Reliance Tax Saver ELSS CAF Full Form ARN 39091

Reliance Nippon Life Asset Management Limited
(formerly Reliance Capital Asset Management Limited)
COMMON APPLICATION FORM A Reliance Capital Company
(To be filled in CAPITAL letters) APP No.:
1. DISTRIBUTOR / BROKER INFORMATION (Refer Instruction No. I.9)

Name & Broker Code / ARN Sub Agent ARN Code Sub Agent Code *Employee Unique Identification Number
SIGN HERE
First / Sole Applicant /
Guardian
ARN-
ARN-39091
(ARN stamp here) ARN-
SIGN HERE Second Applicant
*Please sign alongside in case the EUIN is left blank/not provided.
I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales SIGN HERE Third Applicant
person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker.
(Please tick (P)any one) I am a First time investor across Mutual Funds OR I am an existing investor in Mutual Funds
2. UNITHOLDING OPTION - DEMAT MODE PHYSICAL MODE

DEMAT ACCOUNT DETAILS - These details are compulsory if the investor wishes to hold the units in DEMAT mode. Ref. Instruction No. XI.
Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the Depository Participant.
National Depository Central Depository
Securities participant Name ________________________________________ Depository participant Name _________________________________________
Depository DP ID No. Securities
I N
Limited
Limited
BeneficiaryAccountNo. Target ID No.
Enclosures (Please tick any one box): Client Master List (CML) Transaction cum Holding Statement Cancelled Delivery Instruction Slip (DIS)
(If you have an existing folio number with KYC validated, please mention the number
3. EXISTING INVESTOR'S FOLIO NUMBER here and proceed to section 11. Mode of holding will be as per existing folio number.)
4. GENERAL INFORMATION APPLICATION FOR Zero Balance Folio Invest Now ^MODE OF HOLDING : (Default)
5. FIRST APPLICANT DETAILS
NAME
PAN / PEKRN^ (First Applicant) PAN / PEKRN^ (Guardian)
Name of Guardian if first applicant is minor /

Contact Person for non individuals
Guardian’s Relationship With Minor Proof of Date of Birth and Guardian’s Relationship with Minor
Date of Birth
D D M M Y Y Y Y Passport
Father Mother Court Appointed Guardian of 1st Applicant Birth Certificate Others (please specify)
OCCUPATION**^ : Agriculturist Retired Government Service/Public Sector

Forex Dealer Private Sector Service
STATUS^ : Resident Individual Trust / Charities / NGOs

FI / FII Defence Establishment
FPI^^^
(^^^as and when applicable)
GROSS ANNUAL INCOME DETAILS**^ Please tick ( ) Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs 25 Lacs-1 Crore >1 Crore
(Net worth should not be older than 1 year)

NET-WORTH**^ in `__________________________________________________________________________ as on (Date) D D M M Y Y Y Y (Mandatory for Non Individuals)
Are you a Politically Exposed Person (PEP)**^ Yes No Are you related to a Politically Exposed Person (PEP)**^ Yes No
Are you involved / providing any of the mentioned services : Foreign Exchange / Money Changer Services Gaming / Gambling / Lottery / Casino Services
Debt & Liquid CAF / 16th March 2016 / Ver 2.3

(Applicable only for Non Individuals) Money Lending / Pawning None of the above
Note: In case First Applicant is Non Individual please attach FATCA, CRS & Ultimate Beneficial Ownership (UBO) Self Certification Form (Ref Ins No. XIV)
**In case First Applicant is Minor then details of Guardian will be required.
6. SECOND APPLICANT DETAILS
NAME PAN / PEKRN^
OCCUPATION^ : Agriculturist Retired Government Service/Public Sector STATUS^: NRI

Forex Dealer Private Sector Service Resident Individual

NET-WORTH**^ in `__________________________________________________________________________ as on (Date) D D M M Y Y Y Y
Are you a Politically Exposed Person (PEP)**^ Yes No Are you related to a Politically Exposed Person (PEP) Yes No
ACKNOWLEDGMENT SLIP APP No.:

Received from Mr/Ms/M/s : _______________________________________________________________an application for allotment of
Units under Scheme Reliance ________________________________ Option _____________as per details below.
Instrument No/Cash Deposit Slip No. ____________ Dated ___________ Rs. _______________ drawn on Bank ___________________ Time Stamp & Date
of receiving office
Corporate Office Address: Reliance Centre, 7th Floor, South Wing, Off Western Express Highway, Santacruz (East), Mumbai - 400 055.
7. THIRD APPLICANT DETAILS
NAME PAN / PEKRN^
OCCUPATION^ : Agriculturist Retired Government Service/Public Sector STATUS^: NRI

Forex Dealer Private Sector Service Resident Individual

NET-WORTH**^ in `__________________________________________________________________________ as on (Date) D D M M Y Y Y Y
Are you a Politically Exposed Person (PEP)**^ Yes No Are you related to a Politically Exposed Person (PEP) Yes No
^Mandatory for all type of Investors. It is mandatory for investors to be KYC compliant through a Key Registered Agency (KRA) appointed by SEBI prior to investing in
Reliance Mutual Fund. Refer instruction no.II. 6, 7 & X
8. FATCA and CRS DETAILS For Individuals (Mandatory) Non Individual Investors should mandatory fill separate FATCA/CRS details form
# Please indicate all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it's Identification type eg. TIN etc.
Sole/First Applicant/Guardian Second Applicant Third Applicant
Tax Identification Identification Tax Identification Identification Tax Identification Identification
Country # Country # Country #
Number Type Number Type Number Type
1 1 1
2 2 2
3 3 3
In case Country of Tax Residence is only India then details of Country of Birth & Nationality need not be provided. % In case Tax Identification Number is not available, kindly provide its functional equivalent $
Sole/First Applicant/Guardian Second Applicant Third Applicant

Country of Birth Country of Birth Country of Birth
Country of Nationality Country of Nationality Country of Nationality
9. CONTACT DETAILS OF SOLE / FIRST APPLICANT (Refer Instruction No. VII & IX)
## Correspondence Address (P.O. Box is not sufficient) ##
Please note that your address details will be updated as per your KYC records with CVL / KRA
Landmark
City Pin Code State
Email ID
Mobile + (Country Code) Tel. No. STD Code Office Residence

Please register your Mobile No & Email Id with us to get instant transaction alerts via SMS & Email. Investors providing Email Id would mandatorily receive only E - Statement of Accounts in lieu of physical Statement of Accounts.
10. BANK ACCOUNT DETAILS MANDATORY for Redemption/Dividend/Refunds, if any (Refer Instruction No. III)
Bank Name M a n d a t o r y
Account No. M a n d a t o r y A/c. Type ( ) SB Current NRO NRE FCNR
BranchAddress Branch City
PIN IFSC Code F o r C r e d i t v i a R TG S 9 Digit MICR Code* For Credit via NEFT
Please ensure the name in this application form and in your bank account are the same. Please update your IFSC and MICR Code in order to get payouts via electronic mode in to your bank account.

11. INVESTMENT & PAYMENT DETAILS (Separate Application Form is required for investment in each Plan/Option. Multiple cheques not permitted with single
application form (Refer instruction no. IV) OTM facility is available to investors who have Invest Easy facility registered with RMF.
Scheme (Refer Instruction No. I-10) (For Product Labeling please refer last page of application form)
(If you wish to invest in Direct Plan please mention Direct Plan against the scheme name)
Option (Please ) Growth^^ Dividend Payout Dividend Reinvestment Dividend Frequency
Payment Details (Please issue cheque favouring scheme name)
$
Mode of Payment OTM Facility (One Time Bank Mandate) Cheque DD Funds Transfer RTGS / NEFT Cash (Refer Instruction No. XV)
Investment Amount (Rs.) I DD Charges (if applicable) (Rs.) II Net Amount~ (Rs.) I minus II
Instrument No/Cash Deposit Slip No. Dated D D M M Y Y Y Y Drawn on Bank

Bank Branch City
$
(^^ Default option if not selected) ~Units will be allotted for the net amount minus the transaction charges if applicable. Investors are requested to collect the cash deposit slip from the DISC
Add convenience to your life with our value added service

Simply send **SMS to 966 400 1111 to avail below facilities
SMS Types of Facilities Single Folio Multiple Folio
Investor Desk. A RMF Virtual Branch Experience.
NAV SMS mynav SMS mynav <space> last 6 digits of folio
Balance SMS Balance SMS balance <space> last 6 digits of folio For more details : Visit : www.reliancemutual.com
Last 3 Transaction SMS Transaction SMS txn <space> last 6 digits of folio
Statement thru mail SMS ESOA SMS ESOA <space> last 6 digits of folio
You can also follow us on
**SMS charges apply
12. NOMINATION - I wish to Nominate Yes No (Mandatory if mode of holding is single) (Refer Instruction No. VI)
In case of existing investor, nomination details mentioned in the below table will replace the existing details registered in the folio
Guardian Name Date of Birth Allocation Sign of Sign of Signature of
Nominee Name
(in case Nominee is Minor) of Minor (%) Nominee Guardian Applicants
1st App.
2nd App.
3rd App.
13. POWER OF ATTORNEY (POA) HOLDER DETAILS (Refer Instruction No. II. 1)
First Applicant POA Name Mr./Ms./M/s PAN^
Second Applicant POA Name Mr./Ms./M/s PAN^
Third Applicant POA Name Mr./Ms./M/s PAN^
14. SIP ENROLLMENT DETAILS Opted for SIP: Yes No (Incase you have opted for SIP it is mandatory to submit OTM + SIP Enrolment Form)
15. STP ENROLLMENT DETAILS Opted for STP: Yes No (Incase you have opted for STP it is mandatory to submit STP Enrolment Form)
16. I WISH TO APPLY FOR INVEST EASY FOR INDIVIDUALS Yes No (Mandatory Enclosure : ONE TIME BANK MANDATE REGISTRATION FORM)
17. DECLARATION AND SIGNATURE

I/We would like to invest in Reliance_____________________________ subject to terms of the Statement of Additional Information (SAI), Scheme Information Document (SID), Key Information Memorandum (KIM) and
subsequent amendments thereto. I/We have read, understood (before filling application form) and is/are bound by the details of the SAI, SID & KIM including details relating to various services including but not limited to
Reliance Any Time Money Card. I/We have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. I / We declare that the amount invested in the Scheme is through legitimate
sources only and is not designed for the purpose of contravention or evasion of any Act / Regulations / Rules / Notifications / Directions or any other Applicable Laws enacted by the Government of India or any Statutory
Authority. I accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Nippon Life Asset Management Limited (formerly Reliance Capital Asset Management Limited)

(RNLAM) liability. I understand that the RNLAM may, at its absolute discretion, discontinue any of the services completely or partially without any prior notice to me. I agree RNLAM can debit from my folio for the service charges
as applicable from time to time. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from
amongst which the Scheme is being recommended to me/us. I hereby declare that the above information is given by the undersigned and particulars given by me/us are correct and complete. Further, I agree that the
transaction charge (if applicable) shall be deducted from the subscription amount and the said charges shall be paid to the distributors.
I confirm that I am resident of India.
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking channels or from
funds in my/our Non-Resident External /Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this folio will also be from funds received from abroad through approved
banking channels or from funds in my/ our NRE/FCNR Account.
I have read and understood Instruction no. XIII and hereby agree to abide by the same. I hereby declare that the information provided in the Form is in accordance with section 285BA of the Income Tax Act,
1961 read with Rules 114F to 114H of the Income Tax Rules, 1962 and the information provided by me /us in the Form, its supporting Annexures as well as in the documentary evidence provided by me/us are, to
the best of our knowledge and belief, true, correct and complete.
x First / Sole Applicant / x Second Applicant x Third Applicant

Guardian
SIP ENROLLMENT DETAILS A Reliance Capital Company
(Use this form if One Time Bank Mandate Form is registered in the folio) APP No.
DISTRIBUTOR / BROKER INFORMATION

Name & Broker Code / ARN Sub Broker / Sub Agent ARN Code *Employee Unique Identification Number Sub Broker / Sub Agent Code
ARN-ARN-39091
(ARN stamp here)
*Please sign below in case the EUIN is left blank/not provided.

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of
the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker.
Sole / 1st Applicant / Guardian

SIGN HERE 2nd Applicant Authorised Signatory 3rd Applicant Authorised Signatory
Authorised Signatory
Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investor's assessment of various factors including the service rendered by the distributor.
APPLICANT DETAILS FOLIO NO.
Name of Sole/1st holder PAN No / PEKRN. M A N D AT O R Y KYC Acknowledgement Copy
Name of 2nd holder PAN No / PEKRN. M A N D AT O R Y KYC Acknowledgement Copy
Name of 3rd holder PAN No / PEKRN. M A N D AT O R Y KYC Acknowledgement Copy
INITIAL INVESTMENT DETAILS

Cheque/ DD No./Cash Deposit Slip No. Cheque / DD / Cash Deposition Date DD Charge Rs.
Net Amount Rs. Bank Name: Branch: City
UNITHOLDING OPTION - Demat Mode Physical Mode (Ref. Instruction No. 24) Demat Account details are compulsory if demat mode is opted.)
National Depository Central Depository
Securities participant Name ________________________________________ Depository participant Name _________________________________________
Depository DP ID No. I N Securities
Target ID No.
Limited Beneficiary Account No. Limited
Enclosures (Please tick any one box) : Client Master List (CML) Transaction cum Holding Statement Cancelled Delivery Instruction Slip (DIS)
Invest Easy Registration for Transaction over SMS, Call, Mobile, Internet etc (Applicable for individual investor only)
Email ID Mobile no. + (Country Code) (For Receiving Transaction Alerts via SMS)
Email id & Mobile no. provided in this form will supercede the existing details in our records. Please register your Mobile No & Email Id to get instant alerts via SMS & Email.
By providing Email-id, I understand that IPIN will be issued to me by default through email, unless I have already opted for IPIN in the past and have created a username.
SIP DETAILS (Refer Instruction No. 14. If the investor wishes to invest in Direct Plan please mention Direct Plan against the scheme name. Please refer respective SID/KIM for product labeling)
Frequency Enrollment Period SIP Date Reliance STEP-UP Facility
Scheme / Plan / Option SIP Amount
(Please any one) (Please any one) (Please any one) (Optional)
Monthly REGULAR Amount Frequency Count
(Default) From: M M / Y Y To: M M / Y Y
2 10
(Default)
Half-yearly Increase
Rs. _______ SIP amount
Quarterly PERPETUAL (Default) Rs._____________
(Refer Instruction No. 5) 18 28 Yearly __________
Yearly (in figures) (Multiples of time(s)
From: M M / Y Y To: 1 2 / 9 9 (Default)
Rs. 100 only) (Default 1time)
DECLARATION : I/We would like to invest in Reliance ___________________________________________________ subject to terms of the Statement of Additional Information (SAI), Scheme Information Document (SID), Key Information
OTM + SIP Form / 18th Feb 2016 / Ver 1.5

Memorandum (KIM) and subsequent amendments thereto. I/We have read, understood (before filling application form) and is/are bound by the details of the SAI, SID & KIM including details relating to various services. By filling up this form I
understand that the amount towards my lumpsum / systematic investment plan (SIP) transaction will be debited from bank account details provided in my One Time Bank Mandate Form. I/We have not received nor been induced by any rebate or
gifts, directly or indirectly, in making this investment. I /We declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act / Regulations / Rules /
Notifications /Directions or any other Applicable Laws enacted by the Government of India or any Statutory Authority. I accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Nippon Life
Asset Management Limited (formerly Reliance Capital Asset Management Limited) (RNLAM) liability. I understand that the RNLAM may, at its absolute discretion, discontinue any of the services completely or partially without any prior notice to
me. I agree RNLAM can debit from my folio for the service charges as applicable from time to time. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different
competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I hereby declare that the above information is given by the undersigned and particulars given by me/us are correct and complete.
Further, I agree that the transaction charge (if applicable) shall be deducted from the subscription amount and the said charges shall be paid to the distributors.
I confirm that I am resident of India. I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking channels or
from funds in my/our Non-Resident External /Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this folio will also be from funds received from abroad through approved banking channels or from funds in
my/ our NRE/FCNR Account.
SIGNATURE
By signing this SIP enrolment form I/We understand that the amount will be debited from the Bank account mentioned in One Time Bank Mandate / Invest Easy - Individuals Mandate Form.
First / Sole Applicant /
x Guardian x Second Applicant x Third Applicant
Investors are requested to note that the amount mentioned in One Time Bank Mandate should be the maximum amount that you would like to invest in schemes of RMF on any transaction day.
ONE TIME BANK MANDATE Reliance Nippon Life Asset Management Limited
(NACH / Direct Debit Mandate Form) (formerly Reliance Capital Asset Management Limited)
(Applicable for Lumpsum Additional Purchases as well as SIP Registration) A Reliance Capital Company
APP No.
UMRN (For Office Use Only) Date D D M M Y Y Y Y
Sponsor Bank Code (For Office Use Only)

_______________________________________ Utility Code (For Office Use Only)
______________________________________________
Create
Reliance Mutual Fund
I/We hereby authorize _______________________ to debit (tick ) SB CA CC SB-NRE SB-NRO Other
Modify x
Cancel x
Bank A/c no: (Destination Bank Account Number)
(Name of Destination Bank)

With Bank _____________________________________________ IFSC MICR
an amount of Rupees _________________________________________________________________________________ `
FREQUENCY: x Monthly x Quarterly x Half Yearly x Yearly as & when presented DEBIT TYPE x Fixed Amount Maximum Amount
Reference / Folio No. ______________________________ Email ID: _____________________________________________________________________

All schemes of Reliance Mutual Fund
Scheme / Plan reference Number : ___________________________ Phone No: _____________________________
I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank.
PERIOD
From : D D M M Y Y Y Y 1 ________________________________ 2 ________________________________ 3 ________________________________
Signature of Account Holder Signature of Account Holder Signature of Account Holder
To: 3
D D1 1
M 2
M 2
Y 0
Y 9 9
Y Y
1 ________________________________ 2 ________________________________ 3 ________________________________
Or Until Cancelled
Name of Account Holder Name of Account Holder Name of Account Holder
This is to confirm that the declaration (as mentioned overleaf) has been carefully read, understood & made by me / us. I am authorizing the User Entity / Corporate to debit my account, based on the instructions as agreed and signed by me.
I have understood that I am authorized to cancel / amend this mandate by appropriately communicating the cancellation / amendment request to the User entity / Corporate or the bank where I have authorized the debit.
INSTRUCTIONS cum TERMS AND CONDITIONS joint names, each of the applicants), the applicants shall attach along with the purchase application, a
photocopy of the PAN card duly self-certified along with the original PAN Card. The original PAN Card will
(1) Auto Debit facility is offered only to the investors maintaining their bank accounts with Bank of Baroda / be returned immediately across the counter after verification. Micro SIP & Investors residing in the state
Bank of India / Andhra Bank / Kotak Mahindra Bank / ING Vysya Bank / HDFC Bank / ICICI Bank / of Sikkim are exempted from the mandatory requirement of PAN proof submission however they are
AXIS Bank / HSBC/ IDBI Bank / State Bank of India / Union Bank Of India / Corporation Bank / required to mandatorily submit KYC Acknowledgement copy. Applications not complying with the above
Allahabad Bank / Federal Bank / Oriental Bank of Commerce. The above list is subject to change from requirement may not be accepted/processed. Additionally, in the event of any Application Form being
time to time. "National Automated Clearing House (NACH)" is Direct Electronic Debit mode subsequently rejected for mismatch / non-verification of applicant's PAN details with the details on the
implemented by National Payments Corporation of India (NPCI), list of banks is available on NPCI website of the Income Tax Department, the investment transaction will be cancelled and the amount may
website www.npci.org.in. The said list is subject to modifications. The investor agrees to abide by the be redeemed at the applicable NAV, subject to payment of exit load, if any. Please contact any of the
terms and conditions of NACH Debit / Auto Debit facility of Reserve Bank of India / Banks. If any city / Investor Service Centres/Distributors or visit our website www.reliancemutual.com for further details.
bank is removed from the above mentioned list RNLAM at its sole discretion may accept Post Dated
Cheques (PDC's) from the investors for the balance period.. (22) Prevention of Money Laundering and Know Your Client (KYC): SEBI has prescribed uniform uniform
KYC compliance procedure for all the investors dealing with them. SEBI also issued KYC Registration
(2) Reliance Mutual Fund (RMF) / RNLAM, its registrars and other service providers shall not be held Agency ( "KRA") Regulations 2011 and the guidelines in pursuance of the said Regulations and for In-
responsible or will not be liable for any damages and will not compensate for any loss, damage etc. Person Verification ("IPV"). All investors (individual and non- individual) are required to be KYC compliant.
incurred to the investor. The investor assumes the entire risk of using this facility and takes full However, applicants should note that minors cannot apply for KYC and any investment in the name of
responsibility. Investor will not hold RMF/RNLAM, its registrars and other service providers responsible minors should be through a Guardian, who should be KYC compliant for the purpose of investing with a
if the transaction is delayed or not effected or the investor bank account is debited in advance or after Mutual Fund. Should the applicant desire to change KYC related information, POS will extend the
the specific SIP date due to various clearing cycles of NACH Debit / Auto Debit / local holidays. services of effecting such changes. In case of an existing investor of RMF who is already KYC Compliant
(3) Investors are required to submit One Time Bank Mandate Form and SIP Enrollment Form along with a under the erstwhile centralized KYC with CVL (CVLMF) then there will be no effect on subsequent
photo copy/cancelled cheque of Debit Bank Account (as mentioned on the One Time Bank Mandate Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) in the existing folios/accounts which are KYC
Form) atleast 21 working days before the first SIP Installment date for NACH Debit & Auto Debit compliant. Existing Folio holder can also open a new folio with Reliance Mutual Fund with the erstwhile
Clearing. centralized KYC.
(4) An investor can opt for Monthly, Quarterly or Yearly frequency for SIP. In case the investor has not (i) In case of an existing investor of Reliance Mutual Fund and who is not KYC Compliant as per our records,
specified the frequency then by default the frequency will be treated as Monthly. If an investor does not the investor will have to submit the standard KYC Application forms available in the website
mention SIP start date appropriately, the SIP will by default start from the next month after meeting the www.cvlkra.com along with supporting documents at any of the SEBI registered intermediaries at the
minimum registration requirement of 21 working days. If an investor does not mention SIP end date time of purchase / additional purchase / new registration of SIP/STP etc. In Person Verification (IPV) will
appropriately the tenure of SIP will be treated as perpetual i.e. the end date shall be considered as be mandatory at the time of KYC Submission.
December 2099. In case an investor, who has opted for Perpetual SIP, subsequently intends to (ii) Investors who have complied with KYC process before December 31, 2011 (KYC status with CVL-KRA
discontinue the same, a written communication thereof will be required to be furnished. as "MF - VERIFIED BY CVLMF") and not invested in the schemes of Reliance Mutual Fund i.e not
(5) An investor shall have the option of choosing for 1 or more than 1 SIP in the same scheme same plan opened a folio earlier, and wishes to invest on or after December 01, 2012, such investors will be required
and in the same month. SIP debit dates shall be 2nd, 10th, 18th or 28th. More than one SIP for the to submit 'missing/not available' KYC information and complete the IPV requirements.
same debit date shall be acceptable. If an investor does not mention SIP Date in the application form or Updation of 'missing / not available' KYC information along with IPV is currently a one-time requirement
multiple SIP dates are mentioned in the SIP Mandate or the SIP Date is unclear in the application form / and needs to be completed with any one of the mutual funds i.e. need not be done with all the mutual
SIP Mandate, the default SIP date shall be treated as 10th as per the frequency defined by the investor. funds where investors have existing investments. The said form is available on RMF's website i.e.
In case the criteria are not met the SIP would start on the same date from the next month. Investors www.reliancemutual.com or on the website of Association of Mutual Funds in India i.e.
should check the same at the Designated Investor Service Centre of Reliance Mutual Fund before www.amfiindia.com or on the website of any authorised KRA's. Once the same is done then the KYC
investing. status at CVL-KRA will change to 'Verified by CVL KRA' after due verification. In such a scenario, where
(6) For details about the Scheme and its facility please refer the SID, SAI & KIM of the respective schemes the KYC status changes to 'Verified by CVL KRA', investors need not submit the 'missing/not available'
/ Addendum issued from time to time carefully before investing. KYC information to mutual funds again.
(7) In case of three consecutive failures due to insufficient balance in bank account while processing (23) Communication for the investors: In accordance with SEBI Circular No. Cir/ IMD/ DF/16/ 2011 dated
request for SIP, RNLAM shall reserve the right to terminate the SIP without any written request from the September 8, 2011 and SEBI Circular no. CIR/MRD/DP/31/2014 dated November 12, 2014 the investor
investor. whose transaction has been accepted by the RNLAM/RMF shall receive a confirmation by way of email
(8) In case an investor wishes to change the bank account details for the existing SIP registered through and/or SMS within 5 Business Days from the date of receipt of transaction request, same will be sent to
Auto debit / NACH Debit mode, then he has to provide a cancellation for the existing SIP/One Time the Unit holders registered e-mail address and/or mobile number.
Bank Mandate and register fresh SIP with the new bank details. Thereafter, a Consolidated Account Statement ("CAS") shall be issued in line with the following
(9) Allotment of units would be subject to realisation of credit. procedure:
(10) In case the Investor wishes to cancel the One Time Bank Mandate / SIP , Investor will have to submit 1. Consolidation of account statement shall be done on the basis of PAN. In case of multiple holding, it
an One Time Bank Mandate Cancellation Form or SIP cancellation form , 21 business days prior to shall be PAN of the first holder and pattern of holding.
discontinuation. 2. The CAS shall be generated on a monthly basis and shall be issued on or before 10th of the
(11) Investors may note that all the transactions executed through Invest Easy such as "Online immediately succeeding month to the unit holder(s) in whose folio(s) transaction(s) has/have taken
Transactions" (whether on our website or through any other application using the internet) place during the month.
"Transactions through call center", "Transactions through SMS", "Transactions through Mobile Phone" 3. In case there is no transaction in any of the mutual fund folios then CAS detailing holding of
or any other facility as offered by RMF from time to time using the IPIN / One Time Password (OTP) will investments across all schemes of all Mutual Funds will be issued on half yearly basis [at the end of
be considered as transaction through the mentioned broker (ARN) mentioned on this "SIP Enrollment every six months (i.e. September/ March)]
Details" Form. 4. Investors having MF investments and holding securities in Demat account shall receive a
(12) The Broker Code given in this mandate will be applicable for all the transactions done through Invest Consolidated Account Statement containing details of transactions across all Mutual Fund schemes
Easy mode. In case there is a change of Broker Code then the investor are requested to cancel the and securities from the Depository by email / physical mode.
existing mandate and register a fresh mandate with us. 5. Investors having MF investments and not having Demat account shall receive a Consolidated
(13) For Direct Investment Please Mention "Direct in the Column "Name & Broker Code/ARN. Account Statement from the MF Industry containing details of transactions across all Mutual Fund
(14) Investors subscribing under Direct Plan of XYZ Fund will have to indicate the Scheme / Plan name in schemes by email / physical mode. The word 'transaction' shall include purchase, redemption,
the application form as "XYZ Fund - Direct Plan". Investors should also indicate "Direct" in the ARN switch, dividend payout, dividend reinvestment, systematic investment plan, systematic withdrawal
column. In case ARN code is mentioned in the application form, but "Direct Plan" is indicated against plan and systematic transfer plan transactions. CAS shall not be received by the Unit
the Scheme name, ARN code will be ignored and the application will be processed under Direct Plan. If holders for the folio(s) wherein the PAN details are not updated. The Unit holders are therefore
the investor does not mention "Direct" against the scheme name and the ARN code is also not requested to ensure that the folio(s) are updated with their PAN. For Micro SIP and Sikkim based
provided the default allotment would be made in the "Direct Plan. investors whose PAN details are not mandatorily required to be updated Account Statement will be
(15) Applications should be submitted at any of the Designated Investor Service Centre (DISCs) of RNLAM dispatched by RNLAM/RMF for each calendar month on or before 10th of the immediately
or Karvy Computershare Pvt. Ltd. succeeding month.
(16) Existing unit holders should note that unit holders' details and mode of holding (single, jointly, anyone In case of a specific request received from the Unit holders, RNLAM / RMF will provide the account
or survivor) will be as per the existing Account. statement to the investors within 5 Business Days from the receipt of such request.
(17) RNLAM reserves the right to reject any application without assigning any reason thereof. RNLAM in (24) Units held in the dematerialised form: Unitholders can have a option to hold the units in dematerialized
consultation with Trustees reserves the right to withdraw these offerings, modify the procedure, form in terms of the guidelines / procedural requirements as laid by the Depositories (NSDL/CDSL) /
frequency, dates, load structure in accordance with the SEBI Regulations and any such change will be Stock Exchanges (NSE / BSE). Please ensure that the sequence of names as mentioned in the
applicable only to units transacted pursuant to such change on a prospective basis. application form matches with that of the account held with any one of the Depository Participant.
(18) No entry load will be charged with effect from August 1, 2009. Exit Load as applicable in the respective (25) Employee Unique Identification Number (EUIN) would assist in tackling the problem of mis-selling even if
OTM + SIP Form / 18th Feb 2016 / Ver 1.5

Scheme at the time of enrolment of SIP will be applicable. the employee/relationship manager/sales person leave the employment of the distributor.
(19) In order to transact through Call Center, SMS, online mode whether through RMF website or any other (26) Reliance STEP-UP Facility: Under this facility the Investor can increase the SIP installment(including
application using the internet and /or through Mobile or any other device, the investor needs to have the MICRO SIP) at pre-defined intervals by a fixed amount. This facility is available for individual investors
IPIN, issued by RNLAM. By filling this form the investor will be issued IPIN by default in case he has not only. For availing the said facilities, investors are required to note the following:
opted for the same earlier. This IPIN can also be used by the investor to Transact Online. If only the 1. Investor willing to register STEP-UP should provide the STEP-UP details along with the SIP enrolment
email id of the investor is registered with RNLAM / RMF, investor can execute Transaction through Call details and is also required to fill up " One time Bank Mandate Form" from which the amount shall be
Center, Transaction through mobile WAP (Web Access Portal) Site, Transaction through RMF website. debited. Investors who are currently registered under Invest Easy - Individuals facility may avail this
If only the mobile number of the investor is registered with RNLAM/RMF, investor can execute facility without registering the One Time Bank Mandate. 2. The minimum amount for Reliance STEP-UP
transaction only through SMS. For further details investors are requested to refer SAI. facility is Rs.100/- and in multiples of Rs.100/- [except for Reliance Tax Saver (ELSS) Fund for which the
(20) Kindly note that in case of a folio with joint Unitholders, having mode of operations as "either or minimum amount shall be Rs. 500/- and in multiple of Rs. 500/-. 3. Monthly SIP offers STEP-UP
survivor" or "anyone or survivor any one of the Investor(s) can transact through SMS, provided that frequency at half yearly and yearly intervals. Quarterly and Yearly SIP offers STEP-UP frequency at
such instruction is received vide an SMS from the mobile number registered with RNLAM with respect yearly interval only. In case STEP-UP frequency is not indicated, it will be considered as Yearly by
to the concerned folio. Default. 4. There should be clear indication about STEP-UP Count i.e. the number of times the SIP
Installment amount should be increased. In case STEP-UP amount is mentioned and STEP-UP count is
(21) Permanent Account Number (PAN): SEBI has made it mandatory for all applicants (in the case of not indicated, it will be considered as 1 (One) by Default. 5. The date for Reliance STEP-UP Facility will
application in joint names, each of the applicants) to mention his/her permanent account number (PAN) correspond to the registered SIP. The enrolment period specified in the Reliance STEP-UP form should
irrespective of the amount of purchase. Where the applicant is a minor, and does not possess his / her be less than or equal to the enrolment period mentioned in the SIP. 6. In case of any deviation in period,
own PAN, he / she shall quote the PAN of his/ her father or mother or the guardian, signing on behalf of the tenure of the SIP shall be considered. Folio with status Minor are not eligible for Reliance STEP-UP
the minor, as the case may be. In order to verify that the PAN of the applicants (in case of application in facility.
*I/We hereby declare that the particulars given on this mandate are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We
would not hold Reliance Mutual Fund, their representatives, service providers, participating banks & other user institutions responsible. I/We have read the Terms & Conditions and agree to
discharge the responsibility expected of me/us as a participant/s under the scheme. I/We authorize use of above mentioned contact details for the purpose of this specific mandate instruction
processing. I/We hereby confirm adherence to terms on this mandate.
Authorisation to Bank: I/We wish to inform you that I/we have registered with Reliance Mutual Fund for NACH / Direct Debit through their authorised Service Provider(s) and representative for
my/our payment to the above mentioned beneficiary by debit to my/our above mentioned bank account. For this purpose I/We hereby approve to raise a debit to my/our above mentioned account
with your branch. I/We hereby authorize you to honor all such requests received through to debit my/our account with the amount requested, for due remittance of the proceeds to the beneficiary.
FOR OFFICE USE ONLY (Not to be filled in by Investor)

Affix Barcode Date and Time Stamp No.
A Reliance Capital Company
APP No.
SYSTEMATIC TRANSFER PLAN (STP) ENROLMENT FORM
TO BE FILLED IN CAPITAL LETTERS. PLEASE ( ) WHEREVER APPLICABLE
DISTRIBUTOR / BROKER INFORMATION (Refer Instruction No. 25)

Name & Broker Code / ARN Sub Broker / Sub Agent ARN Code *Employee Unique Identification Number Sub Broker / Sub Agent Code
ARN-39091
ARN- (ARN stamp here)
*Please sign below in case the EUIN is left blank/not provided.
I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of
the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker.
Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investor's assessment of various factors including the service rendered by the distributor.
2. EXISTING UNIT HOLDER INFORMATION FOLIO NO.
3. APPLICANT DETAILS
Name of Sole/1st holder PAN No. M A N D AT O R Y KYC Acknowledgement Copy
Name of 2nd holder PAN No. M A N D AT O R Y KYC Acknowledgement Copy
Name of 3rd holder PAN No. M A N D AT O R Y KYC Acknowledgement Copy
4. SYSTEMATIC TRANSFER PLAN (STP) SCHEME DETAILS (Refer Instruction No.1, 5 & 26)
(If the investor wishes to invest in Direct Plan please mention Direct Plan against the scheme name)
Name of ‘Transferor’ Scheme/Plan/Option
Name of ‘Transferee’ Scheme/Plan/Option
5. STP DETAILS (Refer Instruction No.6)

Fixed Transfer STP (Refer Instruction No. 7 & 9) OR Capital Appreciation STP (Refer Inst No. 8 & 9)
STP Frequency (Please any one) STP Frequency (Please any one)
Daily (Minimum One Month) Weekly Fortnightly Monthly (Default) Quarterly Monthly (Default) Quarterly
st th th nd
First execution date will be 1 , 8 , 15 & 22 1st & 15th * * st
1 of every Month st
1 of the starting month
on or after 7 calendar days of every month of every month of every month of the starting of every Quarter
from the date of submission month of
every Quarter
of the form (excluding date
*Incase the Investor has not specified any
of submission) date then the default date would be 10th
Amount of Transfer per Instalment Rs. ______________________________________
Enrolment Period (Please any one)

REGULAR From : M M Y Y To : M M Y Y PERPETUAL From : M M Y Y To : M M Y Y
(Default)
Only for Daily STP Enrolment Period

From : D D M M Y Y To : D D M M Y Y
6. DECLARATION & SIGNATURE/S

I/We would like to opt for Systematic Transfer Plan subject to terms of the Scheme Information Document and subsequent amendments thereto. I/We have read the instructions of
the Enrolment Form, Scheme Information Document of the Transferor and Transferee Scheme and Statement of Additional Information before filling up the Enrolment Form. I/We
have understood the details of the scheme and I/We have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. The ARN holder has
disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from
STP Enrolment Form / 19th May 2016 / Ver 1.7

amongst which the Scheme is being recommended to me/us. I hereby declare that the above information is given by the undersigned and particulars given by me/us are correct and
complete.
I confirm that I am resident of India.
I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal
banking channels or from funds in my/our Non-Resident External /Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this folio will also be
from funds received from abroad through approved banking channels or from funds in my/ our NRE/FCNR Account.
Place : Date: D D M M Y Y Y Y
SIGNATURE
Sole/ 1st applicant/Guardian Authorised Signatory 2nd applicant / Authorised Signatory 3rd applicant Authorised Signatory
% %
Acknowledgement Receipt of STP Application Form (To be filled in by the Unit holder)
FOLIO NO. APP No.:
Received from STP application

Stamp of receiving branch
Amount of Transfer per Instalment Rs.
From Scheme / Plan / Option
to Scheme / Plan / Option
& Signature
Mode & Frequency of STP
APP No.:
Details of FATCA & CRS information

For Non-Individuals / Legal Entity
Name of the entity
Type of address given at KRA Residential or Business Residential Business Registered Office
PAN Date of incorporation D D / M M / Y Y Y Y
City of incorporation
Country of incorporation
Please tick the applicable tax resident declaration-

1. Is “Entity” a tax resident of any country other than India Yes No
(If yes, please provide country/ies in which the entity is a resident for tax purposes and the associated Tax ID number below.)
Identification Type
Country Tax Identification Number % (TIN or Other , please specify)
% $
In case Tax Identification Number is not available, kindly provide its functional equivalent
In case TIN or its functional equivalent is not available, please provide Company Identification number or Global Entity Identification Number or GIIN, etc.
In case the Entity's Country of Incorporation / Tax residence is U.S. but Entity is not a Specifed U.S. Person, mention Entity's
exemption code here ____________
Please refer to para 3(vii) Exemption code for U.S. persons under Part D of FATCA instructions & Definations
FATCA & CRS Declaration

(Please consult your professional tax advisor for further guidance on FATCA & CRS classification)
PART A (to be filled by Financial Institutions or Direct Reporting NFEs)
1. We are a, Global Intermediary Identification Number (GIIN)

3
Financial institution Note: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor's
or GIIN above and indicate your sponsor's name below
4
Details of FATCA & CRS Information for Non-Individuals/legal entity Form / 27th June 2016 / Ver 1.1
Direct reporting NFE
Name of sponsoring entity
(please tick as appropriate)
GIIN not available (please tick as applicable) Applied for

If the entity is financial institution,
Not required to apply for - please specify 2 digits sub-category10
Not obtained – Non-participating FI
PA RT B (please fill any one as appropriate “to be filled by NFEs other than Direct Reporting NFEs”)
1. Is the Entity a publicly traded company (that is, a company Yes (If yes, please specify any one stock exchange on which the stock is regularly traded)
whose shares are regularly traded on an established
securities market) No Name of stock exchange
(If yes, please specify name of the listed company and one stock exchange on which the stock is regularlytraded)
2. Is the Entity a related entity of a publicly traded company Yes
(a company whose shares are regularly traded on an Name of listed company
established securities market) No Nature of relation: Subsidiary of the Listed Company or Controlled by a Listed Company
Name of stock exchange
1
3. Is the Entity an active non-financial Entity (NFE) Yes
No Nature of Business
(Mention code –
Please specify the sub-category of Active NFE refer 2c of Part D)
2
4. Is the Entity a passive NFE No Yes (If yes, please fill UBO declaration in the next section.)
Nature of Business
1 2 3 4
Refer 2 of Part D | Refer 3(ii) of Part D | of Part D | Refer 3(vi) of Part D |
# If passive NFE, please provide below additional details for each of Controlling person. (Please attach additional sheets if necessary)
Name and PAN / Any other Identi fication Number Occupation Type - Service, Business, Others
(PAN, Aadhar, Passport, Election ID, Govt. ID, Driving Licence NREGA Job Card, Others) Nationality DOB - Date of Birth
Gender - Male, Female, Other
City of Birth - Country of Birth Father's Name - Mandatory if PAN is not available
1. Name & PAN Occupation Type DOB D D M M Y Y Y Y
City of Birth Nationality Gender Male Female
Country of Birth Father’s Name Others

# Additional details to be filled by controlling persons with tax residency / permanent residency / citizenship / Green Card in any country other than India:
* To include US, where controlling person is a US citizen or green card holder
%
In case Tax Identification Number is not available, kindly provide functional equivalent
FATCA - CRS Terms and Conditions

The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income-tax Rules, 1962, which Rules require Indian financial institutions such as the Bank to seek additional personal, tax and
beneficial owner information and certain certifications and documentation from all our account holders. In relevant cases, information will have to be reported to tax authorities/ appointed agencies. Towards
compliance, we may also be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation thereto.
Should there be any change in any information provided by you, please ensure you advise us promptly, i.e., within 30 days.
If any controlling person of the entity is a US citizen or resident or green card holder, please include United States in the foreign country information field along with the US Tax Identification Number.
$
It is mandatory to supply a TIN or functional equivalent if the country in which you are tax resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and
attach this to the form.
Part C : Certification
I / We have understood the information requirements of this Form (read along with the FATCA & CRS Instructions) and hereby confirm that the information
provided by me /us on this Form is true, correct, and complete. I /We also confirm that I /We have read and understood the FATCA & CRS Terms and Conditions
below and hereby accept the same.
Date: / / /
Name
Designation
Signature Signature Signature
PART D FATCA Instructions & Definitions
(Note: The Guidance Note/notification issued by the CBDT shall prevail in respect to interpretation of the terms specified in the form)
1 (i) Financial Institution (FI) - The term FI means any financial institution that is a Depository Institution, Custodial Institution,
Investment Entity or Speci fied Insurance company, as defined.
1 (ii) Depository institution: is an entity that accepts deposits in the ordinary course of banking or similar business.
1 (iii) Custodial institution is an entity that holds as a substantial portion of its business, holds financial assets forthe account of others
and where it's income attributale to holding financial assets and related financial services equals or exceeds 20 percent of th e
entity's gross income during the shorter of-
(I) The three financial years preceding the year in which determination is made; or
(ii) The period during which the entity has been in existence, whichever is less.
1 (iv) Investment entity is any entity:

(a) That primarily conducts a business or operates for or on behalf of a customer for any of the following activities or operations for or
on behalf of a customer
(I) Trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange;
exchange, interest rate and index instruments; transferable securities; or commodity futures trading; or
Individual and collective portfolio management; or
(ii) Investing, administering or managing funds, money or financial asset or money on behalf of other persons;
or
(b) The gross income of which is primarily attributable to investing, reinvesting, or trading in financial assets, if the entity i s managed by
another entity that is a depository institution, a custodial institution, a specified insurance company, or an investment entity
described above. An entity is treated as primarily conducting as a business one or more of the 3 activities described above, or an entity's
gross income is primarily attributable to investing, reinvesting, or trading in financial assets of the entity's gross income attributable to the
relevant act ivities equals or exceeds 50 percent of the entity's gross income during the sho rter of :
(i) The three-year period ending on 31 March of the year preceding the year in which the determination is made; or
(ii) The period during which the entity has been in existence.
The term “Investment Entity” does not include an entity that is an active no n - financial entity as per codes 04, 05, 06 and 07- refer point
2c.)
1(v) Specified Insurance Company: Entity that is an insurance company (or the holding company of an insurance company) that issue s,
or is obligated to make payments with respect to, a Cash Value Insurance Contract or an Annuity Contract.
1(vi) FI not required to apply for GIIN: Refer Rule 114F(5) of Income Tax Rules, 1962 for the conditions to be satisfied as “non-reporting
financial instruction and Guidance issued by CBDT in this regard.
A. Reasons why FI not required to apply for GIIN:
Code Sub-category
01 Governmental Entity, International Organization or Central Bank
Treaty Qualified Retirement Fund; a Broad Participation Retirement Fund; a Narrow Participation Retirement Fund; or a Pension
02
Fund of a Governmental Entity, International Organization or Central Bank
03 Non-public fund of the armed forces, an employees' state insurance fund, a gratuity fund or a provident fund
04 Entity is an Indian FI solely because it is an investment entity
05 Qualified credit card issuer
06 Investment Advisors, Investment Managers& Executing Brokers
07 Exempt collective investment vehicle
08 Trust
09 Non-registering local banks
10 FFI with only Low-Value Accounts
11 Sponsored investment entity and controlled foreign corporation
12 Sponsored, Closely Held Investment Vehicle
2. Active Non-financial entity (NFE) : (any one of the following): Refer Explanation (A) to 114F(6) of Income Tax Rules, 1962 for details.
Code Sub-category
01 Less than 50 percent of the NFE's gross income for the preceding financial year is passive income and less than 50 percent of the assets held
by the NFE during the preceding financial year are assets that produce or are held for the production of passive income;
02 The stock of the entity is regularly traded on an established securities market or the non-financial entity is a related entity of an entity, the stock
of which is regularly traded on an established securities market.
03 The NFE is a Governmental Entity, an International Organization, a Central Bank , or an entity wholly owned by one or more of the foregoing;
04 Substantially all of the activities of the NFE consist of holding (in whole or in part) the outstanding stock of, or providing financing and services to,
one or more subsidiaries that engage in trades or businesses other than the business of a Financial Institution, except that an entity shall not
qualify for this status if the entity functions as an investment fund, such as a private equity fund, venture capital fund, leveraged buyout fund,
or any investment vehicle whose purpose is to acquire or fund companies and then hold interests in those companies as capitalassets for
investment purposes;
05 The NFE is not yet operating a business and has no prior operating history, but is investing capital into assets with the intent to operate a
business other than that of a Financial Institution, provided that the NFE shall not qualify for this exception after the date that is 24 months after
the date of the initial organization of the NFE;
06 The NFE was not a Financial Institution in the past five years, and is in the process of liquidating its assets or is reorganizing with the intent to
continue or recommence operations in a business other than that of a Financial Institution;
07 The NFE primarily engages in financing and hedging transactions with, or for, Related Entities that are not Financial Institutions, and does not
provide financing or hedging services to any Entity that is not a Related Entity, provided that the group of any such Related Entities is primarily
engaged in a business other than that of a Financial Institution;
08 Any NFE that full fills all of the following requirements:
(I) It is established and operated in India exclusively for religious, charitable, scienti fic, artistic, cultural, athletic, or educational purposes; orit is established and
operated in India and it is a professional organization, business league, chamber of commerce, labor organization, agricultural or horticultural organisation,
civic league or an organization operated exclusively for the promotion of social welfare;
(II) It is exempt from income tax in India;
(III) It has no shareholders or members who have a proprietary or bene ficial interest in its income orassets;
The applicable laws of the NFE's country or territory of residence or the NFE's formation documents do not permit any income or assets of the NFE to be
distributed to, or applied for the benefit of, a private person or non-charitable Entity other than pursuant to the conduct of the NFE's charitable activities, or as
payment of reasonable compensation for services rendered, or as payment representing the fair market value of property which the NFE has purchased; and
The applicable laws of the NFE's country or territory of residence or the NFE's formation documents require that, upon the NFE's liquidation or dissolution, all of its
assets be distributed to a governmental entity or other non-profit organization, or escheat to the government of the NFE's country or territory of residence or any
political subdivision thereof.
Explanation.- For the purpose of this sub-clause, the following shall be treated as fulll filling the criteria provided in the said sub clause,namely:-
(I) an Investor Protection Fund referred to in clause (23EA);
(II) a Credit Guarantee Fund Trust for Small Industries referred to in clause 23EB; and
(III) an Investor Protection Fund referred to in clause (23EC),
of section 10 of the Act;
3. Other definitions
(i) Related entity

An entity is a 'related entity' of another entity if either entity controls the other entity, or the two entities are under common control. For this purpose, control
includes direct or indirect ownership of more than 50% of the votes and value in an entity.
(ii) Passive NFE
The term passive NFE means
(i) any non-financial entity which is not an active non - financial entity:
or
(ii) an investment entity defined in clause1(iv) (b) of these instructions
(iii) a withholding foreign partnership or withholding foreign trust;
(iii) Passive income

The term passive income includes income by way of :
(1) Dividends,
(2) Interest
(3) Income equivalent to interest,
(4) Rents and royalties, other than rents and royalties derived in the active conduct of a business conducted, at least in part, by employees of the NFE
(5)Annuities
(6) The excess of gains over losses from the sale or exchange of financial assets that gives rise to passive income
(7) The excess of gains over losses from transactions (including futures, forwards, options andsimilar transactions) in any financial assets,
(8) The excess of foreign currency gains over foreign currency losses
(9) Net income from swaps
(10) Amounts received under cash value insurance contracts
But passive income will not include,in case of a non - financial entity that regularly acts as a dealer in financial assets, any income from any transaction
entered into in the ordinary course of such dealer's business as such a dealer.
(iv) Controlling persons
Controlling persons are natural persons who exercise control over an entity and includes a beneficial owner under sub-rule (3) of rule 9 of the Prevention of
Money-Laundering (Maintenance of Records) Rules, 2005.
In determining the beneficial owner, the procedure specified in the following circular as amended from time to time shall be applied, namely:-
I. DBOD.AML.BC. No.71/14.01.001/20 12-13, issued on the 18th January, 2013 by the Reserve Bank of India; or
ii. CIR/MIRSD/2/2013, issued on the 24th January, 2013 by the Securities and Exchange Board of India; or
iii. IRDA/SDD/GDL/CIR/019/02/2013, issued on the 4th February, 2013 by the Insurance Regulatory and Development Authority.
In the case of trust, the controlling person means the settlor, the trustees, the protector (if any), the beneficiaries or class of beneficiaries, and any other natural person exercising
ultimate effective control over the trust, and in the case od a legal arrangement other than a trust, the said expression means the person in equivalent or similar position;
(A) Controlling Person Type:

Code Sub-category
01 CP of legal person-ownership
02 CP of legal person-other means
03 CP of legal person-senior managing official
04 CP of legal arrangement-trust-settlor
05 CP of legal arrangement--trust-trustee
06 CP of legal arrangement--trust-protector
07 CP of legal arrangement--trust-beneficiary
08 CP of legal arrangement--trust-other
09 CP of legal arrangement—Other-settlor equivalent
10 CP of legal arrangement—Other-trustee equivalent
11 CP of legal arrangement—Other-protector equivalent
12 CP of legal arrangement—Other-beneficiary equivalent
13 CP of legal arrangement—Other-other equivalent
14 Unknown
(v) Specified U.S. person – A U.S person other than the following:
(i) a corporation the stock of which is regularly traded on one or more established securities markets;
(ii) any corporation that is a member of the same expanded af filiated group, as defined in section 1471(e)(2) of the U.S. Internal Revenue Code, as
a corporation described in clause (i);
(iii) the United States or any wholly owned agency or instrumentality thereof;
(iv) any State of the United States, any U.S. Territory, any political subdivision of any of the foregoing, or any wholly owned agency or instrumentality of
any one or more of the foregoing;
(v) any organization exempt from taxation under section 501(a) of the U.S. Internal Revenue Code or an individual retirement plan as de fined in section
7701(a)(37) of the U.S. Internal Revenue Code;
(vi) any bank as defined in section 581 of the U.S. Internal Revenue Code;
(vii) any real estate investment trust as defined in section 856 of the U.S. Internal Revenue Code;
(viii) any regulated investment company as defined in section 851 of the U.S. Internal Revenue Code or any entity registered with the U.S. Securities and
Exchange Commission under the Investment Company Act of 1940 (15 U.S.C. 80a-64);
(ix) any common trust fund as defined in section 584(a) of the U.S. Internal RevenueCode;
(x) any trust that is exempt from tax under section 664(c) of the U.S. Internal Revenue Code or that is described in section 4947(a)(1) of the U.S. Internal
Revenue Code;
(xi) a dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and options) that is
registered as such under the laws of the United States or any State;
(xii) a broker as defined in section 6045(c) of the U.S. Internal Revenue Code; or
(xiii) any tax-exempt trust under a plan that is described in section 403(b) or section 457(g) of the U.S. Internal Revenue Code.
(vi) Direct reporting NFE

A direct reporting NFFE means a NFFE that elects to report information about its direct or indirect substantial U.S. owners to the IRS.
(vii) Exemption code for U.S. persons (Refer 114F(9) of Income Tax Rules, 1962 for details)
Code Sub-category
A An organization exempt from tax under section 501(a) or any individual retirement plan as defined in section 7701(a)(37)
B The United States or any of its agencies or instrumentalities
C A state, the District of Columbia, a possession of the United States, or any of their political subdivisions orinstrumentalities
D A corporation the stock of which is regularly traded on one or more established securities markets, as described in Reg.
section 1.1472-1(c)(1)(i)
E A corporation that is a member of the same expanded affiliated group as a corporation described in Reg. section 1.1472-1(c)(1)(i)
F A dealer in securities, commodities, or derivative financial instruments (including notional principal contracts, futures, forwards, and
options) that is registered as such under the laws of the United States or any state
G A real estate investment trust
H A regulated investment company as defined in section 851 or an entity registered at all times during the tax year under the Investment
Company Act of 1940
I A common trust fund as defined in section 584(a)
J A bank as defined in section 581
K A broker
L A trust exempt from tax under section 664 or described in section 4947(a)(1)
M A tax exempt trust under a section 403(b) plan or section 457(g) plan
TERMS AND CONDITIONS FOR TRANSACTING OVER INTERNET & TELEPHONE

These Terms and Conditions for Transacting Over Internet and Telephone (“Terms and Conditions”) are a is “joint”, PIN of each joint Unitholder will be required to be entered for undertaking any transaction.
binding contract between yourself and Reliance Nippon Life Asset Management Limited (formerly Reliance If the basis for undertaking any transaction in the Folio Number is “anyone or survivor”, PIN of any
Capital Asset Management Limited) (‘RNLAM’) (as asset manager of Reliance Mutual Fund (‘RMF’)) for use one joint Unitholder will be sufficient for undertaking any transaction in such Folio Number.
of Personal Identification Number (‘PIN’) for transacting through Internet on Website & through telephone
The Unitholder agrees that pursuant to these Terms and Conditions, RNLAM will dispatch the PIN
at call centre, using the PIN facility offered by RNLAM.
allotted to the Unitholder(s), by courier or post or through such other mean(s) as may be deemed
Please read these Terms and Conditions carefully. By signing these Terms and Conditions you acknowl- appropriate by RNLAM, entirely and solely at the risk of the Unitholder(s). An email will be sent on
edge that you have read, understood and agree to be legally bound by them. the registered email-id within 7 working days.
[DETAILS OF THE UNITHOLDER TO BE INSERTED AS EARLIER CONTAINED IN THE PIN AGREEMENT The Unitholder(s) will be responsible to confirm receipt of the PIN to RNLAM and forthwith notify
FORMAT] RNLAM, in the event of any evidence of tampering with the PIN in the course of post, or non-receipt
of the PIN, as the case may be. In any such event or in the event of loss of PIN by the Unitholder
These Terms and Conditions are agreed on this..............day of.............................. 201....., by the above-
or due to Unitholder having forgotten the PIN, a request for issuance of a duplicate PIN shall be
mentioned persons, hereinafter referred to as the “Unitholder”, for availing the Online Facility and Call
considered only on receipt of a request from the Unitholder(s), subject to necessary verification /
Center Facility (as hereinafter defined) from Reliance Nippon Life Asset Management Limited (formerly
validation processes / procedures as may be prescribed by RNLAM from time to time.
Reliance Capital Asset Management Limited) (as asset manager of Reliance Mutual Fund), a company
incorporated under the Companies Act,1956, having its registered office at ‘Reliance House’, Near Mardia The Unitholder shall use the PIN at the time of first logging in on the Website with his email id
Plaza, Off C. G. Road, Ahmedabad 380006 and corporate office at Reliance Centre, 7th Floor South Wing, (as registered with RNLAM) (hereinafter referred to as “Username”) and will himself generate his
Off Western Express Highway, Santacruz (East), Mumbai - 400 055 (hereinafter referred to as, “RNLAM”, password, with which he will log in the Website and shall keep the PIN, Username and password
which expression shall unless repugnant to the context or meaning thereof, mean and include its succes- confidential at all times. The Unitholder shall use the PIN to carry out various transactions, using the
sors, administrators, executors and permitted assigns). services provided by RNLAM, through the Website as well as through telephone by calling the Call
Center Facility, in respect of his Folio Numbers. After the first logging, the Unitholder can access his
Folio Number by entering his Username and password on the Website / Telephone and carry out the
(The Unitholder and RNLAM are hereinafter individually referred to as ‘Party’ and collectively as ‘Parties’) transaction thereafter by using his PIN.
WHEREAS: Upon receipt of the PIN from RNLAM, the Unitholder shall have a facility / choice to change the PIN
a) RNLAM is constituted as an asset management company and has obtained approval from the Se- allotted by RNLAM to a PIN of his choice.
curities and Exchange Board of India (“SEBI”) to act as an asset manager of Reliance Mutual Fund It shall be the sole responsibility of the Unitholder to ensure adequate protection, confidentiality
(hereinafter referred to as “RMF / Fund”), a mutual fund set up and existing under the laws of India and secrecy of the Username and password as well as the PIN and any disclosure thereof to any
and registered with SEBI; other person shall be entirely at the Unitholder’s sole risk. RNLAM neither accepts nor shall be li-
b) RNLAM has website(s) hosted on various domains, which contains various information and data able for any loss, damage or harm that the Unitholder may suffer and it does not accept any kind of
relating to RNLAM and the Fund and its various schemes; and provide online facility to the investors responsibility that may arise out of the loss / disclosure of the Username, password and the PIN of
of undertaking various types of transactions including subscription / redemptions of units of vari- the Unitholder.
ous schemes of the Fund and various other services/ facilities as are detailed hereinafter (‘Online 4. SERVICES AVAILABLE:
Facility’) and such other services as may be introduced from time to time. RNLAM also has a call
The Unitholder may avail the following services using the PIN Facility, after entering the Username
centre which provides information and various customer support services to the investors over
and password and the PIN, as and when required,
the telephone and also enables the customer to undertake various types of transactions including
subscription / redemptions of units of various schemes over the telephone (“Call Center Facility”) • Subscription and Additional Subscription to various schemes of the Fund, including any new
and such other services as may be introduced from time to time. Schemes launched by the Fund from time to time and which are tagged with the existing
Schemes by the Fund for the purpose of conducting such online transactions.
c) RNLAM offers its investors the Online Facility and Call Center Facility for their convenience, to
help them gain access to their portfolio of investments in the Fund, for administering, managing • Switching units from one scheme to another.
and transacting the same effectively and efficiently, using a unique Personal Identification Number
• Redemption of units.
(hereinafter referred to as “PIN”);
• Change of password
d) The Unitholder is desirous of using the Online Facility and Call Center Facility for availing the ser-
vices / facilities available through the Website and call centre and RNLAM is willing to provide such • Viewing Portfolio and transaction history
services/ facilities to the Unitholders subject to the following terms and conditions. • Printing of account statements, including facility to request for email / Fax back thereof.
NOW FOR GOOD AND VALUABLE CONSIDERATION, THE RECEIPT AND SUFFICIENCY OF WHICH IS • Systematic transfer plan
HEREBY ACKNOWLEDGED, THE UNITHOLDER(s) HERETO AGREE AS UNDER:
• Systematic withdrawal plan
1. DEFINITION:
• Account balance & current portfolio value
“Call Center Facility” means the facility made available by RNLAM to the Unitholder whereby the
Unitholder can gain access to various information and other customer support services over the • Details of past transactions
telephone and also enables the customer to undertake various types of transactions including sub- • Changing Unitholder’s PIN
scription / redemptions of units of various schemes over the telephone, through the call center of
RNLAM, at 30301111 or toll free number 1800-300-11111 or such other telephone number(s), as The Unitholder hereby agrees and confirms that the list of services mentioned hereinabove is only
RNLAM may specify / intimate from time to time. indicative in nature, and RNLAM may introduce or withdraw any services at any time, with or without
notice to the Unitholder, as it may deem fit in its absolute discretion. As and when any new service(s)
“Designated Account(s)” or “Folio Number” or “Master Account” means the account number al- are introduced by RNLAM, the Unitholder shall be entitled to and can use the PIN Facility to access
located to the Unitholder by RNLAM, under which the units held by the Unitholder are held and and avail of any such services through the Website or by telephone through the Call Center.
maintained.
The Unitholder shall be required to furnish his Username, password, PIN and various other transac-
“Online Facility” means the facility provided by RNLAM to the Unitholder of undertaking various tion specific details before any transaction request is accepted by RNLAM.
types of transactions including subscription / redemptions of units of various schemes of the Fund
and various other services / facilities of non-commercial in nature, through its Website on the inter- RNLAM may, at its absolute discretion and in the interest of the Unitholder, request a fax confirma-
net; tion of the instructions and any additional information as it may require. In such an event, RNLAM
shall not be bound to act on request received by it from the Unitholder until the aforesaid fax confir-
“PIN Facility” means the facility being offered by RNLAM to the Unitholder whereby the Unitholder mation and additional information is received from the Unitholder, in a form and manner acceptable
can gain access to and / or undertake various types of commercial transactions including subscrip- to RNLAM.
tion / redemptions of units of various schemes of the Fund and various other services / facilities of
non-commercial in nature, through the Online Facility or the Call Center Facility, using the Personal RNLAM may at any time, in its sole and absolute discretion, decide not to act on any transaction
Identification Number issued by RNLAM to the Unitholder or through such other authentication request of the Unitholder, where it has reason to believe that the instructions are not genuine, are
means, as may be specified by RNLAM from time to time. unclear, are such as to raise a doubt, are otherwise improper or there is reason to believe that the
same is in contravention of any statute/laws in India and cannot be put into effect.
“Unitholder” means a person which holds unit(s) in any of the scheme(s) of Reliance Mutual Fund.
RNLAM shall make efforts to keep the Website updated so as to provide most current information to
“Website” shall mean the website(s) of RNLAM hosted on various domains including but not lim- the Unitholder. The Unitholder acknowledges that the look and feel of the web screen and output(s)
iting to www.reliancemutual.com, www.reliancemf.com, http://m.reliancemf.com or such other there from may differ based on the nature of the software used by the Unitholder to access the
website(s) as may be specified / notified by RNLAM from time to time. Website.
2. TERMS OF SERVICES: RNLAM shall make efforts to protect security and privacy of the data provided by the Unitholder(s)
The Unitholder hereby authorises RNLAM to extend the PIN Facility for the Designated Account(s) in accordance with its privacy policy.
of the Unitholder and irrevocably authorises RNLAM to act upon any electronic or telephonic in- RNLAM may at any time, in its sole and absolute discretion, amend or supplement any of the terms
structions received by RNLAM, in respect of the Designated Account(s), through the use of the PIN and conditions contained herein and will endeavor to give prior notice of the same to the Unitholder
Facility, in connection with the online transactions, including undertaking any commercial or non on the Website / through email / through any other means deemed appropriate by RNLAM, wherever
commercial transactions in respect of the Designated Account(s) through Website or over telephone feasible. The Unitholder agrees to be bound by such amendment(s) or supplement(s), as and when
through the call centre, and as may be permitted by RNLAM under the PIN Facility from time to time made by RNLAM.
and the Unitholder hereby agrees and consents that all acts done by RNLAM on the basis of such
instructions received by RNLAM shall be irrevocably binding upon the Unitholder. 5. RNLAM DISCLAIMERS:
Usage of, or subscription to, the said PIN Facility shall be in addition to, and not in substitution of, RNLAM presupposes, and the same is acknowledged by the Unitholder, that log-in using appropri-
the existing procedure for conducting the various transactions, the services of which are available ate user-id and password is a valid session initiated by none other than the Unitholder. RNLAM shall
through various other modes as well. rely solely upon all electronic communications, orders or messages received by RNLAM through the
Websites/Call Centre and RNLAM shall take it for granted that the originator of the communication
RNLAM shall not be responsible for any errors in the process of conducting any transaction using is the Unitholder.
the Online Facility or the Call Center Facility or for error or failure of the transaction over internet /
telephone due to any network problems. The Unitholder shall make only one application for each RMF/ RNLAM shall not be liable, in any manner whatsoever, for any direct, indirect, incidental,
transaction, either in physical or electronic form using the Online Facility / the Call Center Facility. special or consequential damages arising out of or in any way connected with the availing of the
Online Facility / Call Center Facility using the PIN Facility or the usage of the PIN or due to the delay
3. PROCEDURE: or inability to use the PIN Facility, or otherwise arising out of the use of the PIN Facility.
A Unitholder registering for the Online Facility / Call Center Facility shall be issued a PIN against RNLAM shall not be liable for any direct, indirect, special, incidental or consequential loss or dam-
each Folio Number, subject to necessary verification / validation processes / procedures as may be age sustained by the Unitholder by any direct or indirect use of the Online Facility / Call Centre
prescribed by RNLAM from time to time. A Unitholder having multiple Folios with the Fund shall be Facility or the usage of the PIN or due to the delay or inability to use the PIN Facility, or otherwise
issued a separate PIN for each Folio Number. arising out of the use of the PIN Facility or RNLAM shall not be liable for any direct, indirect, special,
If a Folio Number is held by more than one Unitholder, separate PINs shall be issued to the each joint incidental or consequential loss or damage sustained by the Unitholder on account of reliance by
Unitholder under the Folio Number. If the basis for undertaking the transactions in the Folio Number RNLAM on the electronic communication, orders or messages received by it through the Online
TERMS AND CONDITIONS FOR TRANSACTING OVER INTERNET & TELEPHONE
Facility / Call Centre Facility. RNLAM shall also not be liable to the Unitholder for any loss or damage tions being capable of execution in two or more ways, RNLAM may execute the instructions in the
caused to or arising in connection with the Online Facility / Call Centre Facility and/or these Terms way as it may, in its sole judgment decide. The Unitholder agrees that the use of the PIN Facility is
and Conditions, on any account whatsoever, including but not limiting to interruption or stoppage of prone to risk of any loss of or interception of information over internet / telephone, notwithstand-
the access to and/or use of this Online Facility / Call Centre Facility. ing the secure method of transmitting information adopted by RNLAM, and that such a risk will be
borne by the Unitholder and that RNLAM shall not be liable for the same.
Without prejudice to any other provisions of these Terms and Conditions, RNLAM shall not be liable
for any loss or damage whatsoever caused arising directly or indirectly in connection with availing RNLAM, alongwith its directors, employees, agents, executors, successors and assigns shall not be
the services using the Online Facility / Call Centre Facility and/or these Terms and Conditions, liable for any damages or injuries arising out of or in connection with the use of the Online Facility
including without limitation: and Call Centre Facility or its non-use including non-availability or failure of performance, loss or
corruption of data, loss of or damage to property (including profit and goodwill), work stoppage,
(a) Loss of data;
computer failure or malfunctioning, or interruption of business; error, omission, interruption, dele-
(b) Interruption or stoppage to the Unitholder’s access to and/or use of the Call Center tion, defect, delay in operation or transmission, communication line failure or for any failure to act
Without prejudice to any other provision of this Agreement, RNLAM / RMF do not warrant to the upon electronic or telephonic instructions or to provide any facility for any cause.
Unitholder that the Online Facility / Call Centre Facility will be provided uninterrupted or free from All records of RNLAM, whether in electronic form, magnetic medium, documents or any other with
errors or that any identified defect will be corrected; or the Online Facility / Call Centre Facility shall respect to instructions received pursuant to the use of the PIN Facility or instructions received
provide any function not set out or described in any associated documentation provided by the through use of the PIN Facility shall be conclusive evidence of such instructions and shall be binding
RNLAM. on the Unitholder.
Though RNLAM shall strive to maintain the quality of service, timely delivery and execution of the Should any Unitholder notice that any information relating to the Unitholder’s account(s) appearing
instructions by the Unitholder, the same is not guaranteed by RNLAM and RNLAM does not accept on Website is incorrect or discrepant; the same should be immediately brought to the notice of
any responsibility for not effecting or not completing any transaction entered into through the Online RNLAM.
Facility / Call Centre Facility due to any break-down in computer hardware or software systems in-
In case of any discrepancy in the details of any transaction carried out in respect of the Unithold-
cluding any break-down of internet or telephone services or any delay or default of service providers
ers’ account, the Unitholder shall intimate the RNLAM within ten days of receipt of the statement
from whom RNLAM has availed of the services for providing the Online Facility / Call Centre Facility.
of account or information thereof, failing which the transaction will be deemed to be correct and
To the maximum extent permitted by applicable law, RNLAM disclaims all warranties, express or accepted by the Unitholder.
implied, including but not limited to implied warranties and representations.
7. NO WAIVER:
Further, RNLAM does not undertakes any liability whatsoever, in contract or tort (including liability
No forbearance, delay or failure on part of RNLAM to exercise any power or right shall operate as a
for negligence) or otherwise, towards and / or for the acts or omissions of any third party equip-
waiver of such power or right, nor shall any single or partial exercise of such power or right preclude
ment and service providers or for faults or failures of such third party provider’s, equipment and/or
any further exercise of that or any other power or right.
services.
8. DISCLAIMER:
RNLAM shall not be responsible for any failure on part of the Unitholder to utilize the Online Facility
/ Call Centre Facility, including but not limiting to, the Unitholder not being within the geographical The Scheme Information Documents (“SID”) made available by RNLAM set forth concisely, the
limits within which Online Facility / Call Centre Facility is offered. information about the Schemes that an investor should know before investing. The particulars of the
Schemes have been prepared in accordance with the Securities and Exchange Board of India (Mu-
The rules, regulations and conventions applicable to the Mutual Fund transactions in the physical
tual Funds) Regulations, 1996 as amended till date and filed with Securities and Exchange Board of
channel will be applicable mutatis mutandis for the transactions done through the Invest Easy On-
India (“SEBI”) and the Units being offered for public subscription have not been approved or disap-
line Transaction service and RMF may for valid reasons refuse to execute any instructions placed by
proved by SEBI nor has SEBI certified the accuracy and adequacy of the SID. The SIDs shall remain
the Unitholder.
effective till a “Material Change” (other than a change in the fundamental attributes and within the
Notwithstanding anything contained herein, where RNLAM has reason to believe that any purview of the SIDs) occurs and thereafter the changes shall be filed with the SEBI and circulated to
transaction(s) to be fraudulent (hereinafter referred to as a “suspect transaction”), RNLAM shall be the Unitholders alongwith the quarterly / half-yearly reports. All Unitholders using the Online Facility
entitled to withhold execution of such suspect transaction. / Call Center Facility are notified that any information made available by RNLAM should be used in
6. UNITHOLDER’S COVENANTS AND UNDERTAKINGS: conjunction with traditional investment techniques, which may include obtaining applicable legal,
accounting, tax or other professional advice or services. RNLAM excludes any liability arising out
Unit holder hereby agrees to fully indemnify and hold RNLAM, its officers, employees, successors of any omissions, errors or investment consequences arising from the use of the PIN Facility on the
and assigns indemnified and harmless against any action, suit, proceedings, demand and claims, Website by any Unitholder.
of whatsoever nature, initiated against it or any loss, cost, charge or damage incurred by it as a
result of usage of Online Facility and / or Call Center Facility using the PIN Facility or the PIN by the 9. CONFIDENTIALITY:
Unitholder. Further, neither the Fund nor RNLAM shall be liable at all for any misuse, if any, of any RNLAM shall keep the information relating to the transactions of the Unitholder confidential. Pro-
data of the Unitholder. vided however that RNLAM is entitled to disclose any information or particulars pertaining to the
The Unitholder hereby agrees that access of any facility by use of the PIN Facility will be deemed ac- Unitholder to any authority, statutory or otherwise as may be required by law or to its service provid-
ceptance by the Unitholder of the all terms and conditions, including any modifications / variations ers / agents for the discharge of its obligations.
thereof, as posted on the Website and the Unitholder unequivocally agrees to be bound by such 10. PRIVACY:
terms and conditions.
RNLAM shall not sell or market any personal information or personalized data of the Unitholder to
The Unitholder agrees and authorises RNLAM to execute, comply with all or any instruction(s) given unaffiliated organizations. RNLAM shall maintain the Unitholder’s personal information and data
to RNLAM through the PIN Facility, either through the Online Facility or through the Call Center Fa- according to strict standards of security and confidentiality, in accordance with it’s privacy policy.
cility. Any instruction given to RNLAM through the PIN Facility shall be deemed to have been given
11. TERMINATION:
by the Unitholder/s to RNLAM and RNLAM shall be entitled to assume that the said instructions
are given by the Unitholder/s and RNLAM shall at all time be protected from acting thereon. The The Unitholder may terminate the PIN Facility by making an application to RNLAM in writing and
Unitholder agrees that if any unauthorized person gains access to the Unitholder’s PIN, Username signed by him along with other joint Unitholders and disable the PIN. RNLAM shall disable the
or password and issues any instructions to RNLAM using the PIN Facility and RNLAM accord- Username and the PIN provided to the Unitholder (including joint Unitholders) within a period of ten
ingly acts thereon, the Unitholder agrees to indemnify and keep indemnified, at all times, RNLAM, (10) business days from the date of receipt of the said request. RNLAM may terminate the PIN Facil-
its officers, employees, successors and assigns from and against all actions, proceedings, claims ity of the Unitholder without prior notice on the occurrence of any event, which in the sole opinion
and demands of whatsoever nature, for or on account of or in relation to any unauthorized use of of RNLAM, may have a material adverse impact (as may be solely determined by RNLAM) on the
the PIN, Username, password, PIN Facility and from and against all damages, costs, charges and Designated Account or on RNLAM / RMF, including but not limited to:
expenses in respect thereof.
(a) non-compliance of these Terms and Conditions;
It shall be the sole responsibility of the Unitholder to ensure adequate protection, confidentiality and
(b) death, insolvency, bankruptcy or liquidation of the Unitholder(s).
secrecy of the PIN, Username and password and all of its personal information and any disclosure
thereof to any other person shall be entirely at the sole risk of the Unitholder. The Unitholder shall (c) any other cause arising out of operation of law.
take all possible care to prevent discovery of the PIN, Username and password and all of its per- (d) closing of Unitholder’s Designated Account.
sonal information by any other person. RNLAM does not accept any kind of responsibility or liability
for any loss, damage or harm that the Unitholder might suffer in such cases. The Unitholder must (e) such other reason(s) as RNLAM may, in its sole and absolute discretion deem proper.
change his PIN and password after the disclosure of the same to any third party. The PIN, Username (f) receipt of a written application from a joint Unitholder for termination.
and password shall be kept secret/ safe and the Unitholder shall ensure that the joint Unitholders do
not disclose their PIN, Username or password to any unauthorized person(s). 12. GOVERNING LAW AND JURISDICTION:
RNLAM should be immediately notified, if a record of the PIN, Username or password, is lost or These Terms and Conditions are governed by and construed in accordance with the laws of India.
stolen or if the Unitholder is aware or suspects that any unauthorized person has come to know of The Courts of Mumbai shall have exclusive jurisdiction over any disputes arising out of or in con-
or has used his PIN, Username or password. Upon receiving a written request from the Unitholder in nection with these terms and conditions. All the transactions carried out through the PIN Facility are
such an event, RNLAM will cancel / block the PIN, Username or password and arrange to generate subject to the terms and conditions of the SID of the relevant schemes of Reliance Mutual Fund, as
and issue a new PIN, in the interest of the Unitholder. amended from time to time.
The Unitholder hereby absolves RNLAM, its officers, directors, agents, employees, etc from any Any dispute arising out of or in connection with these Terms and Conditions will be referred to the
liability, of whatsoever nature, against misuse of the PIN, Username or password. Further, RNLAM arbitration of a sole arbitrator to be appointed by RNLAM, in accordance with the Arbitration &
shall never be liable for any misuse of any data placed on the Website or communicated through Conciliation Act, 1996.
the Call Center, by third party activities like hacking or unauthorized accessing the server. RNLAM These Terms and Conditions are subject to Securities and Exchange Board of India (Mutual Funds)
will not be liable for any failure to act upon instructions or to provide any facility for any cause that Regulations, 1996 and guidelines issued there under as amended from time to time and other laws,
is beyond RNLAM’s control. rules and regulations issued by the Government of India relating to mutual funds and provision of
The Unitholder hereby takes responsibility for all the transactions undertaken by using the PIN the PIN Facility.
Facility and will abide by the record of the transactions generated by RNLAM. Further such records 13. NOTICE:
generated by RNLAM shall be conclusive proof and binding for all purposes and may be used as
conclusive evidence in any proceedings. Any notice, communication or other documents required to be given by either Party to the other
under the terms of these Terms and Conditions, may be given by personal delivery, registered post,
The Unitholder shall be fully liable to RNLAM for every transaction entered into using the PIN Facility, by fax, or by other electronic medium as agreed by both Parties from time to time, at the following
whether with or without the knowledge of the Unitholder. In no event will RNLAM be liable to the addresses:
Unitholder for any special, direct, indirect, consequential or incidental loss or damages even if the
Unitholder has advised RNLAM of such possibility. a) If to RNLAM:
The Unitholder shall be solely responsible for ensuring adequate security measures to help prevent Reliance Centre,
unauthorized access or use of the PIN Facility, their transactions and bank accounts, and RNLAM 7th Floor South Wing, Off Western Express Highway, Santacruz (East), Mumbai - 400 055
shall not be liable of any such unauthorized access and protection of his computer against any
computer virus. Telephone: +91 22 33031000, Fax: + 91 22 33037662
The Unitholder undertakes to comply with all applicable laws and statutory requirements and agrees b) If to the Unitholder: At the address of the Unitholder as recorded with RNLAM.
to be bound by and to diligently follow and ensure compliance with the applicable rules, regulations The notice, communication or document shall be deemed to be effective if given by personal
of RMF and the SEBI. delivery when so delivered, if given by post on expiration of seven days after the notice, com-
RNLAM may not acknowledge receipt of any instructions nor shall be responsible to verify any munication or document is delivered to the post office for onward dispatch, if given by fax or
instructions. RNLAM shall endeavor to give effect to instructions on a best effort basis and as soon telex upon transmission thereof. Provided that any notice, communication or document given
as practically possible, as permitted by the regulations from time to time. In the event of any instruc- by fax, shall be followed by a confirmation in writing.
INSTRUCTIONS TO HELP YOU COMPLETE THE MAIN APPLICATION FORM
I. GENERAL INSTRUCTION: as father, mother or legal guardian and Date of birth of the minor shall be specified in the ap-
1. Please read the Key Information Memorandum (KIM), Statement of Additional Information(SAI) plication form and following documents shall be submitted alongwith the application form as
and the Scheme Information Document(SID) carefully before investing. All applicants are evidence:
deemed to have read, understood and accepted the terms subject to which this offer is being i. Birth certificate of the minor, or
made and bind themselves to the terms upon signing the Application Form and tendering pay- ii. School leaving certificate / Mark sheet issued by Higher Secondary Board of respective
ment. states, ICSE, CBSE etc., or
2. The application form must be filled in English in BLOCK letters using Black or Dark Blue colored iii. Passport of the minor, or
ink. Incomplete applications are liable to be rejected. Please ensure that the requisite details and iv. Any other suitable proof evidencing the date of birth of the minor.
documents have been provided. This will help in avoiding processing delays and / or rejection v. In case of court appointed legal guardian, supporting documentary evidence shall be
of your Application Form. All subscription application forms should be submitted only at the provided.
designated Investor Service Center of Reliance Mutual Fund. vi. In case of natural guardian a document evidencing the relationship if the same is not
3. The Applicant’s name and address must be given in full (P.O. Box No. alone is not sufficient). In available as part of the documents submitted as per point. i - iv above.
case of multiple applicants, all communication and payments towards redemption will be made 6. Permanent Account Number (PAN)
in the name of / favoring first applicant only. If the first applicant is a minor, the name of the SEBI has made it mandatory for all applicants (in the case of application in joint names, each of
Guardian who will sign on behalf of the minor should be filled in the space provided. Please fill the applicants) to mention his/her permanent account number (PAN) irrespective of the amount
in your date of birth as this may be required for validating your identity for certain transactions/ of purchase. *Where the applicant is a minor, and does not possess his / her own PAN, he / she
communication. Also, please provide Telephone No./E-mail Id. of the first applicant, so as to shall quote the PAN of his/ her father or mother or the guardian, signing on behalf of the minor,
facilitate faster and efficient communication. as the case may be. In order to verify that the PAN of the applicants (in case of application in
4. All applicants must sign the form, (quoting existing Folio no, if any). Thumb impressions must joint names, each of the applicants) has been duly and correctly quoted therein, the applicants
be attested by a Judicial Magistrate/Notary Public under his/her official seal. In case of HUF, the shall attach along with the purchase application, a photocopy of the PAN card duly self-certified
Karta should sign on behalf of the HUF. Authorised signatories, signing on behalf of a Co./Body along with the original PAN Card. The original PAN Card will be returned immediately across the
Corp./Society/Trust etc should sign under their official seal, designation. A list of Authorised counter after verification *includes fresh/ additional purchase, Systematic Investment. Micro
Signatories with their names & designations duty certified / attested by the bankers should be investment (including lumpsum & Micro SIP) & Investors residing in the state of Sikkim are
attached with the application form. exempt from the mandatory requirement of PAN proof submission however they are required to
5. Please note that if no Plan is ticked / indicated in the Application form, the units will, by default, mandatorily submit PAN Exempt KYC Reference No (PEKRN) to Reliance Mutual Fund. Applica-
be allotted under the Growth Plan of the Scheme. Similarly, Growth Option of the Growth Plan tions not complying with the above requirement may not be accepted/ processed. Additionally,
and Dividend Reinvestment Option of the Dividend Plan shall be the default sub-options. in the event of any Application Form being subsequently rejected for mismatch / non-verification
6. In case of Mode of Holding is not mentioned for Joint Holder’s the default mode of holding of applicant’s PAN details with the details on the website of the Income Tax Department, the
would be Joint. investment transaction will be cancelled and the amount may be redeemed at the applicable
7. If the investment is done on behalf of the minor then the minor shall be the sole holder in the folio NAV, subject to payment of exit load, if any.
/account. Joint holding will not be allowed in the folio/account opened on behalf of the minor. Please contact any of the Investor Service Centres/ Karvy/ Distributors or visit our website www.
8. Guardian in the folio on behalf of the minor should either be a Natural guardian (i.e. father or reliancemutual.com for further details.
mother) or a court appointed Guardian. 7. Prevention of Money Laundering and Know Your Client (KYC)
9. If you have invested through a distributor kindly specify the Name and ARN Code of the distribu- In order to reduce hardship and help investors dealing with SEBI intermediaries, SEBI issued
tor else for Direct Investment please Mention “Direct” in the Column “Name & Broker Code/ three circulars - MIRSD/SE/Cir-21/2011 dated October 05, 2011, MIRSD/Cir-23/2011 dated De-
ARN”. In case nothing is specified then by default the Broker Code will be treated as Direct. cember 02, 2011 and MIRSD/Cir-26/2011 dated December 23, 2011 informing SEBI registered
In case the subscription amount is ` 10,000 or more and your Distributor has opted to receive intermediaries as mentioned therein to follow, with effect from January 01, 2012, a uniform KYC
Transaction Charges, ` 100 will be deductible from the purchase / subcription amount and pay- compliance procedure for all the investors dealing with them on or after that date. SEBI also
able to the Distributor. Units will be issued against the balance amount invested. issued KYC Registration Agency ( “KRA”) Regulations 2011 and the guidelines in pursuance of
10. Investors are required to clearly indicate the plans/options in the application form of the scheme. the said Regulations and for In-Person Verification (“IPV”).
Investor may note that following shall be applicable for default plan All investors (individual and non- individual) are required for KYC compliance. However, ap-
plications should note that minors cannot apply for KYC compliance and any investment in the
Scenario Broker Code mentioned Plan mentioned by the Default Plan to be
name of minors should be through a Guardian, who should be KYC compliant for the purpose of
by the investor investor captured
investing with a Mutual Fund. Also applicants/ unit holders intending, to apply for units currently
1 Not mentioned Not mentioned Direct Plan holding units and operating their Mutual Fund folios through a Power of Attorney (PoA) must en-
2 Not mentioned Direct Plan Direct Plan sure that the issue of PoA and the holder of the PoA must mention their KYC compliance status
3 Not mentioned Regular Plan Direct Plan at the time of investment. PoA holders are not permitted to apply for KYC compliance on behalf
4 Mentioned Direct Plan Direct Plan of the issuer of the PoA, Separate procedures are prescribed for change in name, address, and
5 Direct Not Mentioned Direct Plan other KYC related details, should the applicant desire to change such information,POS will
6 Direct Regular Plan Direct Plan extend the services of effecting such changes.
7 Mentioned Regular Plan Regular Plan In line with the SEBI circular No. MIRSD/Cir-5/2012 dated April 13, 2012 and various other
8 Mentioned Not Mentioned Regular Plan guidelines issued by SEBI on the procedural matters for KYC Compliances, the Investors are
requested to note the following additional provisions shall be applicable for “KYC Compliances”
In cases of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the ap- with effect from December 1, 2012:
plication shall be processed under Regular Plan. The AMC shall contact and obtain the correct 1) In case of an existing investor of RMF and who is already KYC Compliant under the
ARN code within 30 calendar days of the receipt of the application form from the investor/ erstwhile centralized KYC with CVL (CVLMF) then there will be no effect on subsequent
distributor. In case, the correct code is not received within 30 calendar days, the AMC shall Purchase/Additional Purchase (or ongoing SIPs/STPs,etc) in the existing folios/accounts
reprocess the transaction under Direct Plan from the date of application without any exit load. which are KYC compliant. Existing Folio holder can also open a new folio with Reliance
Similarly, in the absence of clear indication as to the choice of option (Growth or DividendPay- Mutual Fund with the erstwhile centralized KYC
out), by default, the units will be allotted under the Growth Option of the default / selected plan 2) In case of an existing investor of Reliance Mutual Fund and who is not KYC Compliant
of the scheme. as per our records, the investor will have to submit the standard KYC Application forms
11. Investors can opt for Special facilities like Systematic Investment Plan, Systematic Transfer available in the website www.cvlkra.com along with supporting documents at any of the
Plan, Reliance Smart STEP, Trigger, Systematic Withdrawal Plan, Dividend Transfer Plan, Reli- SEBI registered intermediaries at the time of purchase / additional purchase / new regis-
ance SIP Insure and Invest Easy available in selected Schemes. Please fill separate Transaction tration of SIP/STP etc. In Person Verification (IPV) will be mandatory at the time of KYC
/ Enrolment Form available on our website and at our DISCs. Submission. This uniform KYC submission would a onetime submission of documenta-
12. The guardian cannot undertake any financial and non-financial transactions including fresh reg- tion.
istration of Systematic Transfer Plan (STP), Systematic Investment Plan (SIP) and Systematic 3) Investors who have complied with KYC process before December 31, 2011 (KYC status
Withdrawal Plan (SWP) after the date of the minor attaining majority till the documents for the with CVL-KRA as “MF - VERIFIED BY CVLMF”) and not invested in the schemes of Reli-
change in status are provided. ance Mutual Fund i.e not opened a folio earlier, and wishes to invest on or after December
13. In case the new investor wishes to opt for SIP through Auto debit/NACH mode then a separate 01, 2012, such investors will be required to submit ‘missing/not available’ KYC informa-
OTM + SIP Form as applicable has to be submitted along with Common Application Form. In tion and complete the IPV requirements.
case an existing investor wishes to opt for Auto debit/NACH mode for SIP then only OTM + SIP Updation of ‘missing / not available’ KYC information along with IPV is currently a one-time
Form as applicable has to be submitted. requirment and needs to be completed with any one of the mutual funds i.e. need not be done
14. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with all the mutual funds where investors have existing investments. Once the same is done then
with prominent public functions in a foreign country, e.g., Heads of States or of Governments, the KYC status at CVL-KRA will change to ‘Verified by CVL KRA’ after due verification. In such
senior politicians, senior Government/judicial/military officers, senior executives of state owned a scenario, where the KYC status changes to ‘Verified by CVL KRA’, investors need not submit
corporations, important political party officials, etc. the ‘missing/not available’ KYC information to mutual funds again.
15. If the Scheme name on the application form and on the payment instrument are different, the Individual Investors are required to submit ‘KYC Details Change Form’ issued by CVL-KRA
application may be processed and units allotted at applicable NAV of the scheme mentioned available on their website www.cvlkra.com.
in the application / transaction slip duly signed by investor(s), given that the same constitutes a In case of Non Individual investors, complied with KYC process before December 31, 2011,
valid legal document between the investor and the AMC. KYC needs to be done afresh due to significant and major changes in KYC requirements.
16. If the investor has opted for Invest Easy facility IPIN will be issued to the investor which can be Investors to provide the complete details in the KYC application form along with the required
used to transact through Online mode on RMF website, transact through Call Center & Reliance documents (for individual investors or non-individual investors as appropriate). The said form
Mutual Fund Application. Further, in order to transact through Call Centre and / or Transact is available on RMF’s website i.e. www.reliancemutual.com or on the website of Association of
Equity & Sector Specific CAF / 16th March 2016 / Ver 2.3
through Mobile / SMS investor has to mandatorily fill and submit “One Time Bank Mandate Mutual Funds In India i.e. www.amfiindia.com or on the website of any authorised KRA’s.
Registration form”. The form is available on RMF website / DISC of RMF. 8. In case of NRI/FII investors the Account Statements / Redemption Cheques / Other correspond-
II. APPLICANT’S INFORMATION: ence will be sent to the mailing address mentioned.
1. In case of application(s) made by individual investors under a Power of Attorney, the original 9. All applications are accepted subject to detailed scrutiny and verification. Applications which
Power of Attorney or a duly notarized copy should be submitted alongwith the subscription are not complete in all respects are liable for rejection, either at the collection point itself or
application form. In case of applications made by non-individual investors, the authorized signa- subsequently after detail scrutiny/verification at the back office of the registrars.
tories of such nonindividual investors should sign the application form in terms of the authority III. BANK DETAILS:
granted to them under the Constitutional Documents/Board resolutions / Power of Attorneys, 1. As per the SEBI guidelines, it is mandatory for investors to mention their bank account details in
etc. A list of specimen signatures of the authorized signatories, duly certified / attested should the application form. In the absence of the bank details the application form will be rejected.
also be attached to the Application Form. The Mutual Fund/AMC/Trustee shall deem that the 2. Purchase Application requests should necessarily mention the pay-in bank account details i.e
investments made by such non individual investors are not prohibited by any law/Constitutional bank name, bank account number, bank branch used for issuing the payments to the fund. The
documents governing them and they possess the necessary authority to invest. first unit holder has to ensure that the subscription payment has to be made through his own
2. Application made by a limited company or by a body corporate or a registered society or a bank account or through any of the bank account wherein he is one of the joint bank account
trust, should be accompanied by a copy of the relevant resolution or authority to make the ap- holder. If this is not evidenced on the payment cheque/funds transfer/RTGS/NEFT request, de-
plication, as the case may be, alongwith a certified copy of the Memorandum and Articles of mand draft etc given by the investor at the time of subscription then unit holder should attach
Association or Trust Deed / Bye Laws / Partnership Deed, whichever is applicable. necessary supporting documents as required by the fund like bank certificate, bank passbook
3. In case of non-individual applicants, i.e. HUF / Companies / AOP / BOI / Trusts / Societies / FIIs copy, bank statement etc to prove that the funds are from a bank account held by the first
etc. the name, email-ID and telephone number of the contact person to should be provided. unit holder only. If the documents are not submitted with the application the fund reserves the
4. Date of Birth of the minor is mandatory while opening the account /folio. right to reject the application or call for additional details. In specific exceptional situations
5. In case the investment is done on behalf of the minor the relationship/status of the guardian where Third Party payment is permitted like i.e (i) Payment by parents/ grandparents/ related
persons on behalf of the minor (other than the registered guardian) in consideration of natural
love and affection or as gift for value not exceeding Rs 50000 for each purchase (ii) Payment by 10000 and above.
employer on behalf of employee under Systematic Investment Plan (SIP) facility, or lump sum / VI. NOMINATION FOR UNITS HELD IN PHYSICAL MODE:
one time subscription, through payroll deductions or deductions of expense reimbursements (iii) 1. Nomination facility is available to individuals applying on their own behalf i.e. singly or jointly.
Payment by Corporate to its Agent/Distributor/Dealer (similar arrangement with principal-agent Nomination is mandatory for folios opened by individuals with single mode of holding.
relationship), on account of commission/incentive payable for sale of its goods/services, in the 2. Multiple nominee (Resident, NRI, Including Minor) can be nominated. Nomination can also be in
form of the Mutual Fund Units through Systematic Investment Plans or lump sum / one-time favour of the Central Government, State Government, a local authority, any person designated
subscription (iv) Custodian on behalf of an FII or a client. For the above mentioned cases KYC by virtue of his office or a religious or charitable trust.
of the investor and the KYC of the person making the payment is mandatory irrespective of the 3. Nomination of an NRI is subject to requirements, if any, prescribed by RBI and SEBI from time
amount. Additionally declaration by the person making the payment giving details of the bank to time.
account from which the payment is being made and the relationship with the beneficiary is also 4. Nomination can be changed at any time during the currency of the investment by the same
required to be submitted. persons who have made the nominations.
3. Direct Credit of Redemption / Dividend Proceeds / Refund if any -RMF will endeavor to provide 5. Unitholder being either parent or lawful guardian on behalf of a minor and an eligible institution,
direct / electronic credit for dividend / redemption payments into the investors bank account societies, bodies corporate, HUF, AoPs, BoIs and partnership firms shall have no right to make
directly. In case the direct credit is not affected by the unitholder’s banker for any reason then any nomination.
RMF reserves the right to make the payment to the investor by a cheque / DD. If the electronic 6. The nominee shall not be a trust (other than a religious or charitable trust), society, body corpo-
credit is delayed or not affected or credited to a wrong account, on account of incomplete or rate, partnership firm, karta of HUF or power of attorney holder.
incorrect information, RMF will not be held responsible. Please provide the MICR Code/IFSC 7. On registration of nomination a suitable endorsement shall be made on the statement of ac-
code on the right bottom of your Cheque for us to help you in future for ECS/NEFT credit of count or in the form of a separate letter.
dividend and redemption payout. 8. The facility of nomination is available to a unitholder under SEBI (MFs) Regulations and guide-
4. RMF offers facility to register multiple bank accounts in the folio and designate one of the bank lines issued by SEBI from time to time.
account as “Default Bank account”. Default bank account will be used for all dividend and 9. Nomination in respect of units stands rescinded, upon the transfer of units.
redemption payouts unless investor specifies one of the existing registered bank account in the 10. On cancellation of nominations, the nomination shall stand rescinded and RMF shall not be
redemption request for receiving redemption proceeds. A new non – registered bank account under any obligation to transfer the units in favour of the nominee
specified in the redemption request for receiving redemption proceeds will not be considered 11. Where a nomination in respect of any unit has been made, the units shall, on the death of the
and the redemption proceeds will by default be credited into the default Bank account. The unitholder(s), vest in the nominee and on compliance of necessary formalities the nominee shall
investor will have to initially get the non registered bank account registered in the folio and then be issued a SOA in respect of the units so vested subject to any charge or encumbrance over
apply for the redemption request. Also if no registered bank account is mentioned at the time the said units. Nominee would be able to hold the units provided he is otherwise eligible to
of redemption then by default the redemption proceeds will be credited into the default Bank become a unitholder of the scheme.
account. 12. Where there are two or more unitholders one of whom has expired the title to units shall vest in
5. In accordance with the AMFI Best Practice Guideline Circular No. 17/2010-11 dated October the surviving unitholder(s) who may retain the nomination or change or cancel the same. How-
22, 2010 and Circular No. 39/ 2013-14 dated August 23, 2013 and to reduce operational risk, ever, nonexpression of desire to change or substitute the nominee by surviving unitholder shall
Investor(s) are requested to note that any one of the following documents shall be required be deemed to be the consent of surviving unitholder for the existing nomination.
to submit as a proof of Bank Account Details (for Redemption/Dividend), in case the cheque 13. Transmission made by the AMC as aforesaid, shall be a full discharge to the AMC from all li-
provided along with fresh subscription/new folio creation does not belong to the Bank Account abilities in respect of the said units. For further details please refer SAI.
Details specified in the application form for redemption / dividend paymentsw.e.f. March 1, 14. In case of a Zero Balance Folio Holder, nomination mentioned in Zero Balance Folio form shall
2014. be taken as default unless Scheme specific nomination has been made.
a) Cancelled original cheque of the Bank Account Details with fi rst unit holdernameand 15. Where a folio has joint holders, all joint holders should sign the request for Nomination/cancel-
bank account number printed on the face of the cheque; (or) lation of nomination, even if the mode of holding is not “joint”
b) Self attested copy of bank statement with current entries not older than 3 months; (or) 16. Power of Attorney (POA) holder cannot sign the Nomination form.
c) Self attested copy of bank passbook with current entries not older than 3 months; (or) 17. Nomination is not allowed in a folio held on behalf of a minor.
d) Bank Letter duly signed by branch manager/authorized personnel. 18. If the investor does not fill in the nomination details under Point no - 12 of the Application form
IV. INVESTMENT & PAYMENT DETAILS: then by default it shall be treated as his consent not to register the nomination in the folio/ac-
1. Payment should be made by crossed cheques, /Demand Draft/payorder, favouring the scheme count.
name and marked “Account Payee” payable locally in the city where the application is submit- 19. Nomination is maintained at the folio level and not at the scheme level. If the investor fills in
ted. Post dated or outstation cheques/draft are not permitted. Application received with outsta- a fresh application form with new Nominee Name than the same shall supercede the existing
tion cheque/demand draft shall be rejected. With a view to avoid fraudulent practices, it is rec- nominee details in the folio.
ommended that investors may also make the payment instrument (cheque, demand draft, pay VII. Communication for the investors. :
order, etc.) favoring either of the following: (a) “XYZ Scheme A/c Permanent Account Number” In accordance with SEBI Circular No. Cir/ IMD/ DF/16/ 2011 dated September 8, 2011 and SEBI
(b) “XYZ Scheme A/c First Investor Name” (Investors are urged to follow the order of preference Circular no. CIR/MRD/DP/31/2014 dated November 12, 2014 the investor whose transaction
in making the payment instrument). hasbeen accepted by the RNLAM/RMF shall receive a confirmation by way of email and/or SMS
Investors from such centers, who do not have a facility to pay by local cheque, as there are no within 5 Business Days from the date of receipt of transaction request, same will be sent to the
Collection Centres of RMF, will be permitted to deduct the actual DD commission’s charges. Unit holders registered e-mail address and/or mobile number.
Documentary proof, thereof is to be attached, if not attached the AMC reserves the right to call Thereafter, a Consolidated Account Statement (“CAS”) shall be issued in line with the following
for the same at a later date. The amount of the DD commission charges will be limited to the procedure:
actual charges paid or DD charges of State Bank of India, whichever is lower. (Separate applica- 1. Consolidation of account statement shall be done on the basis of PAN. In case of multiple
tion form is required for investment in each plan/option.) holding, it shall be PAN of the first holder and pattern of holding.
2. Please mention the application serial no. on the reverse of the cheque/demand draft tendered 2. The CAS shall be generated on a monthly basis and shall be issued on or before 10th of
with the application. the immediately succeeding month to the unit holder(s) in whose folio(s) transaction(s)
3. In case the payment is made through Demand Draft or Bankers Cheque or Indian Rupee draft has/have taken place during the month.
purchased abroad or from FCNR or NRE A/c, an Account Debit Certificate from the Bank issu- 3. In case there is no transaction in any of the mutual fund folios then CAS detailing holding
ing the draft, confirming the debit should be submitted. For subscription made by NRE / FCNR of investments across all schemes of all Mutual Funds will be issued on half yearly basis
Account cheques, the application forms must be accompanied with a photocopy of the cheque [at the end of every six months (i.e. September/ March)]
or Account Debit Letter / Certificate from the bankers. 4. Investors having MF investments and holding securities in Demat account shall receive
4. One time Bank mandate (OTM) facilitates the investor to register a debit Mandate with his a Consolidated Account Statement containing details of transactions across all Mutual
banker which will contain a pre defined upper limit for the amount to be debited from his bank Fund schemes and securities from the Depository by email / physical mode.
account for every Purchase Transaction done. If the investor is making payment through OTM 5. Investors having MF investments and not having Demat account shall receive a Consoli-
facility registered in the folio, then he has to tick the relevant box and not attach any cheque dated Account Statement from the MF Industry containing details of transactions across
along with the purchase request. The subscription amount will be debited from the bank ac- all Mutual Fund schemes by email / physical mode.
count details as mentioned in theOTMfacility opted by the investor. The word ‘transaction’ shall include purchase, redemption, switch, dividend payout, dividend
V. TRANSACTION CHARGES reinvestment, systematic investment plan, systematic withdrawal plan and systematic transfer
1) In accordance with SEBI Circular No. IMD/ DF/13/ 2011 dated August 22, 2011, with effect from plan transactions.
November 1, 2011, Reliance Nippon Life Asset Management Limited (formerly Reliance Capital CAS shall not be received by the Unit holders for the folio(s) wherein the PAN details are not up-
Asset Management Limited) (RNLAM)/ RMF shall deduct a Transaction Charge on per purchase dated. The Unit holders are therefore requested to ensure that the folio(s) are updated with their
/ subscription of Rs. 10,000/- and above, as may be received from new investors (an investor PAN. For Micro SIP and Sikkim based investors whose PAN details are not mandatorily required
who invests for the first time in any mutual fund schemes) and existing investors. The distribu- to be updated Account Statement will be dispatched by RNLAM/RMF for each calendar month
tors shall have an option to either “Opt-in / Opt-out” from levying transaction charge based on on or before 10th of the immediately succeeding month.
the type of product. Therefore, the “Opt-in / Opt-out” status shall be at distributor level, basis In case of a specific request received from the Unit holders, RNLAM / RMF will provide the ac-
the product selected by the distributor at the Mutual Fund industry level. Such charges shall be count statement to the investors within 5 Business Days from the receipt of such request.
deducted if the investments are being made through the distributor/ agent and that distributor / VIII. SEBI circular of June 30, 2009 on removal of entry load
agent has opted to receive the transaction charges as mentioned below: In terms of SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009, no entry load
• For the new investor a transaction charge of Rs 150/- shall be levied for per purchase / subscrip- will be charged by the Scheme to the investor effective August 1, 2009. Upfront commission
tion of Rs 10,000 and above; and shall be paid directly by the investor to the AMFI registered Distributors based on the investors’
• For the existing investor a transaction charge of Rs 100/- shall be levied for per purchase / assessment of various factors including the service rendered by the distributor
subscription of Rs 10,000 and above. IX. Benefits
The transaction charge shall be deducted from the subscription amount and paid to the distribu- 1. Mobile No.: Get alerts on the move for Purchase, Dividend or Redemption, SIP Debit alert after
tor/agent, as the case may be and the balance shall be invested. The statement of account shall it reflects in your account or two days prior to SIP debit
clearly state that the net investment as gross subscription less transaction charge and give the
2. E-Mail ID: The Account Statement will be e-mailed instantly to your registered email address as
number of units allotted against the net investment.
and when you transact with Reliance Mutual Fund.
In case of investments through Systematic Investment Plan (SIP) the transaction charges shall
be deducted only if the total commitment through SIP (i.e. amount per SIP installment x No. of 3. IFSC/MICR Code: With Reliance E-dividend you can have your dividend credited in your ac-
installments) amounts to Rs. 10,000/- and above. In such cases, the transaction charges shall count through the Electronic Clearing Service (ECS) / National Electronic Fund Transfer (NEFT).
be deducted in 3-4 installments. X. MICRO investment (including lumpsum & Micro SIP)
Transaction charges shall not be deducted if: 1. In line with SEBI letter no. OW/16541/2012 dated July 24, 2012 addressed to AMFI, Investments
(a) The amount per purchases /subscriptions is less than Rs. 10,000/-; in the mutual fund schemes {including investments through Systematic Investment Plans (SIPs)}
(b) The transaction pertains to other than purchases/ subscriptions relating to new inflows up to Rs. 50,000/- per investor per year shall be exempted from the requirement of PAN.
such as Switch/ STP/ /DTP/, etc. Accordingly, for considering the investments made by an investor up to Rs. 50,000/-, an aggre-
(c) Purchases/Subscriptions made directly with the Fund through any mode (i.e. not through gate of all investments including SIPs made by an investor in a Financial Year i.e. from April to
any distributor/agent). March, shall be considered and such investors shall be exempted from the requirement of PAN.
(d) Subscription made through Exchange Platform irrespective of investment amount. However, requirements of Know Your Customer (KYC) shall be mandatory and investors seeking
2) RNLAM will endeavor to check if the investor is an existing or a new investor to Mutual Fund. In the above exemption of PAN will need to submit the PAN Exempt KYC Reference No (PEKRN)
case the investor is found to be an existing investor then transaction charges of Rs 100 will be acknowledgement issued by KRA along with the application form.
applicable else the investor declaration will be considered and transaction charges will be levied This exemption is applicable only for individuals including NRIs, minors acting through guardian,
accordingly. Sole proprietorship firms and joint holders*. Other categories of investors e.g. PIOs, HUFs, QFIs,
3) If the investor has not ticked / not signed the declaration then by default investor will be treated non - individuals, etc. are not eligible for such exemption.
as an existing investor and transaction charges of Rs 100 will be deducted for investment of Rs.
* In case of joint holders, first holder must not possess a PAN. include United States in the foreign country information field along with your US Tax Iedntifi-
Lumpsum Investments / Systematic Investments Plan (SIP) / Switch / would be considered for cation Number. Foreign Account Tax compliance provisions (commonly known as FATCA) are
tracking the above exemption limit. Investors are requested to note that, incase where a lump contained in the US Hire Act 2010.
sum investment is made during the financial year and subsequently a fresh SIP mandate request c. If you are classified as a passive NFFE for FATCA purpose, please include in the section relat-
is given where the total investments for that financial year exceeds Rs. 50,000/-, such SIP ap- ing to Ultimate beneficial Owner (UBO), details of any specified US person having controlling
plication shall be rejected. interest in the foreign country information field along with your US Tax Identification Number for
In case where a SIP mandate is submitted during the financial year and subsequently a fresh FATCA purposes. Foreign Account Tax Compliance provisions (commonly known as FATCA) are
lumpsum investment is being made provided where the total investments for that financial year contained in the US Hire Act 2010.
exceeds Rs. 50,000, such lump sum application will be rejected. d. Declaration under FATCA
Redemptions if any, in the Micro Investment folio, shall not be considered for calculating the a) the information provided in the Form is in accordance with section 285BA of the Income Tax
exemption limit for such financial year. Consolidation of folio shall be allowed only if the PEKRN Act, 1961 read with Rules 114F to 114H of the Income tax Rules, 1962.
in all folios is same along with other investor details. b) the information provided by me/us in the Form, its supporting Annexures as well as in the
2. In case the first Micro SIP installment is processed and the application is found to be defective, documentary evidence provided by me/us are, to the best of our knowledge and belief, true,
the Micro SIP registration will be ceased for future installments. No refunds to be made for the correct and complete and that I/we have not withheld any material information that may affect
units already allotted. Investor will be sent a communication to this effect. However, redemp- the assessment/categorization of the account as a Reportable account or otherwise.
tions shall be allowed. c) I/We permit/authorise the Company to collect, store, communicate and process information
XI. Units held in the dematerialised form relating to the Account and all transactions therein, by the Company and any of its affiliates
1. With effect from October 1, 2011, in accordance with SEBI Circular No. IMD/DF/9/2011 dated wherever situated including sharing, transfer and disclosure between them and to the au-
May 19, 2011, an option to subscribe/hold the units of the Scheme(s)/Plan(s) of RMF in dema- thorities in and/or outside India of any confidential information for compliance with any law or
terialized (demat) form is being provided to the investors in terms of the guidelines/ procedural regulation whether domestic or foreign.
requirements as laid by the Depositories (NSDL/CDSL) / Stock Exchanges (NSE / BSE) from d) I / We undertake the responsibility to declare and disclose within 30 days from the date of
time to time. change, any changes that may take place in the information provided in the Form, its support-
2. The Unit holders are given an Option to hold the units by way of an Account Statement (Physical ing Annexures as well as in the documentary evidence provided by us or if any certification
form) or in Dematerialized (‘Demat’) form. Unit holders opting to hold the units in demat form becomes incorrect and to provide fresh self certification alongwith documentary evidence.
must provide their Demat Account details in the specified section of the application form. The e) I / We also agree that our failure to disclose any material fact known to us, now or in future,
Unit holder intending to hold the units in Demat form are required to have a beneficiary account may invalidate our application and the Company would be within its right to put restrictions
with the Depository Participant (DP) (registered with NSDL / CDSL as may be indicated by RMF) in the operations of my/our account or close it or report to any regulator and/or any authority
and will be required to indicate in the application the DP’s name, DP ID Number and the benefi- designated by the Government of India (GOI) /RBI for the purpose or take any other action as
ciary account number of the applicant with the DP. Applicants must ensure that the sequence of may be deemed appropriate by the Company if the deficiency is not remedied by us within
names and other details like Client ID, Address and PAN details as mentioned in the application the stipulated period.
form matches that of the account held with the Depository Participant. Only those applications f) I / We hereby accept and acknowledge that the Company shall have the right and authority
where the details are matched with the depository data will be treated as valid applications. If to carry out investigations from the information available in public domain for confirming the
the details mentioned in the application are incomplete/incorrect, not matched with the deposi- information provided by me / us to the Company.
tory data, then units will be allotted in the physical mode and an Account Statement shall be g) It shall be my / our responsibilities to educate myself / ourself and to comply at all times with
sent to them. Such investors will not be able to trade on the stock exchange till the holdings are all relevant laws relating to reporting under section 285BA of the Act read with the Rules
converted in to demat form. thereunder.
3. Unit Holders opting the units in the demat mode , can submit redemption/switch only through h) I/We also agree to furnish such information and/or documents as the Company may require
DP or through stock exchange platform. from time to time on account of any change in law either in India or abroad in the subject mat-
4. Unit holders opting for investment in demat mode can not opt for facilities like STP, DTP, SWP, ter herein.
Trigger, ATM, Salary Advantage & Smart Step. i) I/We shall indemnify the Company for any loss that may arise to the Company on account of
5. In case, the Unit holder desires to hold the Units in a Dematerialized /Rematerialized form at a providing incorrect or incomplete information.
later date, the request for conversion of units held in non-demat form into Demat (electronic) XV. Acceptance of Cash investments in schemes of Reliance Mutual Fund.
form or vice-versa should be submitted alongwith a Demat/Remat Request Form to their De- The Details / Process and conditions for acceptance of such investments are as follows:
pository Participants. Eligible investors: The facility is available only for below mentioned category of investors who
6. Units held in demat form will be transferable (except in case of Equity linked Savings Schemes). are KRA-KYC compliant and have a bank account:
7. Demat facility will not be available for Daily, Weekly & Fortnightly Dividend plans / options for all • Resident Individuals.
the schemes of RMF except Reliance Liquid Fund-Treasury Plan, Reliance Liquid Fund-Cash • Minors (investing through Guardian)
Plan, Reliance Liquidity Fund & Reliance Money Manager Fund. • Sole Proprietorships.
XII. Employee Unique Identification Number (EUIN) would assist in tackling the problem of mis- Subscription Limit: In line with the SEBI guidelines, currently subscription through cash can be
selling even if the employee/relationship manager/sales person leave the employment of the accepted only upto Rs. 50,000/- per investor, per fi nancial year. Limit would be tracked on the
distributor. basis PAN or PEKRN issued by KRA.
XIII. Ultimate Beneficial Owners(s): Pursuant to SEBI Master Circular No. CIR/ISD/AML/3/2010 Mode of Acceptance of Application: Applications for Subscription through Cash shall be ac-
dated December 31, 2010 on Anti Money Laundering Standards and Guidelines on identification cepted only in the physical form at any of the Designated Investor Service Centres (DISC) of
of Beneficial Ownership issued by SEBI vide its Circular No. CIR/MIRSD/2/2013 dated January RMF.
24, 2013, investors (other than Individuals) are required to provide details of ‘Ultimate Beneficial Cash Collection Facility: RMF has made arrangement with Axis Bank Limited to accept cash
Owner(s) (UBO(s))’ and submit proof of identity (viz. PAN with photograph or any other accept- (along with the duly fi lled in Cash Deposit Slip) on behalf of RMF. The Bank shall act only as an
able proof of identity prescribed in common KYC form) of UBO(s). Further, the Prevention of aggregator for receipt of cash at the various Bank branches towards subscriptions under vari-
Money Laundering Rules, 2005 also require that every banking company, financial institution (in- ous schemes of RMF. The Bank would be remitting the cash collected to the Fund’s schemes
cluding Mutual Funds) and intermediary, as the case may be, shall identify the beneficial owner. usually by the next business day.
In case the investor or owner of the controlling interest is a company listed on a stock exchange Procedure for Subscription through Cash: Investors willing to subscribe through cash as a
or is a majority owned subsidiary of such a company, the details of shareholders or beneficial payment mode will have to follow the below procedure:
owners are not required to be provided. Non-individual applicants/investors are mandated to 1. Collect the application form and Cash Deposit Slip (available in triplicate) from the Desig-
provide the details on ‘Ultimate Beneficial Owner(s) (UBO(s))’ by filling up the declaration form nated Investor Service Centre (DISC) of RMF.
for ‘Ultimate Beneficial Ownership’. 2. Investor must fi rst submit the duly fi lled in application form, KYC / KRA acknowledge-
ment and duly fi lled Cash Deposit Slip at the DISC (copy for submission to RMF / RN-
Providing information about beneficial ownership will be applicable to the subscriptions re-
LAM).
ceived from all categories of investors except Individuals and a Company listed on a stock
3. Branch executive shall time stamp the application form, RMF copy of Cash deposit slip
exchange or is a majority owned subsidiary of such a Company. Proof of Identity of the UBO
and acknowledgement portion available in the application form. Acknowledgement por-
such as Name/s, Address & PAN/Passport together with self attested copy* alongwith the dec-
tion shall be returned to the investor as a confi rmation of receipt of application.
laration form for ‘Ultimate Beneficial Ownership’ are required submitted to Reliance AMC/its
4. Investor will have to visit the nearest branch of Axis Bank Limited and deposit cash by
RTA. (*Original to be shown for verification and immediate return). In case of any change in the
using the Cash Deposit Slip collected from DISC, on the same day or latest by next busi-
beneficial ownership, the investor should immediately intimate Reliance AMC / its Registrar /
ness day. Else the application shall be liable for rejection.
KRA, as may be applicable, about such changes. Please contact the nearest Investor Service
5. Axis Bank Limited shall retain bank copy of the Cash Deposit slip and provide customer
Centre (ISC) of Reliance Mutual Fund or log on to our website www.reliancemutual.com for the
copy to the investor along with the acknowledgement of cash deposition.
Declaration Form.
NAV Applicability:
XIV. a. Foreign Account Tax Compliance Act (“FATCA”): In accordance with the relevant provi- For Liquid scheme(s): Applicability of NAV shall be based on receipt of application and also
sions of the Foreign Account Tax Compliance Act (“FATCA”) as contained in the United States the realization of funds in the Bank account of respective liquid scheme (and NOT the time of
Hiring Incentives to Restore Employment (“HIRE”) Act, 2010, there is a likelihood of withhold- deposit of Cash in the Bank) within the applicable cut-off timing.
ing tax being levied on certain income/ receipt sourced from the subjects of United States of However, if the credit is received in the Bank account of liquid scheme but investor has not yet
America (“US”) with respect to the schemes, unless such schemes are FATCA compliant. In this submitted the application form, units will be allotted as per receipt of application (timestamping)
regard, the respective governments of India and US have agreed on the principal terms of a pro- For all scheme(s) other than liquid scheme(s): Applicability of NAV shall be based on receipt
posed Inter-Governmental Agreement (IGA) and the same is likely to be executed in near future. of application (as per time-stamping).
In terms of this proposed IGA, Reliance Mutual Fund (“RMF”) and/ or Reliance Nippon Life Asset Rejection of application: Application shall be rejected if:
Management Limited (formerly Reliance Capital Asset Management Limited) (“RNLAM”/ “AMC”) a. Subscription Limit is Exhausted: The amount of subscription through cash (including
are likely to be classifi ed as a “Foreign Financial Institution” and in which case RMF and/ or
the subscriptions made through cash during the fi nancial year) exceeds Rs. 50,000/-.
RNLAM would be required, from time to time, to (a) undertake the necessary due-diligence pro- b. Application is incomplete: Unit allotment for transactions accepted as DISCs of RMF
cess; (b) identify US reportable accounts; (c) collect certain required information/ documentary is subject to verifi cation at the time of fi nal processing. Application shall be liable for
evidence (“information”) with respect to the residential status of the unit holders; and (d) directly rejection if the same is found to be incomplete in any aspect.
or indirectly disclose/report/ submit such or other relevant information to the appropriate US Payment of Proceeds: Payment in the form of refunds, redemptions, dividend, etc. with re-
and Indian authorities. Such information may include (without limitation) the unit holder’s folio spect to Cash investments shall be paid only through banking channel i.e. in the bank account
detail, identity of the unit holder, details of the benefi cial owners and controlling persons etc. registered in the folio.
In this regard and in order to comply with the relevant provisions under FATCA, the unit holders Other important points:
would be required to fully cooperate & furnish the required information to the AMC, as and when a. In case of mismatch in the amount mentioned in application form and cash deposited
deemed necessary by the latter in accordance with IGA and/ or relevant circulars or guidelines in bank, units shall be allotted as per credit received from bank.
etc, which may be issued from time to time by SEBI/ AMFI or any other relevant & appropriate b. Cash deposited but application not submitted: If cash is deposited directly at branch
authorities. The applications which do not provide the necessary information are liable to be of Axis Bank Limited and application is not submitted at DISC of RMF, amount shall be
rejected. The applicants/ unit holders/ prospective investors are advised to seek independent refunded to investor based on receipt of following documents:
advice from their own fi nancial & tax consultants with respect to the possible implications of • Existing Investor: Request letter, Bank acknowledged deposit slip copy.
FATCA on their investments in the scheme(s). • New Investor: Request letter containing the bank details in which the refund needs to be
b. Details under FATCA/Foreign Tax Laws: Tax Regulations require us to collect information issued, bank acknowledged deposit slip copy and PAN card copy or any other valid id
about each investor’s tax residency. In certain circumstances (including if we do not recive a proof.
valid self-certification from you) we may be obliged to share information on your account with Investors are requested to note that subscription through this mode shall be accepted subject
relevant tax authorities. If you have any questions about your tax residency, please contact your to compliance with Prevention of Money Laundering Act, 2002 and Rules framed thereunder,
tax advisor. Should there be any change in information provided, please ensure you advise us SEBI Guidelines for the same and such other AML rules, regulations and guidelines as may be
promptly, i.e., within 30 days. If you are a US citizen or resident or greencard holder, please applicable from time to time.
INSTRUCTIONS TO FILL THE STP ENROLMENT FORM
(1) Systematic Transfer Plan (STP) is a special facility available in selected Schemes of RMF. It is a (14) Minimum number of transfers required for a STP shall be two. Incase of Daily STP, minimum
facility wherein unit holders of designated open ended schemes of Reliance Mutual Fund (RMF) number of transfer is one month.
can opt to transfer a fixed amount (capital) or variable amount (capital appreciation) at regular (15) Incase the investor opts for Daily STP and provides the enrolment period in MM/YYYY format,
intervals to another designated open ended scheme of RMF. then the first execution date will be the 7th calendar day from the date of submission of the form
(2) Unit holders are advised to read the Statement of Additional Information (SAI), Scheme Informa- (excluding date of submission).
tion Document (SID) and Key Information Memorandum (KIM) of the respective Transferor & (16) An investor who opts for perpetual option, his STP will continue forever with no end date unless
Transferee Scheme(s) available at all the Designated Investor Service Centers (DISC), brokers / a written request for cancellation is given by the investor in this regard.
distributors and on our website www.reliancemutual.com carefully before investing. (17) If an investor does not mention STP start date, or the STP start date is unclear/not expressly
(3) New Unit holders are required to fill up Common Application Form for investing in Transferor mentioned on the STP Application form, then by default STP would start from the next subse-
Scheme alongwith STP Enrolment Form. Existing Unit holders in Transferor Scheme are re- quent cycle after meeting the minimum registration requirement of 7 working days as per the
quired to provide their Folio No. and submit only STP Enrolment Form. defined frequency by the investor. If an investor does not mention STP end date or the STP end
(4) Please submit separate enrolment form for more than one Transferor and / or Transferee date is unclear, it will be considered as perpetual STP.
schemes. (18) The Enrolment form completed in all respects can be submitted at any of the Designated Inves-
(5) An investor whether existing or new is required to select any one of the Transferor Scheme tor Service Centre (DISC) of RNLAM at least seven calendar days before the commencement of
and any one of the Transferee Scheme. Unit holders should clearly mention from and to which first execution date of STP. In case the required time of seven calendar days are not met then
scheme / option he / she wish to transfer their investment. Please note that if no Transferor the STP will be processed from the next STP cycle.
Scheme or Transferee Scheme is mentioned or in case of an ambiguity the application is liable (19) In accordance with the requirements specified by the SEBI circular no. SEBI/IMD/CIR
to be rejected. No.4/168230/09 dated June 30, 2009 no entry load will be charged. Exit Load as applicable in
(6) An investor has to opt between the Fixed Systematic Transfer Plan & Capital Appreciation Sys- the respective Transferor and Transferee Scheme at the time of enrolment / registration will be
tematic Transfer Plan. Incase none of the plans or options are mentioned in the application form applicable.
or incase of an ambiguity the application for enrolment will be rejected. Further incase plans are (20) STP facility is available for all sub options of thementioned Transferor Scheme
not mentioned but options are mentioned, the plan will be selected on the basis of sub - option (21) Unit holders should note that Unit holders’ details and mode of holding (single, joint, anyone
selected. or survivor) in the Transferee Scheme will be as per the existing folio number of the Transferor
(7) Unit holders are required to select any one of the frequency option under Fixed Systematic Scheme. Units will be allotted under the same folio number.
Transfer Plan. The frequency options available are Daily Option - where STP will be executed (22) For Direct Investments, please mention “Direct” in the column “Name & Broker Code / ARN”.
on Daily basis, Weekly Option - where STP will be executed on 1st, 8th, 15th and 22nd of every (23) Investors subscribing under Direct Plan of XYZ Fund will have to indicate the Scheme / Plan
month, Fortnightly Option - where STP will be executed on 1st and 15th of every month, Monthly name in the application form as “XYZ Fund - Direct Plan”. Investors should also indicate “Direct”
Option - where STP will be executed on any pre-specified date of every month to be chosen by in the ARN column. In case ARN code is mentioned in the application form, but “Direct Plan”
the unit holders, Quarterly Option - where STP will be executed on any pre-specified date of the is indicated against the Scheme name, ARN code will be ignored and the application will be
first month of the quarter to be chosen by the unitholder. If an investor does not mention any processed under Direct Plan. If the investor does not mention Direct against the scheme name
frequency or ticks on multiple frequencies or the frequency is unclear on the STP application and the ARN code is also not provided the default allotment would be made in the Direct Plan.
form, the default frequency shall be considered as monthly. (24) All valid transfer requisitions would be treated as switch-out / redemption for the Transferor
(8) Unit holders are required to select any one of the option under Capital Appreciation Systematic Scheme and switch-in/ subscription transactions for the Transferee scheme and would be pro-
Transfer Plan. The options available are Monthly Option - where STP will be executed on 1st of cessed at the applicable NAV (subject to applicable exit load) of the respective schemes. The
every month, Quarterly Option - where STP will be executed 1st of the starting month of every difference between the NAVs of the two Schemes/ Plans will be reflected in the number of units
quarter. If an investor does not mention any frequency or ticks on multiple frequencies or the allotted. All valid transactions would be processed as per the applicable cut off timing on the
frequency is unclear on the STP application form, the default frequency shall be considered as business days as mentioned in the respective SID.
monthly. (25) The provision of ‘Minimum Redemption Amount’ as specified in the Scheme Information Docu-
(9) Under Fixed Systematic Transfer Plan, minimum of Rs. 100 and in multiples of Rs. 100 each will ment of the opted Transferor Schemes and ‘Minimum Application Amount’ specified in the
be transferred on execution date subject to applicable exit load of the transferor Scheme incase Scheme Information Document of the opted Transferee Schemes will not be applicable.
of Daily Option. Minimum of Rs. 1000 and in multiples of Rs 100 thereof in case of for Weekly / (26) This facility will not be available for units which are under any Lien / Pledged / lock-in period or
Fortnight / Monthly option and Rs. 3000 and in multiples of Rs 100 thereof in case of Quarterly DEMAT Mode.
option can be transferred on STP execution date subject to applicable exit load. However ap- (27) The Unit holders may approach/ consult their tax consultants in regard to the treatment of the
plications not in multiple of Rs.100 will be processed for the nearest lower multiple of Rs.100, transfer of units from the tax point of view.
subject to minimum amount specified. However under Capital Appreciation STP, minimum of (28) Unit holders can discontinue STP facility by providing a written notice to the DISC atleast 7
Rs. 500 and above thereof in case of Monthly option or Quarterly option can be transferred on calendar days (excluding day of submission) prior to the due date of the next transfer date. The
STP execution date subject to applicable exit load. In case the capital appreciation amount is following information need to be mentioned while submitting a cancellation request (a) Folio
less then Rs.500 on any STP due date, the systematic transfer will not be processed for that due holder Name (b) Folio Number (c) Transferor Scheme (d) Transferee Scheme (e) STP Amount (f)
date. Frequency (g) Cancellation effective date.
(10) Unit holders are required to mention date of execution in case of Monthly and Quarterly Op- (29) STP will be automatically terminated if all the units are liquidated or withdrawn from the Trans-
tion under both the plans. If an investor opts for Monthly or Quarterly frequency but does not feror Scheme or pledged or upon receipt of intimation of death of the unit holder.
mention the STP Date or mentions multiple STP dates or the STP date is unclear on the STP (30) The application is subject to detailed scrutiny and verification. Applications which are not com-
application form, the default STP date shall be treated as 10th of every month/quarter as per the plete in all respect are liable for rejection either at the collection point itself or subsequently after
frequency defined by the investor. detailed scrutiny / verification at the back office of the Registrar.
(11) Incase execution date mentioned is a non - transaction or non - working day, the STP will be (31) RNLAM in consultation with Trustees reserves the right to withdraw this offering, modify the pro-
executed on next business / transaction / working day. cedure, frequency, dates, load structure with prior notice in accordance with the SEBI (Mutual
(12) Unitholder has to ensure to maintain minimum balance in accordance with Plans selected in Funds) Regulations 1996 read with various amendments and circulars issued thereto and any
the Transferor Scheme on the transfer date / execution date under Fixed Systematic Transfer such change will be applicable only to units transacted pursuant to such change on a prospec-
Plan. In case of insuffi cient balance / unclear units on the date of transfer in the folio, STP for tive basis.
that particular due date will be processed based on the clear balance available in the scheme. (32) Employee Unique Identification Number (EUIN) would assist in tackling the problem of mis-
However, future STPs will continue to be active. This will help the investor to continue his STP selling even if the employee/relationship manager/sales person leave the employment of the
facility seamlessly. Also if the investor continues to have insuffi cient balance / unclear units for distributor.
three consecutive months, RNLAM will have the right to discontinue the future STPs at its own
discretion.
(13) Please note that no transfers will take place if there is no minimum capital appreciation amount
(except for last transfer leading to closure of account). The capital appreciation, if any, will be
calculated from the enrolment date of the STP under the folio, till the first transfer date. Subse-
quent capital appreciation, if any, will be the capital appreciation between the previous STP date
(where transfer has been processed and paid) and the next STP date.
Points to remember
Please ensure that:
1. Your Application Form is complete in all respect, Name, Address & contact details are mentioned in full, signed by all applicants.
2. Bank Account Details are entered completely and correctly. Permanent Account Number (PAN) of all the applicants are mandatory. (Refer instruction no. II-6)
3. For KYC please Refer instruction no. II-7 & for PAN Exempt KYC Refer instruction no. X
4. Appropriate Scheme Name, Plan & Option is mentioned clearly.
5. The Cheque / DD is drawn in favour of “Reliance ............ ”(chosen scheme) dated and dully signed.
6. Application Number is mentioned on the reverse of the Cheque / DD.
7. Documents as listed alongside are submitted along with the Application
(as applicable to your specific case).
8. Your emailid or mobile number is updated.

9. Your IFSC code / MICR code is updated in order to get electronic payouts in to your bank account.
Investors are requested to review product labels for respective schemes which are provided below at the time of Investments.
This product is suitable for investors who
NAME OF SCHEMES
are seeking*
· long term capital growth
Reliance Top 200 Fund · investment in equity and equity related securities of companies
An open ended Diversified Equity Scheme whose market capitalization is within the range of highest & lowest
market capitalization of S&P BSE 200 Index.
Reliance Vision Fund
· investment in equity and equity related instruments through a
An open ended Equity Growth Scheme
research based approach
Reliance Quant Plus Fund
· investment in active portfolio of stocks selected from CNX Nifty
An open ended Equity Scheme
Index on the basis of a mathematical model
Reliance Focused Large Cap Fund · Investment in concentrated portfolio of equity & equity related instru-
An open ended Diversified Equity Scheme ments up to 25 companies belonging to the top 100 companies by
market capitalization and/or leaders in their respective segments.
Reliance Growth Fund
· investment in equity and equity related instruments through a
An open ended Equity Growth Scheme
research based approach
Reliance Equity Opportunities Fund · long term capital growth
An open ended Diversified Equity Scheme · investment in equity and equity related securities
Reliance Index Fund – Nifty Plan
· investment in equity and equity related securities and portfolios repli-
An Open Ended Index Linked Scheme
cating the composition of the NIFTY, subject to tracking errors.
· long term capital growth Investors understand that their principal
Reliance Index Fund – Sensex Plan
· investment in equity and equity related securities and portfolios repli- will be at Moderately High risk
An Open Ended Index Linked Scheme
cating the composition of the SENSEX, subject to tracking errors.
Reliance NRI Equity Fund
· investment in equity and equity related instruments primarily drawn
An open-ended Diversified Equity Scheme
from companies of S&P BSE 200 Index
Reliance Mid & Small Cap Fund · long term capital growth
An Open Ended Diversified Equity Scheme · investment in equity and equity related securities including derivatives
Reliance Regular Savings Fund
- Equity Option
· investment in equity and equity related securities
An open ended Scheme
Reliance Regular Savings Fund · long term capital growth
- Balanced Option · investment in equity and equity related instruments and fixed income
An open ended Scheme instruments
Reliance Tax Saver (ELSS) Fund · long term capital growth
An open ended Equity Linked Savings Scheme · investment in equity and equity related securities
Reliance Small Cap Fund
· investment in equity and equity related securities of small cap
An Open Ended Equity Scheme
companies
· Income and Capital Appreciation over long term
Reliance Equity Savings Fund
· Investment predominantly in arbitrage opportunities between cash &
An Open Ended Equity Scheme
derivative market and in unhedged equity
Reliance Banking Fund · investment in equity and equity related securities of companies in
An open ended Banking Sector Scheme banking sector and companies engaged in allied activities related to
banking sector
Reliance Diversified Power Sector Fund
· investment in equity and equity related securities of companies in
An open ended Power Sector Scheme
power sector
Reliance Media & Entertainment Fund · long term capital growth
An open ended Media & Entertainment sector · investment in equity and equity related securities of media and enter-
Scheme tainment and other associated companies
Reliance Pharma Fund
· investment in equity and equity related Securities of pharma & other
An open ended Pharma Sector Scheme
associated companies Investors understand that their principal
· long term capital growth will be at High risk
Reliance Japan Equity Fund
· investment in equity and equity related securities of companies listed
An open-ended diversified equity Scheme
on recognized stock exchange of Japan
. income over short term

Reliance Arbitrage Advantage Fund
. income through arbitrage opportunities between cash and derivative
An open ended Arbitrage Scheme
market and arbitrage opportunities within the derivative segment
Investors understand that their principal

will be at Moderately Low risk
*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.
DESIGNATED INVESTOR SERVICE CENTRES RELIANCE NIPPON LIFE ASSET MANAGEMENT LIMITED (formerly RELIANCE CAPITAL ASSET MANAGEMENT LIMITED)
Agra: Block No. 50, Anupam Plaza, Opp FCI, Sanjay Place, Agra - 282002. Agartala: 2nd Floor, OM Niwas, Netaji Chowmuhani, Agartala, Tripura West, 799001 Ahmedabad: 4th Floor, Megha
House, Mithakhali, Law Garden Road, Ellis Bridge, Ahmedabad - 380006. Ahmednagar: Office No 101, 1st Floor, Gajanan Apartment, Opposite Zopadi Canteen, Savedi Road, Ahmednagar -
414001. Ajmer: 2nd Floor, India Heights, India Motor Circle, Kutchery Road, Ajmer - 305001. Aligarh: 1st Floor, B - 101, Center Point Market, Samad Road, Aligarh - 202001. Allahabad: 2nd
floor, House No. 31/59, Shiv Mahima Complex, Civil Lines, Allahabad - 211001. Alwar: Office No 137, 1st Floor, Jai Complex, Plot No. 1, Road No. 2, Alwar - 301001. Ambala: Shanti Complex,
4307/12, 2nd Floor, Opp. Civil Hospital Jagadhari Road, Ambala - 133001. Amravati: Vimaco Towers, C Wing 4,5,6, Amravati - 444601. Amritsar: SF-1, 4th Floor, 10, Eminent Mall, The Mall,
Amritsar - 143001. Anand: 2nd Floor, 204, Maruti Sharnam, Anand Vidhyanagar Road, Anand - 388001. Asansol: 4th Floor, Chatterjee Plaza, 69 (101) G T Road, Rambandhu Tala, Asansol -
713303. Aurangabad: C-8,2nd floor,Aurangabad, Business center,Adalat Road,Aurangabad - 431001. Bangalore: NG-1 & 1A, Ground Floor, Manipal Centre, 47, Dickenson Road, Bangalore -
560042. Bardoli: 1st Floor, Office No 68,69,70, Mudit Palace, Station Road, Bardoli - 394601. Bareilly: 1st Floor, 54, Civil Lines, Ayub Khan Chauraha, Bareily - 243001. Belgaum: 1st Floor, Shree
Krishna Towers, RPD Cross No 14, Khanapur Road, Tilakwadi, Belgaum - 560009. Bharuch: Bluechip, 1st Floor, Shevashram Road, Panch Batti, Bharuch - 392001. Bhatinda: Jindal Complex,
2nd Floor, G T Road, Bathinda - 151001. Bhavnagar: 3rd Floor, Corporate House, Plot No. 11B, Waghawadi Road, Bhavnagar - 364004. Bhilai: 2nd Floor, Priyadarshani Panisar, above dominos
pizza, Nehru Nagar, Near Railway Crossing, Bhilai - 490020. Bhilwara: 1st Floor, B Block, Shop No 21, S K Plaza, Pur road, Bhilwara - 311001. Bhopal: 133, Kay Kay Business Center, 1st floor,
Above Citibank, Zone 1 - MP Nagar, Bhopal - 462011. Bhubaneswar: 2nd Floor, Near Kalsi Petrol Pump, 5 - Janpath Karvil Nagar, Bhubaneshwar - 751001. Bhuj: 1st Floor, Office No 105,
Krishna Chambers, “B”, Station Road, Above SBI, Bhuj - 370001. Bikaner: 1st Floor, Shop No 26 & 27, Silver Square, Rani Bazar, Bikaner - 334001. Bilaspur: 1st Floor, Krishna, Sonchhatra
Compound, Shiv Talkies – Tarbahar Road, Near RNT Square, Bilaspur - 495004. Bokaro: GB-20, City Center, Sector - 4, Bokaro - 827004. Calicut: 6/1002M, 4th Floor, City Mall, Kannur Road
(Opp Y.M.C.A), Calicut - 673001. Chandigarh: 1st Floor, SCO No. 449-450, Sector 35-C, Chandigarh - 160034. Chennai: 2nd Floor, No.50, N.B Road (North Boag Road), T. Nagar, Chennai -
600017. Chennai: Shop No. 3, Ground Floor, Anu Arcade, No. 1, 15th Cross Street, Shashtri Nagar, Adyar, Chennai - 600020. Chennai: No. 338/7, First Floor, New Sunshine Apartment, Second
Avenue, Anna Nagar, Chennai - 600040. Cochin: 3rd Floor, Chicago Plaza, Rajaji Road, Ernakulam, Cochin - 682035. Coimbatore: Ahuja Towers, 2nd Floor, 42/15, T.V.Swamy Road (West), R.S.
Puram, Coimbatore - 641002. Cuttack: 3rd Floor, City Mart, B.K.Road, Cuttack - 753001. Dadar: Ground Floor, Shop No 2, “Angelique”, Next to Bank of Maharashtra, Gokhale Road North,
Dadar (West), Mumbai 400028. Dehradun: 2nd Floor, NCR Corporate Plaza, New Cantt Road, Dehradun - 248001. Dhanbad: 4th Floor, Shree Laxmi Complex, Bank Mode, Dhanbad - 826001.
Dindigul: 2/2, 1st Floor, Surya Tower, Above ICICI Bank, Salai Road, Dindigul - 624001. Durgapur: Plot No 848, City Centre, Near Rose Valley Hotel, 2nd Floor, Durgapur - 713216. Faridabad:
Reliance General Insurance, SCO 2nd Floor, Near HDFC Bank,Sector -16, Faridabad - 121002. Firozabad: 1st Floor, Plot No 9/1, Raniwala Market, Agra Road, Above UCO Bank, Firozabad -
283203. Gandhinagar: Office No 302, Meghmalhar, Sector 11, Ch Road, Gandhinagar - 382017. Ghaziabad: Reliance Life Insurance, J-3, 2nd Floor, Krishna Plaza, Raj Nagar, Ghaziabad -
201001. Gorakhpur: 4th Floor, Cross Road Mall, Bank Road, Gorakhpur - 273001. Guntur: Pranavam Plaza, Door No. 5-35-69, 4/9, Brodipet, Guntur - 522002. Gurgaon: Palm Court Building,
7th Floor, Sector 14, Gurgaon - 122001. Guwahati: 2E, 2nd Floor, Dihang Arcade, ABC, Rajiv Bhavan, G S Road, Guwahati - 781005. Gwalior: 3rd Floor, Alaknanda Tower, City Centre, Gwalior
- 474002. Haldwani: 2nd Floor, Block B, Durga City Centre, Haldwani - 263139. Himmatnagar: Office No 1, Ground Floor, Rajkamal Chambers, Near LIC, Highway Road, Polo Ground, Vistar,
Himmatnagar - 383001. Hissar: SCO - 187, 1st Floor, Red Square Market, Hissar - 125001 Howrah: Jai Mata Di Tower, 4th Floor, 21, Dobson Road, Howrah - 711101. Hubli: No. 6, Upper Ground
Floor, Aalishan, Travellers Bungalow Road, Deshpande Nagar, Hubli - 580029. Hyderabad: Second Floor, Gowra Klassic, 1-11-252/6&7/A&B, behind Shoppers Stop, Begumpet - 500016.
Ichalkaranji: 2nd Floor, Suyog Chambers, Ward No 16, H No 1545, Ichalkaranji – Kolhapur Main Road, Near Central Bus Stand, Ichalkaranji - 416115. Indore: 303 & 304, D M Towers, 21/1 Race
Course Road, Near Janjirwala Square, Indore - 452001. Jabalpur: 1st Floor, Raj Leela Tower, 1276 Wight Town, Allahabad Bank, Jabalpur - 482001. Jaipur: 1st Floor, Ambition Tower, Above
SBBJ Kohinoor Branch, D-46, Agrasen Circle, Subhash Marg, C Scheme, Jaipur - 302001. Jalandhar: 2nd Floor, Shanti Tower, SCO no.37, PUDA Complex, Opposite Tehsil Complex, Jalandhar
- 144001. Jalgaon: Ground Floor, Shop No 3, Laxmi Plaza, Gujarathi Lane, Visanji Nagar, Jalgaon - 425001. Jammu: Banu Plaza, B-2, 206, South Block, Railway Head, Jammu - 180001.
Jamnagar: Shop no. 2, 3, 4 & 5, Ground Floor, Shilp, Indira Nagar, Jamnagar - 361140. Jamshedpur: Office No. 310 ,3rd Floor, Yashkamal Complex, Bistupur , Jamshedpur - 831001. Janakpuri:
Ground Floor, Shop No 31, B Block, Community Centre, Janakpuri - 110058. Jayanagar: 118/1, First Floor, Venkat Elegance, 6th C Main Road, 4th Block, Jayanagar, Bangalore - 560011. Jhansi:
1st Floor, DP Complex, Elite, Sipri Road, Jhansi - 284001. Jodhpur: Dhir Jhanka, 3rd Floor, IIIrd B Road, Sardarpura, Jodhpur - 342003. Junagarh: Shop No 10, Raiji Nagar, Shopping Complex,
Opposite Moti Palace, Junagarh - 362001. Kalyan: Shop No 4, Gr Floor, Santoshi Mata road, Mahavir Complex, Kalyan (W) - 421301. Kalyani: 1st Floor, B-8/25 (CA), Nadia, Kalyani - 741235.
Kangra: Ground Floor, Shop No 3018, War No 9, Above SBI, Kangra - 177103. Kanpur: 6th Floor, Office No-3, KAN Chambers,14/113, Civil Lines, Kanpur - 208001. Kharagpur: Atwal Real
Estate, M S Towers, O T Road, INDA, Kharagpur - 721305. Kolhapur: 1st Floor, Office No 101,102, Haripriya Plaza, Rajaram Road, Rajarampuri, Kolhapur - 416001. Karnataka: Reliance Mutual
Fund, NO.164/3/4, (Beside Sri Kannikaparameswari Co-Operative Bank), First Floor, 3rd Main Road, P J Extension, Davangere, Karnataka - 577002. Kolkata: Unit no. 10,11 & 12, 5th floor, FMC
Fortuna, A J C Bose, Kolkata - 700020. Kolkata: 14B, 18, British Indian Street, GF Shop No. 14, Kolkata - 700001. Kolkata: B D 25, Salt Lake, Sector - 1, Kolkata - 700064. Kota: 1st Floor,
Office No 1 & 2, Mehta Complex, Near Grain Mandi, 26, Jhalawar Road, Kota - 324007. Kottayam: Shop No. IV 278,1st Floor, Vetteel Estate, Kanjikuzhy, Kottayam - 686004. Lucknow: Ground
Floor, Aslam Agha Complex, 5, Park Road, Thapper House, Hazaratganj, Lucknow - 226001. Ludhiana: 1st Floor, SCO 10-11, Feroze Gandhi Market, Ludhiana - 141001. Madurai: 1st Floor,
Suriya Towers, 272, 273, Goods Shed Street, Madurai - 625001. Malleswaram: Door No.89 (Old no.36), Ground Floor, 3rd Cross, Sampige Road, Malleswaram, Banglore - 560003. Mangalore:
UGI - 3 & 4, Upper Ground Floor, “Maximus Commercial Complex,” Light House Hill Road, Mangalore - 575001. Margao: Shop No. 3, Mira Building, Pajifond, Near Jain Mandir, Margao, Goa
- 403601. Meerut: Ground Floor, G-14, Rama Plaza, Bachha Park, WK Road, Meerut - 250001. Mehsana: Reliance Mutual Fund, Jaydev Complex, 1st Floor, Near SBBJ Bank, Opposite P B
Pump, Mehsana - 384002. Moradabad: Reliance Mutual fund, 8/8/49A, Near Raj Mahal Hotel, Civil lines, Moradabad, UP, Pin - 244001. Mumbai: Office No 304, Kshitij Building, 3rd Floor, Veera
Desai Road, Opposite Andheri Sports Complex, Andheri (W), Mumbai - 400053. Mumbai: Office No 101, 1st Floor, Bhoomi Saraswathi, Ganjawala Lane Chamunda Circle, Borivali (W), Mumbai
- 400092. Mumbai: Office No. 203 & 204, 2nd Floor, Rupa Plaza, Jawahar Road, New BMC Office, Ghatkopar (E), Mumbai - 400077. Mumbai: Mittal Chambers, 228, Ground Floor, Nariman
Point, Mumbai - 400021. Muzaffarnagar: 1st Floor, 139, Sarvat Gate North, Ansari Road, Muzaffarnagar - 251002. Mysore: Shop No. 1, Ground Floor, Mahindra Arcade, Saraswathipuram, 2nd
Main Road, Mysore - 570009. Nanded: Office No 10, 1st Floor, Sanman Prestige, Near Zilla Parishad, Nanded - 431601. Nagpur: Office No 101, 1st Floor, Ramdaspeth, behind SBI Bank, Thapar
Inclave 2, Nagpur - 440010. Nashik: Office No 1, Bedmutha’s Navkar Height, New Pandit Colony, Sharanpur Road, Nashik - 422005. Navsari: Shop No 301, 3rd Floor, Landmark Mall, Sayaji
Library, Navsari - 396445. New Delhi: 801 - 806, 810 - 812, 8th Floor, Prakashdeep Building, 7, Tolstoy Marg, New Delhi – 110001. Noida: Unit no. 101, 1st Floor, Chokhani Square, Plot No. P4,
Sector -18, Noida - 201301. Panaji: 1st Floor, Block “D”, Office No F17, F18, F19 & F20, Alfran Plaza, Mahatma Gandhi Road, Panjim - 403001. Panipat: 1st Floor, Royal II, 1181, G T Road,
Opposite Railway Road, Panipat - 132103. Pathankot: 2nd Floor, Choudhary Collections, SCO 11, Near ICICI Bank, Patel Chowk, Pathankot - 145001. Patiala: S.C.O. 44, Ist Floor, New Leela
Bhawan Market, Patiala - 147001. Patna: C - 5, 1st Floor, Twin Tower Hathwa, South Gandhi Maidan, Patna - 800001, Bihar. Pune: 5th Floor, Guru Krupa, 1179/4, F.P. No. 554/4, Smruti, Modern
College Road, Dnyaneshwar Paduka Chowk, Off FC Road, Pune - 411005. Raipur: 1st floor, D M Plaza, Chhotta Para, Fire Brigade chowk, Raipur - 492001. Rajahmundry: Door No : 6-8-7,
First Floor, Upstairs of HDFC Bank, T-Nagar, Nidamarthi Vari Veedhi, Rajahmundry - 533101. Rajasthan: Shop No 6, Gali No 4, Nagpal Colony, opposite Bihani petrol pump, Sri Ganganagar,
Rajasthan – 335001. Rajkot: 2nd Floor, Plus Point, Opp Haribhai Hall, Dr. Yagnik Road, Rajkot - 360001. Ranchi: Office No. 317, 3rd Floor, “Panchwati Plaza”, Kutchery Road, Ranchi - 834001.
Rohtak: 2nd Floor, Ashoka Plaza, Delhi Road, Rohtak - 124001. Rourkela: 4th Floor, Triveni Complex, Madhusudan Marg, Rourkela - 769001. Sagar: 1st Floor, 10 Civil Lines, Yadav Complex,
Sagar - 470002. Saharanpur: 1st Floor, Mission market, court road, Saharanpur - 247001. Salem: 2nd Floor, Kandaswarna Mega Mall, Survey No. 186/2E, Alagapuram, Opp Saradha College,
Fairlands, Salem - 636016. Sangli: Ground Floor, Office No G 4, Siddhivinayak Forum Opp. Zilla Parishad, Miraj Road, Sangli - 416416. Satara: Ground Floor, Sai Plaza, Near Powai Naka, Satara
- 415001. Shillong: First Floor, Crescens Bldg, M G Road, Shillong - 793001. Shimla: Fourth Floor, Bella Vella, The Mall, Shimla - 171001. Siliguri: Gitanjali Complex, 1st Floor, Sevoke Road,
Siliguri - 734001. Solapur: 1st Floor, Office No 6, City Pride, 162, CTS No 8397, Railway Lines, Solapur - 413002. Sreerampore: 2nd Floor, 35, N. S, Avenue, Srerampore, Hooghly - 712201.
Surat: No.118, 1st Floor, Jolly Plaza, Opp. Athwagate Police Chowki, Athwagate Circle, Surat - 395001. Thane: Shop No 4, Ground Floor, Satyam Apartment, M G Road, Near Naupada Police
Station, Thane - 400602. Thrissur: 4th floor, Pathayapura Building, Round South, Thrissur - 680001. Tinsukia: Albs Commercial Complex, 2nd Floor S R Lohia Road, above ICICI Bank, Tinsukia
- 786125. Tirupati: 1st Floor, 20-1-200A, Maruthi Nagar, Korlagunta, Tirumala By Pass Road, Tirupati - 517501. Trichy: Ground Floor, Plot No. D-27, Door No. D-27, 7thCross (East), Thillainagar,
Tiruchirappalli - 620018. Trivandrum: 1st flr, Uthradam, Panavila Junction, Trivandrum - 695001. Udaipur: 1st Floor, Ridhi Sidhi Complex, Madhuban, Udaipur - 313001. Ujjain: Office No 304,
Shape Arcade, Kalidas Marg, 116, Freeganj, Ujjain - 456001. Vadodara: Office No 304, 3rd Floor, KP Infinity Complex, Opposite Inox, Race Course, Vadodara - 390007. Valsad: Office No 103,
1st Floor, Amar Chamber, Station Raod, Valsad - 396001. Vapi: 1st Floor, Royal Fortune, 102 b/b,102b/c, Daman Chala Road, Opp Upasna School, Vapi - 396191. Varanasi: unit no. 2, 1st floor,
Arihant Complex, Sigra, Varanasi - 221010. Vasco: Shop No. S-1, Our Lady of Merces Building, Opp. K.T.C Bus Stand, Mundvel, Vasco Da Gama, Goa - 403802. Vashi: Shop no. 20, Ground
floor, Devrata Building, Plot no. 83, Sector 17, Vashi, Navi Mumbai – 400705. Vijayawada: 3rd floor, Surya tower, Above Icon showroom, M G Road, Labbipet, Vijayawada - 520010. Visakhapatnam:
First Floor, Somu Naidu Enclave, Dwaraka Nagar, 3rd Lane, Vishakhapatnam - 530016. Warangal: 2nd Floor, ABK Mall, 15 & 16, Ram Nagar, Hanamkonda, Warangal - 506002.
KARVY COMPUTERSHARE PRIVATE LIMITED

Agartala: Jagannath Bari Road, Bidur Karta Chowmuhani, Agartala - 799001. Agra: Deepak Wasan Plaza, Behind Holiday Inn, Opp Megdoot Furnitures, Sanjay Place, Agra - 282002 (U.P).
Ahmedabad: 201, Shail Building, Opp : Madhusudhan House Nr. Navrangpura Telephone Exchange, Navrangpura, Ahmedabad - 380006. Ajmer: 1-2, II Floor Ajmer Tower, Kutchary Road Ajmer
- 305001. Akola: Shop No-30, Ground Floor, Yamuna Tarang Complex, N.H. No. 06, Murtizapur Road, Akola - 444004. Aligarh: 1St Floor, Kumar Plaza, Aligarh - 202001. Allahabad: RSA Towers,
2nd Floor, Above Sony TV Showroom, 57, S P Marg, Civil Lines, Allahabad - 211001. Alleppy: 2nd Floor, JP Towers Near West Of zilla Court Bridge, Mullakkal, Alleppy - 688011. Alwar: 101, 1st
Floor, Saurabh Towers, Opp. UTI, Road No # 2 Bhagat Singh Circle, Alwar - 301001. Amaravathi: Shop No. 13 & 27, First Floor Gulshan Plaza, Raj Peth, Badnera Road, Amaravathi - 444605.
Ambala: 6349, Nicholson Road, Adjacent Kos Hospital, Ambala Cantt, Ambala - 133001. Amritsar: 72-A, Taylor’S Road, Aga Heritage, Gandhi Ground, Amritsar - 143001. Anand: F-6,
Chitrangana Complex Opp: Motikaka Chawl, V V Nagar, Anand - 388001. Ananthapur: 15-149, 1st Floor, S. R. Towers, Opp: Lalithakala Parishat, Subash Road, Anantapur - 515001. Ankleshwar:
L/2, Keval Shopping Center, Old National Highway, Ankleshwar - 393002. Asansol: 114 / 71, G. T. Road Near Sony Centre, Bhanga Pachil, Asansol - 713303. Aurangabad: Ramkunj, Railway
Station Road, Near Osmanpura Circle, Aurangabad - 431005. Azamgarh: 1st Floor Alkal Building, Opp. Nagaripalika Civil LIne, Azamgarh - 276001. Balasore: M S Das Street, Gopalgaon,
Balasore - 756001. Bangalore: No : 51/25, 1st Floor, Surya Building Ratna Avenue, Richmond Road, Bangalore - 560025. Bankura: Ambika Market, Natunganj Bankura - 722101. Bareilly: 1st
Floor, 165, Civil Lines, Opp. Hotel Bareilly Palace, Near Rly Station Road, Bareilly - 243001. Berhampore (WB): Thakur Market Complex, 72, Naya Sarak Road, Gorabazar, PO. Berhampore DIST.
Murshidabad, Baroda: SB - 4 & 5, Mangaldeep Complex, Opposite Mesonic Hall. Productivity Road, Alkapuri, Vadodara - 390007. Begusarai: Hotel Diamond Surbhi Complex, Near I.O.C
Township Gate, Kapasiya Chowk, Begusarai - 851117. Belgaum: CTS No 3939/ A2 A1, Above Raymonds Show Room, Beside Harsha Appliances Club Road, Belgaum - 590001.Bellary: No.1
Khb Colony, Gandhinagar, Bellary - 583101. Berhampur (OR): Ramlingam Tank Road, Berhampur - 760002. Betul: 107, Hotel Utkarsh, Awasthi Complex, J H College Road, Civil Lines, Beetul
- 460001. Bhagalpur: 2nd Floor, Chandralok Complex, Ghantaghar, Radha Rani Sinha Road, Bhagalpur - 812001. Bharuch: 147-148, Aditya Complex Near Kasak Circle Bharuch - 392002.
Bhatinda: #2047- A, 2nd Floor, Above Max New York Life Insurance, The Mall Road, Bhatinda - 151001. Bhavnagar: Surabhi Mall 301, 3rd Floor, Waghawadi Road, Bhavnagar - 364001. Bhilai:
Shop No-1, First Floor Plot NO-1, Old Sada Office Block Commercial Complex, Near HDFC Atm, Nehru Nagar- East. Bhilwara: 27-28, 1St Floor, Hira-Panna Complex Pur Road, Bhilwara -
311001. Bhopal: Kay Kay Busniss Centre 133, Zone I, M P Nagar, Bhopal - 462011. Bhubaneswar: Plot No - 104 / 105 (P), Jaydev Vihar, Besides Hotel Pal Heights, Bhubaneswar - 751013.
Bikaner: 2Nd Floor, Plot No 70 & 71, Panchshati Circle, Sardul Gunj Scheme, Bikaner - 334003. Bilaspur: Shop No 201/202, V. R. Plaza, Link Road, Bilaspur - 495001. Bokaro: B-1, 1St Floor,
Near Sona Chandi Jewellers, City Centre, Sector - 4, Bokaro Steel City - 827004. Burdwan: 63 G T Road, Birhata, Halder Complex, 1St Floor, Burdwan - 713101. Calicut: Sowbhagya Shoping
Complex, Areyadathupalam Mavoor Road, Calicut - 673004. Chandigarh: Sco-371-372; First Floor; Above Hdfc Bank; Sector 35B Chandigarh - 160022. Chandrapur: Shop No.5, Office No.2,
1St Floor, Routs Raghuvanshi Complex, Beside Azad Garden, Main Road, Chandrapur - 442402. Chennai: Flat No F11, First Floor, Akshya Plaza, (Erstwhile Harris Road), Opp Chief City
Metropolitan Court, 108, Adhithanar Salai, Egmore. Chinsura: JC Ghosh Sarani, Near Bus Stand, Chinsura - 712101. Cochin: Building Nos. 39, Ali Arcade,1st floor, Near Atlantis Junction,
Kizhvana Road, Panampili Nagar, Cochin - 682036. Coimbatore: 1057/1058, Jaya Enclave, Avanashi Road, Coimbatore - 641018. Cuttack: Dargha Bazar, Opp. Dargha Bazar Police Station,
Buxibazar, Cuttack - 753001. Darbhanga: Jaya Complex, 2nd Floor, above furniture planet, Donar chowk, Darbanga - 846003. Davangere: 15/9, Sobagu Complex, 1St Floor, 2Nd Main Road,
P J Extension, Davangere - 577002. Dehradun: Kaulagarh Road, Near Sirmour Marg, Above Reliance Webworld, Dehradun - 248001. Deoria: 1St Floor, Shanti Niketan Opp. Zila Panchayat, Civil
Lines, Deoria - 274001. Dewas: 27 Rmo House, Station Road, Dewas - 455001. Dhanbad: 208, New Market, 2Nd Floor, Katras Road, Bank More, Dhanbad - 826001. Dharwad: G7 & 8, Sri
Banashankari Avenue Ramnagar, Opp Nttfpb Road, Dharward - 580001. Dhule: Ashoka Estate, Shop No. 14/A, Upper Ground Floor, Sakri Road, Opp. Santoshi Mata Mandir, Dhule - 424001.
Dindigul: No.9, Old No. 4/B, New Agraharam, Palani Road, Dindigul - 624001. Durgapur: MWAV-16 Bengal Ambuja, 2nd Floor, City Centre, Durgapur - 713216. Eluru: D. NO: 23B - 5 - 93 / 1,
Savithri Complex, Edaravari Street Near Dr. Prabhavathi Hospital, R. R. Pet, Eluru - 534002. Erode: No. 4, KMY Salai, Veerappan Traders Complex, Opp: Erode Bus Stand, Sathy Road, Erode
- 638003. Faridabad: A-2B, 1st Floor, Nehru Ground, Neelam Bata Road, Nit, Faridabad - 121001. Ferozpur: 2nd Floor, Malwal Road, Opp. H.M. School, Ferozpur City -152002. Gandhidham:
Office No. 203, Second Floor, Bhagwati Chamber, Plot No. 8 Sector - 1/A, Kutch Kala Road, Gandhidham - 370201. Gandhinagar: Plot No. 945/2, Sector - 7/C, Gandhinagar - 382007. Gaya:
1St Floor, Lal Bhawan, Tower Chowk, Near Kiran Cinema, Gaya - 823001. Ghaziabad: 1st Floor, C-7, Lohia Nagar, Ghaziabad - 201001. Ghazipur: Shubhra Hotel Complex, 2nd Floor,
Mahaubagh, Ghazipur - 233001. Gonda: Shree Markit, Sahabgunj, Near Nuramal Mandir, Station Road, Gonda - 271001. Gorakhpur: Above V.I.P. House Ajdacent, A.D. Girls Inter College, Bank
Road, Gorakpur - 273001. Gulbarga: CTS No. 2913, First Floor, Asian Tower Next To Hotel Aditya, Jagat Station Main Road, Gulbarga - 585105. Guntur: D No 6-10-27 10/1, Sri Nilayam,
Arundelpet, Guntur - 522002. Gurgaon: Shop No. 18, Ground Floor, Sector - 14, Opp. AKD Tower, Near Huda Office, Gurgaon - 122001. Guwahati: 1st Floor, Bajrangbali Building, Near Bora
Service Station, GS Road, Guwahati - 781007. Gwalior: Shindi Ki Chawani, Nadi Gate Pul, MLB Road, Gwalior - 474001. Haldwani: Above Kapilaz Sweet House, Opp LIC Building, Pilikothi
Haldwani - 263139. Haridwar: 8, Govind Puri, Opp. LIC - 2, Above Vijay Bank, Main Road, Ranipur, More, Haridwar - 249401. Hassan: St. Anthony’s Complex Ground Floor, H N Pura Road,
Hassan - 573201. Hissar: Sco 71, 1st Floor, Red Square Market, Hissar - 125001. Hoshiarpur: Ist Floor, The Mall Tower, Opp Kapila Hospital, Sutheri Road, Near Maharaj Palace, Hoshiarpur -
146001. Hubli: 22 & 23, 3rd Floor Eurecka Junction, T B Road, Hubli - 580029. Hyderabad: Karvy Selenium, Tower B, Plot Nos. 31 & 32, Financial District, Nanakramguda, Serillingampally
Mandal, Hyderabad – 500032. Indore: G - 7, Royal Ratan Building, M. G Road, Opp. Kotak Mahindra Bank. Indore - 452010. Jabalpur: 43, Naya Bazar, opposite shyam talkies, Jabalpur (M.P.)
- 482001. Jaipur: S-16 A, 3Rd Floor, Land Mark, Opposite Jaipur Club, Mahavir Marg, C- Scheme, Jaipur - 302001. Jalandhar: Lower Ground Floor, Office No : 3, Arora Prime Tower, Plot No :
28, G T Road, Jalandhar - 144 004. Jalgaon: 148 Navi Peth, Opp. Vijaya Bank Near. Bharat Dudhalay, Jalgaon - 425001. Jalpaiguri: D.B.C. Raod, Near Rupasree Cinema Hall, Beside Kalamandir,
Po & Dist, Jalapiguri - 735101. Jammu: 29 D/C, Near Service Selection Commission Office, Gandhi Nagar, Jammu - 180004. Jamnagar: 108, Madhav Plaza, Opp SBI Bank, Near Lal Bangalow,
Jamnagar - 361001. Jamshedpur: Kanchan Tower, 3Rd Floor, Chhaganlal Dayalji @ Sons 3-S B Shop Area, ( Near Traffic Signal ) Main Road, Bistupur, Jamshedpur - 831001. Jaunpur: 119, R
N Complex, 2nd Floor, Near Jay Ceej Crossing, Ummarpur, Jaunpur - 222002. Jhansi: 371/01, Narayan Plaza, Gwalior Road, Near Jeevan Shah Chauraha, Jhansi - 284001. Jodhpur: 203, Modi
Arcade, Chupasni Road, Jodhpur - 342001. Junagadh: 124/125, Punit Shopping Center, Ranavat Chowk, Junagadh, Gujarat - 362001. Kannur: 2nd Floor, Prabhat Complex, Fort Road, Kannur
- 670001. Kanpur: 15/46, Ground Floor, Opp: Muir Mills, Civil Lines, Kanpur - 208001. Karaikudi: Gopi Arcade, 100 Feet Road, Karaikudi - 630001. Karimnagar: H.No.4-2-130/131, Above Union
Bank, Jafri Road, Rajeev Chowk, Karimnagar - 505001. Karnal: 18/369, Char Chaman Kunjpura road, Karnal -132001. Karur: No. 6, Old No.1304, Thiru-Vi-Ka Road, Near G. R. Kalyan Mahal,
Karur - 639001. Kharagpur: Malancha Road, Beside Uti Bank, Kharagpur - 721304. Kolhapur: 605/1/4 E Ward, Near Sultane Chambers, Shahupuri, 2nd Lane, Kolhapur - 416001. Kolkata:
166A, Rashbehari Avenue, 2nd Floor, Near Adi Dhakerhwari Bastralaya OPP- Fortis Hospital, Kolkata - 700029. Kollam: Ground floor, Vigneshwara Bhavan, Below Reliance Web World,
Kadapakkada Kollam - 691008. Korba: 1St Floor, 35 Indira Complex, T P nagar, Korba (C.G.) - 495677. Kota: H.No. 29, First Floor, Near Lala Lajpat Rai Circle Shopping Centre, Kota - 324007.
Kottayam: 1St Floor, Csi Ascension Church Complex, Kottayam - 686001. Kurnool: Shop No. 43, 1St Floor, S V Complex, Railway Station Road, Kurnool - 518 004. Lucknow: Usha Sadan, 24,
Prem Nagar, Ashok Marg, Lucknow - 226001. Ludhiana: SCO - 136, First Floor, Above Airtel Show Room, Feroze Gandhi Market, Ludhiana - 141001. Madurai: Rakesh Towers, 30-C, Bye Pass
Road, Ist Floor, Opp Nagappa Motors, Madurai - 625010. Malappuram: First Floor, Cholakkal Building, Near A U P School, Up Hill, Malappuram - 676505. Malda: Sahistuli Under Ward No-6,
English Bazar Municipality, No-1 Govt Colony, Malda - 732101. Mangalore: Ground Floor, Mahendra Arcade Kodial Bail, Mangalore - 575003. Mandi: House No.149/11, School Bazar, City,
Mandi - 175001. Margoa: 2Nd Floor, Dalal Commercial Complex, Opp: Hari Mandir, Pajifond, Margao - Goa - 403601. Mathura: AMBEY Crown, IInd Floor, In Front Of BSA College, Gaushala
Road, Mathura - 281001. Meerut: 1St Floor, Medi Centre Complex, Opp. Icici Bank, Hapur Road, Meerut - 250002. Mehsana: Ul - 47, Appolo Enclave, Opp Simandhar Temple, Modhera Char
Rasta Highway, Mehsana - 384002. Mirzapur: Girja Sadan, Dankin Gunj, Mirzapur - 231001. Moga: Near Dharamshala Brat Ghar, Civil Line, Dutt Road, Moga - 142001. Moradabad: Om
Arcade, Parker Road, Above Syndicate Bank, Tari Khana Chowk, Moradabad - 244001. Morena: Moti Palace, Near Ramjanki Mandir, Jiwaji Ganj, Morena - 476001. Mumbai: Office number:
01/04 24/B, Raja Bahadur Compound, Ambalal Doshi Marg, Behind Bombay Stock Exchange, Fort, Mumbai - 400001. Muzaffarpur: 1St Floor, Uma Market, Near Thana Gumti, Motijheel,
Muzaffarpur, Bihar - 842001. Mysore: L - 350 , Silver Tower, Clock Tower, Ashoka Road, Mysore - 570001. Nadiad: 105 Gf City Point, Near Paras Cinema, Nadiad - 387001. Nagarkoil: 3A,
South Car street, Parfan Complex, Nr The Laxmi Villas Bank, Nagarcoil - 629001. Nagpur: Plot No.2/1, House No. 102/1, Mangaldeep Apartment, Mata Mandir Road, Opp. Khandelwal Jewellers,
Dharampeth, Nagpur - 440010. Namakkal: 105/2, Arun Towers, Paramathi Street, Namakkal - 637001. Nanded: Shop No. 4, First Floor, Opp. Bank Of India Santkrupa Market, Gurudwara Road,
Nanded - 431602. Nasik: S-12, Second Floor, Suyojit Sankul, Sharanpur Road, Nasik - 422002. Navsari: 1St Floor, Chinmay Arcade Opp. Sattapir, Tower Road, Navsari - 396445. Nellore: 207,
II Floor, Kaizen Heights,16/2/230, Sunday Market Pogathota, Nellore - 524001. New Delhi: 305, 3rd Floor, New Delhi House, Bara Khamba Road, Connaught Place, New Delhi - 110001.
Nizamabad: H No. 4-9-55, 1St Floor, Uppala Rameshwara Complex, Jawahar Road, Nizambad - 503001. Noida: 307, Jaipuria Plaza, D 68 A, 2nd Floor, Opp Delhi Public School, Sector 26,
Noida - 201301. Palghat: 12/310, (No.20 & 21), Metro Complex, Head Post Office Road, Sultanpet, Palghat - 678001. Panipat: 1St Floor, Krishna Tower, Near Hdfc Bank, Opp. Railway Road, G
T Road, Panipat - 132103. Panjim: City Business Centre, Coelho Pereira Building ,Room Nos.18,19 & 20, Dada Vaidya Road, Panjim - 403001. Pathankot: I Floor, 9A, Improvement Trust Building,
Near HDFC Bank, Patel Chowk, Pathankot - 145001. Patiala: Sco 27 D, Chhoti Baradari, Patiala - 147001. Patna: 3A, 3Rd Floor Anand Tower, Exhibition Road, Opp Icici Bank, Patna - 800001.
Pollachi: S S Complex, New Scheme Road, Pollachi - 642002. Pondicherry: First Floor No.7, Thiayagaraja Street, Pondicherry - 605001. Proddatur: Beside SBI ATM, Near Syndicate bank,
Araveti Complex, Mydukur Road, Kadapa Dist, Proddatur - 516360. Pudukottai: Sundaram Masilamani Towers, Ts No. 5476 - 5479, Pm Road, Old Tirumayam Salai, Near Anna Statue, Jublie
Arts, Pudukottai - 622001. Pune: Shop No. 16, 17 & 18, Ground Floor, Sreenath Plaza, Dyaneshwar Paduka Chowk, F C Road, Pune - 411004. Raipur: Room No. TF 31, 3 RD FLOOR, Millennium
Plaza, Behind Indian Coffee House, G E Road, Raipur - 492001. Rajahmundry: Dr.No; 6-1-4, first floor, Rangachary street, Tnagar, Rajahmundry - 533101. Rajapalayam: Professional Couriers
Building, 40/C (1), Hospital Road, Rajapalayam - 626117. Rajkot: 104, Siddhi Vinayak Complex, Dr Yagnik Road, Opp Ramkrishna Ashram, Rajkot - 360001. Ranchi: Room No. 307, 3Rd Floor,
Commerce Towers, Beside Mahabir Towers Main Road, Ranchi - 834001. Ratlam: 1 Nagpal Bhavan, Freeganj Road, Tobatti, Ratlam - 457001. Renukoot: Shop No. 18, Near Complex Birla
Market, Renukoot - 231217. Rewa: Ist Floor, Angoori Building, Besides Allahabad Bank Trans University Road, Civil Lines, Rewa - 485001. Rohtak: 1St Floor, Ashoka Plaza, Delhi Road, Rohtak
- 124001. Roorkee: Shree Ashadeep Complex, 16 Civil Lines, Near Income Tax Office, Roorkee, Uttaranchal - 247667. Rourkela: 1St Floor, Sandhu Complex, Kanchery Road, Udit Nagar, Rourkela
- 769012. Sagar: Above Poshak garments, 5 Civil Lines, Opposite Income Tax Office, Sagar - 470002. Saharanpur: 18 Mission Market, Court Road, Saharanpur - 247001. Salem: Door No: 40,
Brindavan Road, Near Perumal Koil, Fairlands, Salem - 636016. Sambalpur: Quality Massion, 1St Floor Above Bata Shop / Preeti Auto Combine, Nayapara, Sambalpur - 768001. Satna: 1St Floor,
Gopal Complex, Near Busstand Rewa Road, Satna (M.P) - 485001. Shaktinagar: 1st/A-375, V V Colony Dist. Sonebhadra, Shaktinagar - 231222. Shillong: Mani Bhawan, Thana Road, Lower Police
Bazar, Shillong - 793001. Shimla: Triveni Building, By Pas Chowk, Khallini, Shimla - 171002. Shimoga: Uday Ravi Complex, LLR Road, Durgi Gudi, Shimoga - 577201. Shivpuri: 1ST Floor, M.P.R.P.
Building, Near Bank of India, Shivpuri - 473 551. Sikar: 1St Floor, Super Towers, Behind Ram Mandir, Station Road, Sikar - 332001. Silchar: 1St Floor, Chowchakra Complex, N N Dutta Road,
Premtala, Silchar - 788001. Siliguri: Nanak Complex, Near Church Road, Sevoke Road, Siliguri - 734001. Sitapur: 12/12-A, Surya Complex, Arya Nagar, Opp. Mal Godam, Sitapur - 261001.
Sivakasi: 363, Thiruthangal Road, Opp: Tneb, Sivakasi - 626123. Solan: Sahni Bhawan, Adjacent Anand Cinema Complex, The Mall, Solan - 173212. Solapur: Siddeshwar Secrurities, No 6, Vaman
Road, Vijaypur Road, Vaman Nagar, Solapur - 413004. Sonepat: 205, R Model Town, Above Central Bank Of India, Sonepat - 131001. Sri Ganganagar: 35-E-Block, Opp. Sheetla Mata Vatika, Sri
Ganga Nagar - 335001. Srikakulam: 4-1-28/1. Venkateshwara Colony, Day & Night Junction, Srikakulam - 532001. Sultanpur: Rama Shankar Complex Civil Lines, Faizabad Road, Sultanpur -
228001. Surat: G-6 Empire State Building, Near Parag House, Udhna Darwaja Ring Road, Surat - 395002. Thanjavur: Nalliah Complex, No.70, Srinivasam Pillai Road, Thanjavur - 613001.
Thodupuzha: First Floor, Pulimoottil Pioneer Pala Road, Thodupuzha - 685584. Tirunelveli: Jeney Building, 55/18, S N Road, Near Arvind Eye Hospital, Tirunelveli - 627001. Tirupathi: Plot No.16
(south part), First Floor, R C Road, Tirupati - 517502. Tirupur: First Floor, 224 A, S Selvakumar Departmental Stores, Ist Floor, Kamaraj Road, Opp To Cotton Market Complex, Tirupur - 641604.
Tiruvalla: 2nd Floor, Erinjery Complex, Near Kotak Securites, Ramanchira, Tiruvalla - 689107. Trichur: 2’Nd Floor, Brother’S Complex, Near Dhana Laxmi Bank Head Office, Naikkanal Junction,
Trichur - 680001.Trichy: Sri krishna Arcade, 1St Floor, 60 Thennur High Road, Trichy - 620017. Trivandrum: 2Nd Floor, Akshaya Towers, Above Jetairways, Sasthamangalam, Trivandrum - 695010.
Tuticorin: 4 B, A34, A37, Mangalmal, Mani Nagar, Opp: Rajaji Park, Palayamkottai Road, Tuticorin - 628003. Udaipur: 201-202, Madhav Chambers, Opp. G.P.O, Chetak Circle, Madhuban, Udaipur
- 313001. Ujjain: 101, Aastha Tower, 13/1, Dhanwantri Marg, Free Gunj, Ujjain - 456010. Valsad: Shop No 2, Phiroza Corner Opp Next Showroom, Tithal Road, Valsad - 396001. Vapi: Shop No 5,
Phikhaji Residency Opp Dcb Bank, Vapi Silvassa Road, Vapi - 396195. Varanasi: D-64/132, KA 1st Floor, Anant Complex, Sigra, Varanasi - 221010. Vellore: No.1, M.N.R. Arcade, Officer’S Line,
Krishna Nagar, Vellore - 632001. Vijayanagaram: “Soubhagya”, 19-6-13/1, ll nd Floor, Near Sbi Fort Branch, Vijayanagaram - 535002. Vijayawada: 39-10-7 Opp Municipal Water Tank, Labbipet,
Vijayawada - 520010. Visakhapatnam: 47-14-5/1 Eswar Paradise Dwaraka Nagar, Main Road, Visakhapatnam - 530016. Warangal: 5-6-95,1 st floor, opp: B.Ed collage, Lashkar Bazar, Chandra

Reliance Tax Saver ELSS CAF Full Form ARN 39091

Uploaded by

Copyright:

Available Formats

Reliance Tax Saver ELSS CAF Full Form ARN 39091

Uploaded by

Document Information

Original Description:

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Reliance Tax Saver ELSS CAF Full Form ARN 39091

Uploaded by

Copyright:

Available Formats

Reliance Nippon Life Asset Management Limited

(formerly Reliance Capital Asset Management Limited)

COMMON APPLICATION FORM A Reliance Capital Company

(To be filled in CAPITAL letters) APP No.:

1. DISTRIBUTOR / BROKER INFORMATION (Refer Instruction No. I.9)

2. UNITHOLDING OPTION - DEMAT MODE PHYSICAL MODE

5. FIRST APPLICANT DETAILS

PAN / PEKRN^ (First Applicant) PAN / PEKRN^ (Guardian)

Name of Guardian if first applicant is minor /

OCCUPATION**^ : Agriculturist Retired Government Service/Public Sector

STATUS^ : Resident Individual Trust / Charities / NGOs

(Net worth should not be older than 1 year)

Debt & Liquid CAF / 16th March 2016 / Ver 2.3

6. SECOND APPLICANT DETAILS

NAME PAN / PEKRN^

OCCUPATION^ : Agriculturist Retired Government Service/Public Sector STATUS^: NRI

(Net worth should not be older than 1 year)

ACKNOWLEDGMENT SLIP APP No.:

NAME PAN / PEKRN^

OCCUPATION^ : Agriculturist Retired Government Service/Public Sector STATUS^: NRI

(Net worth should not be older than 1 year)

Sole/First Applicant/Guardian Second Applicant Third Applicant

City Pin Code State

Mobile + (Country Code) Tel. No. STD Code Office Residence

Account No. M a n d a t o r y A/c. Type ( ) SB Current NRO NRE FCNR

BranchAddress Branch City

Debt & Liquid CAF / 16th March 2016 / Ver 2.3

Instrument No/Cash Deposit Slip No. Dated D D M M Y Y Y Y Drawn on Bank

Add convenience to your life with our value added service

Second Applicant POA Name Mr./Ms./M/s PAN^

Third Applicant POA Name Mr./Ms./M/s PAN^

17. DECLARATION AND SIGNATURE

Debt & Liquid CAF / 16th March 2016 / Ver 2.3

x First / Sole Applicant / x Second Applicant x Third Applicant

DISTRIBUTOR / BROKER INFORMATION

*Please sign below in case the EUIN is left blank/not provided.

Sole / 1st Applicant / Guardian

INITIAL INVESTMENT DETAILS

OTM + SIP Form / 18th Feb 2016 / Ver 1.5

UMRN (For Office Use Only) Date D D M M Y Y Y Y

Sponsor Bank Code (For Office Use Only)

(Name of Destination Bank)

Reference / Folio No. ______________________________ Email ID: _____________________________________________________________________

OTM + SIP Form / 18th Feb 2016 / Ver 1.5

FOR OFFICE USE ONLY (Not to be filled in by Investor)

DISTRIBUTOR / BROKER INFORMATION (Refer Instruction No. 25)

Name of ‘Transferor’ Scheme/Plan/Option

Name of ‘Transferee’ Scheme/Plan/Option

5. STP DETAILS (Refer Instruction No.6)

Amount of Transfer per Instalment Rs. ______________________________________

Enrolment Period (Please any one)

Only for Daily STP Enrolment Period

6. DECLARATION & SIGNATURE/S

STP Enrolment Form / 19th May 2016 / Ver 1.7

FOLIO NO. APP No.:

Received from STP application

Details of FATCA & CRS information

PAN Date of incorporation D D / M M / Y Y Y Y

Please tick the applicable tax resident declaration-

Reference / Folio No. Email ID: _______________________________________