Farmakogenetik Ado
Farmakogenetik Ado
Farmakogenetik Ado
Author Manuscript
Pharmaceuticals (Basel). Author manuscript; available in PMC 2010 October 7.
Published in final edited form as:
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Abstract
A variety of treatment modalities exist for individuals with type 2 diabetes mellitus (T2D). In addition
to dietary and physical activity interventions, T2D is also treated pharmacologically with nine major
classes of approved drugs. These medications include insulin and its analogues, sulfonylureas,
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Keywords
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1. Introduction
1.1. Pharmacogenetics
There is little doubt that the majority of pharmacologic therapies for common diseases have
significantly minimized disease burden and improved the quality of life for affected
individuals. In fact, for some diseases, such as type 2 diabetes mellitus (T2D), pharmacologic
treatment of at-risk individuals even before manifestation of disease symptoms can
significantly reduce disease risk [1-5]. The efficacy of any pharmacologic therapy is due to a
balance between drug action (pharmacodynamics) and clearance (pharmacokinetics), coupled
with a minimal adverse effect profile. However, many times the specific biologic mechanism
*
Author to whom correspondence should be addressed; jdistefano@tgen.org; Tel.: +1-602-343-8812; Fax: +1-602-343-8844.
DiStefano and Watanabe Page 2
of action for a given drug is unknown, resulting in a relative focus on pharmacokinetics, given
the lack of pharmacodynamic knowledge. Furthermore, the very nature of drug development
and marketing results in identifying compounds that can be used to cast a wide net to treat a
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large segment of the diseased population. The unfortunate reality is that very rarely is a given
pharmacologic agent 100% efficacious in 100% of treated patients. This has resulted in
“tweaking” of compounds or creation of related compounds to improve their applicability to
a wider spectrum of patients.
Pharmacogenetic research, which stems back to the late 1800s (cf. [6]), attempts to understand
the link between genetic variation and response to drugs. In its infancy, the field was mainly
restricted to observations of familial clustering of drug reactions, but the combination of the
Human Genome [7,8] and HapMap [9,10] projects has transformed the field to include both
the area of pharmacogenomics and a wider spectrum of genetic characteristics beyond single
nucleotide polymorphisms (SNPs) in the genome. New genetic variants associated with a
variety of common diseases identified using genome-wide association studies (cf. National
Institutes of Health GWAS Catalog; http://ww.genome.gov/gwastudies/) has elucidated new
biological mechanisms underlying not just predisposition to disease, but also response to
pharmacologic intervention for disease. Furthermore, genome-wide association studies
specifically focused on drug response are now appearing in the literature [11-15]. Coupled with
other advances in biomedical research, pharmacogenetics has moved beyond the relative focus
on pharmacokinetics to pharmacodynamics. These events bring even closer the prospect of
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identifying genetic variation that may provide information illuminating which drug at which
dose may be most effective for a given individual. This raises the probability of bringing
“personalized medicine” to fruition to reduce disease morbidity and mortality, and improve
quality of life for individuals with T2D.
The prevalence of T2D has increased sharply in recent decades and has tracked with similar
increases in the prevalence of obesity, one of the primary risk factors for T2D. Current estimates
indicate that diabetes affects 23.6 million people in the United States alone, representing 7.8%
of the population, and close to 250 million people worldwide [26]. An additional 57 million
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individuals living in the United States have a pre-diabetic condition in which impaired glucose
tolerance or impaired fasting glucose levels places them at high risk for development of T2D
[26]. The prevalence of T2D is also increasing in youth [26]. Historically, type 1, or insulin-
dependent, diabetes accounted almost exclusively for all cases of childhood diabetes, but at
present, 8-45% of newly diagnosed pediatric patients have T2D [27].
Diabetes is the seventh leading cause of death in the United States [26]. T2D is also a risk
factor for microvascular complications leading to limb amputations, renal failure, and
blindness, as well as other disorders such as hypertension, cardiovascular disease,
dyslipidemia, and infections. As such, diabetes significantly contributes to morbidity and
mortality in the United States. The treatment of T2D also exerts a huge impact on the health
care system. The costs of diabetes in medical expenditures and lost productivity in the United
States exceeds $174 billion USD; further, the average medical expenditures among individuals
with diagnosed T2D are 2.3 times higher than in those without the disease [26]. Clearly, T2D
significantly affects both individual quality of life and public health.
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Current therapies in the management of diabetes include lifestyle intervention through diet
modification and exercise, as well as oral and injected hypoglycemic agents. Ultimately, the
goal of all treatment strategies for T2D is to lower blood glucose concentrations to levels that
approximate those representing normal range. Maintenance of near-normal glycemic levels
has been shown to lessen the risk for development and progression of disease complications
[28]. Pharmacologically, T2D is treated with nine major classes of approved drugs, including
insulin and its analogues, sulfonylureas, biguanides, thiazolidinediones (TZDs), meglitinides,
α-glucosidase inhibitors, amylin analogues, incretin hormone mimetics, and dipeptidyl
peptidase 4 (DPP4) inhibitors.
For many patients with T2D, treatment with anti-hyperglycemic drugs is initially successful,
yet over time, monotherapy fails and either addition of a second anti-diabetic agent or transition
to insulin becomes necessary to restore acceptable glycemic control. Although glycemic
control has improved overall over the past decade, approximately 40% of individuals being
treated for T2D do not reach the desired glycosylated hemoglobin (HbA1c) target of < 7%
[29] and there is no single agent that yields optimal glucose-lowering effects in all treated
patients [30]. In a study of long-term glycemic control in T2D, Kahn et al. [31] found a
cumulative incidence of monotherapy failure at 5 years of 15% with rosiglitazone (a TZD),
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21% with metformin (a biguanide), and 34% with glyburide (a sulfonylurea). In the face of
such data with respect to monotherapy, combination therapy is now being implemented to treat
T2D. The general strategy of combination therapy is to simultaneously treat multiple
components of T2D pathogenesis in a multi-pronged attack to control blood glucose levels.
Such therapies include combining multiple monotherapies or using combination drugs such as
Metaglip (glipizide and metformin: Merck Santé S.A.S.), Actoplus (pioglitazone and
metformin: Takeda Pharmaceuticals) or Janumet (sitagliptin and metformin: Merck & Co). As
discussed more fully in the following sections, glycemic response to oral anti-diabetic agents
is highly variable; there are a number of factors which contribute to inter-individual differences
in drug response including age, sex, disease, drug and food interactions, co-morbidity, and
genetic factors [32]. Pharmacogenetics research, which assesses the role of genetic
determinants of drug response, promises to yield information that may be used to personalize
treatment strategies to insure optimal glucose control in all patients, improve treatment
efficacy, and reduce the risk of adverse drug events in susceptible individuals. Here, we aim
to provide a comprehensive review of pharmacogenetics investigations of three major classes
of anti-diabetes medications: sulfonylureas, biguanides, and TZDs.
2.1. Sulfonylureas
2.1.1. Background—Sulfonylureas are one of the most widely used classes of oral
hypoglycemic agents. The most common sulfonylurea agents are tolbutamide, gliclazide,
glibenclamide, and glimepiride, and while most individuals respond well to these drugs,
pharmacodynamic response efficacy is variable. For example, 10-20% of treated individuals
do not achieve adequate glycemic control using even the highest recommended dose (“primary
sulfonylurea failure”) and 5-10% of patients with T2D who initially respond to sulfonylurea
treatment will subsequently lose the ability to maintain near-normal glycemic levels
(“secondary sulfonylurea failure”) [33,34]. Further, drug dosages typically need to be
increased over time as impairment of insulin secretion occurs, until a second hypoglycemic
agent is added or, if all hypoglycemic drugs fail, adding or switching to insulin is indicated.
Although failure to respond, or deterioration of, response to sulfonylurea therapy is known to
result from a variety of factors including poor dietary and/or physical activity compliance,
weight gain, reduction of insulin sensitivity, age of onset, or presence of anti-islet cell and
glutamic acid decarboxylase antibodies, the strongest predictor of failure is deterioration of
β-cell function [35,36].
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Maturity-onset diabetes of the young (MODY) is a rare, autosomal dominant form of diabetes.
There are six primary forms of MODY, each a consequence of mutations in six different genes
[37]. In addition to the autosomal dominant inheritance, MODY is characterized by onset
before the age of 25 and β-cell dysfunction typically in the absence of insulin resistance or
obesity. MODY3 arises from mutations in the hepatocyte nuclear factor 1 homeobox A gene
(HNF1A), and patients with this disease are hyper-sensitive to the hypoglycemic effects of
sulfonylureas [38]. In an early case study, Pearson et al. [39] identified three MODY3 patients
with HNF1A mutations, in whom cessation and reintroduction of sulfonylureas caused
dramatic changes in HbA1c levels, or severe hypoglycemia, in response to introduction of
sulfonylureas into the treatment regimen. A subsequent study found that MODY3 patients had
a 5.2-fold or 3.9-fold greater response to gliclazide compared to metformin or patients with
T2D, respectively [40]. These patients also had a stronger insulin secretory response to
tolbutamide and were more insulin-sensitive compared to individuals with common T2D
[40].
In a similar series of studies, Pearson et al. [41] identified rare heterozygous mutations in the
potassium inwardly-rectifying channel, sub-family J, member 11 (KCNJ11), more commonly
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known as the ATP-dependent K+ channel, that accounted for 30-58% of cases with permanent
diabetes diagnosed in patients < 6 months of age or in neonatal diabetes. These mutations
resulted in continual activation of the ATP-dependent K+ channel, which prevented insulin
secretion by pancreatic β-cells and typically produced a misdiagnosis of type 1 diabetes. This
misdiagnosis resulted in patients being improperly treated using conventional insulin therapy.
Pearson and colleagues demonstrated that patients with these mutations in KCNJ11 could be
successfully treated with sulfonylureas, rather than insulin. Additional studies identified
mutations in the ATP-binding cassette, sub-family C (CFTR/MRP), member 8 gene
(ABCC8), commonly known as the sulfonylurea receptor, which also results in forms of
neonatal diabetes [42]. However, only some patients could be successfully treated with
sulfonylureas, with carriers of the F132V mutation having to be maintained on insulin therapy.
Together, the findings from these studies were among the first to demonstrate that the genetic
etiology of hyperglycemia may modulate response to hypoglycemia agents. Such results
yielded strong implications for patient management and paved the way toward elucidating
additional genetic factors that might influence drug response in the treatment of T2D.
cells by first binding to the high affinity plasma membrane receptor (SUR1) coupled to an
ATP-dependent K+ channel (KATP). This interaction closes the K+ channel, which inhibits
potassium efflux and depolarizes the plasma membrane, leading to an opening of voltage-gated
calcium channels. Calcium influx, and a corresponding increase in intracellular calcium levels,
causes release of insulin from the β-cells.
2.1.2.1. KCNJ11 and ABCC8: The KATP channels through which sulfonylureas exert their
actions are hetero-octameric protein complexes composed of four high-affinity sulfonylurea
receptor (SUR1) subunits coupled to four inwardly-rectifying Kir6.2 subunits. The genes
encoding these proteins in humans are the ATP-binding cassette transporter sub-family C
member 8 (ABCC8) and potassium inwardly-rectifying channel, subfamily J, member 11
(KCNJ11) genes, respectively. A number of studies have investigated the role of these genes
in relation to hypoglycemia, diabetes, and sulfonylurea failure.
Rare monogenic mutations in ABCC8 cause neonatal diabetes [43] and may increase
susceptibility to T2D [44-47]. Although ABCC8 encodes the SUR1 receptor, and as such,
represents a logical biological candidate for sulfonylurea response, only a few studies have
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investigated this gene in relation to drug treatment failure. In one study, 115 Chinese patients
with T2D were treated with gliclazide and genotyped for marker rs757110, which is located
in exon 33 and causes a serine to alanine substitution at position 1369 [48]. In this study, G
allele carriers were more sensitive to gliclazide and experienced greater reductions in HbA1c
compared with individuals carrying the TT genotype (1.60% ± 1.39 vs. 0.76% ± 1.70,
respectively; P = 0.044). This marker was also examined in two independent cohorts of Chinese
patients with T2D receiving an 8-week treatment with gliclazide, in whom, individuals carrying
the G allele had greater decreases in glucose levels compared with individuals carrying the
wild type genotype [49]. The authors also found a trend toward greater HbA1c reduction in
patients with the GG genotype compared with homozygous carriers of the wild type genotype,
although this association did not quite reach statistical significance (P = 0.06) [49]. In these
individuals, mean gliclazide dosage requirements were ∼78% in individuals carrying the G
allele compared to ∼84% in TT homozygous patients [49]. Taken together, these findings
provide a rationale for investigating this variant in additional populations and using other
sulfonylurea agents.
The KCNJ11 gene has also been extensively investigated. In animal models, Kir6.2-deficient
mice show impaired glucose- and tolbutamide-induced insulin secretion [50], while in humans,
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Of the known KCNJ11 variants, the most widely studied one is marker rs5219 (C/T), which
encodes a glutamate to lysine substitution at position 23 (E23K); the variant K allele is
associated with increased risk of T2D. Initial investigations of this variant did not observe
evidence for association with sulfonylurea failure in 364 newly diagnosed patients with T2D
from the (United Kingdom Prospective Diabetes Study (UKPDS) [57], but a subsequent study
[66] in 525 Caucasian individuals with T2D found a higher frequency of the K allele in patients
who failed sulfonylurea therapy compared to those who did not (66.8% vs. 58.0%,
respectively), and glibenclamide-stimulated insulin secretion also tended to be lower in islets
from patients carrying the variant K allele, compared to individuals with the homozygous E/
E genotype, although this difference was not statistically significant. Differences between
genotypes became statistically significant, however, when islets were pre-exposed to high
glucose, suggesting that impairment of insulin secretion in response to sulfonylureas in the
presence of the E allele is exacerbated by a hyperglycemic milieu. In a third study examining
severe sulfonylurea-induced hypoglycemia, Holstein et al. [67] found the K allele to be
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associated with higher HbA1c levels compared with the E allele (P = 0.04), which is consistent
with previous findings [66].
There are several possible factors that may explain discrepancies between the first and second
studies. First, the definitions of secondary failure were different: in the UKPDS, failure was
defined as patients who needed additional therapy, regardless of type, to control
hyperglycemia, while the second study defined failure solely in terms of progression to insulin
therapy. Second, mean duration of therapy with oral agents before failure differed between the
two studies (1 yr after randomization in UKPDS vs. 12 yr in the second study); the shorter
duration of therapy in the UKPDS do not allow for the possibility that some individuals carrying
the K allele may be destined to experience secondary failure, but hadn't yet done so. Third, the
class and type of sulfonylurea agent differed between studies (chlorpropamide vs.
glibenclamide), which, as discussed in the following paragraph, may have implications for
response based upon genotype at this marker. Finally, the clinical characteristics of patients
differed between studies; the UKPDS recruited newly diagnosed patients who were naïve to
oral hypoglycemic agents, while the second study recruited patients with known diabetes.
Patients with a new diagnosis would be expected to have better β-cell function compared to
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patients with a longer duration of T2D, which again, could confound the basis for secondary
failure independent of genotype at this locus. Given the strong biological support for this
marker in modulating response to sulfonyurea therapy, investigations in large, well-designed
study samples are warranted.
Despite the discrepancies among the genetic analyses undertaken to date, in vitro studies of
the E23K variant of KCNJ11 and the S1369A variant in ABCC8 showed that ATP sensitivity
of the KATP was lower in the K23/A1369 allele combination compared to that of E23/S1369
[68]. The K23/A1369 variant also displayed 3.5-fold inhibition by gliclazide, but not
glibenclamide, suggesting that this variant combination may affect clinical efficacy for some,
but not all, sulfonylurea agents. These results are consistent with variable response to different
sulfonylurea agents and provide a preliminary rationale for personalizing treatment strategies
for individuals who carry the risk genotypes at these loci.
2.1.2.2. CYP2C9 and CYP2C19: Sulfonylureas are metabolized primarily by the cytochrome
P450 2C9 enzyme (CYP2C9) [69]. Many CYP2C9 have been identified, but the most common
allele is designated as *1, which is the most frequent across populations and is generally
considered the wild type allele of the gene [70]. The most studied allelic variants of this gene
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are Arg144Cys (i.e. rs1799853 or CYP2C9*2) and Ile359Leu (i.e. rs1057910 or CYP2C9*3),
which have respective frequencies of ∼11% (*2) and 7% (*3) in Caucasians [70]. Most studies
have found that individuals carrying at least one *2 or *3 allele exhibit reduced CYP2C9
activity, while those with either the *2/*3 or *3/*3 genotype show reduced drug-metabolizing
activities, with a lower dose requirement, compared with individuals having the wild-type
Arg144/Ile359 (CYP2C9*1) allele [71-74]. Even in healthy volunteers receiving glimepiride,
CYP2C9 genotype altered the pharmacokinetic profile of the drug significantly, with a much
slower elimination of glimepiride in individuals carrying the *3 allele compared to those with
the *1/*1 genotype [75].
In patients with T2D who received glimepiride, Suzuki et al. [76] found larger reductions in
HbA1c and higher plasma concentration-time curves for glimepiride in individuals with the
*1/*3 genotype compared to those with the *1/*1 genotype. In these individuals, the total
clearance of glimepiride was reduced and the mean residence time was longer in patients with
the *1/*3 genotype compared with wild type carriers [76]. For patients with T2D receiving
tolbutamide, the prescribed dose was lower in individuals carrying the *3 allele compared to
those with the wild type genotype [77]. Yet in contrast to the study by Suzuki et al. [76], no
difference in response to sulfonylurea agents other than tolbutamide (i.e. glibenclamide,
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gliclazide, and glimepiride), was observed between *3 allele carriers and individuals carrying
the *1 or *2 alleles, but the number of patients receiving these other drugs was quite small.
The mean decrease in glucose levels was 0.3 mmol/L larger for patients with the *1/*2 or *2/
*2 genotype and 1.2 mmol/L for the *3 carriers compared to individuals with the wild type
genotype, but these differences were not statistically significant. In comparison, a study by
Shon et al. [78] found lower glucose levels in *1/*3 individuals using tolbutamide, while the
findings reported by Kirchheiner et al. [79] found that the clearance of glibenclamide in
homozygous *3 allele carriers was only 20% that of wild type carriers. This group also found
that total 12-hour insulin secretion after a single glibenclamide dose was higher in healthy
individuals with the *3 allele compared to those with the *1/*1 genotype. In Chinese
individuals with T2D, the average glibenclamide area under the curve (AUC) in individuals
with the *1/*3 genotype was twice the amount observed in patients with the *1/*1 genotype.
Zhang et al. [80] reported similar findings among glibenclamide users. In general, most of the
studies of the CYP2C9 variants and sulfonylurea response utilized quite small study samples,
which limits the conclusions that can be drawn from them, but overall, across different
sulfonylurea agents and diverse populations, carriers of the variant alleles exhibit decreased
sulfonylurea clearance, suggesting that these polymorphisms may be exerting an effect on drug
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response or metabolism. Additional, larger studies are necessary to unequivocally evaluate the
role of these markers in mediating variability in response to sulfonylurea treatment.
CYP2C19, another enzyme with drug metabolizing activity, may also play a role in
sulfonylurea metabolism. Two common markers in this gene, *2 (rs4244285) and *3
(rs4986893), produce a nonfunctional enzyme, and individuals with either allele are referred
to as “poor metabolizers” [81]. The *3 allele is more frequent in individuals of Asian ethnicity
and not surprisingly, the “poor metabolizer” phenotype is more common in Asians compared
to Caucasians, 2-6% vs. 10-25%, respectively [82,83]. In healthy Chinese males, the AUC of
gliclazide was increased 3.4-fold in “poor metabolizers” compared with carriers of the wild
type genotype [80]. The half-life of gliclazide was also prolonged from 15.1 to 44.5 h in “poor
metabolizers” [80].
2.1.2.3. Other genes: Markers in a few additional genes have also been investigated as
modulators of sulfonylurea response, based upon biological candidacy and/or previous findings
of association with T2D. Results from investigations of three genes encoding the insulin
receptor substrate-1 (IRS1), the transcription factor 7-like 2, T-cell specific, HMG-box
(TCF7L2), and nitric oxide synthase 1 adaptor protein (NOS1AP) are briefly presented below.
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Early investigations in pancreatic β-cell lines [84] and human pancreatic islets of Langerhans
[85] found that genotype at the Gly972Arg marker of IRS1 affected the level of insulin secretion
in response to sulfonylureas. The clinical impact of this marker was also investigated in 477
Caucasians with T2D who were treated with sulfonylurea agents. In these individuals, the
genotype frequency of the variant allele (Arg972) was almost twice as high in patients who
experienced secondary sulfonylurea failure compared to individuals with controlled glycemia
[86]. To our knowledge, this is the sole investigation of this locus in regard to sulfonylurea
response. Additional studies will be necessary to determine the extent to which this marker
may clinically impact failure to sulfonylurea therapy.
The most replicated locus for susceptibility to T2D is TCF7L2, in which two intronic markers,
rs12255372 and rs7903146, are associated with the disease across multiple, ethnically diverse
populations [87-100]. Because TCF7L2 is expressed in pancreatic β-cells, and insulin secretion
is reduced in individuals with the risk alleles at rs12255372 and rs7903146, carriers of these
alleles may respond sub-optimally to sulfonylurea therapy due to decreased β-cell function
[101]. A study involving 4469 participants from the Genetics of Diabetes Audit and Research
Tayside (GoDARTs) provided evidence in support of this hypothesis by finding that
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individuals with the variant TT genotype at rs12255372 were less likely to respond to
sulfonylurea treatment with a target HbA1c < 7% compared to carriers of the GG genotype
(57% vs. 40%) [101]. Further, individuals with the TT genotype were much less likely to
achieve a target HbA1c of 7% within one year of initiating sulfonylurea treatment compared
with carriers of the GG genotype [101]. Similar results were observed with marker rs7903146.
These results suggest that the TCF7L2 locus may not only affect susceptibility to T2D, but
may also modulate response to sulfonylurea therapy; in both cases, the pathophysiology likely
stems from impaired insulin secretion due to deteriorating β-cell function.
The third gene, nitric oxide synthase 1 adaptor protein (NOS1AP), was examined as a candidate
for sulfonylurea response due to previous findings of association between the rs10494366
marker and QT interval duration [102]. Association between this variant and T2D in patients
being treated with calcium channel blockers has also been reported [103]. In the investigation
of rs10494366 and sulfonylurea response, prescribed doses of glibenclamide were higher in
individuals carrying the TG genotype compared with those with the TT genotype [104].
Provocatively, the G allele in glibenclamide users was associated with increased mortality risk
compared to those with the TT genotype, while the same allele in tolbutamide and glimepride
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users was associated with a decreased mortality risk [104]. Replication of these findings should
yield greater insight into the mechanism by which rs10494366 genotype differentially affects
mortality risk in a sulfonylurea-agent manner.
In addition to these effects, metformin may also exert a direct effect on pancreatic β-cells. In
humans, metformin causes increased insulin release in response to glucose [117] and may help
to preserve β-cell function [16]. In vitro studies using rat islets found that metformin restored
insulin secretion to β-cells that had been impaired by chronic exposure to high levels of glucose
and free fatty acids [118]. The molecular mechanisms by which metformin may exert a
beneficial effect on β-cell function, however, remain unknown.
organic cation (pKa 12.4) that serves as a substrate for organic cation transporters (OCTs),
including OCT1, which is expressed in the liver, and OCT2, which is expressed most
abundantly in the kidney [119-122]. Correspondingly, OCT1 and OCT2 transport metformin
into hepatocytes and renal epithelium, respectively, while the multidrug and toxin extrusion 1
protein (MATE1) facilitates metformin excretion from these cells into bile and urine,
respectively. Drug transporter gene polymorphisms may underlie variation in drug response
[110], and a number of studies have focused on the genes encoding the OCTs as mediators of
variability in glycemic response or renal elimination of metformin. OCT1 and OCT2 belong
to the SLC22A family of solute carriers and are encoded by the SLC22A1 and SLC22A2 genes,
respectively. MATE1 is encoded by the SLC47A1 gene.
Animal studies have firmly delineated biological relationships between metformin and its
transporters. For example, in OCT1-/- mice, significantly less metformin is distributed to the
liver and small intestine compared to control mice [121]. However, there were no significant
differences in kidney distribution and urinary excretion between null and control animals,
which is consistent with OCT2, not OCT1, being the protein primarily responsible for renal
elimination of metformin [121]. Additional in vivo studies showed no differences in plasma
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levels or pharmacokinetics of metformin between OCT1-/- and control mice, but null animals
showed significantly lower amounts of metformin accumulation in the liver and decreased
hepatic AMPK activation [123]. Metformin also reduced fasting glucose levels in control, but
not OCT1-/- mice, following administration of a high-fat diet [123]. Metformin concentration
in the blood tended to be higher in OCT1-/- mice, although 24-hour plasma concentration-time
profiles were similar between knockout and control animals [124]. In hepatocytes isolated from
OCT1-/- mice, metformin effects on AMPK activation and gluconeogenesis were reduced
compared to cells cultured from OCT1+/+ mice [123].
2.2.3.1. SLC22A1: Uptake of metformin into hepatocytes by OCT1 is a critical step for
achieving its hypoglycemic effects; thus, variants in SLC22A1 may be expected to contribute
to differential glycemic response to the drug. Shu et al. [123] were the first to address this
possibility by investigating 4 non-synonymous SLC22A1 variants (i.e. R61C, G410S, 420del,
and G465R: all of which are associated with reduced OCT1 function) in 21 healthy volunteers
given metformin. In these individuals, no association between SLC22A1 genotype and plasma
glucose levels or AUC after OGTT was observed; however, following metformin dosing,
volunteers carrying SLC22A1 risk alleles had significantly higher plasma glucose levels and
greater AUC for most of the sampling time points compared to those carrying wild type alleles.
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Insulin levels in individuals carrying risk alleles were also higher 2 hours after glucose
administration compared to those with wild type alleles. In vitro characterization revealed that
these variant alleles, particularly the 420del allele, had reduced activity for metformin. In a
second study, Shu et al. [124] examined the same individuals with known SLC22A1 genotypes
(R61C, G401S, 420del, and G465R) and found that plasma metformin concentration tended
to be higher in individuals carrying SLC22A1 risk alleles versus wild type allele carriers.; these
individuals also had a significantly higher maximal plasma concentration of metformin.
The role of SLC22A1 genotypes in response to metformin was also assessed in patients
stratified according to drug response following 3 months of treatment [125]. In this study,
responders to metformin were defined by a reduction in HbA1c levels > 0.5% from baseline
and non-responders were those for whom meformin therapy had been discontinued within 3
months and/or after another hypoglycemic drug had been added to the therapy. Of the 11
SLC22A1 markers genotyped, none showed differences in allele frequency between the two
groups [125]. These findings differed from those reported earlier [123], but there were
underlying differences in study design, ethnicities of samples, and measured outcome between
the two studies, making comparisons difficult. In addition, there were no genotyped markers
in common between the two studies. Finally, sample sizes in both studies were quite small,
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had a significantly larger sample size, including 4 homozygous carriers of the low-activity
alleles, which improves the power to detect an association.
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OCT2 is expressed in the basolateral membrane of the renal epithelium and transportation of
metformin over this membrane may be the first step to tubular secretion. Renal OCT2 may be
critical for regulating the accumulation of metformin in the kidney in rats and may play a more
substantial role in the pharmacokinetic profile of the drug than OCT1 [127]. The variant T
allele at marker 808G > T in SLC22A2, was associated with reduced renal clearance of
metformin and lower renal tubular clearance in the presence of the OCT2 inhibitor cimetidine
in 15 healthy Chinese individuals [128]. A subsequent study conducted by Song et al. [129]
in 26 healthy Korean individuals found that three SLCA22A2 variants (596C > T, 602C > T,
and 808G > T) were associated with decreased renal excretion and increased plasma
concentration of metformin, although the 596C > T and 602C > T markers have a very low
minor allele frequency and appear to be specific to individuals of Asian ancestry [130,131].
Similarly, in a study of 23 healthy individuals of Caucasian and African American ethnicities,
individuals with the G/T genotype at the SLC22A2 808G > T locus had reduced rates of both
renal clearance and net secretion compared to carriers of the wild type G/G genotype [132]. In
contrast to these three studies, an investigation conducted by Tzvetkov et al. [126] in 103
healthy participants, did not report statistically significant evidence for association between 14
SLC22A2 markers, including 808G > T, and renal metformin clearance. It is possible that
SLC22A2 markers are largely important for the renal elimination of metformin in individuals
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of Asian ancestry, which may explain the discrepancies between the first two reports and this
study; however, the latter had a substantially larger sample size compared to the other studies,
which likely accounts for the majority of the differences among the reported findings. Despite
these differences, findings reported for SLC22A2 polymorphisms may have clinical relevance,
but larger prospective studies in individuals with T2D are critical before the impact of these
markers on clinical pharmacokinetics and therapeutic effects can be established.
2.2.3.2. SLC47A1: The SLC47A1 gene encodes the MATE1 protein. MATE1 is located in the
bile canicular membrane in the hepatocyte and the brush border of the renal epithelium, where
it functions to excrete metformin through the bile and urine [133]. MATE1 is colocalized with
OCT1 and OCT2 in the hepatocyte and renal epithelium, respectively [133]. Because of its
role in metformin excretion, the function and activity of MATE1 may contribute to the
variability in response to the drug, yet little is known of the effect of genetic variants in
SLC47A1 and metformin response. To date, only one study has investigated this gene. In that
study, 12 tagging SNPs in the SLC47A1 gene were genotyped in 116 patients using metformin,
and association was observed with only one marker, rs2289669, and metformin response, as
defined by a decrease in HbA1c levels [134]. For each minor A allele in this study, the decrease
in HbA1c level was 0.3%. In contrast, however, a study by Tzvetkov et al. [126] did not observe
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association between SLC47A1 variants and renal clearance of metformin. At this time, the
clinical impact of both rs2289669 and SLC47A1 needs to be evaluated further and confirmed
in other populations.
2.3. Thiazolidinediones
Thiazolidinediones (TZD) are a class of insulin-sensitizing drugs that are agonists for the
nuclear receptor peroxisome proliferator-activated receptor-γ (PPARG). The first TZD,
troglitazone (Rezulin©), was approved for use in the United States in 1997, immediately
followed by pioglitazone (Actos©) and rosiglitazone (Avandia©). The exact mechanism by
which TZDs act has not been clearly delineated; however, data indicate that TZDs increase
insulin sensitivity by both direct and indirect effects on adipose tissue and muscle [135].
Troglitazone was removed from the market in 2000 due to hepatotoxicity [136], but
pioglitazone and rosiglitazone remain on the market.
2.3.1. Mechanism of Action—There are three known forms of the nuclear receptor PPAR;
PPAR-α, PPAR-γ, and PPAR-δ, which are encoded by distinct genes and have disparate tissue
expression patterns [137]. TZDs are selective agonists for PPARG2, which is predominantly
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expressed in adipose tissue, and appear to have minimal activity on PPARG1 or PPARG3
[138]. TZD stimulation of PPARG2 results in increased adipocyte differentiation [138] and
has been shown to reduce hyperglycemia in patients with T2D [139-141]. There is also
evidence for other effects of TZDs not mediated through adipose tissue [142-145].
2.3.2. TZD Kinetics—Each TZD has specific kinetic characteristics. For example, the
binding affinity of troglitazone to PPARG is approximately 2-fold higher than that for
pioglitazone, and 20-fold higher than rosiglitazone. The binding affinities appear to track with
the efficacy of each compound to lower glucose levels [146,147]. The differences in binding
affinity result in a half-life for troglitazone that is 2 to 4 times longer than that for pioglitazone
[135,138,146]. TZDs appear to be metabolized through the family of cytochrome P450
enzymes. Troglitazone is metabolized into sulphate and glucuronide conjugates and a quinine-
type metabolite [148,149], and its metabolism appears to inhibit activities of other cytochrome
P450 enzymes, suggesting it may interact with other medications. In contrast, pioglitazone is
metabolized into 5 metabolites, mainly by CYP3A4, CYP2C8, and CYP2C9, and three of these
metabolites appear to be active [150]. Unlike troglitazone, pioglitazone does not appear to
inhibit activity of other cytochrome P450 enzymes and therefore is expected to have few drug
interactions [151,152].
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2.3.3. TZD Efficacy and Risks—Numerous clinical trials have demonstrated the efficacy
of TZDs to reduce hyperglycemia and HbA1c levels, and improve insulin sensitivity [31,
139,140,153-155]. Despite troglitazone being withdrawn from the market, both pioglitazone
and rosiglitazone remain treatment options for patients with T2D. Early in clinical trials TZD
monotherapy was found to be associated with both weight gain [156-160] and edema [157,
158,161], and these side effects raised concerns regarding secondary cardiovascular effects of
TZD monotherapy. Currently, TZD monotherapy is not recommended in patients at-risk for
congestive heart failure.
Data regarding the cardiovascular risk profile of TZDs remains controversial. In 2007, a meta-
analysis of available data from clinical trials of rosiglitazone appeared to confirm increased
risk of myocardial infarction [162]. The study also reported an increased risk of death from
cardiovascular causes that was “borderline” significant. A few months later, this report was
followed by a second meta-analysis, which concluded that in contrast to rosiglitazone,
pioglitazone was associated with a lower risk of death, myocardial infarction, and stroke
[163]. The study also concluded that while pioglitazone therapy was associated with an
increased risk of heart failure, this association was not accompanied by an increased risk in
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mortality. The controversy regarding the cardiovascular risk profile of TZDs continues and
clearly requires carefully designed studies to directly assess this question [164-166].
Most recently, a trial examining the glycemic durability of different T2D pharmacotherapies,
noted an increased risk of bone fractures in women participating in the rosiglitazone arm of
the trial [167]. This increased risk was confirmed in a more comprehensive follow-up study
[168] and raises new concerns regarding the risk profile for TZDs.
2.3.4. Prevention—The efficacy of TZD monotherapy to treat T2D led to the question of
whether treating at-risk individuals could be an effective intervention to reduce T2D risk. The
TRoglitazone In the Prevention Of Diabetes (TRIPOD) was the first trial to successfully
demonstrate that TZD monotherapy in at-risk individuals could significantly reduce risk for
future T2D [169]. Buchanan and colleagues demonstrated a significant reduction in risk for
future T2D in Hispanic women with a previous history of gestational diabetes mellitus, a group
shown to have an extremely high risk of T2D [170]. Buchanan and colleagues [5] recapitulated
the observations in TRIPOD for pioglitazone (PIoglitazone In the Prevention Of Diabetes;
PIPOD). These observations have since been replicated in larger clinical trials such as the
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Diabetes Reduction Assessment with Ramipril and Rosiglitazone Medication (DREAM) and
the Diabetes Prevention Program[2,4].
2.3.5. Response—The mechanism of action, kinetics, and risk profile of TZDs create a vast
list of possible genetic targets that may contribute to differences in both drug response and risk
profiles. Clinical trials testing the efficacy of TZD monotherapy have reported varying
response rates [141,171-173]. The variability in response may, in part be due to the varying
definitions of “response,” which ranged from changes in fasting glycemia or HbA1C to changes
in measures of insulin sensitivity directly assessed using the glucose clamp or IVGTT. Few
studies have made direct assessments of insulin sensitivity, but in those that did [1,169,174],
lack of response to TZDs ranged from 30-40%. These observations suggest a substantial
fraction of treated individuals will not respond to the insulin-sensitizing effects of TZDs.
Theoretically, clinical or physiologic characteristics could predict which individuals will or
will not respond to TZD therapy. For example, very obese individuals or those at the extremes
of the distribution of insulin resistance, are the most likely candidates to benefit the most from
TZD therapy. However, to date, pre-treatment clinical or physiological characteristics have
not been useful in distinguishing responders from non-responders to TZD therapy [4,5,169].
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While data on general response rates to TZDs are available, to our knowledge there are no
studies specifically examining differences in response among the different TZDs within a
single individual. Although the family of TZDs has common structural components, they are
structurally different chemical compounds [175]. Physicians treating patients with TZDs
provide anecdotal evidence regarding differential TZD response within single patients, but
there has not been a comprehensive study of within-patient response rates. Disparities in
response among members of the same family of drugs could hold important clues to the role
of genetic variation in the response mechanism. The TRIPOD [169,176] and PIPOD [5] studies
represent the only data we are aware of in which individuals were treated with both troglitazone
and pioglitazone and response was assessed by examining changes in insulin sensitivity. These
studies were not designed to specifically address differential response to different TZDs, thus
there are a number of experimental design issues that confound the observations in this regard.
However, when examining the small number of women who were treated with both compounds
(n = 32), there was no concordance in terms of response rates (Watanabe RM, unpublished
data), suggesting that different clusters of genetic variation may underlie differential response
to these two TZDs.
Non-response rates in TZD therapy appear to be similar across diverse populations suggesting
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of insulin sensitivity, was reported by the Diabetes Prevention Program (DPP) [181]. These
observations extend to pioglitazone therapy where no association was observed between
rs1801282 and improvement in fasting glycemia or HbA1c [182].
The lack of association with this single T2D diabetes susceptibility variant did not exclude the
possibility that variation elsewhere in PPARG could be contributing to TZD response. Wolford
et al. [183] sequenced the coding region of PPARG and tested variants for association with
TZD response in the TRIPOD study. Among the 133 SNPs they identified, eight showed
evidence for association with response to troglitazone monotherapy, which was defined as an
improvement in insulin sensitivity measured using the intravenous glucose tolerance test with
minimal model analysis. The odds ratios for these associations ranged from 2.04 to 2.36. These
observed odds ratios for troglitazone response are in stark contrast to the relatively small odds
ratios observed for disease susceptibility (cf. [184]), but are consistent with other
pharmacogenetic studies in which relatively large effect sizes are observed (cf. [185]). Another
important observation was that SNPs showing association with TZD response as defined by a
change in insulin sensitivity did not show evidence for association with change in fasting
glucose. Therefore, had a change in glycemia been used to define response, no associations
would have been observed. Because the glucoregulatory system is designed to tightly regulate
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glycemia, this metric may only be sensitive enough to detect large relatively large changes in
TZD response. This is consistent with the observation that in the progression to T2D, large
changes in glycemia are only observed when β-cell failure ensues [186,187].
The associations observed in TRIPOD were not replicated in the DPP [181], which raises
important considerations in both the conduct of and the comparison between pharmacogenetics
studies. One might consider differences between the two studies, such as duration of treatment
(3 months for TRIPOD and 1 year for the DPP), mean age (36 yrs for TRIPOD vs. 51 yrs for
the DPP), ethnic/racial composition of the study participants (Hispanic for TRIPOD vs. a mix
for the DPP), and T2D risk (previous gestational diabetes mellitus for TRIPOD vs. impaired
glucose tolerance for the DPP), as potential explanations for the divergent association results.
However, they do not negate the fact that both studies showed a significant effect of troglitazone
to reduce risk for T2D and both studies observed responders and non-responders. One potential
explanation is statistical power. The sample size for TRIPOD (total n = 93) was substantially
lower than that for the DPP (total n = 3548), suggesting that the observations from the TRIPOD
study represent false positives. However, a priori power calculations suggest TRIPOD had
sufficient power to detect effects within the range of the observed associations. A second
explanation is the difference in how response was quantified in the two studies. Since
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subcutaneous depot, are more sensitive to insulin, and therefore able to efficiently take up
glucose [192] and triglycerides, and have lower rates of lipolysis. TZDs also significantly
reduce triglyceride content in adipose tissue, skeletal muscle, and liver, and increase leptin
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concentrations [193,194]. Together, these changes lead to a decrease in circulating free fatty
acids (FFA), which reduces FFA-induced insulin resistance in skeletal muscle. It has also been
shown that TZD therapy alters concentrations of other adipokines, such as leptin, adiponectin,
and TNF-α [135,151,190,194,195]. Data also suggests that troglitazone-induced changes in
insulin sensitivity are not associated with changes in total adiponectin concentration, but with
changes in the high molecular weight sub-fraction [196]. Responders to troglitazone showed
a significant increase in the high molecular weight sub-fraction, while non-responders showed
no change [196]. These observations make adiponectin (ADIPOQ) an attractive target for
genetic analysis.
Kang et al. [197] examined the association between variation in ADIPOQ and response to
rosiglitazone assessed by changes in fasting glucose and HbA1c in Korean patients with T2D.
Two variants in ADIPOQ, rs1501288 and rs2241766, were associated with reduced changes
in both fasting glucose and HbA1c in response to 12 weeks of rosiglitazone therapy. A summary
of selected results for rs2241766 extracted from this study are presented in Table 1. It is
noteworthy that the statistical analysis in this study was based on examination of differences
among genotypes by ANOVA and by individual comparison of the G/T and T/T means to the
G/G homozygotes, rather than assuming a specific underlying genetic model. Individuals
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homozygous for the G allele had the smallest change in fasting glucose, HbA1c, and
adiponectin suggesting these individuals would not gain benefit from rosiglitazone therapy.
Similarly, individuals homozygous for the rs1501288 G allele also had the smallest changes
in these metrics and may not benefit from rosiglitazone therapy. It is interesting to note that
although HOMA-IR was assessed in this study, change in HOMA-IR was not formally tested
for association with ADIPOQ. Baseline HOMA-IR showed no differences among genotypes
for both SNPs examined, but it is unclear whether change in HOMA-IR would have supported
the results observed with change in fasting glucose, HbA1c, and adiponectin.
Additional information regarding the underlying genetic model driving these results can be
extracted from the results of this study. As can be seen in Table 1, the association between
rs2241766 and change in adiponectin concentration appears to follow an additive genetic
model; the change in concentration becoming smaller with each copy of the G allele. However,
both change in fasting glucose and HbA1c do not show evidence for additivity and may be
more consistent with a dominant (T allele) or recessive (G allele) genetic model. Unfortunately,
specific genetic models were not tested in this study.
The association between ADIPOQ and response to rosiglitazone therapy was also examined
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in a small case-control (225 cases, 120 controls) sample of Chinese subjects [198]. In contrast
to the findings by Kang et al. this study found no evidence for association between rs2241766
and change in fasting glucose or HbA1c. They did observe an association with change in
adiponectin concentrations, but in contrast to the study of Kang et al. changes in adiponectin
concentration were larger in individuals carrying the G allele. Interestingly, rs2241766 did
show a marginal association with change in fasting insulin in these Chinese subjects, with the
percentage change being smaller in individuals carrying the G allele. If one took fasting insulin
as an indicator of insulin resistance, this would be consistent with these individuals potentially
being non-responders to rosiglitazone therapy.
Additional studies have shown varying levels of evidence for association between response to
TZDs and leptin [199], TNF-α [199], and resistin [200]. Although these results are relatively
under-powered, they point to the adipokine signaling system and a potential neuro-regulatory
2.3.5.3. Cytochrome P450 Enzymes: As noted above, previous to the era of genome-wide
association, pharmacogenetics tended to focus on drug pharmacokinetics, due to the relative
lack of pharmacodynamic information as phenotypes. The metabolism and kinetics of TZD
compounds have been studied extensively, and several groups have examined the association
between variation in genes encoding cytochrome P450 enzymes and TZD response.
Kirchheiner and colleagues [201] were among the first to examine association between
pharmacokinetic characteristics of rosiglitazone and variation in CYP2C8. They performed
pharmacokinetic studies of rosiglitazone in 31 subjects and tested whether these characteristics
were associated with CYP2C8 genotype. The clearance rate of rosiglitazone was greater in
CYP2C8*1/*3 and *3/*3 individuals compared to CYP2C8*1/*1 individuals. Although a
specific genetic model was not tested in this study, the clearance rate appeared to increase with
each copy of the *3 allele. This result was consistent whether rosiglitazone was given as a
single 8 mg dose or over a two week treatment period (8 mg/day). However, there was no
association between CYP2C8 genotype and glucose levels, suggesting that variation in
CYP2C8, while affecting rosiglitazone pharmacokinetics, did not modify the drug's insulin
sensitizing effects. Similar to the observations by Kirchheiner and colleagues, Tornio et al.
[202] showed that plasma pioglitazone concentrations, assessed as area under the curve, were
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higher in CYP2C8*1/*3 and *3/*3 compared to *1/*1 individuals. Although drug clearance
rates were not estimated in this study, the results are consistent with differences in drug
clearance and with the observations for rosiglitazone made by Kirchheiner et al. Tornio and
colleagues did not assess whether CYP2C8 genotype had any effects on glucose levels or other
glucoregulatory measures.
of diabetes susceptibility loci, effect sizes for response to medications or adverse events may
be substantially larger (2- to 50-fold), thus making it feasible to perform genome-wide
association studies for such phenotypes without the need to obtain extremely large sample
sizes. This point was illustrated by Nelson and colleagues who demonstrated that statistically
significant, genome-wide associations can be detected with sample sizes in the low hundreds
for certain adverse events [185]. Thus, it should be possible to take existing drug trial data
where DNA is available and perform genome-wide association analyses, much in the manner
that was done for T2D. However, given the relatively smaller number of drug trials performed
using identical patient ascertainment and treatment protocols, replication of primary findings
from pharmacogenetics-based GWASs may be problematic. Replication of primary GWAS
signals should pay careful attention to heterogeneity analysis or consider using a random effects
meta-analysis rather than a fixed effects approach that has been traditionally implemented for
disease-based GWAS. Regardless, DNA should be routinely collected in future drug trials to
facilitate pharmacogenomic studies.
That said, the era of genome-wide association may be short-lived given the advent of “next
generation” sequencing [218]. Although this technology, and its variations like RNA-
sequencing, is currently expensive, the cost-per-sample is rapidly dropping and soon may be
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the standard technology for assessing human genetic variation. Such technologies can provide
rapid interrogation of >99% of the human genome covering both common and rare variants
that may contribute to drug response or adverse events. Indeed, like complex diseases, it is
likely that rare variants of high penetrance may contribute to drug response and sequencing is
currently the only technology that allows efficient identification of such variation. Obviously,
such technology would be overkill in the clinical setting, but is an obvious research tool to
identify genetic variants that may be predictive of drug response. If predictive variants can be
identified, it should be possible to develop a specific SNP chip that would be more appropriate
for the clinical setting. In addition, one should consider the potential contributions of other
genetic variation, such as copy number variants, insertion/deletions, and epigenetic
modification, to drug response.
above, each class of T2D therapies operates through different mechanisms of action, including
insulin secretion, hepatic glucose output, insulin sensitivity, etc. Therefore, any change in
fasting glucose or HbA1c is secondary to the drug effect at the molecular target and changes
in these metrics may not accurately reflect the actions of the drug, given that multiple
mechanisms are simultaneously working to regulate glucose levels. This effect is best
illustrated in the examination of changes in fasting or 2-hour glucose levels as individuals
progress towards T2D. Buchanan and colleagues were among the first to show that both fasting
and 2-hour glucose rise minimally in individuals who did not develop T2D over a 5-year follow-
up period; 1 mg/dl per year and 4 mg/dl per year, respectively [187]. Although changes in these
metrics were larger in individuals who eventually developed T2D over the same 5-year follow-
up (19 mg/dl per year and 28 mg/dl per year, respectively), in both groups glucose levels were
maintained in a relatively narrow range, mostly due to compensatory insulin secretion.
However, as β-cell compensation approached and then fell below 10% of normal, there was a
rapid rise in both fasting and 2-hour glucose in those individuals who developed T2D. The
same pattern of changes in glucose was observed in Pima Indians [186]. Therefore, accurate
assessment of the specific physiologic parameter targeted by the given T2D therapy may be
the optimal measure of drug response compared to fasting glucose or HbA1c.
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Finally, genetic associations only provide information regarding specific genetic markers that
may be predictive of drug efficacy. To date, association studies have not formally assessed
specificity or sensitivity. While these metrics are not fully informative in genetic association
studies, they do provide some information on the utility of a given marker as a predictive tool.
Furthermore, there has not been a study to jointly examine all variants for a given therapy to
assess whether the joint information accounts for a greater proportion of the variability in drug
response compared to the individual markers alone. Clearly, prospective studies testing the
power of genetic markers to predict drug response are requisite to fully endorse their
introduction into the clinical care setting.
4. Conclusions
Pharmacogenetics research provides a means to better understand and improve on
pharmacotherapy. However, pharmacogenetic studies of T2D therapies lag behind those for
other complex diseases, despite the fact that pharmacologic interventions for T2D have been
studied extensively at both the clinical and epidemiologic levels. Among the studies that have
been conducted, several have identified variants that are potentially associated with differential
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response to anti-diabetes medications; these preliminary results are promising and warrant
investigations in larger, well-designed cohorts to assess their potential roles in optimal drug
selection and individualized pharmacotherapy in patients with T2D. At this time, larger, well-
powered studies with clearly defined outcomes and utilizing a global approach are needed, as
they will not only be more informative than extant candidate gene investigations, but will also
be necessary to define the array of genetic variants that may underlie drug response. Such
results will likely enable achievement of optimal glucose control, improvement of therapeutic
efficacy, and reduction in risk of adverse drug events in at-risk patients, which together will
lead to personalized treatment strategies for all individuals with T2D.
Acknowledgments
This work is supported by the American Diabetes Association and the National Institutes of Health.
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Table 1
Selected association results between rs2241766 in ADIPOQ and response to rosiglitazone therapy extracted from
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*
p-value for the test of differences among genotypes.
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