Sars-Cov-2 Inflammatory Syndrome. Clinical Features and Rationale For Immunological Treatment
Sars-Cov-2 Inflammatory Syndrome. Clinical Features and Rationale For Immunological Treatment
Sars-Cov-2 Inflammatory Syndrome. Clinical Features and Rationale For Immunological Treatment
of Bari Medical School, Piazza G. Cesare 11, I-70124 Bari, Italy; vito.racanelli1@uniba.it
* Correspondence: federico.perosa@uniba.it; Tel.: +39-80-547-88-91; Fax: +39-80-547-88-20
Abstract: The current pandemic coronavirus, SARS-CoV-2, is a global health emergency because of
its highly contagious nature, the great number of patients requiring intensive care therapy, and the
high fatality rate. In the absence of specific antiviral drugs, passive prophylaxis, or a vaccine, the
treatment aim in these patients is to prevent the potent virus-induced inflammatory stimuli from
leading to the acute respiratory distress syndrome (ARDS), which has a severe prognosis. Here, the
mechanism of action and the rationale for employing immunological strategies, which range from
traditional chemically synthesized drugs, anti-cytokine antibodies, human immunoglobulin for
intravenous use, to vaccines, are reviewed.
At the time we write, the USA situation dominates the world scenario, with 639,644 clinically
and laboratory confirmed cases and 30,985 deaths, followed by Spain (180,659 cases) and Italy, with
165,155 confirmed cases and the highest number of deaths, now 21,6454, then France, Germany, the
United Kingdom, and China, with a prevalence rate between 0.2–0.3%. In Europe, of 978,632
confirmed cases, 84,628 have died (8.6% case fatality rate and 1,6 mortality rate)
(https://gisanddata.maps.arcgis.com/, April 16, 2020).
A report on March 30, 2020, related to the 10,026 Italians who had died of coronavirus infection
(https://www.epicentro.iss.it/coronavirus/), described a median age of 78 (range 30–100,
InterQuartile Range - IQR 73-85; 30.8% females, median age 82). The median age was 15 years higher
than that of the general SARS-CoV-2-positive population (median age 63 years). Of these 10,026
patients, 74% were aged between 74 and 89 years. Only 112 (1.1%) were younger than 50 years old
and 23 patients were under 40. The latter included 15 patients with serious co-existing pathologies,
six with no other comorbidities, while no clinical records were available for the remaining two
patients.
In a subgroup of 909 (of the 10,026) deceased patients, for whom complete clinical records were
available, 51.7% had more than three diseases, including arterial hypertension (73.5%), diabetes
mellitus (31.5%), ischemic heart disease (27.4%), chronic renal failure (23.8%), atrial fibrillation (23%),
active cancer in the last five years (16.5%), and heart failure (16.4%). In this group, death was caused
by the acute respiratory distress syndrome (ARDS) (96.5% of cases) that was associated to acute renal
failure (25.7%), acute cardiac injury (11.6%), and/or superinfections (11.2%)
(www.epicentro.iss.it/coronavirus).
2. Clinical Features
Clinical presentations of COVID-19 range from asymptomatic(81.4%), through mildly
symptomatic with or without seasonal flu-like symptoms, to severe pneumonia (13.9%) [15]. Usually,
respiratory problems manifest about one week after virus entry and dyspnea ranges from effort
dyspnea to dyspnea occurring at rest [16,17]. Patients with dyspnea can revert to an asymptomatic
phase or progress to ARDS, requiring positive pressure oxygen therapy and intensive care therapy
[18] in 17–19.6% of symptomatic patients [19,20]. ARDS, in turn, can progress to multi-organ failure
[21] and, in this phase, disseminated intravascular coagulation (DIC) can also be observed [22]. The
main cause of death worldwide in infected patients is a combination of both ARDS and DIC in 13.9%
of cases [23].
The ARDS-stage is preceded by a marked rise of inflammatory parameters, such as serum
ferritin, C-reactive protein (CRP) levels, d-dimers, and the erythrocyte sedimentation rate, and it is
characterized by severe edema of the alveolar wall and lung interstices, responsible for the ground
glass picture seen at chest high resolution CT scan. When DIC occurs, d-dimers levels further
increase, while increased liver and skeletal muscle enzymes and/or serum urea and creatinine
indicate ongoing multiorgan failure.
Clinical recovery is possible at any of the above-mentioned stages, and it is generally associated
to a complete clearance of the virus, rather than to its persistence. In the latter, rarer condition,
according to preliminary studies [24], the virus can be detected for a period of up to one month.
Lastly, clinical recovery from the ARDS stage is rarely achieved (2.9%) [16].
Thus, at a certain stage of the infection, in some individuals the virus becomes a powerful
stimulator of inflammation at alveolar levels, leading to an alveolar capillary leak-like syndrome
(CLLS), with edema, and a marked impairment of gas exchange requiring assisted ventilation.
fifty-year-old Chinese patient who died of SARS-CoV-2 with severe acute respiratory syndrome
showed evident desquamation of pneumocytes, bilateral pulmonary edema with hyaline membrane
formation, interstitial mononuclear inflammatory infiltration, and multinucleated syncytial cells with
atypical pneumocytes [26]. These histological findings resemble those found at histological post-
mortem examination in patients during the 2002 SARS infection [27], as regards diffuse alveolar wall
and airspace edema, and the presence of multinucleated cells. They suggest a common mechanism(s)
underlying the clinical picture of SARS [27] and COVID-19 [25], culminating in ARDS, which is likely
mediated by massive cytokines release.
Indeed, high levels of several pro-inflammatory cytokines, including IL-6, IL-1, TNF-α, have
been demonstrated in advanced stage patients [18,28], supporting the hypothesis that the onset of
ARDS is driven by pro-inflammatory cytokines, which are responsible for the histological changes
and clinically full-blown ARDS. Among pro-inflammatory cytokines, IL-6 appears to be heavily
involved, as indicated by the constantly elevated levels of CRP detected.
The detection of the aforementioned DIC supports the conclusion that the resulting disease is a
potent SARS-CoV-2-induced inflammation, which can be associated to alveolar CLLS. Thus, it
resembles the inflammatory syndromes that may complicate anti-phospholipid antibody syndrome
(APS), namely the catastrophic anti-phospholipid syndrome (CAPs), characterized by disseminated
intravascular microthrombosis [29]; or, the systemic CLLS characterized by altered capillary wall
permeability [30]. Besides CAPs and CLLS, the SARS-CoV-2 inflammation, leading to ARDS, shares
pathogenic mechanisms and clinical-radiological aspects with other auto-immune/-inflammatory
diseases, such as juvenile idiopathic arthritis and its adult form [31–33] and Kawasaki disease [34].
Systemic CLLS has also been observed in Kawasaki disease [35].
These considerations have prompted clinicians to resort to off-label use of pro-inflammatory
cytokine-targeted reagents to treat SARS-CoV-2-infected patients with ongoing ARDS.
However, it cannot be excluded that small molecules, given per os, like the Janus kinases (JAK)
inhibitor Baricitinib, may eventually be used instead of mAbs for two reasons: (1) the drug, at a
dosage of 4 mg/day, is a selective down-modulator of JAK-1 and JAK-2 and, consequently, of the
expression of the JAK down-stream proteins, called “signal transducer and activation of
transcription” (STATs), both of which protein families are crucial for the IL-6-driven intracellular
signal. (2) Baricitinib has shown affinity for the adaptor protein (AP2)-associated protein kinase 1
(AAK1) (AP2-AAK1), and cyclin G-associated kinase, both regulators of endocytosis and, hence, of
the virus uptake [47]. Thus, the ability to block IL-6 triggered intracellular signal and virus uptake
could indicate Baricitinib as a suitable drug for treating the infection.
Even so, concerns have been raised regarding the mechanism of action of this class of drugs.
Indeed, JAK-1 and JAK-2 are also involved in type I and type II-IFN intracellular signals, which play
a pivotal role in host defense against viruses, including SARS-CoV-2 [48]. Consequently, the
inhibition of JAK-1 and JAK-2 would also decrease the host defense against the virus, as a side effect,
facilitating virus spread in the host. Moreover, the optimal timing for the use of JAK-1 kinase
inhibitors is a matter of speculation. It is not clear whether Baricitinib should be given in the early
stage of virus infection, together with hydroxy-chloroquine and/or anti-viral drugs, or at the stage of
onset of ARDS [49,50].
Ongoing clinical trials will address these issues, as well as the efficacy of Baricitinib alone or in
combination with other drugs (1. Baricitinib in symptomatic Patients Infected by COVID-19: an
Open-label, Pilot Study, https://clinicaltrials.gov/NCT04320277 (last update posted: 22 April, 2020;
last access date: 9 May); and, 2. Treatment of moderate to severe COVID-19 in hospitalized patient
with Lopinavir/Ritonavir, hydroxychloroquine sulfate, Baricitinib, and Sarilumab, NCT04321993)
(last update posted: 24 April, 2020; last access date: 9 May).
As in juvenile idiopathic arthritis, an autoinflammatory-mediated disease, IL-1β also seems to
play a strategic role in SARS-CoV-2 infection, by activating the NLRP3 inflammasome, as
documented by the increased IL-1β levels in lymphocytes and in the sera of infected patients [18,51].
In a mouse model of MERS-CoV infection, expressing the human dipeptidyl peptidase 4 (hDPP4)
receptor, MERS-CoV caused pyroptosis and increased IL-1 β expression in macrophages [52]. IL-1
blockers, such as Anakinra (and possibly mAb Kanakinumab), may be an additional weapon against
the respiratory distress syndrome in COVID-19, in view of its effectiveness in patients with severe
forms of sepsis and with an inflammatory profile resembling the “macrophage activation
syndrome”(MAS) [53,54]. An open label, controlled, multicenter study is analyzing the therapeutic
efficacy of Anakinra, together with an anti-IFN-γ mAb Emapalumab, in order to reduce the hyper-
inflammation that is caused by SARS-CoV-2 Infection (Efficacy and Safety of anti-IFN-γ and
Anakinra (antiIL-1) in Reducing Hyperinflammation and Respiratory Distress in Patients With
COVID-19 Infection (NCT04324021) (last update posted: 9 April, 2020; last access date: 9 May).
The potential utility of therapy with human immunoglobulin for intravenous use (IVIG) has
been recently reported by our group [55], based on the similar etiology and inflammatory
pathogenesis of SARS-CoV-2 infection to diseases for which the use of IVIG has already been
approved by the FDA or EMA (Table 1) [56–63], or for which IVIG are employed off-label (Table 2)
[30,64–90], including viral or bacterial septic shock [91] and the autoinflammatory syndrome with
MAS [91–93].To dam inflammation, IVIG should be given at a dosage not exceeding 0.4 g/Kg /day
for three to five consecutive days (maximum total dosage is 2g/kg) and the patient should be well
hydrated. Higher IVIG dosage and/or poorly hydrated patients may increase the blood
hyperviscosity, favoring coagulation, self-Ig aggregation with a transient complement activation,
and/or the risk of the onset of rare side effects, such as acute aseptic meningitis[94].
Int. J. Mol. Sci. 2020, 21, 3377 5 of 13
Table 1. List of diseases for which treatment with human normal immunoglobulin for intravenous
administration (IVIG) has been approved by the Food and Drug Administration (FDA) and/or
European Medicines Agency (EMA).
Table 2. Diseases considered for the off-label use of intravenous human normal immunoglobulin
(IVIG).
5. Passive Immunotherapy
The infusion of plasma serum obtained from PCR-negative, recovered patients, containing IgG
anti-SARS-CoV-2 (hyperimmune IgG-containing plasma; HIgCP), could be an attractive approach in
newly infected subjects, based on previous experiences that are related to other viral infections,
namely SARS-CoV, H5N1 avian influenza, and H1N1 influenza [95–98]. The administration of HIgCP
could be useful to treat or prevent ARDS that is induced by SARS-CoV-2 infection and to accelerate
virus clearance [99–101]. Even so, the need for a blood group match between donor and recipient
makes the use of HIgCP less suitable than IVIG for large scale therapy. Preliminary clinical
experiences are promising [102], but ongoing clinical trials are assessing the true effectiveness of this
therapeutic strategy (NCT04321421) (last update posted: 27 April, 2020; last access date: 9 May).
Finally, the administration of fully human mAbs specific to the receptor-binding domain
(RBD)of the virus (responsible for its entry in the cell) [103,104] might be a valid alternative to HIgCP
in controlling SARS-CoV-2 infection, because mAbs can be produced in large amounts, reproducible
manner, with the same specificity, and they do not require a pre-evaluation of ABO blood groups
match [103,104]. Recently, a SARS-CoV2-RBD-specific human neutralizing mAbCR3022, isolated
from a single-chain variable antibody fragment (scFv) phage display library, which was constructed
with lymphocyte RNA from convalescent SARS patient [105] has been reputed a promising
therapeutic candidate for the treatment of COVID-19 infection [106]. Another mAb with potential
therapeutic utility is the humanized mAb47D11 generated through hybridoma technology from
splenocytes of H2L2 human Ig transgenic mice immunized with the spike protein. This mAb is
capable of neutralizing both SARS-CoV and SARS-CoV-2 “in vitro”, by the binding to a conserved
epitope on RDB, but the results are still preliminary
(https://www.biorxiv.org/content/10.1101/2020.03.11.987958v1).
Among the vaccines in a clinical phase as candidates for SARS-CoV-2, them RNA-based vaccine
seems to be more promising than other more traditional ones, because it is amenable to low-budget
production of large quantities of vaccine. Although safe in pilot clinical trials, the antigen-specific
immune response that is induced by RNA-based vaccines is lower than that observed in animal
models [109].
Like RNA-based vaccines, DNA vaccines are easy to produce, cost-effective, and present a good
safety profile and long term persistence of the immunogen. Even so, they have not been approved
for human use due to their inability to evoke a strong enough immune response to be protective.
Instead, viral vector-based vaccines, which are highly immunogenic, have been shown to generate
efficient humoral and cell-mediated immune responses. However, the use of an adenovirus as a
vector to carry the gene encoding the target protein, as in the case of Ad5 expressing spike, raises
some concerns that are related to pre-existing immunity against adenovirus in the human population
[110]. Lastly, the use of viral protein-derived lentiviral vectors raises some safety concerns that are
related to the potential risk of mutagenesis [111].
It is not possible to predict which vaccine will be more effective in preventing SARS-CoV-2
infection. Only results from phase II/III trials will be able to suggest the more effective vaccine
formulation. In this context, considerable attention should be paid to the remote possibility of a
vaccine-triggered disease activation, as previously observed with animal models of anti-CoV
vaccines [112].
7. Conclusions
Many antiviral and immunomodulant drugs are currently available for COVID-19, to be used
alone or in combination, either at the initial disease stage or to protect patients from an inflammatory
syndrome, preventing ARDS. However, most of these drugs are not virus-specific, with the exception
of the hyperimmune Ig-containing sera obtained from individuals who recovered from the infection,
but the effectiveness of this is still under study. The previous outbreaks, like the 2002 SARS and 2012
MERS experiences, have generated high expectations for a rapidly available vaccine. Unfortunately,
and unexpectedly, all of the ongoing vaccine programs are still in clinical phase I, and most of them
are employing platforms that have never been used before rather than the well-known platforms
employed for the vaccines that are already commercially available, which have as of yet proven
ineffective.
Author Contributions: Conceptualization: F.P., M.P; original draft preparation, F.P., M.P. and E.F.; review and
editing, G.C. and V.R. All authors have read and agreed to the published version of the manuscript.
Acknowledgments: The authors thank Maria Daniele and Giuseppina Dammacco for their excellent secretarial
assistance. Mary V.C. Pragnell provided language editing.
Abbreviations
APS antiphospholipid antibody syndrome
ARDS acute respiratory distress syndrome
CAPs catastrophic anti-phospholipid syndrome
CLLS capillary leak-like syndrome
CoV coronavirus
COVID-19 coronavirus disease-2019
HIgCP Hyperimmune IgG-containing plasma
RBD receptor-binding domain
SARS severe acute respiratory syndrome
WHO World Health Organization
Int. J. Mol. Sci. 2020, 21, 3377 8 of 13
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