Teaching to Promote Deep Understanding and

Instigate Conceptual Change

Esther L. Zirbel
Department of Physics and Astronomy, Tufts University
Email: esther.zirbel@tufts.edu

ABSTRACT
This paper focuses on (1) how to promote deep understanding by making the students to
question their inherent conceptual knowledge of how the world works, and (2) on how to
correct these views should they be different form the scientifically proven views. This
paper also reviews alternate methods of teaching that promote real learning, and explains
what it entails to provoke deep understanding and conceptual change. This paper
suggests an additional method of how the teacher can promote deep understanding that
works best in small classes and in group situations. The teacher, first, has to select a hook
that will engage the students and will make them want to know more. The next step is to
help the students assimilate and accommodate the new information. This can be done by
asking the right questions at the right time and provoking the students to dig more deeply
into the problem at hand. Making meaningful associations and suggesting how to chunk
the new information might help. In cases, when students come to class with an erroneous
conceptual understanding of the world around them, a more radical approach is needed to
change students prior beliefs. They need to be confronted with their personal beliefs,
realize that these are not working to solve the problem, and be led through constructing a
scientifically more correct model. What is important throughout the learning process of
the students, is that they really think through all arguments on their own and
construct further knowledge upon already understood concepts. A good instructor can
further prompt the students to construct a mental model, instigate them to reflect on their
own thinking, and finally provide good examples of how to transfer the knowledge to
other situations. The ultimate goal is to promote deep learning in the students own
minds.

1. Introduction
1.1. Historical Background
Education research has shown repeatedly that what we teach and what students actually
learn can be remarkably different. This area of research, of understanding of how people
learn, was pioneered by Jean Piaget (Piaget 1952, 1973a, b, 1977, 1978) and Lev
Vygotsky (Vygotsky 1962, 1978), and builds on earlier findings of the Gestalt School of
Psychology (Wertheimer 1912, 1938, Koffka 1935, Khler 1940). In the late 50s, the
field of cognitive sciences emerged out of multidisciplinary studies among philosophy,
developmental psychology, computer science, neuroscience, and several branches of
psychology. Over the past 25 years, further studies among cognitive scientists and
educators have then yielded yet new knowledge about the nature of teaching and learning
(see Bransford, Brown, & Cocking 2000 for an extensive review and list of references).
These advancements of science educators and cognitive scientists have also inspired a
few professional scientists (Arons 1990, McDermott 1984, 1991, and Reif & Heller
1982) to become interested in educational issues (for overviews on physics education
research see McDermott & Redish 1999, Aarons 1999, Redish 2003, and Knight 2004).
Like others before them, physicists (e.g., Hake 1998) then verified that the teaching-bytelling method is indeed the most inefficient method teaching physics. Furthermore,
science educators are now realizing that what we teach and what students learn are
actually two different things (e.g. Mazur 1992). It turns out that many students are still
holding the same misconceptions that they had prior to teaching (e.g. Schneps and Sadler
1998). Despite being able to solve advanced problems, students often fail to comprehend
the most basic concepts (e.g. Mazur 1997). Currently, a small group of physicists and
physics education researchers are studying how students learn select physics concepts
(e.g., various talks presented at latest physics education research conference by
Wittmann, Heron, & Scherr, 2005). What is needed now, are more collaborative studies
between educators, cognitive scientists, and content specialists (professional scientists),
that focus on the details of how students really learn concepts, how they construct
knowledge, and how they make sense of the world in which they live.

1.2. What are Concepts?

Concepts are like mental representations which, in their simplest forms, can be expressed
by a single word, such as plant or animal, alive or dead, table or chair,
apple or orange (e.g. Carey 2000). Concepts may also represent a set of ideas that
can be described with a few words. Through the use of language, individual concepts can
be connected to build more complex representational structures, such as babies crawl
or birds fly. At other times, two concepts can be combined to form a third
representational structure. An example of the latter could be density, which is the
matter per volume, i.e., a concept that stands alone, but is a product of two other
concepts. Through the use of language, we can thus create new concepts that can stand
by themselves. More complex concepts can describe a whole idea, such as the Theory
of Natural Selection. Similarly, through the use of math, we can build somewhat more
abstract theories that in the end up representing one idea, like for example the Big Bang

Model of the Universe. In other words, within a particular representational structure,

concepts help us to make deductions and explain even more complex ideas. Concepts
can thus act as building blocks of more complex or even abstract representations.

1.3. What is Deep Understanding?

In the cognitive sciences the term deep understanding generally refers to how concepts
are represented in the students mind, and most importantly, how these concepts are
connected with each other (Grotzer 1999). Representations are generally made in the
form of images (and sometimes sounds or smells) in simple cases, and in the forms of
models in more abstract situations. Deep understanding then means that the concepts are
well represented and well connected. As such, deep understanding of a subject involves
the ability to recall many connected concepts at once, where every single concept has a
deep meaning in itself. Deep thinking then involves being able to make further
connections between the webs of concepts. Deep thinking involves the construction of
new concepts and is almost always based on what the student already knows. Thus it is
also very important to assure that the most basic concepts are profoundly understood and
well connected. Constructing successive arguments on somewhat shaky knowledge
results in not-so-well connected further concepts. This then gives the learner the feeling
of having a somewhat superficial understanding. Not seeing the connections between
interrelated concepts leaves the learner with a feeling of mindless thinking. When a
learner makes sense of new material he is able to make the connections between
different concepts.
An expert in a particular field does not just have more knowledge, but the knowledge he
has is connected in a logical and meaningful manner. This is important because when
individual facts are recalled it is as if a whole set of interconnected further concepts are
accessed at the same time and whole sets of (neural) networks become activated. An
expert does not just have a much better overview of the field, but he sees all the
connections between various concepts. Another big difference between how experts and
novices learn is in how they chunk information. An expert has a much better overview
over the whole subject, i.e., he sees the connections between the concepts. The human
brain seems to be limited to how many facts it can remember, however when many facts
are chunked together into meaningful concepts or networks of concepts, the amount of
material to remember appears to be relatively less. Associations are helpful in
remembering facts, and the more meaningful the associations are the easier it will be to
recall the big picture of what is really going on.

1.4. Why Care About Teaching for Conceptual Change?

It is generally accepted that students do not enter the classroom as a blank slate (see
Pinker 2003 and earlier references therein). They often come to school with already
formed ideas on many topics, including how they view and interpret the world around
themselves. These views (as reviewed in more detail in section 2.4) can sometimes be
quite elaborate and well thought through. However in sometimes students might not yet
have a pre-existing view. In those cases, they will nevertheless try to make meaning of

the situation, often instantaneously, by making associations to somewhat related previous

ideas and experiences (see also Zirbel 2005). The main point is that the initial or newly
created world views almost always have a base to them. In some cases these views may
be emotionally loaded and might have even been well thought through to some extent.
Therefore it is no surprise that, regardless of their content, these views will be highly
resistant to change. Science education researchers (see section 2.4) have found further,
that individuals whose ideas conflict with new information might disregard the new
information in favor of their existing beliefs. In extreme cases they might even defend
their prior beliefs.

1.5. Why is Conceptual Change so difficult?

Understanding of how students learn and form their concepts in the first place is a topic
that is researched extensively in Science Education Literature. It requires that we have
some understanding of how our brain works, how we think, and how we build up upon
prior ideas in short it requires some understanding of how we learn. At the biological
level, learning is a process that has been occurring ever since the first formation of the
brain cells during the embryonic stage and will continue until death. Information is
stored in various locations in the brain which consists of a rather elaborate network of
neurons that communicate with each other (see for example, Damasio 1999, Spitzer
2002, LeDoux 2003). This network has been established through prior sensory,
emotional, and intellectual experiences, even to the degree that we have learned which
stimuli to perceive or ignore. Specific patterns have been established and have even
become somewhat hardwired. Whenever we experience something new, the brain
searches for an existing network into which to fit that information, and if that network
exists, we can process and evaluate the information relatively quickly and at ease. But if
we are asked to learn a new skill, additional connections among the neurons have to be
made which almost always takes some time, effort, and experience. The same is
applicable to the process of thinking where old and new information is combined and
evaluated, and, if need be, new circuits might be established. Thus thinking in ways we
have already learned will be much easier than being challenged to think in new ways.
Since the process of evaluation of signals involves the thalamus, the brains emotional
processing center, the conclusions we reach will also have an emotional component (e.g.
LeDoux 1999). The formation of concepts or belief systems is thus a rather personal and
grounded experience that requires considerable effort. The good news is that new
behavior patterns and new concepts can be learned, but it does require work (as does
creating new networks and changing the hardwiring). In other words, new concepts
cannot be adopted, they have to be fitted into existing networks and go through all the
emotional filtering and evaluation processes first. And even if a newly taught concept
might sound logical, it can only be employed after a new network has been established.

1.6. Objective of this Paper

In general, learning the unfamiliar and conceptually understanding the subject-matter
provides a large challenge students have to learn how to make meaningful associations
and construct further knowledge onto what they already know. However, the biggest of

all challenges seems to be to change a students already formed prior belief systems. This
paper therefore deals on the ultimate challenge, of teaching to combat misconceptions.
In summary, this paper focuses on (1) how to promote deep understanding by instigating
the students to question their inherent conceptual knowledge of how the world works, and
(2) on how to correct these views should they be different form the scientifically proven
views. This paper also reviews a few alternate methods of teaching that promote real
learning, deep understanding and conceptual change.

2. Misconceptions and Conceptual Change

2.1. Defining Misconceptions
In its simplest form, a misconception is a concept that is not in agreement with our
current understanding of natural science. Often these can be private versions of students
understanding of particular concepts that have not been tested extensively via scientific
methodology. In the science education literature there is a dilemma about the word
misconception. It implies that there is something seriously wrong with an idea.
Although, a misconception may not be in agreement with our understanding of science,
they might nevertheless have varying degrees of logic and truth. Therefore many science
education researchers resort to the term alternate concept (e.g., Wandersee, Mintzes,
and Novak 1994). An alternate concept, then, is part of the students private knowledge
that is strictly speaking not completely consensual by scientific standards, though it may
make sense to the student himself.

2.2. Common Student Misconceptions about the Process of Learning

Students entering our classes have a preconceived idea of what a lecture should be like.
Like most lecturers, they think that a good lecture consists of clearly, logically and
concisely formulated explanations of how the world around us works. Most students will
think that in a good lecture all arguments will appear clear and logical. Indeed, we do
want our students to follows our arguments, but ideally we want the students to do much
more than that we want them to critically think about what we are saying. Now, in
contrast to passively listening, thinking is hard work, and unfortunately many students are
reluctant to deeply think through a problem. Although deeply thinking through problems
is in the end more rewarding, it initially might result in confusion, which is a state that
not many students like. Thus, trying to follow clearly phrased arguments might not only
be so much easier and less work, it superficially might even appear to be clearer and
more logical. Students do not like being confused. The problem is that when going
through the process of conceptual change an initial state of confusion is unavoidable.
Thus one misconception that students have about of the process of learning is that a good
lecture is always clear. The problem is that being spoon feed might cure the hunger,
but it does not teach how to eat (or think) by yourself.

Another misconception students often have, deals with the nature of science. In contrast
to what we, as teachers and researchers, know, they believe that science has all the
answers and that these answers are always correct. It appears that for some reason those
students have never learned that there might sometimes be ambiguities. Thus another
misconception they have to combat is that science is absolute.
Students often describe a good teacher as someone who knows all the answers to
everything. However, telling the students the answers to questions might not always be
in the best interest for the students. As teachers we want our students to be able to figure
out the answers on their own and reach their own conclusions (which hopefully
correspond to the scientifically correct answers). The problem is that as soon as students
get told the correct answer, they like to accept and adopt it in other words, as soon as
the answer is articulated, in most cases, the process of thinking through a problem is
stopped. The problem is that superficially thinking through a problem, only partially
understanding it, and then accepting the final answer is so much less of an effort.
One strategy of dealing with these misconceptions is to tell the students directly (a) the
confusion is the first step to understanding a problem, (b) that science is not absolute, and
(c) that you, as the instructor, will not give away answers but will prompt the students to
try to figure out the answers by themselves. But as it is with all misconceptions, merely
telling the students is not enough they need to be convinced of each of those points by
being confronted with non-working alternatives. They need to experience for
themselves that (a) an initial confusion can result in deeply understanding a particular
concept, (b) there really are intrinsic uncertainties in science, and (c) figuring out a
problem by on their own is more rewarding than being told the answer.

2.3. Common Teacher Misconceptions about the Process of Learning

Perhaps the most common misconception that teachers have is that students do not just
take in new information. Students are not blank slates but have preconceived theories of
how the world around them works. Some of those preconceived ideas may indeed be
scientifically correct but they do not always need to be oftentimes students ideas are
based on personal experience that is coupled with their own versions of private logic.
Sometimes concepts, however bizarre and peculiar they might be, can be well thought
through. Especially those concepts will be resistant to change. The students have to be
walked though all the different steps of the conceptual change theory (see next section),
and even then conceptual change is not guaranteed to be successful. In other words, it is
as good as impossible to fix misconceptions by replacing them with another theory,
regardless of how much more scientific it might apparently be.
Sometimes, when teaching Physics in the traditional fashion, students might accept the
scientifically correct theory, only within a certain framework and often will
memorize that theory only to pass the tests. Mazur (2003) illustrates this with a
beautiful example from his own experience.
For example, after a couple of months of physics instruction, all students will be able to recite
Newtons third law action is reaction and most of them can apply this law in numerical

problems. A little probing beneath the surface, however, quickly shows that many of these
students lack fundamental understandings of that law. [] The first warning came when I gave
the test1 to my class and a student asked Professor Mazur, how should I answer these questions?
According to what you taught us, or by the way I think about these things?

The bottom line is that traditional methods of teaching physics do not always work,
especially when the laws seem counter-intuitive to the students. Almost all alternate
teaching methods that involve the student to participate more actively have been shown
by various science education researchers to be more effective than the teaching-by-telling
method.

2.4. The Conceptual Change Theory

Students conceptual ideas are based on personal experiences, and require real changes in
thinking (and adjustments at the neural levels). Unfortunately often students are not open
to new ideas. In that case a rather radical approach is needed to change pre-existing
concepts. With this in mind Posner, Strike, Hewson, and Gertzog (1982) proposed the
conceptual change theory which is a combination of two theories: one from the history
and sociology of science (Kuhn, 1970) and one from developmental psychology (Piaget,
1977). The process of doing science that Kuhn typified as assimilation of scientific
results within a paradigm is similar to the way that Piaget described how individuals
acquire knowledge. Kuhns paradigm shift caused by the scientific revolution can then
be compared to the accommodation of new knowledge in an individual that leads to a
change of that individuals conceptual framework. One of the common instructional
strategies to foster conceptual change is to confront students with discrepant events that
contradict their existing conceptions. This is intended to invoke a dis-equilibration
(Piaget, 1975) or conceptual conflict that induces students to reflect on their conceptions
as they try to resolve the conflict. Following that, the students have to undergo the
process of accepting, using and integrating the new concepts into their lives and even
applying them to new conditions. Posner et al. (1982) hypothesize that there are four
essential conditions for conceptual change. The steps can be summarized as: (1)
Dissatisfaction The learners must first realize that there are some inconsistencies and
that their way of thinking does not solve the problem at hand. (2) Intelligibility The
concept should not only make sense, but, the learners should also be able to regurgitate
the argument and ideally be able to explain that concept to other classmates. (3)
Plausibility The new concept must make more sense than the old concept. It must
have the capacity to solve the problem better. The learners should be able to decide on
their own how this new concept fits into their ways of thinking and recall situations
where this concept could be applied. (4) Fruitfulness The new concept should do more
than merely solve the problem at hand; it should also open up new areas of inquiry.
A decade later the theory was revised due to an overemphasis on the rational aspects of
learning and affective and social issues for conceptual change were incorporated into the
1

Mazur developed several tests that focus on the students understanding of the concepts rather then on
reciting memorized laws and theories and applying them to numerical problems. Typical test questions can
be found on his web-site at http://galileo.harvard.edu/home.html.

initial theory. They (Strike & Posner 1992) expanded on their theory and incorporated a
wider range of factors that are needed to induce conceptual change. Further alterations to
the conceptual change model have been discussed widely (e.g., Fensham, Gunstone, &
White; 1994, Linder, 1993; Maloney and Siegler, 1993; Mortimer, 1995; Dykstra, Boyle,
& Monarch, 1992; Niedderer & Goldberg, 1994; Chinn & Brewer 1993, 1998; Tyson et
al, 1997; Blank 2000) and have been reviewed by Zirbel (2004).

3. Facilitating the Process of Learning

3.1. Shifting the Focus
It is fair to say that most instructors who teach science have the wish to teach
comprehensively, provide the students with a deeper understanding of the world around
them, and encourage these students to apply the newly acquired knowledge to other
phenomena. Sometimes we even succeed, we may have the feeling that we have been
successful, the lecture was well organized, very comprehensive and the students listened
attentively. But later, when grading the tests, it becomes clear that a fair fraction of the
students somehow did not get the main points. Reflecting back on the lecture, it can then
seem rather puzzling to the instructor. Lets consider the ideal case; lets say the student
does follow our nicely presented arguments. Do we know what the student will do with
those arguments? Accept them? Adopt them? Integrate them into their current
knowledge database and apply them to new phenomena? The point is that we do not
really know what happens in the students mind all we know is how we think and
how we think the student thinks.
In other words, rather than focusing on our explanations and criticizing our teaching, it
might be more effective to focus on the student and on how the student is learning. Not
only is this approach much less intimidating, ultimately, it is also better aligned with our
goal. After all, we would like the student to learn, to obtain a deeper understanding of the
world for themselves, and maybe even apply the newly learned concepts to other
situations. Only the student will be able to do this for himself. But what we can do is
convince the student that he should do the learning for himself and that it might be
profitable. In other words, teaching, by itself, is not enough. What we need to do is to
initiate the students to do real thinking and thus engage them in the process of learning.
However this implies a very different way of teaching and a different way of thinking
from our side. We need to shift the focus from lecturer centered teaching to student
centered learning. While this might sound straightforward, it brings additional
challenges. As instructors we are no longer just responsible for delivering the material
comprehensively, we are in addition responsible for initiating the process of learning in
the students mind. Although we cannot be hold responsible for what happens in the
students minds, we are nevertheless responsible for effectively facilitating the process of
learning in the students minds.

3.2. Non-Traditional Teaching Methods

There are many different philosophies about teaching and several strategies have been
tested. Current buzz-words are inquiry-based or hands-on teaching. About a decade ago
the main buzz-word was constructivist teaching. Much of how to teach sciences in the
classroom has been reviewed by Driver (1995).
Inquiry is used to describe a process of doing science. Inquiry is defined as a seeking of
truth, information, or knowledge by questioning. It is a dynamic approach to learning
that involves exploring the world, asking questions, making discoveries, and rigorously
testing those discoveries in search of new understanding. In addition, it is central to
scientific learning, itself. When engaging in inquiry, students describe objects and
events, ask questions, construct explanations, test those explanations against current
scientific knowledge, and communicate their ideas to others. They identify their
assumptions, use critical and logical thinking, and consider alternative explanations. In
this way, students actively develop their understanding of science by combining scientific
knowledge with reasoning and thinking skills.
Constructivism, a theory about knowledge and learning, attempts to describe how one
comes to know. This theory is based on the work of educational philosopher John
Dewey (1938), and educational psychologists Lev Vygotsky (1978), Jean Piaget (1950,
1951 and 1971), Jerome Bruner (1966, 1990) among others. It refers to the notion that
knowledge results from mental processes when individual schema interact with the
environment. Cognitive structure thus organizes experiences by allowing the individual
to "go beyond the information given" by connecting those experiences to prior
knowledge. Real learning occurs when the learner actively engages in his or her own
knowledge construction, integrates the new information into already present schema, and
associates and interprets this information in a meaningful way. Our objective when
teaching would then be to assure that the most fundamental concepts are well represented
and connected in the students minds, and that the learners are provided with the
necessary tools for constructing further knowledge upon those core concepts.
An extension of Inquiry Learning and Constructivism is Critical Exploration. This term
has been introduced by Inhelder, Sinclair and Bovet in 1974 and has been tested
extensively by Duckworth (1997). This approach requires that the teacher engages
learners in the subject matter and then, rather than telling, takes a stance in following the
development of learners thoughts. He or she then takes on the role of a facilitator and
encourages students to make sense of their own thoughts.
What all of the non-traditional teaching methods have in common is that they involve the
student to participate actively in the classroom. Various methods of teaching the sciences
have been proposed in the science education literature. These include Peer Instruction
(Mazur 1997), Cooperative Groups (Heller et al. 1992, Heller & Hollabaugh 1992),
Case Study Physics (Van Heuvelen 1991a,b), Think / Pair / Share (Van Heuvelen &
Maloney 1999), Socratic Dialog Inducing Labs (Hake 1987, 1992), Ranking Tasks
(OKuma, Moloney, & Hieggelke, 2000), Workshop Physics (Laws 1991, 1997),
Studio Physics (Wilson 1994), Workshop Tutorials (Wilson et al. 2002), Micro9

Computer Based Labs (Thornton & Sokoloff 1990, 1998, Sokoloff et al. 1999), and
Physics-by-Inquiry Tutorials (McDermott et al. 1994, Shaffer & McDermott 1992,
McDermott and Shaffer 1998).

3.3. Additional Suggestions that Provoke Conceptual Change

Zirbel (2005) suggests that to form new concepts or change old inadequate ones, the
student has to be led through several processes. First, s/he has to consciously notice and
understand what the problem is; second, s/he has to assimilate more information and try
to fit it into already existing neural networks; third, s/he has to critically think through all
the argumentation in his/her own words and reorganize this thoughts s/he has to
accommodate the knowledge and evaluate against his or her prior beliefs; and finally,
s/he has to work towards obtaining fluency in the newly acquired and understood concept
so that this concept itself has then becomes a mere building block for future, more
advanced concepts. The claim here is that during the process of conceptual change what
happens in the students mind is a reorganization of his or her thoughts, the creation of
new neural networks, and the rewiring of old ones. This process is difficult to provoke
and requires the student to work hard. A good instructor can help with the process of
conceptual change but cannot do it for the student. This section explains how an
instructor may help facilitate this process.
Step 1: Hooking the student (Acknowledging Information)
The educator has to assure that the particular idea does get noticed efficiently. In other
words, the new idea has to be dressed up enough so that it gets noticed and preferably
also so that the student is initially intrigued by it enough to want to know more.
Step 2: Suggesting Bridges (Assimilating Information)
The material needs to be presented in such a simplified fashion that the student can
follow every part of the arguments clearly. The student should at least have the feeling
that something makes sense. Meaningful associations are particularly useful, because
they might help the student make meaningful connections. Suggesting to the student how
to chunk the information might be another way a good instructor might be able to help.
Step 3: Querying and Confronting the Student (Accommodating Information)
A good instructor will confront the student with why his or her prior beliefs no longer
work. What is important here is that the student thinks aloud and articulates the problem
in his or her own words. The instructor can guide the student by challenging the student
with the right questions.
Step 4: Practicing and Constructing (Familiarizing Information)
A good instructor can now provide meaningful examples that go beyond regurgitating the
problem, examples that involve applying the new knowledge and testing it. Also

10

suggesting how to transfer the newly acquired concepts to other areas might also help.
Clearly, the very last step, of making original discoveries is in the hands of the student
himself. All a good instructor can do is to challenge the student to go beyond his or her
limits.
3.3.1. Methods to Hook the Student
Most lecturers have their own personal way of hooking the students. Some lecturers
are performers and will try to make the lecture more interesting by telling a story, others
might resort to the telling of jokes. Others might perform an entertaining in-class demo.
Yet others might use science fiction to make the material more interesting. All those
methods can work (if done well) to capture the students attention. Whether these
methods actually affect the students learning process is another matter. Science
education research has actually shown that in class demos do not increase the total
amount of learning going on in class (e.g., McDermott 2004, Crouch et al. 2004), if, and
only if the students observe without thinking. Humor, if not used incorrectly, can distract
from the problem to be analyzed and can, in the worst case scenario, even decrease the
amount of learning going on in class. Nevertheless, all the instructor is trying to do at
this stage is to make the student notice what the problem is and pay attention to the
problem, i.e., engage the student enough in the problem so that he will continue to think
through the problem. Clearly stating the problem and explaining why it is important is
relevant here. Making the problem somewhat interesting may help. Here it is
appropriate for the teacher to show personal enthusiasm in the particular topic. Anything
to motivate the student will help. The student needs to clearly understand what the
problem is and also show at least some willingness to want to resolve that particular
problem.
3.3.2. Actively Assimilating Knowledge
The material needs to be presented in such a simple but straight forward fashion that the
student can follow every part of the arguments clearly. In-class demons might help to
illustrate the problem even more clearly. Cartoon drawings of the concepts might also
be very helpful. Initially this approach is consistent with the classical approach of
teaching, but in the end, it goes well beyond that. Initially the student should at least
have the feeling that something makes sense. He needs to be able to put together
different parts of information and combine that information with what he already knows.
Thus making meaningful associations may be particularly useful. This may help the
student to order the new information and integrate it correctly into his or her already
present knowledge database. Analogies can also be rather helpful.
Initially the student does not have the necessary overview over the new topic and might
not know which facts are more relevant than others. Stressing or repeating the relatively
more important facts might be useful. Since deep learning consists of making
connections between facts, particular attention should be paid to looking at the
relationships between various facts and arguments. Causal thinking is called for at this
stage. All arguments should follow logically and build up a coherent picture or story.

11

The idea is to provide the student with mechanisms of how to order the information and
recall it in the largest possible chucks (i.e., interconnected concepts) of information.
Suggesting to the student how to chunk the information might be another way a good
instructor might be able to help. Again, examples or associations might be helpful.
Suggesting how the problem could be personally relevant to the student is usually very
useful. In fact, anything that makes a problem a personal experience for the student
might be appropriate here. It can make any abstract physical concept a little more
relevant. This will also help the student in paying undivided attention to what the teacher
is saying. Any pedagogical and/or personal methods to motivate and engage the student
in the subject matter are appropriate at this stage.
Usually this is where most teachers stop the arguments, so far, have been stated clearly,
meaningful examples have been provided, and important connections between various
facts have been illustrated. In other words, the student has now been optimally spoonfed, but until now, he has not been doing any thinking of his or her own. Clearly, the
student now needs to be guided to think through the problem on his or her own and this
will pose another challenge, as the student is now required to do the work. First, the
student himself or herself will have to articulate the problem, explain why the problem
is relevant, and what it is trying to resolve. Second, the student will need to be able to
provide an outline of how to go about resolving the problem. Finally, he or she will have
to really work though every single step on his or her own. In other words, he or she will
have to construct his/her own arguments. This goes well beyond regurgitating the
problem it basically involves being able to explain the problem to fellow students in
such a way that it makes sense to them. Some lecturers refer to this technique as active
learning.
Science education research has repeatedly shown that learning by listening and by even
seeing (i.e., watching experiments) is not enough the student will have to think
through the problem on his or her OWN. Making the class brake out into small groups
and initiating discussions in those groups is a technique that has been shown to be
successful in some cases. It can be the next best alternative in large classes if the
instructor cannot listen to all the students all at once.
Sometimes the students may go off on a tangent when articulating their ideas, or they
may suggest a model that in not quite appropriate. Pedagogically the best procedure
would be to let the students explore this tangent and make sense of it themselves.
However often we are faced with time limitations in which case it might be appropriate to
divert the discussion back to the original problem. How to confront the student with
misconceptions, i.e., alternate conceptions, and/or with wrong models will be discussed
in the next section.
3.3.3. Confronting the Student
Students entering classrooms are neither blank slates nor empty vessels that can be
filled with information. Plenty of educational research has shown that students actively
think about their surroundings and try to make sense of them to some degree. Even the

12

youngest children will try to makes sense of their environment, observe it, and integrate
the observations into their knowledge data base. A certain amount of curiosity is innate
in the sense that we are born with it (Zirbel 2005). The implication of this is that students
will often have prior opinions with how the world around them works. So then, since
students do have opinions, why not ask them about their opinions and let them make
predictions about certain experiments. This has two advantages (1) the teacher will get
an idea about students prior conceptual understanding of the situations and be alerted of
possible misconception, and (2) the students can then, in the case of a misconception, be
confronted with their own misconception.
The power of making predictions prior to demonstrations should never be
underestimated, especially when dealing with somewhat counterintuitive concepts.
Conceptual change is very difficult to provoke and it almost always involves a step where
students need to be confronted with their misunderstandings or with some type of
inconsistency. If the prediction is wrong it serves two purposes (1) the students will have
to realize that something is wrong in their line or reasoning, and (2) conceptual change
will be relatively more easily forced onto the students.
Again, like explained in the previous section, a very good method of how to deal with the
construction of a more complex concept is to have the student articulate all the arguments
by himself. In other words, the student has to do the explaining and the thinking (NOT
the lecturer). The instructor has two job functions (1) ask the right guiding questions that
will lead the student further in his or her arguments and (2) watch out that the student
does not get sidetracked into a pitfall.
The teacher plays a very critical role here he does not lecture, he merely facilitates
the process of learning. Instead of volunteering suggestions, he should ask questions that
will make the student reflect more deeply. Carefully phrased guided inquiry will have
the strongest impact here. Since the student is going through a difficult process,
including some unavoidable confusion, words or encouragement are always appropriate
when the student tries to articulate his or her ideas.
There is one major dilemma with this approach every student needs individualized
attention and this method will not work well in a large classroom. A method that seems
to work reasonably in large classrooms is the following: (1) Writing the question on the
blackboard, splitting the class up into small groups, and initiating a five minute group
discussion; (2) Writing every groups predictions onto the blackboard regardless of
whether the answer is right or wrong (make sure these are the groups predictions
nobody likes to volunteer an answer that could be wrong); (3) Openly discussing the
predictions sometimes the students will already be able to rule out some of the options.
This is a powerful technique of jointly and thinking through all the options (furthermore
this approach will show respect to the students, including to those who volunteered
somewhat dubious suggestions); (4) Then, doing the experiment (by now the students are
generally pretty engaged in the experiment and will really pay attention); and finally (5)
Jointly building a model for the case of the correct prediction.

13

3.3.4. Model Building

Model-building can be a very powerful way of learning to make sense of the problem.
For example, when talking about electricity and circuits it can help the students to think
in terms of water moving in pipes, or in terms of cars moving through the traffic, or even
in terms of little green men jumping up and down in the conducting wire. The point is
that it does not really matter what type of model the student is building as long as it is
consistent with the concept to be understood and does ago good job representing it. But
not all models will work in the case of electricity the diffusion model will clearly be
inappropriate.
It might be an educational experience to introduce the concept of model building as an
option of how to do science. It is a worthwhile exercise to do in several small group
settings, and it can work even in large classrooms. The role of models in science will
need to be explained and students should then be encouraged to come up with possible
models for a given situation. In small groups, students will then have to articulate their
models and explain them to their peers. What is a very powerful experience for the
student is representing the concept in his or her own words and constructing his or her
own model. This is very different from suggesting a particular model to the student and
explaining that in detail. This approach requires the student to be the active participant.
Again, as suggested in the previous session, various model suggestions can be written
onto the blackboard and then openly be discussed in class. At this stage the instructor
will play a critical role. When students make some suggestions he will have to ask
guiding questions that dig deeper into the concepts to be discussed. Advantages,
disadvantages, and possible limitations of the models also need to be discussed openly.
Model building can be a very powerful and personal experience for the student and
the student will have the feeling of owning the concept.
3.3.5. Trying Multiple Representations
No two students think alike. This is in part due to our individualistic character and
differences in genetics and upbringing (e.g. Pinker 1997, 2002) and is also supported by
the Multiple Intelligences Theory developed by Gardner (1993, 1999). The implication
for teaching therefore is that not all students will think in the same manner and
comprehend the material in the same fashion. Thus various approaches to teaching me
need to be tried out. What might work for the auditory-semantic learner might not work
for the visual-spatial learner, and vice versa. Furthermore, roughly 5 to 20% of all
students suffer from learning difficulties that might interfere with their learning (e.g.
Shaywitz 2004). These students, though deficient in some areas, might excel in others
(e.g. Davis 1994, & West 1997). The trick, then, according to Gardners Multiple
Intelligence Theory, is to use a variety of different representations of the same concept.
For example, we can use simple words to articulate a concept, or equations to describe
the same phenomenon. Alternatively, we can use tables, graphs and diagrams to express
the same concept. Sometimes a visual illustration or an in class demo can replace a
thousand words. Students will make connections between the various modes of learning

14

and representing the material, and this, in turn will provide them with a deeper learning
experience.
3.3.6. Initiating Metacognitive Learning
A substantial amount of research (Baird, Fensham, Gunstone, & White, 1991; Blank
2000; Beeth, 1998; Gauld, 1986; Hennessey, 1991, 1993; Hewson & Thorley, 1989;
White & Gunstone, 1989) indicates that conceptual understanding requires a
metacognitive experience, where students discuss how they know what and why they
know what. Metacognitive learning is similar to the previous approach, where students
make predictions before exploring and generate hypotheses. But in addition, students reerect their old ideas and figure out themselves why these are wrong. Then they also
suggest an explanation (they produce a second hypothesis) for the new (contradicting)
results. Since this approach to learning loops back and provokes the student to reflect at
each of the phases of the conceptual change model, it is referred to as metagognitive
learning.
It can be rather frustrating for the instructor to see how vehemently students may
sometimes defend their own alternate views, even if the scientifically more correct theory
also makes sense to them. Rather than trying to accommodate the new theory, they
will instead look for arguments to re-accommodate their old theory, despite the fact that it
does not fully solve the problem at hand. The metagognitive approach of looping back to
analyzing students prior believes is particularly helpful in helping the student let go of his
or her prior belief. On the other hand, this approach can also make the student a too
critical and try to defend their own prior views even more strongly.
The dilemma with metacognitve leaning is that it involves a thorough discussion of how
the student arrived at both the right and the wrong answers. This does not only take a lot
of time, but is rather difficult to do in large classroom settings. Nevertheless, walking the
student though individualized examples of how to reflect on ones own thinking can be a
very meaningful experience for the students and can make the students understand that
particular concept much more thoroughly. Furthermore it can provide a good opportunity
to discuss the transfer of knowledge.
3.3.7. Inducing the Transfer of Knowledge
Ultimately what we would like our student to be able to do is to take the learned material
and apply it to novel situations and have them make original discoveries of their own.
Clearly this requires a very deep understanding of the material and goes beyond the walls
of compartmentalized thinking (this means that the knowledge seems to be bound to
situations in which it was first acquired). The transfer of knowledge is a very difficult
process and is most certainly not automatic. Even if the student has understood the
material in all its complexity, knows how to think scientifically, and is aware of
metacognitive learning, the process of transfer will still remain a major challenge.
Nevertheless, a good instructor can help here by encouraging the student to think outside

15

the box, and perhaps quiz him for other situations where he could possibly apply the
newly learning concept. Good everyday examples are almost always very valuable.

4. Pros and Cons

Most educators will want the student to be come experts in a wide range of fields. Clearly
this goal is unreasonable since deep thinking requires a lot of time. There is only so
much that can be learned in a given time. Furthermore, our brain capacity is limited and
being normal human beings, we can only store and recall so much from memory. Thus
tradeoffs have to be made between what is being taught and how that material is being
taught. This section discusses challenges involved with facilitating the learning process
of the students as opposed to giving traditional classes.

4.1. Quality versus Quantity

This is a much debated topic among many scientists and educators alike. There are
generally trade offs between the two. Science education research suggests that going for
a deeper understanding is still favorable, however there are definite disadvantages. For
example, by going the route for deeper understanding, we might foster a population with
many experts in narrow fields and with large voids in other fields. Clearly this is not the
image of a well balanced person either. On the other hand, we have also seen that people
with much superficial knowledge can only remember that knowledge for a short time and
will not able to apply it to other related situations. Too much superficial knowledge is
thus inert and unusable.
Another point to be made in favor of quantity, as opposed to quality, is that an in depth
knowledge is not always necessary for us to function in todays society. For example, to
be able to drive a car we do not necessarily need to know all the details of what happens
inside the engine. All we require is a working knowledge and a training of how to drive
the car. In other words, although depth might be interesting, it is not always crucial to
how to survive in this current society. The point is that in some cases a deep knowledge
is not always necessary. However, if we are trying to foster scientific understanding and
critical thinking it clearly is a necessary ingredient. Thus we seem to need an in-depth
knowledge in some areas while it might be considered to be optional in other areas. The
trick, then, is to decide upon those areas where an in-depth knowledge is advantageous.
And this is where a carefully designed syllabus becomes important.
A good instructor basically needs to prioritize the material and decide upon which topics
need to be covered in depth and which ones can be covered more superficially. Those
topics that are being covered in depth need to be chosen carefully and the basic core
concepts need to be identified. These core concepts should then be taught so that
students obtain a deep enough understanding to be able to construct further arguments
from those concepts. All the knowledge that the students learn should be well connected
and should make sense to the degree that transfer ought to be possible.

16

4.2. Disempowerment of Instructor

In the learner centered classroom, the role of the teacher is different than in the traditional
classroom. The teacher no longer is giving standard lectures that have been well
prepared and thought through a priori. Instead he resorts to guided inquiry questions that
make the student do the thinking. Depending on the students and on how and what they
respond, the lecture may go off on a slight tangent until all the points relevant to the
argument are clarified and explained in depth. Incorporating the student responses into
the flow of the lecture is something that cannot be prepared so well a priori. It requires
that the teacher is able to think on his or her feet right there and then and will have some
intuitive ways of responding to the students. Experience with this method of teaching is
definitely very helpful. Furthermore, the teacher will need to feel comfortable with this
method of conducting lectures as students are often very good in picking up on teacher
insecurities and act out on that.
Perhaps one of the biggest differences to the traditional lecture is that the teacher no
longer has complete control over how the lecture is going after all, it in now the student
whose answers determine the direction and the overall speed of the lecture. This might
give the teacher the feeling of temporal disempowerment and make him feel more
vulnerable. The only method of retaining control over the classroom is through the way
he poses the guided inquiry questions and is leading the discussion. This process might
feel uncomfortable particularly to anybody who has not tried out this approach of
teaching before and who in not so familiar with standard student responses. Furthermore
the students themselves might not feel too comfortable with this way of teaching after
all it is a rather personal experience to share ones way of thinking with the instructor, the
discussion group, or even with the entire class. Thus the students, as well as the lecturer,
might feel more vulnerable. A different type of dynamic will therefore have to be
established in the classroom a dynamic where the students respect each other, listen to
each other, and share each others ideas more openly. The teacher now has a different
role in the classroom and this role requires a different set of skills. It requires the
instructor to have extensive social skills something which might be a real challenge to
the shy scientist type personalities. The good news is that this method of conducting a
lecture CAN be learned, but it might require a fair amount of experimentation before the
teacher truly will feel comfortable with this student centered approach of teaching.

4.3. Dealing with Student Confusion

But it is not only the instructor who needs to do some major readjusting. The students
themselves will also have to get used to this new approach to teaching and need to be
willing to share some of their rather personal views. They will be challenged to think
through all their arguments. This will be a particular challenge when dealing with
somewhat counterintuitive situations or situations where the students have some prior
beliefs. Letting go of deeply engrained beliefs is a major challenge, and the students will
have to be walked through all the steps of the conceptual change model. They will have
to realize that there is another theory that does an even better job at explaining the
problem at hand. And they will not only have to accept the new theory, but also follow it,

17

and understand it deeply. Often the students will then try to re-accommodate their prior
belief and this process will continue until they are confronted with the fact that there are
major problems with their prior belief systems. In other words, their prior belief will be
challenged and this will inevitably lead to some moments of confusion.
Students do not like to be confused. In fact, being confused is an uncomfortable feeling
for all of us and it is something we all like to avoid whenever possible. The only problem
is that those moments of confusion in the lectures are unavoidable. They are part of a
natural process that happens when changing minds. Thinking takes a major effort and
thinking in a new fashion is especially challenging. This is something that does not come
naturally or automatically. The student will have to struggle in order to accommodate the
new theories into his or her prior belief systems. He will have to re-evaluate the situation
and test his or her own ideas. This is a process that does not only take time, but also one
that feels rather uncomfortable and sometimes even disturbing. But the point is that these
moments of confusion are unavoidable when being confronted with any new theory, let
alone with conceptual change. At those moments the students will need some type of
hand-holding since these are truly challenging moments. Furthermore, they need to be
told explicitly that confusion is unavoidable AND that it is a process that happens to
everybody as they learn new material. They need to be told that confusion is the first step
to understanding a new concept. However that is not all students need to be led
through some examples they need to feel and experience such a confusion AND be led
through it. In other words they need to experience that an initial confusion can lead to a
clearer or more logical understanding of the material. Furthermore, they need to
experience that resolving the confusion and deeply understanding the problem at hand is
truly rewarding. They have to learn that an initial confusion is an integral part of
learning.
Again, the students need to be told explicitly that confusion is unavoidable and that this is
part of the process of leaning new material. If they are not told so they will feel
frustrated, and blame the teacher for that feeling. Most students will tend to associate any
feeling of confusion with the lecturers inability to explain the material clearly. Students
like to hear clear and logical explanations, and being challenged requires extra work. It is
not uncommon for the teacher to get unflattering evaluations from the students. After all,
anybody who challenges students prior belief systems is going to be evaluated more
critically (i.e., unfortunately more negatively) than anybody who lets the students retain
their prior beliefs. The teacher needs to be aware of the fact that students truly struggle
as they think through the arguments and try to accommodate the new material into their
prior knowledge database. One method of making yourself popular again is by explicitly
encouraging the student to go through the process of conceptual change and by making
appropriate compliments after the students do understand that particular concept.

5. Discussion & Summary

So now, how does one teach best to provoke conceptual change? There are many
different methods of teaching and every instructor will have his or her own style. Asking

18

which teaching technique is best is analogous to asking which tool is best a hammer, a
screwdriver, a knife, or pliers. In teaching as in carpentry, the selection of tools depends
on the task at hand and the materials one is working with. Books and lectures can be
wonderfully efficient modes of transmitting new information for learning, exciting the
imagination, and honing students' critical faculties, but one would choose other kinds of
activities to elicit from students their preconceptions and level of understanding, or to
help them see the power of using meta-cognitive strategies to monitor their learning.
Hands-on experiments can be a powerful way to ground emergent knowledge, but they
do not alone evoke the underlying conceptual understandings that aid generalization.
There is no universal one size fits all teaching practice. Instead, depending on the goal
and circumstances, it might be appropriate to combine various methods. For example,
one might decide to embed cooperative group discussions into traditional lectures, or one
could alternate between hands-on experiments and traditional lectures. The many
possibilities then become a rich set of opportunities from which a teacher can construct
an instructional program.
However there are a few guidelines. Setting a goal of what you want the students to
accomplish and get out of this course is a good start. Also integrating effective
assessment techniques into the lecture is another. It is important to continually ask the
students what they think and help them construct the arguments in their own way (as
opposed to telling them a nicely laid out logical explanation). In other words, how you,
as the instructor think is almost irrelevant the student will have to build up his or her
own model that makes sense to him. The instructor thus has a rather different purpose in
this type of classroom instead of giving straight lectures (and these might be
appropriate at times!), he stops and asks the students to do the thinking and watches out
that the students do not just regurgitate the arguments but phrase them in their own
words. The instructor thus facilitates the process of learning. In a large classroom
setting the next best alternative to listening to individual students might be to initiate
group discussions where the students are asked to explain the concepts to each other, or
where the students are asked to use that particular concept to get a deeper understanding
of the bigger picture. There are a few tricks of how to deal with those types of
discussions one would be to write all the answers by all groups on the blackboard (there
is generally a limit to the possible answers) and then go through individual points jointly,
evaluating each of the arguments. This way, some student misconceptions can surface
and the latter need to be discussed in quite some detail and it might need to be shown that
those ways of thinking really do not solve the problem at hand. There is no shortcut of
dealing with misconceptions the students need to be walked through all the steps of the
conceptual change theory.
This paper deals with how to teach in general to provoke a deep understanding of the
subject matter. A deep understanding consists of logically and meaningfully
interconnected concepts that form an even larger web of concepts. Deep thinking then
involves being able to make further connections between the webs of concepts. Deep
thinking involves the construction of new concepts and is almost always based on what
the student already knows. Thus it is also very important to assure that the most basic
concepts are profoundly understood and well connected. Constructing successive

19

arguments on somewhat shaky knowledge, results in not-so-well connected further

concepts. Thus, a thorough understanding of the most basic concepts is of utter
importance.
This paper further argues that it is better to have a deep understanding in a few topics
because it provides the solid foundation for building up further concepts upon them and
because it can encourage the transfer of knowledge to new areas. In contrast, a broader
understanding consists of superficial relationships between random facts and is relatively
inert and unusable knowledge that most often will be forgotten relatively rapidly. The
classic example is where students cramp lots of knowledge before a test to forget it soon
afterwards. After all, what is the point of that type of learning?
The main drawback with guided inquiry and teaching for conceptual change is that it
takes a lot of time. Since time is almost always limited in a lecture class, this poses a big
question. Do we want to teach small amounts of knowledge in detail and cultivate a
population of students with much knowledge in a few select areas or do we want to
cultivate individuals who know a lot about a lot of things, but rather superficially. Ideally
we want the individuals to be well rounded and still have some expert knowledge in some
areas. So this means that traditional ways of lecturing, of conveying large amounts of
knowledge in small chunks of times, cannot be ignored as a method to convey
knowledge. However, and this is a main point of this paper, some areas need to be
covered in substantial detail for several reasons. First, the students need to experience by
themselves what it means to really understand a concept fully. Obtaining a deep
understanding in one area is almost always a fulfilling and rewarding experience.
Second, we all carry a whole set of misconceptions with us, and there is no easy and fast
method of fixing those. Third, the students need to see how to thoroughly think
through at least a few situations. They need to learn the process the methodology of
thinking through a problem. And fourth, once they know how to think they might be
able to transfer this technique to other situations.
So in summary, a healthy curriculum does cover some breadth, especially if we are
dealing with a survey course, however some of the basic concepts need to be covered
in substantial detail. The trick is to decide on which are the most basic concepts and to
design a curriculum around that.
Facilitating the students process of learning through guided inquiry does have other
disadvantages too in addition to the time issue. There is a shift of focus from lecturer
centered lecturing to student centered learning, and thus there is a shift in power. It is an
art to keep the classroom in control which might be come an even larger challenge
when trying to initiate additional group discussions. The role of the teacher is now rather
different from the lecturer in traditional classrooms, and he needs to behave differently.
Regaining control of a seemingly chaotic environment and still remaining the
facilitator is an art. This is something that cannot be easily learned from text books,
but takes years of experience, and almost more importantly, a solid and stable
personality. It requires someone who is good in handling people and knowing what to
respond when. Thus facilitating the process of learning might pose serious challenges for

20

the inexperienced lecturer, but it certainly is something that can be learned.

Another disadvantage is that the process of building up concepts and constructing models
requires deep thinking, which is something that takes a lot of effort. Therefore it is
relatively common for the students to be initially relatively reluctant to this process.
What students like, are logically and clearly spelled out arguments that at least
superficially make sense when listening to them. Students generally like the idea of
knowledge being funneled into their brains. The bad news, however, is that this
approach is ineffective in making the students really think on their own feet, in other
words, it does not work. Unfortunately students need to be told so repeatedly, because
they will prefer to go the superficially easier way. It is not uncommon that students
might frustrated with or even angry at the instructor. Thus, it is particularly important
that the students really get walked in detail through some examples of how to build
concepts and personally experience that the end result is more rewarding than passively
listening to the lecturer.
Dealing with misconceptions is also a delicate and sometimes rather painful experience.
Letting go of prior, perhaps even deeply engrained personal views, is always a challenge.
But what can cause real problems, is, that it can involve moments of confusion. Students
do not like to be confused and when they do get confused they often will blame the
teacher for explaining the situation not quite well enough. Again, what an instructor
should then do is to tell the students directly that confusion is a part of the process of
thinking and that it is unavoidable. The best thing to do under those circumstances is to
walk the students through those moments of confusion until to points really do make
sense to the students. Personal words of encouragement might be appropriate here. This
approach however, poses challenges to the large classroom setting. Perhaps the teacher
could then focus on the majority of the students who understand that particular concept
and then have them explain it to their peers. A final remark might be quite important
here any teacher who challenges his or her students will get challenged in return, and
might therefore not get the most flattering end-of-the-semester evaluations.

21

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