IV.

CONSIDERATION OF NICARAGUA’S CLAIM FOR detachment of Philippines Marines stationed at Second

Thomas Shoal.
DELIMITATION OF A CONTINENTAL SHELF EXTENDING BEYOND
200 NAUTICAL MILES While China and Philippines are both parties to the UNCLOS, China
specifically made a declaration in 2006 to exclude maritime boundary
Article 76(8) - Information on the limits of the continental shelf beyond delimitation from its acceptance of compulsory dispute settlement. In
200 nautical miles from the baselines from which the breadth of the addition, China has shown disagreement with Philippines’ decision to
territorial sea is measured shall be submitted by the coastal State to take the matter to arbitration and has decided neither to agree with the
the Commission on the Limits of the Continental Shelf set up under decision of the Tribunal nor to participate in the proceedings.
Annex II on the basis of equitable geographical representation. The
Commission shall make recommendations to coastal States on matters The Tribunal, on its end, has taken cognizance of these factors and
related to the establishment of the outer limits of their continental shelf. has purported to not deal with delimiting maritime boundaries.
The limits of the shelf established by a coastal State on the basis of Furthermore, the Tribunal did not bar the proceedings, on the basis of
these recommendations shall be final and binding. Article 9 of Annex VII of UNCLOS[4]. In addition, the Tribunal also
noted that despite China’s absence from the proceedings, since it is a
The Court turns to the question whether it is in a position to delimit a party to the UNCLOS, the decision of the Tribunal would, in fact, be
maritime boundary between an extended continental shelf of binding upon it, pursuant to Article 296 (1)[5] and Article 11 of Annex
Nicaragua and Colombia’s continental shelf as requested by Nicaragua VII[6].
in its final submission I (3). The Court notes that Colombia is not a
State party to the United Nations Convention on the Law of the China’s Foreign Ministry, further, stated its position with regard to the
Sea (UNCLOS) and that, therefore, the law applicable in the case proceedings by publishing a Position Paper in 2014[7]. It claimed that
is customary international law. The Court considers that the the Tribunal lacks jurisdiction over the matter because:
definition of the continental shelf set out in Article 76, paragraph
1, of UNCLOS forms part of customary international law. At this 1. The essence of the subject-matter of the arbitration is the
stage, in view of the fact that the Court’s task is limited to the territorial sovereignty over the relevant maritime features in
examination of whether it is in a position to carry out a continental shelf the South China Sea;
delimitation as requested by Nicaragua, it does not need to decide
whether other provisions of Article 76 of UNCLOS form part of 2. China and the Philippines have agreed, through bilateral
customary international law. The Court further observes that in the instruments and the Declaration on the Conduct of Parties in
case concerning Territorial and Maritime Dispute between Nicaragua the South China Sea, to settle their relevant disputes
and Honduras in the Caribbean Sea (Nicaragua v. Honduras), it stated through negotiations;
that “any claim of continental shelf rights beyond 200 miles [by a
State party to UNCLOS] must be in accordance with Article 76 of 3. Philippines’ disputes would constitute an integral part of
UNCLOS and reviewed by the Commission on the Limits of the maritime delimitation between the two countries.
Continental Shelf established thereunder”. Given the object and
purpose of UNCLOS, as stipulated in its Preamble, the fact that The Tribunal considered China’s Position Paper as a plea on
Colombia is not a party thereto does not relieve Nicaragua of its jurisdiction, and conducted a separate hearing on the issue of
obligations under Article 76. The Court notes that Nicaragua submitted jurisdiction and admissibility. Additionally, the Tribunal also declared
to the Commission only “Preliminary Information” which, by its own that it would honour China’s declaration of 2006 and the UNCLOS and
admission, falls short of meeting the requirements for the Commission would neither delve into issues of maritime boundary delimitation or
to be able to make a recommendation relating to the establishment of questions of sovereignty. The Philippines also stated that it, “does not
the outer limits of the continental shelf. seek in this arbitration a determination of which Party enjoys
sovereignty over the islands claimed by both of them. Nor does it
As the Court was not presented with any further information, it finds request a delimitation of any maritime boundaries.”[8]
that, in the present proceedings, Nicaragua has not established that it
has a continental margin that extends far enough to overlap with Pursuant to this, the Tribunal issued its Award on Jurisdiction[9] in
Colombia’s 200-nautical-mile entitlement to the continental shelf, October 2015, in which it concluded that it did indeed have jurisdiction
measured from Colombia’s mainland coast. The Court is therefore not in the case, as per Philippines’ Final Submissions[10], and that China’s
in a position to delimit the maritime boundary as requested by lack of participation would not prove to be a bar to its proceedings. It,
Nicaragua. The Court concludes that Nicaragua’s claim contained in its further, concluded that the treaties China was relying on were either
final submission I (3) cannot be upheld. political in nature and not legally binding[11], or that they did were
legally binding and yet did not bar either Party from alternative means
The South China Sea Arbitration was conducted between the Republic of dispute resolution[12]. In accordance with Article 283 of the
of the Philippines and the People’s Republic of China by the UNCLOS[13], the Tribunal found that this requirement was met in the
Permanent Court of Arbitration (PCA), under the 1982 United Nations diplomatic communications between the Parties and that Philippines’
Convention on the Law of the Sea (UNCLOS). The arbitration is initiation of proceedings under the UNCLOS did not constitute an
related to disputes between the Parties regarding the legal basis of abuse of of process as claimed by China.
maritime rights and entitlements, the status of certain geographic
features, and the lawfulness of certain actions taken by China in the The Tribunal, proceeding with the first two submissions made by the
South China Sea; in particular, the following four issues, as raised by Philippines, considered the validity of China’s claim to historic rights in
Philippines: the maritime region of the South China Sea and the ‘Nine-Dash Line’.
Through a lengthy analysis of the text and context of the Convention,
1. To resolve a dispute between the parties regarding the in line with the principles set out in the Vienna Convention on the Law
source of maritime rights and entitlements in the South of Treaties, the Tribunal established that the Convention supersedes
China Sea; any treaties in force before its coming into force. It questioned China’s
claim to historical rights in the region, and established that China’s
2. To resolve a dispute between the parties concerning the state practice does not show that China had been enjoying any
entitlements to maritime zones that would be generated historical rights in the South China Sea; rather, it was enjoying the
under the Convention by Scarborough Shoal and certain freedom of the high seas and since it did not create bar to other states’
maritime features in the Spratly Islands that are claimed by usage of the same, it could not be understood as being a historical
both the parties; right. Furthermore, since China’s publishing of the same in its Notes
Verbales in 2009, many states have objected to its claim as well. “The
3. To resolve a series of disputes concerning the lawfulness of Tribunal concludes that the Convention superseded any historic rights
China’s actions in the South China Sea, vis-à-vis interfering or other sovereign rights or jurisdiction in excess of the limits imposed
with Philippine’s rights, failing to protect and preserve the therein.”[14] However, the Tribunal also concluded that its jurisdiction
marine environment, and inflicting harm on the marine was limited to the claims of historic rights on the maritime region and
environment (through land reclamation and construction of not to the land masses in the South China Sea, i.e. if it can claim
artificial islands); historic rights on any of the islands, then it may also be able to claim
maritime zones (as per the Convention) on the basis of these islands.
4. To find that China has aggravated and extended the
disputes between the Parties by restricting access to a Next, the Tribunal looked at Philippines’ submissions 3 to 7,
concerning the nature of the features in the South China Sea. It
differentiates between low-tide elevations[15], high-tide both claimed historic rights (Philippines distinguished this by clarifying
features[16] and rocks[17]. In its Award on Jurisdiction, the Tribunal that it only referred to historic fishing rights) to the region, the Tribunal
clarified that: opined that China was, in fact, in contravention of the Convention by
interfering with the traditional fishing practice of the Philippines in its
This is not a dispute concerning sovereignty over the features, exclusive economic zone through the deployment of its official ships in
notwithstanding any possible question concerning whether low-tide the region. The Tribunal also noted that this decision does not depend
elevations may be subjected to a claim of territorial sovereignty. Nor is on the question of sovereignty, and that the Tribunal once again
this a dispute concerning sea boundary delimitation: the status of a refrained from commenting on the matter.
feature as a “low-tide elevation”, “island”, or a “rock” relates to the
entitlement to maritime zones generated by that feature, not to the Philippines’ successive contention related to China’s activities on the
delimitation of such entitlements in the event that they overlap.[18] reefs in the South China Sea, with regards the practices it had adopted
for the purpose of large-scale construction and reclamation at seven
The Philippines put forward three categories for classifying low-tide locations in the Spratly Islands[28], and its practices with regards to
elevations: where a low-tide elevation is located within 12 miles of a fishing[29] in the South China Sea. Philippines claimed that China had
high-tide feature[19], where the low-tide elevation is beyond 12 miles been harming and causing damage to the marine environment of the
but within the state’s exclusive economic zone or continental shelf[20], South China Sea through these practices and despite objections from
and where the low-tide elevation is located beyond the areas of natural the surrounding states, China had not ceased its actions. It was also
jurisdiction[21]. noted that while some of the fishing ships were not state-appointed
ships and were being manned by non-state actors, the Chinese
For the purpose of identifying the nature of the features in the South government had neither condemned their actions nor made any efforts
China Sea, the Tribunal relied upon satellite imagery that had been to stop them from proceeding. The Tribunal, assisted by three
conducted on the area and direct surveys that had been carried out, by independent experts on coral reef biology, expert briefs and satellite
navies or otherwise, in the area, and relied upon maps that were imagery, found that China was in breach of the Convention for failing to
sufficiently detailed. They chose a certain tidal height to maintain stop the fishing vessels from engaging in harmful harvesting
uniformity across the features, and decided to rely, in cases where practices[30] and also for its island-building activities[31]. The Tribunal
there had been significant man-made changes, alterations or further opined that China’s construction on Mischief Reef, without
construction on the features, upon maps/imagery/surveys that depicted authorization from Philippines was in violation of Philippines’ sovereign
the features as they had been in their original form.[22] rights in its exclusive economic zone and continental shelf and a
breach of the Convention[32].
Again the Tribunal relied upon statements previously made by China to
obtain their stance on the nature of the features, since China had The next consideration before the Tribunal was the demeanour of
neither submitted any document to the Tribunal nor had it discussed China’s law enforcement vessels at Scarborough Shoal[33] and the
these in its Position Paper. lawfulness of these actions. The Philippines also raised the issue
under the relevant provisions of the Convention on the International
The Tribunal concluded that Scarborough Shoal, Cuarteron Reef, Fiery Regulations for Preventing of Collisions at Sea, 1972 (COLREGS).
Cross Reef, Johnson Reef, McKennan Reef and Gaven Reef (North) The Tribunal found that China, through the actions of its law
were all found to be high-tide features. The Tribunal further noted that enforcement vessels, endangered Philippine vessels and personnel
for the purposes of Article 121(3), the high-tide features at and created a serious risk of collision and found China in breach of
Scarborough Shoal and the reefs were rocks that cannot sustain Article 94 of the Convention[34].
human human habitation or economic life of their own and so have no
exclusive economic zone or continental shelf. The Tribunal found the The Tribunal, in response to Submission 14 of the Philippines, opined
same to be true of the Spratly Islands and so concluded that China, that China had, in the course of the proceedings of this arbitration,
therefore, has no entitlement to any maritime zone in the area of aggravated and extended its disputes with Philippines, through its
Mischief Reef or Second Thomas Shoal; they do, however, form part of actions of dredging, artificial island-building and construction
the exclusive economic zone and continental shelf of the Philippines as activities[35].
they lie within 200 nautical miles of the Philippines’ coast and there are
no overlapping entitlements in the area with respect to China. Lastly, the Tribunal did not find it necessary to make any further
declaration, owing to the fact that both the parties are already parties
On the contrary, Hughes Reef, Gaven Reef (South), Subi Reef, to the Convention and are already obliged to comply with it.
Mischief Reef and Second Thomas Shoal were all found to be low-tide
elevations, of which Hughes Reef lay within 12 miles of McKennan Croatia v. Serbia
Reef and Sin Cowe Island, Gaven Reef (South) lay within 12 miles of
Gaven Reef (North) and Namyit Island, and Subi Reef lay within 12 The Court recalls that Article II of the Convention defines genocide in
miles of the high-tide feature of Sandy Cay on the reefs to the west of the following terms:
Thitu.
“In the present Convention, genocide means any of the following acts
In the issue of Chinese interference with the living and non-living committed with intent to destroy, in whole or in part, a national,
resources (primarily concerned with fishing practices in the South ethnical, racial or religious group, as such:
China Sea and oil and gas exploration and exploitation) of the
Philippines, the Tribunal considered diplomatic statements from China (a) Killing members of the group;
to the Philippines and regulations related to the matter that China had
passed domestically. The Philippines put forward four contentions (b) Causing serious bodily or mental harm to members of the group;
related to living resources: China’s prevention of fishing by Philippine
vessels at Mischief Reef since 1995, and at Second Thomas Shoal (c) Deliberately inflicting on the group conditions of life calculated to
since 1995, China’s revision of the Hainan Regulation[23] and China’s bring about its physical destruction in whole or in part;
moratorium on fishing in the South China Sea in 2012[24]. The
Tribunal finds that China had breached Articles 77[25] and 56[26] of (d) Imposing measures intended to prevent births within the group;
the Convention through the operation of its marine surveillance vessels
(which interfered with Philippines’ oil and gas exploration) and through (e) Forcibly transferring children of the group to another group.”
its moratorium on fishing which interfered with the exclusive economic
zone of the Philippines, respectively. The Court observes that, according to that Article, genocide contains
two constituent elements: the physical element, namely the act
The Tribunal also found China in breach of Article 58 (3)[27] of the perpetrated or actus reus, and the mental element, or mens rea.
Convention, due to its failure to prevent fishing by Chinese flagged Although analytically distinct, the two elements are linked. The
ships in the exclusive economic zone of the Philippines, failing to determination of actus reus can require an inquiry into intent. In
respect the sovereign rights of the Philippines over its fisheries in its addition, the characterization of the acts and their mutual relationship
exclusive economic zone. can contribute to an inference of intent.

Submission 10 of the Philippines related to China’s interference with A. The mens rea of genocide
Philippines’ fishing vessels and practices in the Scarborough Shoal.
While both the states had conflicting views on the situation (China The Court points out that the “intent to destroy, in whole or in part,
believed that it was Philippines who was causing the interference) and a national, ethnical, racial or religious group as such” is the
essential characteristic of genocide, which distinguishes it from other light of the absence of risk of significant transboundary harm,
serious crimes. It is regarded as a dolus specialis, that is to say a Nicaragua was not required to carry out an environmental impact
specific intent, which, in order for genocide to be established, must be assessment.
present in addition to the intent required for each of the individual acts
involved. (b) The alleged breach of an obligation to notify and consult
(paras. 106-111) The Court then turns to Costa Rica’s allegation that
Evidence of the dolus specialis (paras. 143-148) The Court considers Nicaragua has breached an obligation to notify and consult with it, both
that, in the absence of a State plan expressing the intent to commit under general international law and pursuant to a number of
genocide, such an intent may be inferred from the individual conduct of instruments. The Court observes that, contrary to what Nicaragua
perpetrators of the acts contemplated in Article II of the Convention. It contends, the fact that the 1858 Treaty may contain limited obligations
goes on to explain that, in order to infer the existence of dolus specialis concerning notification or consultation in specific situations does not
from a pattern of conduct, it is necessary that this is the only inference exclude any other procedural obligations with regard to transboundary
that could reasonably be drawn from the acts in question. harm which may exist in treaty or customary international law. In any
event, the Court finds that, since Nicaragua was not under an
APPLICATION TO THE CASE: international obligation to carry out an environmental impact
assessment in light of the absence of risk of significant transboundary
(b) Existence of a pattern of conduct indicating genocidal intent harm, it was not required to notify, or consult with, Costa Rica.
(paras. 508-514) The Court cannot see in the pattern of conduct on
the part of the Croatian authorities immediately before, during and after (c) Conclusion (para. 112)
Operation “Storm” a series of acts which could only reasonably be
understood as reflecting the intention, on the part of those authorities, The Court concludes that it has not been established that Nicaragua
physically to destroy, in whole or in part, the group of Serbs living in breached any procedural obligations owed to Costa Rica under treaties
Croatia. As the Court has already stated, not all of the acts alleged by or the customary international law of the environment. The Court takes
Serbia as constituting the physical element of genocide have been note of Nicaragua’s commitment, made in the course of the oral
factually proved. Those which have been proved  in particular the proceedings, to carry out a new environmental impact study before any
killing of civilians and the ill-treatment of defenseless individuals  substantial expansion of its current dredging program. The Court
were not committed on a scale such that they could only point to the further notes that Nicaragua stated that such a study would include an
existence of a genocidal intent. Finally, even if Serbia’s allegations in assessment of the risk of transboundary harm, and that it would notify,
regard to the refusal to allow the Serb refugees to return home — and consult with, Costa Rica as part of that process.
allegations disputed by Croatia — were true, that would still not prove
the existence of the dolus specialis: genocide presupposes the intent
to destroy a group as such, and not to inflict damage upon it or to
remove it from a territory, irrespective of how such actions might be
characterized in law.

Conclusion regarding the existence of the dolus specialis, and general

conclusion on the commission of genocide (para. 515) The Court
concludes from the foregoing that the existence of the dolus
specialis has not been established. Accordingly, the Court finds that
it has not been proved that genocide was committed during and after
Operation “Storm” against the Serb population of Croatia.

COSTA RICA v. NICARAGUA

(a) The alleged breach of the obligation to carry out an

environmental impact assessment (paras. 101-105)

The Court starts by addressing Costa Rica’s contention that Nicaragua

breached its obligation to conduct an environmental impact
assessment. After recalling its conclusion in the case concerning Pulp
Mills on the River Uruguay (Argentina v. Uruguay), namely that “it may
now be considered a requirement under general international law to
undertake an environmental impact assessment where there is a risk
that the proposed industrial activity may have a significant adverse
impact in a transboundary context, in particular, on a shared resource”
(I.C.J. Reports 2010 (I), p. 83, para. 204), the Court explains that, even
though that statement referred to industrial activities, the underlying
principle applies generally to proposed activities which may have a
significant adverse impact in a transboundary context. Thus, to fulfil its
obligation to exercise due diligence in preventing significant
transboundary environmental harm, a State must, before embarking on
an activity having the potential adversely to affect the environment of
another State, ascertain if there is a risk of significant transboundary
harm, which would trigger the requirement to carry out an
environmental impact assessment. The Court recalls that
determination of the content of the environmental impact assessment
should be made in light of the specific circumstances of each case. If
the environmental impact assessment confirms that there is a risk of
significant transboundary harm, the State planning to undertake the
activity is required, in conformity with its due diligence obligation, to
notify and consult in good faith with the potentially affected State,
where that is necessary to determine the appropriate measures to
prevent or mitigate that risk. The Court notes that, in the present case,
the principal risk cited by Costa Rica was the potential adverse impact
of those dredging activities on the flow of the Colorado River, which
could also adversely affect Costa Rica’s wetland.

Having examined the evidence in the case file, including the reports
submitted and testimony given by experts called by both Parties, the
Court finds that the dredging program planned in 2006 was not such as
to give rise to a risk of significant transboundary harm, either with
respect to the flow of the Colorado River or to Costa Rica’s wetland. In