Blakey 1987
Blakey 1987
Blakey 1987
ABSTRACT 7
Prior to World War II research in physical anthropology functioned within its
social and political context to produce an inegalitarian ideology. Aleš Hrdlička,
1869-1943, held a prominent place in these developments. Subsequent contextual
changes (not simply hypothesis testing) produced epistemological
changes.Although the field has been liberalized, many of the research interests
and beliefs regarding the concept of race of the pre-war period remained for
reasons having little to do with analytical efficacy. The continuing emphasis
placed on naturalistic explanation in general is shown in continuity with the
apologetic politics of pre-war anthropology. Yet, its promise for political
application has dimished. Alternatives with broader application exist in social
science approaches to comparative human biology, but social constraints upon
the field limit the focus of physical anthropology to natural history. Moreover,
this historical analysis shows socio-scientific articulation is intrinsic to the process
of scientific discovery and change.
’Pure impersonal science ... has nothing to do with safeguarding the human society, or
with the directing of human progress. It is, however, next to nature and in some respects
even above nature ... But scientific research is carried on by men and women who ...
are members of human society, and hence cannot be but deeply interested in its needs
and its difficulties. They are conscious that they are not an independent caste, but a
corps of intellectual tools of society ... Because of these conditions science cannot be
wholly abstract, impersonal; it cannot, and would not if it could, be asocial.’ Aleš
Hrdlička, 1869-1943 Human Welfare and Science (Hrdlička Papers, NAA/NMNH)
INTRODUCTION
Then, as throughout the history of the field, scholarly debate arose from the
social group such ideas sought to desenfranchise. Frederick Douglass (1854)
cogently explained the work of Morton and Agaziz as an attempt to reconcile the
economic convenience of slavery with the moral mandates of Christianity by
making blacks out to be sub-human. Later, at the turn of the century evolutionary
theory would give new interpretations of craniometric data providing a rich
natural historical conceptual framework, yet one in which social inequality
continued to be attributed to human biological differences. With the abolition of
slavery and Morton’s death, however, physical anthropology attracted very little
attention among the succeeding generation of American scientists (Hrdlicka,
1914, 1918).
In Europe during the 19th century anthropology addressed the question of
national differences. Paul Broca and his contemporaries were engaged in heated
scientific debates about the innate superiority of Frenchman over other European
groups. Their craniometric methods were also used to demonstrate the
superiority of academics, men, and whites. As Gould (1981) has shown, mental
capacities were inferred from measurements of head shapes (dolichocephaly vs.
brachycephaly), cranial size (with and without controlling for age and height),
brain weight, morphological complexity of the brain, and the position of the
phylogenetic ladder.
Time and again you will encounter in the brain where the brain is more animal, persons
who cannot be taught certain things, who cannot agree with society although there is no
13
APPLIED ANTHROPOLOGY AND EUGENICS
The practical value of evolutionary and biodeterministic anthropology hinged
upon its application to eugenical engineering of American biological and social
progress (racially selective immigration and controlled breeding of human
populations).
From now on evolution will no longer be left entirely to nature, but it will be assisted ...
and even regulated by man himself. This is into what we are coming, and I think it will be
one of the greatest manifestations of humanity - the fact of assisting intelligently in its
own evolution along the right lines, and thereby doing away with the immense waste
which would otherwise happen ... This particular line of activity is known to-day under
the name Eugenics, which is not, as is often supposed, a separate branch of science; it is
merely applied anthropological and medical science - applied for the benefit of
mankind ... (Hrdlicka, 1921:16: see also, Hrdlicka, 1918).
The eugenics movement proper, which grew during this period, dealt with racial
eugenics in an openly politicized and popular way. Although he was at times in
opposition to members of the eugenices movement (Spencer, 1979) Hrdlicka also
allied with them for common purposes. He encourged the membership of
notorious racists and eugenicists, Madison Grant and Charles B. Davenport, on
the Anthropology Committee of the newly formed National Research Council
(NRC) when they served his research and career interests (Spencer,
1979:645-660), John H. Kellogg, industrialist and founder of the Race
Betterment Foundation, was able to buy his way onto the editorial board of the
American Journal of Physical Anthropology (AJPA) (Ortner 1979). Davenport
of the Eugenics Records Office, Cold Springs Harbor, New York, (involved in
eugenics research) also joined the editorial board of the AJPA. Only after Grant
and Davenport began to compete with Hrdlicka for professional power would he
begin to oppose them.
The eugenics movement and mainstream evolutionary anthropologists like
Hrdlicka had much in common in their use of evolutionary theory although the
Hrdlicka was more conservative and empirically oriented. Eugenics could not be
applied as he naively put it, until ’people learn more and more of what is right and
what is not’ (Hrdlicka, 1921:16). His goal for the anthropologist of his day was
the accumulation of comparative racial data in ’preparation’ for eugenical
application (Hrdlicka, 1918). He seemed less anxious than Grant (1916) or
Stoddard (1920) about the threat of a ’rising tide of color’ that could sweep
against the ’Nordic’ gene pool threatening the biosocial advance of Western
civilization. If anything, Hrdlicka had greater confidence in the future of white
supremacy. That assumption, if fundamentally unaltered by later research,
would lead to the same racist/classist conclusions regarding the victims and
beneficiaries of racial eugenics as those already reached by the eugenics
movement.
There is no question that there are today already retarded peoples, retarded races, and
that there are advanced and more advanced races, and that the differences between them
tend rather to increase than to decrease ... And there is no acceptable possibility, there
is nothing that we can conceive or accept unless it be some unforeseen calamity ... that
would make the white man wait upon the Japanese or Chinaman who is only a little bit
behind, or the Negro who is a long way behind... From the scientific point of view there
is no such prospect at all according to all indications and simply through the continuous
IDEOLOGICAL-THEORETICAL-METHODOLOGICAL
ARTICULA TION
15
Craniometry was attractive to the American physicians, anatomists, and
biologists - medical and natural scientists - who wished to address the pressing
social issues of their day in terms of a physical structural-functional model.
Craniometry was the principle method for showing a linkage between biology and
social behavior, although we now know that the size and shape of the head
normally has nothing whatsoever to do with how people think and act. It is very
important to note that this biometric method (a natural science procedure) in no
way prevented the influences of socio-political bias. It was no more objective than
other fields for being biological. These methods served, moreover, to strengthen
the legitimation of social inequality with the presumed ’hard facts’ of biological
measurement.
A particular theory may be intimately related to the domain assumptions and
needs of cultural, class, and other interest groups. Methodological flexibility,
especially in the case of correlational methods, insures that data can be organized
so as to validate the particular theory in use. Data subjected to the most
Hrdlicka on Afro-Americans
In 1926 (two years after the passage of the Johnson Act restricting no-Nordic
immigration) the National Research Council began to turn its attention away
from European ethnics and towards the ’American Negro’. A Committee on the
Negro was established with R.J. Terry as chairman, Franz Boas, Charles
Davenport, Hrdlicka, Hooton, T.W. Todd, and A.V. Kidder (ex-officio) among
the anthropologists, and R.W. Woodworth and R. Dinlapp from psychology
(Hrdlicka, 1927a:205). Hrdlicka’s first assignment was to review what had been
accomplished in Afro-American studies and to compile a bibliography for the
Committee. The result was an article entitled ’Anthropology of the American
Negro; historical notes’ (1927a) which emphasized physical anthropology and
included a fair amount of sociological research including the work of black
scholars W.E.B. DuBois, E. Franklin Frazier, and Carter Woodson. In
Hrdlicka’s opinion most previous work was too shoddy for generalities, was not
rigorous, and ’commonly tinged with more or less bias for or against the Negro’
Another of Hrdlicka’s perspectives in the NRC report is that ’pure races’ were the
most appropriate units of evolutionary study. Hrdlicka was less interested in the
biology of Afro-Americans as such (an admixed and unique group), than in a
conceptual or ideal ’race’ which conformed to his evolutionary model. His
principal interest in blacks (similar to the current use of non-human primate
analogues) was the light which they as a pure race and extant primitive type could
shed on issues in human evolution.
Hrdlicka’s contribution to the primary research of the Committee on the Negro
18 was a re-examination of data he had gathered in an aborted attempt to study
Afro-Americans at Howard University from 1903-1904. In his research on the
’Full-Blood American Negro’ (1927b) he obtained a modest sample of 26 Afro-
Americans (mostly male) who allowed him to take cranial measurements. Part of
the difficulty in obtaining subjects may have been the fact that D.S. Lamb,
Professor of Anatomy at Howard University Medical School, was not in full
agreement with his purpose (Cobb, 1982:1202). According to Hrdlicka, he had
difficulty finding ’full blooded’ Negroes (under his assumptions as to what such a
person would look like) and the problem of mutual disaffection between the
scientist and his reluctant prospective subjects.
It is quite a different thing to measure among the pliant, trusting savage, and then
among the semi-civilized, suspicious, scattered free laborers and servants of a big city
(Hrdlicka, 1927b: 15).
Hrdlicka may simply have encountered the fact that Afro-Americans were
familiar with demeaning uses of cranial measurements (Drake, 1980).
The results were more noticeably biased than The Old Americans. The superior
measurement used to represent ’old America’ or white males (9.60) for
comparison in the Negro study appears nowhere in The Old Americans. In fact,
his metric for ’old American’ females (9.82) is the same as that used to compare
with immigrant males in the Old Americans study. The 9.82 statistic appears to
have been used fallaciously in at least one of the studies and was consistently
applied to give ’old American’ whites an intellectual and evolutionary advantage
when, in fact, blacks and immigrants were slightly superior in cranial size when
individual heights had been controlled for (cranial module vs. height).
argument can be made that broader social and political forces than science were
responsible for a mid-century shift in theory.
Franz Boas, professor of Anthropology at Columbia University since 1899, a
prominent member of the American Anthropological Association and the
American Association for the Advancement of Science, posed the most venerable
opposition to evolutionary human biology. Boas argued against racial ranking
and unilinear schema, giving root to the notion of the discontinuity or non-
covariance of traits (Boas,1931) and preferred auxiological studies over the
evolutionary framework as a whole (Herskovitz, 1953). By 1918 Boas had written
at least 50 publications on racial and biological topics alone, comparable to the
number written by Hrdlicka at that time.
The work which shook evolutionary physical anthropologists hardest was
Boas’s study of Southern and Eastern European immigrants in New York,
Changes in Bodily Form of Descendents of Immigrants (1912) for the Senate 19
Immigration Commission. Changes in Bodily Form emphasized anatomical
flexibility by demonstrating significant developmental change in human cranial
morphology within a single generation of American life. Boas’s analysis of
anatomical plasticity attributed much of the change that had occured in the bodily
form of immigrant populations to their acculturation. He inferred that the
departure from the European tradition of dressing infants and children in skull
caps which were meant to ’bind the ears closer to the head’ produced marked
changes in cranial morphology in some European groups; a biological effect of
acculturation. Greater frequencies of ’rachitis’ caused by the poverty of some
foreign born communities were associated with their more plastic facial and
cranial bones. Changes in stature could be attributed to nutritional changes. By
showing ’how far the instability or plasticity of types may extend’ Boas had
thrown a monkey wrench into the rigid evolutionary perspective in which group
morphology changed only by natural selection over several generations. Any
evolutionary study should require more substantial proof.
His perspective, however, was doubtlessly subjective as well. Boas, a German
Jew by birth, had little intuitive reason to assume the superiority of Western
European descent groups. Unilinear evolutionary theory at that time, as he well
knew, rested upon that assumption.
The assertion of a higher aptitude of the European nations leads at once to a second
inference relating to the significance of difference in type between the European race
and races of other continents or even of differences between various European types.
The line of thought which we unconsciously pursue is about as follows. Since the
aptitude of the European is highest, and every deviation from the white type necessarily
represents a characteristic feature of a lower type (Boas, 1911:3).
Variation and change was not necessarily evolutionary and, in any event, no
single line of ’progress’ toward a particular European ideal existed. Nor could one
so-called race be ranked as more primitive than another on the basis of similarities
with the apes.
Single traits can be brought into ascendin series in which the racial forms differ more
independent trait. The acenstral form had a flat nose. Bushmen, Negroes and
Australians have flat, broad noses. Mongoloids, Europeans and particularly
Armenians have narrow, prominent noses. They are in this sense farthest removed from
the animal forms. Apes have narrow lips. The lips of whites are thin, those of many
mongoloid types are fuller. The Negroes have the thickest, most excessively ’human’
lips [etc.] (Boas, 1931:125 First Published 1911).
Because evolutionary theory was bound to unilinear and biodeterministic
assumptions, Boas’s ’anti-evolutionism’ was specifically anti-racism and anti-
biodeterminism (Harris, 1968:290-300). Evolution had occurred of course, but
had virtually ended with the speciation event that brought about modern Homo
sapiens. If anatomy was so developmentally plastic as to be substantially
modified by the environment, then modern variation in culture, intellectual
ability, and health, must be all the more changeable (Boas, 1912).
20 Boas did believe in inherited traits, mental and physical, although he explained
that there was no reason why anatomical traits need correspond to mental ones.
Whether they did or not, the organism was so plastic that cultural environment
could irradicate differences in both (Boas, 1931). Furthermore, heritable
differences were familial in origin. Races, as distinct biological entities, did not
exist except as folk taxonomy in Boas’s view (Boas, 1931).
Like their epistemological differences (Boas, the cultural theorist, and Hrdlicka,
the naturalist) Boas’s and Hrdlicka’s other ideological conflicts represented
distinct socio-political alignments. Boas was a liberal ’socialist’ in the 19th
century vein (Hervkovitz, 1953:118-119). His perspective on the side of the
racially and economically oppressed resulted, at least in part, from his
identification with his Judaic fellows and other minorities who were intent upon
national acculturation as a means of obtaining full respect and partnership in
German and American societies (Glick, 1982). Boas’s well known anti-
evolutionism and cultural relativism were opposed to the notion of innate racial
inequalities. The non-interventionistic political aspect of cultural relativism was
consistent with his pacifist and internationalist politics which set him against
American involvement in World War I and the involvement of anthropologists in
military intelligence. He was particularly outspoken on this issue in a letter to the
editor of The Nation (1919) in which he also suggested that President Wilson was
a hypocrite and that the United States fell short of true democracy.
The letter was published in the December 20, 1919 edition and on 23 December
Hrdlicka recommended that a special meeting of the Anthropological Society of
Washington (ASW) be called to submit the letter to the American
Anthropological Association (AAA) and other scholarly organizations ’with
request for complete elucidation and justification’ (Hrdlicka to Holmes, Dec. 23,
1919:NAA/NMNH) of its unpatriotic message. For some members of the Bureau
The competition between evolutionary and social science approaches was far
removed from fair debate. The wealthy and influential interest sector upon whom
the material support of science depended was generally biased against Boas,
favoring the evolutionary perspective which served their apologetic political and
economic interests. Hrdlicka realized that the nascent field was in great need of
funds and organization. He indicated the necessity of research funds sufficient to
attract some of the best medical students away from private practice.
Anthropology would need to become part of the regular college curriculum. All
of this would require a stronger financial and institutional structure (Hrdlicka,
1918). Furthermore, the legitimacy of anthropology required the backing of
Congress (Allen, 1975; Patterson, 1970) and material backing for genetic and
anthropometric research in that vein was provided by leading American
capitalists (Ludmerer, 1972; Allen, 1975).
The eugenicists also had a clear advantage in acquiring resources from private
foundations. Along with individual elite supporters, eugenic research was
22 sponsored by the Carnegie and Rockefeller Foundations (Ludmerer, 1972).
However, when Boas attempted to obtain funds from those elite philanthropists
for an African Museum in the United States he was turned down ’flatly’ (Allen,
1975 after Beardsley, 1973). Boas would, however, have his day when an anti-
evolutionary and social science approach to biological and cultural variation
could gain wide acceptance. But, more important than empirical data in support
of Boas’s view, the American political climate would have to change.
The biological methods and theory of physical anthropology provided some
currency among natural scientists who were gatekeepers of scientific legitimacy.
So-called ’hard scientists’ seem to have associated naturalism with ’real’ science,
evolutionism with naturalism, biodeterminism and racialism with evolutionism.
As long as anthropology was a parochial adjunct to a general scientific evolutionism, its
status was not a serious issue among scientists in other fields. But when it vocally
proclaimed its independence from biology, relegated the study of man as a physical
organism to a distinctly secondary position, denied in large part the significance of
biological race, and raised to a central theoretical importance a concept /culture/ which
had not yet shed the aura of dilettantish humanism, some scientists in other fields began
to wonder whether it had any pretense to being a science. The fact that its most vocal
advocates were a group of men of suspect Americanism [the ’Boasian school’] simply
gave its critics further reason to question its legitimay (Stocking, 1968:289).
What has also been shown of course is that evolutionary anthropologists and
eugenicists also had political views. Contrary to Boas, many were engendered
with the excessive American nationalism of the period; a perspective which
accepted an exclusively white and emphatically Anglo-Saxon model of
’American’ national identity. Connected with this nationalist fervor, particularly
during World War I, was the notion of the inherent superiority of Western
European and ’American’ racial stock.
Further in defense of Western civilization and ’American’ society, the natural
preeminence of laissez faire (read ’survival of the fittest’) social and economic
competition (a la capitalism) was hailed as the driving force in the history of
civilization. These ideas, of course, rested upon the groundwork of Thomas
However, the NRC was strategically important for the professional goals of
others as well. As Spencer (1979) reports in greater detail, during the first few
years of the NRC Grant and Davenport rose to leadership through a series of rude
political maneuvers. They were encouraged to join the Committee by Hrdlicka in
an attempt to obtain research funding through Grant and to keep Boas out by
filling a newly vacant post with Davenport. Grant and Davenport soon united in
an effort to undermine Hrdlicka and Holmes (his ally), who chaired the
Committee, and thereby gain control. Finally, the eugenicists acquired control
through the influence of their zoologist friend Henry F. Osborn. Osborn, head of
the American Museum of Natural History and the New York Zoological Society
(where Grant was a trustee and co-founder, respectively) wrote to the head of the
NRC to affirm that the support of the Zoological Society was behind Davenport.
Hrdlicka, although defeated in his attempt to lead the Committee, remained an
influential member and saw most of his plan for an anthropometric survey of
Army recruits put into effect (Davenport, 1921).
Boas, who had once been nominated for membership because of his eminence
as a statistician and his high qualifications in immigrant and racial studies, was
evolutionary science lent legitimacy to the privileges of its sponsors and the deep
inequities of American political and economic systems.
NEW TRUTH
If the internal workings of science did not bring about progress toward the ’New
Physical Anthropology’ then what did? The turning point in the mainstream
paradigm came later along with growing anti-fascist, labor, and civil rights
movements during the F.D. Roosevelt administration. The New Deal favored
tightening controls on industrial exploitativeness and consented to many labor
demands for a greater share of their surplus value - the national wealth which
they had produced (Figure 1). During the Great Depression class privilege and
racism were objected to increasingly by rising leftist and liberal tendencies
(Drake, 1980).
In this transforming political context Boas and his former student, Ruth
Benedict, were instrumental in an American Anthropological Association
resolution against ’scientific racism’ in 1938 (Stocking, 1976:30-37). The fascist
advance in Europe under the banner of racial superiority intensified North
American opposition, both popular and Federal, to racism. Even Hrdlicka spoke
out against ’Aryan’ supremacy in particular (Schutz, 1945) though he had always
advocated racial hierarchy m general. That was certainly not a contradiction for
Hrdlicka who had often expressed a deep hatred for Germans (Spencer, 1979). He
wrote, ’The basic fallacies by which the young of Germany were indoctrinated by
the Nazi party, were those of racial purity and general inborn superiority of the
German people’ (‘The German Race’, Hrdli~ka Papcr~:NAA/NMNH, published
1943).
CONCLUSIONS
On the empirical record of history, biological anthropology is intrinsically biased
by socio-political perspectives and has been used as an effective tool of socio-
political action. Because truth appears to change, its interpretation is evidently
here, at least, I may speak with freedom the thought nearest my heart. Frederick
Douglass Address Delivered at Western Reserve College, July 12, 1854.
I understand that Grant’s book / Passmg of the Great Race/ has been published in second edition;
would you care to write a review of it for the Journal? I regard the work as badly biased to say the
least; and it has already led to such publications as Sadler’s ’Long Heads and Round Heads’
(McClurg, 1918) which is decidedly mischievous (Hrdlicka to Boas, May 2, 1918 :National
Anthropological Archives/National Museum of Natural History).
In reply, Boas wrote that he had ’reviewed the first edition of Madison Grant’s book m ’The New
Repubhc’. But that ’if you think it worth while to review it agam, I shall be glad to do so’ (Boas to
Hrdhfka, May 4, 1918: National Anthropological Archives/National Museum of Natural History). The
fact that Hrdlicka came to oppose Grant’s science when Grant and Davenport began to seriously threaten
Hrdh~ka’s plans for anthropology is the pomt I make here. Had he been concerned about Grant’s
’biased’ science above his mterests, he would not have given him a place on the Anthropology 31
Committee. In fact, Hrdlicka openly admitted that Committee busmess was involved in his request for a
new review from Boas:
My Dear Dr Boas:
I know that you have reviewed the first edition of Mr Grant’s book and what you said was so good
that I hoped you would write another similar review on the occasion of the second edition (which in
some respectsis even worse than the first) for our Journal. The most important place for such a
remew, would really be in Science, in which case I would follow with another review in the Journal. I
do not remember having ever seen a book either more pretentious or more biased. And the worst will
be, I am afraid, that the book, unless promptly shown exactly what it is, may be used to mfluence
men m important positions who are now trying to get all possible data on the European nationalities
in the way of preparation for the eventual negotiation. It may even be used as a leverage for the
establishment of a separate committee on ’Race’ m connection with the Council, with Mr. Grant as
manager (Hrdh~ka to Boas, May 6, 1918: National Anthropological Archives/National Museum of
Natural History).
It is also apparent that Hrdlicka had mcreasmg second thoughts (or pre-planned) to separate himself and
his journal from the review. In the above letter, he discussed the review m connection with Science and
not as an AJPA review as he had requested at first. Boas struggled with Hrdlicka to have his review
pnnted m the AJPA, to which Hrdhcka responded with a note of urgency and expressing his desire to
remain detached from Grant’s criticism-
Thanks for the review ... The review is no more severe than it deserves to be. I only wish you would
permit me to send it to Science, where it would be pubhshed much sooner and reach a great many
more people, many of whom may read the book within the next three months. You then could
amplify the review to some extent for the Journal. This would also prevent Mr. Grant from directing
his wrath exclusively against the Journal (Hrdlaka to Boas, May 29, 1918: National
Anthropological Archmes/Nanonal Museum of Natural History).
Hrdhcka finally sent Boas’s review to Science (although there is no letter which indicates Boas’s pnor
consent). Cattell, Science editor, rejected it having already chosen an uncritical review of the book. Later
Boas expressed his view of the whole affair.
I presume you have seen the review of Madison Grant’s book m ’Science’. I am sorry that the book
did not get the deserved criticisms. I have expressed myself twice, and of course I cannot do anymore.
The uses to which it had been put m the ’Medical Times’ and ’family /Vamty?/ Fair’, to which you
called my attention, are things that will result when scientists who have a reputation will lend
themselves to support views of this sort (Boas to Hrdluka, Nov. 4, 1918: National Anthropological
Archives/National Museum of Natural History).
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