Rezumat Teza Doctorat Limba Engleza Armau Veronicadiana
Rezumat Teza Doctorat Limba Engleza Armau Veronicadiana
Rezumat Teza Doctorat Limba Engleza Armau Veronicadiana
Thesis Supervisor:
Professor Ion Cuceu, Ph.D.
Ph.D. Candidate:
Veronica-Diana Armau,
Cluj-Napoca
2013
Contents
CHAPTER 1. Introduction____________________________________________
7
1. 1. Major research objectives ______________________________________________ 7
1. 1. 2. Applicability and innovation __________________________________________ 8
1. 2. Research structure, motivation and methodology ___________________________ 8
1. 3. Politeness. General considerations. _____________________________________ 13
1. 3. 1. Politeness concept. Definitions, essential aspects. _________________________ 17
1. 3. 2. Conceptualization of politeness _______________________________________ 23
1. 4. Conclusions Chapter 1 ________________________________________________ 38
CHAPTER 2. Theoretical perspectives on the politeness phenomenon ____________
2. 1. Politeness as a pragmatic phenomenon __________________________________
2. 1. 1. Development of sociological approaches of language _____________________
2. 1. 2. Context __________________________________________________________
2. 1. 3. Pragmatics: opinions, intentions, plans and actions ______________________
2. 1. 4. H. Paul Grices Cooperative Principle _________________________________
2. 2. Fundamental politeness approaches _____________________________________
2. 2. 1. Bruce Frasers contribution: Multifaceted perspective of politeness _________
2. 2. 2. The Social-Normative perspective _____________________________________
2. 2. 3. The Conversational Maxims view _____________________________________
2. 2. 4. The Face-saving view _______________________________________________
2. 2. 5. Frasers Conversational Contract View ________________________________
2. 3. Politeness as marked surplus ___________________________________________
2. 4. The pro-social or inclusive aspect of politeness ____________________________
2. 5. Conclusions Chapter 2 ________________________________________________
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Summary
1. Introduction
Over the last twenty years, the politeness phenomenon has recorded significant
developments and contributions demonstrating that it fully enjoys an overwhelming and
increasing popularity among researchers and practitioners alike. This fact has especially become
apparent after the publication of the body of research belonging to Goffman (1967), Lakoff
(1973), Grice (1975), Leech (1983), Fraser (1975, 1981) and in particular to Brown & Levinsons
emblematic description of politeness models functioning and manifestations (1978, 1987). In
recent years, the number of publications related to the comprehensive study of politeness has
grown impressively transforming this multilayered phenomenon into an area of major interest
within academic fields of study such as pragmatics, anthropology, sociolinguistics, discourse
analysis, culture, organizational management, communication and even cognition. In this context,
we
would
like
to
mention
the
important
analyses
on
politeness
presented
by
Escandell-Vidal,1996; Foley 1997; Grundy, 2000; Johnstone, 2002; Wardhaugh, 1998; Xie,
2000; Zhuang, 2001; Watts, 2003; Locher, 2004; Spencer Oatey, 200, 2002, 2004); Bargiela
-Chiappini, 2006. The study of the politeness phenomenon is a complex endeavor, one that is
constantly confronted with the difficulty of being thoroughly described by one single research
4
socio-pragmatic phenomenon, which has a fundamental impact on the way we communicate and
relate to those around us, but perhaps more importantly, to ourselves. To this end, we will focus
our research approach on four main aspects, namely the presentation of the theoretical research
directions in the field integrating pragmatic politeness within modern approach models, situating
politeness within the context of professional discourse and its oral manifestations; moving on, we
will consider and analyse two case studies in order to confer applicability to our study and
analyze the ways in which politeness is perceived by interactants who are differentiated by status,
training/expertise and expectations in the professional context.
2. Major research objectives
This paper focuses on the analysis of pragmatic politeness, with an emphasis on its
social-inclusive aspect as the basis for the management of establishing effective, functional
relations in everyday and professional communication contexts.
The meaningful administration of the interpersonal relationships is mediated by politeness as a
system for applying a series of communication strategies manifested in interactions that include
polite, impolite or situationally appropriate behavior. Politeness is the interface between the
self-image perceived by the individual and the perception of this image processed by the other
discourse participants.
Socio-linguistic and pragmatic politeness is relatively a new scientific field; research in this field
dates back to approximately 30 years ago. Therefore, politeness theories and conceptualizations
are still strongly debated, undergoing a constant (re)formulation for different contexts and
cultures.
In this paper, we perceive politeness as a set of strategies used to establish and maintain
self-image in interactions in order to express concern for those with whom we communicate as
related to our social inclusion, to solving or avoiding conflicts in oral exchanges. My
understanding of politeness is based on the one hand on Erving Goffmans (1967) concept of face
and the influential politeness model presented by Brown & Levinson (1978, 1987) documenting
and supporting the management of self-image (face) and, on the other hand, on the
social-inclusive interpretation of politeness as an essential incentive for establishing and
developing meaningful relationships (Spencer-Oatey, 2002, 2004).
This paper focuses on several aspects which have been a major part of my research
preoccupations and activities over the last ten years. This project has been cumulative in many
respects mainly because of the amount of time spent analysing the comprehensive content body
of research debated upon. The empirical support gathered to evidence the steps taken in
researching pragmatic politeness together with relevant ideas behind a few studies developed
here date back several years. Thanks to the time element and the number of persons who were
involved in this research, giving me guidance and advice of an essential nature in order to clarify
theoretical or methodological issues, this paper is a joint effort of these individuals (professors,
colleagues, students) whom I would like to thank for each contribution.
This thesis is tributary to the extremely fascinating research in the field of politeness and,
in our approach, we give credit to the perspectives and conceptualizations of politeness emerged
in the last thirty years (e.g. the fundamental model of politeness proposed by Brown and
Levinson (1978, 1987)1 presenting the sociolinguistic and pragmatic aspects of the politeness
phenomenon with an emphasis on the social-inclusive research of politeness. This social facet is
largely due to my professional orientation and the inclusion of my doctoral project within the
scientific field of humanities. The dissertation discusses the most relevant approaches in the field
1 Penelope Brown i Stephen C. Levinson, Politeness. Some Universals in Language Usage, Cambridge, Cambridge
University Press, 1978; 1987.
of politeness focusing on authors who have had essential contributions in outlining the main
theories, principles, strategies and concepts of politeness. It researches how the interactional
pragmatic intentions are manifested at sociolinguistic and behavioral level having major social
impact on the quality of communication. We will also insist on some necessary issues influencing
our analysis in order to contextualize it appropriately: aspects connected to professional discourse
with its sensitive representations in oral discourse instances, constantly focusing on the relevance
of both professional/oral discourse for the practical contribution to our work: the analysis of the
perception of the politeness concept and the importance given to the politeness phenomenon in
general by two categories of subjects that interact in the same environment the academic
environment.
The reason for my decision to concentrate on the politeness phenomenon in this thesis is that it
plays a most important role in everyday and professional verbal interactions. The politeness rules
and conventions govern cooperative behavior in human interactions. Politeness strategies are
used by speakers to achieve goals such as "promotion and maintenance of harmonious
relations.2
As related to the choice of oral discourse in a professional context, this decision is connected to
the fact that social-inclusive politeness is relatively under-analyzed in this regard, the most
notable existing studies focusing on the interaction taking place within domestic, informal,
institutional or professional contexts, exclusively from a (socio) linguistic perspective, without
insisting on the social relevance of politeness with the specific purpose of analyzing it with
reference to certain categories of interactants and variables. Politeness is an important social
phenomenon, which enhances the effectiveness and relevance of everyday and professional
interactions, modeling behaviors and attitudes toward mutual understanding and achievement of
interactional goals.
The main objectives of our thesis are:
1. Presentation of the research undergone in the field of politeness in the last
twenty
years
(approximately)
with
particular
focus
on
its
included.
Incorporating politeness within the professional discourse field (in this paper the phrase
professional discourse is used with reference to the educational process related oral interactions
between current and future professionals).
Description of the features and particularities of the target groups and their need to address
relational management effectively in the proposed context.
Analysis and interpretation of quantitative and qualitative data obtained on administering
questionnaires and opinion interviews to the subjects of the target groups.
Classification of the obtained interpretations within a social- inclusive model of politeness to
foster an effective management of interpersonal relations
Our research is socially anchored. It will consider attitude, behaviour and sociolinguistic
variable interpretations in a very practical and concrete manner - pragmatic analysis of the
politeness concept in its entirety at the level of professional oral discourse engaged in in the
academic environment. The specific contexts that we chose to study in this thesis are, by their
very own function, generally formal; hence, -in our view- a purely linguistic analysis would
neither serve the rich diversity of the chosen target groups orientations towards politeness nor
their interactional interests. Our main objective is to analyze the role of the politeness concept as
it is perceived within the (semi) controlled professional oral discourse manifestations. We believe
that the case studies presented will shed necessary light on the politeness perceived not only at
the individual, but also at the group level. Although, to date, there have been numerous
publications focusing on linguistic politeness, these were able to provide but a segment of a
whole (e.g. favoured linguistic structures in applying politeness strategies in a particular group).
politeness concept will be analyzed in terms of transactional and interactional discourse. This
chapter also includes an overview of politeness research in Europe as we believe that this new
area of research with its multiple nuances and controversies is becoming increasingly attractive
for specialized researchers in Europe and worldwide. Some European particularities of politeness
and the issues associated with the desire to promote national identity through politeness are also
addressed.
Chapter V, Oral Competence and Politeness, provides the link between advanced oral
competence and politeness being a binding chapter that makes the transition to the Case Studies 1
and 2 (Chapter 6), focusing on oral speech in the context of a multilingual workplace and the
specific tasks and responsibilities associated with it. We document the profile of the oral
discourse user which this thesis concentrates on; we also revise the more relevant characteristics
of oral speech as an extremely private and dynamic manifestation of professional discourse,
pointing out some aspects that lead to the well accepted difficulty being proficient in a modern
language while transmitting the message politely. We will make the connection between
politeness and oral discourse bringing onto the discussion table the role that the concepts of
power and status have in interactions individuals regularly participate in.
Chapter VI represents the practical application of our thesis and includes Case study 1
(Politeness and Teachers) and Case study 2 (Politeness and Students) offering an interpretation
of the results of the quantitative and qualitative research of the politeness concept as it is
perceived by the selected target groups. We insisted on the description of the subjects profile, the
context in which they have been analysed and the methodology used to achieve the set objectives.
Case Study 1 includes the interpretation of the data obtained after administering a questionnaire
on pragmatic politeness and on the complex ways in which it influences oral interactions between
professors and students in academic environment. The sample consists of 55 teachers of modern
languages activating at higher education level. Case Study 2, on the other hand, presents the
qualitative interpretation of the views expressed by a representative sample of students who have
answered a series of 30 questions on manifestations of politeness, as well as the interpretation of
its role in their daily and professional life.
The paper ends with a section devoted to the Thesis Conclusions that we have drawn from our
research. We have also included in this section of the paper a summary of the most important
points of view presented in each chapter of the thesis which are accompanied by the appropriate
11
conclusions for each of the corresponding six chapters; suggestions for potential future research
directions and the importance and novelty brought forward by our investigation are included in
this part of the dissertation.
The significance of the study is - in our opinion - one worthy of consideration in the complex
context of higher education in a European university in which multilingualism and
multiculturalism play an important role. The results of the present study - in our opinion - may
present theoretical and practical interest for researchers and practitioners in the field of
sociolinguistic and pragmatic politeness, for teachers who appreciate the benefits of engaging in
oral discourse activities, modern language educators, professionals in various fields of connected
to professional communication and decision makers within academic instruction.
4. Research methodology
With reference to the methodology used in the practical application of the work, we have
chosen a bi-dimensional mixed investigative method combining qualitative with quantitative
research. In our first Case study, we have administered questionnaires to 55 modern language
teachers in order to obtain data on their perception of the importance attached to politeness in the
oral interactions they participate in; we have also sought to identify a set of variables whose
analysis has generated the interest for the purpose of this study.
As related to the second Case study the research objective has been to obtain qualitative data
through face to face discussions that have resulted from organising the semi controlled opinion
interviews with students belonging to the Faculty of European Studies and the Faculty of
Economics and Business Administration. We have thoroughly analysed their answers to
questions included in an interview protocol that has followed some well-specified coordinates
leading to extremely interesting interpretations of politeness under certain categories of analysis.
The benefits of the use of these particular research methods, the underlying reasons behind the
decision, the thorough description of the target groups and the analysis and interpretation of the
data obtained are presented in Chapter 6 (case studies 1 and 2) of this thesis.
communicative competences that offer educators and students within academic language
instruction the possibility of becoming valuable participants in their oral interactions with other
goal-driven discourse participants. Socio-pragmatic skills underlie ones training as an effective
specialist and communicator altering the quality of the relationships we create at work and in our
personal lives.
Our interest in the role of politeness theory in this equation is the basis of the present doctoral
project that will enhance my own training as a teacher and a professional. The practical
applications that have been introduced and analysed will help me optimize the quality of teaching
learning process I participate in within the Department of Modern Languages and Business
Communication of the Faculty of Economics and Business Administration, "Babes-Bolyai"
University, Cluj-Napoca.
In her Introduction to the chapter entitled Theories of Politeness, Jenny Thomas has noted
that over the past twenty years of pragmatic language research, such an increasing interest has
been recorded in relation to studying the phenomenon of politeness that the politeness theory may
be seen as a sub-discipline of pragmatics.3 On virtually the same note, in his Preface of his
highly acclaimed study emblematically entitled Politeness the outstanding politeness researcher
Richard J. Watts (2003) has admitted with a hint of (British) humour that writing the
Introduction to politeness is like being in mortal combat with a many-headed hydra. You have
barely severed one head that a few more grow in its place.4 Thus, Watts made reference to the
impressive research literature on the issue of politeness.
We join Richard Watts in the above mentioned opinion stating the generosity of
approaches and interpretations of the phenomenon of politeness to date. It is a complex construct
and a highly difficult area to define precisely because of the multitude of points of view
expressed. Therefore, in this thesis we have chosen to contextualise an interpretation of politeness
by connecting it to the social-inclusive approach of the relational management at a specific level
of analysis. However, hereof, some limitations of the study may also result. Although our goal
was not to analyze linguistic sequences of politeness, future research might focus on such
priority. Other areas of interest might be represented by studies meant to assess issues related to
3 Jenny Thomas, Meaning in Interaction: An Introduction to Pragmatics, London, Longman, 1995, p. 149.
4 RICHARD J. WATTS, POLITENESS, CAMBRIDGE, CAMBRIDGE UNIVERSITY PRESS, 2003, P. 2.: WRITING THE
INTRODUCTION TO POLITENESS IS LIKE BEING IN MORTAL COMBAT WITH A MANY-HEADED HYDRA. YOU HAVE BARELY
13
the authentic manifestation of interactions at the work place by analysing the intricate ways oral
discourse and politeness may overlap or diverge in business communication. Differences and
similarities of pragmatic politeness may be a practical goal for future cross-cultural studies that
involve, for example, students of a different nationality (not Romanian) who are part of different
exchange opportunities and study at Babe-Bolyai University.
In what concerns the applicability of the present paper, we consider our approach as one
that may be useful to the professionals in the field of communication, pragmatics, sciences of
education, sociology or sociolinguistics. Politeness animates human relations transforming
communication into interactions that encourage social harmony. Hypocrisy, lack of honesty or
projecting false points of view through manipulation represent (im)politeness strategies that may
certainly be used in interactions in promoting ones self-image individually or professionally.
However, in our opinion, in situations that involve real interactants in authentic contexts the
strategies mentioned above may not create or enforce long-term benefits. Self-esteem, positive
self-image and overall individual and group well-being are bound to be affected. Politeness thus
becomes the interface between the individual and the others as the unique act of manifestation
and declaration of honest objectives for moral survival.
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