09 Miranda v. Aguirre
09 Miranda v. Aguirre
09 Miranda v. Aguirre
SYNOPSIS
In 1998, by virtue of RA No. 8528, the City of Santiago, Isabela was converted
from an independent component city to a component city. Herein assailed is the
constitutionality of RA No. 8528 on the ground of lack of provision in the said law
submitting the same for ratification by the people of Santiago City in a proper
plebiscite.
The Court held that the Constitution requires a plebiscite. In the case at bar, the
issue is whether the downgrading of Santiago City from an independent
component city to a mere component requires the approval of the people of
Santiago City. The resolution of the issue depends on whether or not the
downgrading of Santiago City falls within the meaning of creation, division,
merger, abolition or substantial alteration of boundaries of municipalities per
Section 10, Article X of the 1987 Constitution. A close analysis of the said
constitutional provision will reveal that the common denominator is the material
change in the political and economic rights of the local government units directly
affected as well as the people therein. It is precisely for this reason that the
Constitution requires the approval of the people in the political units "directly
affected." Further, Section 10, Chapter 2 of the Local Government Code and Rule
II, Article 6, par. (f)(1) of the Implementing Rules and Regulations of the Local
Government Code reiterate the constitutional requirement.
SYLLABUS
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1. REMEDIAL LAW; CIVIL PROCEDURE; PARTIES; CONSTITUTIONALITY OF LAW
CAN BE CHALLENGED BY ONE WHO WILL SUSTAIN A DIRECT INJURY AS A
RESULT OF ITS ENFORCEMENT; CASE AT BAR. — The constitutionality of law can
be challenged by one who will sustain a direct injury as a result of its
enforcement. Petitioner Miranda was the mayor of Santiago City when he filed
the present petition in his own right as mayor. It is also indubitable that the
change of status of the city of Santiago from independent component city to a
mere component city will affect his powers as mayor. The injury that he would
sustain from the enforcement of R.A. No. 8528 is direct and immediate. Then, the
other petitioners are residents and voters in the city of Santiago. They have the
right to be heard in the conversion of their city thru a plebiscite to be conducted
by the COMELEC. The denial of this right in R.A. No. 8528 gives them proper
standing to strike the law as unconstitutional. HEDSCc
DECISION
PUNO, J : p
This is a petition for a writ of prohibition with prayer for preliminary injunction
assailing the constitutionality of Republic Act No. 8528 converting the city of
Santiago, Isabela from an independent component city to a component city. LLjur
On May 5, 1994, Republic Act No. 7720 which converted the municipality of
Santiago, Isabela into an independent component city was signed into law. On
July 4, 1994, the people of Santiago ratified R.A. No. 7720 in a plebiscite. 1
On February 14, 1998, Republic Act No. 8528 was enacted. It amended R.A. No.
7720. Among others, it changed the status of Santiago from an independent
component city to a component city, viz:
"AN ACT AMENDING CERTAIN SECTIONS OF REPUBLIC ACT NUMBERED
7720 — AN ACT CONVERTING THE MUNICIPALITY OF SANTIAGO INTO AN
INDEPENDENT COMPONENT CITY TO BE KNOWN AS THE CITY OF
SANTIAGO.
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"Be it enacted by the Senate and House of Representatives of the
Philippines in Congress assembled:
"SECTION 1. Section 2 of Republic Act No. 7720 is hereby amended by
deleting the words "an independent" thereon so that said Section will read
as follows:
'SECTION 2. The City of Santiago . — The Municipality of Santiago
shall be converted into a component city to be known as the City of
Santiago, hereinafter referred to as the City, which shall comprise
of the present territory of the Municipality of Santiago, Isabela. The
territorial jurisdiction of the City shall be within the present metes
and bounds of the Municipality of Santiago.' cdll
"Approved."
Petitioners assail the constitutionality of R.A. No. 8528. 2 They alleged as ground
the lack of provision in R.A. No. 8528 submitting the law for ratification by the
people of Santiago City in a proper plebiscite. Petitioner Miranda was the mayor
of Santiago at the time of the filing of the petition at bar. Petitioner Afiado is the
President of the Liga ng mga Barangay ng Santiago City. Petitioners Dirige,
Cabuyadao and Babaran are residents of Santiago City.
In their Comment, respondent provincial officials of Isabela defended the
constitutionality of R.A. No. 8528. They assailed the standing of petitioners to file
the petition at bar. They also contend that the petition raises a political question
over which this Court lacks jurisdiction. llcd
Another Comment was filed by the Solicitor General for the respondent public
officials. The Solicitor General also contends that petitioners are not real parties
in interest. More importantly, it is contended that R.A. No. 8528 merely
reclassified Santiago City from an independent component city to a component
city. It allegedly did not involve any "creation, division, merger, abolition, or
substantial alteration of boundaries of local government units," hence, a
plebiscite of the people of Santiago is unnecessary.
Clearly, the petition at bar presents a justiciable issue. Petitioners claim that
under Section 10, Article X of the 1987 Constitution they have a right to
approve or disapprove R.A. No. 8528 in a plebiscite before it can be enforced. It
ought to be self-evident that whether or not petitioners have the said right is
a legal not a political question. For whether or not laws passed by Congress
comply with the requirements of the Constitution pose questions that this
Court alone can decide. The proposition that this Court is the ultimate arbiter
of the meaning and nuances of the Constitution need not be the subject of a
prolix explanation.
Third. The threshold issue is whether R.A. No. 8528 is unconstitutional for its
failure to provide that the conversion of the city of Santiago from an independent
component city to a component city should be submitted to its people in a proper
plebiscite. We hold that the Constitution requires a plebiscite. Section 10, Article
X of the 1987 Constitution provides:
"No province, city, municipality, or barangay may be created, or divided,
merged, abolished, or its boundary substantially altered except in
accordance with the criteria established in the local government code and
subject to approval by a majority of the votes cast in a plebiscite in the
political units directly affected."
cdphil
The changes that will result from the downgrading of the city of Santiago from
an independent component city to a component city are many and cannot be
characterized as insubstantial. For one, the independence of the city as a political
unit will be diminished. The city mayor will be placed under the administrative
supervision of the provincial governor. The resolutions and ordinances of the city
council of Santiago will have to be reviewed by the Provincial Board of Isabela.
Taxes that will be collected by the city will now have to be shared with the
province. Petitioners pointed out these far reaching changes on the life of the
people of the city of Santiago, viz: 10
"Although RESPONDENTS would like to make it appear that R.A. No. 8528
had "merely re-classified" Santiago City from an independent component
city into a component city, the effect when challenged (sic) the Act were
operational would be, actually, that of conversion. Consequently, there
would be substantial changes in the political culture and administrative
responsibilities of Santiago City, and the Province of Isabela. Santiago City
from an independent component city will revert to the Province of
Isabela, geographically, politically and administratively. Thus, the territorial
land area of Santiago City will be added to the land area comprising the
province of Isabela. This will be to the benefit or advantage of the
Provincial Government of Isabela on account of the subsequent increase
of its share from the internal revenue allotment (IRA) from the National
Government (Section 285, R.A. No. 7160 or the Local Government Code
of 1991). The IRA is based on land area and population of local
government units, provinces included.
"The nature or kinds, and magnitude of the taxes collected by the City
Government, and which taxes shall accrue solely to the City Government,
will be redefined (Section 151, R.A. No. 7160), and may be shared with
the province such as taxes on sand, gravel and other quarry resources
(Section 138, R.A. No. 7160), professional taxes (Section 139, R.A. No.
7160), or amusement taxes (Section 140, R.A. No. 7160). The Provincial
Government will allocate operating funds for the City. Inarguably, there
would be a (sic) diminished funds for the local operations of the City
Government because of reduced shares of the IRA in accordance with
the schedule set forth by Section 285 of the R.A. No. 7160. The City
Government's share in the proceeds in the development and utilization of
national wealth shall be diluted since certain portions shall accrue to the
Provincial Government (Section 292, R.A. No. 7160).
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"The registered voters of Santiago City will vote for and can be voted as
provincial officials (Section 451 and 452 [c], R.A. No. 7160). cda
"The City Mayor will now be under the administrative supervision of the
Provincial Governor who is tasked by law to ensure that every
component city and municipality within the territorial jurisdiction of the
province acts within the scope of its prescribed powers and functions
(Section 29 and 465 (b) (2) (i), R.A. No. 7160), and to review (Section 30,
R.A. No. 7160) all executive orders submitted by the former (Section 455
(b) (1) (xii), R.A. No. 7160) and (R)eportorial requirements with respect to
the local governance and state of affairs of the city (Section 455 (b) (1)
(xx), R.A. No. 7160). Elective city officials will also be effectively under the
control of the Provincial Governor (Section 63, R.A. No. 7160). Such will
be the great change in the state of the political autonomy of what is now
Santiago City where by virtue of R.A. No. 7720, it is the Office of the
President which has supervisory authority over it as an independent
component city (Section 25, R.A. No. 7160; Section 4 (ARTICLE X), 1987
Constitution).
"The resolutions and ordinances adopted and approved by the
Sangguniang Panlungsod will be subject to the review of the Sangguniang
Panlalawigan (Sections 56, 468 (a) (1) (i), 468 (a) (2) (vii), and 469 (c) (4),
R.A. No. 7160). Likewise, the decisions in administrative cases by the
former could be appealed and acted upon by the latter (Section 67, R.A.
No. 7160)."
It is markworthy that when R.A. No. 7720 upgraded the status of Santiago
City from a municipality to an independent component city, it required the
approval of its people thru a plebiscite called for the purpose. There is neither
rhyme nor reason why this plebiscite should not be called to determine the
will of the people of Santiago City when R.A. No. 8528 downgrades the status
of their city. Indeed, there is more reason to consult the people when a law
substantially diminishes their right. Rule II, Article 6, paragraph (f) (1) of the
Implementing Rules and Regulations of the Local Government Code is in
accord with the Constitution when it provides that: cdtai
With due respect, such an interpretation runs against the letter and spirit of
section 10, Article X of the 1987 Constitution which, to repeat, states: "No
province, city, municipality, or barangay may be created, divided, merged,
abolished, or its boundary substantially altered except in accordance with the
criteria established in the Local Government Code and subject to approval by a
majority of the votes cast in a plebiscite in the political units directly affected." It
is clear that the Constitution imposes two conditions — first, the creation,
division, merger, abolition or substantial alteration of boundary of a local
government unit must meet the criteria fixed by the Local Government Code on
income, population and land area and second, the law must be approved by the
people "by a majority of the votes cast in a plebiscite in the political units directly
affected."
In accord with the Constitution, sections 7, 8, and 9 of the Local Government
Code fixed the said criteria and they involve requirements on income, population
and land area. These requirements, however, are imposed to help assure the
economic viability of the local government unit concerned. They were not
imposed to determine the necessity for a plebiscite of the people. Indeed, the
Local Government Code does not state that there will be no more plebiscite after
its requirements on income, population and land area have been satisfied. On the
contrary, section 10, Chapter 2 of the Code provides: "No creation, division,
merger, abolition, or substantial alteration of boundaries of local government
units shall take effect unless approved by a majority of the votes casts in a
plebiscite called for the purpose in the political unit or units directly affected. Said
plebiscite shall be conducted by the COMELEC within one hundred twenty (120)
days from the date of the effectivity of the law or ordinance effecting such
action, unless said law or ordinance fixes another date." 11 Senator Aquilino
Pimentel, the principal author of the Local Government Code of 1991, opines
that the plebiscite is absolute and mandatory. 12
It cannot be overstressed that the said two requirements of the Constitution
have different purposes. The criteria fixed by the Local Government Code on
income, population and land area are designed to achieve an economic purpose.
They are to be based on verified indicators, hence, section 7, Chapter 2 of the
Local Government Code requires that these "indicators shall be attested by the
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Department of Finance, the National Statistics Office, and the Lands
Management Bureau of the Department of Environment and Natural Resources."
In contrast, the people's plebiscite is required to achieve a political purpose — to
use the people's voice as a check against the pernicious political practice of
gerrymandering. There is no better check against this excess committed by the
political representatives of the people themselves than the exercise of direct
people power. As well-observed by one commentator, as the creation, division,
merger, abolition, or substantial alteration of boundaries are ". . . basic to local
government, it is also imperative that these acts be done not only by Congress
but also be approved by the inhabitants of the locality concerned. . . . By giving
the inhabitants a hand in their approval, the provision will also eliminate the old
practice of gerrymandering and minimize legislative action designed for the
benefit of a few politicians. Hence, it promotes the autonomy of local
government units." 13
The records show that the downgrading of Santiago City was opposed by certain
segments of its people. In the debates in Congress, it was noted that at the time
R.A. No. 8528 was proposed, Santiago City has been converted to an independent
component city barely two and a half (2 1/2) years ago and the conversion was
approved by a majority of 14,000 votes. Some legislators expressed surprise for
the sudden move to downgrade the status of Santiago City as there had been no
significant change in its socio-economic-political status. The only reason given for
the downgrading is to enable the people of the city to aspire for the leadership of
the province. To say the least, the alleged reason is unconvincing for it is the
essence of an independent component city that its people can no longer
participate or be voted for in the election of officials of the province. The people
of Santiago were aware that they gave up that privilege when they voted to be
independent from the province of Isabela. There was an attempt on the part of
the Committee on Local Government to submit the downgrading of Santiago
City to its people via a plebiscite. The amendment to this effect was about to be
voted upon when a recess was called. After the recess, the chairman of the
Committee announced the withdrawal of the amendment "after a very
enlightening conversation with the elders of the Body." We quote the debates,
viz: 14
"The President. Is there any objection? [Silence] there being none, the
motion is approved. llcd
"The Acting Secretary [Atty. Raval]. House Bill No. 8729, entitled
AN ACT AMENDING CERTAIN SECTIONS OF R.A. NO. 7720 ENTITLED "AN
ACT CONVERTING THE MUNICIPALITY OF SANTIAGO INTO AN
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INDEPENDENT COMPONENT CITY TO BE KNOWN AS THE CITY OF
SANTIAGO
The following is the full text of H.B. No. 8729
Insert
"Senator Tatad. Mr. President, for the sponsorship, I ask that the
distinguished Chairman of the Committee on Local Government be
recognized. cdll
"The Province of Isabela, on the other hand, is no longer vested with the
power and authority of general supervision over the city and its officials,
which power and authority are now exercised by the Office of the
President, which is very far away from Santiago City. llcd
"The President. Is there any objection? [Silence] There being none, the
period of interpellations is closed.
"Senator Tatad. I move that we now consider the committee
amendments.
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"Senator Roco. Mr. President.
"The President. What is the pleasure of Senator Roco?
"Senator Roco. Will the distinguished gentleman yield for some questions?
"Senator Sotto. Willingly, Mr. President.
"Mr. President, only because I was a co-author and a co-sponsor, for the
Record, I want some explanation on what happened between then and
now that has made us decide that the City of Santiago should cease to be
independent and should now become a component city.
"Senator Sotto. Mr. President, the officials of the province said during the
public hearing that they are no longer vested with the power and
authority of general supervision over the city. The power and authority is
now being exercised by the Office of the President and it is quite far from
the City of Santiago.
"In the public hearing, we also gathered that there is a clamor from some
sectors that they want to participate in the provincial elections.
"Senator Roco. Mr. President, I did not mean to delay this. I did want it on
record, however. I think there was a majority of 14,000 who approved
the charter, and maybe we owe it to those who voted for that charter
some degree of respect. But if there has been a change of political will,
there has been a change of political will, then so be it.
dctai
"The question I would like to raise — and I would like to recall the
statement of our Minority Leader — is that, at this time we should not be
passing it for a particular politician.
"In this particular case, it is obvious that this bill is being passed in order
that the additional territory be added to the election of the provincial
officials of the province of Isabela.
"Now, is this for the benefit of any particular politician, Mr. President.
"The President. With the permission of the two gentlemen on the Floor,
Senator Alvarez is recognized.
"Senator Alvarez. As a born inbred citizen of this city, Mr. President, may I
share some information.
"Senator Drilon. Mr. President, the reason why I am raising this question is
that, as Senator Roco said, just two-and-a-half years ago we passed a bill
which indeed disenfranchised — if we want to use that phrase — the
citizens of the City of Santiago in the matter of the provincial election.
Two-and-a-half years after, we are changing the rule.
"In the original charter, the citizens of the City of Santiago participated in
a plebiscite in order to approve the conversion of the city into an
independent city. I believe that the only way to resolve this issue raised by
Senator Roco is again to subject this issue to another plebiscite as part of
the provision of this proposed bill and as will be proposed by the
Committee Chairman as an amendment.
"Senator Sotto. Mr. President, the key word here is 'conversion'. The word
'conversion' appears in that provision wherein we must call a plebiscite.
During the public hearing, the representative of Congressman Abaya was
insisting that this is not a conversion; this is merely a reclassification. But
it is clear in the bill.
"We are amending a bill that converts, and we are converting it into a
component city. That is how the members of the committee felt . That is
why we have proposed an amendment to this, and this is to incorporate a
plebiscite in as much as there is no provision on incorporating a plebiscite.
Because we would like not only to give the other people of Santiago a
chance or be enfranchised as far as the leadership of the province is
concerned, but also we will give a chance to those who are opposing it.
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To them, this is the best compromise. Let the people decide, instead of
the political leaders of Isabela deciding for them.
"Senator Tatad. Mr. President.
"Senator Tatad. At this point, Mr. President, I think we can move to close
the period of interpellations.
"The President. Is there any objection? [Silence] There being none, the
motion is approved.
"The President. Is there any objection? [Silence] There being none, the
motion is approved.
"SUSPENSION OF SESSION
"Senator Tatad. May I ask for a one-minute suspension of the session. dctai
"RESUMPTION OF SESSION
"At 7:57 p.m., the session was resumed.
"Senator Maceda. We wish to thank the sponsor for the withdrawal of the
amendment.
"Senator Sotto. No, Mr. President. We are merely citing the title. The main
title of this House Bill No. 8729 is 'An Act Amending Certain Sections of
Republic Act 7720'. The title is the title of Republic Act 7720. So, I do not
think that we should amend that anymore.
"The President. What is the pending motion? Will the gentleman kindly
state the motion? llcd
"The President. Is there any objection? [Silence] There being none, the
motion is approved.
"Senator Tatad. Unless there are any individual amendments, I move that
we close the period of individual amendments.
"The President. Is there any objection? [Silence] There being none, the
period of individual amendments is closed.
"APPROVAL OF H.B. NO. 8729 ON SECOND READING
The debates cannot but raise some quizzical eyebrows on the real purpose for
the downgrading of the city of Santiago. There is all the reason to listen to the
voice of the people of the city via a plebiscite. cdll
In the case of Tan, et al. vs. COMELEC, 15 BP 885 was enacted partitioning the
province of Negros Occidental without consulting its people in a plebiscite. In his
concurring opinion striking down the law as unconstitutional, Chief Justice
Teehankee cited the illicit political purpose behind its enactment, viz:
"The scenario, as petitioners urgently asserted, was 'to have the creation
of the new Province a fait accompli by the time elections are held on
February 7, 1986. The transparent purpose is unmistakably so that the
new Governor and other officials shall by then have been installed in
office, ready to function for purposes of the election for President and
Vice President.' Thus, the petitioners reported after the event: 'With
indecent haste, the plebiscite was held; Negros del Norte was set up and
proclaimed by President Marcos as in existence; a new set of
government officials headed by Governor Armando Gustilo was
appointed; and, by the time the elections were held on February 7, 1986,
the political machinery was in place to deliver the 'solid North' to ex-
President Marcos. The rest is history. What happened in Negros del Norte
during the elections — the unashamed use of naked power and
resources — contributed in no small way to arousing 'people's power' and
steel the ordinary citizen to perform deeds of courage and patriotism that
makes one proud to be a Filipino today.
Mr. Justice Mendoza and Mr. Justice Buena also cite two instances when allegedly
independent component cities were downgraded into component cities without
need of a plebiscite. They cite the City of Oroquieta, Misamis Occidental, 16 and
the City of San Carlos, Pangasinan 17 whose charters were amended to allow
their people to vote and be voted upon in the election of officials of the province
to which their city belongs without submitting the amendment to a plebiscite.
With due respect, the cities of Oroquieta and San Carlos are not similarly
situated as the city of Santiago. The said two cities then were not independent
component cities unlike the city of Santiago. The two cities were chartered but
were not independent component cities for both were not highly urbanized cities
which alone were considered independent cities at that time. Thus, when the
case of San Carlos City was under consideration by the Senate, Senator Pimentel
explained: 18
". . . Senator Pimentel. The bill under consideration, Mr. President, merely
empowers the voters of San Carlos to vote in the elections of provincial
officials. There is no intention whatsoever to downgrade the status of the
City of San Carlos and there is no showing whatsoever that the
enactment of this bill will, in any way, diminish the powers and
prerogatives already enjoyed by the City of San Carlos. In fact, the City of
San Carlos as of now, is a component city. It is not a highly urbanized
city. Therefore, this bill merely, as we said earlier, grants the voters of the
city, the power to vote in provincial elections, without in any way
changing the character of its being a component city. It is for this reason
that I vote in favor of this bill."
It was Senator Pimentel who also sponsored the bill 19 allowing qualified
voters of the city of Oroquieta to vote in provincial elections of the province of
Misamis Occidental. In his sponsorship speech, he explained that the right to
vote being given to the people of Oroquieta City was consistent with its status
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as a component city. 20 Indeed, during the debates, former Senator Neptali
Gonzales pointed out the need to remedy the anomalous situation then
obtaining ". . . where voters of one component city can vote in the provincial
election while the voters of another component city cannot vote simply
because their charters so provide." 21 Thus, Congress amended other charters
of component cities prohibiting their people from voting in provincial
elections. prLL
IN VIEW WHEREOF, the petition is granted. Republic Act No. 8528 is declared
unconstitutional and the writ of prohibition is hereby issued commanding the
respondents to desist from implementing said law.
SO ORDERED.
Davide, Jr., C.J., Bellosillo, Melo, Kapunan, Panganiban, Pardo, Gonzaga-Reyes and
Ynares-Santiago, JJ., concur.
Vitug, J., please see separate opinion.
Mendoza, J., please see dissenting opinion.
Quisumbing and Purisima, JJ., join Justice Mendoza in his dissent.
Separate Opinions
VITUG, J.:
I share the opinion of the majority of my colleagues that, for the reasons
expressed in the ponencia, a plebiscite is essential in order to render effective the
conversion of the City of Santiago, Isabela, from an independent to a component
city. I would not go to the extent, however, of declaring Republic Act No. 7720
unconstitutional; instead, with due respect, I take the view that a plebiscite can
be held conformably with the provisions of the Local Government Code: I do not
see, in this instance, a serious incompatibility in having Republic Act No. 7720
stand along with the Local Government Code. cdtai
The issue in this case is whether the conversion of the City of Santiago in Isabela
province from an independent component city to a component city constitutes
the creation, division, merger, abolition, or substantial alteration of the boundary
of a city within the contemplation of Art. X, §10 of the Constitution so as to
require the approval of the people in a plebiscite. The Court, in declaring R.A. No.
8528 unconstitutional for lack of provision for a plebiscite, does not say that the
reclassification of Santiago City as an ordinary component city constitutes
creation, division, merger, abolition, or substantial alteration of boundary.
Nonetheless, the Court today holds that because the reclassification of the city
would result in a "material change in the political and economic rights of the
local government units directly affected as well as the people therein," the
approval of the law in a plebiscite is required.
With all due respect I submit that not every change — however "material" and
far-reaching — in the classification of a local government unit requires popular
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approval. Only if the reclassification involves changes in income, population, and
land area of the local government unit is there a need for such changes to be
approved by the people, for then there would be a creation, division, merger,
abolition, or substantial alteration of the boundary of a local government unit, as
the case may be, within the meaning of Art. X, §10 of the Constitution. Thus, the
Local Government Code (R.A. No. 7160), in implementing the constitutional
provision in question, states:
SECTION 7. Creation and Conversion. — As a general rule, the creation of
a local government unit or its conversion from one level to another level
shall be based on verifiable indicators or viability and projected capacity to
provide services, to wit:LexLib
The law or ordinance abolishing a local government unit shall specify the
province, city, municipality, or barangay with which the local government
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unit sought to be abolished will be incorporated or merged.
(ii) a population of not less than one hundred fifty thousand (150,000)
inhabitants, as certified by the National Statistics Office:
Provided, That, the creation thereof shall not reduce the land area,
population, and income of the original unit or units at the time of said
creation to less than the minimum requirements prescribed herein.
(b) The territorial jurisdiction of a newly-created city shall be properly
identified by metes and bounds. The requirement on land area shall not
apply where the city proposed to be created is composed of one (1) or
more islands. The territory need not be contiguous if it comprises two (2)
or more islands.
(c) The average annual income shall include the income accruing to the
general fund, exclusive of special funds, transfers, and nonrecurring
income.
SECTION 451. Cities, Classified. — A city may either be component or
highly urbanized: Provided, however, That the criteria established in this
Code shall not affect the classification and corporate status of existing
cities.
Independent component cities are those component cities whose
charters prohibit their voters from voting for provincial elective officials.
Independent component cities shall be independent of the province. LLjur
(c) Qualified voters of highly urbanized cities shall remain excluded from
voting for elective provincial officials.
Unless otherwise provided in the Constitution or this Code, qualified
voters of independent component cities shall be governed by their
respective charters, as amended, on the participation of voters in
provincial elections.cdll
Qualified voters of cities who acquired the right to vote for elective
provincial officials prior to the classification of said cities as highly
urbanized after the ratification of the Constitution and before the
effectivity of this Code, shall continue to exercise such right.
The Court says that the changes resulting from the reclassification of Santiago
City as an ordinary component city "cannot be considered insubstantial." For one,
it is said, its independence will be diminished because the city mayor will be
placed under the administrative supervision of the provincial governor. For
another, the resolutions and ordinances of the city council will have to be
approved by the provincial board of Isabela.
The fact is that whether the City of Santiago is an independent component city
or an ordinary component city, it is subject to administrative supervision, with
the only difference that, as an independent component city, it is under the direct
supervision of the President of the Philippines, whereas, as an ordinary
component city, it will be subject to the supervision of the President through the
province. 3 That is hardly a distinction. For the fact is that under the Constitution,
the President of the Philippines exercises general supervision over all local
governments. 4
Nor does it matter that ordinances passed by the city councils of component
cities are subject to review (not approval as the Court says) by the provincial
boards for the purpose of determining whether the ordinances are within the
powers of the city councils to enact. 5 For that matter, ordinances passed by the
city councils of independent component cities are likewise subject to review,
although by the Office of the President. 6 The reason for this is to be found in Art.
X, §4 of the Constitution which provides:
The President of the Philippines shall exercise general supervision over
local governments. Provinces with respect to component cities and
municipalities, and cities and municipalities with respect to component
barangays shall ensure that the acts of their component units are within
the scope of their prescribed powers and functions. prLL
In any case, these are not important differences which determine whether the
law effecting them should be approved in a plebiscite. The defining characteristics
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of a local government unit are its income, population, and local area, as §§450
and 452 of the LGC provide. These are referred to in §7 of the LGC and its
Implementing Rules as the "verifiable indicators of viability and projected
capacity to provide services." Tested by these standards, there is no change in the
City of Santiago requiring the approval of the people in a plebiscite.
The majority states: "It is markworthy that when R.A. No. 7720 upgraded the
status of Santiago City from a municipality to an independent component city, it
required the approval of its people thru a plebiscite called for the purpose. There
is neither rhyme nor reason why this plebiscite should not be called to determine
the will of the people of Santiago City when R.A. No. 8528 downgrades the
status of their city." The conversion of the then Municipality of Santiago in
Isabela Province by R.A. No. 7720 was an act of creation. It was based on the
municipality's satisfying the requisites for the creation of a city as provided in
the LGC, to wit:
SECTION 450. Requisites for Creation. — (a) A municipality or a cluster of
barangays may be converted into a component city if it has an average
annual income, as certified by the Department of Finance, of at least
Twenty million pesos (P20,000,000.00) for the last two (2) consecutive
years based on 1991 constant prices, and if it has either of the following
requisites: prcd
(c) The average annual income shall include the income accruing to the
general fund, exclusive of special funds, transfers, and nonrecurring
income. LibLex
For the foregoing reasons, I vote to dismiss the petition in this case.
With all due respect to my esteemed colleague, Mr. Justice Reynato S. Puno,
whose well-written ponencia expresses his opinion with clarity, I regret that I am
unable to agree that Republic Act No. 8528 should be declared as
unconstitutional for the following reasons:
1. Section 10, Article X of the 1987 Constitution provides that —
"Section 10, Article X. — No province, city, municipality, or barangay may
be created, divided, merged, abolished, or its boundary substantially
altered, except in accordance with the criteria established in the Local
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Government Code and subject to approval by a majority of the votes cast
in a plebiscite in the political units directly affected."
cdphil
Section 10 Chapter 2 of the Local Government Code (R.A. No. 7160) provides:
"Section 10, Chapter 2. — Plebiscite Requirement. No creation, division,
merger, abolition, or substantial alteration of boundaries of local
government units shall take effect unless approved by a majority of the
votes cast in a plebiscite called for the purpose in the political unit or units
directly affected. Said plebiscite shall be conducted by the Commission on
Elections (COMELEC) within one hundred twenty (120) days from the
date of effectivity of the law or ordinance effecting such action, unless
said law or ordinance fixes another date."
In short, conversiondoes not appear in the 1987 Constitution nor in the Section
10, Chapter 2 of the Local Government Code. Surprisingly, Rule II, Article 6,
paragraph (f) (1) of the Implementing Rules of the Local Government Code
included conversion in the enumeration of the modes of changing the status of
local government units, thus:
Other than that, the Local Government Code uses the term "conversion" only in
the following instances: (1) Section 7, which provides that "[a]s a general rule,
the creation of a local government unit or its conversion from one level to
another shall be based on verifiable indicators of viability and projected capacity
to provide services, to wit: . . .;" (2) Section 450, which provides for the requisites
for the "conversion" of a municipality or a cluster of barangays into a component
city; and (3) Section 462, which involves the "conversion" of existing sub-
provinces into regular provinces. LLpr
As a matter of fact, Mr. Justice Puno, in his ponencia in the above cited case of
Iglesia ni Kristo, opined that "(T)his rule is void for it runs smack against the
hoary doctrine that administrative rules and regulations cannot expand the letter
and spirit of the law they seek to enforce. 3
3. The proceedings in the Senate show that the Committee on Local
Government, to which H.B. No. 8729 was referred, reported back to the Senate
with the recommendation that it be approved with the following amendment: prcd
Footnotes
12. Pimentel, The Local Government Code of 1991, The Key to National Development,
p. 36.
13. Hector S. de Leon, Philippine Constitutional Law, Vol. 2, 1991 ed., p. 509.
14. Journal of the Senate, 10th Congress, 3rd Regular Session, Session No. 55,
February 3, 1998, pp. 92-100.
15. 142 SCRA 727, 753-754 (1986).
16. See R.A. No. 6720 which amended R.A. No. 5518.
17. See R.A. No. 6843 which amended R.A. No. 4487.
18. Record of the Senate, October 20, 1989, p. 795.
19. House Bill No. 1881; Committee Report Nos. 73 and 76 in the Senate.
20. Record of the Senate, November 25, 1988, p. 763.
21. Ibid., p. 764. See Record of the Senate, October 6, 1989, p. 506 where the cases
of the cities of Naga and Ormoc were cited as examples.
MENDOZA, J., dissenting:
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1. See LOCAL GOVERNMENT CODE, §451.
2. CONST., ART. X, §12; LGC, §451.
3. LGC, §25.
4. ART. X, §4.
5. LGC, §468(a)(1)(i).
6. Id., §25(a).
1. In The Local Government Code of 1991, The Key to National Development, 1993
ed., p. 34.
2. Rollo, p. 110.
3. Iglesia ni Kristo vs. Court of Appeals , 259 SCRA 529, pp. 547-548.
4. Tan vs. People, 290 SCRA 117 (1998); Tano vs. Socrates, 278 SCRA 154 (1997);
Padilla vs. Court of Appeals , 269 SCRA 402 (1997); Alvarez vs. Guingona, Jr.,
252 SCRA 695 (1996); Drilon vs. Lim, 235 SCRA 135 (1994); Garcia vs. Comelec,
227 SCRA 100 (1993).