Bar Notes in Evidence Lope E. Feble
Bar Notes in Evidence Lope E. Feble
Bar Notes in Evidence Lope E. Feble
LOPE E. FEBLE
Former Dean, MLQU School of Law
KINDS OF EVIDENCE
1. Direct – proves a fact by itself w/o inference or presumption
2. Circumstantial- that which indirectly proves a fact thru inference
drawn from the evidence established (P v. Matito [2004])
3. Cumulative – evidence of the same kind which tend to prove the
same fact.
4. Corroborative – additional evidence to prove the same fact
5. Prima Facie – evidence which, if uncontradicted, is sufficient to
maintain a proposition.
6. Conclusive – evidence which the law does not allow to be
contradicted
7. Positive – affirmation of a fact did occur or exist
8. Negative – denial of existence of a fact
9. Primary – Best evidence Rule
10. Secondary – Substitutionary evidence (S5, R130)
General Principles
Rule 128
Rule 128 of the Rules of court defines evidence as the means,
sanctioned by the rules of court, of ascertaining in a judicial
proceeding the truth respecting a matter of fact (Sec. 1). It therefore
refers to the procedures which a party must observe in every action
and proceeding to prove his cause of action, which procedures are
uniform in all courts in all trials and hearings, except where there are
laws or rules providing for different procedures to be observe [sec. 2,
r 128] (examples: rules of summary procedure, rules on small
claims, actions and proceedings in sharia’ courts, proceedings in
writs of amparo, writs of habeas data, election laws, cadastral and
land registration, naturalization and insolvency proceedings [the last
4 are specifically mentioned in Sec. 4, Rule 1, ROC) The rules of
evidence must likewise be liberally construed (sec. 6, Rule 1).
1
Collateral Matters (S4, R128)
What is a collateral matter which is generally disallowed by the
rules? It simply refers to matters which has no direct connection
between the evidence and the fact in issue. The most common
examples of these are motive, character or reputation of a person.
Nevertheless, while these are considered collateral matters it can be
admitted if it will corroborate or supplement facts established by
other evidence, or to some extent, (as provided by sec. 4, R128) will
induce a belief as the probability or improbability of a fact in issue. It
therefore depends on the value that can be drawn if such matters
are presented for determination by the court.
S is indebted to a bank. When the obligation falls due, he fails to pay and
the bank sues for collection. As part of the evidence of the bank, the
accountant of “S” is placed on a witness stand and in the course of his
examination he is asked if he in turn is also indebted to the bank.
The lawyer of S interposes two objections to the question (1) that it is
impertinent (2) it would therefore be improper to let him testify against
himself.
If you were the judge, how would you rule on the objections. (Sec. 3, Rule
128; Evidence is admissible when its relevant (test of relevancy) and is
not excluded ( test of competency) by the rules)
2
Search and Seizures
The Constitution secures every person against illegal search and
seizures (S. 2, Art. III, Const.). Any evidence obtained in violation of
this constitutional protection is a product of “poisonous tree” and
therefore inadmissible in evidence in any proceedings (S3[2), Art.
III). The requirement of search warrant therefore serves as a
limitation on the power of the state to gather evidence as a general
rule (Sec. 2, Art. III and Rule 126[s4] Rules of Court). However, this
right can be waive and subject to several exceptions. These are:
Exceptions to warrantless search and seizures (11 exceptions)
Warrantless search incidental to lawful arrest;
Consented search;
Search of moving vehicle;
Check points; body checks in airports & seaports;
Seizure of evidence in plain view [Plainview doctrine];
Stop and frisk situation;
Enforcement of customs laws;
Emergency cases [based on probable cause and extraordinary
cases];
Those incident to inspection;
In times of war within the area of military operation
Enforcement of health and sanitary laws.
3
R.A. 9372- Human Security Act of 2007 – limits the authority of the
Court of Appeals to issue authorization respecting surveillance and
tapping of communications in cases of suspected terrorism
activities. It cannot be done against lawyers-clients, doctors-
patients, journalists, and confidential business correspondence [s7].
The authority given is valid only for 30 days subject to renewal.
Thus, evidence obtained in violation of this law is likewise
inadmissible in evidence.
Confessions to be ADMISSIBLE
4
Confessions to be admissible must comply with Sec. 12, Art. III (the
Miranda Doctrine) and R.A. 7834(An Act Defining the Rights of
Arrested Person, Detained or Under Custodial Investigation; 4/27/92).
The suspect must be informed of his right to remain silent, provided
with independent and competent counsel preferably of his choice
(this right cannot be waived except in writing with assistance of
counsel [Morales vs. Enrile; p. v. Sison]. It must be voluntary.
5
2. Evidence offered to prove the sexual predisposition of the
alleged victim.
6
“During their marriage, neither the husband nor the wife may testify
for or against the other without the consent of the affected spouse,
except in a civil case by one against the other, or in a criminal case
for a crime committed by one against the other or the latter’s direct
descendants or ascendants.” NOTE: THIS RULE IS SUBJECT TO
WAIVER (P. v. Francisco, 78 Phil. 694). Also, a co-defendant wife
cannot be called to testify as adverse witness (Lezama, etal. v.
Rodriguez, et al., June 27, 1968).
G.R. No. 143439 October 14, 2005, Alvarez vs. Ramirez – When there
is no more harmony and tranquility to protect and preserve. “It
should be stressed that as shown by the records, prior to the
commission of the offense, the relationship between petitioner and
his wife was already strained. In fact, they were separated de facto
almost six months before the incident. Indeed, the evidence and
facts presented reveal that the preservation of the marriage
between parties is no longer an interest the State aims to protect.”
7
considered as the representatives of the deceased (Goñi, et al. vs.
CA, Sept. 23, 1986)
Marital Privilege
REQUISITES:
A. Valid marriage bet. the spouses;
B. Communication made in confidence by one to the other;
C. It must be made during the marriage;
NOTE: The privileged extends beyond the existence of the marriage
and does not require a spouse to be a party to a case. However,
communications not intended to be confidential are not covered
(U.S. v. Antipolo, 37 Phil. 726) or where communications is
overheard or comes into the hands of a third party (People vs.
Carlos, 47 Phil. 626. It is necessary, however, that there is no
collusion between the spouse and the third party Regalado, p. 614).
Lawyer-Client privilege
8
“An attorney cannot, without the consent of his client, be examined
as to any communication made by the client to him, or his advice
given thereon in the course of, or with a view to, professional
employment, nor can an attorney’s secretary, stenographer, or clerk
be examined, without the consent of the client and his employer,
concerning any fact the knowledge of which has been acquired in
such capacity.”
2. Requisites:
A. Lawyer-Client relationship;
B. Matters involves confidential information during the course of
professional employment;
C. Client did not give consent to lawyer’s testimony; or if it is the
lawyers sec, clerk, stenographer that is sought to be examined the
client and the lawyer have not consented thereto.
N.B. The privilege covers verbal statements, docs. or papers
entrusted to the lawyer and facts learned therefrom.
The Last Link Doctrine – the identity of the client is protected (as
to confidentiality) if revelation of such information would result to
revealing the privileged communication.
Lawyer-client privilege-exceptions
Client identity is privileged where a strong probability exists that
revealing the client's name would implicate that client in the very
activity for which he sought the lawyer's advice;
Where disclosure would open the client to civil liability;
Where the government's lawyers have no case against an attorney's
client unless, by revealing the client's name, the said name would
furnish the only link that would form the chain of testimony
necessary to convict an individual of a crime, the client's name is
privileged [ANGARA, et al. vs. SANDIGANBAYAN, et al. G.R. No.
105938 September 20, 1996].
The privilege does not apply also to communications which are:
1. Intended to be made public;
2. Intended to be communicated to others;
3. Intended for an unlawful purpose;
4. received from third persons not acting in behalf or agents of the
client;
5. made in the presence of third parties who are strangers to the
lawyer-client relationship (Regalado, p.616)
Bar Question (2008)
On August 15, 2008, Edgardo committed estafa against Petronilo in
the amount of P3M. Petronilo brought his complaint to the NBI which
found that Edgardo had visited his lawyer twice, the first time on
August 14, 2008 and the second on August 16, 2008; and that both
visits concerned the swindling of Petronilo. During the trial of Edgardo,
the RTC issued a subpoena ad testificandum to Edgardo’s lawyer for
him to testify on the conversations during their first and second
9
meetings. May the subpoena be quashed on the ground of privileged
communication? Explain fully.
Doctor-Patient Privilege
(c) “A person authorized to practice medicine, surgery, or obstetrics
cannot in a civil case, with the consent of the patient, be examined as to
advice or treat-ment given by him or any information which he may have
acquired in attending such patient in a professional capacity, which
information was necessary to enable him to act in that capacity, and which
would blacken the reputation of the patient.”
Lim vs. CA, [G.R. No. 91114, 25 September 1992, 214 SCRA 273] laid down
the ff. requisites:
Krohn vs. CA
FACTS:
Petitioner seeks to enjoin the presentation and disclosure of the
contents of the psychiatric report (BY HER HUSBAND) and prays for
the admission of her Statement. She argues that since Sec. 24, par.
(c), Rule 130, of the Rules of Court prohibits a physician "WITH MORE
REASON should be third person (like respondent-husband be
prohibited from testifying on privileged matters between a physician
and patient or from submitting any medical report, findings or
evaluation prepared by a physician which the latter has acquired a
result of confidential and privileged relation with a patient.
RULING:
Petitioner's discourse while exhaustive is however misplaced. Lim v.
Court of Appeals clearly lays down the requisites in order that the
privilege may be successfully invoked: (a) the privilege is claimed in
a civil case; (b) the person against whom the privilege is claimed is
one duly authorized to practice medicine, surgery or obstetrics; (c)
such person acquired the information while he was attending to the
patient in his professional capacity; (d) the information was
necessary to enable him to act in that capacity; and, (e) the
information was confidential and, if disclosed, would blacken the
reputation (formerly character) of the patient.
10
Accordingly, Examinations under Rule 28 (Modes of discovery) or
post mortem examination are not covered by the privilege
(Regalado, p. 617).
Requisites:
1. It was made to pub. officers in Official Confidence;
Public interest would suffer by the disclosure of such communication.
A) Banco Filipino v. Monetary Board [142 sca 528 (1986)] - Public
interest means more than a mere curiosity; it means something in
which the public, the community at large, has some pecuniary
interest by which their legal rights or liabilities are affected.
Note: the privilege is for the protection of the office not the officer.
11
executive privilege as "the power of the Government to
withhold information from the public, the courts, and the
Congress. There is presumptive privilege for Presidential
communications. There is non below the president. The doctrine of
"operational proximity" (must go with organizational test) requires
the determination how close a public official to the president and
what communications took place to determine whether or not the
privilege should apply.
Note, however, that under Art. 215 (Art. 315, Civil Code) of the Family
Code they may be compelled to testify vs. parents or grandparents if
indispensable in prosecuting a crime.
12
Sec. 24. Proof of official Record. The record of public documents
referred to in par. a of Sec. 19 , when admissible for any purpose,
may be
How to prove foreign law
evidenced by an official publication thereof or by a copy
attested by the officer having the legal custody of the record, or by
his deputy, and accompanied, if the office is not kept in the Phil.,
with a certificate that such officer has the custody. If the office in
which the record is kept is in foreign country, the certificate may be
made by a secretary of the embassy or legation, consul general,
consul, vice-consul, or consular agent or by any officer in the foreign
service of the Phils. stationed in the foreign country in which the
record is kept, and authenticated by the seal of his office.
Par. a of Sec. 19 (public docs.) refers to “written official acts, or
records of the official acts of the sovereign authority, official bodies
and tribunals, and public officers, whether of the Phils., or of a
foreign country.
Sec. 25. What attestation of copy must state- Whenever a copy of a
document or record is attested for the purpose of evidence, the
attestation must state, in substance, that the copy is a correct copy
of the original, or a specific part thereof, as the case may be. The
attestation must be under the official seal of the attesting officer, if
there be any, or if he be the clerk of court having a seal, under
the seal of such court.
Exception: when the said laws are already within the actual
knowledge of the court, such as when they are well and
generally known or they have been actually ruled upon in
other cases before it and none of the parties claim otherwise
[PCIB v. Escolin, citing Moran, Comments on the Rules of Court].
Accordingly, under this doctrine if that foreign law is not
prove by evidence than it will be presumed that it is the
same as our law, in which case our law shall be applied.
Judicial Notice
Clearly therefore, Judicial notice substitutes the requisite evidence to
prove a fact. When judicial notice is properly invoked by a party to
an action his obligation to prove a fact by evidence is dispensed
with. However, judicial notice can not deprive the adverse party to
prove a disputed fact. Accordingly, when a matter in dispute is
covered by mandatory judicial notice courts must therefore take
cognizance of such fact. This does not require notice and hearing.
13
motion of a party. During trial, the court may announce its intention
to take judicial notice of any matter, and the court may allow parties
to be heard (sec. 3, R129). The hearing is not to prove the issue in
the case but merely to determine the propriety of taking judicial
notice. Under Sec. 2, Rule 129 a court may take discretionary judicial
notice where:
14
S26, R130: the act, declaration or omission of a party as to relevant fact
may be given in evidence [Estrada vs. Desierto, 356 SCRA 108].
Forms of Admissions
Res Inter Alios Acta Alteri Nocere Non Debet [S28, R130];
Exceptions
Admission by co-partner or agent of a party [s29]
Admission by co-conspirator [s30; Art. 8, RPC]
Admission by privy of party [s31]
Conduct As Evidence
Similar Acts Rule
Evidence that one did or did not do a certain thing at one time is not
admissible to prove that he did or did not do the same or similar thing at
another time;
15
X and Y were charged of murder. Upon application of the prosecution,
Y was discharged from the information to be utilized as a state
witness. The prosecutor presented Y as witness but forgot to state the
purpose of his testimony much less offer it in evidence. Y testified
that he and X conspired to kill the victim but it was X who actually shot
the victim. The testimony of Y was the only material evidence
establishing the guilt of X. Y was thoroughly cross examined by the
defense counsel. After the prosecution rested its case, the defense
filed a motion for demurrer to evidence based on the following ground:
Y’s testimony is not admissible against X pursuant to the rule on res
inter alios acta.
Rule on the motion for demurrer.
16
◦MCC Industrial Corp. v. Ssangyong Corp., 17 October 2007
(Nachura, J.) = it does not include fax transmission unless
computer-generated, and telexes.
◦ RA 8792 does not make the internet a medium for publishing
laws, rules and regulations ( Garcillano vs. House of Rep.
Comm on Public Info, 575SCRA170, 2008)
Admissibility/ Applicability
◦ Same as under the Rules of Court (Sec. 2, Rule 1 of REE)
◦ Authentication under REE
Requisites of authentication, to present:
Evidence that it had been digitally signed by the
person purported to have signed the same;
Evidence that other appropriate security
procedures for authentication were applied to the
documents
Other evidence showing integrity and reliability
17
Under AM No. 06-11-5 SC the courts are authorized, motu propio or
upon application of any person who has legal interest in the matter
in litigation, to order a DNA testing (Effective: October 15, 2007).
Reliability of DNA testing methodology as enunciated in the case of
Pp. vs. Vallejo (2002):
◦ How samples were collected
◦ How samples were handled
◦ Possibility of contamination of samples
◦ Procedure followed in analyzing samples
◦ Qualification of analyst who conducted the test.
18
4. Entries in the course of business (Sec. 43)
5. Testimony or deposition at a former proceeding (Sec.47)
6. Family reputation or tradition regarding pedigree (Sec. 40)
7. Common reputation (sec. 41)
8. Parts of res gestae (Sec. 42)
9. Entries in official records (Sec. 44)
10. Commercial list and the like (Sec. 45)
11. Learned treatises (Sec. 46)
12. Opinion (Secs. 49 & 50)
13. Rule on DNA Evidence
** items number 1 to 5 requires death / unavailability of declarant.
BUSINESS ENTRIES
◦ Entries made at or near the time of the transactions to which
they refer, by a person deceased or unable to testify, who was
in the position to know the facts stated therein.
◦ The entrant must have made entries in his professional
capacity or in the performance of duty and in the ordinary or
regular course of business or duty.
◦ Entrant should have personal knowledge of the information he
is entering.
◦ Not limited to business in the ordinary sense of the word
(jueteng bookie is a business record)
19
◦ Testimony or deposition of a witness deceased or unable to
testify, given in a former case or proceeding, judicial or
administrative involving the same parties and subject matter,
may be given in evidence against the adverse party who had
the opportunity to cross examine the witness.
◦ Toledo, Jr. v. People and Judge R. Kapunan, Jr. (9/30/780) Where
the witness are available but refused to testify they do not
come under this exception. Inability to testify should proceed
from grave cause (almost death, old age and lost of his power
of speech).
OFFICIAL RECORDS
◦ Entries were made by a public officer in the performance of his
duties or by a person in the performance of a duty specially
enjoined by law.
◦ Entrant had personal knowledge of the facts stated by him or
such facts were acquired by him from reports made by persons
under a legal duty to submit the same.
◦ Such entries were duly entered in a regular manner in the
official records.
LEARNED TREATISES
◦ A published treatise, periodical or pamphlet on a subject of
history, law, science, or art is admissible as tending to prove
the matter stated therein if the court takes judicial notice or a
witness expert in the subject testifies that the writer of the
statement in the treatise, periodical or pamphlet is recognized
in his profession or calling as expert in the subject.
COMMERCIAL LIST
◦ A statement of matters of interest to person engaged in
occupation;
20
◦ Such statement is contained in a list, register, periodical or
other published communication
◦ Said compilation is published for the use of persons engaged
in that occupation
◦ It is generally used and relied upon by persons in the same
occupation
Opinion Rule
Expert witness (Sec. 49, Rule 130)
◦ Expert opinions are not ordinarily conclusive; When faced with
conflicting expert opinions, courts give more weight and
credence to that which is more complete, thorough and
scientific (Bacalso vs Padigos 552 SCRA 185, 2008)
Presentation of Evidence
GENERAL RULE: Document or object evidence to be considered must be
formally offered. The purpose must be specified.
21
and their judgment solely and strictly upon the evidence offered by
the parties at the trial.
Exception:
When the evidence was previously identified by the witness and is
incorporated in
the records. The court may consider such evidence even if not formally
offered.
Presentation of Evidence
When to offer evidence
◦ Testimonial evidence- at the time the witness is called to
testify NOTE: The Judicial Affidavit Rule modified the rule on
examination of witnesses.
◦ Documentary and object – after the presentation of party’s
testimonial evidence and before he rests
Objections
◦ Testimonial (As modified by Jud. Aff. Rule):
Before the Offer of Testimony, or at the very least, Before
the JA is authenticated by the witness
◦ Documentary and object evidence
When the document is offered in evidence
22
AUTHENTICATION & PROOF OF DOCS
Classes of documents
a. Public Document (S19, R132;Pp. v. Cayabyab –BC is a
pub. record)
b. Private Document
1. Proof of private document
2. Ancient Document Rule : private document which need not be
authenticated
Substantial evidence
23