St. Clair vs. HealthNet
St. Clair vs. HealthNet
St. Clair vs. HealthNet
cM-010
n
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3.
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SUMMONS
I
p ff t^',i{ii ilt[*'
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as n- rn{u rt t t
CASE NUMBER:
nam6 address court
(Et nombre Y direccin de la corte es):
Los Angeles SuPerior Court
(Nmoro del Caso):
6 6 0 I&s
11'l N. Hill Street
Los Angeles, California 90012
3, non ot (sPecifY):
ccP 416.10 (corporation) n CCP 416.60 (minor)
under:
ccP 416,20 (defunct corPoration) tr CCP 6.70 (conseruatee)
41
othor (sPecifi,);
4. E bY Personal delivery on (dale):
codo of civl
nrcan L08lNol lnc,
Form AdoPlod lor Mandlory U80
SUMMONS wFormsWodtow.com
Judlclal Courrcil of Cslilornis
SUM-100 [Rev- JulY 1, 20091
SUM.2OO
CASE NUMBER:
SHORT TITLE:
St. Clair, et al. v. Health Net of California, Inc',
et al
Lstadditionalparties(checkonlyonebox.lJseaseparatepageforeachtypeofparty'):
Page 2ot2
I
9
SUPEzuOR COURT FOR THE
STATE OF CALIFORNIA
L0 ANGELES
FoR rHE corJNry oF Los
'o d 11 BC 6 0S40
iT.
individuall{P*t Case No.:
12 MELISSA ST. CLAIR,
k s ,u.*ttor-in-interest to decedent LAURIE COMPLAINT AND DEMAND F'OR
13 sf. cmrn; ALYSIA sr. cLAIR,
'ff
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tuiaourry and as successor-in-interest to
JURY TRIAL
Erd
$
r.nt LiuzuP sr. cLAIR; andand as I. Wrongful' Death Due to the Breach
of the
zT- i 15 rtierrnnw DOMA, individual-ly- Duty f Goo Faith and Faith Dealing
ry I ,*ttttot-in'interest to LAUNE ST'
t
TY
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76 CLAIR,
J' 2. Violation of Civil Code Section3428
5 L7
Plaintif,
dH
lgbsl
3, 'Wrongful Death due to Negligence
Ed 18
n@d
Et44 v
Es.d
T9 4, Negligent Infliction of Emotional
INC.' A Distress
20 HEALTH NET OF CALIFORNIA,
tot*ution; FIEALTI'ICARE LA' IPA' a
10'
21 ittutioniand DQES 1 through
22 Defendants.
23
24
25
26
27
28
I
AND DEMAND FOR JURY TRIAL
1 INTRODUCTION
2 1'Lauriest.Clairwasalovingmotherofthreeandformercustomerservlce
J
representative who had her rife cut short at the age
of 53 from river cirrhosis because Defendants
Heath Care LA, IPA ("HCLA"), delayed in
4 Health Net of Califomia, Inc. ("Health Net") and
care, including failing to timely provide Laurie
5
approving and ananging for medically necessaly
liver transplant'
6
with access to a specialist that could perform a necessary
P
15 3. Since Laurie's liver condition and resulting symptoms
had become so severe-
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and due to the problems with her invalid authorization-she
decided to go to california Hospital
L
n1 17 Medical center. on July l7,2}Is,Laurie was seen at california
Hospital by Dr' Fredrick weiss'
El=l that Laurie was'oa definite candidate
3 IT
1B
another gastroenterology specialist. Dr. Weiss concurred
HJ
19
- for transplantation."
Net and HCLA
20 4. Unfortunately, despite the severity of Laurie's condition, Health
and belief, Laurie alleges
21,
failed to timely provide access to a liver specialist. upon information
specialist within its network, so Health
22
that Health Net and HCLA did not have a liver transplant
23
Net and/or HCLA needed to contract with an out-of-network
liver transplant specialist in order to
and HCLA horribly delayed
24 provide Laurie with the care she desperately needed. But Health Net
and perform the necessary liver
25 in providing access to a liver specialist who could treat Laurie
26 transplant.
made numerous phone
27 5. Between July and November 2}!s,Laurie and her family
28 calls to both Health Net and HCLA, pleading with them
to find Laurie a liver specialist or any
E
15
Doma bring this wrongful death action to recover damages
resulting from the premature death of
LJbJ Health Net and HCLA from
their mother. Plaintiffs also seek punitive damages to prevent
P 1,6
TY
l
nl 17 putting any of their other Californians' lives at risk for their own
profit'
El=l 18 THE PARTIES
fl
I-
5-
- t9 g. plaintiff Melissa St. Clair, is and at all relevant times was, a resident of the city of
the daughter of decedent Laurie St'
20 Torrance, county of Los Angeles, state of california. she is
interest to the Estate of Laurie St'
21.
Clair. She is acting both individually and as the successor in
22 procedure Section 377.32. An affdavit as required by that
Clair, pursuant to Code of Civil
23
section has been filed with this action'
24 g. plaintiff Alysia St. Clair, is and at all relevant times was, a resident of the county
Laurie st. clair. she is acting
25 of Los Angeles, state of california. she is the daughter of decedent
26
both individually and as the successor in interest to the Estate
of Laurie St. Clair, pursuant to
by that section has been filed
27 Code of civil procedure Section 377.32. An affidavit as required
28
with this action.
tl p
1.6
defendants sued herein as Does is legally responsible in some manner for
the events and
rt
nf T7
happenings referred to herein and will ask leave of this court to amend the complaint to insert
II
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5
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their true names and capacities when they become known.
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19 F'ACTUAL BACKGROUND
20 A. Laurie was insured under a Health Net and HCLA health plan.
plan
21,
14, In 2015, Laurie received her health insurance through a Health Net HMO
22 (The Plan member ID is 95769077D).
on its behalf
23 15. Health Net contracted with HCLA to authorize health care services
24 for Laurie.
25 B. Laurie needed access to a specialist to arrange for a life-saving liver transplant'
was
26 16. In 2013, Laurie was diagnosed with liver cirrhosis. Laurie's liver condition
27 Dr' Suchov recommended
being monitored by Dr. Mordo Suchov, a gastroenterology specialist.
a point where she was a candidate
that they monitor her condition and if her health declined to
28
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1.6
HCLA almost every day. Melissa also made repeated calls to Health Net,
including four calls on
!t
nj 17
october 6,20ls,and four more calls on october 7,2015. She told them
that her mother urgently
IT
H her mom would die. During these
fr r-
18
needed a liver transplant and that without a liver transplant,
II
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a liver transplant. But the
19 phone calls, Melissa would cry and beg the representative to authorize
Laurie's case and that that
20 representatives would simply tell Meliss athatthey were working on
21.
the authori zationfor a liver transplant was still being processed.
6
Melissa the answers she needed'
7 30. on octobe r 14,2}Il,Melissa called HCLA and spoke to Louis' According to
LL 15
u
months after the original request was made'
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16 32. On October 16,2}ll,Melissa called HCLA seven different times.
On one call she
43
Jf 17
spoke to Angie for 38 minutes. This time Angie informed
her that HCLA was in the process of
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-
-I 18
arranging for Laurie to be treated at UCLA for her liver transplant.
According to Angie, the
II
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19
authorization was in Process.
20 33. On Octobe r l9,2l1,Melissa called back HCLA again seven different times. She
21.
again spoke to Angie who confirmed that HCLA was still
working on obtaining an authorization
process. Later that day, in
22 for Laurie to be treated at UCLA and that the authori zationwas in
to set up a member ID
23
anticipation of obtaining a valid authorization, Melissa called UCLA
24 number for her mom.
the Medi-Cal Ombudsman
25 34. On Octobe r 22,20l5,both Laurie and Melissa called
26
to file complaints against Health Net and HCLA'
27 35. on Octobe r 29,2015,Laurie called HCLA five different times' But again, there
9
spreading to the rest of Laurie's body. This fluid was
like a poison that was wreaking havoc on
10
Laurie's lungs, heart, and other vital organs'
r0 Without a
l-e 1"1,
37. On November 10, 2015,Laurieos heart gave out and she died'
rv"
and other vital organs' Eventually'
k g 12 functioning liver, poisonous fluid was seeping into her lungs
attack'
13
this poisonous fluid reached Laurie's heart and caused a heart
'#
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9
than four months
1.4
3g. Laurie should not have died. Health Net and HCLA took more
ObJ
zTi
N/CJ
P
15
to authorize and provide access to a liver specialist. Health
Net and HCLA callously ignored
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16
Laurie and Melissa's repeated pleas to provide her access to this
life-saving care'
.l- 3
tJ] J 17 FIRST CAUSE OF ACTION
rI Fair Dealing
H L8 wrongful Death Due to the Breach of the Implied Duty of Good Faith and
3
II
(Against Health Net of California, Inc)
Hd
19
- 39. plaintiffs refer to each and every paragraph of the complaint and incorporate those
20
paragraphs as though set forlh in full in this cause of action.
21. owed to Laurie in
40. Health Net has breached its duty of good faith and fair dealing
22
the following resPects:
23 to medically
a) Unreasonably failing to ensure that its plan members have access
24
necessary medical treatment;
25 with have
b) Unreasonably failing to ensure that the medical groups it contract
26
adequate specialist available in its networks;
27 it contacts with have
c) Unreasonably failing to ensure that the medical groups
28 specialist care not
procedures in place to timely provide access to out-of-network
I
COMPLAINT AND DEMAND FOR JURY TRIAL
1 available within the medical group;
2 d)UnreasonablyfailingtoensurethatLauriehadaccesstomedicalnecessary
J sPecialist care;
4 Unreasonably delaying contracting with a specialist
who could treat Laurie and or
e)
5 who could perform Laurie's liver transpiant;
and Melissa's complaints
6
Unreasonably failing to adequately respond to Laurie
7 about HCLA and the delay in providing access to
life-saving treatment;
12
3 i groups;
physician groups
13 i) Unreasonably failing to select and retain competent provider
'#
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provider physician
LL> -' 1,4 and to have procedures in place to audit the quality of those
tul
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16 j) Unreasonably failing to ensure that HCLA had contractual agreements
in place
ulf 17 with necessarY Providers;
II
H Health Net's
3
18 41. Health Net has furthermore committed institutional bad faith.
I.
the conduct is part of a repeated
--l 19
institutional bad faith amounts to reprehensible conduct because
pattern of unfair practices
20 pattern of unfair practices and not an isolated occufence. The
2't
constitutes a conscious course of wrongful conduct that is
firmly grounded in the established
22 plaintiffs are informed and believe and thereon allege that
company policies of Health Net.
other than Laurie and that
23 Health Net has engaged in similar wrongful conduct as to individuals
similar harm to others'
24 Health Net substantially increased its profits as a result of causing
25 42. plaintiffs are informed and believe and thereon allege that Health Net has
26 of good faith and fair dealing owed to Laurie by other acts and omissions
of
breached its duty
27 unaware but which will be shown according o proof at the time
of
which plaintiffs are presently
28 trial
9
support, gifts and benefits, and the reasonable value of
Laurie's household services' Plaintiffs
t p
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1,6
concealment of a material fact known to Health Net with the intention
of depriving Laurie of
I}
nj 17 property or legal rights. Health Net's conduct therefore constitutes malice,
oppression, or fraucl
H punitive damages in an amount
fr--
II
L8
under California Civil Code 3294,entitling plaintif to
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- 19
appropriate to punish and set an example of Health Net'
officers or
20 46. Health Net,s conduct described herein was undertaken by its corporate
were responsible for claims
21"
rnanaging agents, identified herein as DOES 1 through 100, who
decisions' This conduct was
22 supervision and operations, underwriting, communications, and/or
of and ratified, authorized,
23
undertaken on behalf of Health Net, which had advance knowledge
24 and approved the conduct.
25 SECOND CAUSE OF ACTION
26
Violation of Civil Code Section 3428
(Against Health Net and Health Care LA' IPA)
27
47. plaintiffs refer to each and every paragraph of the complaint and incorporate those
28
paragraphs as though set forth in full in this cause of action.
10
fit
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1,6
.! profit and in return for financial reimbursement'
n5 17 Net'
5g. Laurie is a beneficiary of said contract between HCLA and Health
El=l 18
In its capacity as Laurie's health care and treatment administrator, HCLA
owed
fr 59.
---
Hd
19 the plan with Health Net'
Laurie a duty of care to ensure that she received the benefits due under
20
In its capacity as Laurie's health care and treatment administrator, HCLA
owed
60.
21.
Laurie a duty of care to ensure that its actions did not injure Laurie'
22 Laurie
6I. In its capacity as Laurie's health and treatment administrator, HCLA owed
23 treatment and care as
a duty of care to ensure that Laurie received all medically necessary
24
allowed under the Health Net Plan.
25 was medically
62. As set forth above, all the medical care at issue in this complaint
26
necessary and proper under Laurie's plan'
27 treatment for
63. Health Care LA unreasonably delay medically necessary care and
28 that could treat her liver
Laurie, including failing to provide timely access to a specialist
12
E
15
access to medically necessary care, including a liver transplant. Laurie's inability to timely
UbJ P 16 in her health and
TY
-- a receive medically necessary care and a new liver resulted in a rapid decline
[nl 17
II
premature death.
H 18
fl 69. At all times, Melissa, Alysia, and Mathew were aware that Health Net and
HI
-I 19
- HCLA's failure to authorize medically necessary care and a liver transplant was significantly
20 pain and suffering' As
impacting Laurie's wellbeing and that Laurie was experiencing extreme
21"
realized that their mother
Health Net and HCLA,s delay continued, Melissa, Alysia, and Mathew
22
would not be able to survive.
23 Health
70. Melissa, Alysia, and Mathew suffered serious emotional distress due to
24 health. Melissa,
Net and HCLA,s conduct and from having to watch their mother's deteriorating
25 having to watch
Alysia, and Mathew cared deeply for their mother and suffered deeply from
26 be forced to watch a
their mother,s health rapidly deteriorate and needlessly die. No one should
27 group refuse to authorize
parent die because an insurance company and its contracted physician
28 fought for their mother's life'
and provide essential medical care. Melissa, Alysia, and Mathew
l3
COMPLAINT AND DEMAND FOR JURY TRIAL
't
horror, nervousness, grief' anxiety' worry'
Throughout this ordeal, they suffered anguish, fright,
2
shock, humiliation, and shame.
in causing Melissa,
J 7I. Health Net and HCLA's conduct was a substantial factor
Alysia, and Mathew were forced to
4 Alysia, and Mathew's serious emotional distress. Melissa,
5
undergo the indignity and frustration of Health Net and
HCLA's failure to provide a liver
health. They will always be
6
transplant while watching the deterioration of their mother's
7 haunted by the thought that their mother could have lived
longer if she had received a liver
P
15
covenant of good faith and fair dealing'
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16 Z. Economic damages, including plaintiffs' loss of financial support,
gifts and
.-
l 17
benefits, time from work, reasonable value of household services,
and funeral and burial
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L8
expenses in an amount to be shown at the time of trial for Health Net's breach of the implied
II
19
--- ovenant of good faith and fair dealing.
pain and
20 3. Laurie,s pre-death general damages, including damages for the extreme
function, significant
21.
suffering, mental stress, significant impairment of limb or bodily
22 disfigurement, severe and chronic physical pain, and premature loss
of life that Laurie sufferecl
23
due to Health Net's violations of civil code section3428.
suffered due
24 4. Damages for the reasonable attorney fees and costs incured herein,
25
to Health Net's violations of Civil Code section3428'
distress suffered
26 5. General damages for plaintif' mental, emotional, and physical
27 as a result of Health Net's negligent infliction of emotional distress, in an amount to be
28 determined at the time of trial.
T4
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1"6
4. Damages for the reasonable attorney fees and costs incurred herein, suffered
due
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to HCLA's violations of Civil Code section3428'
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H suffered
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18 5. General damages for plaintiffs' mental, emotional, and physical distress
HI
determined at
1,9
as a result of HCLA's negligent infliction of emotional distress, in an amount to be
20 the time of trial.
at
21.
6. For punitive damages and exemplary damages in an amount to be determined
22 the time of trial for HCLA violations of Civil Code section3428.
23 7, Any other and further relief as the Court may deem just and proper.
24
Dated: May 11,2017
25
26
By:
\i u
WILLIAM M. OFF
TRAVIS M. Y
27
SAMUEL BRUCHEY
28 Attorneys for Plaintiffs
15
5
By:
6 WILLIAM M. OFF
TRAVIS M. CORBY
7 SAMUEL BRUCHEY
Attorneys for Plaintiffs
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27
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ADDENDUM AND
clvl L CASE COVER SHEET
STATEMENT o F LOCATON
COURT HOUSE LocATtON)
FOR ASS IGN MFNT TO
(cERTlFl CATE OF GROUNDS
geles s uperlor Court.
cag e filings ln ttr e Los An
civil
to Local Ru le 2.0 'ln a new
This form ls requlred pursuant
hearing expeoted for this case:
of hearing and fill in the estimated length of
Item l, Check the types
and courthouselocation(4steps-lfyouchecked"LinnltedCase'',skiptoltemlll,Pg'4):
ttom ll, lndcate the correct district
sheet heading for your
civil c1':.9ou"'sheet form' find the main civil case cover
step 1: After first completing the you selected'
A' the civil Case Cover Sheet case type
case in the left margino.',*,'.nJ, to the right in corumn
describes the naturo of this case'
in corumn B berow which best
step 2: check 4 superior court type of acron
you have
applies to the type of action
C, circle the reason for the oourt location choice that
SteP 3: ln Column Rule 2'0'
;h.JkJ to the court location, see Local
ot uny exception
g Cou rtho us Locatlon (see Col um
n c below)
A ppllcable Reason 6 for choosln
garaged vehlcle.
dlslrict, 6. Locatlon
1.
7. Locatlon wholl}/
2.
8. Locatlon
3,
9. Locatlon
10- LocaUon
4,
5.
2.
tr 46070 Asbestos Property Damage
2.
Asbe8tos (04) Death
tr A7 221 Asbe6tos' Personal lnjuryM/rongful
s
.o asbestos of toxldenvlronmental)
1,,2.,3., 4,. B'
CLF tr A7260 Product UabilltY (not
QE Product Llablllty (24)
(L(o 1.,4.
& Surgeons
-o
.f a A7210 Medlcal Malpractce 'Physldans
i,,4,
Medlcal MalPractlce (45) A A7240 Other Professlonal Health
Care Malpractlce
-= Et
EE (e'9" sllp and fall) 1,,
3= tr 47250 Premlses Llablllty
b
f Other trAT2S0lntontlonalBodilylnlury/PropertyDamge/WrongfulDeath(e.9..
1., 4.
fOE Personal lnlury ssault, vandallsm' etc') 1., 3:
,t(I' ProPerty Damage
Wrongful Death g A7270 lntentlonal lnlctlon of Emotlonal
Dlstresg
(23)
gt A7220 othr Prsonal lnlury/Property DamagsMrongful
Death @
G
B
A Type ofAction
Applicable Reasons -
civil Case Cover Sheet (Check onlY one) See SteP 3 Above
Category No.
4n
Business Tort (07) trA6029otherCommercial/BusinessTort(notfraud/breachofcontract)
tr 46005 CivilRights/Discrimination
L,2.,3.
'-
(l)
9
civil Rights (08)
s Defamation (13) tr A6010 Defamation (slander/lbel)
1., 2,, 3.
3
55
1 ,, 2.,3
CD
Fraud (16) tr A6013 Fraud (no contract)
9
5
(/! E 46017 Legal MalPractice
1 ,,2,, 3.
LO -
8H' Professional Negligence (25)
tr A6050 Other Professional Malpractice (not medical or legal)
1.,2,,3,
cts
O(o
zo ,1,
Other (35) E A6025 Other Non-Personal lnjury/Property Damage tort
.,2., 3
{) Wrongful Terminaton (36) tr 46037 Wrongful Termnaton
1
E 1., 2.,3.
t A6024 Other Employment Complaint Case
aoE Other EmPloYment (15)
tr 46109 Labor Commissioner Appeals
10.
uJ
or wrongful
tr 46004 Breach of Rental/Lease Contract (not unlawful detainer 2.,5.
eviction)
2.,5.
Breach of Contracv Warranty EI A6OOB ContractMarranty Breach -seller Plaintiff (no fraud/negligence)
(06) 1,,2,, 5.
(not insurance) E A6019 Negligent Breach of ContractMarranty (no fraud)
1.,2,,5.
E A6028 Other Breach of ContractMananty (not fraud or negligence)
o 2., 5., 6
G'
L
El 46002 Collections Case-seller Plaintiff
co Collections (09) 2.,5.
tr A6012 Other Promissory Note/Collections Case
c)
1., 2., 5,, B.
lnsurance Coverage (1 B) El 46015 lnsurance Coverage (not complex)
mercial 2.,6.
trA602lUnlawfulDetaner-commercial(notdrugsorwrongfuleviction)
(31)
c,
. 2.,6
or wrongful eviction)
G'
(,
Unlawful Detaner-Residental El A6020 unlavuful Detainer-Residential (not drugs
o (32)
2,,6.
=
E Unlawful Detainer' D A602OFUnlawful Detainer-Post-Foreclosure
ls Post.Foreclosure (34)
2.,6.
= Unlawful Detaner-Drugs (38) tr 46022 Unlawful Detainer-Drugs
B c
A Type of Action
Applicable Reasons -
Civil Case Cover Sheet See SteP 3 Above
(Check onlY one)
Category No'
2..6.
Asset Forfeiture (05) 46108 Asset Forfeiture Case
2.,5
Petition re Arbitration (1 1) tr 461 15 Petition to Compel/ConfirmA'/acate Arbitration
=
.E
2,,8.
o, EI A6151 Wrt - Administrative Mandamus
3 Writ of Mandate (02) tr 46152 Wrt - Mandamus on Limited Court Case Matter
2.
.9
!:t 2.
-, n A6153 Writ - Other Limited Court Case Review
2,,8.
Other Judiclal Review (39) tr 46150 Other Wrt /Judicial Review
., 2., 8.
c, AntitrusvTrade Regulation (03) t A6003 AntitrusuTrade Regulation
1
o
,, 2,,3
ftt
cn Construction Defect (10) E 46007 Construction Defect
1
=
gx Claims lnvolving Mass Tort n 46006 Claims lnvolving Mass Tort
2 B.
o- (40)
E
o 1 .,2., B.
(J Securities Litigation (28) E 46035 Securities Litigation Case
-
1., 2., 3., B.
c Toxic Tort tr 46036 Toxic ToruEnvironmental
.o Environmental (30)
.9
o 1., 2., 5., B.
L
d
lnsurance Coverage Claims
from ComPlex Case (41)
n A6014 lnsurance Coverage/Subrogation (complex case only)
2.,9,
tr 46141 Sister State Judgment
2.,6.
,c
D 46160 AbstractofJudgment
(uo 2.,9.
E
c, E) Enforcement
tr 46107 Confession of Judgment (non-domestic relations)
2,,8.
9E
.; of Judgment (20) tr 46140 Administrative Agency Award (not unpaid taxes)
2,,
uJo n 461 14 Petiton/Certfcate for Entry of Judgment on Unpaid Tax B.
2., 8., 9.
t 46112 OtherEnforcementof JudgmentCase
1., 2., B.
Rrco (27) El A6033 Racketeering (RICO) Case
tt
2
o
(u= EI 46030 Declaratory Relief OnlY
1., 2., B.
b 2., B.
tr 46040 lnjunctive Relief Only (not domestic/harassment)
3o
=o
tt=
Other ComPlaints
(Not Specified Above) (42) E 46011 Other Commercial Complant Case (non-torvnon-complex)
1.,2.,8.
1.,2,, B.
= EI A6000 Other Civil Complaint (non{orunon-complex)
2,, B.
Governance (21)
tr A6113 Partnership and Corporate Governance Case
2., 3., L
n 46121 Civil Harassment
at, 2., 3., L
oo
=c
tD
tr A6123 Workplace Harassment
{., 5 2.,3.,9.
$D E A6124 Elder/Dependent Adult Abuse Case
o- Other Petitions 2.
(Not Specified Above) E 46190 Election Contest
.a . (43) 2.,7
=c) tr A6110 Pettion for Change of Name
.
performance' or other
accident, party's residence or place of business,
Item lll. statement of Location: Enter the address of the you selected'
page 1, as the proper reason forfiling in the court location
circumstance indicated in ltem ll., step 3 on
ADORESS:
CA s0504
Torrance
\,. t\
Dated: May 11,2017 PART/-..
(stcNATURE OF ATTORNEY/FIL|NG ',
5'Paymentinfullofthefilingfee,unlessfeeshavebeenwaived,
form clV-O10, if the plaintiff or petitioner is a
6. A signed order appointing the Guardian ad Litem, Judicial council
to issue a summons'
minor under r aTais f ge will be required by Court in order
of the cover sheet and this addendum
7. Additional copies of documents to be conformed y trg clerk, copies
must be ,"*"-rn wir' tne iumr;;ai ;;mptaini, or other initiating pleading in the case'
Page I of2
. NOTICE OF CASE ASSGNMENT -
"
LACIV CCH 190 (Rev'12/16) Hr-lrvrrrEo clvlL cAsE
LASC APProved 05'06
''
The foltowing critical provisions of the Chapter Three Rules, as applicable in the Central
District, are summarized for your assistance'
APPLICTION
The chapter Three Rules were effective January l, 1994. They apply to all general civil cases.
TIME STAND,RDS
Cases assigned to the Individual Calendaring Court will be subject to processing under the following time standards:
be served within 60 days of filing and proof of service shall be filed within 90 days of
filing'
COMpLAINTS: All complaints shall
their answer
Without leave of court first being obtained, no cross-complaint may be filed by any parry after
is
cRoss-coMpLAINTS:
of filing
filed. Cross-complaints shall be served within 30 days of theiling date and a proof of service filed within 60 days the date.
Status Conference will be scheduled by the assigned Independent Calendar Judge no later
than 270 days after the filingof the complaint'
A
Counsel must be fully prepared to discuss the follwing issues: alternative disput resolution, bifurcation, settlement, trial date, and expert
witnesses.
SANCTIOI-{S
made by the Court, and
The court will impose appropriate sanctions for the failure or refusal to comply with chapter Three Rules, orders
.rtubtirhud by the Court or by the Chapter Three-Rules. Such sanctions may be on a party or if appropriate on
time standards or deadlins
counsel for the partY.
efficiency.
wffi
Consumer Attorneys
Assoclatlon of Los Angeles
The following organzatons endorse the goal of
promotng efficiency in litigation and ask that counsel
consider using fhese stipulations as a voluntary way to
promote communcatons and procedures among counsel
and with the cout to fairly resolve issues in their cases.
-es-r{uER:
3. Following a reasonable and good faith attempt at an informal resolution of each issue to be
presente, a party may requst an tnformal Discovery Conference pursuant to the following
procedures:
i. File a Request for lnformal Discovery Conference with the clerk's offlce on the
approved iorm (copy attached) and deliver a courtesy, conformed copy to the
assigned department;
i. lnclude a brief summary of the dispute and speciff the relief requested; and
ii. Serve the opposing party pursuant to any authorized or agreed.method of service
that ensJre ittat t-h op-psing pfty receives the Request for lnformal Discovery
conference no later than the next court day following the filing.
ii. lnclude a brief summary of why the requested relief should be denied;
LACIV 036 (new)
lSC Approved 04/11
For Oponal Use
STIPULATION - DISCOVERY RESOLUTION Page 1 of 3
CAg NUMEER:
stoRl ne
. Be filed within two (2) court days of receipt of the Request; and
iv. Be served on the opposing party pursuant to any authorized or agreed upon
method of service thi ensurs that the opposing party receives the Answer no
later than the next court day following the filing'
c. No other pleadings, including but not limited to exhibits, declarations, or attachments, will
be accepted.
d. lf the Court has not granted or denied the Request for lnformal Discovery Conference
within ten (10)days flowing the filing the Request, then it shall be.deemed to have
of
been denied.' lf tre Court acts on th Request, the parties will be notified whether the
Request for lnformal Discovery Conference has been gra{e.d or denied.and, if
granted,
whlch must be within twenty (20)
the ate and time of the lnformal Discovery Conference,
days of the filing of the Request for lnformal Discovery Conference.
e. lf the conference is not held within twenty (20) days of the filing of the Request for
tnformal Discovery Conference, unless extended by agreement of the partles and the
Court, then the Rquest for the lnformal Discovery Conference shall be deemed to have
been denied at that time.
4, lf (a) the Court has denied a conference or (b) one of the time deadlines above has expired
without the Court having acted or (c) the lnformal Dscovery Conference is concluded without
resolving the dispute, thn a party inay file a discovery motion to address unresolved issues.
5. The parties hereby further agree that the time for making a motion to _compel or other
discoiery motion is tolled from tne date of filing of the Request fo1 lnformal Discovery
Conferece until (a) the request is denied or'deemed denied or (b) twenty (20) days after the
filing of the Requsi for tnformal Discovery Conference, whichever is earlier, unless extended
by Order of the Court.
It is the understanding and intent of the parties that this stipulation shall, for each discovery
Jrput" to which it applies, constitute a writing mernorialzing a "specitic later date to which
the propounding lor manOing or requesting]-party and the responding party have agreed in
riti'ng,; within tr meanng oiCode vl Proceure sections 2030.300(c), 2031.320(c)' and
2033.290(c).
6. Nothing herein will preclude any party from applying ex pafte for appropriate relief, including
an ordr shortening time for a motion to be heard conceming discovery.
7. Any party may terminate this stipulation by giving twenty-one (21) days notice of intent to
terminate the stiPulation.
B. References to "days" mean calendar days, unless otherwise noted. lf the date for performing
any act pursuant t tns stlpulation fails n a Saturday, Sunday or Court holday, then the time
foiperforming that act shall be extended to the next Court day.
lClV036 (new)
LASC Approved 04/11
For Optlonal Use
STIPULATION - DISCOVERY RESOLUTION
Page 2 of 3
CAAENUMSN:
SSoRTn1le
Date:
(ATTORNts,Y PLAINTIFF)
OR PRINI
Date:
(ATT9riNtsY DEFENIIANT)
cl-YPE 9R NAME)
Date:
(Al oF{NY oEF,NUAN l)
(f Ytts uK NAME)
Date:
(Al roKNtsY DEFENDAN I )
(TYPts (JK NAME)
Date:
(ATTORNEY FOK
(l YPts (JK NAME)
Date:
(ATTORNEY FgR
OR PRINT
Date:
s OF NTY
1. The parties commit to conduct an initial conference (in-person or v4. teleconference or via
vOo'onterence) *ttrn 15 days from the date this stipuiation is signed, fo drscuss
and conslder
whethertherc can be agreement on the following:
a. Are motions to challenge the pleadings necessary? lf the issue can be resolved by
amendment as oi right,-or if th Couriwould allow leave to amend, could an amended
lf so, the parties
complaint rurG moit r ail of the lssues a demurrer might otherwise raise? jssues
g* workthiough pleadng lssues so that a demurrer need only raise they cannot
or
ie-solve. ls the issutnt tne dfendant seeks to raise amenable to resolution on demurrer,
of
would ror" tn.i type of motion be preferable? Could a voluntary targeted exchange
documents or informtion by any party cure an uncertainty in the pleadings?
ncore' of the litlgation. (For example, in an
b. lnitial mutual exchanges of documents at the
employment cse, th employment records, pe_rsonnel file and documents relating to the
ucore." ln a personal injury case' an incident or
codut in que$in coutd'be-considered
police repori, medical records, and repair or maintenance records could be consldered
ucore.');
e. Exchange of any other information that might be helpful to facilitate understanding, handling,
or resoltion of the case in a manner that preserves obJections or privileges by agreement;
f. Controlling issues of law that, if resolved early, will promote efficiency and economy in other
pna.6 of-the case. Also, when and how such issues can be presented to the Court;
g.
- Whether or when the case should be scheduled with a settlement officer, what dlscovery or
court ruling on legalissues is reasonably required to make settlement discusslons meanlngful,
and whether thelarfles wish to use a sltting judge or a private mediator or other
options as
the
OscusseO in the'Alternative Dispute Resolution (ADR) lnformation Package" served with
comPlaint;
privileged or protected from disclosure' on
h. Computation of damages, including documents, not
which such comPutation is based;
(see information at
i. Whether the case is suitabte for the Expedited Jury Trial procedures
rm ation"),
wwyv, I a co u rt.o ra u nd er " civif' and then u nder " G e ne ral I nf o
will be extended
2. The time for a defending- party to respond to a complalnt or cross-complaint
'
to (INSERT DATE)
for the cmplaint, and
Code $ 68616(b)'
complani, wtri.'ii.orprised of the 30 days to respond under Government
gO d;t; by Code of Cirt Procedure section 1054(a),,good cause havlng
and the "rritt"O
benefTts provide_d by
. been rouno oyiJcill srdrurng Judge due to the case management
ns Stpulatoh. copy tin" Geeral rder can be found at W14'9lg under'Civil"
click on "Gengra| tnfinatton", then ctick on 'Voluntary Effclent Ltigation Slu/afions".
g. The parties will prepare a Jolnt report tifled "Joint Status Repgrt Pursuant to lnitial
'rty
Conference
an orgztonal fueetini stlputatton, and^if desired, a proposed order summarzing
rsufts oi tner mt and confer no ovsng the Court of any way !t may assist
the parties'
to
efficlent conduct or resolution of the case. The parties shall attach the Joint Status Report
the Case Unagement Conference statemeni, and flle the documents when the CMC
statement is due.
4. References to
udays" mean calendar days, unless otherwise noted. lf the date for performing
time
any act purrranit tns stipulation falls n a Saturday, Sunday or Court hollday, then the
foiperfdrming that act shalt be extended to the next Court day
Date:
Date:
(TYPE OR NAME)
Date:
3. Deadline for Court to hold lnformal Discovery Conference: (lnsert date 20 clndar
days followlng lillng of lhe Requsst).
4. For a Request for lnformal Discovery Conference, fly descrlbe the nature of the
discovery disPute, including the facts and legal arguments at lssue. For an Answer to
Req uest for lnformal Discovery Conference, dgfly describe why the Court should denY
the requested , lncludlng the facts and ments at issue.
-
CASENUMR:
1. At least _ days before the final status conference, each party will provide all other
parties wttr a list containing a.one paragraph explanation of each proposed motion in
iimne. Each one paragraph explanation must identit the substance of a single proposed
motion in limine and the grounds for the proposed motion.
2. The partes thereafter will meet and confer, either in person or via teleconference or
videoconference, concerning all proposed motions ln limine. ln that meet and confer, the
parties will determine:
a. Whether the parties can stipulate to any of the proposed motions. lf the parties so
stipulate, they may file a stipulation and proposed order with the Court.
b. \Mether any of the proposed motions can be briefed and submitted by means of a
short joint statement of issues. For each motion which can be addressed by a short
joint statement of issues, a short joint statement of lssues must be filed with the Court
10 days prior to the final status conference. Each side's portion of the short joint
statenent of issues may not exceed three pages. The parties will meet and confer to
agree on a date and manner for exchanging the parties' respective. portions of the-
sort joint statement of issues and the process for filing the short joint statement of
issues.
3. All proposed motions in limine that are not either the subject of a stipulation or briefed via
a sirort joint statement of issues will be briefed and. filed in accordance with the California
Rules of Court and the Los Angeles Superior Court Rules.
Date:
EY FOR P FF)
(wPEOR PRINT NAME)
Date:
E) FOR
OR PRINT
Date:
(ATTORNEY DEFENDANT)
(wPEOR NAME)
Date:
(ATTORNEY DEFENDANT)
Date:
(wPEoR NT NAME)
Date:
Date
JUDICIAL OFFICER
The person who files a civil lawsut (plaintff) must include the ADR information
packet with the complaint when serving the defendant. cross-complainants must
serve the ADR lnformation Packet on any new parties named to the
action
together with the cross-complalnt.
There are a number of ways to resolve civil disputes without having to sue
someone. These alternatives to a lawsuit are known as alternative dispute
resolution (ADR).
partes decide disputes
ln ADR, trained, impartial persons decide disputes or help
the
themselves. These persons are called neutrals. For example, in mediations,
disputing parties or by
neutral is the mediator. Neutrals normally are chosen by the
the court. Neurals can help resolve disputes without having to go to court'
DisadvantagesofADR-ADRmaynotbesutableforeverydispute.
by a judge or
lf ADR is binding, the parties normally give up most court protections, includingbyaandecision
appellate court'
jury under formal rules of evidence an procedure, and review for legal error
r ADR may not be effective if it takes place before the parties have sufficient information to resolve the
dispute.
The neutral may charge a fee for his or her services'
o have to face the usual and traditional
lf the dispute is not resolved through ADR, the parties may then
costs of trial, such as attorney's fees and expert fees'
a Mediatlon
option'
settlement Gonferences are approprate ln any case where settlement is an
the Court and are often held near the date
Mandatory Settlement Conferences are ordered by
judge who devotes his or her
a case is set for tral. The parties and their attorneys meet with a
in the case but
time exclusively to preside over the MSC.'The judge does not make a decision
assists the parties in evaluating the strengths and weaknesses of the case
and in negotiating a
settlement.
'upffiindependentcalendar(lC)andcentralCivilWest(ccw)courtroom5.
ln addition, on an ad hoc basis, personal injury cases may be referred to the
program on the
Courthouse or the
eve of tral by the personal lnury master calendar courts in the Stanley Mosk
asbestos calendar court in CCW.
Page 3 of4
Additional lnformation
e Consumer lnformation
Contact the calfornia Department of Consumer Affairs (w!,yw.dq.ca.eov)
Center toll free at 800-952-5210, or;
r Contact the local bar association (http://www'lacba'ore/l or;
o Look in a telephone directory or search online for "mediators; or "arbitrators."
There may be a charge for services provided by private arbitrators and mediators'
u m
Page 4 of 4