Understanding Educational
Understanding Educational
Understanding Educational
SECTION 3
UNDERSTANDING EDUCATIONAL
ORGANIZATIONS
Studying Section 3 should take you about 18 hours.
Section 3 mainly addresses key questions 1 and 2: on the nature of leadership
and management, and when they are effective.
After studying this section you should:
• be able to analyse the context within which your personal professional
development must take place in terms of your organization's structure,
the distribution of power resources, and its culture;
• be able to discuss some traditional management models in terms of
these ideas;
• understand the different implications of various interpretations of
organizations on the ways we define and assess their effectiveness.
All the readings for this section are in Reader 3, Part 1.
resources, and have to find ways of deploying them to maximum effect, although
this can be difficult since their purposes are uncertain, and they have structures
to assist in this, although their nature and effectiveness are neither uniform nor
clearly assessed.
Just as organizations exist in environments that influence their purpose and their
ability to acquire resources, so their members live in wider social settings. They
are influenced by factors such as their background, education and professional
training. Government policies and political debate can influence the values that
individuals bring to their analysis of the organizational environment, and thence
to the policies that the organizations develop in response. Organizational context
is therefore important, too.
Reading 1
Please read Chapter 2 by Hanna in Reader 3. Note the emphasis on interrelationships
and interdependencies between sections of the organization, and the importance of
processes to maintain the different elements in equilibrium. What messages does this
emphasis provide for the task of management?
The strength of this model, I believe, is its emphasis on the holistic nature of
management. From this perspective, all managers are concerned to ensure that
everything works well together, and that no one set of needs or demands takes
precedence over others to the detriment of the requirements of the whole. As
Hanna presents the model, it also combines individual, group and task-related
concerns. However, it needs detailed development to enable us to put it into
action. So although it alerts us to the dynamic, situated nature of organizations,
we need to look in detail at the processes of dynamic homeostasis, negative
entropy and which Hanna outlines, and explore their particular
characteristics in a given setting.
Some writers have discussed organizations as systems without adopting open
systems theory. Scott (1987), for example, identifies rational, natural and open
systems. A rational system is 'oriented to the pursuit of relatively specific goals'
and exhibits 'a relatively highly formalized' social structure, whereas in a natural
system participants are little affected by the formal structure or official goals but
'share a common interest in the survival of the system and ... engage in collective
activities, informally structured, to secure this end'. In an open system, the
environment's impact reduces the fluidity of organizational structure, but the
organization remains a 'coalition of shifting interest groups that develop goals by
negotiation; the structure of the coalition, its activities, and its outcomes are
strongly influenced by environmental factors' (Scott, 1987, pp. 22-3).
Scott's view of an open system as a 'coalition' is less structured than Hanna's, but
shares the principle that the different elements within the organization -
individuals or subunits such as departments - must maintain a level of harmony
and recognize their interdependence. The question of how this is done is partly
addressed through my second key concept: power.
In the next reading, Hales suggests that power is a resource, and its use to prevail
upon someone else to do something is what we mean by influence. Power is
therefore always latent: the basis of action rather than the action itself. Further,
although power is not equally distributed between members of an organization,
no one is entirely powerless, even if we can exercise what power we have only
through non-compliance. The extent to which the use of power resources results
in compliance, and whether this is willing or unwilling, depends on how far the
power resources used are seen as legitimate.
Reading 2
Please read Chapter 3 by Hales in Reader 3. Look carefully at the distinctions he draws
between forms of power resource and their potential use by managers; forms of
compliance; and the circumstances that influence them.
Activity 1
Use the two figures in the chapter to reflect on your recent experience at work. Can
you identify examples of each mode of influence being employed, and your response
to them? Are you deploying power resources or is someone deploying theirs to
influence you? Does the idea of a different kind of power underpinning each attempt at
exercising influence help you to understand why it succeeded or failed?
Organizational culture
Knowledge and normative power resources depend on the knowledge and
norms being acknowledged by those whom you seek to influence. The concept
of organizational culture enables us to investigate this question. It examines the
beliefs and values that guide organizational members when they are participating
in organizational activities, and how these are established, communicated and
influenced. In management literature it is frequently taken to mean, in Bower's
(1966) succinct definition, 'the way we do things around here' - a kind of 'social
glue' (Alvesson, 1995).
Myths, stories and rituals articulate the particular values and beliefs that are
valued by 'the organization'. Managers influence these by telling stories that
demonstrate the values they wish to promote. Thus a new headteacher who
wishes to demonstrate that openness and professional dialogue is to be valued in
the school might start telling stories about having sought advice from people after
handling a difficult classroom situation poorly. However, if the prevailing stories
in the staffroom all focus on successes and avoid admitting to failure or
problems, and all of the headteacher's stories focus on asking for help, staff may
see their head as 'weak' and unable to cope.
This suggests that organizational culture may be more than just 'the way we do
things around here'. It may be a deliberately manipulated set of values by which
management - or another dominant group - 'closes out' undesirable or hostile
values and implants its own set instead (Knights and 1987). Alvesson
(1995, pp. 18-24) identifies ten different metaphors through which the term
'culture' is used in the literature, including the following 'management-related'
metaphors.
• Culture as 'exchange-regulator': a control mechanism to replace the
need for close monitoring of subordinates' work by persuading them
that they believe in what you want them to do.
• Culture as 'compass': certain values are presented as supportive of
achieving organizational goals, while others are barriers to their
achievement.
• Culture as 'sacred cow': when individual or group values restrict
flexibility of thought by providing deeply held, unchallengeable bases
for action.
Section 3 Understanding educational organizations 33
Reading 3
Please read Chapter 4 by Meyerson and Martin in Reader 3. Make sure that you have a
good grasp of each cultural paradigm. When you have finished reading the chapter,
look back at the two tables in it. What implications can you identify for you, as a team
leader or manager, of working in each kind of organizational culture? Keep your notes
on this to refer to when working on Section 5.
Individuals are not members of one organization only but of several, and may
have to cope with conflicting organizational cultures. For example, I am a
member of the Open University, various academic associations and the Church of
England. Influences on practice do not occur by osmosis but are transacted
(Archer, 1981). Stories convey messages and values only by being told, and
rituals transmit meaning only by being enacted. Individuals bring a range of
perceptions and loyalties to bear on a particular situation, and the values and
beliefs they bring in from their other cultural memberships interact with and may
conflict with those of colleagues, and with prevailing organizational norms. These
'imports' may relate to prevailing 'institutional' imperatives. Thus the development
of an organizational culture is a constant process, and the culture itself is fluid
even as it appears to be strong and dominant. One way in which this interaction
of multiple influences and perceptions may work is to be found in the next
reading.
Reading 4
Please read Chapter 5 by Bennett in Reader 3. It identifies three elements that could
influence an individual's perception of the relationship between teachers and managers.
After completing the chapter, you might consider how your stance on each element
would affect your response to a school or college in which there is a strong emphasis
on control and direction, and one in which the prevailing expectation is that teachers or
lecturers get on with their work with a minimum of direction.
34 E838 Effective Leadership and Management in Education
Hierarchies
Organizational models that stress structures usually examine organizations as
bureaucracies or hierarchies. Whichever term they use, most models have the
following characteristics.
• They presume a clear logic between an organization's goals and the
actions needed to achieve them. Organizations are therefore believed to
be rational.
• Responsibilities and duties are clearly laid down and distinguished,
producing a highly specialized workforce.
• Decision making is therefore strongly centralized at the most senior
levels of the organization, so that all the disparate specialisms work in
harmony.
• Clear rules of procedure are therefore laid down centrally for the
specialists to follow.
• A hierarchy of staff is established to transmit and enforce these rules.
Since a primary function of more senior posts in the hierarchy is to
supervise the work of less senior postholders, hierarchies are typically
pyramidal in form.
• Clear lines of accountability are drawn between the different levels in
the hierarchy.
• An individual's accountability is as a holder of an office, and to a holder
of another office, and not between individuals.
• Hierarchical structures of differentiated specialists encourage vertical
communication through the system rather than direct horizontal
communication between specialists.
These characteristics, which map comfortably on to Scott's 'rational system',
contain both strengths and weaknesses, and which is which will vary depending
on the circumstances.
Reading 5
Now read Chapter 6 by Fidler in Reader 3. As well as outlining the characteristics of
hierarchies, he explores Mintzberg's concept of a professional bureaucracy. As you
read the chapter, make notes on which of the characteristics listed above are
presented as strengths and which as weaknesses, and relate this discussion to your
own perception of your work organization. What kinds of power and culture are
acknowledged? Again, keep these notes for reference in Section 5.
Hierarchies emphasize the duties of the postholders rather than their personal
and professional needs, and assume that managers influence others through the
exercise of economic and knowledge power, resulting in the danger of alienative
compliance if this is not deemed legitimate. They also assume integrative
cultures, driven and directed by senior management, if they make any reference
Section 3 Understanding educational organizations 35
to this issue at all. Senior management decides the direction of action and polices
what is done. Although many teachers are resistant to this approach (Bennett,
1995; The Open University, 1993a), there is evidence (Glover et al., 1996a, b) that
this model is becoming the preferred official view of school management within
England and Wales, just as it is being challenged in Australia and the USA (Wildy
and Wallace, 1994; Murphy, 1994).
Collegial models
I treat collegiality as a structural model because its fundamental concern is with
how decisions ought to be taken. As you will see, in many ways it equates with
Scott's 'natural system'. The key characteristics of collegiality can be summarized
as follows.
• Employees are autonomous individuals, needing a minimum of rules or
guidance.
• Individuals influence others on the basis of expertise and knowledge
rather than formal position.
• Because they are autonomous, employees have to consent to the
minimum of rules that exist.
• Autonomous individuals share common goals and purposes, which can
be regarded as the goals and purposes of their work organization.
Shared fundamental basic values create a common understanding of
what each person does and their areas of responsibility.
• The ultimate authority for taking decisions rests with each autonomous
individual working as part of a collectivity, and not at some central or
senior point within a hierarchy or network.
• Decisions must therefore be taken by consensus by that collective of
individuals, because only in this way can their commitment to, and
acceptance of, a decision be guaranteed.
• Because each individual is autonomous and working under a minimum
of regulation, the only basis on which decisions can be taken is rational
debate. Collegial organizations are therefore rational organizations.
Reading 6
You should now study Bush's discussion of collegiality as a management theory in
Chapter 7 of Reader 3. Note in particular the key features identified, how the model
interprets goals, structure, environment and leadership, and the idea of 'contrived
collegiality'.
Activity 2
Compare your notes on Readings 5 and 6, and the summary of collegiality that
precedes Reading 6.
• Which model of organization and management best fits existing practice in
your workplace, and which would you prefer?
• How does the role of a manager in a collegial organization differ from that in
a hierarchy?
Reading 7
Please read Chapter 8 by Scheerens in Reader 3. Note the difference between the two
main ambiguity models, 'organized anarchies' and 'loosely coupled systems', and how
Scheerens suggests that seeing schools as 'professional bureaucracies' successfully
overcomes the problems identified within loose coupling. Do you think that professional
bureaucracies fit into the ambiguity perspective, or is Fidler right to discuss them in
Chapter 6?
Reading 8
Please read Chapter 9 by Wallace and Hall in Reader 3. Note that in this chapter the
authors use an integrative concept of culture.
Activity 3
Compare Wallace and Hall's analysis of power in Reading 8 with that of Hales
(Reading 2), and their concept of culture with that of Meyerson and Martin (Reading 3).
What would happen to their synthesis if they employed a differentiation or ambiguity
paradigm of culture? Would the political dimension simply be subsumed into the
concept of the organization's culture?
38 E838 Effective Leadership and Management in Education
Reading 9
Please read Chapter 10 by Scott in Reader 3. It raises important questions to consider
when assessing effectiveness. What dimensions of performance will you assess? Who
is to judge? On what basis? What kinds of standards should be set, and which
indicators selected? Each question is considered in relation to the concept of
organization adopted and its relationship to its environment.
Activity 4
When you have finished Reading 9, try to apply the principles Scott sets out to your
own place of work.
• How is its effectiveness assessed?
• Using Scott's analysis, how do you think its effectiveness should be
assessed?
3.6 CONCLUSION
This section introduced you to key elements of the public propositional
knowledge concerning organizations, and outlined some central ideas to use in
your analysis of your own and others' managerial practice. The first characteristic
of organizations I identified was their membership, but although I have discussed
the workings of power relations and cultures I have not explored the members/
human resource frame explicitly. Before you go on to develop your
understanding of organizational effectiveness, you must examine the people in
organizations. Sections 4 and 5 do this now.