CLOSED-END FUNDS - TAXABLE

Series 2019-1, ADT 1916

Balanced Portfolio

Ticketing Information Investment Objective & Principal Investment Strategy

CUSIP (Cash/Reinvest) 00779L722 / 730 The Balanced Portfolio is a unit investment trust (UIT) that invests in a diversified portfolio
Fee-Based CUSIP (Cash/Reinvest) 00779L748 / 755 primarily consisting of stocks and closed-end funds seeking high current income and capital
Ticker Symbol BALBRX
appreciation potential. The portfolio consists of two equally-weighted components: the High 50®
Dividend Strategy and Tactical Income Closed-End Strategy.

Essential Information The two strategies used to select securities for the portfolio, High 50® Dividend Strategy and
Unit price at inception (per unit) $10.0000 Tactical Income Closed-End Strategy, were chosen in an effort to provide enhanced total return
Initial redemption price (per unit) $9.7750 while reducing overall portfolio volatility through diversification of assets and investment
Initial date of deposit 1/8/2019
strategies. By combining these investment strategies, Advisors Asset Management sought to
Portfolio ending date 1/7/2021
Distribution frequency Monthly, if any create a portfolio balanced between stocks and closed-end funds that may invest in other income
-producing securities, such as corporate bonds, government bonds, corporate loans, convertible
securities, preferred securities and equity securities.
Sales Charges (Based on $10 unit price)+
Standard Accounts As a % of $10 Amount per
unit price 100 units
Initial sales fee 0.00% $0.00
Deferred sales fee 2.25% $22.50
Creation & Development fee 0.50% $5.00
Maximum sales fee 2.75% $27.50
As a % of $10 Amount per
Fee-Based Accounts unit price 100 units

Maximum sales fee 0.50% $5.00

+The initial sales fee is the difference between the

total sales fee (maximum of 2.75% of the unit
offering price) and the sum of the remaining
deferred sales fee and the total creation and
development fee. The deferred sales fee is fixed at
$0.225 per unit and is paid in three monthly
installments beginning April 20, 2019. The creation
and development fee is fixed at $0.05 per unit and is
paid at the end of the initial offering period
(anticipated to be approximately three months).
When the public offering price per unit is less than
or equal to $10, you will not pay an initial sales fee. Tactical Income Closed-End Strategy
When the public offering price per unit price is High 50® Dividend Strategy
greater than $10 per unit, you will pay an initial
The High 50® Dividend Strategy selects The Tactical Income Closed-End
sales fee. The initial and deferred sales fees may
not apply to fee-based accounts. See the 50 stocks based on a specialized, Strategy utilizes a disciplined investment
prospectus for more details about fee-based dividend-oriented selection process. It methodology to select closed-end funds
account eligibility requirements. first filters companies included in the that primarily invest in a variety of
NYSE, Nasdaq, and NYSE MKT income-producing securities issued by
Composite Indices. After this analysis, various types of foreign and/or U.S.
the strategy selects the five highest issuers. Factors such as historical
dividend-yielding stocks in 10 Global returns, income potential, potential future
Industry Classification Standard (GICS) growth, portfolio diversification and
sectors. advisor experience were considered
when selecting closed-end funds.

Page 1 of 3

Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
 Balanced Portfolio Series 2019-1, ADT 1916

Portfolio Holdings (as of date of deposit)

Ticker Ticker Ticker
Symbol Issue Name Symbol Issue Name Symbol Issue Name
High 50® Dividend Strategy (Common Stocks) - 49.93%
ABBV AbbVie, Inc. GME GameStop Corporation PPL PPL Corporation
AYR Aircastle Limited GILD Gilead Sciences, Inc. SEMG SemGroup Corporation
MO Altria Group, Inc. GEF/B Greif, Inc. KHC The Kraft Heinz Company
AMC AMC Entertainment Holdings, Inc. HP Helmerich & Payne, Inc. SO The Southern Company
APAM Artisan Partners Asset Management, Inc. IBM International Business Machines Corp. WU The Western Union Company
T AT&T, Inc. IP International Paper Company WMB The Williams Companies, Inc.
BGS B&G Foods, Inc. KRO Kronos Worldwide, Inc. TIVO TiVo Corporation
BGCP BGC Partners, Inc. LB L Brands, Inc. TUP Tupperware Brands Corporation
CAH Cardinal Health, Inc. LVS Las Vegas Sands Corporation TWO Two Harbors Investment Corporation
CTL CenturyLink, Inc. MIC Macquarie Infrastructure Corporation UNIT Uniti Group, Inc.
CWEN/A Clearway Energy, Inc. NRZ New Residential Investment Corporation VGR Vector Group Limited
CCOI Cogent Communications Holdings, Inc. OKE ONEOK, Inc. VZ Verizon Communications, Inc.
CMP Compass Minerals International, Inc. PCAR PACCAR, Inc. WDC Western Digital Corporation
CVA Covanta Holding Corporation PEGI Pattern Energy Group, Inc. XRX Xerox Corporation
CVI CVR Energy, Inc. PDCO Patterson Companies, Inc.
D Dominion Energy, Inc. PFE Pfizer, Inc.
UFS Domtar Corporation PM Philip Morris International, Inc.
F Ford Motor Company PBI Pitney Bowes, Inc.

Ticker Ticker
Symbol Issue Name Symbol Issue Name
Tactical Income Closed-End Portfolio (Closed-End Funds) - 50.07%
FAX Aberdeen Asia-Pacific Income Fund, Inc. VTA Invesco Dynamic Credit Opportunities Fund
AOD Aberdeen Total Dynamic Dividend Fund HTD John Hancock Tax-Advantaged Dividend Income Fund
AVK Advent Claymore Convertible Securities and Income Fund ASG Liberty All Star Growth Fund, Inc.
NFJ AllianzGI NFJ Dividend Interest & Premium Strategy Fund EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
BOE BlackRock Enhanced Global Dividend Trust NRO Neuberger Berman Real Estate Securities Income Fund, Inc.
BGB Blackstone / GSO Strategic Credit Fund NHF NexPoint Strategic Opportunities Fund
CHI Calamos Convertible Opportunities and Income Fund JRI Nuveen Real Asset Income and Growth Fund
IGR CBRE Clarion Global Real Estate Income Fund GHY PGIM Global Short Duration High Yield Fund, Inc.
GLV Clough Global Dividend and Income Fund TPZ Tortoise Power and Energy Infrastructure Fund, Inc.
UTF Cohen & Steers Infrastructure Fund, Inc. ZF Virtus Total Return Fund, Inc.
RFI Cohen & Steers Total Return Realty Fund, Inc. IHD Voya Emerging Markets High Income Dividend Equity Fund
ETJ Eaton Vance Risk-Managed Diversified Equity Income Fund EOD Wells Fargo Global Dividend Opportunity Fund
FIF First Trust Energy Infrastructure Fund

Page 2 of 3

Intelligent Investments. Independent Ideas.

 Balanced Portfolio Series 2019-1, ADT 1916

Global Classifications* (Closed-End Funds) Sector Breakdown* (Common Stocks)

% of Portfolio % of Portfolio

Global Balanced 12.02% Information Technology 5.05%

Global Multi Sector Bonds 6.00% Energy 5.02%
Global Covered Call 4.01% Consumer Discretionary 5.01%
U.S. Equity - Energy 4.01% Communication Services 4.99%
Global Equity 4.00% Industrials 4.99%
U.S. Multi Sector Bonds 4.00% Utilities 4.99%
U.S. REIT 4.00% Consumer Staples 4.98%
Global REIT 2.01% Materials 4.97%
U.S. Balanced 2.01% Health Care 4.95%
U.S. Equity 2.01% Financials 3.98%
Emerging Market Bonds 2.00% Real Estate 1.00%
International Bonds 2.00% Source: Global Industrial Classification Standard
*As of 1/7/2019 and may vary thereafter. Breakdowns are based on the sources shown
U.S. Covered Call 2.00% and may differ from any category definitions used in selecting the trust portfolio.
Source: Bloomberg

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses
carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to request a
prospectus, which contains this and other information about the trust. Read it carefully before you invest.

Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase price at
the time of redemption. There is no guarantee that the objective will be achieved. Additionally, the trust may terminate earlier than the specified termination date as
stated in the prospectus. The strategy is considered a long-term one therefore, investors should consider their ability to pursue investing in successive trusts.
Consult a tax advisor regarding the tax consequences involved with rolling one trust into another. An investment in this unmanaged unit investment trust should be
made with an understanding of the risks associated therewith that includes, but is not limited to:
Closed-End Funds Investment: Risks include higher interest rates, economic recession, deterioration of the bond and equity market, possible downgrades, early
call provisions, changes to the tax status of the bonds and defaults of interest and/or principal. Shares of closed-end funds are also subject to various risks,
including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when securities are redeemed or sold, during periods of
market turmoil and as investor perceptions regarding the funds or their underlying investments change. In addition, closed-end funds frequently trade at a discount
to their net asset value in the secondary market.
Interest Rate Risk: Interest rate risk is the risk that the value of bonds or other securities held by a closed-end fund will fall if interest rates increase. Some of the
securities held by the closed-end funds typically fall in value when interest rates rise and rise in value when interest rates fall. Some of the securities held by the
closed-end funds with longer periods before maturity are often more sensitive to interest rate changes.
Common Stocks: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic
recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.
Long-Term Strategy: The UIT matures in 2 years and, as such, investors should consider their ability to reinvest any proceeds in a subsequent UIT, if available,
with a like or differing strategy, at the applicable sales charge. Consult your tax advisor for possible tax consequences associated with this investment. Units may
be well suited for an IRA or other qualified plan.

The S&P 500 Index is an index of stocks compiled by Standard & Poor’s, a division of The McGraw-Hill Companies, Inc. Returns are not adjusted for trust sales
fees and expenses, as they are not available to invest directly.
This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a
fiduciary capacity within the meaning of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code. The information provided
does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should
be made based on an investor’s objectives and circumstances and in consultation with his or her advisers.
Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
©2019 Advisors Asset Management
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2018-0405-6541 R Link 5263
Page 3 of 3

Intelligent Investments. Independent Ideas.