Reliability in Pavement Design: Paola Dalla Valle, Nick Thom
Reliability in Pavement Design: Paola Dalla Valle, Nick Thom
1
Arup, Solihull, United Kingdom
2
NTEC, University of Nottingham, Nottingham, United Kingdom
a
paola.dallavalle@arup.com
ABSTRACT
This research presents a methodology that accounts for variability of the main pavement design input variables (asphalt modulus
and thickness, subgrade modulus) and uncertainties due to lack-of-fit of the design models and assesses effects on pavement
performance. Variability is described by statistical terms such as mean and standard deviation and by its probability density
distribution.
The subject of reliability in pavement design has pushed many highway organisations around the world to review their design
methodologies, mainly empirical, to move towards mechanistic-empirical (M-E) analysis and design which provide the tools for
the designer to evaluate the effect of variations in materials on pavement performance. This research has reinforced this need for
considering the variability of design parameters in the design procedure and to conceive a pavement system in a probabilistic
way.
This study only considered flexible pavements. The sites considered for the analysis, all in the UK, were mainly motorways or
major trunk roads. Pavement survey data analysed were for Lane 1, the most heavily trafficked lane. Sections 1km long were
considered wherever possible.
Statistical characterisation of the variation of layer thickness, asphalt stiffness and subgrade stiffness is addressed. A model is
then proposed which represents an improvement on the Method of Equivalent Thickness for the rapid and repeated calculation
of performance life for flexible pavements. The output is a statistical assessment of the estimated pavement performance. Rather
than the single deterministic result that would be derived by considering average values of input variables, a range of values and
probabilities is found for any particular outcome. The proposed model to calculate the fatigue and deformation lives is very fast
and simple, can be included in a spreadsheet, and is well suited to use in a pavement management system where stresses and
strains must be calculated millions of times.
The research shows that the probability distributions of the performance lives follow a lognormal distribution. The coefficient of
variation of all sites considered varies from a minimum of 45% to a maximum of 227% for the fatigue life and from a minimum of
39% to a maximum of 315% for the deformation life.
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Abstract
This research presents a methodology that accounts for variability of the main pavement design input variables
(asphalt modulus and thickness, subgrade modulus) and uncertainties due to lack-of-fit of the design models and
assesses effects on pavement performance. Variability is described by statistical terms such as mean and standard
deviation and by its probability density distribution.
The subject of reliability in pavement design has pushed many highway organisations around the world to review
their design methodologies, mainly empirical, to move towards mechanistic-empirical (M-E) analysis and design
which provide the tools for the designer to evaluate the effect of variations in materials on pavement performance.
This research has reinforced this need for considering the variability of design parameters in the design procedure
and to conceive a pavement system in a probabilistic way.
This study only considered flexible pavements. The sites considered for the analysis, all in the UK, were mainly
motorways or major trunk roads. Pavement survey data analysed were for Lane 1, the most heavily trafficked
lane. Sections 1km long were considered wherever possible.
Statistical characterisation of the variation of layer thickness, asphalt stiffness and subgrade stiffness is addressed.
A model is then proposed which represents an improvement on the Method of Equivalent Thickness for the rapid
and repeated calculation of performance life for flexible pavements. The output is a statistical assessment of the
estimated pavement performance. Rather than the single deterministic result that would be derived by considering
average values of input variables, a range of values and probabilities is found for any particular outcome. The
proposed model to calculate the fatigue and deformation lives is very fast and simple, can be included in a
spreadsheet, and is well suited to use in a pavement management system where stresses and strains must be
calculated millions of times.
The research shows that the probability distributions of the performance lives follow a lognormal distribution.
The coefficient of variation of all sites considered varies from a minimum of 45% to a maximum of 227% for the
fatigue life and from a minimum of 39% to a maximum of 315% for the deformation life.
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1 INTRODUCTION
Most pavement engineers know that pavement materials, environment, loading and construction affect the
performance of a pavement and the variability observed in each of these parameters introduces a certain level of
risk. The recognised need to account for these variabilities in the design process is pushing many highway
authorities in the world to move from a traditional deterministic approach, based on a single input/output value,
towards a probabilistic design, which includes a mean, variance and probability distribution. The probabilistic
approach offers a way of incorporating risk assessment considerations which are vital for whole-life cycle
economic analysis and decisions.
This paper presents the results of a research study on the variability of the most important factors involved in the
pavement design, namely the layer thickness, asphalt stiffness and subgrade stiffness. Of course it is
acknowledged that many other factors (notably fatigue resistance) affect pavement life in reality; however,
stiffness modulus and layer thickness are the variables generally considered in analytical pavement design.
Variability is described by statistical terms such as mean and standard deviation and by its probability density
distribution. A model is then proposed which represents an improvement on the Method of Equivalent Thickness
(MET) for the calculation of fatigue life for flexible pavements. An alternative model is also proposed for the
calculation of deformation life, which accepts a ‘relaxation’ in one of the MET conditions. The models provide
a simple and efficient method for practical purposes, for example in Pavement Management Systems or in
simulation of pavement deterioration, where stresses and strains must be calculated a large number of times.
The scope of the study is to consider flexible pavements only and to consider thickness data from non-destructive
radar surveys. The sites considered for the analysis, all in the UK (including Northern Ireland), are mainly
motorways or major trunk roads. The focus of the analysis remains on Lane 1, the most heavily trafficked lane,
and sections 1km long were considered wherever possible. A total of eight sites were considered in the research.
A Monte Carlo Simulation technique was employed to estimate the variability of the fatigue and deformation life
of all considered pavement structures to account for uncertainty of the input variables.
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2 IMPACT OF VARIABILITY ON PAVEMENT PERFORMANCE
Many pavement design procedures are based around single values of the pavement and traffic characteristics
which represent average conditions – average values, sometimes with a margin of safety, that do not account for
variability in the pavement and traffic loads. Variability exists in pavements due to construction practices, quality
control, environmental conditions, material characteristics and traffic conditions and this variability has been
known for quite a while (Darter et al., 1973). Therefore, the major design input parameters for pavement design
such as moduli of layers, thickness of layers, traffic volume etc. should each be defined as a random variable with
its mean and standard deviation (assuming a normal distribution) or its complete probability distribution. The
pavement performance function can subsequently also be characterised in statistical terms. In other words,
because the values used to calculate the performance life of a pavement structure (e.g. fatigue life Nf) are not exact
values but are distributed over a range, for each pavement there is an expected value of Nf and associated variance
that describes the distribution Nf will follow. George and Husain (1986) and later Prozzi and Guo (2007) have
supported previous significant experimental evidence that the distribution of fatigue lives at a particular stress
level is lognormal. Quantifying and analysing variability of pavement materials and design inputs are, therefore,
fundamental in developing a probabilistic-based design that evaluates reliability. Material variability can be
described by statistical terms such as mean and standard deviation together with its probability density
distribution. A useful dimensionless way of expressing the variability of a material’s property is to use the ratio
of the standard deviation over the mean, known as coefficient of variation (COV). Knowledge of the coefficient
of variation of each design input is extremely important to more accurately estimate their influence on the
predicted pavement life.
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Property Description Previous Investigation
Range of Typical COV Type of distribution Reference
COV (%) (%)
Subgrade 10 - 30 20 Normal Noureldin et al. (1994)
Traffic - Extreme Value Type I Timm et al. (2000)
- Normal, Lognormal Zollinger and McCullough
and Poisson (1994)
0.200
Asphalt layer
0.250
0.300
0.350
0.400
0.450
0.500
Figure 1 GPR thickness values for total asphalt and sub-base thickness, relating to 1km section of site
M01
From the figures above it can be seen how variable the distribution can be around the design mean thicknesses of
260mm and 150mm, for the asphalt and sub-base layer respectively. A basic statistical analysis of the GPR data
available on all sites was performed and parameters such as mean thickness, standard deviation, coefficient of
variation (COV) and the probability distribution that fits the data best were calculated for the total asphalt
pavement layer and for the subbase layer, for each section length.
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400
350
No of observations
300
250
200
150
100
50
Figure 2 Histogram representation for total asphalt layer thickness distribution, relating to 1km section
of site M01
800
700
No of observations
600
500
400
300
200
100
Figure 3 Histogram representation for sub-base layer thickness distribution, relating to 1km section of
site M01
The results of the research into a statistical characterisation of layer thickness variability showed that:
The probability distribution for the layer thickness for the UK sites could be considered normal.
The coefficient of variation is broadly similar to those reported in the American literature (e.g. average 10%
COV for the asphalt layer and 15% COV for the subbase layer).
Although some degree of correlation appears to exist between the asphalt and subbase layer thickness for
some sections, overall the two thickness profiles can be considered uncorrelated.
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stiffness affects not only the level of stresses in the subgrade but also the levels of stresses generated in all the
overlying pavement layers.
To characterise the spatial variability of the subgrade stiffness for the available UK sites, FWD deflections and
back-analysed layer stiffnesses were used. In order to isolate the ‘true’ subgrade variability from other sources of
variability (i.e., variations in layer thickness), a ‘cusum’ (cumulative sum of differences) analysis was applied to
the FWD central deflection (d1), to the asphalt layer thickness and to the subbase layer thickness (from GPR
surveys). A Cusum analysis is typically undertaken on all deflection parameters by subtracting the average
deflection parameter from each individual value and then summing the results cumulatively. By plotting the
Cusum against chainage, it is possible to highlight changes in pavement characteristics from changes in the
gradient (slope) of the plot. In this research, whenever the slope of the cusum plots for either the d 1 deflections
or the asphalt layer thickness or the subbase layer thickness changed, a new homogeneous section was considered
to begin. As a result, a high number of homogenous sections were derived from the cusum analysis. Only sections
with at least 8-10 points were considered, i.e. approximately 200m minimum length. Once the homogeneous
sections were identified for each site, a back-analysis was carried out with the asphalt and subbase layer
thicknesses derived from the GPR data.
The back-analysis was carried out with the pavement model as a 3-layer structure (i.e., asphalt layer on top of
subbase layer and subgrade). Based on the cusum analysis of the available sites it was observed that:
The coefficient of variation of the back-analysed subgrade stiffness modulus for all sites varied from a
minimum of 8% to a maximum of 129%, with an average value of 56%. The high uncertainty in the data is
partially due to the small sample size derived from the cusum analysis.
A lognormal probability distribution was found in most cases to be representative of the subgrade stiffness.
Both MET and BISAR asphalt and subgrade strains (and associated fatigue and deformation lives) were calculated
for all the possible combinations of values of the 5 input variables which satisfied the conditions of validity of the
MET method (i.e., Ea/Esb>2 and Esb/Esg>2; he,2>a and he,3>a, where he,2 and he,3 are the transformed asphalt and
subbase layer respectively and a is the radius of loaded area), giving a total of 13368 conforming cases out of
19024. A Poisson’s ratio of 0.35 was assumed for all layers. It should be noted that within all the arbitrary
combinations of layer properties considered in the analysis, some may not be representative of real pavement
structures.
4.1 Models for fatigue and deformation performance life, based on MET method
The Plots of the fatigue and deformation life values obtained with eq. (1) and eq. (2) for all the combinations of
pavement structures considered in the analysis are shown in Figure 4 and Figure 5. The actual values of life have
been plotted on a logarithmic scale. Both Figure 4 and Figure 5 show that a linear relationship exists between the
E&E Congress 2016 | 6th Eurasphalt & Eurobitume Congress | 1-3 June 2016 | Prague, Czech Republic
logarithms of life values derived by strains calculated with the MET method and those derived by strains
calculated with the BISAR software; 95% prediction limits and the line of best fit are also shown. Despite a
positive correlation between the two methods and an excellent agreement for deformation life, the prediction
interval is quite wide for the fatigue life. The width of the prediction interval gives an indication of the error of
the fitted model.
4.2 Regression analysis for alternative fatigue model – 2-layer pavement structure
An alternative model is proposed that represents an improvement to the Method of Equivalent Thickness for the
calculation of fatigue life for flexible pavements. The aim of the proposed analysis was to reduce the differences
between the two methods (i.e., BISAR and MET). The proposed method transforms a 3-layer pavement structure
(i.e. asphalt + subbase + subgrade) into a 2-layer structure (i.e. asphalt + Equivalent Foundation Modulus, EFM),
see Figure 6, to which structure the MET method is applied for the calculation of the asphalt strain.
A reasonable model was found for the Equivalent Foundation Modulus that together with the overlaying asphalt
layer would give the same asphalt strain, under the same wheel load, as that of the original 3-layer pavement
structure calculated with BISAR. Through the help of the DataFit curve fitting (nonlinear regression) software
developed by Oakdale Engineering, the following empirical equation was found to give satisfactory results for
the calculation of the Equivalent Foundation Modulus:
b d x
EFM a c * x e * x 2 f * 2 (MPa)
2 2 2
(3)
x1 x1 x1
where x1 is the asphalt stiffness Ea (MPa), and x2 is a relationship used to combine the foundation layers of the
original 3-layer pavement structure into an Equivalent Foundation Modulus of the derived 2-layer pavement
structure:
hsubbaseEsubbase aa E subgrade (MPa)
x 2 (4)
a a h subbase
where h is the layer thickness (m), E is the layer stiffness (MPa) and the coefficient aa was taken as being equal
to the asphalt layer thickness T a (m). The coefficients a, b, c, d, e, and f are expressed as functions of the asphalt
layer thickness Ta (m). Once again, through the help of the DataFit software, the following empirical equation
was found to give satisfactory results:
𝐵 𝐶 𝐷 𝐸 (5)
𝑅𝑒𝑔𝑟𝑒𝑠𝑠𝑖𝑜𝑛 𝑐𝑜𝑒𝑓𝑓𝑖𝑐𝑖𝑒𝑛𝑡(𝑒. 𝑔. , 𝑎) = 𝐴 + + 2 + 3 + 4
𝑥 𝑥 𝑥 𝑥
Where x is the asphalt layer thickness (T a in m) and the coefficients A to E have the values shown in Table 3.
Table 3 Regression coefficients of eq. (3)
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Figure 4 Linear regression analysis for the fatigue life model (with eq. 1)
Figure 5 Linear regression analysis for the deformation life model (with eq. 2)
Moving wheel load Contact radius: 0.151m Moving wheel load Contact radius: 0.151m
Load: 40kN Load: 40kN
Asphalt layers Horizontal tensile strain r Ea, T a, = 0.35 Asphalt layers Horizontal tensile strain r Ea, Ta, = 0.35
z z
Subgrade Vertical compressive Esg, = 0.35
strain & stress
Figure 6 Model for 3-layer pavement structure (left) and 2-layer pavement structure (right) used in the
alternative fatigue model
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Figure 7 Linear regression analysis for the fatigue life with alternative model
Figure 8 Linear regression analysis for the deformation life with alternative model
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4.5 Distribution of the ratio of the lives – model error
This section explores the characteristics of the proposed models – the fatigue and deformation models – in Figure
7 and Figure 8 – in terms of the ratio of the fatigue and deformation life predicted by the models (denoted here as
Nfmodel and Ndmodel) over the life calculated with BISAR (denoted here as NfBISAR and NdBISAR), for different ranges
of asphalt (0.1 to 0.5m) and subbase thicknesses (0.1 to 0.5m), representative of typical newly constructed
pavements.
The distribution of the ratios of the fatigue and deformation lives – which represent the model error – can be
assumed lognormal as can be seen in Figure 9 and Figure 10. The 15th, 50th and 85th percentiles assuming a
lognormal distribution for the life ratio are depicted in Table 4. The table also shows the percentiles for the strain
ratio. The following observations can be made regarding model error:
The standard deviation of the life ratio, represented in this case by the 15th and 85th percentiles, is relatively
large but expected because of the powers in equations (1) and (2).
The standard deviation of the strain ratio, represented in this case the 15th and 85th percentiles, is very small,
confirming that the models are in reality relatively reliable.
No further correction to the model is therefore considered necessary.
5000
4500
4000
3500
3000
Frequency
2500
2000
1500
1000
500
0
0
0-0.1
More
0.1-0.2
0.2-0.3
0.3-0.4
0.4-0.5
0.5-0.6
0.6-0.7
0.7-0.8
0.8-0.9
0.9-1.0
1.0-1.1
1.1-1.2
1.2-1.3
1.3-1.4
1.4-1.5
1.5-1.6
1.6-1.7
1.7-1.8
1.8-1.9
1.9-2.0
Nfmodel/NfBISAR
5000
4500
4000
3500
3000
Frequency
2500
2000
1500
1000
500
0
0-0.1
0.1-0.2
0.2-0.3
0.3-0.4
0.4-0.5
0.5-0.6
0.6-0.7
0.7-0.8
0.8-0.9
0.9-1.0
1.0-1.1
1.1-1.2
1.2-1.3
1.3-1.4
1.4-1.5
1.5-1.6
1.6-1.7
1.7-1.8
1.8-1.9
1.9-2.0
More
0
Ndmodel/NdBISAR
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5 MONTE CARLO SIMULATION AND DESIGN LIFE PROBABILITY DISTRIBUTIONS
The purpose of this section is to show how the Monte Carlo Simulation (MCS) technique could be used to predict
output distributions of both fatigue and deformation performance, by treating data input of pavement design
parameters as random variables. The following steps/assumptions were followed:
1. Input pavement structure and input variables
The input pavement structure is a 3-layer model. The input variables are: asphalt thickness (Ta), granular subbase
thickness (Tsb), asphalt stiffness modulus (Ea), stiffness of the subbase (Esb), and the stiffness of the subgrade (Esg).
Poisson’s ratio for all layers is assumed to be 0.35. Variables are characterised by mean and standard deviation.
2. Assign input probability distribution
A normal probability distribution is selected for layer thickness (T a and Tsb) while a lognormal probability
distribution is selected for layer stiffness (Ea, Esb, and Esg). The chosen probability distribution for each input is
based on the findings of this research and is supported by the literature review.
3. Generate random input variables
A sample of random inputs is generated (i.e., N random numbers for each of the random variables will give N sets
of random numbers, each set representing a realisation of the problem). A sample N of 1000 points from
probability distributions of the inputs has been considered. The generation of random numbers for layer stiffness
is easily performed in Matlab. Also with a routine in Matlab – based on the Fourier Analysis technique – random
asphalt and sub-base thickness profiles are generated which have similar frequency characteristics to the real case
study profiles (i.e., same mean, standard deviation and probability distribution).
4. Calculate response variables (fatigue and deformation life)
The improved Method of Equivalent Thickness model, discussed in this paper, is used to estimate the fatigue and
deformation life for each generated pavement structure. This involves first the calculation of an Equivalent
Foundation Modulus (EFM), then the linear regression model is used to predict values of fatigue and deformation
life calculated with BISAR from those obtained with the MET methodology.
5. Generate output probability distribution
The model is processed for the sample size of N points generating N values for fatigue and deformation life. The
results of the model (the fatigue and deformation life) for each run are computed and stored away for statistical
analysis (mean, percentiles etc). The expectation or mean value represents the average value of the results while
the standard deviation of these results is then a measure of the spread of the results around the mean value.
E&E Congress 2016 | 6th Eurasphalt & Eurobitume Congress | 1-3 June 2016 | Prague, Czech Republic
E&E Congress 2016 | 6th Eurasphalt & Eurobitume Congress | 1-3 June 2016 | Prague, Czech Republic
Figure 12 15th and 85th percentiles (as percentages of the mean) for the deformation life
Figure 11 15th and 85th percentiles (as percentages of the mean) for the fatigue life
Deformation life percentiles (as % of the mean) Fatigue life percentiles (as % of the mean)
100
200
300
400
500
600
700
100
200
300
400
500
600
700
0
0
M01 - Sec3 M01 - Sec3
Sites sections
M08 EB - Sec4
M08 EB - Sec6 M08 EB - Sec6
M08 WB - Sec2 M08 WB - Sec2
M08 WB - Sec5 M08 WB - Sec5
FATIGUE LIFE DEFORMATION LIFE
Figure 13 Fatigue and deformation lives (in million standard axles, msa) for Section 3 of site M01
6 CONCLUSIONS
The research summarised in this paper has explored the extent to which variability of the main pavement design
input variables (asphalt modulus and thickness, subgrade modulus) – but excluding the variability of the traffic
loading – affects the pavement performance. Variations of input design parameters have been discussed and
quantified, as well as resulting variations of pavement fatigue and deformation life. Variability has been described
by statistical terms such as mean and standard deviation and by its probability density distribution. A model is
proposed which represents an improvement on the Method of Equivalent Thickness for the rapid and repeated
calculation of performance life for flexible pavements. The characteristics of the proposed model were explored.
The ratio of the fatigue and deformation lives predicted by the model over the lives calculated with BISAR, for
different ranges of asphalt and subbase thicknesses, was shown to fit a lognormal distribution very well. A Monte
Carlo Simulation technique was used to predict output distributions of both fatigue and deformation lives of
selected sites, by treating data input of pavement design parameters as random variables. The research has shown
that the probability distribution of the life follows a lognormal distribution. The coefficient of variation of
pavement life across all sites varied from a minimum of 45% to a maximum of 227% for the fatigue life and from
a minimum of 39% to a maximum of 315% for the deformation life. The range of the 15 th and 85th percentiles (as
percentages of the mean) was 21% to 475% for the fatigue life and 16% to 645% for the deformation life.
7 REFERENCES
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Darter, M., Hudson, W. R., and Brown, J. L. (1973) "Statistical variations of flexible pavement properties and
their consideration in design", Proceedings, Association of Asphalt Technologists, Vol.42, pp589-613.
Dalla Valle, P. and Thom, N. (2011) “Variability in pavement design”, The International Journal of Pavement
Engineering and Asphalt Technology (PEAT), Vol.16, Issue 2, pp.50-67
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Prozzi, J.A. and Guo, R. (2007) "Reliability-based approach for using LTPP and APT test results for estimating
fatigue performance", 86th Transportation Research Board Annual Meeting.
Tighe, S. (2001) "Guidelines for probabilistic pavement life cycle cost analysis", TRB, Vol.1769, pp28-38.
Timm, D.H., Newcomb, D.E., and Galambos, T.V. (2000) "Incorporation of reliability into Mechanistic-
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Ullidtz, P. (1987) "Pavement analysis", Elsevier.
E&E Congress 2016 | 6th Eurasphalt & Eurobitume Congress | 1-3 June 2016 | Prague, Czech Republic
Zollinger, D.G. and McCullough, B.F. (1994) "Development of Weibull Reliability factors and analysis for
calibration of pavement Design Models Using Filed Data", TRB, Vol.1449, pp18-25.
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