Boorstin - Pensadores
Boorstin - Pensadores
Boorstin - Pensadores
WHAT IS
EXISTENTIALISM?
BY WILLIAM BARRETT
50 CENTS
WILLIAM BARRETT
WHAT IS
EXISTENTIALISM?
But what do I care for the laws 0/ nature and arithmetic, when, for
some reason, I dislike those laws and the fact that twice two makes
four?
A FEW YEARS AGO~ AFTER THE LIBERATING ARMIES SWEPT INTO PARIS
and the veil separating France from us was lifted, so that we could find
out at last what the French had been doing culturally during the dark
years of the war, a curious phenomenon took place in New York-so
closely bound together is the modern world. People began speaking of
philosophical matters in the most unexpected places. One might almost
have believed-for a moment-that in America people think. It was a
t-riumph for French culture to make 57th Street talk philosophy. Existen-
tial philosophy had acquired the voice of French eloquence, and it was
something to be assimilated along with French painting, millinery, and
literature, endowed with the charms of Gallic taste and finesse.
We have no objection at all to the fact that 57th Street (or any
other street, for that matter) should begin to talk philosophy. Indeed,
one of the signs of the decay of modern academic philosophy has been
its inability to create more than a whisper outside its own class rooms,
much less go out into the streets. Nevertheless the present vogue of
French Existentialism does create a certain embarrassment in some of
us, for like all fashions this too often seeks the adventitious, the easy
and sensational, obscuring the long and serious past required to produce
these words that are now thrown around like slogans. We become a
little embarrassed at the word "existential" altogether-though it had
known a very common and widespread use in modern philosophy before
the works of Sartre became fashionable prope.rty. Not to mention the
fact that there are a good many people who naturally suspect a phi-
losophy that is able to make the pages of the woman's fashion magazines.
But despite some accompanying aberrations, the present French
movement is serious, it is genuinely at work on a subject matter, and
it seeks to discover and assimilate something of its tradition. The im-
mediate line of descent of this tradition may be traced quite simply.
Existentialism, mOIre or less in its present form, was produced in Germany
after the First World War by two professors of philosophy, Karl Jaspers
and Martin Heidegger. Their direct spiritual ancestor was a strange,
captivating, and quite unclassifiable Dane, Soren Kierkegaard (1813-55),
most of whose important writings appeared in the 1840's. Kierkegaard
8 WHAT IS EXISTENTIALISM?
himself has left us a charming account of the incident that launched him
on his philosophical career, and for our present historical sketch it will
do as a point of beginning. While he sat at the cafe in the Fredericksberg
Garden in Copenhagen one afternoon, smoking a cigar, as was his habit,
and turning over a great many things in his mind, Kierkegaard reflected
that he had not really begun any career for himself, while a good many
of his friends were already making names for themselves, getting set up
in business or getting published, explaining everything in the philosophic
mode of Hegel, which was then the reigning fashion. The cigar burned
down, he lit another, the train of reflection held him. It occurred to
him then that since everyone was engaged everywhere in making things
easy, perhaps someone was needed to make things hard again, and that
this too might be a career and a destiny-to go in search of difficulties,
like a new Socrates. As for these difficulties, he did not have to go very
far to find them: there was, for example, his own concrete existence,
with all its passion and anxieties, its painful choices, which involved
always a pathos of renunciation of which the Hegelian philosophy
seemed to take no account. So Kierkegaard was launched upon his
career, and the rest of his life was consumed in the continuous deed
of existential thinking. Eventually, his writings were translated into
German around the turn of the century, but they did not find their
really fertile soil until the period following 1918, when they were taken
up systematically by Jaspers and Heidegger. In France, the impact of
Kierkegaard was not experienced until the thirties. About that time.
Heidegger too was translated into. French and met a favorable reception
from the young intellectuals nauseated by French bourgeois civilization
on the eve of Munich. But it required another postwar climate-World
War II, this time-for Existentialism to take on the dimensions almost
of a popular movement, whose high priest became the energetic Jean-
Paul Sartre. We travel a long road from Frederiksberg Garden, Copen-
hagen, to 57th Street, New York. Strange things can happen when one
lights a cigar.
the single tendency that unites them like so many isolated points on a
curve; the tendency breaks down into issues, and these issues return us
always to men, bound together in a particular historical epoch) facing
the same world with the urgency of the same problems. Existentialism
could be examined as just another philosophic school, one among man¥;
but its full significance is disclosed only when we see it as a particular
offshoot of a much broader and more complex existential tendency
within modern philosophy as a whole.
I t requires only a rapid glance over the philosophy of the last
hundred years to discover in its development a remarkable enlargement
of content, a progressive orientation toward the immediate and qualita-
tive, the existent and factual-"concreteness and adequacy," to use
Whitehead's pregnant words. The mention of Whitehead places us im-
mediately within a circle of different names and influences. William
James with his radical pluralism at the turn of the century, Bergson with
his intuition, Whitehead with his doctrine of feeling-all bear witness
to the same general direction. James, in turn, brings to mind John
Dewey, and we recall that Dewey stood in the philosophic pillory for
some of his earlier pragmatic writings while charges of "antirationalist"
were hurled at him. Dewey had insisted on an existential context of
thought, and some philosophers had cried out, scandalized, as if a finger
had been pointed at their nakedness. Nietzsche. had already pointed a
more shocking and scandalizing finger at this philosophic nakedness.
(And he had only the dream, the daring guess, of psychoanalysis, where
we have now the rudiments of a science, so that we may be tempted
shortly to a more systematic rudeness than his.) Thus, letting our circle
widen, we pass from name to name, where the possibility of direct
influence, as a simple linear filiation, is no longer in question. What we
are present at is no longer a matter of schools, or isolated figures extract-
ing explicit nuggets of "influence" from one another, but the whole
Western mind-Europe and America-bending before a new climate
of opinion; as the biologist portrays a whole species, scattered in space
and without contact, moving along the same paths of adaptation before
a new ,geological upheaval. We could multiply correlations in this direc-
tion, but perhaps none lends more striking confirmation to our historical
grouping than the comparison of Dewey with Wilhelm Dilthey: following
an altogether different voyage of discovery, Dilthey came into sight of
the same new-found land-the great intuition that human thinking,
philosophy included, arises within the context of a definite cultural
existence, which at once sets philosophy its problems and defines its
ultimate horizons. What had seemed a single branch has already broken
10 WHAT IS EXISTENTIALISM?
out into a cluster, and we have now to thread our way through this
greater density in search of the line of development in relation to which
each of these philosophic shoots has its own grade of relevance.
The past is never given as finished and fixed, we are remaking it
at every moment, and nowhere more than in that peculiarly fluent and
plastic subject matter: the history of ideas. The order we impose upon
the history of thought is modified by the entrance of new elements
within that order. The names of Kierkegaard, Heidegger, and Jaspers,
are just beginning to be known in America. Once we admit these figures
within our perspective on modern thought, this perspective itself be-
comes altered, and we see other issues at work below the surface of that
past whose main lines had been taken as fixed and given. When William
James objected to Hegel's universe on the ground that it reJ;Dinded him
of a seaside boarding house-a world without privacy, in which he felt
faintly suffocated-he was making the kind of personal and passionate
argument that we find everywhere in the pages of Kierkegaard. Only
the convinced Hegelian might object that this is a personal remark and
not a philosophic argument at all. James's point may be that there
is no very great difference after all-that there can be no real separation
between himself as man and himself as thinker, so that he could not, as
philosopher, accept any elaborate view of the universe which he could
not live with as a concrete existent being. Having read Kierkegaard,
we can now see more clearly what was at issue in James's rejection of
idealism. What James had seen with his psychologist's eye, delicately
attentive to the variety and flux of experience, Kierkegaard had carried
further toward explicitness as a philosophic principle. Where do we find
this principle?
Walking around our subject for the mon;tent, taking its measure
from the outside like the invader surveying the city into which he would
penetrate, we may begin from what is an external, but not therefore
superficial, aspect: the language and style of this philosophy. Certainly,
there is something historically remarkable in the way this philosophy
is being written. Kierkegaard and Nietzsche, both literary geniuses, adopt
the decision to communicate their thought indirectly, by fragments and
aphorisms, and in both the philosophic expression hovers always on the
edge of lyricism. Literary eloquence is never completely absent from the
pages of James or Bergson, and often moves into the high gear of rhap-
sody. Whitehead fabricates a tremendous and orotund rhetoric, which
is necessary more for expressive than analytic purposes. Heidegger de-
velops a language of Gothic heaviness, lumbering under its weight of
jargon and coinage, but in his use of it he often attains an extraordinary
WILLIAM BARRETT II
All this adds up to the fact that we may now isolate a single ten-
dency of philosophy during the last hundred years and place it against
the background of the whole of Western philosophy, taken a s a unit,
fron1 Descartes to Kant. The first, the immediately obvious characteristic
of this tendency, is that through it philosophy has experienced an
extraordinary widening and enrichment of data. From D escartes to
Kant, man was taken fundan1entally as a perceiving-thinki~g animal, a
mechanical body plus a conscious soul. This was the traditional inheri-
tance from the Greeks, who had defined man as essentially the rational
animal, but a tradition now runninK thin, having lost all its original
overtones from Greek religion, poetry, and society. Other regions of
man's being fall within the experience of the Christian religion, but in
this period philosophy separates itself from positive religion. In the seven-
teenth century this rational soul falls within the framework of a universe
whose basic features are expressed by the physical notions of Newton.
The fundamental key to the human situation becomes the relation of
the rational soul to this inertly material universe: man becomes the
epistemological animal. But bit by bit the developments of history com-
plicate this simple picture: new sources of information, new regions
of experience and feeling, enrich and complicate the philosopher's view
of the human situation. Reason itself can no longer be looked upon as
the simple faculty of a soul or mind; viewed concretely, it shows itself
as a complicated structure evolved by culture and history, as, in the
sphere of morals, the complexity of the superego takes the place of the
older simple "moral sense." Now, up to a certain point the enrichment
of data takes place within the old framework, each detail filling in an
empty space on a canvas that is completely sketched out; but a threshold
is crossed, the accumulation of detail suddenly effects a transformation of
the whole, and a new form either appears or must be sought. The radical
extension of data demands a new point of view for generalization. We
come back to our question: Is there some new principle grasped here,
some new point of departure for thought?
I think we may baptize it as The Search for the Concrete. vVe find
this principle become most explicit precisely .in the two philosophers
who propose the most consciously revolutionary break with the whole
philosophic tradition: Whitehead and Heidegger. Whitehead condemns
two thousand years of philosophy (after Aristotle) for its mistaken
notion of the concrete-for its "fallacy of misplaced concreteness."
Heidegger remarks just as drastically: "Only by accomplishing the de-
struction of the ontological tradition do we obtain for the question of
Being its true concreteness." Audacious words! We have abundant
WILLIAM BARRETT 13
AN IMAGINARY CONVERSATION
Whitehead: The occasion seems to demand something of a ritual.
We are met to consummate the death of Descartes. I t has taken him
three centuries to die, and I do not think he is altogether dispatched yet.
You, as the expert on death, ought to know what ritual is appropriate.
Heidegger: We ought to be sure, first, that we are really consum-
mating the same death.
W: You mean, what do I wish to see enterred? Very simply, the
Cartesian dualism, which splits nature apart into the two incommensur-
able domains of matter and mind. But perhaps that does not tell the
whole story. It begins with the "fallacy of misplaced "concreteness."
H: The fallacy of what?
W: Misplaced concreteness. It is the fallacy of taking the abstract
14 WHAT IS EXISTENTIALISM?
"the point of view," laying all the weight of emphasis upon this that he
did. The question in understanding anything is whether · we have the
point of view or do not have it; whether we are really inside the point
of view or on the outside.
W: Then, on the whole, it is really the same death we are con-
. summating. I see you nod in agreement. Perhaps we should say that
Descartes was a disaster if we did not remember the words of James
Joyce (if an Englishman may quote an Irishman) that the errors of a
genius are portals of discovery. Perhaps philosophy makes progress only
by going to the end of blind alleys.
sors of Existentialism before Hegel. But we have not been looking for
historical anticipations but something quite different: namely, the point
at which a principle implicit in a whole historical movement first be-
came explicit and articulate. For present purposes, then, we may rest
with Hegel's Phenomenology as a beginning.
* Sotto voce) the Unconscious speaking around 1807. Later,. in the 1830's,
the old man, drunk with his vision, really believed it.
WILLIAM BARRETT 21
at all, the time when Heidegger's writing, in any considerable bulk, will
be available in English translation; which possibility would seem to
supply an additional point and usefulness to any effort of simple exposi-
tion now. We shall confine ourselves principally to his chief work,
Being and Time (1927), which, besides being by far the best of his
books, setting a standard to which he never came near again, is also the
most comprehensive, containing all the themes that he was to elaborate
or modulate (not always fortunately, alas) in his subsequent writings.
By reason of its completeness, we may take it as being something of a
Bible of non-religious Existentialism-or if this seems a bit paradoxical,
anyway a very convenient textbook.
basic to his philosophizing, arriving at the fact that I am from the fact
of my thinking. Kant, following him, located a pure or Transcendental
Ego (the I in the "I think" after Descartes's reduction) as the ultimate
subject of all experience. This is wrong, says Heidegger, we must invert
this order: we must understand the Cogito from the Sum; unless we
understand man's being we cannot understand his thoughts (cogitationes)
or his thinking.
(Admirable. But then we immediately wonder how close this brings
Heidegger again to ~e other tradition from which he is in revolt-the
tradition of Aristotle and the Schoolmen, who also began with Being
rather than Thought. Heidegger's revolt against two long traditions in
philosophy places him in a new and unique relation of balance or
tension between these traditions. The question then becomes: How stable
is this balance? We shall come back to this later.)
Why should man be given this precedence over other beings in
nature as a starting point for the new metaphysics (or ontology) that
Heidegger proposes? Because, says Heidegger, man is the metaphysical
(or ontological) animal: in being he is concer_n ed with his own being.
Man seeks to understand his own being, and this search itself is a fact
that characterizes profoundly his being. And when he poses the prob-
lem of Being in general, he is putting his own being in question. Thus,
a study of Being, in general, ought to begin from this being who is con-
cerned about his own being, if that study is to achieve a new concreteness.
In his description of human existence, Heidegger resolutely avoids
the use of the terms "man," "human," "human being," which might
carry traditional connotations of a definite human nature. Instead he
uses the word ~~Dasein/J a common German philosophical tenn to des-
ignate existence, which in his use is also meant to preserve its literal
meaning of "Being-there" (Sein-Da). Man, for Heidegger, is Mr.
Being There. I.e., man always exists in a situation, he comes to con-
sciousness of himself in a world, surrounded by factual conditions which
he himself has not created.
The reason for this choice of terminology lies, in great part, in
Heidegget's historical derivation from the great German philosopher
Wilhelm Dilthey. Heidegger indicates his historical relation to Dilthey
at several places, but perhaps too briefly for its full depth and breadth
to be seen by the unprepared reader. But without Dilthey's researches,
the daring of Being and Time as an interpretation of human existence
could never have been projected by Heidegger.
Dilthey's contribution to the history of thought can be best outlined
perhaps in terms of his departure from Hegel's brand of historical
WILLIAM BARRETT 27
existence, immediately and at the first stroke, in the public world and
among other people. Here he gives Phenomenology a radical shift in
point of departure from that of Husserl, who had entered into the
phenomenological domain of the given by isolating; in the manner of
Kant, a pure Ego involved in all consciousness. In comparison with this
"subjective" approach, I-Ieidegger's is radically " objective." (How far
it takes him from the tradition of German philosophy, I do not believe
he himself is fully conscious, despite his various pronunciations about the
revolutionary and tradition-destroying nature of his approach. Another
point of tension within his system, to which we shall return later.)
Heidegger proposes to understand our human existence by beginning
from our ordinary everyday existence (banality, Altaglichkeit) , rather
than from the purified philosophical existence that is reached after we
practice the Cartesian doubt about the existence of external objects and
other people-and this everyday existence is always in the world and
with others. To be means to be in the world and to be with others.
Dasein is always da-sein~ i.e. is always there (da), in a situation, and is
always Being-with (Mitsein) others.
But what is the subject of this everyday existence? Who is it we are
really speaking of now as being in the world and with others?
It is not, Heidegger tells us, the pure I that philosophers have
isolated as the subject of all experiences. It is a much more common
and humble creature. Heidegger calls this creature of everyday existence
the One (das Man). Who is this One? Everybody and Nobody. He is
the one we refer to in all tpe prescriptions of public behavior: "One
does this, one doesn't do that, one doesn't smoke here, etc." This One is,
so to speak, the mere point of intersection of all these prescriptions of
the public and external behavior of everyday existence. Thus, Everybody
and Nobody.
It is significant that we locate this subject of everyday existence
-this existent who is in the world and with others-through the clues
of language. Heidegger's brief and passing remarks upon language make
up one of the most pregnant of his analyses in Being and Time; they
contain many fruitful hints for literary critics, and he himself has car-
ried them into the domain of criticism in his discussions of the German
poet Hoelderlin; and these views of language have become fundamental
to much of the criticism now being practiced in France. Language, ac-
cording to Heidegger, is speech, and speech is always given along with
our world and other people. Our everyday existence is in speech. Our
Being-in-the-world comes to expression in speech, and through expres-
WILLIAM BARRETT 29
to say that "it was about nothing."* This is what the psycho~nalysts
call free-floating anxiety; anxiety without any discoverable object. Of
course, the psychoanalysts are able '·0 discover in the case of certain
patients the very definite causes and circumstances that engender this
anxiety. But the empirical discovery of its genesis does not do away with
Heidegger's point since he is concerned not with the genesis but the
content of the state: namely, in what manner we are existing when we
exist in that state. What we are anxious about in such states, Heidegger
tells us, is our very Being-in-the-world as such. That is why anxiety is
more fundamental to human existence than fear. Fear is always definite;
about this or that object in the world; but anxiety is directed toward
our Being-in-the-world itself, with which every definite object, or thing,
within the world is involved. Thus anxiety, more than any other
feeling, discovers to us the world: i.e., brings us face to face with a
world, to which we now sense ourselves to be in precarious relation.
Anxiety, like speech, is through and through "worldly"-belonging to
and revealing the world.
Anxiety thus gives us the first clue to an authentic existence pos-
sible for the human person. But in ordinary life we usually evade the
condition: we try to transform this indefinite anxiety into a definite
fear or worry about this or that particular object. Thus authentic
anxiety disappears, in our banal existence, into curiosity and inquisitive-
ness (N eugier) . Here Heidegger is borrowing from the Christian tradition,
which represented the worldly existence of man (as opposed to a genuine
religious existence) as one of dispersion (dispersio) -a state in which
man perpetually busies himself with diversions and distractions from
himself and his own existence: "distracted from distraction by distrac-
tion."
But this fallen state is not one of complete worthlessness. Analyzing
it, we have already gone a good distance in discovering the essential
characteristics of man's existence. Moreover, if the human being is able
to becom~ really a Self-to discov~r and achieve an authentic mode of
existence-it will not involve his retreating from all the modes of
everyday existence. In fact, such a retreat would be impossible; we must
all-even the authentic self, provided we are able to achieve such-
exist in the world with others, speaking, busying ourselves with cares
about this or that particular object. Authenticity is only a question of
a modification, slight but profound, within our everyday existence, which
CARE
Having elucidated various aspects of the human condition as it
shows itself in everyday life, can we now gather together all these threads
into one pattern, under one unifying concept? Yes, says Heidegger, and
this unifying concept for the human condition is Care. Care expresses
the whole nature of our being insofar as we exist in the world and with
others.
This essential trait of Care, which permeates our human existence,
is revealed to us in the primary feeling of anxiety. Anxiety flows from
the fundamental trait of man: that he is a being whose being is charac-
terized by the fact that he is concerned about his own being. This sepa-
rates him from all other beings in the universe, and Care is simply the
concretion of this quality in our everyday existence. Even the ' mode of
our Being-in-the-world points to this primary aspect of Care. We are
not in the world as an object in a box; not in a sense of occupying a
given point or points in an abstract and geometrical space-that is a
much later notion developed by the abstractive operations of science;
no, the primary sense (i.e., the sense that is given to us directly in our
everyday life) is that we are in the world in that we take care for this
or that object among the objects surrounding us. The notion of a world
in which we exist is discovered to us through the immediate environ-
ment of objects in which we move, which we take care of, are appre-
hensive and concerned about, attend to. Care expresses the fundamental
32 WHAT IS EXISTENTIALISM?
One day when Care was crossing a river, she saw some clay on the bank.
She took up a piece and began to fashion it. While she was still reflect-
ing over what she had made, Jupiter arrived on the scene. Care asked
him to give the shape a spirit or soul, which Jupiter promptly did.
Then a dispute arose between them: each wanted to give his own
name to the new creation. While they were disputing, Earth came up
and insisted that her name be given to the new creature, since she had
furnished it with its body. The three of them called in Saturn to
judge the dispute. "Jupiter," said Saturn, "since you have given the
thing a soul, you shall receive this after its death; you, Earth, shall
finally receive the body; but since Care first shaped this creature, she
shall possess it as long as it lives. As for the quarrel over the creature's
name-let him be called Man (homo) since he is fashioned of earth
(humo) .
DEATH
But since Care is always pointed at the absent and the future, it
seems to give human existence a singular incompleteness and make it
impossible to grasp this existence as a whole and integral structure.
I t is to this task that Heidegger addresses himself now in his analysis of
death~ for any attempt to grasp our existence as a whole must send us
toward the fact of death, which concludes that existence.
His analysis of death is perhaps the most important and satisfying
interpretation in his whole picture of man. It is, in a certain way, the
keystone of his analysis, since we are able to attain an authentic existence
only if we come face to face unblinkingly with the possibility of our
death, for it is death that tears us out of the external banality of every-
WILLIAM BARRETT 33
The reader will recall here Ivan Ilyich's reflection on his deathbed as
he faced for the first time the prospect of his ow n death: long ago he
had read in his school logic text the example of a syllogism, "All men
are mortal, Caius is a man, therefore Caius is mortal." Precisely-Caius
was mortal, but who was this Caius? eaius was not he, I van Ilyich, who
had had. that childhood, those parents, this particular life. It was all
right for Caius to be mortal (for Caius is the One, and therefore Nobody
in particular) ; but that he, poor Ivan Ilyich, should be mortal, should
face death !-that is the shattering and inexplicable prospect he now
faces. Everything in Heidegger's analysis of death is implicit in Tolstoy's
"Ivan Ilyich"; Heidegger has simply placed Tolstoy's perceptions within
the framework of a more or less rigorous phenomenology.
The One has another clever trick too: not only does it make out ·
death as something that happens to other people, but also as something
that will occur at another and later time. In our banal chatter, we say,
"To be sure, death comes to all," but we tacitly understand: "But it
does not come now) we have plenty of time ahead of us." We keep
thinking of death as the end of a journey, and comfortably imagine that
a great part of the road stretches still in front of us. Death, however, is
not a fact but a possibility. And its real character as a possibility is that
it is possible at any moment. "As soon as a man is born he is old enough
to die."
But notice an even more significant point in the everyday attitude
toward death. Despite the fact that it flees from the consciousness of
death, our everyday existence reveals itself as essentially pointed toward
death. We exist continuously in relation to death, it happens only that
the manner of this relation, as it appears in daily life, is one of deception
and veiling. Precisely because we flee from the full and authentic con-
sciousness of death, death is revealed as a possibility already permeating
our existence. Human existence, even in everyday life, is essentially
Being-toward-death. Death, as the end of existence (in the authentic
sense of end), is present in human existence from the beginning.
But death--once truly grasped as this possibility-also affords us
the first glimpse of a possible authentic existence for man. Confronting
death as possible at any moment, we are tom out of the context of banal
life, and restored to a Self, which must face death without disguise.
This was the experience of Ivan Ilyich on his deathbed. Authenticity
means no more than to become oneself truly through the R es10 luteness
(Entschlossenheit) with which we face death. Death is liberating: it
frees us from the servitude of petty cares that threaten to engulf ordi-
nary existence completely, and delivers us to the essential projects by
WILLIAM BARRETT 35
TIME
All the foregoing analysis has been only to clear the ground for
the interpretation of time as the very meaning of existence. It should
already be evident from the analysis of Care that man's being is tem-
poral through and through. This temporal character of human existence
Heidegger calls temporality (Zeitlichkeit), and it is to be distinguished
from the "vulgar" conception of time (Zeit), which is an affair of clocks,
chronometers, and calendars, encountered within the world of man's care.
Since man's nature is Care, his being is to be projected always toward
a future. Man must be defined by his possibilities: "Man is always in-
finitely more than what he is at any given moment." The future reveals
itself as that toward which existence is projected; the past as that which
* Heidegger has just published an Essay on Nihilism~ which is not yet avail-
able in America. It is proper that he should have at last addressed himself
directly to this subject, since for him, as for Nietzsche before him, it becomes the
central question of philosophy.
WILLIAM BARRETT 37
suspicion that it is not the complete truth about time, since other philos-
ophers, from Plotinus and St. Augustine to Kant, have felt it necessary
to make time "subjective." Though Heidegger claims to forswear-and
incorporate-both alternatives, I think we shall find him belonging, in
the end, to the latter camp- a contention which I shall come back to
later.
Being essentially temporal, existence is also essentially historical.
Parallel to temporality and time we have historicity (Geschichtlichkeit)
and history (Geschichte). Historicity is prior to history, as temporality
is prior to time. Because man's existence is historical, he is able to write
histories that represent history as a flow of events succeeding each other
in time. Our existence is historical, whether we try to escape history or
not, because, perpetually projecting a future, we transcend and yet re-
turn to our past. Perhaps Heidegger's chief contribution is to point out
the significance of the future as defining our past. Tradition is not a
thing) complete in itself, existing outside of the decision that places
us in relation to it; on the contrary, we seize upon this or that aspect
of the past-we create a tradition, in short-in view of the kind of
future we are projecting. We choose ourselves in choosing our personal
heroes out of history. T. S. Eliot, who has provided the best-known
modern discussion of literary tradition, illustrates this point: the tradi-
tion that Eliot talked about as the tradition of English poetry was defined
by the kind of poetry and criticism he himself was projecting for the
future. * The contrast between the histories written by bourgeois and by
socialist historians is the result of their different projects for the social
future of mankind.
"Man makes history," said Marx, "but he does not make it out of
whole cloth." Now the Marxist tradition has tended to affirm the second
part of this proposition at the expense of forgetting altogether about the
first. If Heidegger takes only an abstractly theoretical account of the
second part, his distinction is nevertheless to have fully elucidated the
first part. The present, for Heidegger, is a making-present, and it is only
as a derivative of this that we say man exists in the present. Historically
his present is always the present of his generation. (This historical con-
cept of the "generation" is borrowed from the writings of Dilthey.) Each
generation feels its present as its historical fate (Schicksal). Far from
being something external to which our existence passively submits, this
fate is the very act of self-definition and self-projection by which we
choose it as our fate. But Heidegger hardly notices the fact that one and
* Eliot himself has admitted this point in his essay, "The Music of Poetry,"
in The Partisan Reader, pp. 494-509.
WILLIAM BARRETT 39
the same generation may define for itself many and conflicting fates.
Our generation, we say-and that may mean that our fate, the fate we
choose, is to struggle against the whole of our generation. Heidegger's
catego!fies, of course, would apply to these historical conflicts within a
given generation; the fact that he does not touch upon them shows
something about himself rather than his system-namely, how greatly he
lacks a sharp sense of history in its social and political dimensions.
Whatever his merits, he remains first and last one of the Brahmans of
the great German academic tradition-capable of the most childish self-
deception (alongside of great learning and profound introspective imagi-
nation) in empirical matters; facts to remember in connection with his
later allegiance to the Nazi party.
III. EXISTENTIAL PATHOS AND THE SENSE OF FACT
tend to doubt that any intellect, no matter how theoretical and rarefied
its researches, could have escaped breathing the bad air of a corrupt
na tional existence.
Which are the existential directions here? Where is the existential
point of view confinned, where abandoned? We address ourselves to
these questions by turning immediately to Heidegger's initial ontological
presentation itself-his claim that the analysis of human existence will
provide a new key to the understanding of Being, in general. But this
claim, I believe, is never realized, its persistence is a delusion, and the real
value of the work lies rather in its concrete descriptions of hun1an
existence.
One proof of our contention would seem to be the fact that he has
never published the second part of Being and Time~ which was to have
been the general theory of Being, for which the first, the published part
was only the preliminary clearing of ground. The metaphysics that we
do get in some of his subsequent works-in On the Nature of Cause
(1929) and What is Metaphysics? (1933)-leaves it very questionable
indeed that we have found here a new key to Being that will successfully
upset the whole philosophic tradition of the West. In fVhat is lvJeta-
physics? he speaks of metaphysics as the fundamental happ e ning~ or
experience, within human existence. If metaphysics has now become an
experience, does not that imply that we are no longer to take it as
furnishing us a doctrine-a structure of statements elucidating Being-
and that Heidegger himself must have given up the claim to produce
such a doctrine?
We are told, of course, that he wrote the second part of Being and
Time before the first. The existence of this second part should not
excite one's expectations too much; we can already guess its main direc-
tions fr.om the indications toward the end of the first part. These indica-
tions deal with the subject of time, and as soon as one questions them,
the crucial point in Heidegger's whole enterprise becomes exposed.
Now, Heidegger's whole treatment of the subject turns on the
distinction between temporality and time, which we have already ex-
plained. By means of this distinction, and the phenomenological struc-
ture into which he integrates it, Heidegger claims to cut the ground
from under the old philosophic quarrel whether time is "objective" or
"subjective." Is this really possible, without choosing one or the other,
and does he do it? Certainly, we should be very much surprised if a
Gennan academic thinker escaped altogether the egotism of German
philosophy, and even more surprised if Heidegger, who sees his philo-
sophic mission in analogy with Kant's (see his Kant and the Problem of
42 WHAT IS EXISTENTIALISM?
* This is not the occasion to go into the difficulties of constituting the time
series. I hold with McTaggart against Russell that time must involve present,
past, future; I am not aware of any valid argument that these require conscious-
ness.
WILLIAM BARRETT 43
Why now rather than then? This question haunts the existing individual
as soon as he casts his vision over the immense extent and possibilities
of human history. How, in fact, can Heidegger interpret the moment of
my birth at all, since that is the time at which my temporality comes
to be, and he makes the latter prior in nature? It is human pathos
to have been born "at this time" always, and man, coming into the
world, must always confront his time with something of Hamlet's cry,
"0 cursed spite that ever I was born to set it right!" It is also my
pathos to be excluded frOlTI the centuries preceding me, from the heroes
I love, whose actual existence is a riddle at which I can only guess.
I am cleft and incomplete because I cannot know the future that will
continue after me-will America, for example, ever have a culture,
can mankind achieve a decent and rational society?-although this
future, from which I am cut off, inhabits my thinking at almost all
moments. And even if men should achieve in the future a Utopia in
comparison with what we have now, they too will not escape this pathos,
but will in turn be cut off from their future; and if human development
ceased, and there were no future toward which they could turn, they
would be even more pathetic. These aspects of human pathos cannot
be adequately expressed within the context of Heidegger's distinc-
tion between temporality and time. Pascal strikes me as a superior ex-
istentialist here because he has a superior sense of fact. Analyzing man's
cares and anxieties, Pascal never leaves any doubt as to the objective
world of space and time in which he locates man's being. Man is located
against the background of "the silence of those infinite spaces," against
the teeming world of microscopic animalcules, Cleopatra's nose, and
the grain of sand in Cromwell's kidney. *
Pascal, it seems, grasped certain of Heidegger's concepts better than
there. And so on, for all the objects in my "real" world of ordinary
experience. What remains? Only the experiences of consciousness itself.
The real external world of natural normal experience has been discon-
nected, or bracketed, from consciousness. Husserl does not raise this
"doubt" in order to cast uncertainty upon our belief in the existence of
a real world outside our consciousness; it is only his means of bracketing
off, in turn, the whole manifold realm of consciousness, which is now
to become the domain investigated by the rigorous philosophic discipline
he calls phenomenology.
Let us examine this Bracketing with historical eyes for a moment.
Ancient skepticism-I am talking about the pre-Aristotelian skeptics-
did not travel this road of doubt, though it went farther along other
paths. How is this? How is it they did not doubt the external world and
other people, although one fine Sophist went so far as to doubt the pos-
sibility of communication itself and ended up by wiggling his finger in
order to express himself? At the very moment they felt their language
incapable of coping with the eternal flux of nature, these Heraclitean
Greeks, healthy and natural children, could not bring themselves to
doubt the existence itself of nature. They philosophized in the market
place, in the open air and the good Mediterranean sunlight, and it
would have struck them as insanity, rather than doubt, not to recognize
where one was and the people around one. Modem philosophy, since
Descartes, has smelled of the private study and the library, where a man,
in his solitude, perpetually pinching himself to see whether he is dream-
ing, can entertain, or pretend to entertain, beliefs he could not hold in
the open air and light of a city square.
What will do us for a market place? Washington Square on a fine
spring afternoon, where we are lucky to find an empty seat to squeeze
into, and this neighbor, whose existence we are to bracket, probably is
sticking his elbow in our ribs. Here, now, what does this Bracketing
mean? By a process of intense self-hypnosis I may be able to work myself
into a state where I suspend my beliefs, my perceptions seem illusions,
and I can even feel, like a Hindu sage, that all this is a dream-and a
dream from which I shall never awaken. But this state would only be one
among many, and we have to ask: What 'does this bracketing mean-
logically? Simply this: that the proposition, "There are no people
here in the park," is not logically self-contradictory. But the question
remains, whether I do not in fact know that this proposition, however
self-consistent, is actually false. Husserl tells us we are to put within
brackets absolutely everything that is given; but where does the given
end, and suppose the reality of the world, as well as its appearance, is
46 WHAT IS EXISTENTIALISM?
* This argument rests upon G. E. Moore's analytic of common sense, and its
dialectic defense, in detail, may be safely left to Moore or his followers. Moore's,
by the way, is one more of the modern efforts to consummate the death of
Descartes. Moore has arrived at the position that he knows certain things con-
cerning which he cannot give any adequate explanation how it is he knows them.
The next step of the C ambridge School would be to declare that its philosophy
is inadequate to what it knows. That would require more daring.
WILLIAM BARRETT 47
THE ONE
Once we have traversed our preceding arguments, and placed man
among things and within a world (in a far more real, or realist, sense
than Heidegger), then any empirical source of knowledge becomes rel-
evant, and we must question Heidegger's analysis of this One-the anon-
ymous individual of the crowd-from the viewpoint of the psychoanalyst.
Heidegger tells us that this banal character of everyday existence
is fundamentally guiltless: the One avoids, as much as he can, the really
human responsibility of guilt. He regards his guilt as a thing-something
like a toothache, which he is concerned only to get rid of. The One
does not have the "will to be guilty"-the essential note of conscience
that defines authentic existence. Now, the psychoanalyst would tell us, on
the contrary, that this banal individual is ridden with guilt; that he is
choking with the repressions, resentments, and guilt that arises from
these; and, finally, that he can reach a really human level by willing to
throw off a good deal of his guilt, particularly the parts that arise from
the invalid prescriptions of social fear, the mores of the human hive.
Hence the voice of conscience would become the will not to be guilty-
the will to conquer one's guilt and rise above it. Here Nietzsche speaks
against Heidegger.
The One, we have seen, escapes from his fallen state, and rises
to authentic existence through the experience of his complete isolation
as a Self confronting death. Mterward the public world is restored to
him, but with a difference. (Heidegger's version, we have observed, of
the Kierkegaardian Repetition.) Heidegger, however, hardly deals with
this point adequately. If a realization of our complete solitude in the
face of death is necessary for securing an authentic existence, it is also
true that we must realize our authenticity in communication and ex-
change with others. Now, this criticism has often been made, but never
in such a fashion as to get at the source of Heidegger's inadequacy.
His trouble is that, though he begins by positing our existence as an
existence-with-others, what he describes is an abstraction and not the
concrete co-existence of daily life. Everyday life is not that undiffer-
tJntiated public existence that he describes as the existence of the One;
50 WHAT IS EXISTENTIALISM?
our banality is not the anonymity of the crowd, except for ce~tain
moments; we move within smaller .communities rather than an abstract
public world at large; within groups, circles of friends and enemies, fl,lll
of the passion of personal intrigue, differ.ences, backbiting, gossip, and
now and then the possible occasions of friendship, the joys and commu-
nication in friendship. H~nce it is within that concrete and extremely
personal context (from which we start) that we must hammer out our
own truthfulness and authenticity. Otherwise the absolute solitude with
which we resolutely confront death becomes a neurotic escape from the
task of being a person, ourself, among the other persons we know.
There is another tension (but perhaps it returns, at bottom, to the
one we have been talking about) in Heidegger's system, which we may
baptize as the opposition between Dilthey and Husser!' Husserl had
claimed for phenomenology .an absolute rigor and universality: abso-
lutely self-contained, embracing its own principles, it reaches truths that
are not relative to the given historical epoch and culture. Now the ques-
tion is whether these claims can be maintained in the case of the
phenomenological analysis of such a subject as death, for example. Hei-
degger, insofar as he is practicing phenomenology, is claiming to produce
an analysis of death, and the mode in which man confronts it,_which is
valid for all times and cultures. Dilthey, on the other hand, had arrived
at what we might call an ontology of historical relativism: no system
can embrace existence totally and finally, and hence every philosophical
system is only a "philosophical fragment" (a Kierkegaardian fragment,
but arrived at by an entirely different path). Hence philosophy must
always take its origin from the prephilosophical from which it can never
cut itself com{lletely off, and this prephilosophical stage of existence
changes with human history. From this point of view, I doubt whether
Heidegger's analysis of death can pretend to any absolute phenomeno-
logical universality. In ages of faith, where belief in an after life is
assumed as a matter of fact, the way in which man confronts death
is altogether different from what Heidegger describes. The medieval
Christian, believing exultantly or fearfully in the next life, could f~ce
death as the simple gateway to another world, and he did not fear the
losing of this existence so much as the loss of happiness hereafter.
Clearly, ~eidegger is analyzing the consciousness of death of our historical
epoch-which has, precisely, foregone the hope of immortality.
stars, fell into a well. A serving girl, who stood nearby, greeted this with
jeers and laughter. She was no intellectual, obviously, otherwise she
might have paused to think that what she had just observed was the
history of philosophy as comedy. Thales was no dreamer, far from
" it; we are told he went on to establish the first monopoly recorded
in history, cornering the olive market in Greece; I like to think he did
this because he had been so annoyed by the girl's laughter. Now, this
well is actuality itself, and the comedy is that the philosopher is always
falling down it. Philosophers have always been haunted by the goal
of a complete system that would grasp its own"principles in a systematic
and self-justifying rigor; but they never quite get free from dependence
upon the prephilosophic stages of language and thought, from which
they would take off into the upper atmosphere. They too are children
of their epoch, and the system turns out in the end a "philosophic frag-
ment" (in Kierkegaard's sense). Probably it never occurre~ to Spinoza,
as he walked past the stock exchange in Amsterdam, that his thought
was particularly related to these counting houses; his attention was on
his own stars, the system he was developing more geometrico from nec-
essary first principles; but we who compare his treatment of the human
passions with the medieval treatment by St. Thomas Aquinas easily see
a relation to those stock exchanges and the nascent capitalism of the
Renaissance. Suppose that history had not accumulated for us since
Thales' day, what kind of philosophic questions would we be asking?
If we did not know any more science than he, we would probably still
be asking with him whether water is the substance of all things.
By turning to history as our summing up, we do not pass to some-
thing extraneous to our argument, but simply continue our previous
criticisn1, in the direction of the concrete and actual, bringing abstrac-
tions face to face with the sense of fact, exhibiting philosophy itself in
its existential incompleteness, as it opens out upon the world in which
it came into birth. This is but to bring the existential point of view to
its completeness, and that is why we place this bit of history at the end
WILLIAM BARRETT 53
rather than the beginning. No doubt, this may involve some cynicism
toward philosophy, but it is a kind of cynicism already expressed in
Kierkegaard and Nietzsche; and here, as with women, perhaps it is
only cynicism that permits us to love philosophy wisely.
Nevertheless a very long chain of causes stretches from those Am-
sterdam counting houses to Spinoza's treatment of the passions; we do
not deny it, but neither do we intend to become involved in one of the
most intricate and difficult quarrels of historical theory. Instead, we
simply assume that human consciousness exists completely in its historical
epoch, and ask what correlations that permits us to make. Perhaps a
cultural event is "explained" only in the sense and to the degree that the
correlations with other historical events are suitably dense and coherent.
The historical period we have been dealing with here is obviously
the period of Romanticism in Europe, and we should like to take as
integral a view of it as we can of the Renaissance-an impossibility
perhaps, since we are still in the midst of this period, and its final
horizon, still in the future, is darkened to us. What we can distinguish as
a Renaissance consciousness ' is already found in the painting of the
fourteenth century, but it does not appear in the philosophers until the
fifteenth, sixteenth, and seventeenth centuries. The artists are the sensitive
reeds that first vibrate to the new currents which flow into the historical
epoch and which give it preci ely the feeling and exultation that it is
new. The Renaissance artists themselves need not have been expressly
aware of this new attitude toward existence, which they possessed only as
an ingredient in their way of seeing the world; it became conscious and
explicit in the philosophers. If Romantic art was also new and revolu-
tionary, then it too must have grasped some radically new areas of
human existence, which the philosophers have subsequently been strug-
gling to bring to explicit conceptual expression.
ART
Modern art-that art that begins with the Romantic movement-
has become characterized by its progressive morbidity, its sensational and
startling character, the presentation of hUlnan life in its extreme situa-
tions. The art produced in the first part of the eighteenth century, fun-
damentally classical in . its directions, deals with the human in its uni-
versal dimensions, with wit, n1anners, morals: man as a creature of a
definite nature, at the center of a world which is ordered and under-
stood, and does not exist on the edge of chaos. The novel, which is so
peculiarly a modern literary form, exists, but it has not yet become the
modern novel. Thus Fielding's Tom Jones and Stendhal's Red and the
54 WHAT IS EXISTENTIALISM?
Black are both versions of the picaresque novel dealing with a young
man's adventures in the world, but it would be hard to find two works
more different in fundamental outlook. Where Fielding's subj ect is the
existence of human foibles against the background of a definite concep-
tion of human nature, Stendhal has introduced a new and daring sense
of experiment with man: all the stable forms of society are seen to be
perched over the chaos of the irrational, the arbitrary, and the contingent
in man himself.
We also hear these tones of discord in the new music. Turning
from the melancholy portions of Handel's "Water Music" to one of
Beethoven's last quartets, we have entered a different world. In Handel,
the emotion is completely contained and formed; sad and melancholy,
it is torn neither by doubts nor uncertainties; we seem to be present
at some recognized social occasion and chamber of mourning, where
our grief is shared, in essential human communion, by other people
there. When we hear one of Beethoven's last quartets, we seem to be
alone. The solid human world whose contours were present in Handel
has dissolved into questions, doubts, anxieties. Through this dissolution
of accepted musical form we hear the dissolution of a whole world of
accepted status. The naked ego has come into the world, the individual
has been born into bourgeois society with all its pressures and conflicts.
This is the music of anxiety, and, as such, it strikes us as peculiarly
mode'J1n music.
A French critic has found in the paintings of Picasso a "terrible
and modern beauty." An important chapter of intellectual history could
be written on this particular use of "modern"-the peculiar reveFbera-
tions and associations it has for contemporary ears. When Baudelaire
wrote of Flaubert, and found Madame Bovary "so profoundly modern"
(his italics) , he was illustrating this meaning that seems to set the art
of the last 150 years off from the great bulk of earlier art. It is hard
to know just when this peculiar awareness of modernity begins, but tqe
first conscious uses of it I find in Stendhal, when he poses such ques-
tions for his age as, "What kind of art do we, we moderns of the year
1830, want?"
Now, this sense of the modern is quite different from what launched
the seventeenth-century debate in France and England about the rela-
tIve merits of ancients and moderns. That debate arose in the historical
period when the new national literatures had already developed to the
point where they had produced works that invited comparison with the
great classics of the ancient world. However, the comparison was be-
tween works on the same terrain of consciousness-works of the same
WILLIAM BARRETT 55
SOCIETY
But what art gives expression to has come into being through other
causes. Two large-scale historical events run parallel to the movement
we are considering: (1) the industrial revolution, and the consequent
establishment of the bourgeoisie (which, of course, as a class had emerged
long before) at the helm of modern society; and (2) the uneasiness and
tensions within bourgeois society, its inability to solve its problems, its
rapid and startling decline within this century, and the consequent
despair in the midst of this class.
The bourgeois brings with him into history a scrupulous concern
for the individual. But this only opens the subject to us, since it is nec-
essary to go on to explain why this concern for the individual was con-
tent to exercise itself in the eighteenth century in the field of social and
political criticism, whereas in the nineteenth century it is turned in upon
personal existence in and of itself, and philosophers begin to go in
search of the concrete and existential.
The French Revolution brought into existence what Karl Jaspers
has aptly termed "the epochal consciousness." Kant himself remarked
a propos of the events ~f 1798:
56 WHAT IS EXISTENTIALISM7
throughout this movement. But perhaps too much attention may have
been called to them, since the presence of antirationalism does not char-
acterize this movement essentially. When a philosopher like Bergson-
criticized perhaps as much as any figure here for antirationalism-speaks
of certain deficiencies of the "intelligence" in comparison with "intui-
tion," we must also remember that the body of his writings, both in
form and concentration, witness an intense devotion to the intellect.
Nevertheless, in this movement science does appear as something to be
"transcended" in one way or another, or to be reintegrated within the
total of human experience. Kierkegaard is the most dramatic: in his
category of the "exception" he announces that individual existence, with
its dread, freedom, and absolute decisions, forever escapes all science.
Nietzsche thinks that the results of science call for a desperate affirma-
tion on the part of man, the hero, who would look truth in the face.
Whitehead would replace science within the fundamental "feeling" pat-
tern of human experience; Heidegger would see science itself as a pas-
sion and mode of human existence; Dewey attempts, in a more matter-
of-fact way, to reintegrate science into the biological and cultural matrix.
To put it another way, Dewey seeks to give science its concrete and
proper place in the human community. Science has become a "problem"
not simply because its appearance has upset the intellectual economy by
undermining traditional religious beliefs. This disruption in the intellec-
tual economy is itself a reflection of the disruption in the actual social
economy that science, in its visible incarnation as technology, has brought.
Science remains something to be reintegrated into the intellectual econ-
omy, as its material counterpart has not been integrated into the social
economy. Technology has raised immeasurably the productive forces of
modern society, but at the same time produces the most drastic convul-
sions and contradictions within society in the form of crises, pauperization
of the masses, uprooting of the peasantry, and wars which, in their
mechanical horror, virtually make war itself a new historical phenomenon.
It is questionable whether science would have become such a passionate
"problem" for philosophy if its social embodiment in the form of tech-
nology had not become such an insoluble problem to modern society.
In his vision of this social aspect, Dewey outstrips all the other philoso-
phers we have touched upon here.
Examination of Romantic literature 'deepens this correlation. Roman-
ticism appears first as a literary phenomenon in England, precisely the
country in which the industrial revolution makes its first appearance.
Romanticism appears here as an intense longing for return to the past,
and the particular past longed for is the medieval past. This is a remark-
WILLIAM BARRETT 59
RELIGION
It has been obvious through all the foregoing that the dissolution
of a world of status has also been the dissolution of a received religious
framework. Perhaps the decay of religion over the last two centuries
has been the most profound event touching the life of man-at least, '
his spiritual and conscious life-though, as we have seen, there have
been more drastic changes modifying the rest of his being. With this tradi-
60 WHAT IS EXISTENTIALISM?
tainly more interesting than the Crystal Palace itself) ant} we are likely
to take his side against it since we too are human) like him> and cannot
tolerate boredom very long. Since we are still livimg with him) still living
him) our only recourse is to seek the least destructive and most valuable
levels at which to release his aggressions) which can also become his
freedom) since every act of freedom is an aggression against the void.
Now) for some 2500 years philosophers have been trying to build
their own Crystal Palaces) in which this surd) this creature of shadow)
would become as ·transparent as the walls of this geometrical hive. But
the prolegomena to. every future philosophy seems to be that it in turn
will crumble and be superseded) that a philosophy is always less than
the creature who produces it. Now a new step is being taken: it is
proposed to place this creature with all his explosive liberty at the very
center of philosophy itself. It will be interesting to see what comes of
this.
WHAT IS EXISTENTIALISM?
BY WILLIAM BARRETT
This pa,m phlet not only presents and analyzes the main themes in Exis-
tentialist thought. but also attempts to place the movement within the larger
contexts of modern philosophy and history which give it its present perspective
and significance. WHAT IS EXISTENTIALISM? is indispensable for an under-
standing of the intellectual situation today.