Ainesh Chandra
Ainesh Chandra
Ainesh Chandra
124/17
Section-C
B.Com. L.L.B.(Hons.)
Acknowledgment
I would like to thank my professor, Dr. Shruti Bedi who gave me the opportunity to make
this project through which I have gained valuable information on the topic “State & Law.”
I would also like to thank all my friends for extending cooperation in successfully making
this project. These acknowledgments are one way where we can actually thank people
who have been instrumental in the making of the project. With their help, the project
could be done with ease. I would like to thank a lot of people without whose co-operation
and support working on this would not have been so pleasurable and interesting.
Table of Contents
S.No.CONTENTS Pg.
No.
1. Introduction 4
2. Fundamental rights in India 7
3. State 10
4. Local Authority 11
5. Other Authorities 13
6. Instrumentalities of State 13
7. Ajay Hasia Case 16
8. Dominant function test 18
9. Law 26
10. Definition of Law 31
11. Unconstitutionality of a Statute 36
12. Doctrine of Eclipse 37
13. Doctrine of severability 40
14. Waiver of Fundamental Rights 43
15. Bibliography 48
INTRODUCTION
Since the 17th century, if not earlier, human thinking has been veering round to the theory
that man has certain essential, basic, natural and inalienable rights or freedoms and it is
the function of the state, in order that human liberty may be preserved, human
personality developed, and an effective social and democratic life promoted, to
recognise these rights and freedoms and allow them a free play.
The concept of human rights can be traced to the natural law philosophers, such as,
Locke and Rousseau. The natural law philosophers philosophized over such inherent
human rights and sought to preserve these rights by propounding the theory of “social
compact”.
According to Locke, man is born “with a title to perfect freedom and an uncontrolled
enjoyment of all the rights and privileges of the Law of Nature” and he has by nature a
power “to preserve his property-that is, his life, liberty, and estate, against the injuries and
attempts of other men.”
The Declaration of the French Revolution, 1789, which may be regarded as a concrete
political statement on Human Rights and which was inspired by the Lockeian philosophy
declared: The aim of all political association is the conservation of the natural and
inalienable rights of man.
The concept of human rights protects individuals against the excesses of the state. The
concept of human rights represents an attempt to protect the individual from oppression
and injustice. In modern times, it is widely accepted that the right to liberty is the very
essence of a free society and it must be safeguarded at all times. The idea of
guaranteeing certain rights is to ensure that a pawn may have a minimum guaranteed
freedom.
The underlying idea in entrenching certain basic and Fundamental Rights is to take them
out Of the reach of transient political majorities. It has, therefore, come to be regarded as
essential that these rights be entrenched in such a way that they may not be violated,
tampered or interfered With b] an Oppressive government. With this end in view, some
written constitutions guarantee a few fights to the people and forbid governmental
organs from interfering with the same. In that case guaranteed right can be limited or
taken away only by the elaborate and formal process constitutional amendment rather
than by ordinary legislation. These rights are characterised as Fundamental Rights.
The entrenched Fundamental Rights have a dual aspect. From one point of view, they
confer justiciable rights on the people which can be enforced through the courts against
the government. From another point of view, the Fundamental Rights constitute
restrictions and limitations on government action whether it is taken by the Centre or a
State or a local government. The government cannot take any action, administrative or
legislative, by which a Fundamental Right is infringed.
Entrenchment means that the guaranteed rights cannot be taken away by an ordinary
law. A law curtailing or infringing an entrenched right would be declared to be
unconstitutional. If ever it is deemed necessary to curtail an entrenched right, that can
only be done by the elaborate and more formal procedure by .way of a constitutional
amendment. As the Supreme Court has observed, the purpose of enumerating
Fundamental Rights in the Constitution “is to safeguard the basic human rights from the
vicissitudes of political controversy and to place them beyond the reach of the political
parties who, by virtue of their majority, may come to form the government at the centre
or in the State".
The modern trend of guaranteeing Fundamental Rights to the people may be traced to
the Constitution of the USA drafted in 1787. The US Constitution was the first modern
Constitution to give concrete shape to the concept of human Rights by putting them in to
the Constitution and making them justiciable and enforceable through the
instrumentality of the courts.
The original US Constitution did not contain any Fundamental Rights. There was
trenchant criticism of the Constitution on this score. Consequently, the Bill of Rights
came to be incorporated in the Constitution in 1791 in the form of ten amendments
which embody the Lockeian ideas about the protection of life, liberty and property.
The nature of the Fundamental Rights in the USA has been described thus: “The very
purpose of a Bill of Rights was to withdraw certain subjects from the vicissitudes of
political controversy, to place them beyond the reach of majorities and officials, to
establish them as legal principles to be applied by the courts. One’s right to life, liberty,
and property, to free speech, a free press, freedom of worship and assembly and other
Fundamental Rights may not be submitted to vote; they depend on the outcome of no
elections.”
In modern times, the concept of the people’s basic rights has been given a more
concrete and universal texture by the Charter of Human Rights enacted by the United
Nations Organization (UNO) and the European Convention on Human Rights. The
Preamble to the Universal Declaration of Human Rights inter alia declares:
Whereas recognition of the inherent dignity and of the equal and inalienable rights of all
members of the human family is the foundation of freedom, justice and peace in the
world.
The concept of Fundamental Rights thus represents a trend in the modem democratic
thinking. The enforcement of human rights is a matter of major significance to modern
constitutional jurisprudence. The incorporation of Fundamental Rights as enforceable
rights in the modern constitutional documents as well as the internationally recognised
Charter of Human Rights emanate from the doctrine of natural law and natural rights.
For sometime now a new trend is visible in India, viz to relate the Fundamental Rights in
India ‘ the International Human Rights. While interpreting the Fundamental Rights
provisions in the Indian Constitution, the Supreme Court has drawn from the
International Declarations on Human Rights. The Supreme Court, for example, has made
copious references to the Universal Declaration of Human Rights, 1948, and observed:
“The applicability of the Universal Declaration of Human Rights and principles thereof
may have to be read, if need be, into the domestic jurisprudence.”
Secondly, the Indian society is fragmented into many religious cultural and linguistic
groups and it was necessary to declare Fundamental Rights to give to the people a
sense of security and confidence. Then, it was thought necessary that people should
have some Rights which may be enforced against the government which may become
arbitrary at times. Though democracy was being introduced In India, yet democratic
traditions were lacking and there was a danger that the majority in the legislature may
enact laws which may be oppressive to individuals or minority groups, and such a danger
could be minimised by having a Bill of Rights in the Constitution.
The need to have the Fundamental Rights was so very well accepted on all hands that in
the Constituent Assembly, the point was not even considered whether or not to
incorporate such Rights in the Constitution. In fact, the tight all along was against the
restrictions being imposed on them and the effort all along was to have the Fundamental
Rights on as broad and pervasive a basis as possible.
The inclusion of the chapter in the Constitution is in accordance with the trends of
modern democratic thought. The object is to ensure the inviolability of certain essential
rights against political vicissitudes. Fundamental rights have two aspects, firstly, they act
as fetter on plenary legislative powers, and secondly, they provide conditions for fuller
development of our people including their individual dignity.
The Fundamental Rights in India, apart from guaranteeing certain basic civil Rights and
freedoms to all, also fulfil the important function of giving a few safeguards to minorities,
outlawing discrimination and protecting religious freedom and cultural rights. The
fundamental rights are part of the basic structure of the Constitution. They cannot be
contravened or abridged by any statutory or constitutional provision. They are inherent
and cannot be extinguished by any constitutional or statutory provision. An 11% law that
abrogates or abridges such rights would be violative of the doctrine of basic structure.
During emergency, however, some curtailment of the Fundamental Rights does take
place. “But all these curtailments of Fundamental Rights are of a temporary nature.
Fundamental Rights must not be read in isolation but along with directive principles and
fundamental duties. The Indian Constitution guarantees essential human rights in the
form of Fundamental Rights under Part III and also directive principles of State policy in
Part IV which are fundamental in the governance of the country. Freedoms granted under
Part III have been liberally construed by various pronouncements of the Supreme Court
in the last half a century, keeping in view the International Covenants to which India is a
party. The object has been to place citizens at a centre stage and make the State
accountable.
The framers of the Indian Constitution, learning from the experiences of the USA,
visualized a great many difficulties in enunciating the Fundamental Rights in general
terms and in leaving it to the courts to enforce them, viz., the Legislature not being in a
position to know what view the courts would take of a particular enactment, the process
of legislation becomes difficult; there arises a vast mass of litigation about the validity of
the laws and the judicial opinion is often changing so that law becomes uncertain; the
judges are irremovable and are not elected; they are, therefore, not so sensitive to public
needs in the social or economic sphere as the elected legislators and so a complete and
unqualified veto over legislation could not be left in judicial hands. Even then, certain
rights especially economic Rights, have had to be amended from time to time to save
some economic programmes.
The Fundamental Rights in the Indian Constitution have been grouped under seven
heads as follows:
(i) Right to Equality comprising Articles 14 to 18, of which Article 14 is the most
important.
(v) Cultural and Educational Rights are guaranteed by Articles 29 and 30.
These Articles provide the remedies to enforce the Fundamental Rights, and of these the
most important is Article 32.
(a) Under Article 33, Parliament may by law restrict or abrogate any of the
fundamental rights in their application to the members of the Armed Forces or
Forces charged with maintenance of public order or other analogous forces.
(b) Article 34 authorises Parliament to make law to grant immunity in respect of
acts done by any person during the operation of martial law in the country.
STATE
Most of the Fundamental Rights are claimed against the state and its instrumentalities
and not against private bodies. Article 13(2) bars the ‘state’ from making any ‘law’
infringing a Fundamental Right.
The two important concepts used in this provision are: ‘state’ and ‘law’. These concepts
need some elucidation.
Article 12 gives an extended significance to the term ‘state’. Article 12 clarifies that
the term ‘state’ occurring in Article 13(2), or any other provision concerning Fundamental
Rights, has an expansive meaning.
(iv) other authorities within the territory of India, or under the control of the Central
Government.
The actions of any of the bodies comprised within the term ‘state’ as defined in
Article 12 can be challenged before the courts under Article 13(2) on the ground of
violating Fundamental Rights.
The first two categories include the Executive and the Legislative organs of the
Union and the States. The term “Government’ stands to “include a Department of the
Government or any institution under the control of a Department of the Government, e.g.,
the Income-Tax Department or the Forest Research Institute, Dehra Dun. The President
of India, while acting in his official capacity must be included in the term Government
and be regarded as “the State” for the purposes of Part III. These two categories are self-
explanatory and have not evoked any difficulty.
The most significant expression used in Article 12 is ‘other authorities'. [See (iv) above].
This expression is not defined in the Constitution. It is, therefore, for the Supreme Court,
as the Apex Court, to define this term. It is obvious that wider the meaning attributed to
the term ‘other authorities" in Article 12, wider will be the coverage of the Fundamental
Rights, i.e., more and more bodies can be brought within the discipline of the
Fundamental Rights.
Judiciary, Executive and Legislature are integral parts of the "State" within the meaning
of Article 13(2) of the Constitution.
LOCAL AUTHORITY
The expression ‘local authority’ in Article 12 refers to a unit of local self-government like
a
The Delhi Development Authority, a statutory body, has been held to be a ‘local authority’
because it is constituted for the specific purpose of development of Delhi according to
p1an which is ordinarily a municipal function. The activities of the D.D.A. are limited to
Delhi. It has some element of popular representation in its composition and enjoys a
considerable degree of autonomy.
In the instant case, reference was made to the definition of ‘local authority’ given in
section
‘Local authority’ shall mean a municipal committee, district board, body of port
commissioners or other authority legally entitled to, or entrusted by the Government
with, the control of management of a municipal or local fund.
The Supreme Court has ruled that to be characterised as a ‘local authority’, the authority
concerned must have separate legal existence as a corporate body, it must not be a
mere government agency but must be legally an independent entity; it must function in a
defined area and must ordinarily, wholly or partly, directly or indirectly, be elected by the
inhabitants of the area. It must also enjoy a certain degree of autonomy either complete
or partial, must be entrusted by statute with such governmental functions and duties as
are usually entrusted to municipal bodies such as those connected with providing
amenities to the inhabitants of the locality like health and education, water and
sewerage, town planning and development roads, markets, transportation, social welfare
services, etc. Finally, such a body must have the power to raise funds for furtherance of
its activities and fulfilment of its objectives by levying taxes, rates, charges or fees.
Even a quasi-judicial body acting within its jurisdiction under a valid law does not
infringe a Fundamental Right merely by misinterpreting a law. But if a quasi-judicial body
acts under an ultra vires law, or outside its jurisdiction, or ignores mandatory rules of
procedure prescribed in the relevant law, or infringes principles of natural justice, and
thereby affects a Fundamental right then its action can be quashed by the courts.
IBA and Banks which were created under respective Parliamentary Acts or
nationalized in terms of the Banking Companies (Acquisition and Transfer of
Undertakings) Acts, 1970 and 1980 were ‘State’ within meaning of Article 12.
OTHER AUTHORITIES
The interpretation of the term ‘other authorities’ in Article 12 has caused a good deal of
difficulty, and judicial opinion has undergone changes over time. Today’s government
performs a large number of functions because of the prevailing philosophy of a social
welfare state. The government acts through natural persons as well as juridical persons.
Some functions are discharged through the traditional governmental departments and
officials while some functions are discharged through autonomous bodies existing
outside the departmental structure, such as, companies, corporations etc.
In Rajasthan State Electricity Board vs Mohanlal, the Supreme Court ruled that a
State electricity board , set up by a statute, having some commercial functions to
discharge, would be an ‘authority’ under Article 12. The Court emphasized that it is not
material that some of the powers conferred on the concerned authority are of
commercial nature. This is because under Article 298, the government is empowered to
carry on any trade or commerce. Thus, the Court observed: “The circumstance that the
Board under the Electricity Supply Act is required to carry on some activities of the
nature of trade or commerce does not, therefore give any indication that the ‘Board’ must
be excluded from the scope of the word ‘state’ is used in Article 12.”
By now though the question of statutory bodies had been settled, as stated above,
yet that of the non-statutory bodies, still continued to cause confusion and difficulty.
There were judicial observations in Sukhdev to the effect that even a non-statutory body
could be treated as an ‘authority’ if it could be regarded as an instrumentality or agency
of the government. But these observations did not affect the judicial thinking in Sabhajit.
Again, the Supreme Court made observations in Raman suggesting that a non-statutory
body could be regarded as an ‘authority’ if it could be regarded as an instrumentality of
the government, but the actual body involved there was statutory in nature.
Burmah Shell was nationalised and vested in the Government itself under the Burmah
Shell
(Acquisition of Undertakings in India) Act, 1976. The Act provided that the undertaking
would be vested in a government company. Accordingly, the undertaking was taken over
by the Bharat Petroleum Corporation, a government company registered under the Indian
Companies Act. The question was whether Bharat Petroleum- which was neither a
government department nor a statutory body but merely a company- could be regarded
as an ‘authority’ and so ‘state’ under Article 12.
In Som Prakash vs Union of India, the company was held to fall under Article
12.The Court emphasized that the true test for the purpose whether a body was an
‘authority’ or not was not whether it was formed by a statute, or under a statute, but it
was “functional”. In the instant case, the key factor was “the brooding presence of the
state behind the operations of the body, statutory or other”. In this case, the body was
semi-statutory and semi-non-statutory. It was non-statutory in origin (as it was
registered); it also was recognised by the Act in question and, thus, had some “statutory
flavour” in its operations and functions. In this case, there was a formal transfer of the
undertaking from the Government to a government company. The company was thus
regarded as the “alter ego” of the Central Government. The control by the Government
over the corporation was writ large in the Act and in the factum of being a government
company. Agency of a State would mean a body which exercises public functions.
In Ajay Hasia, The Supreme Court laid down the following tests to adjudge whether
a body is an instrumentality of the government or not:
(1) If the entire share capital of the body is held by the government, it goes a long
way
(2) Where the financial assistance given by the government is so large as to meet
almost entire expenditure of the body, it may indicate that the body is impregnated
with governmental character.
(3) It is a relevant factor if the body enjoys monopoly status which is conferred or
protected by the state.
(4) Existence of deep and pervasive state control may afford an indication that the
body is a state instrumentality.
(5) If the functions performed by the body are of public importance and closely
related to governmental functions, it is a relevant factor to treat the body as an
instrumentality of the government.
The important question is not how the juristic person is born, but why has it been
brought into
existence? It does not matter what is the structure of the body in question: it may be
statutory or non-statutory; it may be set up by, or under, an Act of the Legislature or even
administratively. It does not matter whether the body in question has been set up initially
by the government or by private enterprise. It does not matter what functions does the
body discharge; it may be governmental, semi-governmental, educational, commercial,
banking, social service. The Supreme Court has pointed out that even if it may be
assumed that one or the other test as provided in the case of Ajay Hasia may be
attracted, that by itself would not be sufficient to hold that it is an agency of the State or
a company carrying on the functions of public nature. In view of the several views and
tests suggested by Supreme Court it is not possible to make a close ended category of
bodies which would be considered to be a state within the meaning of Article12. The
question in each case will have to be considered on the basis of facts available as to
whether in the light of the cumulative facts as established, the body is financially,
functionally, administratively dominated, by, or under the control of the Government.
Such control must be particular to the body in question and must be pervasive.
Mere regulatory control whether under statute or otherwise would not serve to make a
body a
(l) The Board of Control of Cricket in India was not created by a statute;
(2) No part of the share capital of the Board was held by the Government;
(3) Practically no financial assistance was given by the Government to meet the
whole or entire expenditure of the Board;
(4) The Board did enjoy a monopoly status in the field of cricket but such status is
not
(5) There was no existence of a deep and pervasive State control and the control, if
any, is only regulatory in nature as applicable to other similar bodies.
(6) The Board was not created by transfer of a government owned corporation and
was an autonomous body.
The Court noted that the Union of India has been exercising certain control over the
activities of the Board in regard to organizing cricket matches and travel of the Indian
team abroad as also naming of permission to allow the foreign teams to come to India.
The Court also assumed that even if there was some element of public duty involved in
the discharge of the Board’s functions the Board would not be an authority for the
purpose of Article 12.
In the absence of any authorisation if a private body chooses to discharge any functions
or duties which amount to public duties or State functions which is not prohibited by law
the it may be considered to be an instrumentality the State.
The question which arose for decision was whether the teachers of a school not
owned by BCCL and was run by a Managing Committee and whose teachers were never
appointed by BCCL, although BCCL used to release non-recurring grants subject to
certain conditions would result in such teachers to be considered as the employees of
BCCL and entitled to all benefits available to the regular employees of BCCL.
Justice due to State employees should not be denied by entertaining specious and
untenable grounds put forward by State. The State as an employer, within meaning of
Article 12 of the Constitution has a sacrosanct duty to act in terms of sacred objectives
of social and economic justice.
The Courts have been led to take such an expansive view of Article 12 because of
the feeling that if instrumentalities of the government are not subjected to the same
legal discipline as the government itself because of the plea that they were distinct and
autonomous legal entities, then the government would be tempted to adopt the strategy
of setting up such administrative structures on a big scale in order to evade the
discipline and constraints of the Fundamental Rights thus eroding and negating their
efficacy to a very large extent. In this process, judicial control over these bodies would be
very much weakened.
The question in each case would be whether in the light of the cumulative facts as
established, the body is financially, functionally and administratively dominated by or
under the control of the Government. Such control must be particular to the body in
question and must be pervasive. If this is found then the body is a State within Article 12.
On the other hand, when the control is merely regulatory whether under statute or
otherwise, it would not serve to make the body a State.
The main tests which the courts apply to determine whether a body is an
instrumentality of the government or not are: funding and control. Is the entire share
capital or a major part of it held by the government? Is the body in question effectively
controlled by the government not only in the making of its policy but also in carrying out
its functions? Does the government foot a substantial part of the bill for running the
operations of the concerned body? Is the administration of the body in the hands of the
government- appointed directors and are they subject to government control in the
discharge of their functions? Does the state exercise deep and pervasive control over the
body in question? Whether the operation of the corporation is an important public
function closely related to governmental functions? Does the body enjoy monopoly
status conferred or protected by the state? The above tests are not exhaustive but only
indicative or illustrative. It is for the courts to decide in each case whether the body in
question falls within the purview of Article 12.
(1) The body becomes subject to the discipline of the Fundamental Rights which
means that its actions and decisions can be challenged with reference to the
Fundamental
Rights.
(2) The body also becomes subject to the discipline of Administrative Law.
(3) The body becomes subject to the writ jurisdiction of the Supreme Court under
Article 32 and that of the High Courts under Article 226.
In course of time, the Supreme Court has been expanding the horizon of the term “other
authorities” in Article 12. A large number of bodies, statutory and non-statutory, have
been held to be ‘authorities’ for purposes of Article 12. For example, the Supreme Court
has held the Statistical Institute as an authority. It is a registered society but is governed
by the Indian Statistical Institute Act, 1959. The composition of the body is dominated by
the representatives appointed by the Central Government. The money required for
running the Institute is provided entirely by the Central Government. It has to comply with
all the directions issued by the Central Government. “The control of the Central
Government is deep and pervasive and, therefore, to all intents and purposes, it is an
instrumentality of the Central Government and as such is an ‘authority’ within the
meaning of Article 12 of the Constitution.
If there is an instrumentality or agency of the state which has assumed the garb of
a government company as defined in S. 617 of the Companies Act, it does not
follow that it thereby ceases to be an instrumentality or agency of the state. For the
purposes of Article 12, one must necessarily see through the corporate veil to
ascertain whether behind that veil is the face of an instrumentality or agency of the
state.
The Cochin Refineries Ltd. incorporated under the Companies Act has been held to
be not an ‘authority’ because only 53 per cent of its share capital has been subscribed by
the Central Government; 26 per cent share is held by a private foreign company which
also nominates two directors on the board of directors; government control over the
company is not large; government’s financial assistance is not unusual. And a general
regulation under a statute does not render activities of the body so regulated as subject
to such control of the State as to bring it within the meaning of State under Article 12.
Punjab Water Supply & Sewerage Board is an autonomous body and the statute which
incorporates it provides that any direction issued by the State shall be binding on it and
brings it within the concept of State in Article 12 and are bound to comply with the
Constitutional scheme of equality enshrined in Articles 14and 16of the Constitution of
India.
In this expansive trend there have been some discordant notes as well. One such
example is
furnished by Tekraj vs UOI where the Supreme Court has held the Institute of
Constitutional and Parliamentary Studies as not being an ‘authority’ under Article 12. The
Institute is a registered society receiving grants from the Central Government and having
the President of India, Vice-President and the Prime Minister among its honorary
members. The Central Government exercises a good deal of control over the Institute. In
spite of Government funding and control, the Court has refused to hold it as an authority
with the remark:
..................... ICPS is a case of its type- typical in many ways and the normal tests
On the same basis, National Council of Educational Research and Training has been held
to be outside the scope of Article 12. NCERT is a society registered under the Societies
Registration Act. It is largely an autonomous body; its activities are not wholly related to
governmental functions; government control is confined mostly to ensuring that its funds
are property utilised; its funding is not entirely from government sources.
The courts have been able to bring within the sweep of Fundamental Rights every
instrumentality or agency through which the government acts. Almost all government
activities have been subjected to the obligation of Fundamental Rights. Bhagwati J, in his
opinion in Ajay Hasia provided the rationale for expansively interpreting the term
‘authority’ in Article 12. A modern government functions, under the impulse of the
philosophy of a welfare state, on a very broad scale: it undertakes a multitude of socio –
economic functions.
For the sake of convenience, the government not always departmentally but also
through various types of bodies, such as, a company, cooperative society, corporation
etc., “but this contrivance of carrying on such activities through a corporation cannot
exonerate the government from implicit obedience to the Fundamental Rights.”
To use the corporate methodology is not to liberate the government from its basic
obligation to respect the Fundamental Rights and not to override them. The mantle
of a corporation may be adopted in order to free the Government from the
inevitable constraints of red-tapism and slow motion but by doing so, the
Government cannot be allowed to play truant with the basic human rights.
Otherwise it would be the easiest thing for the Government to assign to a plurality
of corporation almost every state business, such as, Post and Telegraph T.V. and
Radio, Rail Road and Telephones-in short every economic activity and thereby
cheat the people of India out of the Fundamental Rights guaranteed to them.
The courts should be anxious to enlarge the scope and width of the Fundamental
Rights by bringing within their sweep every authority which is an instrumentality or
agency of the government or through the corporate personality of which the
government acting...
Thus, in giving an expansive interpretation to the term ‘other authority’ in Article 12, the
Supreme Court is discharging its protective role, i.e., to protect the Fundamental Rights
from being annihilated by the Government resorting to the expedient of setting up
various bodies, outside government departments, to discharge its manifold functions.
Even though a body, entity or corporation is held to be “State” within the definition of
Article
Bombay Port Trust is an instrumentality of the State and hence an “authority” within the
meaning of Article 12 and amenable to writ jurisdiction of the Court.
The multiple test as laid down by the majority view in Pradip Biswas is to be
applied for ascertaining whether a body is a State within the meaning of Article 12.
LAW
JUSTICIABILITY OF FUNDAMENTAL RIGHTS
ARTICLE 13: LAWS INCONSISTENT WITH FUNDAMENTAL RIGHTS
Article 13 is the key provision as it gives teeth to the Fundamental Rights and makes
them justiciable. Article 13 is a protective provision and an index of the importance and
preference that the framers of the Constitution gave to Part III of the Constitution. Article
13 of the Constitution not only declares the pre-constitution laws as void to the extent to
which they are inconsistent with the fundamental rights, it also prohibits the State from
making a law which either takes away totally or abrogates in part a fundamental right.
The effect of Article13 is that the Fundamental Rights cannot be infringed by the
government either by enacting a law or through administrative action.
Article 13(1) declares that all pre-Constitution laws shall be void to the extent of their
inconsistency with the Fundamental Rights. Article13 (1) deals with the pre-constitution
laws; if any such law is inconsistent with a Fundamental Right, it becomes void from 26
January 1950, the date on which the Constitution of India came into force.
According to Article 13(2), the State ‘shall not make any law’ which takes away or
abridges the Fundamental Rights; and a law contravening a Fundamental Right is, to the
extent of the contravention, void. Therefore, Article 13(2) clearly prohibits the making of
any law by the State which takes away or abridges rights, conferred by Part III of the
Constitution. In the event of such a law being made the same shall be void to the extent
of contravention.
Article 13(2) is the crucial constitutional provision which deals with the post-Constitution
laws. If any such law violates any Fundamental Right it becomes void ab initio, i.e. from
its inception. The effect of Article 13(2) thus is that no Fundamental Right can be
infringed by the state either by legislative or administrative action.
In the Indian democracy neither administration of justice nor functioning of the Courts
can be rendered irrelevant by actions of other organs of the State. Article 13 of the
Constitution prescribes that if relevant laws are inconsistent with Part III of the
Constitution, when enacted, they shall thereafter be held to be void to the extent of such
inconsistency. The power of the legislature, thus, is limited by the very fundamental
restriction prescribing that it cannot enact laws inconsistent with the fundamental rights
of the citizens.
Article 13 makes the judiciary, and especially the Apex Court, as the guardian, protector
and the interpreter of the Fundamental Rights. It is the function of the courts to assess
individual laws vis-a-vis the Fundamental Rights so as to ensure that no law infringes a
Fundamental Right. The courts perform the arduous task of declaring a law
unconstitutional if it infringes a Fundamental Right. It is the function of the courts to
ensure that no statute violates a Fundamental Right. This is the exercise of its protective
role by the judiciary, i.e. protecting the Fundamental Rights from being violated by a
statute. A statute is declared unconstitutional and void if it comes in conflict with a
Fundamental Right.
Constitution casts a duty on State and its authorities to ensure that every citizen's
cherished guaranteed rights under Constitution are respected and preserved and he is
allowed to enjoy them in letter and spun subject to reasonable restrictions.
The Supreme Court has further bolstered its protective role under Article 13(2) by
laying down the proposition that judicial review is the ‘basic’ feature of the Constitution.
This means that the power of judicial review cannot be curtailed or evaded by any future
Constitutional amendment. Protection of the institution of judicial review is crucially
interconnected with the protection of Fundamental Rights, for depriving the Supreme
Court and other Courts of their power of judicial review would mean that the
Fundamental Rights become non-enforceable, “a mere adornment”, as they will become
rights without remedy.
Unless a clear constitutional violation is proved, the Supreme Court cannot strike own a
law merely because it has fallen into disuse or perception of society has changed as
regards its legitimacy.
This idea has been conveyed by Chandrachud CJ, as follows in Minerva Mills:
It is the function of the Judges, nay their duty, to pronounce upon the validity of
laws. If courts are totally deprived of that power, the fundamental rights conferred
on the people will become a mere adornment because rights conferred on the
people will become a mere adornment because rights without remedies are as writ
in water. A controlled constitution will then become uncontrolled.
As long as some Fundamental Rights exist and are a part of the Constitution, the
power of judicial review has also to be exercised with a view to see that the
guarantees afforded by those rights are not contravened...Judicial review has thus
become an integral part of our constitutional system.
The Judges of the Superior Court have been entrusted with the task of upholding
the Constitution and to this end, have been conferred the power to interpret it. It is
they who have to ensure that the balance of power envisaged by the Constitution is
maintained and that the legislature and the executive do not, in the discharge of
their functions, transgress constitutional limitations.....We, therefore, hold that the
power of judicial review over legislative action vested in the High Courts under
Article 226 and in this Court under Article 3277 of the Constitution is an integral
and essential feature of the Constitution, constituting part of its basic structure.
Ordinarily, therefore, the power of the High Courts and the Supreme Court to test
the constitutional validity of legislation can never be ousted or excluded.
Accordingly, in the instant case, the Supreme Court has declared unconstitutional clause
2(d) of Article 323A and clause 3(d) of Article 323B, to the extent they sought to exclude
jurisdiction of the High Courts and the Supreme Court conferred under Articles 226, 227
and 32. The Court has observed in this connection:
The jurisdiction conferred on the High Courts under Articles 226/227 and upon the
Supreme Court under Article 32 of the Constitution is part of the inviolable basic
structure of our Constitution. While this jurisdiction cannot be ousted, other Courts
and Tribunals may perform a supplemental role in discharging the powers
conferred by Articles 226/227 and 32 of the Constitution.
much avail if no machinery is provided for their enforcement. The Constitution confers
this protective role on the Supreme Court and the High Courts. These Courts can issue
various writs, orders and directions for the enforcement of these Fundamental Rights by
virtue of Articles 32 and 226.
It may be interesting to know that the US Constitution does not specifically provide
for judicial review. But, as early as1803, in the famous case of Marbury vs Madison, the
Supreme Court asserted that it would review the constitutionality of the Congressional
Acts. Marshall CJ, expounded the theory of judicial review of the constitutionality of Acts
of Congress as follows:
“It is emphatically the province and duty of the judicial department to say what the
law is. Those who apply the rule to particular cases must of necessity expound
and interpret that rule. If two laws conflict with each other, the Courts must decide
on the operation of each. So if a law be in Opposition to the Constitution; if both
the law and the Constitution apply to a particular case, so that the Court must
either decide that case conformably to the law, disregarding the constitution; or
conformably to the constitution, disregarding the law, the Court must determine
which of these conflicting rules governs the case. This is of the very essence of
judicial duty.”
Article 13 deals with statute law and not with the law declared by the courts, or with the
directions or orders made by the Supreme Court under Article142.
DEFINITION OF LAW
Another term used in Article 13(2) is ‘law’.
The basic norm contained in Article 13(2) is that any ‘law’ inconsistent with a
Fundamental Right is void.
The term ‘law’ in Article 13 has been given a wide connotation so as to include any
ordinance, order, bye-law, rule, regulation, notification, custom or usage having in the
territory of India the force of law [Article 13(3)(a)]. This means that, not only a piece of
legislation, but any of the things mentioned here can be challenged as infringing a
Fundamental Right. Clause (3)(a) of Article 13 of the Constitution therefore makes it
clear that not only law made by the legislature but also an order or notification which
takes away or abridges the fundamental rights conferred by Part III of the Constitution
would be void. Accordingly, inter alia the following have been held to be ‘law’ under
Article 13, the validity of which can be tested on the touchstone of Fundamental Rights:
(iv) an administrative order; but administrative instruction is not law within the
meaning of Article 13.
The validity of the above can be questioned under the Fundamental Rights.
The Regulations validly made under statutory powers are binding and effective as the
enactment of the competent legislature. The statutory bodies as well as general public
are bound to comply with the terms and conditions laid down in the Regulations as a
legal compulsion. Any action or order in breach of the terms and conditions of the
Regulations shall amount to violation of Regulations which are in the nature of statutory
provisions and shall render such action or order illegal and invalid.
The bye-laws of a co-operative society framed under the Co-operative Societies Act
do not fall within the purview of Article 13.
A question of great importance which has been debated in India from time to time
is whether the term ‘law’ in Article 13(1) would include an Act passed by Parliament to
amend the Constitution.
Christian Law of marriage and divorce. These are by and large non-statutory, traditional
systems of law having some affinity with the concerned religion. Being ancient systems
of law, there are several aspects of these systems of laws which are out of time with the
modern thinking and may even be incompatible with some Fundamental Rights.
From time to time, several features of these laws have been challenged before the
courts on the ground of their incompatibility with the Fundamental Rights. By and large,
in such cases, the courts have adopted an equivocal attitude. The courts have adopted
the policy of non-interference keeping in view the susceptibilities of the groups to which
these laws apply.
For this purpose, the courts have adopted two strategies. One, in some cases the
courts have ruled that the challenged features of personal laws are not incompatible
with the Fundamental Rights. Reference to this aspect is made in the course of the
following discussion on specific Fundamental Rights, especially, under Articles 14, 15, 25
and 26. Two, the courts have denied that the personal laws fall within the coverage of
Article 13 and, thus, these laws cannot be challenged under the Fundamental Rights. For
instance, Gajendragadkar J , observed in State of Bombay v Narasu AppaMali:
the framers of the Constitution wanted to leave the personal laws outside the
ambit of
Part III of the Constitution (viz, Fundamental Rights). They must have been aware
that these personal laws needed to the reformed in many material particulars and
in fact they wanted to abolish these different personal laws and to evolve one
common code. Yet they did not wish that the provisions of the personal laws
should be challenged by reason of the Fundamental Rights ...and so they did not
intend to include these personal laws within the definition of the expression “laws
in force”.
The view expressed by the Bombay High Court in Narasu has been reiterated in several
cases
by the High Courts and the Supreme Court. For example, in Ahmedabad Women Action
Group vs Union of India, a public interest litigation was filed through a writ petition to
declare the Muslim Personal law which allows polygamy as void as offending Articles 14
and 15.The Supreme Court refused to take cognizance of the matter. The Court observed
that the issues raised involve questions of state policy with which the Court does not
ordinarily have any concern. The remedy lies somewhere else (meaning the Legislature)
rather than the courts.
In P.E. Mathew vs Union of India, section17 of the Indian Divorce Act, a Central pre-
Constitutional Law, was challenged as arbitrary, discriminatory and violative of Article 14.
But the Kerala High Court adopted the ratio of the Supreme Court cases, cited above,
that the personal Christian Law, lay outside scope of Fundamental Rights. Though the
Court did agree that section 17 was unjustified and discriminatory yet it did not say so.
The Court left the matter to the Legislature to amend the law adopting the plea that
personal laws do not fall under the purview of die Fundamental Rights. The Court ruled
that personal laws are outside the scope of Article 13(1) as they are not laws as defined
in Article 13(3)(b). A word of comment on the line of decisions mentioned above may be
in order at this stage.
After the commencement of the Constitution, several Acts have been passed by
Parliament and the State Legislatures modifying several aspects of these personal laws.
Prima facie, it is difficult to argue that these statutes do not fall within the scope of
Article 13(3)(a). But because of the sensitivities of the people and the delicate nature of
the issues involved, the Courts have thought it prudent not to interfere with these laws on
the touchstone of Fundamental Rights and leave it to the Legislature to reform these
laws so as to bring them in conformity with the Fundamental Rights.
It is observed that no Daru-ul-Qazas or for that matter, anybody or institution by any
name, shall give verdict or issue fatwa touching upon the rights, status and obligation, of
an individual unless such an individual has asked for it. In the case of incapacity of such
an individual, any person interested in the welfare of such person may be permitted to
represent the cause of individual concerned. In any event, the decision or the fatwa
issued by whatever body being not emanating from any judicial system recognized by
law, it is not binding on anyone including the person, who had asked for it. Further, such
an adjudication or fatwa does not have a force of law and, therefore, cannot be enforced
by any process using coercive method. Any person trying to enforce that by any method
shall be doing an illegal act and has to be dealt with in accordance with the law.
Article 13(1) says that all ‘laws in force’ in India when the Constitution comes in
force shall be void if inconsistent with a Fundamental Right. The mandate of Article
13(1) is clear that such law can continue provided it is not inconsistent with the provision
of Part III. In the event of such laws becoming inconsistent with the provision of Part III,
such laws, to the extent of their inconsistency, shall be void. According to Article 13(3)
(b), the expression :laws in force” includes laws passed or made by a Legislature or other
competent authority._ This is an inclusive definition. It is clear, that Article 13(3)(b) does
not exclude other forms of law besides the pre-Constitution legislative enactments. But
the Court has rejected the argument that Article l3(1)(b) is only inclusive and not
exhaustive. Even if we accept the literal, technical and narrow interpretation of Article
13(3)(b) that it refers only to pre-Constitution legislation and does not include uncodified
judge-made amorphous personal laws, there is no reason or logic in excluding from the
scope of Fundamental Rights legislative Acts enacted in the area of personal laws
before and after the commencement of the Constitution, such as, the Indian Divorce Act.
The only explanation for this judicial stance can be that as a matter of judicial policy the
courts do not wish to get involved in the delicate task of adjudging these Acts vis-a-vis
Fundamental Rights.
(b) CUSTOM
What is the position of customs extant in India before the commencement of the
Constitution
and continued thereafter. In Gazula Dasaratha Rama Rao vs State of Andhra Pradesh,
the Constitution Bench of the Supreme Court expressed the view that Article 13(1) which
says that laws in force in India before the commencement of the Constitution shall be
void if inconsistent with Fundamental Rights “includes custom or usage having the force
of law”. The Court observed:
Therefore, even if there was a custom which has been recognized by law... that
custom must yield to a Fundamental Right.
In Sant Ram v Labh Singh, the Constitution Bench of the Supreme Court ruled that a
customary right of pre-emption by vicinage was void under Article 19(1)(f). The Court
referred to Article 13(1)(a) which says that ‘law’ includes ‘custom’. The Court also ruled
that the definition of ‘laws in force’contained in Article13(1)(b) “does not in any way
restrict the ambit of the word ‘law’ in Article 13(1)(a).
Custom based on religious faith and scriptures protected under Articles 25 and 26
cannot be treated as void under Articles 13(1) and (3). Religious freedom can be
curtailed for carrying reforms and changes by State by enacting law to the extent
permissible under Article 25(2), as the article is reformist in nature.
Ramaswami J, adopting an activist attitude ruled that tribal women would succeed
to the estate of their male relations. The majority generally agreed with this approach
though it adopted a conservative approach in the specific situation and desisted from
declaring a tribal custom as inconsistent with Article 14 saying that to do so “would
bring about a chaos in the existing state of law.” The majority made male succession
subject to the right of livelihood of the female dependent.
UNCONSTITUTIONALITY OF A STATUTE
Article 13(1) refers to pre-Constitutional laws while Article 13(2) refers to post-
Constitution laws. A law is void if inconsistent with a Fundamental Right.
A void statute is unenforceable, non-est, and devoid of any legal force: courts take
no notice of such a statute, and it is taken to be notionally obliterated for all purposes.
In Behram vs State of Bombay, the Supreme Court has observed on this point:
Any law made in contravention of Part III is dead from the very beginning and cannot at
all be taken notice of or read for any purpose whatsoever.
The above proposition is not however universally or absolutely true in all situations.
It is subject to a few exceptions as follows:
(1) Some Fundamental Rights apply to all persons, citizens as well as non-citizens,
e.g., Articles 14,21, while some of these Rights such as Article19, apply only to
citizens.
A law inconsistent with a Fundamental Right of the former type is ineffective qua
all persons. On the other hand, a law inconsistent with a Fundamental Right
available to citizens only, is non-est only qua citizens but not qua non-citizens who
cannot claim the benefit of the Fundamental Right in question.
A person was being prosecuted under a law before the Constitution came in to force.
After the Constitution came in to force, the law became void under Article 19(1)(a). It
was held that Article 13(1) could not apply to him as the offence had been committed
before the enforcement of the Constitution and, therefore, the proceedings against him
were not affected.
But the procedure through which rights and liabilities were being enforced in the
pre
Constitution era is a different matter. A discriminatory procedure becomes void after the
commencement of the Constitution and so it cannot operate even to enforce the pre-
Constitution rights and liabilities. A law inconsistent with a Fundamental Right is not void
as a whole. It is void only to the extent of inconsistency. This means that the doctrine of
severability has got to be applied and the offending portion of the law has to be severed
from the valid portion thereof.
DOCTRINE OF ECLIPSE
The prospective nature of Article 13(1) has given rise to the doctrine of eclipse.
A legal provision enacted in 1948, authorising the State Government to exclude all
private motor transport business, became inconsistent with Article l9(l)(g) when the
Constitution came into force in 1950. In 1951, Article l9(l)(g) was amended so as to
permit the State Government to monopolise any business. What was the effect of the
constitutional amendment of 1951 on the law of 1948? Whether the law having become
void was dead once for all and so could not be revitalised by a subsequent constitutional
amendment without being re-enacted, or whether it was revived automatically? It was to
solve this problem that the Supreme Court enunciated the doctrine of eclipse in Bhikaji v
State of Madhya Pradesh. The doctrine of eclipse envisages that a pre-Constitution law
inconsistent with a Fundamental Right was not wiped out altogether from the statute
book after the commencement of the Constitution as it continued to exist in respect of
rights and liabilities which had accrued before the date of the Constitution. Therefore,
the law in question will be regarded as having been ‘eclipsed’ for the time being by the
relevant Fundamental Right. It was in a dormant or moribund condition for the time
being. Such a law was not dead for all purposes. If the relevant Fundamental Right is
amended then the effect would be “to remove the shadow and to make the impugned
Act free from all blemish or infirmity”. The law would then cease to be unconstitutional
and become revivified and enforceable.
The doctrine of eclipse has been held to apply only to the pre-Constitution laws
which are governed by Artic1e 13(1) and would not apply to post-Constitution laws
which are governed by Article 13(2). The reason is that while a pre-Constitution law was
valid when enacted and, therefore, was not void ab initio, but its voidity supervened when
the Constitution came into force, a post-Constitution law infringing a Fundamental Right
is unconstitutional and a nullity from its very inception. Therefore, it cannot be vitalised
by a subsequent amendment of the Constitution removing the infirmity in the way of
passing the law. The Supreme Court has distinguished between Articles 13(1) and 13(2),
as the phraseology of the two is different from each other.
Article 13(2) which applies to the post-Constitution laws prohibits the making of a law
abridging Fundamental Rights, while Article 13(1) which applies to the pre-Constitutional
laws contains no such prohibition. Under Article 13(1), the operation of the pre-
Constitution law remains unaffected until 26-1-1950, even if it becomes inoperative after
the commencement of the Constitution. Under Article 13(2), the words “the State shall
not make any law” indicate that after the commencement of the Constitution, no law can
be made so as to contravene a Fundamental Right. Such a law is void ab initio.
Therefore, the doctrine of eclipse cannot apply to such a law and it cannot revive even if
the relevant Fundamental Right is amended later to remove the hurdle in the way of such
a law.
In case the law contravene as Fundamental Right limited to the citizens only, it will
operate with respect to the non-citizens, but it will not be revived qua-citizens merely by
the amendment of the Fundamental Right involved. Because Article 13(2) affects the
competence of the legislature to enact it with respect to the citizens, the law will have to
be re-enacted after the constitutional amendment if it is desired to make it operative qua
the citizens as well.
An Act declared unconstitutional under Articles 14, 19 and 31(2), is revived when it
is put in the Ninth Schedule. The express words of Article 313 cure the defect in such an
Act with retrospective operation from the date it was put on the statute book. Such an
Act even though inoperative when enacted because of its inconsistency with a
Fundamental right, assumes full force and vigour retrospectively as soon as it is included
in the IX Schedule. It is not necessary to re-enact such an Act.
There is no direct Supreme Court case on the specific point. The nearest authority
on the point is the Shama Rao case. An Act was challenged on the ground of excessive
delegation. Pending the decision, the Legislature passed an amending Act seeking to
remove the defect. The Supreme Court ruled by a majority that when an Act is bad on the
ground of excessive delegation, it is stillborn and void ab initio, and it cannot be revived
by an amending Act seeking to remove the vice. The whole Act should be re-enacted in
the modified form.
This ruling supports the proposition that an Act held invalid under Article 13(2)
could not be revived merely by amending it but will have to be re-enacted. The same
proposition will apply when an Act infringes a Fundamental Right applicable to the
citizens only. Such a law will be regarded as ‘still-born’ vis-a-vis the citizens even though
it may be operative qua the non-citizens, and so it will have to be re-enacted if it is
desired to make it valid qua the citizens.
A reference may be made here to Hari Singh vs Military Estate Officer, Delhi. The
Punjab public Premises Act was declared void by the Supreme Court as being
inconsistent with Article 14. There was a corresponding law made by Parliament enacted
in l958. Consequent upon the Supreme Court decision the Punjab Act, Parliament re-
enacted its own law in l97l, seeking to move the blemish pointed out by the Supreme
Court and made it operative retrospectively with effect from the date of commencement
of the original Act. A new clause was also added saying that all orders made under the
old law would be deemed to be valid and effective as if they were made under the new
law. This clause was challenged, the argument being that the I958 Act being
unconstitutional, there could not be validation of anything done under an
unconstitutional Act. Holding the clause to be valid, the Supreme Court called it a
fallacious argument for it overlooked the crucial point that the 1971 Act was made
effective retrospectively from the date of the 1958 Act and the action done under the
1958 Act was deemed to have been done under the1971 Act, and the new Act was valid
under Article 14.
DOCTRINE OF SEVERABILITY
According to Article 13, a law is void only “to the extent of the inconsistency or
contravention” with the relevant Fundamental Right. The above provision means that an
Act may not be void as a whole; only a part of it may be void and if that part is severable
from the rest which is valid, then rest may continue to stand and remain operative. The
Act will then be read as if the invalid portion was not there. If, however it is not possible
to separate the valid from the invalid portion, then the whole of the statute will have to
go.
The Supreme Court has laid down the following propositions as regards the doctrine of
severability:
(2) If the valid and invalid provisions are so inextricably mixed up that they cannot
be separated from one another, then the invalidity of a portion must result in the
invalidity of the Act in its entirety.
(3) On the other hand, if they are so distinct and separate that after striking out
what is invalid, what survives can stand independently and is workable- the portion
which remains is in itself a complete code independent of the rest, then it will be
upheld notwithstanding that the rest had become unenforceable.
1f the nature or the object or the structure of the legislation is not changed by the
omission of the void portion, the latter is severable from the rest.
(4) Even when the valid provisions are distinct and separate from the invalid
provisions, but if they all form part of a single scheme which is intended to operate
as a whole, then the invalidity of a part will result in the failure of the whole.
(5) Likewise, though the valid and invalid parts of a statute are independent and
may not form part of a scheme, but what is left after omitting the invalid portion is
so thin and truncated as to be in substance different from what it was when it
emerged out of the legislature, then also it will be rejected in its entirety.
(6) If after the invalid portion is expunged from the statute, what remains cannot
be enforced without making alterations and modifications therein, then the whole
of it must be struck down as void. The reason is that a Court cannot make
alterations or modifications in the law in order to enforce what remains of it after
expunging its invalid portion; otherwise it would amount to judicial legislation.
(7) The severability of the valid and invalid provisions of a statute does not depend
on whether the provisions are enacted in the same section or different sections; it
is not the form, but the substance of the matter that is material, and that has to be
ascertained on an examination of the Act as a whole and of the setting of the
relevant provision therein.
In the RMDC case was involved the Prize Competitions Act which was broad enough to
include competitions of a gambling nature as well as those involving skill. Under Article
l9(l)(g), Parliament could restrict prize competitions only of a gambling nature but not
those involving skill. Holding that the application of the Act could be restricted to the
former, the Court stated that Parliament would have still enacted the law to regulate
competitions of gambling nature; nor did restricting the Act to this kind of competitions
affect its texture or colour. The provisions of the Act were thus held severable in their
application to competitions in which success did not depend to any substantial extent on
skill. This illustrates proposition (I) mentioned above.
To some extent, there exists an inconsistency between the Thappar and the RMDC case.
When an offending provision is couched in a language wide enough to cover restrictions
within and without the constitutionally permissible limits, according to the Thappar case
it cannot be split up if there is a possibility of its being applied for purposes not
sanctioned by the Constitution, but according to the RMDC case, such a provision is valid
if it is severable in its application to an object which is clearly demarcated from other
objects falling outside the constitutionally permissible legislation. The Supreme Court
has itself pointed out this aspect of the matter in Suptd Central Prison vs Dr. Lohia, but
left open the question. The Court, however, stated that in the RMDC case, the difference
between the two classes of competitions, namely, those that are gambling in nature and
those in which success depends on skill, was clear cut and had long been recognised in
legislative practice. But when the difference between what is permissible and what is not
permissible is not very precise, the whole provision is to be held void, whether the view
taken in the Romesh Thappar or the RMDC case is followed.
It appears that it is difficult to evolve a clear cut principle as much depends on the facts
of each case, the determining factor being whether, on the provision being sustained to
the extent it falls within the permissible limits, is there any danger of its being misused
for the purpose not permitted? If the Court has the ultimate control to decide whether a
particular application of the law goes beyond the permissible limits, then there may not
be any danger of misuse of the provision. If however, the matter has been left to the
subjective satisfaction of the Executive, and the Court cannot scrutinise the basis of
such satisfaction to see whether the law has been applied to a purpose not permitted,
then it will be safer to declare the whole provision bad.
The learned Judge opined that a law would not be a nullity but merely unenforceable if it
was repugnant with a Fundamental Right in the former category, and that the affected
individual could waive such unconstitutionality, in which case the law would apply to him.
For example, the right guaranteed under Article 19(l)(f) was for the benefit of properly-
owners and when a law was found to infringe Article l9gl)(f), it was open to any person
whose right had been infringed to waive his Fundamental Right. In case of such a waiver,
the law in question could be enforced against the individual concerned.
The majority on the bench, however, was not convinced with this argument and
repudiated the doctrine of waiver saying that the Fundamental Rights were not put in the
Constitution merely for individual benefit. These Rights were there as a matter of public
policy and, therefore, the doctrine of waiver could have no application in case of
Fundamental Rights. A citizen cannot invite discrimination by telling the state ‘You can
discriminate’, or get convicted by waiving the protection given to him under Articles 20
and 21.
The question of waiver of a Fundamental Right has been discussed more fully by the
Supreme Court in Basheshar Nath v IT Commissioner. The petitioner’s case was referred
to the Income tax Investigation Commission under section 5(1) of the relevant Act. After
the Commission had decided upon the amount of concealed income, the petitioner on 19
May 1954, agreed as a settlement to pay in monthly instalments over Rs 3 lacs by way of
tax and penalty. In 1955, the Supreme Court declared section 5(1) ultra vires Article 14.
The petitioner thereupon challenged the settlement between him and the Commission,
but the plea of waiver was raised against him. The Supreme Court however upheld his
contention.
In their judgments, the learned Judges expounded several views regarding waiver of
Fundamental Rights, viz:
(2) A view, somewhat broader than the first, was that none of the Fundamental
Rights can be waived by a person. The Fundamental Rights are mandatory on the
state and no citizen can by his act or conduct relieve the state of the solemn
obligation imposed on it.
The Constitution makes no distinction between Fundamental Rights enacted for
the benefit of an individual and those enacted in public interest or on grounds of
public policy.
(3) The minority judges took the view that an individual could waive a Fundamental
right which was for his benefit, but he could not waive a Right which was for the
benefit of the general public. This was reiteration of the view expressed by
Venkataraman J , in Behram, as stated above.
According to the Bombay High Court:“The state cannot arrogate to itself a right to
commit breach of the Fundamental Rights of any person by resorting to principles of
waiver or estoppel or other similar principles.” Similarly, the Gauhati High Court has
explained that the Fundamental Rights have been embodied in the Constitution not
merely for the benefit of a particular individual but also as a matter of constitutional
policy and for public good, and, therefore, the doctrine of waiver or acquiescence cannot
be applied thereto. “A citizen cannot voluntarily get discrimination or waive his
Fundamental Right against discrimination” as the right of not being discriminated
against is enshrined in Article 14 and is a Fundamental Right.
In Olga Tellis, the Court asserted that “the high purpose which ‘the constitution seeks to
achieve by conferment of fundamental rights is not only to benefit the individual but to
secure the larger interests of the community.” Therefore, even if a person says, either
under mistake of law or otherwise, that he would not enforce any particular Fundamental
Right, it cannot create an estoppel against him. “Such a concession, if enforced, would
defeat the purpose of the Constitution. Were the argument of estoppel valid, an all-
powerful state could easily tempt an individual to forgo his precious personal freedoms
on promise of transitory, immediate benefits.”
In Olga Tellis, in a writ proceeding in the High Court, the pavement dwellers gave an
undertaking that they would not claim any Fundamental Right to put up huts on
pavements or public roads and that they would not obstruct the demolition of the huts
after a certain date. Later, when the huts were sought to be demolished after the
specified date, the pavement dwellers put up the plea that they were protected by Article
21. It was argued in the Supreme Court that they could not raise any such plea in view of
their previous undertaking. The Court overruled the objection saying that Fundamental
Rights could not be waived. There can be no estoppel against the Constitution which is
the paramount law of the land. The Constitution has conferred Fundamental Rights not
only to benefit individuals but to secure the larger interests of the community. The Court
observed: “No individual can barter away the freedoms conferred on him by the
Constitution”.
Therefore, in spite of their earlier undertaking in the High Court, the pavement dwellers
are entitled to raise the plea of Article 21 of the Constitution in their favour.
Fundamental Rights under the Constitution cannot be battered away. They cannot be
compromised nor can there be any estoppel against the exercise of Fundamental Rights
available under the Constitution.
In the instant case, a casual labourer with the Telecom Department had worked
continuously for 10 years and had thus acquired the “temporary” status. He was
prosecuted for a criminal offence but was ultimately acquitted. In the meantime, his
service was terminated. He questioned the order of termination but also accepted
retrenchment benefit. The Supreme Court ruled that his service could not have been
terminated without a departmental 1nquiry and without giving him a hearing.
Acceptance of retrenchment benefit by him did not mean that he had surrendered all his
constitutional rights. Accordingly, the order of termination was quashed by the Supreme
Court and he was reinstated 1n service.
It may be of interest to know that in the USA, a Fundamental Right can be waived.
BIBLIOGRAPHY
1. Kumar Narendra, 2012, Constitutional Law of India, Allahabad Law Agency,
Faridabad.
3. Pandey J.N., 2007, Constitutional Law of India, Central Law Agency, Allahabad.
4. Sharma Brij, 2007, Introduction to the Constitution of India, Practice hall of India
Private Limited, New Delhi