremonies or languages, but also
created a set of new and powerful symbols, especially reaching the level of
nation-state. The national flag and anthem, patriotic monuments, commemoration days, and national holidays are only the surface of a vast symbolic
universe constituted by claims of shared language, myths, blood, and territory.
The human sciences in this process served for the articulation of national
culture and identity, gradually becoming institutionalised and instrumentalised
according to demands of dominant power dispositions in each national
society. Here nationalism and research of folklore and mythology engages in
long-lasting reflexive relationship of mutual legitimisation.
13
49
E.g. see p. 7982 for the detailed analysis of inspirations and influences behind the
establishment of central folklore research institution in Latvia the Archives of Latvian
Folklore.
50
events of the same importance, and a new academic discipline was born
history , probably, the most political discipline of all, judging the justice of
millennia. The past became new currency in an emerging market of nation
states, competing for a piece of eternity, proofs of existence in a past that would
guarantee hope for the future. Ancient manuscripts were discovered, sources
collected, and medieval epics published all over Western Europe (cf. Leerssen
2006); where evidences were lacking, sometimes even forgery helped (on
Czech medieval manuscripts see Hroch 1999). Certainly, states that already
existed for hundreds of years like Britain, Portugal or France were in privileged
positions: their historical existence would not be doubted. Poland and Lithuania
too, in the nineteenth century divided by empires, had their glorious medieval
past to which refer to, but regarding further north, the chronicles spoke only of
either tribal communities or already conquered lands. Therefore, the Baltic
provinces34 and Great Duchy of Finland among other territories with emerging
national self-consciousness were left without the symbolic resources to claim
their existence in the past and thus their right to exist in the future. History was
considered the mark of civilisation for a modern nation, and in Hegelian
thinking national history, especially the heroic age in its antiquity, served to
indicate the presence of the national spirit, which would guide peoples in their
state formation (Anttonen 2005: 170). While the research of history bloomed
in old states and the discipline of anthropology was formed in colonial
centres, interest in local myths and folklore developed faster in the subjected
and divided territories of Europe. Here history meant the continuation of
immemorial oral traditions and customs. Thus, entextualised oral history and
reconstructions based on it provided a symbolic, nevertheless not inferior,
replacement of documented or otherwise obvious continuity with the past: to
win the game the rules were slightly changed. Even though Hegel himself
excluded such sources from the process of world history35, as well as direct
relations between ethnicity and the state 36 , the very teleology of spirit (the
dialectic progress of self-realisation of Absolute Spirit, manifesting also in the
body of the state), combined with the Herderian idea of national spirit appears
over and over again in political and historical claims. This way, the claiming of
fully fledged rights of Latvia among other nations was an operating agenda
for both writers of mythology-saturated national epic poetry (p. 7477) and the
establisher of the Archives of Latvian Folklore (p. 7982). Laments for the lost
34
Courland, Livland, and Estland the territories now constituting most of Latvia and
Estonia.
35
From this category of original history I would exclude all legends, folksongs, traditions,
and poems; for legends and traditions are but obscure records [of actual events], and are
accordingly the product of nations or parts of them whose consciousness is still obscure
(Hegel 1993 [1822]: 12).
36
The political theory, underlying Hegels philosophy of history, was far removed from
that of modern nationalism with its demand that nations should form states and that the
international order be a system of nation states (McCarney 2000: 155).
51
37
Carl Friedrich Wilhelm Jordan (18191904), German writer and politician. Philosophically radical Hegelian, with political views close to some variations of racism.
38
Erreicht aber sind die Eigenschaften des Epos erst dann, wenn auf dem Hintergruude
folcher Gttersage ein geschlossenes Drama der Heldensage die Schicksale und die
Weltanschauung eines Culturvolkes spiegelt, translated by Ieva Jirgensone.
52
14
53
text is produced; (9) tracing the editorial practices involved in the production of
particular text: entextualisation and recontextualisation of sources, censorship,
etc.
The fact that there are too many variables involved and structural
discrepancies between the lived experience and its representations does not
allow total contextualisation, therefore I will describe some contexts more
explicitly regarding particular periods of time or traditions of research, and
some contexts more explicitly regarding others. Thus, without claims of
absolute truth, illustrating the general dynamics of knowledge production in the
field analysed. As historical context is a construction itself, the contextualisation is conditioned by reconstruction of the above listed levels of contexts. As
such it is based on my general knowledge as well as specially conducted
research into history and the culture dynamics of the time periods observed. An
additional level of reconstruction involves research on institutional histories and
a history of other determinants of the field, for example, the nature and
availability of sources for the research. Biographical contexts are reconstructed
by a reading of the biographies and auto-biographies of researchers, related
official documents, personal letters, documented memories of contemporaries,
popular publications by/about the researchers. Bibliographical context is
reconstructed during the mapping of the field, by reading scholarly
bibliographies and references in other works. Intertextual connections are
located at the level of particular texts either foregrounding explicit references
or discovering implicit similarities with other texts produced in the field.
Editorial context is discovered by comparing different editions, where such are
available, and comparing entextualised materials to sources, also relying on
analysis already done by other authors touching the history of folkloristics.
Answering the Writing Culture authors warnings and accepting Bourdieus
demand for critical reflexivity, I am aware of my own involvement in
knowledge production, the personal and institutional contexts that shape it, and
reliance on common and specific knowledge with strengths in some fields and
less knowledge in others. Among the major influences that have shaped my
current research several exemplary studies of disciplinary history must also be
mentioned; in chronological order they are In Search of Authenticity (1997) by
Regina Bendix the book which, through a prism of a single highly influential
notion, discovers the formative powers of the discipline and the relationship
between political and epistemological claims of truth; the first substantial
deconstructive study of the formation of Latvian national self-image and
interest in folksongs Dziedtjtauta (Singing nation, 2000) by Dace Bula;
Tradition through Modernity (2005) by Pertti J. Anttonen, a treatise on
postmodernism and the nation-state in folklore studies which inspired me to
study the disciplinary history by both providing a multidimensional analysis of
the dialectics of tradition and modernity, and by exemplary analysis of Finnish
disciplinary developments, bearing many close parallels with those of Latvia. In
addition to these monographs, all of them based on the doctoral dissertations of
54
55
CHAPTER II:
Genesis and historical dynamics
In this chapter I will draw the epistemological, temporal, and institutional
borders of the research into Latvian mythology, as well as provide the basic
mapping and periodisation of the discourses related to the subject matter. In
addition, the chapter contains an overview of general trends and processes
characteristic to knowledge production within the field of mythology. These
trends and processes are definitive for closer analysis of particular personalities,
schools, and traditions of research analysed in detail in the remaining parts of
the thesis. Consequently, the first section concerns the sources of Latvian
mythology reconstructions from historical records, containing evidence on
cult practices, beliefs, and deities, to folklore materials, briefly outlining the
history of collection and publishing, as well as problems and critique related to
editorial practices and the selection of texts for publishing. A separate subchapter concerns linguistic data and their application in studies of mythology,
featuring two case studies that demonstrate the role of this material in two
different historical and scholarly contexts. Further, I will define the research
fields genealogy, locating it in a broader ideological context, and characterising
the internal (institutional) and external (international) relationships forming the
structure of this academic discourse. At the beginning, research into folklore
and mythology are analysed in context of the form that Latvian nationalism had
historically acquired; thus, the relationships of the field and ideology, defined in
the first chapter, here are explored in a Latvian context. After setting the border
between scholarly and public discourse on Latvian mythology, I will outline a
short history of the interest in mythology: from the literary-cum-scientific
publications of national romanticists to the early efforts of scholarly research,
and, finally, the institutionalisation of the research in the 1920s. While so far
primarily the developments of cultural nationalism are illustrated, a separate
subchapter counterbalances them by analysis of the international dimension in
the formation of the scholarly discourse on the subject matter.
As this section, apart from analysis of the knowledge production relevant for
the history of scholarship, to a large extent also introduces and characterises the
research on mythology in the interwar period, in the following section I will
introduce research traditions dominating after World War II: characterising the
place of Latvian mythology in Soviet Latvian academia, its role and modality in
the research conducted by exile scholars abroad, its contextualisation in the
broader field of research Baltic mythology and its place within the studies
conducted by scholars belonging to the Moscow-Tartu school of semiotics. The
last sub-chapter concerns the changes of research practices and political
implications in the years around the fall of the Soviet Union, also marking the
border of the history of the research analysed in this thesis. The main purpose of
the last section is the characterisation of power-knowledge dynamics in times of
change when contradictory currents coexist and contest each other; however, in
56
Cf. the summarising definition of myth by Alan Dundes: a sacred narrative explaining
how the world and man came to be in their present form (Dundes 1984: 1).
40
The year of the second Soviet occupation, which created parallel, at the ideological level
juxtaposed, communities of folklore research: Latvian exile scholars, generally continuing
the interwar period nationalistic scholarship, and Soviet Latvian scholars, bounded to
principles of Marxism and Leninism.
15
57
In the first edition (1761) the author listed fewer deities, without a separate appendix (cf.
Ptelis 2000).
58
The works most often referred to include Cosmographia by Sebastian Mnster (1550),
the travel notes of Johann David Wunderer (1589) and Reinhold Lubenau (1585), a report by
Salomon Henning (1589), Chronica der Prouintz Lyfflandt by Balthasar Russow (1584),
annual reports of Jesuit collegiums, Encomion Urbis Rigae by Heinrich Ulenbrock (1615),
Livonicae Historiae Compendiosa Series of Dionysius Fabricius (16111620), protocols of
legal proceedings (especially witch and werewolf trials), works by Paul Einhorn Wiederlegunge der Abgtterey und nichtigen Aberglaubens (1627), Reformatio gentis Lettice
(1636), and Historia Lettica, das ist Beschreibung der Lettischen nation (1649). Various
customs were also described by Christian Kelch in his Lieflndische Historia (1695).
Relevant fragments of almost all texts mentioned here were recently republished in Sources
of Baltic religion and mythology (Vlius 1996, 2001, etc.).
59
strategies in the making of the present, and that their nature as such be
integrated into both their analysis and the estimation of their political
significance (Anttonen 2005: 81). Although some folksongs were collected in
the eighteenth century43 and some minor collections of songs and materials of
other genres published in the first half of the nineteenth century, an amount of
materials large enough to claim the scholarly validity of analysis based on them
started to accumulate only in the second half of the nineteenth century.
Therefore an overview of only so-called fundamental editions of folklore
materials is provided below, referring to publications most often cited by
researchers into Latvian mythology.
From various genres, the most important source in reconstructions of
Latvian mythology has been folksongs. Here as stated in the first chapter
two replacements of ideologically important national history perfectly
coincide: oral poetry itself and the mythology reconstructed from oral poetry. In
this context, the positive reception of Herders ideas about oral poetry as the
most ancient source of a nations history and a form of culture expressing the
uniqueness of the nation must be seen against the backdrop of Latvians having
few written sources on their history, all of them representing the non-ethnic
perspective, and no literary monuments, but a rich living folksong tradition. The
collection process was mediated by Latvian-language published periodicals and
organised mainly by learned societies, negotiated by members of the recently
emerged and rapidly developing ethnically oriented public sphere. In 1878, the
circle of learned Latvians in Moscow44 decided to publish a selection of the
best Latvian folk songs. The editorial and collection work was started jointly
by Fricis Brvzemnieks-Treuland (18461907) and Krijnis Barons (1835
1923). Barons later completed the task alone and the first fundamental edition
of folksongs, Latvju dainas (Latvian folksongs), was published by Barons and
Henry Wissendorff (18611916) in six volumes from 1894 to 1915 (two
repeated editions in 19221923 and 19891994, concise edition in 19281932).
Conducting the tasks of collecting and cataloguing the folksongs, Barons lived
outside Baltic until 1893. At the time of publication of the first volume (1894)
16 000 previously published songs and more than 130 000 songs in manuscript
were already in Barons possession (Ambainis 1989: 67). With so large a
corpus, and the number of songs still increasing, it had been decided to publish
as comprehensive edition as possible (ibid.), partially also for future research
needs (Barons 1894: xi). Critically revising the previous much smaller folksong
editions, the authors approach was influenced by the works of Russian
folklorists, but was based mainly on his own understanding what is a proper
folksong and what could be the best way to arrange the collection (Ambainis
43
E.g. by Herders request to August Wilhelm Hupel in 1777 (cf. Ambainis 1989: 23).
Since there was no classical university in Riga at this time, Latvian intellectual centres
were formed in Moscow, St. Petersburg and Dorpat (the contemporary Tartu in Estonia, then
a university city in the northern part of Livland province).
44
60
16
61
62
and customs for the researchers of the first half of the twentieth century were
available mainly from publications in periodicals, the collection of Fricis
Brvzemnieks-Treuland (1881), appendices of Barons and Wissendorffs
folksong edition and materials gathered in the Archives of Latvian Folklore.
Latvieu buramie vrdi (Latvian charms) was published in two volumes only in
19391941 by Krlis Straubergs, and Latvieu tautas ticjumi (Latvian folk
beliefs) in four tomes in 19401941 by Pteris mits (post mortem). The
fundamental edition Latvieu tautas paraas (Latvian folk customs) was
published in 1944 by Krlis Straubergs. Overall, the publication history of
fundamental editions reflects the intertwined demands to legitimate national
history, or, as it has been worded often, to demonstrate national treasures on the
one hand, and the availability of the sources for research on the other hand.
Consequently, the editions represent the political agendas of the collectors and
publishers, contemporary trends in the classification and publication of
materials, and theories related to these trends. Moreover, several publications of
folklore materials also reflect editors understanding of mythology; for
example, integrated in the overall framework of the edition as in LerhisPukaitis folktales, or manifesting in separate chapter of the mythological
folklore as in Straubergs charms edition. Thus, the particular conceptions of
mythology influence the selection and arrangement processes of its research
sources.
Livonians or Livs, Lbiei or Liivi was a tribe, later minority group in Latvia, of FinnoUgric origins, i.e. non-Indo-European. Although rapidly decreasing in number (only a few
native speakers are alive today), they had always been problematic in the Latvian national
discourse.
63
That includes Latgalian, Lithuanian, Samogitian and several extinct languages such as
Old Prussian, Galindian, Sudovian, Old Curonian, Selonian, etc. (Baltic languages 2010).
64
17
65
66
of the Latvian Dieva dli (Sons of God); the Latvian Saules meitas (Daughters
of Sun) also correspond to the same myth. The Latvian agricultural deity Jumis,
represented by a double fruit or a double head of grain, is also related to the
same PIE twins motif. Incest between the divine twins in different variants of
myth
can be regarded as a retention in the mythic world of a prototype of legally
sanctioned marriage between cross cousins, i.e. between a man and the daughter
of his fathers sister or mothers brother. It must be assumed that originally each
of the twins symbolically represented his or her half of the tribe, which entered
into marriage and affinal relations with the other half
(Gamkrelidze and Ivanov 1995: 681)47.
Thus, the projective nature of religious structure reflecting real social relations
confirms Dumzils theory of tripartite society and the three functions
characteristic to Indo-European mythology. Despite this, linguistic and
historical-comparative data allow certain reconstruction of only two main
deities belonging to the PIE pantheon: the highest deity is the sky god who
occupies the dominant position in the pantheon, reflecting the patriarchal
47
67
structure of the family, and is related to the social class of priests (ibid.: 693);
the other original deity is also a male figure, the thunder and lightning god, who
is also a god of war and military campaigns, functionally correlated with the
Indo-European social class of warriors. Both highest deities are opposed to each
other as personifications of the major natural forces causing sunny and rainy
weather circumstances related to the fertility of the earth, i.e. agricultural
activities, correlated with class of farmers. The names of the separate god
protecting economic activities in the ancient Indo-European traditions are not
etymologically related and thus cannot be traced back to a single Indo-European
proto-form (ibid.: 694). The absence of such evidence also suggests that the
earliest pantheon contained two gods sharing various functions and reflecting
the above mentioned binary principle. Exploring transformations of the original
pantheon in various historical traditions, the authors referred also to Baltic
mythology:
For Baltic mythology we can reconstruct an opposition of two major gods, who
continue the ancient Indo-European gods: Balt. *Deiwas (O. Pruss. deiws, Lith.
divas, Latv. dievs god), who is described in Lithuanian and Latvian folklore
texts as living in the sky; and Balt. *Perknas thunder god (Lith. Perknas,
Latv. Prkns), who is regarded as having formerly lived on the earth but was
taken up into the sky by *Deiwas
(Gamkrelidze and Ivanov 1995: 699).
While these two case studies of mits, and of Gamkrelidze and Ivanovs
works shed light on different roles and conclusions of comparative linguistics
in relation to the reconstruction of Latvian mythology in two distant periods of
time and their academic contexts, closer analysis of mits vision of the ancient
Latvian pantheon is outlined in the next chapter (p. 107109), while an
extended overview and analysis of Moscow-Tartu school of semiotics version
of Latvian mythology and its relationship to the reconstruction of IndoEuropean proto-myth is provided in the fourth chapter (p. 171176) In general,
the historical, folklore, and linguistic sources can be regarded as the basis for
the research on Latvian mythology. So, in the fallowing section of the thesis the
political, cultural, and institutional superstructure of scholarly activities is
analysed.
68
18
69
While serving for the creation and mapping of the imagined Latvian community
in the nineteenth century, folkloristics remained a civic activity. By proving the
existence of Latvian history, mythology gave hope for the coming Latvian
future (cf. p. 5052). When this future was fulfilled by the establishment of a
nation state, official discourse, financial and moral support, the rhetoric of
patriotism and the establishment of various research institutions proved that
folklore research was of national importance, defining a notable part of national
culture the ideological assets of the state (cf. Bula 2000), positioned by the
dominant agents of the discipline. As a matter of fact, the national orientation of
folkloristics can also be sustained after the decline of a particular national state.
For instance, the tradition of research established in interwar Latvia was
continued abroad by scholars who went in exile. Moreover, during a regime
hostile to national ideology, folkloristics also continues to maintain this
narrative: or nation-symbolic meaning remains unquestionable in all ages,
independently from interpretation (Meistere 2000: 44).
70
71
Auseklis, Laima, Dzvais vrds, Saule, Ozols, Spdola, Ris48. Rock bands are
titled with the names of the thunder god, for example Skyforger and Prkons49,
while brands of popular consumer gods are called Laima, Lplsis and Lgo50.
Some of these motifs are inspired by mythological folklore, some of them by
national epic that in a way translates fragmented mythology into monolith
ideologically powerful narrative, reaching almost all members of the nation:
here the knowledge constructed by experts and lays are on the same epistemic
level. Knowledge production, by fragmentation and decontextualisation in the
public realm, is an on-going process. In contrast to narrowly academic
practices, it recently includes, for example, a public lecture on Latvian
mythology and the erotic by a popular psychoanalyst (see Tamuevia 2010.
Online), and an educational post in the online discussion board of a maternity
portal (Dee 2009. Online). Internationally acknowledged folk-metal band
Skyforger educates local and foreign public alike on its multi-language
webpage, also providing their own critical perspective51 on disciplinary history:
During the two decades of Latvian independence from 1918 to 1940, Latvian
mythology was interpreted with very romantic and patriotic feeling, basing very
little on historic fact of belief as it was in the past. Several gods and
mythological beings were created on the spot and placed in the pantheon of
ancient Latvian gods. In addition, the interpretation of mythology was greatly
distorted by the white Latvian movement
(Kvetkovskis 1999. Online).
The first is fairytale character from the national epic, next two are ancient Latvian
deities, followed by Living word, Sun also a deity, Oak, another mythical character
from national epic, and, finally, Dwarf.
49
Thunder god.
50
Namely: deity, mythological character, and linguistic entity related to summer solstice
festival.
51
Seems that here some developments typical for the nineteenth century are located in the
interwar period.
72
19
Literally: God-holders.
73
speech. Therefore the more enclosed and folklore-oriented traditional neopagan movements, and the more fragmented, new religious and esoteric
movements, doctrinally referring to multiple sources, could be separated, at
least from the perspective of knowledge production. Of course, similar
developments in other countries and the challenges of the rapidly changed
socio-economic and cultural situation after the fall of USSR significantly
contributed to the process.
74
53
Lat.: Jaunlatviei, a name adopted by local historians for members of first national
awakening, a movement similar to those in other Eastern and Central European countries.
The term Young Latvia (junges Lettland) appeared in public for the first time in the review
of Alunns collection of poetry and translations Dziesmias by pastor Wilhelm Brasche
(Brasche 1856).
75
Of golden stalks his winged chariots spokesIts course ensures the timely suns and rains.
Dread Pakols, God of Death, had horses black,
Yoked closely to his sledge of human bones;
Of ribs the runners, drivers seat and back,
Shinbones as shafts, arrayed in sombre tones.
While Antrimps, of the Sea, had steeds all scaled,
And chariot swift of reeds of ocean green.
Of shells whose beauty yet was still unpaled
Its supple seat was formed, as could be seen.
And Liga fair, the Goddess of sweet Song,
In flower-decked chariot seated high in state,
By swiftest horses queen-like drawn along,
With Puskaitis passed through the Rainbow Gate.
The Gods proud Sons, all mounted brave and bold,
On fiery steeds into the courtyard rode.
Their saddles shone, their bridles gleamed with gold,
With diamond bits their snorting horses glowed.
Soon Austra, Morning Goddess, came in haste,
And Laima too, the greatest Goddess there,
While Tikla, Virtues Goddess stern and chaste,
Thence travelled fast, bedecked with roses fair.
Last, drawn by prancing stallions swift and strong,
Up came the beauteous Daughters of the Sun.
Firm holding golden reins they dashed along;
A flower-strewn course their chariots thence had run
(Pumpurs 2006 [1888]).
The English translation presented here is written in verse, while the Latvian
original consists of 4 700 lines in free verse. Highly eclectic, this poem echoes
the romantic world of Auseklis writings, refers to Latvian and Estonian
folklore, and certainly reflects the pan-European tendency of discovering or
composing national epics in the nineteenth century (cf. Taterka 2010; Leerssen
2006). The conceptual axis of the epic here is Neo-Latvians ideas inspired by
Garlieb Merkel (cf. Rozenbergs 1997). Plot, characteristic to fairytale, is
projected upon the historical situation of the thirteenth century. It is an idyllic
world, easy to identify with contrasting oppositions: ancient gods, Lplsis and
his people on the one side, and chthonic creatures, German conquerors and
Latvian traitors on the other side. At the same time, Lplsis was by no means
a unique composition, regarding both its aims and mythology-related content:
between 1860 and 1890 about ten longer or shorter compositions intended to
represent Latvian epic poetry were made, some of them equally celebrated by
the general public and discussed by literary critics (Bula 2002). Pumpurs
composition turned out to be the most successful in the long-term, now for more
than century shaping the national imagery and providing a particular version of
Latvian mythology.
76
However, as many examples from the previous chapter suggest, the invented
mythological beings exist in the public realm with the same epistemic status as
deities discovered by academic researchers. Mythological images, surviving
from the times of tribal society or invented just recently, circulate between
different domains of knowledge with or without scholarly claimed authenticity.
New Current emerged in mid 1880 as an alternative to the more conservative circles of
Latvian activists, which were following in the footsteps of Neo Latvians and were oriented
primarily towards cultural and education activities. Centred on the newspaper Dienas Lapa
(The Page of the Day), New Current mobilised broad masses of workers in the industrially
developed regions of Latvia on the basis of both nationalist and socialist agendas (Cf.
Cerzis 2001).
20
77
The most prominent scholar of Latvian mythology around the turn of the
century was Jkabs Lautenbahs-Jsmi (18481928), writer and poet, and
professor at the University of Dorpat (Tartu) and later the University of Latvia.
Lautenbahs-Jsmi linked his interest in mythology with the field of literature,
declaring that Belles-lettres cannot fully bloom before the mythology, which is
the foundation of every national literature, is clearly researched, known
(Lautenbahs-Jsmi 1881). Following the popular theory of decline which
states that folklore materials reflect the remains of ancient myths55 , the idea
championed by Jacob Grimm Lautenbahs-Jsmi used it as a key to
interpreting folklore materials and explaining his approach in multiple
published articles (cf. Ambainis 1989: 55), including a series of articles
Latvieu mitoloija (Latvian mythology) based on the lectures he gave at
the University of Dorpat (Lautenbahs-Jsmi 1882). Rather freely using
historical records from the entire Baltic region as well as sometimes obviously
forged folklore texts, he discovered and interpreted multiple ancient Latvian
deities. Regarding theory, he invented law of progressive humanisation,
which explains how the mythic-creative folk spirit gradually declines from the
age of mythical god tales towards the age of pre-historic hero tales, and further
towards the age of contemporary folktale and legend (cf. Ambainis 1989: 55).
Lautenbahs-Jsmi is also one of the most active exploiters of mythical motifs
in creating his own fiction. The introduction of his collection of poems entitled
Lga (1880) features a list of deities that are mostly common with those of
Alunns and Auseklis fabulae. The mythological past was also explored in the
epic poems Zalka lgava (Bride of the grass-snake, 1880) and Dievs un velns
(God and Devil, 1885), but most extensively in the monumental epic Niedru
Vidvuds (Vidvuds from Niedri, 1891). The latter, in 24 chants each about 500
lines long, recycles diverse Latvian folklore materials, mainly legends, around a
plot derived from Merkels works and to some extent based on speculations of
Simon Grunau and Joannes Maeletius 56 . In contrast to from the writings of
Auseklis and other Young Latvians, Lautenbahs works were also appreciated
by the Baltic German learned elite, i.e. Lettische-Literrarische Gesellshaft,
whose members, like pastors August Bielenstein and Robert Auning, also
contributed to the research on mythology with articles on various related
subjects. The theory of decline was already opposed by followers of the
anthropological school (claiming that mythology evolves from the cult of the
55
Myths, like language, have had their high, perfect forms, with the advancement of
culture they decline (Grimm 1883: vi).
56
Joannes Maeletius Libellus De Sacrificiis Et Idolatria Veterum Borussorm, Liuonum,
aliarumque uicinarum gentium (1563) and Simon Grunaus Cronika und beschreibung
allerlstlichenn, ntzlichsten und waaren historien des namkundigenn landes zu
Prewssen (ca. 1525) were highly controversial documents that have frequently served in
favour of the argument for a united Prussian-Lithuanian-The ancient Latvian nation, state
and religion. Grunaus chronicle is also supposed to be the main source of Narbutts
Lithuanian mythology.
78
79
80
Folklore) only in 1945. Keeping in mind the almost totally masculine nature of
the highest academic and political circles, gender issues might have been in
play as well, or, at least, might be considered important background to these
events.
The original LFK statement of purpose heavily exploits the rhetoric of
folklore as something belonging to times gone by, juxtaposed to the modern
situation; folklore is called the treasures of our forefathers, stored in the
peoples (i.e. nations) memory. Moreover, a moral imperative is evoked in
the agenda of salvaging activity:
And if we, Latvians, now at the very last moment, when our old generation,
weakened by the war and the paths of refugees, rapidly perish, will not try with
the greatest energy and selflessness to save at least to some extent the
disappearing heritage of our ancestors, then later it will be an indelible shame for
us: that because of negligence, carelessness, and spiritual laziness we had let
treasures of our forefathers to perish
(Brzkalne 1925: 4).
Technically, one of the main tasks of the newly established institution was
related to Barons folksong edition. It had turned out, despite the large quantity
of folksongs collected, that 218 of 526 Latvian parishes were not represented at
all, and more than 200 other parishes were represented poorly. The explanation
for these so-called mute parishes was related to early folklore collecting
practices, which were based solely on the enthusiasm of particular individuals.
If there were none in a particular parish and it was not visited during the few
ethnographic expeditions that took place until World War I, folksongs just did
not reach the editor of Latvju Dainas. In order to collect more folksongs, and
other folklore materials as well, the LFK introduced questionnaires, sometimes
simply urging the teachers to instruct their pupils how to record narratives and
song texts from their elderly relatives. Questionnaires were both distributed
separately and also printed in newspapers. One fieldwork expedition was
organised (apart from the individual expeditions of scholars) and even an
ethnographic movie Dzimtene sauc (the Fatherland Calls)57 was made in 1935.
The scholarly work at the LFK resulted in 28 books published, including the
folklore collections, scholarly articles, thematic materials, and folk music
melodies, until the LFKs reorganisation by Soviet power. In addition to written
texts, audio materials were recorded from 1926 when three phonographs were
bought. Altogether in this period more that 2.5 million folklore units were
stored in the LFK.
Under the first Soviet (1940) and subsequent German occupation the LFK
managed to continue its work, also conducting fieldwork expeditions to several
57
Technically, the movie was commissioned by the Department of Propaganda and the
LFK was just a consulting institution. Bearing strong nationalistic connotations, the movie
intended to represent an ethnographically authentic wedding at a wealthy peasants home.
21
81
locations in Latvia in 1943. After the war, in 1945 the LFK was reorganised into
the Institute of Folklore at the University of Latvia, and in the next year
included in the newly founded Academy of Sciences. In 1950 the Institute of
Folklore was reorganised into the Institute of Folklore and Ethnography; then,
in 1956 it was again divided with the ethnologists forming a department at the
Institute of History, while the folklorists were included in the Institute of
Language and Literature. The institutions work was mainly focused on
fieldwork, from 1947 conducting an expedition almost every year and as soon
as possible exploring the opportunities of the up-to-date technologies of
photographic, audio and video recording of traditional materials as well as of
so-called Soviet folklore. All in all, about 300 000 units of folklore were
collected during the post-war period. According to Ojrs Ambainis, during the
first post-war fieldwork trips the folklore collectors attention was focused on
the research of folkloristic processes in the context of revolutionary struggles as
well as deep social contradictions of the post-war period (1989: 93). Later,
special expeditions were organised to regions bordering other republics of the
Soviet Union with the purpose of collecting materials reflecting international
relations. The Institute published multiple editions of selected materials
belonging to various folklore genres, scholarly articles, and also several books
for wider audiences, especially youth, often with an obviously educational or
ideological character. The work of cataloguing folklore materials was also
continued.
In 1992 the original name of the LFK was restored. Since that time the
institution has been part of the Institute of Literature, Folklore and Art, until
1999 subordinated to the Academy of Sciences and now to the University of
Latvia with the status of independent agency. In the current period the main
activities of the LFK consist of research, publication (including the academic
edition of folksongs), digitising and cataloguing collected materials, and the
collection of new materials.
82
83
84
The twentieth century German school of anthropology was closely related to the
Diffusionist approach of British and American anthropology, and basically developed from
the nineteenth century theories of unilineal cultural evolution.
22
85
mythology was positioned in the international arena not only on the theoretical
level, with references to various schools and authorities, but also at the level of
personal mobility and connectivity. In its turn, this justifies the attention given
to individual agents in the writing of the disciplinary history. However, as the
activities of agents are to a large extent determined by the existing power
structures, before analysis of other personal histories a contextual map must be
drawn to locate and relate these personal histories.
61
Borders were established during the process of negotiation after World War I, involving
the newly established republics of Estonia and Lithuania, and Soviet Russia. Conceptualisation of the territory was a mixture of ethnic considerations and the need to preserve
transport infrastructure; controversial claims were arbitrated by British officials (see Bolin
Hort 2003).
86
Of course, such examples as dogmatised economics and Michurinist biology also clearly
demonstrate the Communist Party dictate in the social and natural sciences.
63
For the history and detailed analysis of the terms Stalinism and Stalinisation as well
as the implications they bear see LaPorte, Morgan and Worley 2008.
87
the interests of the groups that were supposed to implement these politics. Here
political legitimacy based on knowledge claims was contested by claims for
egalitarian representation. Academics, especially of the highest level, were
granted high official prestige and multiple privileges. At the same time, the
Communist Party often promoted lower class cadres to academic positions, thus
further politicising academia (see p. 159161 for case of Jnis Niedre in
Latvia). On the one hand, there were social distinction, prestige, relative
security, and extensive funding independent from the market or public
demands; on the other hand,
intellectuals felt highly vulnerable in the atmosphere of unpredictability
nourished by the Stalinist policies of the permanent revolution. Their institutional position, professional competence and personal security were in constant
danger. This was particularly true to the situation of educators and specialists in
human sciences, where knowledge seemed to be more transparent to the
authorities and thus more vulnerable to their interventions
(Waldstein 2008: 17).
However, while basic traits and ideological regime generally remained the same
throughout the Soviet era, at least two more periods in the disciplinary history
of the Soviet Latvian folkloristics can be defined: the first eight years, i.e. until
the death of Stalin in 1953, was followed by thirty years characterised by
relative stability; but the decline of Soviet state brought significant changes in
research and publishing practices in the second half of the 1980s64. However,
changes in the knowledge production process did not perfectly coincide with
the sub-periods of political history, marked by economic and ideological
changes brought by one Soviet leader replacing another. It is more likely that, in
the Soviet Republic of Latvia the bibliographically empty period relating to
research on mythology (between the late 1950s and mid 1980s) separates two
distinct research trajectories within the period. The first one constructed within
the Stalinist dispositif, and the second introducing and coinciding with the socalled Perestroika (restructuring) movement within the Soviet political system.
During the Soviet period, in new Soviet republics as well as later in other
Socialist block states, Marxism-Leninism was adopted as the leading philosophy and historical materialism was supposed to dictate methodology (cf.
Brinkel 2009; Kilinov 2005). Drawing parallels with the changes in fine arts,
differences from country to country could be characterised with the imperative
Soviet content in national form, where content means knowledge produced,
and form, national differences; in the case of folkloristics the form would be
language, historical situation, and sources explored. If there are parallels
between traditions and the research into traditions, the Soviet Latvian
64
Concerning intellectuals agenda and changes in academic approaches the latter might be
rather called a transitional period between two research traditions. As such it is analysed
below, p. 99101.
88
65
23
89
Old customs and habits, traditions and prejudices that are inherited from the old
society, are the most dangerous enemy of socialism () Therefore, the struggle
against these traditions and customs, their mandatory overcoming in all fields of
our work, and ultimately the education of new generations according to the spirit
of socialism these are the current tasks of our party; without realising them the
victory of socialism is impossible
(Stains 1952: 229, 230).
In summary, the research into mythology in the LSSR or, more precisely, its
relative absence, cannot be explained outside the context of the highly
integrated, centralised and hierarchical structure of knowledge production in the
Soviet Union. Despite this, it had national particularities related to institutional and personal histories. Therefore this general overview is followed by
closer analysis of Soviet Latvian folkloristics in chapter four, which explores
the discursive practices of the construction of new disciplinary identity and the
positioning of mythology within it (p. 155159).
90
Arveds vbe, and Haralds Biezais. The cases of both the former illustrate the
changes of scholarly practices against the backdrop of radically changed social
status, while Biezais, belonging to the younger generation, started his scholarly
career anew. vbe and Straubergs both left Latvia in 1944, after publishing
their last works in their native country. Both were influential personalities in the
Republic of Latvia (see. p. 126130 and 130133) with well-established international relations, and both of them also took leading positions within the
political structures of the exile community. Escaping the approaching battle
front and the second Soviet occupation, Straubergs went directly to Sweden
together with his wife and four children in autumn 1944. He soon took a
position in the Institutet fr folklivsforskning (the Folk-life Research Institute) at
the Nordiska Museet (the Nordic Museum) in Stockholm. He became head of
the influential Latvian organisation Latvieu Nacionlais fonds (the Latvian
National Foundation), and after 1952 was also involved in the activities of the
Latvijas Nacionl Padome (the National Council of Latvia), later taking part in
the foundation of the Latvieu Zemnieku savienba trimd (the Latvian
Peasants Union in Exile) as well as participating in the Latvieu Akadmisk
organizcija (the Latvian Academic Organisation) and other public societies.
Straubergs died in Stockholm in 1962 and was re-buried in Latvia in 1990. In
exile Straubergs continued working immediately: in 1946 he published an
article on sacred woods and two articles on Swedish marriage in Swedish, as
well as the book Lettisk folktro om de dda (Latvian folk beliefs on the dead,
1949), as well as research on werewolves in the Baltic region. An article on
mythological space and the netherworld Zur Jenseitstopographie (On
Topography of the Netherworld, 1957) was published in German in the Journal
of Scandinavian Folklore. His voluminous treatise on Latvian folklore in
English unfortunately remains unpublished. Straubergs was also one of the
main editors of an edition of Latvian folksong in twelve tomes (19521956),
also authoring sixteen articles on different folklore related themes included in
this edition66. One of strategies of exile scholarship is perfectly illustrated by
Straubergs answer to the question about exile and the mission of exile
Latvians in an interview: I can speak only about myself, my job. It is like
scholarly travel. Like the University of Latvia or Ministry of Education have
commissioned me to do some scholarly task researching materials that are in the
archives, museums, and libraries of this place (Krkli 2003: 319).
Arveds vbe left Latvia in the same year, 1944, but arrived in Sweden by a
different route. In august of 1940, the newly established Soviet institutions
transformed the positions of vice-directors of the Institute of History of Latvia
occupied by vbe and Fricis Balodis, as well as the managers position
occupied by Krlis Straubergs, into formal duties without salary. In 1943,
German officials prohibited vbe from providing lectures and examining
students at the University of Latvia, and later closed the Department of the
66
For reprints of the latter as well as selected bibliography see Straubergs 1995.
91
History of Latvia and fired the professor. The following year vbe became a
refugee in Germany, but there he was arrested and imprisoned in Dachau
concentration camp. After release vbe spent a few years in Germany,
similarly to Straubergs, actively taking part in political life. First, he
participated in the foundation of the Minhenes latvieu pagaidu komiteja (the
Interim Committee of Latvians of Munich) and became its head. Further, vbe
was involved in the activities of other exile organisation like the Bavrijas
Nacionl komiteja (the National Committee of Bavaria), and in August of
1945 became one of the founders of the main political organisation of Latvian
exile community worldwide, the Latvieu Centrl komiteja (The Latvian
Central Committee). In Germany vbe was committed predominantly to
literary activities, publishing poems and a novel, editing two newspapers and
participating in poetry readings and other public events (cf. vbe 1947). In
1949 vbe moved to Sweden, joining Straubergs at the Folk-life Research
Institute by taking the position of an archivist. In Sweden the previous editor of
the fundamental Latvieu konverscijas vrdnca (Latvian lexicon) became the
editor of first three tomes of Latvju enciklopdija (Latvian Encyclopaedia,
19501956), and together with Straubergs supervised the edition of Latvian
folksongs in 12 tomes. His scholarly activities were mainly related to the
history of Latvia, apart from several articles published in the folksong edition.
Most of these articles repeat vbes publications on Latvian folksongs form
the 1930s (p. 109113) as well as continuing some themes already initiated in
1917 (e.g. war folksongs) and the conclusions of the last article published in
Latvia in 1944 (Vilks 1944).
Among other exile scholars, theologian, priest, and historian of religion
Haralds Biezais (19091995) was definitely the most influential researcher of
Latvian mythology in this time. While still living in Latvia, during the interwar
period his interests were mainly related to theology and clergy practice. After
the Soviet occupation in 1944, Biezais left the country and went in exile to
Sweden. In addition to clerical obligations, Biezais became an assistant at the
chair of Systematic theology in the University of Uppsala, at the same time
studying philosophy and history. Subsequently, the first of his main works in
the field of Latvian mythology was his doctoral thesis Die Hauptgttinnen der
alten Letten (1955); this was later followed by the fundamental monographs Die
Gottesgestalt der lettischen Volksreligion (1961), Die himmlische Gtterfamilie
der alten Letten (1972) and Lichtgott der alten Letten (1976), numerous articles,
entries in encyclopaedias, and presentations at conferences. In 1971 Biezais
started a professorship of religion history at the Faculty of Theology at the
University of bo/Turku in Finland (p. 147149). The last largest research into
Latvian mythology in exile was published by Biezais colleague and spouse,
folklorist working at University of Uppsala Liene Neulande (19212010). Her
monograph based on dissertation Jumis, die Fruchtbarkeitsgottheit der alten
Letten (1977) was also translated into Latvian and published with minor
revisions in 2001 (Neulande 2001; cf. Srmane 2002).
92
Although many of the works of Latvian exile scholars continued the interwar
tradition of research or discussion, with the national academia gone after World
War II this is the first time in history when so many scholarly books and articles
on Latvian mythology were published in foreign languages, thus introducing the
subject matter to wider circles of international scholarship. Consequently, these
texts serve as a stepping stone for further comparative research into Baltic
mythology.
24
93
Christianized (from Poland), merely officially from the top, during the early
fifteenth century (...) Entrenchment is in fact a key characteristic of Baltic
culture, and linguistically this branch is the most conservative and archaic of all
surviving Indo European subgroups (Puhvel 1989: 223). Although the territory
of Latvia was formally Christianised earlier, the languages are very closely
related, and, moreover, a substantial amount of regional folklore is collected in
Latvian.
However, there are many reasons for the formation of the monolithic
research object called Baltic religion or Baltic mythology, in opposition to
the former distinction into Latvian, Prussian, and Lithuanian mythologies as
self-contained realms. First, after World War II there were no longer
independent geopolitical entities in this region and construction of distinct
national identity was no longer supported by politics. In addition, the local
academic establishment no longer had any relation to the former nation-states,
thus the research agendas reflected different aims. Second, often the very
interest, or at least methods of research, came from Indo-European linguistics,
which operated with the umbrella term Baltic languages as opposed to
references to individual languages that were so important within the national
scholarships. And finally, the further into the past the researchers interest went
(e.g. the early archaeological cultures or Proto-Indo-European ideology), the
harder it was to connect it with the comparatively new reality of nation-states,
which could define the research subject. So, the area of research became
composed of Prussian, Latvian, and Lithuanian folklore materials as well as
linguistic and archaeological evidence, often with the addition of Slavic or
Finno-Ugric information. This re-definition of the research object also widened
the circle of researchers consequently interested in Latvian mythology. At the
same time, the research on Latvian mythology was, and still is, determined by
scholars language skills. If one does not have a command of Latvian, there are
limited resources of historical records originally written in German or Latin:
only few contemporary works were written or translated into some well-known
languages, with the same applying to folklore materials. Therefore publications
by exile Latvians in foreign languages mentioned above were significant to the
formation of this new research object, providing sources and conclusions for
comparative research from the perspective of Latvian history.
Not only the political, but also the theoretical context of Latvian mythology
research had entirely changed since the end of World War II. In general, the
post-war period, after the revolutionary works by George Dumzil, was
dominated by Indo-European scholarship (for an overview of these
developments see p. 166171). This field was also rapidly developing because
of the necessity to find a new unity that could transcend the differences, doubts
and dead-ends created by the war. Moreover, according to Martin Litchfield
West: Comparative Indo-European mythology remains and is bound to remain
a poor relation of comparative Indo-European philology. It is easy to see why.
People change their gods and their mythologies more readily and quickly than
94
they change their declensions and conjugations, and more capriciously (West
2007: 24). This relation of both disciplines was also reflected in the succession
of the research on Latvian mythology: the previous research tradition with its
historical or religious-phenomenological methods played a rather minor role in
contemporary linguistically-oriented exploration of the Baltic past. The postwar period also brought an accumulation and interpretation of archaeological
findings.
During the century that has just passed, thanks to new discoveries, a more
independent and free archaeological approach, more precise and sophisticated
methods of dating and the new support of sciences such as the genetics of
populations, paleobotany, archaeozoology, anthropology and linguistics, has
revolutionised the profile of pre-history
(Percovich 2006).
95
Related or not, the activities of Baltic exile communities were also paralleled by
the institutionalisation of Baltic studies through the establishment of separate
centres for Baltic studies, institutes, or other academic units at Western
universities. A new level of cooperation and institutionalisation was reached in
1968 with the establishment of the Association for the Advancement of Baltic
Studies (AABS), which, since 1970, has also been the publisher of the Journal
of Baltic Studies. Similarly, the main exile organisations, each representing one
of three Baltic countries, established an umbrella organisation, the Pasaules
baltieu apvienba (the World Association of Baltic People) in 1972.
Summarising, the emergence and increasing popularity of the new context of
Latvian mythology Baltic studies illustrates the reflexive link between
knowledge production and political power. The disappearance of the independent nation-states changed both the agendas of research and their material
foundation, simultaneously creating new environments of scholarship. The new
research object required new academic politics and vice versa. On the other
hand, the new context was also related to new discoveries and theoretical
developments in the field.
Nikita Khrushchev (18941971), First Secretary of the Communist party of the Soviet
Union from 1953 to 1964, Chairman of the Council of Ministers from 1958 to 1964.
96
European issues and the semiotics of culture. These were also among the central
interests of the Moscow-Tartu school, a unique Soviet academic and intellectual
movement established in the 1960s by long-lasting cooperation between two
centres of research Tartu in Estonia and Moscow in Russia. Usually called the
Moscow-Tartu school of semiotics, it covers to a broad range of research fields
from machine translation to the semiotics of cinema, the reconstruction of
proto-myths, and criticism of the arts. Its background was comprised of Yuri
Lotmans (19221993) semiotic theory, Roman Jakobsons (18961982)
linguistics, and the syntagmatic structuralism of Vladimir Propp (18951970).
Contrary to other directions of research outlined above, in respect of the
trends and historical-social circumstances of scholarship, the Moscow-Tartu
school appears to be a more consolidated, self-referring scholarly system, a
school with its own authorities, methods and sources. Even its terminology may
seem close to esoteric in its complexity. The emergence of this movement was
possible only after the death of Stalin, when formalism and structural theories
became the subjects of scholarly research and were no longer treated as a
radical danger to the official doctrine of Marxism-Leninism. Begun as
interdisciplinary disputes between the linguists and mathematicians, this
direction soon acquired its shape under the umbrella term of semiotics. Interest
in formal sign systems on the one hand and natural languages on the other hand
left it outside the political risk-zone. However, multidisciplinary research soon
led to problems beyond pure linguistics, specifically, to the studies of culture. It
also led beyond the borders of the USSR; seminars and summer schools in
Tartu were attended by famous linguist Roman Jakobson who had previously
left the Soviet Union, and even by the main figure of Western structuralism
Claude Lvi-Strauss. One of the successful accomplishments of the MoscowTartu school was the establishment of semiotics as a discipline in its own right.
However, academia was controlled by political bureaucracy and therefore the
term semiotics, with its Western connotations, was better avoided. Thus,
semiotics developed as modelling systems: natural languages were defined as
primary modelling systems and myth, literature, theatre and other texts were
called secondary modelling systems. Since the 1970s, culture had become the
central interest of researchers belonging to the Moscow-Tartu school. Culture
was understood as a functional correlation of various sign systems with their
mutual relations and hierarchical organisation in different settings or texts, in
the broadest sense of the last term, and structural arrangement of signs in
semantic oppositions became one of the basic principles of analysis (for more
background and history see Liukkonen 2008, Moscow-Tartu school 1998.
Online; or Waldstein 2008).
Formulaic, repetitive, variable, stable: myth and folklore are especially
appropriate objects for such analysis, being favoured by the founders of both
Western and Soviet structuralism. Consequently, linguistic anthropology of
myth and folklore also forms a significant volume of the research conducted
within this school of thought. Diachronic investigation into mythological motifs
25
97
Regarding the Indo-European issues, the highest point of research was reached
in 1984 when two huge volumes of Indo-European language and IndoEuropeans were published by Thomas V. Gamkrelidze and Vjaeslav Ivanov.
In this project, the grammar and lexica of the hypothetical original IndoEuropean language were discussed, and assumptions were made on the social
structure, religion, and material culture of the hypothetical tribe that spoke the
language. The mythology forms a substantial part of this study, including
multiple examples from the Latvian area (cf. above p. 6368). This direction of
research implied not only the discovery and reconstruction of archetypical
stories but also the reconstitution of the whole mythopoetic, or myth
generating, universe of the ancient proto-Indo-Europeans and proto-Slavs in its
major structural coordinates (Waldstein 2008: 113). Ultimately, this reconstitution would allow the understanding of human culture in general,
discovering the universal grid of primordial differences and resemblances that
constitute the invariant paradigm of subsequent transformations, or the universal scheme of basic semantic oppositions (cf. Waldstein 2008). As suggested
by the colossal scale of this project, materials on Latvian mythology played a
rather minor role within the whole corpus of works by scholars representing the
Moscow-Tartu school. In general, resources relating to Latvian language and
folklore were used for meta-level reconstruction projects; context-wise, Latvian
mythology was first examined at the Baltic level, secondly at the Balto-Slavic
level, and finally at the most remote, Indo-European, level (p. 171176). From
the point of view of ideological analysis, it is important to repeat that the pattern
of research in this school of thought was not historic but linguistic and
structural. Despite this, diverse questions regarding Latvian mythology and the
linguistic material it carries were also analysed separately. Several articles were
published in multiple volumes of Balto-Slavic research, the complex
interdisciplinary series, started in 1981, as well as in Post-Soviet Latvia. Some
of these and their context will be analysed in detail in chapter four.
98
99
In addition, from the interwar period, like Straubergs Latvian charms and Latvian folk
customs.
70
The ones by M. Mller, H. Spencer, J. Frazer, G. van der Leeuw, S. Freud, etc.
71
Like the notion of folksong, variation in folksongs, deity Laima, the genesis of witches,
Dievturi movement, and critique of structural analysis of Latvian mythology. In context of
the return of Dievturi the discussion of Vitauts Kalve (19131989) and Konstantns Karulis
(19151997), regarding the authenticity of deity Mra, must also be mentioned.
100
16
101
102
103
published only at the very end of the period, as well as Mannhardts LettoPreussische Gotterlehre (1936) which provided one of the most important
collections of historical records. The research work conducted during the
interwar period was suspended by World War II. Some scholars continued
working, some went into exile, while some became victims of the Soviet
regime. As a result, the post-war situation developed two different traditions of
research on Latvian mythology.
After 1944, mythology was kind of a forbidden subject in the Soviet
Socialistic Republic of Latvia due to its closeness to studies of religion and low
compatibility with the new definition of folkloristics. Mythological subject
matters were interpreted strictly along the lines of Soviet Marxism and
Leninism. Soviet Latvian folklorists mainly conducted historical research of
folklore genres, paying much attention to representations of the class struggle.
Briefly, the theoretical approach was already determined by the political
regime; therefore researchers personal agendas had not such an influence as
before, or abroad. In this setting, a sophisticated culture of references justifying
the chosen subject matter was developed in order to quote unimpeachable
Communist Party authorities. The availability of sources was better than ever,
but discussion using the ideas and authors of the previous period was seen as
unmasking their incorrect ideology and lack of understanding of the
materialistic world-view. Summarising, For almost 50 years the progression of
Latvian folkloristics is defined by the advantages of Soviet research schools as
well as their imposed self-isolation and disassociation from the baneful
influence of alien thinking (Bula 2004: 19).
At the same time, several scholars went in the exile and continued their work
abroad, the most prominent of them in Sweden. The heritage of the exile
generation was used to transform the research into Latvian mythology
according to new principles shifting the emphasis from folkloristics towards
the history of religion, and re-interpreting mythology according to the most up
to date theories. In Western scholarship these new principles also manifested in
the redefinition of the research object Latvian mythology was more often
analysed as a constitutive part of Baltic mythology or Baltic religion recontextualising the data gathered within the national tradition of research.
Although several studies (e.g. that by Biezais) show no lack of sources for
reconstructions, both major publications of folksongs and fairytales were republished abroad in this period. As migr scholars mainly continued working
on the same themes, their ideological alignment remained the same: towards the
idea of sovereign Latvia, positioned in the totally different post-war situation.
Very little research has been performed on the specifics of exile mentality and
the possible influences of such a disposition on knowledge production;
however, it is probably that researchers personal agendas and new institutional
affiliations played an important role in shaping the research done.
Later the practices of Soviet Latvian and exile scholars were paralleled by a
completely different discourse that developed in a different environment by
104
the so-called Moscow-Tartu school, the leading semiotic and linguistic research
project in the Soviet Union, based, according to its title, outside the territory and
institutions of the LSSR. The projects scope, interdisciplinary nature and
volume of research works produced make it hard to label; especially in relation
to continuity after the change of political regime in 1990. At the same time, the
success of this school in its particular political situation came from the
methodologically constructed un-historicity of structural and comparativelinguistic approach to cultural studies, reaching far beyond the sphere of
expertise of Marxism-Leninism. Thus, this discourse provided the subject
matter for one more strategy of coping with power relations with knowledge
production, again modified by the diversity of scholars personal agendas and
the contexts of every particular research project.
More recent developments of folkloristics in Latvia show a complex scene
of theoretical plurality in the context of a re-established nation state and its
agenda, at the same time challenged by the postmodern demands of ideological
criticism. The advanced methodology developed within the Moscow-Tartu
School was questioned, nationalised and continued. Simultaneously, recognition
and popularisation of previously ideologically improper research took place,
as well as the exploration of brand new approaches to the same subject matter in
circumstances of more widely available sources than ever. At this stage a
geographical consolidation of previously parallel scholarly trajectories
occurred. From these periods, the most fruitful in the field of research into
Latvian mythology was the interwar period. As a time of establishment of
institutionalised research of subject matter, it is analysed in the next chapter of
the thesis, paying special attention to key personalities, their main works, and
the contexts shaping these works.
27
105
CHAPTER III:
The interwar period
This chapter concerns the academic research into Latvian mythology within the
disciplines of folkloristics, history, and the studies of religion in the interwar
period. I have divided it into three sections, each focused on a specific
dimension: the first section maps the period from the perspective of the main
theoretical trends and introduces the personalities central to the field, with a
separate sub-section covering folklore genres as the most influential factor in
the conceptualisations of mythological space; the second section features two
case studies of life histories and the intertwined relationship of academic and
political endeavours; and the third section demonstrates how the above
described contexts influence particular studies of mythological space. The
chapter is concluded with a summary of the main traits of this period. Each
cluster of subchapters might be read independently from the other two. The
themes and personalities described in this chapter may seem to overlap, but the
repetition of certain names is chosen purposefully to separate and emphasise
this or that other facet of knowledge production: the general context, the power
relationships, and theoretical dynamics.
Pteris mits represents the link between scholarship before and after World
War I; he was also an important person for the establishment of independent
Latvian academia and folkloristics as an independent discipline. Arveds vbe
contributed to unique interdisciplinary studies of mythology and folklore,
exploring the potential of these sources in the fields of history, law, and
sociology. The works of Mrti Bruenieks and his discussions with other
authors represents the role of animistic theories in texts written on Latvian
deities and customs. The phenomenology of religion as one of the methods in
research on Latvian mythology, especially popular in the Faculty of Theology at
the University of Latvia, is analysed in a separate subchapter, introducing the
main works and ideas of Voldemrs Maldonis and Ludvigs Adamovis. The life
history and main works of Krlis Straubergs, head of Archives of Latvian
Folklore, is generally contextualised at the beginning, while his political career
and its relationship with academic endeavours is analysed in a separate
subchapter. Moreover, two articles by Straubergs on mythological space are
analysed within the third section: written at the beginning and end of the
interwar period, they illustrate the changes of theoretical setting and relationship to life history of this scholar in this period. To demonstrate a different
trajectory of equally influential political and academic careers, a separate
subchapter concerns power and knowledge relationships in the works and life of
vbe. Due to its comprehensive nature, the conception of Latvian mythological
space in the works of Adamovis is overviewed separately from the initial
subchapter on this scholar.
106
107
with the methods of comparative mythology using the myths of Lithuanian and
other Indo-European nations. Further, the evidence from ancient Latvian,
Lithuanian and Prussian languages should be verified with materials from the
fields of archaeology and ethnography (mits 1937, 2009). In Latvian
mythology various mythological theories, possibilities for the application of
folklore material in research, the Indo-European proto-language and people who
spoke it, particular deities and patrons, household cults and the worship of
mythological Mothers, eschatology, ancient celebrations and rites, and flora and
fauna in mythological material are observed. At the same time, the work also
includes multidirectional critique, thus characterising the status quo of the
discipline at this time. First of all, mits opposes theories and pseudo-pantheons
created by early mythographers like Lithuanian Teodor Narbutt (17841864)
and Latvian Juris Alunns (18321864). Second, he points out un-authentic or
forged sources of Latvian mythology and mentions several people whose
contributions of folklore materials should not be trusted. Third, is the critique of
fellow researchers, especially, Mrti Bruenieks74. mits also established a
certain standard regarding the use of folklore material in the reconstruction of
mythology. Here he advocated folksongs as the most reliable genre, because in
fairytales and legends there are too many international motifs, while customs
and beliefs are too heavily influenced by Christianity (mits 2009: 109).
Informed by the works of Edward Burnett Tylor, Tito Vignoli, Georg
Friedrich Creuzer and Carl Gustav Carus, the author briefly outlines the
development of the discipline in the nineteenth century: from fetishism or
naturism to animism, which had divided into two branches: manism (based on
the cult of ancestors) and animatism (suggesting different origins of gods
related to the cult of ancestors); a further theory is emanism, developed from the
concept of mana. mits characterises the animism and its branches as an
outdated theory, on this ground criticising its followers in Latvia. mits also
states that totemism is not characteristic to Indo-Europeans: if it had existed in
pre-historical times, then in known Indo-European myths there is no evidence
on totems (mits 1926: 96). Further he also describes the well-known features
of totemism to clarify his point (mits 2009: 97).
In Latvian mythology mits refers to the languages, customs and myths of
more than twenty nations. The linguistic comparison is especially important
because it is the ground upon which mits bases reference to the ancient IndoEuropean proto-language, which allows him to speak about the protomythology common to people who spoke this language (p. 6368). Unique
among the comparative material are references to ancient Chinese myths and
beliefs, although this is not surprising, bearing in mind that mits was also a
74
Contrary to Bruenieks, mits belonged to the circle of researchers who claimed that
deity Mra is Christian borrowing: it is Virgin Mary who, within the vernacular religion, has
appropriated several features of other deity, Laima. The authenticity of Mra is questioned
still today in public debates; one of the reasons of this long discussion might be her status in
neo-pagan pantheon (cf. Brasti 1966).
108
All his works except those published before 1917 were to be removed from public
circulation (Cf. Arveds vbe: zintnisk darbba. Online).
28
109
(In the castle of burtnieks) by Krlis Zalts. Consequently, the first article in
the discipline published by vbe is Latvju dainas k materils socioloiskai
esttikai (Latvian folksongs as a material for sociological aesthetics, 1914)
in the leftist newspaper Domas (Thoughts). Next year this was followed by
Latvieu Dievs un latvieu velns (Latvian God and Latvian devil) and
(Echoes of
the national struggle in Latvian mythography); in both articles God and the
devil were analysed in the context of their historical emergence and to some
extent related to class struggle.
As vbe had always considered mythology a mirror image of a particular
society, historical records were essential to his interpretation of folklore texts
and vice versa folklore was treated as a source for historical research.
Importantly, vbe recognised mythology as a dynamic system that changes
and develops over time. Therefore, in his first works the young researcher
already paid attention to folklores contexts of genesis and performance. Instead
of folk lore he analysed the lore of masters and servants, recruits and peasants.
In Echoes of national struggle vbe referred to Wilhelm Wundts Vlkerpsychologie regarding the mutual relationships of various folklore genres. There
vbe also stated that folktales, although internationally distributed, are an older
genre than folksongs, and despite the international motifs, folktale is also a
national genre, because mythography is always rooted in particular economical
and social circumstances. At the same time, the article shows a tendency to
solve theoretical problems of the broadest scale through the narrowly
folkloristic investigation of folksongs, customs, and tales. This tendency also
characterises vbes work in the field later, going jointly with a genuinely
interdisciplinary approach.
Since his high school days vbe had been involved in leftist activities:
participating in illegal meetings on the eve of 1905s Revolution, becoming one
of the most popular lecturers at the workers clubs all over the Latvia and
working in Social Democrat newspapers. It is the obvious context for the turn of
interpretation that he chooses in one of the early articles Latvju dainu
esttisks tradcijas (Aesthetic traditions of Latvian folksongs, 1923; based
on Latvian folksongs as a material for sociological aesthetics). In this essay
folklore materials are used for the study of ethnological aesthetics, referring to
the works of Charles Darwin. According to vbes position, the poetics of
folklore are totally historically determined; therefore, such analysis provides an
opportunity to objectively research a particular nations world-view. As in his
other early essays, folksongs are analysed in their historical context, but their
content is perceived as a dynamic system, without preference for examples from
one or other age. At the end of the day, this led to a characteristic classrelationship related conclusion: Such was the tendency of economic life: to
deprive ornamentals from the lower class of people and to give it away to
servitude to the higher classes. But this tendency was not fulfilled: it was
110
broken by the German yoke, in the end making all Latvians servants of alien
masters (vbe 1923: 17 ).
The most original of vbes early works is probably the article Ozols un
liepa latvieu reliij (Oak and lime in Latvian religion, 1920, 1923). Here
the author tries to prove two very ambitious statements: first, the cult of oak and
lime trees is enclosed and exclusively part of the Latvian religion, and second, it
is very close to an early form of religious consciousness from the evolutionist
perspective totemism. For this purpose vbe explored more than a thousand
folksongs, some customs, and historical records. The theoretical background of
the article mainly consists of publications by mile Durkheim and James
Frazer. vbe also refers to mits Latvian mythology, the most detailed study
of the subject matter at this time, although he disagreed with mits
conclusions. Referring to Durkheim, vbe separates the fields of religion and
magic, and consequently states that the cult of oak and lime trees is a religious
system with multiple laws, obligations, and cult practices, etc. This line of
thought also has its ideological undertones: the Latvian nation-state had just
recently been established, and its own, exclusively Latvian ancient religion
could serve as convincing grounds for a decent national identity. The other
question, about the totemistic nature of this cult, is problematic. If convincingly
solved, this question would definitely grant the author international recognition.
vbes ambitions are well characterised by this particular quote of his from
Frazers Totemism and exogamy edition of 1867: If proved for one Aryan
people, it might be regarded as proved for all; since totemism could scarcely
have been developed by any one Aryan branch after the dispersion, and there is
no evidence or probability that it ever was borrowed (Frazer 1910: 86; vbe
1923: 69). Therefore, if vbe could prove that ancient Latvians had a
totemistic religion, he could prove that all Aryan people had it; hence, every
religion passes through the same consequent stages of development until it
reaches the monotheism. After the analysis of totemism, and the exogamy76 in
the cult of oak and lime trees that usually followed it, vbe concludes that
quasi totemism, namely a particular type of social and religious relationship
similar to gender-totemism described by Frazer earlier77, could be characteristic
to Latvians. Interestingly, the author also relates this quasi totemism to class
relationships stating that the belief in oak and lime trees was only a
masters/landlords belief (vabe 1923: 71). In general, this article precisely
characterises the scope of vbes research and his orientation towards the
international scientific community. Research related to exogamy later served as
a basis for the authors first monograph Dzimts satversme (Constitution of the
kinship group, 1921), a work notably influenced by the sociological conceptions
76
vbe sees the remains of exogamy in the often encountered formula taking of wife
from over-district; from this he concludes that there was a ban on marriage inside one clan
or tribe in times when there were no districts as territorial units.
77
vbe admits that Frazer had declined this term himself, but does not see it as an
obstacle for application to studies of the Latvian mythology.
111
The article was published in several numbers of the monthly Taurtjs (The Herald) in
Moscow.
112
folktales and mythology to the reconstruction of historical facts and the ancient
legal system reflected in folklore materials (e.g. vbe 1932). Articles written
after 1930 are most often based on folksong analysis and published as introductions to particular chapters of folksong editions (vbe 1930a, b; 1931a, b;
1952, 1953a, b, etc.); no theoretical problems of the previous scale were solved.
Exceptional from the period of World War II is a historical review and analysis
of all previous Latvian folksong research, Dai dainoloijas jautjumi (Some
questions of the folksong research, 1944), published with the pseudonym
Arveds Vilks. Here vbe also provides outlines for future scholarship oral
tradition and a tradition bearer centred approach to folksongs79. During the war
vbe prepared a more than one-hundred-page manuscript Folklora (The
Folklore, LVVA 7118) in which he outlines the history of folkloristics and
suggests basic scientific principles that would establish it as a scientific
discipline in its own right. Multiple references and the structure of the text
suggest that, supplemented with the overview on historical sources of Baltic
folklore, it is a rather close adaptation of Arnold van Gennaps work of the
same title La folklore (1924), updated with the most recant debates within the
field (Bula 2012). Unfortunately, the manuscript remains unpublished.
Although there are no direct references, the concepts and vocabulary explored
demonstrate certain parallels with the ideas introduced to international scholarship by Carl
Wilhelm von Sydow (e.g. biology of tradition, emphasis of the role of tradition bearers) and
Milman Parry (e.g. the notion of formula).
29
113
century animistic theory of Herbert Spencer and Sir Edward Tylor, Bruenieks
in general extended their approach with notions of the oldest stage of religion
pre-animism or emanism, as formulated by Konrad Theodor Preuss and
Alfred Vierkandt (Bruenieks 1928: 20) a belief that everything, tree, animal,
human, etc., emanates a particular force. Bruenieks also saw pantheism in the
ancient Latvian world-view (Bruenieks 1930), an idea popularised in his time
by poetry and articles by romantic Latvian poets like Fricis Brda (cf. Zeiferts
1934: 496; Brda 1990). Interestingly, Bruenieks disagreed with the majority
of scholars on the role of particular folklore genres in the reconstruction of
Latvian mythology. Thus, he doubted the role of folksongs, stating that they
were more likely to represent poesy and fantasy, and images in folk songs are
not related to real cult practices. Instead, one should prefer customs and
folktales (Bruenieks 1926: 1; 1930: 3). Although there is no evidence of such a
custom in ancient Latvia, Bruenieks referred to various other cultures to claim
that the cult of ancestors arises from the practice of burying dead under the
hearth. Informed by Durkheims Elementary forms of religious life (1911), the
author stated that notions of soul and, further, deity arose from particular
burial customs (cf. Coulanges 1905 [1864]). His argument is that the similarity
of Latvian beliefs with those of cultures that had such burial practices80 prove
the validity of this concept also when researching the Latvian material.
Following the same direction, Bruenieks stated that both winter and summer
solstices are festivities of the spirits of the dead (Bruenieks 1928; 1930). While
the majority of researchers agreed that Mra represents a localised version of
the Virgin Mary that has acquired some functions of pagan deities like Laima,
Bruenieks disagreed and insisted that Mras origins lay in ancient India and
that the name comes from a Sanskrit stem m meaning to destroy, kill. He
developed this hypothesis in classical comparative-mythology style relating
Mra to the Roman god of war Mars, the Slavic evil spirit Kikimora, and Holda
from German mythology. Moreover, he claimed that Laima and Mra is the
same bipolar deity, identical also with Veu mte, Mother of the Dead 81 .
According to the animistic approach, this deity is the same dead mother of the
kin, while God is the dead father of the kin. This leads to exclusion of other
Mothers from the ancient Latvian pantheon, claiming that they are poetical
personifications (Bruenieks 1926:13) with the exception of the Mother of
Milk and the Mother of Satiety. Interestingly, as functions of Mra are often
related to cows (in his version also functions of the Mother of the Dead),
Bruenieks noted that these are remains of totemistic beliefs (Bruenieks
1926:22).
80
114
115
Ambrosius Theodosius Macrobius, fl. 41030 CE, a senior civil servant of the Western
Empire and Latin encyclopedist.
116
83
30
117
Curiously, the latter is labelled as a phenomenologist by Maldonis. This fact may indicate a particular understanding of the phenomenology of religion in the works of Maldonis.
118
119
From this point he introduces the notion of sacred or numinous, referring both
to Rudolph Otto and Alberts Freijs 85 . The author exits the common Latvian
mythology research circle of ethnographic references by introducing of works
by Paul Tillich (e.g. Mythus, begriflich und religionspsychologisch, 1930) and
Wilhelm Wundt, previously mentioned mainly by vbe. Similarly to mits,
Latvian mythology is verified against the Arian religion described by Leopold
von Schroeder. Regarding other comparative materials, Adamovis was
accustomed to refer to Mannhardts works or materials quoted by mits and
Straubergs. However, the comparative part of his research is not as extensive as
other leading scholars, being mainly composed by references to ancient Hindu,
Greek, Roman, Arian, and, most of all, Lithuanian and Prussian mythologies.
Adamovis has paid attention to almost all facets of Latvian mythology
cosmology, eschatology, particular deities like Jumis and Saule, the structure of
the ancient Latvian pantheon, and cult practices in general, etc. Subjects of his
special interest were three mythologemes Debesu kpnes (Stairway to
Heaven), Debesu sta (Heavenly Yard) and pis (dragon)86. Concerning the
ancient Latvian pantheon, it should be mentioned that Adamovis was also
among those authors who doubted the authenticity of Mra as a genuine
Latvian deity. His unique contribution to the research into Latvian mythology is
very much expressible through the two terms differentiation and integration.
Both notions are frequently used in the scholars works in separate articles
within the LKV, a monograph on ancient Latvian religion (1937) and texts on
various issues (1938, 1940a, 1940b, etc.). Despite this, his standpoint sometimes was contradictious. For example, regarding mythological Mothers: in the
more theoretical article Diferencicija un integrcija latvieu mitoloij
(Differentiation and Integration in Latvian Mythology, 1936) Adamovis
mentions that Mothers could be deities differentiated within particular realms,
but he will not look closer at this question (Adamovis: 1936). In the article
Mtes kults (The Cult of Mother, 19351936b) he wrote that all Mothers
are the result of the Earth Mothers differentiation, further summarising that the
process of differentiation and integration in Latvian mythology testifies to the
fact that Latvians have always dwelled in religious understanding of particular
natural processes and that the Latvian religion had a living character (Adamovis 19351936b). One more notion, distinctive to Adamovis work, is a
natural basis. In a way, it leads away from the psychological explanation of
religious phenomena to a more materialistic understanding of mythogenesis.
This is especially clear in his explanation of the solar myth: here Adamovis
tried to explain every Sun-related deity with one or other optical phenomena,
85
Alberts Freijs (19031968) was an archbishop of the Latvian Evangelic Lutheran church
and author of more than 800 publications on diverse themes.
86
The first two are scholarly abstractions composed of multiple folklore motifs; they are
encountered only in texts about mythology, not within the sources. The last one is a generic
household deity, Est.: puuk.
120
In the programmatic article on the research into the history of ancient Latvian
religion (Adamovis 1940e) the author assigned himself the task of discovering
several important structural-psychological features of the ancient Latvian
religion, and to describe them in German in order to introduce a broader
audience to the issues of Latvian mythology. Here almost ten pages consist of a
description of the sources of Latvian mythology, from a list of the most ancient
historical records to an evaluation of folklore material. Adamovis preferred
customs and beliefs instead of folktales; the latter are regarded as just secondary
sources. Content-wise, Adamovis arranged Latvian mythology according to
five main powers: life, death, growth and fertility, well-being, and personal
happiness. These forces mutually overlap and create particular mythologemes.
One of the most significant of Adamovis works on Latvian mythology is a
cosmological study Senlatvieu pasaules ainava (Ancient Latvian world
87
31
121
88
122
References to Wundt, made by vbe and Adamovis, might suggest a tendency towards
the holistic model in national scholarship: Wundts Vlkerpsychologie extended Grimmstyle linguistics, already inclined towards solving questions of culture and identity, into the
realm of national characterology (Leerssen 2006: 210). Although none of these authors had
written a work of the same scope as Wundts, claims of strong links between language,
people, myths, traditions might be backgrounded against respective texts on Latvian
mythology.
123
124
Both narrative and poetic folklore were analysed equally in the article on the
Latvian god Prkons by Eduards Zicns (1935), but the study of eternity in
Latvian folk belief (1940) by the same author was exclusively dedicated to
analysis of folktales, moreover to one type of folktale. Zicns explains the
differences of space models in different folklore materials by historical
developments: the local tripartite space is older and pagan, while the location of
the other world far away is a result of Christian influence. A historian of
religion, Adamovis repeated the same hierarchy of sources from historical
documents to folktales (Adamovis 1940a) as mits almost twenty years after
the publication of mits Latvian mythology. Here Adamovis referred to
Wundt, stating that mythological folktales are only childish transformations of
higher myths (cf. Adamovis 1940b: 439); perhaps because of the Wundts
influence he still used quite a lot of narrative folklore materials in his research
into particular issues like the ancient world order and the dragon in Latvian
mythology (Adamovis 1940c). In his study of ancient Latvian cosmology
(Adamovis 1938), he merged folksong and folktale materials cross-referring
from one to another. At the same time he also wrote about the incomplete space
model as belonging to a historical transitional period in which the other world is
located just beyond the horizon. Unlike Zicns, Adamovis stated that the
tripartite model was already present before the Christian conquests. Mrti
Bruenieks, in his turn, was rather reserved towards the folksongs and used
customs and beliefs to prove the theory of animism (e.g. Bruenieks 1930,
1926, 1938).
Theories of folklore genres, their ages, historical dynamics, and origins are
also related to the problem of the historical location of Latvian mythology:
scholars have discussed it as the Bronze or Iron Age, have related it to arrival of
the Germans, postponed it to thirteenth to sixteenth century, or to this and later
periods together, sometimes just avoiding this issue by talking about generic,
national mythology. No substantial historical record reaches before the
thirteenth century; therefore, any earlier mythology relies on evaluations of
the age of sources that were often carried out on the basis of intuition (cf.
Biezais 2006). Presumably, the preference of poetic over narrative folklore in
reconstructions of mythology had its roots in the formation of the discourse in
the times of Herder. As Regina Bendix suggests, The focus on the poetic and
its authenticated locus in folksong contributed to the privileged position that
such song took among the genres of expressive culture which would eventually
shape the canon of folklore studies (Bendix 1997: 44).
Concluding, narrative folklore in this period got less attention than folksong
for several reasons. One could be the general intellectual background, which
manifested concerns about national authenticity and originality. Another is the
availability of sources: unlike materials relating to other genres, there were
already enough systematically published folksongs in the early 1920s to verify
almost any hypothesis. The most interesting is the fact that the situation
surrounding descriptions of mythological space was slightly different. Here
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fairytales seem almost to dominate, perhaps due to clearly defined borders and
meanings of different parts of the world and their structural relations.
126
Insufficient quantitative data does not allow us to draw a strong correlation between the
social background, choice of disciplinary field, and political ideology of Latvian scholars of
this period; however, there might be parallels.
93
Collection no. 880 at the Archives of Latvian Folklore.
127
For media coverage of Straubergs societal activities see Latvijas kareivis, 31.01.1932,
28.10.1934, 22.05.1935, 24.10.1937, 8.01.1938; Valdbas Vstnesis, 21.08.1928; Students,
7.02.1929; Jaunks Zias, 07.10.1936, 8.03.1937, 10.03.1937, 04.05.1937, 18.10.1937,
17.06.1938; Brv Zeme, 04.05.1937, 20.08.1937, 29.04.1938, 04.05.1938; Rts, 24.11.1934,
16.06.1935, 18.06.1935, 19.12.1935, 28.01.1936, 17.01.1937, 6.05.1937.
95
Benito Mussolini partially established his regime in Italy in 1924 and gained full control
over the country a few years later; in Poland Marshal Josef Pilsudski led a military coup in
1926, and headed a military dictatorship afterwards. Similar developments also took place in
the Baltic states: firstly, a military coup dtat in Lithuania in 1926 resulted in an
authoritarian conservative government led by Antanas Smetona; secondly, in October 1934
President Konstantin Pts dismissed the Estonian parliament Riigikogu and replaced it
with a bi-cameral assembly. The replacement of parliamentary democracy by authoritarian
regimes in interwar-period Europe came about because of multiple developments that varied
in significance from country to country: the invention of new propaganda techniques and
rise of the mass media, dissatisfaction with the outcomes of World War I, the global
economic crisis of 1929, fear of the rising powers of the Soviet Union, etc. Although
European dictatorships differed in their historical roots, social contexts, and ideologies, the
trend towards the rule of the strong leader and cult of personality that usually accompanies
it were in common (cf. History of Europe).
128
life of its time as well as the relationship between intellectuals and artists and
the ruling power. For example, in the year after the establishment of the Society
its first significant event took place in the form of an exhibition of Italian
graphic art. The opening was attended by the State President, several government ministers, the Mayor of Riga, the ambassadors of nine foreign countries,
rectors of universities and other representatives of the elite (Latvijas kareivis,
09.04.1935). Straubergs draws parallels to the fascist rise to power March on
Rome in 1922 and local developments in one of his speeches: The march on
Rome swiftly turned the wheel of history creating chances of a new life in the
light of new ideas, honouring the unity of the nation and its firmness of will.
Events of the 15th May, when the leader of our nation Ulmanis led a new Latvia
on a bright path to its future, let us more clearly understand the meaning of this
march (Rts, 29.10.1935). Straubergs was interested in contemporary Italy as
an heir of Latin culture because of his expertise in classical philology; at the
same time, in these circumstances this was the perfect opportunity to combine
academic interests, political ambitions, and social life.
One more suggestive project is a book on Ulmanis native district
Brzmuias pagasta vsture (History of the Brzmuia district, 1937), coauthored by Straubergs and his older brother, well-known historian Jnis
Straubergs. The research and publication of the book was funded by the local
municipality and the book was dedicated to Ulmanis and solemnly presented to
the leader on his 60th birthday (Jaunks Zias, 13.09.1937). Straubergs
involvement with state ideology was directly related also to folkloristics, for
example, giving public lectures96 and consultations on ethnographic specifics
for the entertaining propaganda movie Fatherland Calls97 (1935). Stills from
the movie were also used as illustrations for the book Sens suitu kzas un
ekatas (Wedding and mummery of the ancient Suits, perli 1937), published
by the Archives of Latvian Folklore. It is still unclear how Straubergs became
the head of the same institution in 1929. Shortly before it happened, the
establisher and head of the institution Anna Brzkalne had a conflict with
officials of the Board of Monuments regarding the finances of the LFK. Next,
the board asked Brzkalne to leave her position, although soon one of boards
officials was incriminated for theft of the Archives funds (Vksna 2008). There
96
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129
is no direct evidence linking Straubergs with the people involved, but his duties
in the new position started with conflict with new colleagues the collegium of
the Archive. Personal relations with Brzkalne were also far from good and this
probably also influenced the relationship between the LFK and the Estonian
Archives of Folklore, the head of which was Oskar Loorits: As suggests
correspondence between Anna Brzkalne and Oskar Loorits, cooperation of
Riga and Tartu after 1929 was sporadic and insignificant; the relationship
between Krlis Straubergs and Oskar Loorits at particular periods of time could
be characterised as hostile (Treija 2008: 65). In the later correspondence
Straubergs is even suspected of censorship in the post98. Despite Straubergs
influential protges, Brzkalnes suspicions could also be raised from the
official position of the Republic of Latvia: Loorits was declared persona non
grata in 1935, and he was expelled from Latvia during the Baltic congress of
history in 1937 (Blumberga 2004, from Vstrik 2005: 205). As a result,
Straubergs as the head of the Archives of Latvian Folklore tried to improve
relationships by several programmatic publications in a bilateral LatvianEstonian monthly magazine (e.g. Straubergs 1935). However, the professor was
more successful establishing other international connections. In addition to the
above mentioned activities in the Latvian-Italian and Latvian-Polish societies,
for some time Straubergs also headed the Latvian-Swedish Mutual Relations
Society. During his career, he was commissioned to more than fourteen
countries, participated in international conferences and congresses and as well
as receiving the higher Latvian decorations also received several foreign orders.
Interestingly, Straubergs first official journey, after becoming head of the
Archives of Latvian Folklore, was to the Nordic Museum in Sweden: the
institution that became his workplace in exile.
Our university undergoes reorganisation, perhaps yours alike as well. I have asked the
rector for permission to teach the students method of comparative folkloristics. However, if
professor Straubergs will be in charge, I prefer working the same way as until now [...].
Please send me some message as soon as possible. I was not sure about the connections of
the above-mentioned great person with the censorship of the post, and I had no intentions to
inform him about the progress of my scholarly work. Therefore I had no desire to write
letters. Now, I hope, other persons work in the post office (Eesti Kirjandusmuuseumi Eesti
Kultuurilooline Arhiiv f. 175, m.: 9, 1, 35/35, quoted according to Treija 2008: 41).
130
131
132
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3. Mythological Space
The first section of this chapter contextualised the research into Latvian
mythology within the contested theoretical flows and approaches dominant in
different fields related to the subject matter and represented by particular
scholars. Case studies of power and knowledge relationships in the life histories
of two of them Straubergs and vbe contextualised research in the interwar
period political and cultural landscapes, illustrating the changing ideological
and personal agendas and their relationship to the scholarship of the new nationstate. Consequently, here I will trace the relationship between the above
described contexts and particular texts on Latvian mythological space, presented as an insight into the reconstruction of mythological space by two
different authors of this period: Straubergs and Adamovis. Their above
described differences allow us to track dependencies of the research outcomes
from the multiple factors constituting a particular researchers standing. These
two studies will also serve as a point of reference for further developments of
the subject matter, analysed in the next chapter of thesis.
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Ancient Greeks. These parallels also extend to the connection of the cult of the
dead with magic practices related to chthonic deities and spirits who endanger
the living from beyond the grave. According to Straubergs, the same cult
practices also indicate the localisation of the underworld beneath our world: not
only are dead bodies buried in the ground, but souls also live there 101 . The
entrance of the underworld is somewhere near, and its inhabitants can visit this
world rather easily. At the end the author concludes that
the eschatology of our nation is not to be regarded as a uniform product, due to
its old age several notions of different age are reflected and combined there; the
fate of the dead is related to the main deities Dievi (Dievs) and Mother of
Sun who receive souls. Mother of Earth is a saver, guardian of flesh; she melts
with Mother of the Dead later, when both these parts of human, so-to-say, further
existence, are carried towards one place: the underground. In general, in the
development of our eschatology many things are the same as other peoples
(Straubergs 1922: 618).
Interestingly, the last sentence illustrates the comparative view, which is rather
unrelated to the selection of comparanda according to the synchronic historiccultural or comparative-linguistic criteria dominant in other comparative studies
of Latvian mythology. Otherwise, a more or less systematised heterogeneity of
ancient Latvian beliefs about the underworld, denomination of related deities
and nature of their invariance are the main variables in studies of the subject
matter.
In the opening of the other article, Pasaules jra (World Sea, 1937),
Straubergs states a preference for a different genre selection from the one
explored in Netherworld: Ancient Latvian notions regarding the world must
be researched in folksongs, where they are preserved due to their picturesqueness as well as [the fact] that folk poetry, contained by the rhythm, in
general can more easily cross over in an unchanged manner from generation to
generation (Straubergs 1937: 169). Likewise, from the range of cosmological
phenomena Straubergs highlight the way of the Sun as the most conservative
view. In general, the article is an extension of these two ideas. Consequently,
referring to more than one hundred folksongs, Straubergs reconstructs the
following structure of the mythological space: the Sun rises on the Heavenly
Mountain, crosses it during the day and the sets into the sea, on the next
morning starting this journey over again. During the night the Sun makes the
journey back across this sea. The sea, therefore, constitutes the opposite world,
the counterpart of our world. Straubergs draws parallels between the Latvian
mythical sea and the Ancient Greek Ocean that surrounds the earth on all sides.
In this mythical sea lives Jras mte (Mother of the Sea); Veu mte (Mother of
the Dead) also comes from the same direction. In the middle of the sea lies a
101
For the final development of his conclusions on Latvian customs and beliefs regarding
the dead see Straubergs 1949.
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mythical stone or island where various mythical actions take place. Another
motif, Saules koks (Tree of the Sun), is localised identically: in the middle of
the sea, in the path of the Sun. Some folksongs refer to this tree as a dwelling
place of celestial deities. The notion of Vczeme as the land of death is
mentioned here as well. Straubergs calls it the more ancient cosmology,
noting that the folktale materials supplement it: here he again refers to the tale
of the heros journey across the sea to or from the netherworld. Nevertheless,
the author states that The way of the Sun is also the ancient way of souls; and
the place, where it [i.e. Sun] sleeps during the night, in many folktales forms a
dwelling place of souls with an undertone of Paradise or similarities to our
world (Straubergs 1937: 172). Moreover, Straubergs argues that this stone or
tree (World Tree) in the middle of the sea is also a dwelling place of the higher
deities: God, Sun, Moon, etc. Straubergs also admits that God as the ruler of
heaven is a more recent motif, and therefore this folksong cosmology must also
be considered to include views from different periods.
Although the second article is dedicated to a particular semantheme The
World Sea while the first one concerns the netherworld in all its varieties,
differences in both reconstructions of mythological space are obvious: in
addition to Straubergs attitude towards the validity of particular folklore
genres, there is a shift from the dominant use of folktales to the dominant use of
folksongs. The second article includes only a few references to Ancient Greek
mythology, which was the main parallel in the first. In a way, these reconstructions reflected other contemporary research interests of the author. As
head of the Archives of Latvian Folklore Straubergs has published multiple
calls to send in particular folklore materials, among them verbal charms. As
these calls, and the volume and scope of his Latvian Charms (19391941)
suggest, he had started working in this direction already in 1937. Consequently,
a new source of references is introduced in World Sea consisting both of
material from Latvian charms and references to a charm study by prominent
Finnish scholar Viljo Mansikka (ber russische Zauberformeln, 1909).
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Heavenly Mountain, the Sun Tree, and three levels of the world. The Heavenly
Mountain represents the sky, the Sun Tree represents the World Tree, located in
relation to the Suns path, and the three levels of the world consist of Heaven,
Earth (or This World), and the Netherworld (Adamovis 1938: 364366. See
Appendix I for the translation of original Adamovis description of this worldview p. 195196). So, according to Adamovis, mythological space consists
of variations between mutually displaceable semanthemes and routes between
the basic structure of the three levels. Variations across the genres, within one
genre, and across geographical locations where particular folklore materials had
been collected are problematic in light of a single unchanging ancient Latvian
world outlook and cosmology. After describing a variety of Sun Trees, the
author states that Such examples are more likely evidence of a free combinations of mythical folk songs than the basis of joining them together in one
view (Adamovis 1938: 22). However, by trying to provide a logical
description of mythological space, Adamovis uses various devices of interpretation to establish one primary system of which other variations are seen as
deviations akin to a course of profanation.
An eloquent illustration of such an interpretation is the example of the
World Sea semantheme. Adamovis refers to the above analysed article World
Sea (1937) by Straubergs several times and accepts his notion of sea all around
the world, although closer analysis of folklore material shows this assumption
to be somewhat problematic for the folklore of east Latvia, i.e. regions that are
further away from the coast of the Baltic Sea. As there is no evidence of the
notion of the sea or any other large water body in the eastern direction,
Adamovis just notes that folklore about this matter was somewhat reserved
(Adamovis 1938: 4). Furthermore, he claims that Regarding the position of
the sunset, as we see, empirical experience in the eastern part of Latvia has
overshadowed the notion of the World Sea. It is substituted by the lake and the
broad Daugava, in addition to the mythical places beyond the nine lakes or
where the nine rivers flow (ibid.: 7). However, during further investigation,
the World Sea remains important only as far as it is located in the west, because
that is the place where, according to Adamovis, all three levels of the world
meet. While folklore materials provide different locations for the passages
between the worlds, Adamovis here refers to the comparative study by Wundt
(Adamovis 1938: 31; cf. Wundt 1909: 220). Therefore, mentioning of the sea
or river Daugava in relation to the sunset is also interpreted as a reference to the
far west, mythical border zone of the world where a natural horizon is visible
(Adamovis 1938: 23). Following this example, other references to the sea are
reduced to the World Sea in the west. A similar pattern of interpretation also
characterises the authors analysis of the World Tree semantheme. Likewise, he
refers to Wundts idea: The World Tree that spreads its roots among the depths
of earth and reaches the sky with its branches, holding together the whole
world, being in the middle of the earth itself, which overshadows the whole
world with its leaves and hosts heavenly bodies in its branches. The prototype
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of the World Tree is the Tree of Life (Adamovis 1938: 15; cf. Wundt 1909:
193, 210, 214, 219). Adamovis finds the Sun Tree to be the main Latvian
variation of this semantheme and also locates it in the far west where Sun
sleeps at night. Even though he admits that the same World Tree also grows in
the underworld, as depicted in folktales (Adamovis 1938: 34), the other
locations of the Sun Tree are considered to be a deformation of the original
myth (ibid.: 26). This is explained either by a poetic play on words or by
mythical syncretism where other trees acquire the characteristics of the Sun
Tree.
There are also several other places where Adamovis speaks of profanation
or degradation of original mythical notions. For example, regarding folklore
materials in which Sun Tree could be found by a shepherd girl (Adamovis
1938: 17) or God could hide in a wormwood or mugwort102 bush (ibid.: 29) or
sleep under a grey stone (ibid.: 28). Such a devolutionist view of myth is
somewhat contradictory to his notion of the natural base as the primary source
of the mythical imagination. Mythical semanthemes are not only grounded in
this natural base but also designate the more ancient, older level of the worldview. On various themes, Adamovis states that this or that notion has already
evolved from its natural base, i.e. physical object: God as the sky and the Sun as
the sun are primary images. The greater their anthropomorphic features, the
more recent a stage of mythological development they characterise (e.g.
Adamovis 1938: 11, 25, 31). Such development also implies several world
structures from less developed or nature-like to more developed with the
Heavenly Yard and its inhabitants characterised by an elaborate social structure.
Other interesting questions in Adamovis mythical world order touch on
Vczeme. Literary translated it is the Land of Germans, and the
contemporary name in the Latvian language for Germany is a shortened form of
Vczeme Vcija. In several folk songs it bears the characteristics of the
netherworld; mits admits that theorists leaning towards animism consider
Vczeme as a land of the dead, while he explains these characteristics as a
simple misunderstanding, because Germany is located to the west of Latvia
(mits, 1926: 65). Adamovis makes a cursory reference to this question,
stating that Vczeme for ancient Latvians meant the place of otherness due
to an encounter with the different culture brought to Latvia by Germans. At the
same time, he admits that many mythical elements in descriptions of Vczeme
require special attention and Vczeme is not only a place of otherness, but also
of wrong-way-round-ness (Adamovis 1938: 2021).
The same description applies also to the Opposite World where Straubergs
(1937: 171) locates the home of the Sun, Moon, God, and all higher powers,
and souls (Adamovis 1938: 19). While Straubergs claimed here that the idea
of God and Gods location in Heaven is comparatively new, Adamovis states
that both Sun and God live in Heaven and that a special home of the gods and
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dead souls far away at the horizon is not a primary independent concept, but
only a transitional combination (Adamovis 1938: 31). Instead, Adamovis
proposes that the Sun, God, Gods sons and other deities spend their nights in
the Great Heavenly Yard. That is generally everything that the author writes
about the third level of the world Heaven. The situation is considerably
different when it comes to the underworld. Adamovis, like Straubergs, refers
to many folktales describing various paths to the underworld (caves, wells,
springs, etc.) and out of it (directly, across the sea, by flying, etc.), referring also
to the locations of those entrances and exits both in this world and the far west,
inhabitants of the underworld, and heroes quests. In this tripartite worldstructure the question of the home of the dead souls, a subject not considered by
Adamovis remains problematic. Other issues discussed in Ancient Latvian
world outlook are also characteristic to other scholarly productions of the
interwar period, acquiring the most comprehensive form in this essay by
Adamovis, interpreted according to the theories he preferred.
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Straubergs and vbe: the entanglement of career and politics. The field of
references for all three dimensions is the easiest to map. Briefly, in the
references of publications on Latvian mythology a variety of popular names
from the international arena appear. The field of references often contains such
great fin de sicle names as Sir Frazer and Sir Edward Burnett Tylor (mits
1918, vbe 1920 et al.). From the publications of the early twentieth century
Arnold van Gennep and Emile Durkheim are referred to, while several
researchers have mentioned Wilhelm Wundt and Sigmund Freud. From
authorities on ancient culture there is Hermann Usener with his seminal work
on the differentiation principle in religions (e.g. Adamovis 1940b). Researchers, more oriented towards the history of religion, borrow their basic
assumptions from phenomenologist of religion Gerard van der Leeuw, and from
such classics as Rudolph Otto with his influential theory of sacrality (Maldonis
1935b, Adamovis 1937 et al.). The theory of culture was known through the
works of Ernst Cassirer; references also prove that the works of Lucien LvyBruhl were familiar to several Latvian researchers of this period. This variety
highlights two important features of the research. First, it was in line with the
tendencies in international academia. Folkloristics has the capacity to be at the
same time very local and very international and this duality must be considered
when researching disciplinary history, contributing to and using the comparison
with the situation in other countries (Anttonen 2005). Second, from these names
of scholars it is obvious that the approaches and their theoretical backgrounds
were rather diverse. This diversity to some extent illustrates the fact that at this
time only one professionally trained folklorist and no professional specialists of
mythology were working in Latvia (Ambainis 1989). Some of the researchers
came from the field of classical philology, some were archaeologists or
historians, for others mythology was just one of the interests while their main
academic specialisations were studies of religion or law. Of course, these
respective backgrounds left particular traits in their writings. Still, all authors of
this research tradition were writing more or less within the constraints of one
ideological regime, contrary to the diversity at this level in the post-war period,
as will be demonstrated in the next chapter.
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CHAPTER IV:
Parallel trajectories
Continuing mapping the field, in this chapter I will analyse various political and
theoretical developments in context of the research into Latvian mythology
from the end of World War II until the transitional period marked by the decline
of the Soviet Union 104 . As the political division of the Western and Soviet
worlds was the main factor determining the dynamics and content of knowledge
production, slightly changing focus from section to section characterises several
rather self-contained scholarly environments that influence the research on
Latvian mythology; again, analysis of mythological space is used to typify the
impact of institutional, political, theoretical, and personal factors on the subject
matter. Accordingly, the first section below describes Latvian mythology and
Latvian mythological space as they were conceptualised and described by
Latvian scholars who went into exile after the war and worked in Sweden. Here
the dialogue with interwar period discourse, continuities, and discontinuities is
described in light of the hypothesis regarding exile mentality and its impact on
scholarly production. The next section focuses of the changes and developments
of the discipline during the same period in Soviet Latvia, highlighting the
problematic nature of the research subject in the first post-war decades. Against
a background of institutional reorganisation, the role of certain personalities is
analysed and the relationships between the centre and the periphery in Soviet
Latvian academia are mapped. Here the political conditions of scholarly
production are accented, correlating scholarly practices with propagandist
mythography. In the third section I will shift focus towards the more general
level of the context of the research into Latvian mythology in this period,
characterising the main developments and status quo of the Indo-European
studies. A case study of two editions of the same work on Baltic mythology
provides closer insight into both the theoretical dynamics and ideological
conditions shaping the sub-field of this area. This case study contains one more
different version of Latvian mythology. The specific version of Indo-European
studies in the context of more recent Soviet (Russian) academia is analysed in
the fourth section of this chapter. Here the role of Latvian mythology as
material for a more general mythological reconstructions is accented,
illustrating the application of a Moscow-Tartu-school-specific methodology and
agenda in research on the subject matter. The concluding part of the chapter
summarises the main features of the parallel trajectories, according to which
research on Latvian mythology took place in the post-war period.
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1. Exile scholars
1.1. Exile scholars:
The quest into the netherworld by Krlis Straubergs
The two most productive scholars researching Latvian mythology or religion,
and mythological space as a composite part of it, within the Latvian exile
community were Krlis Straubergs and Haralds Biezais, both of whom lived
and worked in Sweden. Coincidentally, their works cover the opposite parts of
the subject matter: while Straubergs was interested in a chthonic netherworld,
the topography of the Land of the Dead, and customs related to magic, death,
and sacrifice, the main works of Biezais cover the sphere of celestial deities and
the high religion of the ancient Latvians. Such a division of interests might be
determined by the scholars different backgrounds and previous interests. At the
same time, these also might be the strategies of intellectual and psychological
coping with loss of fatherland; especially, keeping in mind Straubergs very
high positions in interwar Latvia in both scholarly, social, and political areas.
Similarly, Biezais detachment from the Latvian (national) evangelic church
resulted in a shift of emphasis from priestly to scholarly duties.
Straubergs main work of this period is the comprehensive exploration of
Latvian customs and beliefs regarding death and burial practices Lettisk folktro
om de dda (Latvian folk beliefs on the dead, 1949), published in Swedish with
a summary in German. This work marks the change of research context in
several ways. The first, obviously, is the publishing language, related to institutional affiliation. The second is the slightly different choice of the
comparative material in the reconstruction of the most ancient Latvian beliefs:
in the two above analysed articles on mythical space (p. 134137) references to
Ancient Greek and Latin texts prevailed105. However, this comparative material
is only a secondary source; the research is based on the interpretation of
archaeological findings, historical records, and folk traditions. From the folklore
materials other than customs and beliefs, the author singled out folksongs
(Straubergs 1949: 131), although referring also to charms. Though Straubergs
held a degree in archaeology, this is the first mythology-related work where he
so extensively uses archaeological data and related chronology, thus
distinguishing the customs of different historical periods. These meta-data of
the research, on the one hand represent Straubergs as a mature scholar, operating with a very wide range of facts from different perspectives, guaranteeing
the unique quality and sense of depth of his most recent writings. On the other
hand, the slight changes in methodology and choice of sources might reveal
efforts to establish scholarly authority in a new, contested environment of
105
Here Straubergs introduces mainly Nordic Swedish, Danish, and Norwegian, as well as
Finno-Ugric (such as Estonian, Finnish, and Karelian) traditions. In addition to the typical
Baltic (Lithuanian and Prussian) context, several references are also made to Russian,
Scythian, German, Italian and other beliefs or conceptions regarding the dead.
143
144
37
145
108
The Byzantine historian Procopius of Caesarea (ca. 500ca. 565), one of the last
classical Greek historians.
109
Originally published in Commentationes Balticae, Bd. VIII/IX, H. 6, Bonn.
146
In addition, his own article on Baltic religion in Encyclopaedia Britannica concerns the
entire Baltic region but it is based mainly on the materials of Latvian mythology (see
Biezais 2009).
147
religion (ibid.: 16). Apart from a little evidence from the historical records,
Biezais reconstruction of ancient mythology was based on folklore materials.
The latter were analysed with respect to the psychological and social contexts of
the time when the materials are collected, i.e. the nineteenth century and first
half of the twentieth. An important part of such analysis was the extraction and
separation of Christian traits from recent vernacular religion. Following the
standards defined in Kaarle Krohns Skandinavisk mytologi (Scandinavian
mythology, 1922), Biezais found relevant Latvian mythology to research in
folksongs, charms, legends, and partly also folk traditions (2006: 16). However,
he was reserved towards the application of folktale material for several reasons,
although he recognised it as containing adequate evidence on religious
phenomena. Firstly, folktales more than other genres contain international
travelling motifs. Secondly, there had been no comparative research into
Latvian folktales that would allow evaluation of this material and its authenticity. Thirdly, according to Wikmans Nutida traditionsforskning (Contemporary tradition research, 1950), storytellers do not believe the tale content
corresponds to reality. Moreover, the primary social function of folktales is
other than that of myth and they have no relation to history (Biezais 2008: 13).
Biezais methodology was informed by such works as Wilhelm Schmidts
Handbuch der Methode der kulturhistorischen Ethnologie (The Culture
Historical Method of Ethnology, 1937), Karl Wikmans Die Einleitung der Ehe
(Introduction of Marriage, 1937), Sigurd Erixon Regional European Ethnology
(1937), and especially Albert Eskerd rets ring (Years Harvest, 1947)
(Biezais 2006: 16). Consequently, for the first time in the research of Latvian
religion the principle of spatial unity is followed and applied; in addition,
particular traditions are localized. In the research of folk life it is called
geographical method (2006: 15). It is the mapping of particular traditions that
due to the lack of precise historic evidences is a prerequisite of international
comparison. Biezais mentioned mits Latvian mythology and Adamovis
Latvian religion as the predecessors of his works; however, this is rather useless
because of the lack of strict methodology regarding the evaluation of sources
used:
Uncritical application of sources can be observed both in the works of those who
tried to call into being the ancient Latvian religion, as well as in more serious
works related to names of Zicns, Straubergs, Rumba, mits, Bruenieks, etc.
This approach to sources in extended perspective is rooted in national
romanticism. These researchers often subordinate the texts of songs, views, and
ideas to their own vision
(Biezais: 2006: 20).
148
religion that are found on any nation and any time, but which have especially
flourished on the subject of Latvian folk religion, but left it aside, his
discussions remaining within the academic discourse only (Biezais 2008: 12).
He also closely followed the developments of the discipline in Soviet Latvia (cf.
Biezais 1970. Online), which allowed him to state that
After the second Russian occupation in 1945, no works on Latvian religion are
published. In particular cases direct or indirect references to Latvian mythology
could be found in some folkloristic texts. Nevertheless, these passing references,
made by scholars totally cut off from the Western-European research of history
of religion, do not have any serious meaning
(Biezais 2008 [1961]: 10).
38
149
150
ancient Latvian heavenly topography (Biezais 2008: 86). Still, he admitted that
there is no direct evidence about Gods house or the Heavenly Yard in
folksongs (Biezais 2008: 81), therefore those images are deduced from the
descriptions of actions of God, his sons and other inhabitants of the realm and
also from particular semanthemes like Gods front door (cf. Pakalns 1992).
His final conclusion was as follows: Due to poor sources, only the fact that
God also has his house in Heaven must be accepted (Biezais 2008: 84).
Nevertheless, there is one building from the Heavenly Yard that has attracted
the special attention of the author the Heavenly Bath-house or Sauna. It has
all common celestial mythical signifiers gold, silver and diamonds. Only the
fact that it is almost never mentioned in connection with God, at least not in the
sources Biezais trusts, is somewhat problematic. Instead, in this bath-house one
can more often encounter sons of God and daughters of the Sun, and sometimes
also the Moon and other celestial deities (Biezais 2008: 325). Analysing the
meaning of this semantheme, Biezais reached several conclusions that are
important for his scholarly programme in general. First of all, it is a direct allembracing correlation of empirical reality and transcendental realms. Therefore,
the special place of bath-house in the Heavenly Yard is derived from its special
place in the Latvian peasants household as the place of birth, various rituals,
and the dwelling place of several lower mythological beings. This also implies a
shift in religious studies from texts to contexts. As Biezais wrote: In broader
interconnection, this uncommon feature of Latvian mythology supports the
direction of research that demands that religious studies pay more attention to
the ecological facet (Biezais 2008: 327). Furthermore, the Heavenly Bathhouse seems to be unique to Latvian mythology with no direct analogies in
other religions (Biezais 2008: 327). This shows the interrelation of comparative
studies with nationally oriented research based on folklore materials of one
language group only, and verifies ethnic mythology as a particular object of
study, because features like this would be unnoticed when researching older or
broader levels of mythological notions in Baltic or Indo-European mythology.
Apart from this discourse relating to writings of prominent scholars,
narratives on Latvian mythology and Latvian mythological space in the exile
community were also constructed by other authors exploring other approaches.
For example, in 1962 a student of Maldonis, Dr. phil. Krlis Polis (18761969),
published 500 copies of his book Dievs un dvsele k reliiozs priekstats
aizkristietisko latvieu tradicijs (God and Soul as a Religious Notion in PreChristian Latvian Traditions) in the USA. Polis examined the same sources as
Biezais, paying additional attention to archaeological evidence. However, due
to the differences in the agendas behind the research and in corresponding
methodology, according to which particular folksongs are selected and
interpreted, the conclusions both authors reached were radically different. For
example, Polis claimed the special status of Latvian mythology, arguing that the
Pre-Christian Latvian God has no essential similarities with the gods of
neighbouring people Slavic, Germanic, Finno-Ugric, etc. The seeming
151
connection of characteristic elements of the thunder god Prkons, the Sun, and
Laima with gods of neighbouring peoples is a common religious feature of all
humanity, like the barrowing of the ancient Arians from the Indo-European prepeople (Polis 1962: 147). Also original is Polis vision of mythological space,
including perhaps the most detailed scenic description of the netherworld. The
netherworld, according to Polis, is a total contrast to this world. There are silver
and golden hills, silk grass, silver birch-trees, and oaks with golden leaves. The
way of souls leads there through the Land of the Dead where the souls get rid
of everything earthly and, kindly escorted by the Mother of the Dead, cross the
river Ilga (Eng.: Longing) and reach the gates of the netherworld, shining in all
colours of the rainbow. Here the souls are greeted by the Sons of God and in
their company go along a broad, white road, illuminated by invisible light;
sweet, gentle smells linger around and wonderful music flows across the
beautiful landscape where silver, golden, and diamond horses, and magical
cows graze. At the horizon stand silver and golden mountains; on the top of one
silver mountain a young man ploughs, and a golden ladder leads there.
Surprised by everything experienced, the souls slowly continue the way, and
silver birch trees present one silver bough to each soul; suddenly, silver fog
pours over the souls. After a turn in the road, at the river a magnificent oak
grove grows. Golden leaves and acorns seduce the souls, and a golden fog pours
over them. Further, huge silver gates, incrusted with pearls and gold, open to
the yard of M-Dievis (Dear-God) where a great golden apple tree with
diamond leaves grows. The souls are greeted by the deity Laima; after singing
songs to God, the souls enter Gods maisonette and stay there forever (Polis
1962: 226227).
Apart from this description, Polis also reconstructs the dynamics of the
ancient Latvian religion of the Bronze and Stone Ages. Remembering the works
of Merkel and the Neo-Latvians, one has no choice but to agree with Biezais
that, Such ideas of Polis are created by uncritical national romanticism and
also are characteristic to this direction. However, they have little to do with the
scholarly research on the subject matter (Biezais 2006: 44). Concerning the
general discourse on Latvian mythology, it is notable that the vision outlined
above was published more than a hundred years after the heyday of national
romanticism, while the sentiments expressed remain the same. While this
comparatively marginal version of Latvian mythology is saturated with national
romanticist ideology once again claiming the status of scholarly knowledge, in
the native country of the author neither nationalism nor mythology are subjects
to discuss with positive connotations. Hence the opposite situation is explored
in the next section, regarding the status of the discipline in the Latvian Soviet
Socialistic Republic.
152
Descriptive terms such as myth and ritual enjoyed considerable frequency in Western
analyses of the Soviet political system even during the Soviet period (McClure and Urban
1983). E.g. Kolakowsky 1989.
39
153
According to these principles, the whole Soviet culture industry built a system
of mythical imaginary. Rituals of annual political celebrations and red corners
with leaders icons added the cult dimension to this religion-like system.
Likewise, narratives of exceptional moments during the founding of the Soviet
Union and building of Communism were produced, writing a sacred history.
Reflecting the dominating centralisation of cultural production, Soviet Latvian
mythology consisted of translations and adaptations of myths produced on an
All-Union level. Ancient mythology as an object of academic research was
overshadowed by cultural production of contemporary mythology in the public
sphere.
154
The Latvian term tauta in different contexts means nation, folk, or people. Translation of this term in this thesis is kept as close as possible to given context, as in the
compound terms working people, folk art, and Soviet nations.
155
witchcraft, customs etc., with the term folklore. Those catch folklorists
attention as poetical creations or ornamentation of peoples poetry (Niedre
1948: 6).
Three important rhetorical moves are made here, basically connecting
folklore and class-struggle: first, the de-nationalisation of folklore, locating its
creative sources in the lower classes according to international Soviet paradigm;
second, the narrowing of the definition of folklore genre-wise, excluding
materials that could compromise the idea of the linear development of classstruggle with clear division lines between the cultures of oppressors and
oppressed, including an exclusively positive evaluation of the latter. The third
move leads towards the particular understanding of contemporary folklore,
shifting the emphasis from the cultural heritage of pre-modern society to ongoing process of modern society, of course also narrowing it by class and
relating it to the narrative of struggle. As Latvieu folklora (Latvian Folklore,
Niedre 1948), with the above quoted definition, characterises the beginning of
Soviet Latvian folkloristics, Latvieu folkloristikas vsture (History of Latvian
Folkloristics, Ambainis 1989) characterises the decline of these trends in the
last year of LSSR existence. Here too the opening paragraph defines the field:
In the culture and history of any people, in any period of social development, a
significant role is played by folklore one of the oldest forms of social
consciousness. The origins of folklore as ideology are simultaneous to the most
ancient manifestations of human spiritual activities. The later modes and forms
of folklore take shape together with the development of human language and
practical activity. The first mans efforts of seeing, summarising, and generalising the most important observations in the individuals life, as well as
understanding the regularities of the society, environment, and world from which
the existence and further development of particular human and collectives are
dependant, are found in it. From the ancient, syncretic forms of spiritual culture,
folklore later outgrew as a particular mode of folk art, in which peoples
conceptual, artistic, scientific, and merely practical views are collected over the
course of many centuries. The world-view and aesthetic basic principles of
folklore become a base of national literature; evaluation of the moral, ethical,
and social principles stored in folklore, secures the preservation of social and
national continuity
(Ambainis: 1989: 5).
In this definition, published half a century later, the most obvious feature, of
course, is the (re)introduction of the term national. The previously dominant
narrative of class struggle is also absent, although it heavily influences periodisation and interpretation in further pages of Ambainis book. Importantly, this
definition leads towards the more comprehensive understanding of folklore as a
particular form of the human (not class) consciousness. Published in the last
156
years of the LSSR, it proves the sensitivity of the humanities towards the
political developments going on all over the Soviet Union113.
One of the rare articles on Latvian mythology published during the early
years of Soviet Latvia was written by Arturs Ozols (19121964); it is a chapter
in introduction to a new edition of folksongs. Ozols was one of the most
influential folklorists of his time, head of the Department of Latvian Language
and Folklore at the University of Latvia, vice-chairman in scientific work of the
director of the LSSR Academy of Sciences Institute of Folklore and
Ethnography (cf. Biezais 1970, Jrns 1986). While, in Sweden, Biezais
described the ancient Latvian pantheon, Ozols in Soviet Latvia argued that
Soviet folklorists, who were armed with Marxist-Leninist theory, objectively
research, care for, and bring to light treasures of the peoples art (Ozols 1955:
48). Objectively here means the discovering of a class struggle beyond the
creation of folklore. Ideological constraints and angle of interpretation
dominating in the earliest Soviet Latvian folkloristics are well illustrated by the
course on methodology of Soviet folkloristics within the programme of Latvian
folkloristics at the State University of Latvia in the 1949/50 academic year
(Ozols 1968: 194195; for English translations see Appendix II p. 197). Here
the above-mentioned uncertainty of disciplinary identity, manifested in the ongoing critique of bourgeois folkloristics, is reflected in four points out of five.
The programme also clearly shows the invention of a new identity along with
the invention of new a research object the contemporary, i.e. Soviet, folklore
of working people. Thus, the continuity of discipline was constructed on a
meta-level: referring to its research object, but not to the scholarly endeavours
of past generations, which were practically continued by the heirs of the
Archives of Latvian Folklore and the University of Latvia. Folklore was not
only invented, but also instrumentalised as a tool of propaganda and education,
and as such its purpose was to mobilise the working people in the struggle of
collective construction, the struggle for new cultural achievements, raising the
might of the Soviet Union (Niedre 1948: 225). While many researchers have
paid attention to the contradictory nature of Soviet folklore as the discursive
construction of an artificial subject (cf. Miller 1990, Panchenko 2005), an
example of one such new folksong speaks for itself, illustrating the subject
matter:
Worker extends hand to worker,
Struggle will banish the spectre of crisis.
The worker will build himself a new state,
On work and reason it will be founded
(Ozols 1968: 219).
113
For changes of the meaning of term folklore during Soviet period in Estonia see Jaago
1999.
40
157
This is defined as a folksong probably due to its classical four-line form and
origins from the lowest level of society, in this case, prisoners114. However, it
has no metric features characteristic to Latvian folksongs, and it was excerpted
from an originally written source. During field expeditions, Soviet folklore was
also often composed by local activities specially to match the collectors agenda.
Research into mythology in this framework of Soviet folkloristics had a
special status because of the twofold necessity to legitimise a research subject
close to religion. Such legitimation was obtained by two strategies: pre-defined
interpretation, analysed in detail below (p. 159161), and the practice of using
canonical references, characteristic to the discipline, and to the humanities in
general, in this period115. First of all, it is Karl Marx who unfortunately had not
written anything on mythology in particular but has a short note on Greek art;
therefore, this very note was cited in almost all material regarding mythological
subject matters:
We know that Greek mythology is not only the arsenal of Greek art, but also its
basis. (...) All mythology subdues, controls and fashions the forces of nature in
the imagination and through imagination; it therefore disappears when real
control over these forces is established. (...) Greek art presupposes Greek
mythology, in other words that natural and social phenomena are already
assimilated in an unintentionally artistic manner by the imagination of the people
(Marx 1999 [1857]).
Careful reading of other canonical authors (e.g. Lenin and Stalin) also provided
similar, rather de-contextualised material. In this regard, the writings of
Friedrich Engels and Maxim Gorky were applied as a kind of cornerstones of
Soviet (Latvian) approach to mythology. Engels had defined mythology as
fantastic reflection of reality in humans minds (Niedre 1948: 34) and the
origins of supernatural beliefs as a coping strategy with external forces 116 .
Engels thesis of fantastic reflection and its foundation in economic relations
discovered by Marx were synthesised by Maxim Gorky and retold to Latvian
readers by Jnis Niedre:
114
Originally LFK collection no. 908, item no. 1379. Collection no. 908 mainly consists of
the excerpts from (presumably political) prisoners notes and diaries, stored in the Latvian
State Archives.
115
See p. 8790 for Stalinism and Soviet science.
116
All religion, however, is nothing but the fantastic reflection in mens minds of those
external forces which control their daily life, a reflection in which the terrestrial forces
assume the form of supernatural forces. In the beginnings of history it was the forces of
nature which were first so reflected, and which in the course of further evolution underwent
the most manifold and varied personifications among the various peoples (Ozols 1955: 46,
quoted from Engels Anti-Dhring).
158
From collective activity, line of thought leads to the role of work and the
working class. Ozols reference to Gorky, paraphrasing the same fragment of
Engels which was chosen by Niedre, is quoted here at length to illustrate the
scholastic nature of this periods rhetorics:
In addition to many other questions of folklore, the basic meaning of the
mythological substance of folklore is also illuminated by the great writer of the
world and thinker M. Gorky: I do not doubt that you know ancient folktales,
myths, and legends, but I would very much like that their basic meaning would
be understood more deeply. This meaning is reducible to the efforts of the
ancient working people to ease their work, to increase its productivity, likewise,
to arm themselves against four-legged and two-legged enemies as well as with
the means of the power of the word witchcraft, charming to influence
elemental, hostile natural forces.
By idealising Mans abilities and somewhat anticipating his potent development,
myth creation in its foundations was realistic. In every blink of the ancient
imagination it is easy to find its stimulus, and this stimulus is always Mans
desire to ease his work. Certainly, this stimulus was created by the workers of
physical labour. And indeed, certainly, god had not came into existence and
existed for such a long time in the daily life of working people, if it would not be
particularly useful for the rulers of the land, exploiters of the work...
(Ozols 1955: 67, cf. Gorkijs 1946).
159
Preses un biedrbu departaments, the Department of Press and Associations, and later
LPSR Galven literatras prvalde, The Main Authority of Literature of the LSSR.
118
vbes personality and works are an exemplary case of this ideologically laden criticism:
he had been involved in national academic politics, he was in exile, and some his writings
were easy to interpret as reflecting Hans Naumanns theory of gesunkenes Kulturgut. The
latter was one of the central objects of criticism in Marxist-Leninist folkloristics in general
(cf. Dorson 1963).
160
of folklore were chasing the decadent reverie of a few intellectuals, often the
shallowness of these men identifying with folk poetry (Niedre 1948: 61).
vbes works published after 1917 were taken out of public circulation in
the LSSR (Arveda vbes zintnisk darbba. Online) after he went exile. Later
it was written that vbes views on the history of folkloristics were
unacceptable because he illustrated the tendency of pro-western understanding
of the discipline: Bourgeois scholars, touching the questions of history and
methodology of Latvian folkloristics, had tried to conceptualise them as though
Latvian folklorists had always been under the influence of western scholars
theories and methods, and that Latvian folkloristics was mere imitation of
western folkloristics, illustrated by Latvian folklore materials (Ozols 1958:
56). Soviet Latvian historiography, at the same time, tended to foreground the
links between Latvian and Russian scholars and theories (e.g. 1951,
Ambainis 1958), contributing to the centre-periphery hierarchy in Soviet
science which itself related to the special role of Russia in Soviet discourse.
Ojrs Ambainis (19261995) was a researcher associated all his life with the
Archives of Latvian Folklore (Etnogrfijas un folkloras institts, The Institute
of Ethnography and Folklore during the Soviet period), primarily specialising in
research on folktales. He was also the author of the only history book on
Latvian folkloristics (Ambainis 1989). A shorter historical overview of
disciplinary developments is also included in his dissertation (Ambainis 1958).
There Ambainis recognised vbes pioneering role in analysis of classstructure and social relations in Latvian folktales, despite this claiming that In
his judgements the author often arrives at reactionary, un-scientific
conclusions (Ambainis 1958: 46). In general, criticism of previous academia
sometimes went as far as this laconic conclusion: There was no Latvian
folkloristics in the Pre-Soviet period (Niedre 1948: 61). Revision of previously
produced works and theories is an integral process of knowledge production;
however, a particular regime of truth dictates the mode of this critique. As
interwar period researchers positioned themselves against the scholars and
publicists of the nineteenth century, mainly on the basis of theoretical
differences, Soviet Latvian scholars, willingly or not, positioned themselves
against interwar period academia on the basis of political differences which, in
their turn, dictated theoretical position. The latter, dogmatic in its nature at each
stage of development, still had its dynamics.
41
161
In the LSSR, the programmatic writings of Niedre illustrate this shift of the
official position regarding New Linguistic Doctrine founded by Russian
philologist and archaeologist Nikolai Yakovlevi Marr (ca. 18641934) in the
1920s. Briefly, Marr built a brilliant academic career 120 using Marxist
phraseology and presenting his doctrine as the only Marxist alternative to
119
Gennady Batygin in this respect points out the interesting similarity of communist
ideology and early protestant movements, where public repentance and the open display of
personal lives were the basic requirements of engagement (Batygin: 2004: 16).
120
Up to the position of head position in the Section of Materialist Linguistics of the
Communist Academy and receiving the Order of Lenin.
162
3. Indo-European studies
The discipline of folkloristics in Soviet Latvia was a rather self-contained realm
of knowledge production: structured along the clear lines of power hierarchy,
censored and isolated from the academic world outside Socialist countries. The
163
Probably, there is no concise study of the linguistic aspects of the IndoEuropean people that does not contain a reference to Swiss scholar Ferdinand
de Saussures Course in General Linguistics, first published in 1916 from the
notes of his students. It is generally agreed, that the book and its multiple
translations ushered in a revolution in linguistic thinking during the 1920s and
1930s that is still felt today in many quarters, even beyond linguistics proper
164
The singling out of Lithuanian from other Baltic languages can probably be related to its
role in Saussures career the study of Lithuanian dialects was one of his first works.
42
165
twentieth century has been undergoing a sort of crisis due to the eclipse of the
great comparative projects of the nineteenth century, e.g. Max Mllers solar
mythology, the stormgods of Adalbert Kuhn, the moon myths of Georg Hsing,
the animal allegories of Angelo de Gubernaitis, and the Arische Feuerlehre of
Johannes Hertel (Littleton 2005: 2518, Puhvel 1968: 57). Starting with his
doctoral thesis Le festin dimmortalite: Etude de mythologie comparee indoeuropeenne (The Feast of Immortality: A Comparative Study of Indo-European
Mythology, 1924), Dumzil initially attempted to develop a new comparative
mythology, grounded in Frazerian model of the study of kingship, religion, and
magic. By 1938, he began to draw upon a wholly different theoretical base
Durkheims sociology of religion. Over the course of the next decade, Dumzil
arrived at a comprehensive model of the common Indo-European ideology
that is, the tripartite cognitive model in terms of which the ancient (and not so
ancient) Indo-European speakers ordered their social and supernatural universes
(cf. Grottanelli 1996; Littleton 2005). Within this trifunctional ideology human
and divine phenomena are hierarchically classified as belonging to one of the
functions: sovereignty and sacredness, war and physical force, or the third
function related to production, health, fertility, and wealth. The basic tripartite
division is manifested in the structure of the world and understanding of the
human body, each level is also associated with particular colours, animals,
natural forces, etc., thus providing the gridlines for semantic analysis of cultural
entities. An idea much contested afterwards was that this trifunctional ideology
is exclusive to Indo-Europeans (Grottanelli 1996, Lyle 2006). The very
structure is questioned and adjusted, for example, by elaborating primary
binarism (Gamkrelidze and Ivanov 1996), or finding additional matrilineal
patter: the stories I have studied today have suggested the strong presence of
an ancestress (or primal goddess), from whom the kings are descended and take
their eligibility. There is also another female, a young one who is a queen
(Lyle 2006: 67). Notwithstanding this, Dumzils works are the firm foundation
upon which the contemporary comparative studies of Indo-European mythology
rest as liberated from the political contamination of previous, Aryan, discourse.
They also form crucial context for the research into Latvian mythology in the
second half of the twentieth century.
166
Old European mythology, at least its regional variety. The historically and
politically determined changes in understanding Latvian mythology as a
constitutive part of Baltic mythology (cf. p. 9396) are also related to the
developments of IE scholarship as the latter are outlined in the previous
subchapter. Both layers of Baltic mythology were described by a Lithuanian
origin American scholar, educated in Germany, holding a doctors degree in the
field of archaeology with minors in ethnology and the history of religion
Maria Gimbutas (p. 9396). Gimbutas provides an interesting case in the study
of Latvian mythology within the concept of Baltic mythology because of her
mixed identity, disciplinary background, and seminal influence on both IndoEuropean studies and late feminist archaeology (cf. Marler 1995. Online).
However, her unique contribution to the current study is the publication
history of one Gimbutas books, illustrating the contextual determination of
knowledge production in the studies of Latvian mythology during the post-war
period. Two editions of The Balts by Marija Gimbutas (Gimbutas 1963,
Gimbutiene 1994) show differences of some kind regarding all facets of the
research sources, theories, and conclusions. Even the vocabulary differs.
There are at least two obvious reasons for this. First is related to the changes in
the authors views, manifested in her other publications between the two
editions, briefly, the introduction of the concept of matricentric pre-historic
European religion (e.g. Gimbutas 1996 [1974]), paralleling developments in
feminism theory. Since the 1970s a number of feminist scholars like Helen
Dinner, Elizabeth Gould Davis, Evelyn Reed, and Marilyn French have
postulated the existence of matriarchal clans or even the universal structure at
pre-historic times (cf. Gamble 2004: 271). However, although Gimbutas
interests might be related to this scientific-cum-ideological current, the research
into ancient goddesses would be impossible without rapid developments in her
field of specialisation archaeology, consisting both of multiple new
discoveries and changes in interpretation and dating122 of findings. The second
factor determining the differences of both editions are the particular conditions
of publication. The edition of 1963 was published in London, within the context
of Western scholarship. The Latvian language edition of 1994 was based on the
Lithuanian language version, published in Soviet Lithuania in 1985. The latter
may also explain the shift in the dictionary from Baltic religion to Baltic
religion and mythology, a reflection the problematic nature of studies of
religion in the Soviet Union. A more detailed comparison below characterises
the differences in conceptualisation and categorisation of the phenomena of
Baltic and Latvian mythology in both editions.
The positioning of the subject matter in relation to more general research
fields remains the same; however, against this background conceptual differences are more obvious. For example, in 1963 the author stated that:
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167
The customs, beliefs, mythological songs and folk art symbolism of the
Lithuanians and Latvians are amazingly replete with antiquity. The Christian
stratum is recent and can be easily detached. For comparative religion, the value
of the Lithuanian and Latvian folklore and folk art is the same as that of the
Baltic languages for the reconstruction of the mother tongue of the IndoEuropeans
(Gimbutas 1963: 180).
Originally, the basic source for the reconstruction of the ancient Baltic religion
for Gimbutas was folklore, which splendidly supplements the evidence of
recorded history and the archaeological monuments (1963: 180). Recorded
history was more criticised in the more recent edition (1994: 175), instead
introducing data from linguistic comparison as the more important source. This
new edition also refers to Dumzils research and the theory of three functions,
as well as being updated with references to works by Biezais, and the
Lithuanian scholars Norbertas Vlius (19381996) and Algirdas Greimas
(19171992), published in the decades following 1963. The first edition was
informed by the novelty of its time: discovery of previously unknown remains
of cult buildings in the excavations of 19551957123; thus, allowing us to speak
about the previously doubted level of institutionalisation of ancient religion in
the Baltic region, corresponding to the evidence of a few written sources from
the fourteenth century.
Gimbutas version of the ancient Baltic religion and mythological space,
described in 1963, is comparatively monolithic. Advancing from the analysis of
burial customs and archaeological evidence to references to cult practices and
celestial deities in the works of other researchers, it consists of a description of
the hill of the dead which reflects Bronze Age graves and the heavenly hill
in folklore materials:
123
South of Smolensk, in Soviet Russia; the region was previously inhabited by the eastern
Balts.
168
If the realm of the vls124 on a high sandy hill in the neighbourhood of the
village reflects the more realistic side of this peoples beliefs about life after
death, there also exists an imaginary hill, or a steep stone hill, which the dead
have to climb, and therefore they need to have good fingernails or the aid of
animal claws. On this steep hill Dievas (God) resides and summons the vls
(Gimbutas 1963: 189190).
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169
gods and goddesses with Indo-European origin. The first group consists of
three life-giving and life-taking female deities: Laima, Ragana, and emna.
Each of these has several related goddesses. Laima is the deity of fate and birth.
Related to her are, for example, the Latvian Mra and Lithuanian twin-sister of
Laima Giltine (Death). Ragana is the lunar deity of death and reincarnation.
emna is Mother of Earth and Mother of the Dead. Higher deities of prehistoric times are ska (Snake, female) and Zalktis (Grass snake, male).
Secondary deities of this pantheon are Lauma (The Fairy), a representative of
Laima and Ragana on Earth, and Austja, patroness of brides and expectant
mothers. Various (male and female) patrons of particular areas and functions
are related to emna. In this version, the Lithuanian material is somewhat
dominant (cf. Gimbutiene 1994: 176186). The other group, symmetrically,
also includes three main gods, male: Dievs, Prkons, and Vels/Velins (Lat.:
Velns). Dievs is the god of heaven, light, peace and friendship, the patron of the
day and contracts; Prkons is the god of thunder, justice and soil fertility; the
third is the evil and cruel god of the death and underworld realm, but he is
also god of cattle. Secondary deities of this pantheon are all celestial deities
(Moon, Sun, Gods sons, Suns daughters, Dawn, morning star) as well as the
divine smith and two Lithuanian deities of fire (Gimbutiene 1994: 187198).
Interestingly, descriptions of the netherworld in the Latvian language edition
are absent; this relates to both the road of souls125 and the castles of the celestial
deities. A reason for this difference, aside from the possibility of simple
economy of the text, might be related to the intellectual climate of 1985 when
the Lithuanian language edition was published in Soviet Lithuania. The notion
of mythological space was Probably too far from the Soviet materialistic master
narrative; explanation of it would imply the dimension of sacredness as integral
part of the interpretation, an ultimate idealism. Exclusion of the gods castles
might also be related to wrong implications relating to class-structure, which
further could be associated with the creation and role of folklore materials126. In
general, close comparison of the two editions (with Latvian as translated
Lithuanian) clearly shows the interrelation of the following factors in
knowledge production: overall development of the discipline (new data and
methods), the presence and possible influence of contemporary theoretical
trends (feminist discourse), and the impact of the ideological regime on editorial
practices. The latter is usually questioned when talking about editions of
folklore materials (e.g. Briggs and Bauman 1992 or Melne 2000), but obviously
also strongly influences scholarly texts in the politically vulnerable fields of the
humanities.
125
In addition, the article on netherworld (Straubergs 1957) is removed from the
bibliography of the Lithuanian-Latvian edition.
126
Cf. the above described situation in early Soviet Latvia and Niedres critique of vbe
and Brzkalne regarding the origins of folklore p. 159161
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171
text) is the strongest part of the Moscow school of semiotics () and has no
match among semiotics of the whole world ( 1997: XXV). The
leading scholars of this direction are definitely Vjaeslav V. Ivanov (,
1929) and Vladimir N. Toporov (, 19282005); multiple works on the
subject matter have also been written by other current or former employees of
The Institute of Slavonic and Balkan Studies at the Russian Academy of
Sciences, working at the Department of Structural Typology ( 1997).
A more structural than semiotic study of myth was championed by Eleazar M.
Meletinsky (, 19182005), who was affiliated with the Russian
State University for the Humanities. During the 1970s and early 1980s, the
structure of proto-mythic plot and the linguistic key-elements were reconstructed, especially regarding the Slavonic version of this myth and its
connection to the Baltic version ( 1986: 49). The reconstruction of the
proto-myth127 by Moscow-Tartu school representatives is inseparably connected
with the notion of mythopoetic, mentally structured space. As such it is somewhat trans-temporal, or, more precisely, trans-historical. Such overwhelmingly
diachronic structural analysis makes them spatialize time and reduce the
variety of cultural phenomena to their supposed archetypes in the primordial
mythopoetic thought of humankind (Waldstein 2008: 118). Consequently, the
understanding of cultural phenomena tended to be reduced to reconstruction of
origins that would allow an understanding of the deep-structure functions of
the phenomena. Such mythopoetic studies involves multiple risks: for example,
epistemological difficulty, because the reconstruction of ones own conditions
is already determined by these conditions; secondly, very high arbitrariness of
interpretation by connecting distant phenomena via reference to common deep
structure. At the end of the day, if everything can be speculated about as the
echoes of proto-myth, such an approach loses meaning.128
Although there were different trends in the Moscow and Tartu studies of
myth and folklore, the scholars concerned with the reconstruction of IE protomyth basically organised their efforts on three levels: the reconstruction of
primary plot; research into the forms and transformations of basic characters of
this primary plot; research into the secondary characters and typology of their
127
Briefly, the proto-myth is about the fight of an anthropomorphic hero (thunder god) with
a teriomorphic antagonist (serpent, dragon, etc.). In the beginning, the thunder god is
somewhere on the top; usually, on the hill, in heaven, at the upper part of tripartite World
Tree. The serpent is underneath, at the roots of the World Tree. The serpent steals cattle and
hides them in the cave, behind the cliff; the thunder god smashes the cliff and frees the cattle
(or humans). The serpent tries to hide under different living creatures or turns into them,
hides under the tree or stone. The thunder god smashes the tree or stone with his weapon, the
thunderbolt. After victory, it starts to rain and the body of serpent is covered by water. The
proto-myth is related to other basic myths, for example about the World Tree or Heavenly
Wedding (cf. 1997).
128
For a summary of the different trends of criticism of mythopoetic analysis see Waldstein
2008: 118120.
172
incarnations, various national traditions and their incorporation into mythopoetic space. Further in reconstruction of the proto-myth or its elements
temporally and geographically distant, languages and texts are explored; the
combination of synchronic and diachronic linguistics allows, for example,
analyses based on a pairing of Old Scandinavian and Iranian ( 1997).
In the same way, Baltic languages and mythologies are contextualised not only
with the neighbouring East-Slavonic or Scandinavian, but also with Balkan;
thus, creating the specific Baltic-Balkan perspective ( and
1981, 1997). Toporov suggests that the plot of proto-myth, although not
elaborated, is represented in Latvian folksongs with surprising completeness in
comparison with other traditions, even such recognised traditions as Ancient
Indian. Furthermore, in this respect materials of Latvian folklore are more
telling than the Lithuanian ( 1986: 48). In this regard, Latvian
folksongs provide valuable insights into the motivation behind the events of
proto-myth, the related characters (e.g. Jnis, Laima, Mra), and the main
antagonist.
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173
174
mythopoetic views in light of Latvju dainas (on the 150th anniversary of Kr.
Barons birthday), 1986) Toporov emphasised the role of Latvian mythological
folklore in reconstructing the thunder gods opponent in proto-myth, a chthonic
character related to linguistic form *Vel-130. In folklore materials, partially due
to more recent Christian influences, it is often Velns (Devil). Particular to
Latvian mythology is the relation of this stem to a female character, Veu mte
(Mother of the Dead), while Velns, and the thunder gods normal antagonists in
other traditions, are male figures. Even though the Mother of the Dead might
seem to belong to mythology other than IE (cf. Gimbutas 1963), the author
suggests that both male and female Vel- characters represent two different
storylines of the same proto-myth: the character of Velns is related to the fight
with the thunder god, while Veu mte denotes the realm of punishment where
the opponent of the thunder god is imprisoned after the fight, respectively, the
realm of the dead ( 1986: 51). Regarding the tendency of IE dualism,
Veu mte in this plot might also be the female counterpart of Velns, acquiring
this name from the cult of mythological Mothers particularly characteristic to
Latvian mythology. Importantly, she can be related to Mother Earth, in her turn,
a female counterpart of Father of Heaven (Dievs, God). As the thunder god is
the transformation of this supreme deity, Toporov arrives at the conclusion that
the Latvian Veu mte is a unique source for the reconstruction of the name of
thunder gods wife in Indo-European proto-myth *Vela ( 1986: 52).
Her main characteristic is her relationship to death, her main attribute are the
keys of the underworld. Symbolism of death also extends to the motif of water,
often accompanying the Mother of the dead and the realm of the dead (for
example, in some folksongs Veu mte dwells in the sea). This relationship
resembles the release of water at the end of the plot of proto-myth, thus
showing a double binding of the *Vel- figures to the symbolism of water.
Ivanov and Toporov also provided a unique systematisation of Baltic (here
including Latvian) mythology in seven levels, according to the function of the
mythological being or character, level of anthropomorphisation, and topicality
in human life. This highly abstract system was reconstructed on the basis of the
mythologies of the Baltic tribes living south and west of the Baltic sea at the
turn of first and second millennia AD, next to the Slavs and Baltic Finns
(Ivanov and Toporov 1995: 112). Latvian mythology was reconstructed mainly
from folklore materials; the authors also mention the important role of folk art
(ethnographic items) in the course of the research. The linguistic data, applying
the comparative-historical method, allowed them to separate the ancient IE level
the remains of the proto-myth and names of its characters. Overall, the
authors analysis is somewhat reductive: The main traits of Baltic mythology
are manifested in the set of basic semantic oppositions, describing temporallyspatial, social, and evaluative characteristics of the world (ibid.: 114). In this
setting, the first level of Baltic mythology unites the higher deities belonging to
130
175
131
In the most ancient reconstructed form of Baltic myth, one of the [divine] Twins was
Gods son, another his daughter. But the further development of the plot, avoiding the
obvious incestuous quality of this wedding between them, leads to a division of twin-brother
into two brothers, accompanied by one sister (Ivanov and Toporov 1995: 117).
176
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177
new collective identity in the public sphere, adopting models developed earlier
in the Soviet Russia. The absence of studies on mythological space marks a
particular theoretical disposition: the exclusion of religious scholarship from
academia, and the conceptualisation of folklore as a narrative of class struggle
and manifestation of working peoples spirit. Under the aegis of Stalinism, the
first decade of Soviet Latvian folkloristics show straightforward dependence of
methodology and theoretical approaches on centrally defined ideological positions; this mechanism was also implemented by the censor and vice director of
the Folklore Institute Jnis Niedre.
Research into Latvian mythology acquired a new dimension in Western
scholarship in the post-war period. Within the globally changing academia it
became more often encountered within the comparative studies of IndoEuropean mythology or Baltic mythology. The former, informed by Saussurean
linguistics, recovered from being discredited by Arian discourse, which, derived
from earlier large-scale comparative projects, was enthusiastically exploited by
ideologists and scholars of interwar Germany. Since the end of the war it was to
a large extent tuned by Dumzils discovery of tripartite Indo-European
ideology. Particularly interesting is the version of Latvian mythology as a part
of Baltic mythology conceptualised by Maria Gimbutas. In this regard, the
analysis of two temporarily and geographically distant editions of the same
book demonstrated the changes of knowledge production shaping the subject
matter on two different levels: as determined by introduction of new theoretical
trends and development of the discipline, and as determined by political
contexts influencing editorial practices.
Comparative research on Indo-European mythology, including its Baltic and
Latvian parts, was articulated in a particular form by the scholars of the
Moscow-Tartu school of semiotics. Here, mainly in works of the leading
researchers Ivanov and Toporov, folklore and linguistic data relating to Latvian
mythology was integrated into reconstructive research on Indo-European protomyth, in a way creating a timeless perspective of textual study. In this way a
unique version of the systematisation of Baltic mythology according to seven
levels was produced. This direction of research, developed in the 1970s and
1980s, continues today bearing a high level of credibility despite its origins in a
now-defunct totalitarian state. Comparison of this trajectory with that of Soviet
Latvia highlights the hierarchical relationship of the centre and the periphery in
disciplinary history.
178
CONCLUSION
Writing of any history is an action of selection and interpretation, possible only
from a certain distance: therefore there is no history of today, while yesterday
already becomes an object of history writing. This is also the reason why this
thesis defines its subject matter temporally bounded to the nineteenth and
twentieth centuries, covering the most recent developments only in the form of
overview. When writing a disciplinary history, distance allows us to separate
trends and define key personalities related to the establishment and maintenance
of these trends or patterns, whether they would be theory-related, marking a
particular style of reasoning, or constituting a legitimising rhetoric. Similarly,
writing about the past is always writing for the present and future. From this
point of view, this thesis is intended to explore the determination of scholarly
practices, showing how the object of research was historically constructed and
embedded in broader intellectual, institutional, and textual contexts.
The realms of mythology
Often overlapping, interest in mythology-related subject matters and research
on mythology are separated by the institutionalised nature of the latter, as well
as the presence of particular means of creating the scholarly authority within the
academic context. Both modes of investigation serve various agendas and
supplement each other. Narratives on mythology have special epistemic status
due to their composite sources, blurring of disciplinary boundaries in construction of the research subject, and involvement in political and, recently, lifestyle
agendas. This makes mythology a highly contested realm of lay and expert
knowledge. With no direct and systematic evidence regarding the hierarchy of
ancient Latvian gods, mythical topography, economics of divine patronage and
other categories of scholarly reconstructions, the latter are completely based on
the indirect textual representations of lay knowledge.
The earliest historical documents were of secondary derivation, shaped by
agendas of other people rather than the subjects of mythology crusaders,
Christian clergy, or travellers interpreting the beliefs of local inhabitants.
More recent records represent the contesting Enlightenment and Romanticism
ideas, while the late nineteenth century folklore collections were shaped by
particular editorial practices favoured by patriotically inclined enthusiasts on
the eve of national awakening. Consequently, the source material for Latvian
mythology research is a partial representation of lost beliefs and ritual practices.
Since the emergence of institutionalised research into Latvian mythology these
sources have been applied selectively to the construction of expert knowledge,
depending on disciplinary affiliations or personal careers, current theoretical
trends or ideological agendas. The most prominent principle appears to be the
changing interpretation of the theory of folklore genres, which delineated the
preference for particular folklore materials in reconstructive practices. Data of
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180
taking shape according to one or other current theory. At the same time,
increasing collections of folklore material allowed the introduction of new
modes of scholarly authority, based on the newly created methodologies of
research and interpretation of folklore materials. Fragmentary, interested only in
particular deities or phenomena, scholarly discourse on Latvian mythology
formed until World War I. Establishment of the independent nation-state in
1918 coincided with the publication of the first comprehensive monograph on
the subject matter, describing Latvian mythology as a system.
The interwar period was the time of the institutionalisation of the discipline
by establishment of the national research and education institutions and
formation of local academia, resulting in comparatively large number of publications touching the subject matter from various perspectives. This period also
brought the first discussions and publications on Latvian mythological space, a
constituent of the Ancient Latvian worldview. International by circle of
references and national by construction of research object, the scholarly interest
in Latvian mythology at this time shows a strong correlation with national
identity discourse and politics; often also featuring politically active scholars
(among them two government Ministers of Education). Despite the ideological
similarities, the period is characterised by the diversity of theories applied to
Latvian source material. The latter was interpreted in light of totemism (vbe)
and animism (Bruenieks), from the points of view of the phenomenology of
religion (Adamovis, Rumba, and Maldonis) and a hard to define mix of
cultural history and comparative mythology (Straubergs). mits laid the
foundations of the new disciplinary identity by uncompromising critique of all
previous mythographies, especially those inspired by national romanticism, as
well as by defining the role of comparative linguistic analysis for the research
on Latvian together with Lithuanian mythology. Models of mythological space,
proposed by scholars of this time, appear to be dependent on preferences of
folklore genres by each author writing on the subject matter. Generally
speaking, the research into mythology occupied the space in academia between
folkloristics and the history of religion, with representatives of the both sides
interpreting the same sources according to their research agendas.
Research into Latvian mythology took several parallel trajectories after
World War II: first, in the Latvian exile community the idea of a national
research object was shaped by new institutional and intellectual contexts, as
well as being influenced by researchers personal responses to the exile
situation, echoing in continuities and breaks with the previous research. Thus,
the chthonic realms of Latvian mythology were integrated into the pan-European comparative framework (Straubergs), while the celestial spheres were
analysed in the light of the history of religion (Biezais); at the same time, on
margins of the academic discourse, the construction of Latvian mythology and
mythological space continued in the mode of national romanticism (Polis), once
again stressing the role of mythology in the conceptualisation of national
uniqueness. Apart from this, research into Latvian mythology showed a
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181
tendency of integration into the broader subject matter of Baltic mythology (e.g.
Gimbutas and Vlius). The scholarship took rather the opposite direction within
the research and education institutions in post-war Latvia, i.e. in the LSSR. In
line with the new political regimes antipathy towards religious ideas, as well as
according to new institutional setting, studies of mythology were exclusively
subordinated to the field of folkloristics. The latter, in its turn, was defined
roughly as the oral literature of the working class and its predecessors. At the
same time, contemporary Soviet ideology-laden folklore was positioned as the
central object of collection and analysis. In this setting, the mythology-related
research was possible only as an exception, resulting in a couple of articles and
a few fragmentary notes. However, this clearly shows the new regime of truth
and specific Soviet modes of legitimisation of knowledge: the construction of a
new disciplinary identity by means of political critique, the establishment of a
single correct interpretation, and a specific, hierarchic quotation culture. Slight
changes to the political regime after the death of Stalin, as well as the complex
interplay between the centre and the periphery in Soviet academia allowed the
emergence of the so-called Moscow-Tartu School of semiotics. With one of its
major branches developing towards semiotic and structural studies of culture,
the school also embraced studies of Latvian mythology within the circle of its
interests. However, the subject matter here was utilised as source material for
broader-scale comparative reconstructions rather than explored for its own sake.
Here Latvian mythology added significantly to the reconstruction of ProtoIndo-European culture (Gamkrelidze and Ivanov) and clarification of some
motifs of Indo-European proto-myth (Ivanov and Toporov), also being
conceptualised from both Baltic and Baltic-Balkan perspectives. The most
recent cluster of knowledge production involving the subject matter might be
located in the late 1980s and 1990s, characterised by the merger of all previous
research traditions; again, the disciplinary identity underwent the process of repositioning. On the one hand, on-going research continued, and due to censorship the unavailable works from the interwar period and the exile researchers
were discovered and celebrated, on the other hand, the new national idea
demanded the revision and critique of previously written works, as well as the
new market economy and system of education and research demanding the
reshaping of publication and research practices. In sum, the density of similar
factors allows us to separate several clusters of Latvian mythography along a
timeline that is characterised by on-going disciplinary identity construction,
based on the dialectics of continuity and critique of the past. Ironically, here the
Eliadean idea of ethereal return, characterising the nature of myths, might also
be applied to the study of mythology.
Northern parallels
If the knowledge production process shapes the object of knowledge, not vice
versa, then because the conditions of this process are similar, the outcomes too
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183
Reflexivity in studies of culture means recognition of the vicious circle that runs
through the realms of epistemology, psychology, politics, and history. There are
no facts, no matter how vague or unrecognised, without theory behind them;
there is no theory without the academic apparatus of knowledge production and
legitimation; there is no academia without society and its culture. As this
determination goes in both directions from particular details to systems and
back neither inductive, nor deductive methods are sufficient to explain the
whole process. Recognition of the vicious circle in knowledge production also
questions the position of the author; the classical death of the author is not an
option anymore, especially in the sciences, where construction of scholarly
authority is part of discursive rules. The author might be dead as a romantic
genius, as the god-like creator ex nihil. At the same time, the agency of author
represents the reflexive link between embeddedness in cultural and scholarly
contexts on the one hand, and creation of these contexts on the other hand. Or,
Behind the discourse on what constitutes the disciplinary subject reside
relationships between the self and the subject, the self and the profession, and
the self with the self (Bendix 1997: 219). Paraphrasing the famous proposition
of Aristotle, the author is by nature a political animal. Since politics is a power
132
Beck, Ulrich; Giddens, Anthony and Lash, Scott (1994) Reflexive Modernization:
Politics, Tradition and Aesthetics in the Modern Social Order. Stanford: Stanford University
Press.
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SUMMARY IN ESTONIAN
Lti mtoloogia distsiplinaarne ajalugu
Vitekiri ksitleb teadmisloome protsessi mtoloogia uurimise valdkonnas
folkloristika, ajaloo ning religiooniuuringute piirialal. Vitekirja autor defineerib refleksiivse historiograafia metodoloogia, mis lhtub postmodernistlikust
ning poststrukturalistlikust diskursusest, lingvistilisest antropoloogiast, kriitilistest kultuuriuuringutest ja teaduse sotsioloogiast, ning rakendab seda. Analsis
keskendutakse institutsionaalsele teadusteadmiste loomele, uurides phjuste ja
tagajrgede vastastikuseid suhteid tekstides ja praktikates, mis puudutavad
geograafiliselt ning lingvistiliselt konstrueeritud uurimisobjekti lti mtoloogiat.
Uurimisaines ja meetod
Mtoloogia uurimine on distsipliin, mille piirid on rmiselt hgused. Kuigi
neis on sageli kattuvusi, eristab mtoloogia uurimist huvist mtoloogiaga seotud teemavaldkondade vastu esimese institutsionaliseerunud olemus ning konkreetsete vahendite olemasolu sellele teadusliku autoriteedi andmiseks akadeemilises kontekstis. Mlemal uurimisviisil on mitmesugused eesmrgid ning nad
tiendavad teineteist. Mtoloogiat puudutavatel narratiividel on episteemiline
eristaatus tnu nende liitallikatele, distsiplinaarsete piiride hgustumisele uurimisainese konstrueerimisel ning kaasatusele poliitilistesse ja viimasel ajal ka
elustiiliga seotud eesmrkidesse. See muudab mtoloogia nii erialakaugete kui
ka ekspertteadmiste tuntavalt poleemiliseks valdkonnaks. Et vanade lti jumalate, mtilise topograafia, jumaliku patronaai konoomika ning teiste teaduslike rekonstruktsioonide kategooriate kohta puuduvad otsesed ja sstemaatilised tendid, phinevad need kategooriad tielikult mitteerialaste teadmiste
kaudsetel tekstuaalsetel representatsioonidel. Et minu uurimist tegeleb lti
mtoloogia teadusliku produtseerimisega, vldin mdi ja mtoloogia valmisdefinitsioone, mis vivad uurimisainest kitsendada formaalsetest kriteeriumidest lhtuvalt, ent kasutan selle asemel genealoogilist mudelit: jrgin enese
defineeritud uurimisobjekti nii, nagu see on teaduslikus diskursuses kinnistunud. Eelkige on minu uurimuse lhtekohaks teosed, mille on kirjutanud akadeemilised uurijad ning mille pealkirjaks on Lti mtoloogia vi mis otsesnu
mratlevad, et ksitlevad lti mtoloogiat. Ajaliselt on kesoleva dissertatsiooni vaadeldav aines piiritletud 19. ja 20. sajandiga, uuemat arengut ksitletakse ksnes levaatlikult.
Nende variatsioonide kaardistamine, mida seesama defineeritud aines teeb
erinevate uurijate tdes, vimaldab tielikult kaardistada distsiplinaarset ajalugu, vltides htlasi formaalset (olemasolevast definitsioonist tulenevat) vi
institutsioonilist (ht konkreetset distsipliini eelistavat) kallutatust. Niisugune
ksitlus on valitud, et koondada thelepanu uurimisainese akadeemilisele
186
187
seotud loojate teoreetiliste, sotsiaalsete, institutsiooniliste ja poliitiliste positsioonidega eri ajaperioodidel ning erinevates uurimistraditsioonides. Sidudes
eristavate hoiakutena tlgendatavate tde vi diskursuste ruumi nende tootjate
positsiooni ruumiga, lheneb kesoleva vitekirja meetod konstruktsionistlikust
lhtekohast lbiviidud teadmisloomesotsioloogiale. Ent tpsem katustermin, mis
hendab teooriad, elulood, institutsioonilise ja poliitilise ajaloo htseks tervikuks, on refleksiivne kultuurikriitika. Sellisena vtab see akadeemiliste objektide olemuse suhtes konstruktsionistliku kriitilise hoiaku, austab representatsioonile ja tekstuaalsusele pratavat thelepanu, mida jagab hulk 20. sajandi
lpu kultuuriuuringutest, etnoloogiast ja antropoloogiast tulenevaid teooriaid,
ning peegeldab refleksiivsust kui ht akadeemilise produktsiooni mistmise
keskset terminit. Minu uurimuses osutab refleksiivsus eelkige teadmise ja
vimu suhtele: kuidas suhestuvad akadeemilised projektid ja eesmrgid, millest
lhtuvalt neid defineeriti. Seetttu liigub t lesehitus ldisest kontekstist
autorite biograafiateni, nende mdiuuringutega seotuse analsimiselt mtoloogilise ruumi konkreetsete kirjeldusteni ning jlle tagasi ldkonteksti juurde,
nidates nende tasandite vastastikmjusid.
Sisu
Vitekirja 1. peatkis vaadeldakse esiteks mtoloogiauuringute ldajalugu ning
folkloori kui selle peamist allikat; teiseks analsitakse valdkonnale iseloomuliku vimu ja teadmisringluse modaalsust, keskendudes rahvuslusele kui peamisele ideoloogiale selle taga; kolmandaks kirjeldatakse vitekirja teoreetilist
raamistust, alates selle taustaks olevatest filosoofilistest ideedest ja teoreetilistest arengujoontest kuni refleksiivse distsiplinaarse ajaloo formuleerimiseni.
Ajalooline levaade rhutab folkloristika ja vrdleva mtoloogia rajamisel
keskset osa mnginud Johann Gottfried von Herderi ning vendade Grimmide
mjukat prandit, mis oma teadusliku autoriteediga kujundas diskursust Teisest
nii ajalisest kui ka klassi seisukohast, sidudes keele, vernakulaarse kultuuri ning
rahvusliku vaimu idee poliitiliselt laetud tervikuks, mis viis nii ldrahvaliku
huvi trkamiseni selle valdkonna vastu kui ka teadusliku uurimist mitmekesiste suundadeni. Nende tde anals, mis osutab akadeemiliste pdluste ja
poliitiliste ideoloogiate, eriti rahvusluse, nagu seda hes alapeatkis iseloomustatakse, vahelistele suhetele, lhtub suuresti postmodernistlikust ja poststrukturalistlikust filosoofiast. Et see moodustab ka minu teoreetilise ksitluse tausta,
tehakse kokkuvte Foucault ja Lyotardi kui selle mttevoolu kige mjukamate esindajate ideedest; need aitavad meil mista humanitaar- ja sotsiaalteaduste konkreetsemaid arengujooni, mis viisid distsipliini nn. representatsioonikriisini 1980ndatel aastatel. Seda kriisi, nii nuet le vaadata varasem
uurimist kui ka antropoloogia, folkloristika ja sugulasdistsipliinide uurimisainese uue ksitluse leidmise vajalikkust vaadeldakse eraldi alapeatkis, mis
aitab iseloomustada teoreetilist keskkonda, millest refleksiivne ksitlus vrsus.
Et viimases seisnebki kesoleva dissertatsiooni metodoloogia, moodustavad
188
48
189
190
ideoloogias. Lpuks sisaldab 4. peatki viimane alalik lti mtoloogia kontseptualiseerimise analsi Tartu-Moskva semiootikakoolkonda kuuluvate petlaste poolt. Selle koolkonna ldeesmrgistikku on iseloomustatud ka 2. peatkis, siin nidatakse konkreetsete teadlaste tid vaadeldes ainese seostamist
indoeuroopa protomdi rekonstrueerimisega ning balti, sealhulgas lti mtoloogia seitsmeks kihiks liigitamise ainulaadset mudelit. Peatki kokkuvttes
kaardistan sjajrgse perioodi paralleelseid teadustrajektoore, seostades poliitilise keskkonna, teadmisloome laadi ning tehtava t sisu.
Kigi peatkkide tulemused ja jreldused resmeeritakse vitekirja ldkokkuvttes, milles on kirjas lti mtoloogia uurimist 20. sajandil enim kujundanud
mjurite kogum ning esitatakse lisaks kokkuvtlik vrdlus distsipliini dnaamikast Ltis ja Eestis. Sellist vrdlust kasutatakse, rhutamaks rahvusliku ja akadeemilise identiteedi sarnasusi mlemas riigis. Siinkohal vimaldab vrdlevajalooline anals krvuti seada loodud teadmist ning loomiskonteksti, sest
esimene on olnud seotud peamiselt lingvistilise ja etnogeneetilise diskursusega,
mis hendab Ltit ja Leedut, kuna viimane illustreerib Eesti ja Lti sajandeid
kestnud hise ajaloo olulisust sel on olnud suur mju distsipliini ajaloo
kujunemisele, kuid see jb kttesaamatuks, kui lugeda ksnes lti mtoloogia
alaseid tid. Kokkuvttele jrgnevad kirjandusloend ning lisad, mis sisaldavad
t phiosas viidatud materjale.
Ajaline jrgnevus
Varaseimaid ajaloolisi dokumente ei kujundanud mtoloogia subjektide, vaid
teiste inimeste tegevus ristirtlite, kristlike vaimulike vi reisijate omad.
Hilisemad rikud esindavad valgustusaja ja romantismi vistlevaid ideid, samas
kui 19. sajandi lpuosa rahvaluulekogumist kujundasid konkreetsed toimetamispraktikad, mida soosisid patriootliku hoiakuga entusiastid rahvusliku rkamise
eelhtul. Seetttu on lti mtoloogia uuringute allikmaterjali nol tegemist
kadunud uskumuste ja rituaalse praktika osalise representatsiooniga. Lti mtoloogia institutsionaliseerunud uurimise tekkest saadik on neid allikaid rakendatud ekspertteadmiste konstrueerimises selektiivselt olenevalt distsiplinaarsest
kuuluvusest vi isiklikust karjrist, hetkel valitsevatest teoreetilistest trendidest
vi ideoloogilistest eesmrkidest. Kige mrgatavam printsiip nib olevat
folkloorianride teooria muutuv tlgendamine, mis visandas konkreetsete folkloorimaterjalide eelistamise rekonstrueerivas praktikas. Ajalooliste rekonstruktsioonide vi vrdlevate mtoloogiauurimuste andmeid testati sageli, krvutades neid vrdleva filoloogia videtega, mis oli teine vimas mjur lti mtoloogia kui ekspertteadmiste valdkonna konstrueerimisel. Juba 17. sajandist prineb mitu publikatsiooni, mis sisaldavad lti jumaluste nimekirju, mida iga jrgnev autor tiendab, kuni mtoloogiauuringute esmase allika, nimelt rahvaluulekogude sissetoomiseni 19. sajandil. Sedasama 19. sajandit iseloomustab ka
laialt levinud kultuurilis-rahvuslik ideoloogiline liikumine, mis igas riigis
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192
ideede vastu ning uue institutsioonilise tausta tttu allutati mtoloogia uurimine
eranditult folkloristika valdkonnale. Viimast omakorda defineeriti ligikaudu
tlisklassi ning selle eelkijate suulise kirjandusena. Samal ajal veti kollektsioneerimisel ja analsimisel keskseks objektiks kaasaegne, Nukogude ideoloogiast laetud folkloor. Niisugusel taustal oli mtoloogiaga seostuv uurimust
vimalik vaid erandkorras, andes tulemuseks paar artiklit ning mned fragmentaarsed mrkmed. Kuid see nitab selgesti uut tereiimi ning spetsiifiliselt
nukogulikke teadmiste legitimeerimise laade: uue distsiplinaarse identiteedi
konstrueerimist poliitilise kriitika kaudu, heainsa ige tlgenduse sisseviimist,
ning spetsiifilist hierarhilist tsiteerimiskultuuri. Kerged muutused poliitilises
reiimis prast Stalini surma ning ka keskuse ja perifeeria kompleksne vastastikmju Nukogude akadeemilises elus vimaldasid niinimetatud Tartu-Moskva
semiootikakoolkonna esiletusu. Et koolkonna ks peamisi harusid arenes
semiootiliste ja strukturalistlike kultuuriuuringute suunas, hlmas selle huvidering ka lti mtoloogia uurimist. Siin lisas lti mtoloogia olulise osa protoindoeuroopa kultuuri rekonstrueerimisele ning indoeuroopa protomdi mnede
motiivide selgitamisel, kui seda kontseptualiseeriti nii balti kui ka balti-balkani
perspektiivist. Kige hilisema seda materjali puudutava teadmisloome klastri
vib paigutada 1980ndate aastate lppu ja 1990ndatesse aastatesse ning sellele
on iseloomulik kigi varasemate uurimistraditsioonide segunemine; taas tegi
distsiplinaarne identiteet lbi mberpositsioneerimisprotsessi. hest kljest
jtkus kimasolev teadust ning taasavastati ning tunnustati sdadevahelisest
ajast vi pagulasteadlastelt prinevaid tid, mis olid olnud tsensuuri tttu kttesaamatud; teisalt nudis uus rahvuslusidee varem kirjutatud tde levaatamist
ja kritiseerimist ning uus turumajandus- ja haridus- ning teadusssteem nudsid
avaldamis- ja uurimispraktika mberkujundamist.
Vrdlev lppsna
Kui teadmisloomeprotsess kujundab teadmise objekti ja mitte vastupidi ning
selle protsessi tingimused on sarnased, peavad sarnased olema ka tulemused.
Nagu peaaegu kik selle ainesega tegelnud teadlased on elnud, on lti mtoloogial samasugune suhteliselt hiline pritolu kui leedu mtoloogial; arvukad
sarnasused osutavad htse balti mtoloogia poole, mis oli preisi, lti ja leedu
himu kogemusliku elu osa enne nende lahknemist. Niisugused sarnasused ja
hine pritolu on paljutotavad objektikeskse uurimist jaoks. Samas on ka
Ltil ja Eestil olnud sadade aastate vltel hesuguseid vi tugevasti paralleelseid ajaloolisi protsesse ning hesuguseid sotsiaalseid struktuure, hesugune
ajalooline baltisaksa eliit jne. Sarnased tingimused ja teadmisloome hiskondlik-poliitiline kontekst on tekitanud olulisel mral sarnasusi ka teaduspraktikas ning selle suhtes vimuga. Samal ajal on uurimisobjektid lti ja eesti
mtoloogia jnud alati sisult erinevaks ning uurija pilgule kaugeks. Seetttu
rhutab teadmisloome tiendav vrdlev uurimine objektikeskse ksitluse asemel protsessikeskse ksitluse thtsust distsipliini ajaloo kirjutamisel.
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ABBREVIATIONS
ABF
194
APPENDICES
Appendix I
Latvian mythological space by Ludvigs Adamovis
(Adamovis 1938: 364366)
1. Heavenly Mountain. Ancient Latvians have imagined the sky in the form of a high
mountain, called the Mountain of Pebbles, Silver Mountain or Ice Mountain. The
first two designations denote a bespangled sky, while the third derives from an
explanatory myth on the formation of snow. The Heavenly Mountain descends into
the World Sea. In several folk songs, the mountain has transformed into a table with
four corners. On this mountain, or by it, or around it, or otherwise the Sun moves in
its daily orbit. Completing it at the foot of Mountain, she (the Sun) starts her nightly
return path through the World Sea and the underworld in a silver or gold boat.
Changing the mode of movement at the seaside, the Sun swims her horses. In the
areas where such a clear notion of the sea in the West is absent, the Sun sets on a
lake, the great river Daugava, or in some mythical place where there are nine lakes
or where nine rivers meet.
Some songs depict the Sun in unceasing movement, but some tell of her resting
in the middle of the day or sleeping at night. Those songs testify to the developing
anthropomorphisation that distinguishes the mythological figure of the Sun from her
natural basis the sun.
Furthermore, the ways of the ancient Latvian God (Heavenly Father) on
Heavenly Mountain are depicted mainly as driving across the hill or the reeds,
gravel or copper bridge, i.e. rainbow. The most frequently sung about is his trip
down the hill.
2. Sun Tree. Ancient Latvians were aware of the special Sun tree, which is a particular
derivation of the mythical World Tree, a projection of the Milky Way in myths. In
the descriptions of this tree, bright precious metals silver and gold are not
spared. A frequent depiction presents the tree such as a birch with three leafs or
forked branches where the Sun, Moon, God, Laima, Auseklis [morning star], or
Daughter of the Sun rests or act.133 Moreover, it seems that the setting and rising of
Sun is always connected with the same tree.
The mythical place where the Sun Tree grows is at the side of the Suns path
or at the side of the sea path. It is at the far West where the Suns daily orbit
ends at the seaside, beyond the lake, in Daugava; in other words at the mythical
border zone of this world, where the natural horizon is visible and the slope of the
Heavenly Mountain approaches the earth. Laying its roots here, the Sun Tree
extends all over the sky and appears as the true tree of Heaven.
This is how ancient Latvians have imagined that beyond all lakes and hills at the
very edge of the earth or edge of the sea, the borders of this world, Heaven
(Heavenly Mountain) and the underworld (other world) meet. There the mythical
Heavenly Tree grows in whose branches the Sun, Moon and other heavenly bodies
each settle at a particular time. There the Sun rose every morning, adorned herself
and her daughters as well to shine all over the world.
133
195
Perhaps in the beginning this Sun Tree was imagined in the shape of a wonderful
shining oak (golden branches, silver leaves), but later free poetic fantasy lost the
real mythical meaning of the Sun Tree and started to imagine other trees like the
Sun Oak, imagining them at the side of Suns orbit. Around this time, the
mythical notion of this path also ceased to exist. There only remained the abstract
notion of a Sun Tree that could be applied to an oak as well as to a lime or birch, or
willow, hazel and sallow, or even a reed. In the end, the oak was placed in the
mythical heavenly Daugava, which according to origins is the same Sun Tree, the
projection of the Milky Way in the world of myths. But the slender reed remained
on the stone or on the island in the middle of the sea, or beyond the sea that [stone]
is the landmark of this and the other world, at the very horizon. Some songs suggest
that in their imagination inhabitants of particular farms also decorated their sacred
oaks (sacrifice oaks) with the elements of the Sun Tree myth. Other songs imagine
the Sun as an apple, pea, nut or ball that rolls along the branches of the Sun tree.
3. Three levels of the world. Overall, the ancient Latvian God means the sky: there his
dwelling place must be. Folk songs that tell of God sleeping on the earth (under a
stone, in a vervain bush) do not seem to be taken seriously in the reconstruction of
myths. An idea propagated by Professor Krlis Straubergs and outlined in the article
World Sea (Senatne un Mksla 1937, IV) that God, the Sun and Moon dwell in the
underworld does not seem well founded. Ancient Latvians do not separate this and
the opposite world, instead [they separate] three levels of the world: Heaven, earth
and underworld, which meet in the World Sea at the horizon. The path from one
level to another leads through the horizon and across the World Sea.
Direct traffic in a vertical direction is also possible. From earth it is possible to
get to Heaven by the heavenly stairway: the branches and leaves of a tree, beanstalk
or rose. The direct route to the underworld is depicted in folktales: it goes into the
earth through a well, spring, deep cave, or hole. These folktales already know and
mention the other way from the underworld one can get onto the earth across the
World Sea and through the horizon. They know also of travels to the sky, there and
back. Sometimes special stairs are used, but a direct path to Heaven is also familiar
via smoke or a broom, with return by a rope fastened to a cloud. But folktales also
relate that it is possible to go to Heaven across the big sea, i.e. through the horizon.
There is a crossroads where three roads meet or separate: to Heaven, earth and the
underworld.
In their basic elements, those views of ancient Latvians concur with general
notions of the world-view and the world tree as they are depicted by W. Wundt
Vlkerpsychologie II Bd. Mythus un Religion, Dritter Teil (1909) but Latvians have
their features; nice poetical depictions stand out especially.
196
Appendix II
The course on methodology of Soviet folkloristics within
the programme of Latvian folkloristics in State University of Latvia
in academic year 1949/50 (Ozols 1968: 194195)
1. Term of folklore and folkloristics (1h)
Folklore peoples art as one of the ideological formations by working
people. Folklore as an oral poetry. The folklore of workers, peasants and other social
groups. Childrens folklore. Regional folklore. Other forms of peoples art (music,
choreography, applied art, and other art). Folkloristics as a Soviet science and
critique of bourgeois folkloristics.
2. The class-related, party-related, and people-related character of folklore (3h)
Folk/people as creators of all values of material and spiritual culture. Changes of
the notion folk in particular socio-economic stages. Doctrine of MarxismLeninism on the folk art and character of the folk art. Pre-Soviet folklore as
expression of the longing and endeavours of the exploited working people. Soviet
folklore folklore of the nations free from exploiters. Folklore as a reflection and
explanation of real life in particular socio-economic environment. National character
of the folklore. Bourgeois theories of nations spirit and critique of the cosmopolitan conception.
3. Folklore as a historical category (3h)
Folklore as a folk poetry that consistently accompanies people in their history
from the most distant past until today. The problem of the periodisation of folklore.
The principles of Soviet periodisation. Bourgeois unhistorical understanding of
folklore and its critique.
4. Specifics of folklore compared with literature (3h)
Particularity of the conceptual and artistic foundation of folklore. Complexity
and diversity of the folk art. Tradition, improvisation and creativity in formation of
folklore. Relations of the individual and collective in formation of folklore.
Question of author and performer in folklore. (...). Mass dissemination of the
folklore materials. Soviet methods of collection of folklore and critique of bourgeois
methods.
5. Interaction of folklore and literature in relation to the history of nation (2h)
Folklorisation of revolutionary and democratic compositions of Russians,
Latvians and other nations. Genres of folklore and problem of classification of
folklore materials.
50
197
Appendix III
Some Latvian Estonian parallels
The purpose of this appendix is based on two ideas the conflicting meaning of the
term Baltic, mentioned multiple times in the thesis, and determination of knowledgeproduction practices by historically rooted socio-political conditions. It is intended to
demonstrate some parallels, similarities and points of intersection between Latvian and
Estonian folkloristics and the research of corresponding mythologies. My point of
departure is the differences in historical, geographical, and linguistic definitions of the
term Baltic. Briefly repeating what has been previously stated, the term Baltic states
refers to the interwar and current republics of Lithuania, Latvia, and Estonia; the term
Baltic languages refers to the branch of Indo-European languages, including the
languages and dialects of Latvian and Lithuanian, but excluding Estonian. Usually
based on the latter, coming from comparative linguistics understanding, the term Baltic
mythology refers to a common Latvian and Lithuanian ancient religion, reconstructed
foremost from folklore materials. At the same time, the correlation of nation-building
processes and interest in folklore, the latter gradually developing in institutionalised
scholarly practices, constitutes the close relation of Latvian and Estonian disciplinary
histories of folklore and mythology research on political, institutional, and personal
levels. In other words, the Latvian and Lithuanian historical and socio-political
differences, crucial for the formation of corresponding ethnic nationalisms in the
nineteenth century, had resulted in differences in the instrumentalisation of folklore and
formation of disciplinary histories. First of all, during the period of nation building,
Lithuania had an important symbolical resource the two other emerging Baltic countries
lacked the glorious pasts of the Grand Duchy of Lithuania (13th16th century) and the
Polish-Lithuanian Commonwealth (until 1795). Secondly, although in the nineteenth
century the territories of all three contemporary republics constituted parts of the
Russian Empire, the social-ethnic structures and administrative politics differed
considerably.
Poland-Lithuania was dominated by a Polish-speaking elite and represented the
Catholic region of the Russian Empire. Russian replaced Polish as administrative,
literary, and educational language after the failed rebellion against Romanov rule in
18301831. Vilnius University was closed until 1919 and most of the nobility went into
exile. After the next failed rebellion in 1863, the printing of books in Polish and
Lithuanian was forbidden. Consequently, there was neither an indigenous Lithuanian
press, nor schools necessary for the emergence of a Lithuanian-speaking middle-class
(cf. Baltic States, history of 2010; Bolin Hort 2003).
The situation in Lutheran, Baltic-German dominated provinces was slightly
different. First of all, until the establishment of corresponding independent countries,
the territory was united in administrative terms. Moreover, the same aristocratic
families were split between all three Baltic provinces Estland in the north, Courland in
the south, and Livland, which included parts of contemporary northern Latvia and
southern Estonia, including Yuryev, or Dorpat, contemporary Tartu, as the closest
intellectual centre with a university for Latvians. On the one hand, this prevented the
development of a privileged relationship between the elite and one or other group of
so called Un-Germans ( Giollin, 2000: 78); on the other hand, it resulted in a
never-accomplished Baltic-German nation building project, envisaging the creation of
einer ganz deutschen Heimat and full-scale Germanisation of the peasantry (Bolin Hort
198
2003: 34). This possibly separatist idea rouse suspicion of the Imperial administration
and resistance against contesting Estonian and Latvian nationalist projects, the latter
taking advantage of Russophile rhetorics to gain political capital against the elite. In
general, society, within which the interest in folklore and mythology emerged, was so
similar, that the terms Estonian and Latvian can easily replace each other in written
history:
In the beginning of the nineteenth century, the Estonian language was mainly spoken by
rural people of the countryside. The landlords, who formed the noble elite of the society
and represented high culture, spoke Baltic German. The population was thus divided by a
clear social and ethnic borderline, which was difficult to cross from either side. The
nobility and the Estonian folk were nonetheless not completely isolated from each other.
They belonged to the same Lutheran church and had daily contact on the manors. The
first peasant schools had been founded in the late seventeenth century, and by the early
nineteenth century, literacy was widespread
(Valk 2009: 153).
A similar class structure and the impact of Enlightenment ideas in the nineteenth
century also resulted in the establishment of similar scientific cum pro-ethnic Baltic
German organisations: Gelehrte Estnische Gesellschaft (petatud Eesti Selts, est. 1838)
in Estonia and Lettisch-Literrische Gesellschaft (Latvieu literar biedrba, referred to
also as Latvieu draugu biedrba, est. 1824), both with the purpose of studying the
corresponding peoples history, archaeology, ethnography, language, folklore, and
kindred subjects. Societies consisted of both Baltic Germans and upwardly mobile
Latvians and Estonians; in addition to the social activities and publication of the
research done by their members, the organisations to some extent cooperated with and
supported later established independent ethnic societies. The very beginnings of
scholarly interest in collecting and publishing folklore and folksongs in particular was
inspired in both countries by the same source: Johann Gottfried Herders edition of
Volkslieder (Stimmen der Vlker in Liedern, 17781779). The idyllic vision of the
Baltic German enlightener Garlieb Merkel served as an inspirational source for the
creation of poetic ethnic histories of both countries, linking the emerging national
aspirations with the imagined golden age of ancient independence that existed before
the German conquest in the thirteenth century (cf. Valk 2009).
While Lithuanians had no national epic, the main text uniting the fictional and
mythological realms with the national romanticist agenda was composed in Estonia by
Friedrich Reinhold Kreutzwald (Kalevipoeg, original version composed in 1853,
published for the first time 18571861) and in Latvia by Andrejs Pumpurs (Lplsis,
composed in Tartu 1888). While the author of Kalevipoeg was informed by Finnish epic
in the form of Lnnrots Kalevala (1835), Pumpurs positioned his work against both
Finnish and Estonian Non-Arian predecessors 134 in Lplsis (Taterka 2010).
Notwithstanding this, the last lines of both epics are the same, telling of the heros
return in the future. Kreutzwald, the author of Kalevipoeg, also presented the first
appeals to Estonian readers to collect folklore, publishing ks ksimine (An Appeal) in
1843 and 1861 (Jaago 2005a: 289). Similar appeals, for the first time addressing the
ethnic majority, were published in Latvia: in 1858 by Georg Buttner (18151883) and
in 1862 by August Bielenstein (cf. Ambainis 1989). Systematic collection of folklore,
134
199
acquiring the shape of a mass movement by the involvement of multiple informants and
various publicist activities, started in both countries in the second half of the nineteenth
century. Here Lerhis-Pukaitis folktales and Krijnis Barons folksong collections in
Latvia are paralleled with the grand-scale project Monumenta Estoniae Antiquae by
pastor Dr. Jakob Hurt (18391907), from 1872 president of the influential Society of
Estonian Literati (Eesti Kirjameeste Selts, est. 1872). Like Barons, Hurt also both
coordinated collecting and edited the materials gathered. However, publication of
Monumenta, with folklore texts arranged originally according to geographical division
in parishes, started in 1875 and continues today. The total amount collected by Hurt is
more than one hundred and twenty thousand pages. Interestingly, both the greatest
folklore collectors worked for a long time in other parts of the Russian Empire, Hurt in
St. Petersburg and Barons in Moscow (cf. Jaago 2005b: 45), which is characteristic of
the transnational building of cultural nationalism (cf. Leerssen 2006).
Located in the old province of Livland, the University of Tartu has definitely played
one of the central roles in the research into Latvian mythology starting from the early
Latvian intelligentsia studying there and finishing with research done within the
Moscow-Tartu school of semiotics135. The University of Latvia was established in Riga
only after Latvia gained independence in 1919. During the following years of
independent, separated academic circles, formal contacts between Latvian and Estonian
scholars were formed in conferences and seminars. Organising the research according to
the Finnish example, folklore archives were established in both countries in the 1920s.
Not only parallel but close contacts between both institutions were established by Anna
Brzkalne and Oskar Loorits, both students of the eminent promoter of Finnish school
of folkloristics Walter Anderson (18851962), who occupied the chair of folklore at the
University of Tartu (Treija 2008, 2009). Concerning the special role of comparative
linguistics in the formation of the discipline, a Latvian Finno-Ugric minority, the Livs,
has always been a research object of special interest for Estonian scholars, who often
devote much more effort than their Latvian colleagues (cf. Rmmer 2006; uvcne
2003). However, apart from this question, positioning of the scholarly activities pro or
contra the common ruling ideologies shows symmetrical similarities within all periods
of research outlined in the thesis as well as rather similar preferences of theoretical
approach. For example, regarding the early disciplinary developments, the comparison
of life stories and activities demonstrates multiple similarities between Pteris mits
(18691938) and Matthias Johann Eisen (18571934): both worked for decades outside
their homeland in the Russian Empire, still actively publishing on folklore related issues
already at the end of nineteenth century, and both became professors at Universities in
their newly established countries. Eisen was a pastor by vocation, while mits was a
scholar; still, both of them were first to write and publish the first systematic study of
mythology of the corresponding nations (cf. Kuutma 2005), in addition to leaving a rich
heritage as folklore collectors and publishers. Similarly, the interwar period saw both
135
Among the graduates of Tartu University are such notable scholars as the already
mentioned Neo-Latvians Juris Alunns and Krijnis Barons, Professor Jkabs LautenbahsJsmi, scholar and leader of the pro-Latvian Baltic German movement August Bielenstein,
researchers of religion Ludvigs Adamovis and Voldemrs Maldonis, historian and
archaeologist Francis Balodis, researcher of folksongs Ludis Brzi, linguists Jnis
Endzelns and Krlis Mlenbahs, who to a large extent created modern Latvian language and
grammar, head of the Archives of Latvian Folklore Anna Brzkalne, as well as Andrievs
Niedra, Janna Kurste, and other members of the intellectual elite (cf. Stradi 2003).
200
51
201
data. As Biezais positions his work against the previous research and introduces the
new and complete analysis of the subject matter, Paulson similarly comes with a brand
new approach and evaluates previous research regarding the subject matter:
Such an ecological point of view is new in the treatment of Estonian folk religion; in the
past this subject has been treated in terms of cultural history, an approach which
dominates Loorits works, for example. The latter have been a valuable source of
materials for the present work because they are on the whole based on data and
information available only from the archives in Estonia, a source to which the author of
the present survey has had no access
(Paulson 1971: 8, cf. also 208).
202
Estonia (Valk 2007: 288). Institutions in both countries actively conducted fieldwork,
documenting the remains of previous forms of consciousness as well as the new lore
of the working people, the new research object called Soviet folklore. With folklore
treated as mainly oral poetry and a historical prelude to written literature, textual studies
of archival materials and subsequent publications remained the dominant form of
scholarship in both countries. Scholars who were not arrested or did not go into exile
maintained relative continuity in the field of folkloristics in both countries; for example,
former students of Walter Anderson (he had left for Germany) Anna Brzkalne in
Latvia and Eduard Laugaste (19091994, Professor of folkloristics at The University of
Tartu 19741991) in Estonia (cf. Valk 2007: 288). At the Estonian Language and
Literature Institute outstanding scholar lo Tedre spent nearly all of his working years,
a member of its folklore section ever since 1949, first as a student assistant and later as
a researcher. During the period of 19621990, in total for almost 30 years, he was head
of the Folklore section of the Institute; afterwards working as a senior researcher in the
department of folkloristics. Similarly to Arturs Ozols in Latvia, Estonian scholar lo
Tedre was remarkably versatile as a folklorist; both of them also participated in
preparation of the most recent academic edition of folksongs (cf. Saukas 2003; Leete et
al. 2008). Interestingly, while Latvian folkloristics is a discipline still influenced by the
Moscow-Tartu school of semiotics, the latters mythopoetic studies did not acquire
much interest from Estonian folklorists. As an exception only the works of Aino Laagus
(19442004) might be mentioned: in the early 1970s Laagus worked out situation
analysis and applied a structural-semiotic approach to several themes 137 of Estonian
folklore (Jaago 2009).
137
The situation analysis was applied both to folklore and recent oral history texts. Other
works of this author also deal with mythological subject matters, e.g. Eksimise motiiv eesti
mtoloogias (The motive of going astray in Estonian mythology, 1976) and hest vanast
kihistusest eesti metshaldjauskumustes (On an old substratum of Estonian forest-spirit folk
beliefs, 1976), or Eesti metshaldjas (The Estonian forest spirit, 1976), and Eesti metshaldjatekstide struktuur ja semantika (The structure and semantics of texts on the Estonian forest
spirit, 1990).
203
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, . (1986) ,
- 1984, : , 328.
, (1951)
, , : .
, (1997) , in . (ed.)
, : .
, .. , .. (1981)
(Balto-Balcanica), - 1980, : , .
300317.
, .. , .. (1997)
- , in . (ed.)
, : .
, . (1986)
Latvju dainas ( 150-
. ), - 1984, : ,
2959.
, (1997)
, c , in .
(ed.) , :
.
218
219
CURRICULUM VITAE
Name:
Place and date of birth:
Citizenship:
Address:
GSM:
E-mail:
Education:
20072012
2003 2005
1999 2003
1986 1999
Toms encis
Riga, 8th November, 1980
Latvia
Latvieu Folkloras Krtuve,
Akadmijas laukums 1-1506, LV-1050, Rga, Latvija
+371 67228632
toms.kencis@lulfmi.lv
Professional employment:
Since 2008
Research assistant at Archives of Latvian Folklore
20052009
Copywriter at advertising agency Taivas Ogilvy
20042008
Talk-show Remisija moderator at radio NABA
20032004
Scriptwriter at film-studio Lokomotve
20022003
Copywriter at advertising agency DDB Latvia
220
ELULOOKIRJEDUS
Nimi:
Snniaeg- ja koht:
Kodakondsus:
Aadress:
Telefon:
e-post:
Haridus:
20072012
56
Toms encis
8. november 1980, Riia
Lti
Latvieu Folkloras Krtuve,
Akadmijas laukums 1-1506, LV-1050, Rga, Latvija
+371 67228632
toms.kencis@lulfmi.lv
20032005
19992003
19861999
Teenistuskik:
2008
20052009
20042008
20032004
20022003
221
DISSERTATIONES FOLKLORISTICAE
UNIVERSITATIS TARTUENSIS
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