Interpreting September 11: Brian Frederking, Michael Artime and Max Sanchez Pagano
Interpreting September 11: Brian Frederking, Michael Artime and Max Sanchez Pagano
Interpreting September 11: Brian Frederking, Michael Artime and Max Sanchez Pagano
Interpreting September 11
Brian Frederking, Michael Artime and Max Sanchez Pagano
Political Science Department, McKendree College, Lebanon, IL 62254, USA.
E-mail: bfrederk@mckendree.edu
Introduction
We are still struggling to interpret September 11 and its influence on world
politics. Two competing metaphors for the acts of September 11 are ‘war’ and
‘crime’. Many argue that September 11 was an act of war against the United
States. The ensuing ‘war on terrorism,’ like previous systemic wars, is
fundamentally changing world politics. The post-cold war era is over and a
new era dominated by the new US grand strategy of pre-emption has begun
(Jervis, 2002). Others argue that September 11 has not fundamentally changed
world politics. The acts of September 11 were criminal acts violating the laws
of global society. Indeed, they were just another form of backlash against the
gradual emergence of global society (Hoffman, 2002; Ikenberry, 2002).
Interpreting September 11 as either a war or a crime has tremendous
theoretical, political and policy implications (Feldman, 2002; Howard, 2002).
We argue that this choice also illustrates the ongoing struggle between the
traditional rules of the Westphalia international system and slowly emerging
rules of global society. We take a rule-oriented constructivist approach to
world politics and posit the existence of overlapping social rules that both
constitute and regulate world politics. On our account, the war interpretation
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dominated world politics since the end of the cold war. Instead, there are
multiple and conflicting social arrangements for agents to invoke to justify
their acts. We interpret the post-cold war world as a transitional period
between the (slowly outgoing) Westphalia system and a (slowly emerging)
global society governed by global institutions. This is not a necessary trend —
indeed, the US response to September 11 and the global interpretation of the
war on terrorism may reverse the trend.
Table 1 presents ideal-typical sets of rules that constitute four global security
social arrangements. The Westphalia rules can be divided into two coherent
social arrangements: Lockean rules of sovereign states existing in a ‘rivalry’
social arrangement and Hobbesian rules that apply when sovereign states are
in a ‘war’ social arrangement. Each social arrangement includes six rules
capturing an important aspect of world politics: identity, sovereignty, security,
deterrence, enforcement, and the use of force. In rivalries agents identify each
other as rivals (rule 1). They attempt to increase their security through joining
alliances (rule 3) and performing classic deterrence threats (rules 4 and 5).
Agents do recognize others’ right to sovereignty (rule 2), but the rivalry
constituting the system sometimes leads to violence to settle disputes (rule 6).
War is thus an accepted but limited practice to end an attempt by any state to
dominate world politics.
In war, agents identify each other as enemies, perhaps even an enemy that
threatens their existence (rule 1). Agents do not recognize the sovereign right of
territorial integrity or perhaps even the right of others to exist (rule 2). Survival
demands a military capability greater than one’s immediate enemies (rule 3)
because the military capabilities of others are interpreted as a threat to one’s
existence. The directive rule in war is to surrender (rule 4), supported by the
commitment to attack until the other does surrender (rule 5). Because others
are enemies with the military capability to threaten one’s existence, the use of
force is considered inevitable, necessary, and appropriate (rule 6).
The global society rules in Table 1 are also divided into two coherent social
arrangements: a Wilsonian collective security system and a Kantian security
community. In collective security arrangements, agents identify each other as
citizens (rule 1) who are obliged to uphold agreed-upon rules of behavior (rule
2) and act collectively to punish those who do not uphold those rules (rule 3).
In a collective security arrangement, there is no presumption that actors will
universally agree to the directive-rules (rule 4); an enforcement mechanism that
includes military force is thus needed to punish any transgressors of the rules
(rule 5). A collective security arrangement could be weak if the only agreed
upon community rule is state sovereignty, or it could be strong if actors agree
to collectively punish those who violate rules regarding weapons proliferation,
terrorism, human rights, etc. Enforcement distinguishes collective security
social arrangements from security communities: in the former, the use of force
International Politics 2005 42
Table 1 Global security social arrangements
Rule 1 — Identity We are enemies We are rivals We are fellow citizens We are friends
Rule 2 — Autonomy We do not recognize the We recognize the Autonomy is limited by Autonomy is limited by
autonomy of others autonomy of others obligations to follow and obligations to follow the
enforce the community’s rules community’s rules
Rule 3 — Security Survival is based Security is based on Security is based on a Security is based on political
on relative (alliance) relative (alliance) multilateral commitment to relationships
military capability military capability use military capability
Rule 4 — Deterrence You must surrender Do not attack me Do not break the rules of our Do not break the rules of our
community community
Rule 5 — Enforcement We will attack until you We will retaliate if you We will retaliate if you break We will resolve conflicts
Interpreting September 11
surrender violate our sovereignty the rules of our community peacefully
Rule 6 — Use of force The use of force is The use of force is The use of force is sometimes The use of force is not
always necessary to sometimes necessary necessary acceptable
resolve conflicts
139
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Interpreting September 11
140
US. Amending the Posse Comitus Act enables the military to ‘wage war’
domestically by ‘apprehending’ suspects.
The distinction between war and crime also has functional implications for
how to carry out the ‘war on terrorism’. War requires the use of military force
in which the pursuit of the enemy most often results in death and sometimes
results in capture. Crime, however, requires the pursuit of the accused in such a
way that most often leads to capture and only sometimes results in death. Once
captured, however, the war/crime distinction has the opposite implication:
prisoners of war cannot be interrogated or punished, while criminals endure
both. The US war on terrorism illustrates this tension: while the US is
rhetorically at war and using military personnel for the purposes of capture,
the US is reluctant to designate anyone as a ‘prisoner of war’ to enable
interrogation, trial, and punishment. While the US has no intention of
exchanging prisoners after the war is over, indefinite detainment would violate
the Geneva Convention. Wars eventually end, while fighting crime never ends.
One simple part of September 11 does not easily fit into the war
interpretation: states make war and individuals commit crimes. This distinction
suggests that September 11 was a crime; to interpret it as war changes the legal
definition of who can engage in war. However, the overwhelming consensus
within the US is that the US is at war, and scholars are suggesting that
international law may have to change its definition of war to reflect this
interpretation (Greenwood, 2002).
It is thus plausible to interpret September 11 as either an act of war or a
crime. The actual events do not by definition or legal convention fall into either
category. It may be fruitless to debate the merits of this interpretive dispute. It
is both war and a crime, and in some ways it is neither. It is a war/crime. A
more fruitful debate, we suggest, would begin with the recognition that
emphasizing either the war or crime aspects of September 11 invoke very
different social rules currently competing to govern world politics. The debate
is ultimately whether we prefer a Westphalia or a global society system.
Collective security: We will retaliate if you break the rules of the community
We will prosecute all terrorist acts
Collective security: The use of force is sometimes necessary and acceptable to resolve conflicts
The use of force alone will not decrease terrorism
US Global
will govern our interaction is the stuff of politics. In the case of the two speech
acts above, the US interpretation of September 11 as an act of war and the
Russian interpretation of September 11 as a crime is more than a semantic
dispute over how to correctly interpret the real world. Instead, it is a pragmatic
dispute between agents advocating different social arrangements to govern
post-September 11 world politics.
The purpose of our paper is to gather evidence about the extent of this
pragmatic dispute between the US and the rest of the world. Given this
purpose we use simple quantitative methods to present the aggregate results of
our pragmatic analysis. We do not claim that this evidence in some
fundamental way reflects the social structure posited by constructivists as the
real world. Social arrangements are not reducible to aggregate characteriza-
tions of individual interpretations. Instead, this statistical evidence supports
our claim that an interpretive dispute exists between US and global leaders at
the level of intersubjective social structure.
Table 3 presents the aggregate results of our pragmatic analysis. The results
do support our claim that US and global leaders are interpreting world politics
differently since September 11. As shown in Table 3a, 28% of US speech acts
invoked the rules of war, while only 4% of global speech acts invoked war
rules. This is a statistically significant difference, suggesting an important
interpretive dispute between US and global interpretations of September 11.
These significant differences remain within subsets of the sample as well. For
example, US and global speech acts specifically about September 11 (but not
Iraq) are also significantly different. As shown in Table 3b, 24% of US speech
acts about September 11 and the ensuing campaign in Afghanistan were ‘war’
speech acts while only 6% of global speech acts were ‘war’ speech acts. Also,
the debate over Iraq between the US and global leaders are even more
disputed. As show in Table 3c, 52% of US speech acts about Iraq were ‘war’
speech acts, while only 2% of global speech acts were ‘war’ speech acts. Finally,
these significant differences in US and global interpretations of world politics
after September 11 are growing over time. US and global speech acts are
significantly different to a much greater degree during the last 6 months of the
sample than during the first 6 months (Table 3d and e).
This interpretive dispute includes all six rules associated with the war and
collective security social arrangements. US leaders are much more likely to
invoke war rules. For example, the US claimed the inherent right of self-
defense guaranteed in Article 51 of the UN Charter against an ‘armed attack’
against its territory. NATO also invoked the right of collective self-defense
after the ‘armed attack’ (Greenwood, 2002 309). A US letter to the Security
Council on October 7, 2001 stated that ‘self-defense’ might also require further
military actions against other organizations and states (UN document S/2001/
946). Consider the following speech acts from the analysis:
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certainty that in today’s world all our fates are linked. Those who plan to
launch this war shouldn’t think that the effects will be felt only where they
attack. To believe that you can make people submit by force is wrong. We
know that this approach only brings anger and destruction. (Burns, 2002)
Russian Defense Minister Sergei Ivanov: Any actions taken by the states and
international organizations against terrorists, including the use of force, should
be based on norms and principles of international lawy . No small number of
people suspect that by labeling Iran, Iraq and North Korea as an ‘axis of evil’
the United States seeks to prepare public opinion for possible strikes against
those countries under the banner of antiterrorism. (Erlanger, 2002b)
Saudi Prince Turki bin Faisal: We’ve seen in the past what American attacks
have done in Iraqy.in our view the result of those attacks was merely to
bolster Saddam’s position in Iraq and make the people more supportive of
him. Not only that, it also gained him support in the Arab world, not
because he is Saddam Hussein and people admire him, but because they saw
the attacks as being aggression against Iraq. (Jehl, 2001)
These speech acts tend to criticize the US for invoking war rules rather than
collective security rules. Regarding the identity rule, they do not convey an ‘enemy’
identity but rather suggest the existence of an international society in which
nation-states are fellow citizens with obligations to collectively reign in terrorists.
Ivanov insists on following the appropriate decision-making process if force is to
be used; Faisal and Khatami argue that force is not necessary and most likely
counterproductive. None convey claims consistent with US claims that a state of
war exists. All are consistent with the crime interpretation of September 11.
Conclusions
The evidence from the pragmatic analysis of 302 speech acts presented in this paper
suggests that US and global leaders have a significantly different interpretation of
the war on terrorism. The events of September 11 seem to have exacerbated the
ongoing pragmatic dispute between the US and others around the world about
whether Westphalia or global society rules are more appropriate to govern post-
cold war world politics. The US was more likely to interpret both September 11
and Iraq in a way consistent with war rules, while global leaders were more likely
to interpret September 11 and Iraq in a way consistent with collective security rules.
The US was also more likely to interpret Iraq as ‘war’ more than other speech acts,
while there was no difference in how global leaders interpreted September 11 and
Iraq speech acts. Our sample of speech acts ends prior to the US invasion of Iraq.
However, the overwhelming negative global reaction to the US use of military
force in Iraq is clearly consistent with these results. If anything, the US invasion of
Iraq has led to an even larger interpretive gulf.
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This analysis thus suggests that the international coalition in the ‘war on
terrorism’ is inherently fragile. Habermas’ (1987) theory of communicative
action argues that agents can only coordinate action when they agree to the
validity claims mutually conveyed by their speech acts. If the international
community cannot agree to claims about the nature of the international
system, it is unlikely that they will be able to agree to specific policies
associated with the war on terrorism. US arguments about the need for pre-
emptive policies presuppose the existence and appropriateness of a war social
arrangement; global critics of US policy presuppose the existence and
appropriateness of a collective security social arrangement. These disputes
over the war on terrorism are embedded within a social structure that also
inform other disputes (the International Criminal Court, Kyoto, arms control,
etc.); the post-cold war world is dominated by the competing social
arrangements of a Westphalian world system and global governance.
This analysis also suggests two broad trajectories for future global security
rules. One possibility is that a ‘crime’ interpretation of September 11 will
prevail, collective security rules will ultimately govern world politics, and the
international community will continue the ‘war’ on terrorism through
cooperative multilateral action. The other possibility is that the United States
use of force in Iraq, together with other likely uses of force in its ‘war’ on
terrorism, will break down the post-cold war construction of collective security
rules and institutionalize some form of a war social arrangement. The
international community clearly prefers collective security rules over a
unilateral United States war on terrorism. The United States must consider
this underlying context in which it is fighting its war on terrorism; the US must
consider how others will interpret its use of force. Constantly declaring a ‘war’
on terrorism and using force in Iraq without Security Council authorization, at
least on the surface, does weaken collective security rules and invoke a war
social arrangement. Such actions may eventually convince others that global
security is indeed constituted by rules of war. Such a world would only
discourage many from cooperating with the United States in other areas of the
war on terrorism. The United States must seriously consider whether it is more
likely to be successful in its war on terrorism by embracing or ignoring
collective security norms and institutions.
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