Gender Grammatical
Gender Grammatical
Gender Grammatical
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Gender, Grammatical
G G Corbett, University of Surrey, Surrey, UK There are many kinds of noun: those with four sylla-
ß 2006 Elsevier Ltd. All rights reserved. bles, those denoting agents, and so on. But ‘gender’ is
normally reserved for kinds or classes of noun
that are, as Hockett (1958: 231) put it, ‘‘reflected in
Gender is a feature of special interest because it the behavior of associated words.’’ To make valid
provides a dramatic demonstration of just how differ- comparisons, it is important to have this externally
ent languages can be. For many of the Indo-European motivated classification. The relevant reflection in the
languages it is an important feature that is realized in a behavior of associated words is ‘agreement’ (includ-
high proportion of utterances. In most Daghestanian ing for some linguists antecedent-anaphor relations).
languages, such as Tsakhur, it is still more salient: The noun inventory is divided into different kinds, or
it suffuses the syntax and morphology, appearing on genders, according to the different agreements they
some unlikely agreement targets. In almost all the take. When this is done, we find that in the more
languages of the Austronesian family, it is simply familiar languages, the different kinds or genders
missing. This article first examines the definitions of have a semantic core based on sex (thus, Russian
gender to ensure that we are comparing like with like. nouns divide into three kinds; nouns denoting males,
There has been careful research to do this, and it though not only these, group together, and those
will become clear that within the languages that do denoting females also group in another gender). In
have gender there is a considerable variety of possible other languages the structures may be very similar,
gender systems. This is particularly apparent in the but the semantic core may not based not on sex;
ways in which speakers assign nouns to genders. Gen- for instance, it may be based on human versus non-
der systems may have sex as a component, as human or animate versus inanimate. Thus a language
in languages with masculine and feminine genders; has a gender system only if noun phrases headed by
but, equally, sex may be irrelevant, as in the Algon- nouns of different types control different agreements.
quian languages, where the distinction is between No amount of marking on a noun can prove that it
animate and inanimate. This article outlines the has gender; the evidence that nouns have gender in a
distribution of gender in the world’s languages, given language lies in the agreement targets that
and finally considers prospects for investigating the show gender. An illustration of this from the Nakh-
feature further. Daghestanian language Bagvalal (Kibrik, 2001:
64–65) will show this. Each noun in these examples
is representative of many more:
Terms
(1) w-es̄ˇa-w waša
The word ‘gender’ derives from Latin genus via Old MASC.SING-plump-MASC.SING boy
French gendre, originally meaning ‘kind’ or ‘sort’. ‘a plump boy’
750 Gender, Grammatical
a two-gender system, also with strict semantic assign- genders, primarily for male humans and non-human
ment: nouns denoting males (and the moon, to which animates (I), female humans (II), non-flesh food (III),
we return below) are masculine, and all others belong and the residue (IV). There are various nouns for
in the feminine gender (Bani, 1987). In Diyari (Dieri), which additional principles are required. For exam-
a language of South Australia, we find the converse: ple, the moon is in the first (masculine) gender and the
there is a gender for nouns with female referents (such sun is in the second (feminine) gender. This recalls
as women, girls, doe kangaroos), and the other Kala Lagaw Ya. In Dyirbal mythology, as indeed in
gender is for all remaining nouns (Austin, 1981). much of Australia, the moon is the husband of the
Strict semantic systems are found in various parts sun. For such instances, the mythological significance
of the world and are particularly prevalent in the of referents can determine gender assignment. Dixon’s
Dravidian family, where there are three-gender sys- data and analysis continue to provoke debate, and
tems (as in Kannada and Tamil) and two-gender there is similar debate about the role of worldview
systems (as in the Parji-Gadaba languages). in the gender assignment system of Ojibwa (and of
other Algonquian languages of North America).
Predominantly Semantic Assignment Systems In all the languages discussed so far, the meaning
of the noun determines gender. In the strict as-
Many languages have semantic assignment rules signment systems, the rules are transparent; in the
that are, however, less comprehensive than those of predominantly semantic systems, there are excep-
Bagvalal. Predominantly semantic assignment is tions, although in some cases these may be explicable
found in Tsakhur, which like Bagvalal is a Nakh- once the cultural setting is taken into account. If we
Daghestanian language. Its four genders are shown ask which are the semantic criteria on which semantic
in Table 1. systems can be based, we see recurring patterns.
Assignment to genders I and II is straightforward: Quite often we find animate/inanimate, human/non-
I is for male humans (also gods, angels, and so on), human, and male/female. Sometimes there is a gender
while II is for female humans (and female mythical for diminutives, as in various Bantu languages. There
beings). Most remaining animates are assigned to gen- are also less usual genders, such as that for non–flesh
der III, although a few belong to gender IV, along with food (Dyirbal) and the gender for insects (found in the
some mythical beings. Inanimates are found in gen- Rikvani dialect of the Nakh-Daghestanian language
ders III and IV, and it is hard to discern a pattern Andi). A criterion that is sufficient to define a gender
(Mel’nikov and Kurbanov, 1964; Ibragimov, 1990: in one language may be just one factor in the assign-
54–56 and references there; Kibrik, 1999: 48–49). ment of gender in another. Thus the Bantu language
Languages of this general type are widespread. For Chichewa (a dialect of Nyanja) has a gender for
some of them, researchers have proposed that abstract diminutives, while in the Omotic language Dizi,
semantic criteria partly miss the point, and that if we diminutives together with nouns denoting females
can gain a better grasp of the worldview of the speak- form a gender.
ers, we can then understand the assignment system
more fully. The most discussed case is that of Dyirbal,
Formal Assignment Systems
North Queensland (Dixon, 1972), which has four
In many languages, the semantic rules assign many
nouns to the appropriate gender, but they also simply
Table 1 Gender assignment in Tsakhur fail to apply to many others. In Russian and in many
Criterion Gender Examples Glosses other Indo-European languages, for sex-differentiables
(those where sex is salient or of importance to
Male I (masculine) baba grandfather humans), nouns denoting males are masculine and
rational dakj father
Female II (feminine) jedj mother
those denoting female are feminine. But these rules
rational jiš daughter have nothing to say about the majority of the noun
Animate III (animate) aImale donkey inventory. While in languages like Bagvalal, the nouns
(also some not assigned by the semantic rules (the ‘remainder’ or
inanimates) ‘semantic residue’) all belong to a single gender, in
balkan horse
(dama) (river)
many languages they are found in more than one
(lat) (trough) gender, even in all the genders (as in Russian). Here
Other (including a IV (neuter) kalle head there are additional rules for assigning nouns to gen-
few animates) ders, but according to their form. Languages may use
sen year semantic rules, or semantic and formal rules, but not
(kabaj ) (butterfly)
only formal assignment rules. In no language are
752 Gender, Grammatical
nouns assigned to genders, as defined earlier, by pure- Table 2 Russian nouns belonging to the semantic residue
ly formal rules. An example would be a language in Masculine Feminine Neuter
which there were two agreement classes, and the
nouns in the first all ended in a consonant cluster, dub ‘oak’ sosna ‘pine’ derevo ‘tree’
and those in the second did not, and there was no stvol ‘(tree) trunk’ doska ‘plank’ brevno ‘log’
čaj ‘tea’ voda ‘water’ moloko ‘milk’
semantic regularity for the distribution of nouns. ogon’ ‘fire’ peč’ ‘stove’ plamja ‘flame’
I claim that this hypothetical type does not exist. okean ‘ocean’ reka ‘river’ more ‘sea’
Formal assignment rules may appeal to two types of avtomobil’ ‘car’ mašina ‘car’ taksi ‘taxi’
information: phonological and morphological. den’ ‘day’ noč ’ ‘night’ utro ‘morning’
čas ‘hour’ minuta ‘minute’ vremja ‘time’
nerv ‘nerve’ kost’ ‘bone’ serdce ‘heart’
Phonological The clearest example of assignment glaz ‘eye’ brov’ ‘eyebrow’ yeko ‘eyelid’
depending on phonological information yet found is lokot’ ‘elbow’ lodyžka ‘ankle’ zapjast’e ‘wrist’
provided by Qafar (Afar), an East Cushitic language flag ‘flag’ èmblema ‘emblem’ znamja ‘banner’
spoken in northeastern Ethiopia and in Djibouti (data
Nouns in bold are inflected in Table 3.
from Parker and Hayward, 1985). Qafar has rather
standard semantic assignment rules, namely, that for
sex-differentiable nouns, those denoting males are
masculine and those denoting females are feminine. sex-differentiables, nouns denoting males are mas-
It is the nouns that fall outside these rules – the culine and those denoting females are feminine. But
residue – that are of interest. For them the phonologi- unlike the situation in languages like Bagvalal, the
cal rules apply: nouns whose citation form ends in an nouns not covered by these rules – the semantic resi-
accented vowel are feminine (for example, catò due – are not simply assigned to the neuter gender.
‘help’), while all others are masculine (for example, Rather, in Russian, the residue is shared between the
gilàl ‘winter’, which does not end in a vowel, and three genders, with the neuter gender not even receiv-
tàmu ‘taste’, which ends in an unaccented vowel). ing the majority. It seems unlikely that we are failing
These rules operate with few exceptions. There is an to spot additional semantic criteria; see (Table 2).
interesting twist here: nouns denoting males and If the morphology of the nouns is examined in-
females typically fit with the phonological assignment stead, then progress can be made. There are arguably
rules, too (for example, bàqla ‘husband’ and barrà four main inflectional classes in Russian, each with
‘woman, wife’). Given the data presented so far, we several thousands of nouns. There are six cases and
might try to dispense with semantic rules for Qafar two numbers (although no paradigm has 12 dis-
and treat it as being of a quite different type. Howev- tinct forms because of various syncretisms). Table 3
er, there are crucial examples like abbà ‘father’, which provides the singular forms.
is masculine, even though it ends in an accented Of course, a speaker needs to know the inflectional
vowel. Similarly, gabbixeèra ‘slender-waisted female’ behavior of a noun. On the basis of that information,
is feminine, even though the accent is not final. Qafar the assignment rules are straightforward. Nouns in
has straightforward phonological assignment rules. inflection class I are masculine, those in classes II and
When the semantic and phonological rules are both III are feminine, and those in IV are neuter. As with
applicable, they almost always give the same result in Qafar, we might wonder whether the semantic assign-
Qafar. However, in cases of conflict, the semantic ment rules are superfluous, since otec ‘father’ is in
rules take precedence, as is the normal situation in class I, while sestra ‘sister’ is in class II, and
gender assignment systems. There are many more mat’ ‘mother’ is in class III, and therefore many sex-
example of phonological assignment, although few differentiable nouns would be assigned correctly by
if any are as clear as those of Qafar. At the other the morphological assignment rules. But there are
extreme we find French, often claimed to have no also instances where this is not so. Thus, deduška
system to its gender assignment. Yet French has a ‘grandfather’ denotes a male but is in class II, whose
phonological assignment system. For example, of nouns are typically feminine; it is masculine. Nouns
938 nouns ending in /ED/, 99 percent are masculine like this show, once again, that we do not find lan-
(le pain [pED] ‘the bread’) (for details see Tucker et al., guages where formal assignment rules are sufficient.
1977; Hardison, 1992). Further rules are required in Russian for indeclinable
nouns (like taksi ‘taxi’, which is indeclinable and neu-
Morphological The morphological assignment sys- ter). Morphological assignment systems are found
tem that has received the most attention is probably in various other Indo-European languages. Looking
that of Russian. Earlier it was noted that in Russian, further afield, in Arabic, too, gender is assignable in
as in many other Indo-European languages, for the main according to morphology (Cowell, 1964:
Gender, Grammatical 753
another, thus providing helpful control conditions. 22 morphological classes, and the latter are largely
Psycholinguists are also interested in apparently non- predictable from phonological information. It has
linguist effects of grammatical gender, as in judgments been demonstrated how this system can be analyzed
of picture similarity (see Boroditsky et al., 2003). within the Network Morphology framework, and an
There has been some interesting work on how chil- implementation has been provided to demonstrate
dren acquire gender systems by Mills (1986) and that these claims are indeed valid (Fraser and Corbett,
Müller (2000), among others. Such studies may also 1997). There is also a complex interaction of assign-
help us to see how such systems change over time, as ment to gender and to morphological class in Bininj
shown by the work of Polinsky and Jackson (1999) Gun-Wok (previously Mayali), a non-Pama-Nyungan
on Tsez (Dido); see also Comrie and Polinsky (1998). language of northern Australia, which has four gen-
For further work on modeling of change in assignment ders and five morphological classes for nouns. This
systems see Polinsky and Everbroeck (2003). An too has been successfully implemented; for details of
account of the history of gender in Indo-European is a formal model of this system see Evans et al. (2002).
provided by Matasović (2004). Modeling has tended to concentrate on synchronic
assignment systems. However, there is also interesting
Modeling work on modeling the development of assignment
systems over time, as in Polinsky and Everbroeck
Modeling is being used in various ways. First, it is
(2003), as noted earlier.
used to verify particular analyses. Some types of as-
signment system are so transparent that alternative
analyses are hard to imagine. However, with morpho- Conclusion
logical assignment systems, particularly when the
number of genders and the number of inflectional We have seen why gender continues to evoke such
classes are close in a given language, there are other interest: it is a core feature in some languages, while
possible analyses. Arguments in favor of the morpho- in many others it is absent. We have the analytic tools
logical approach include the following: the main for investigating gender systems, and new and in-
claim is that in languages like Russian, the internal triguingly complex systems are still coming to light.
evidence shows that we can assign gender from inflec- In terms of gender assignment, the rules vary from
tional class (but the inflectional class cannot be pre- being fully transparent, as in Bagvalal, to complex, as
dicted from gender); second, there is the typological in French and German. It is a research area in which
claim that one of the possible types of assignment various different types of expertise are leading to
system (or some combination) will always guarantee gradual progress.
that gender is predictable for the vast majority of
nouns, and so treating the Russian type system differ-
ently would create an anomaly. However, modeling
Acknowledgments
allows us to take a further step. Fraser and Corbett The support of the Economic and Social Research
(1995) employed the Network Morphology frame- Council (UK) under grant RES051270122 is grateful-
work to give an account of the Russian gender and ly acknowledged.
inflectional class relations. Since the analysis was
implemented in the lexical knowledge representation See also: Number; Phonology: Overview.
language DATR (Evans and Gazdar, 1996), the
analyses can be verified computationally. It can be
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