Unit 2 Collision Prevention: Structure
Unit 2 Collision Prevention: Structure
Unit 2 Collision Prevention: Structure
2.1 INTRODUCTION
This unit introduces you to the International Regulations for Prevention of Collision at
Sea, 1972 (IPRC).
Objectives
After studying this unit, you should be able to
• understand the necessity of framing, studying and memorizing International
Regulations for Preventing Collisions at Sea,
• understand the structure of these Regulations,
• understand (and memorize the requisite component) “Part A: General of
these Regulations”, and
• understand (and memorize the requisite component) “Part B: Sections I and
II of these Regulations” except Rules 6,9,10,12 and 16.
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Bridge Equipment and
Watch Keeping and 2.2 OVERVIEW OF IRPC, 1972
Collision Prevention
2.2.1 Necessity for Making these Regulations
As stated in the title, the primary purpose of these Regulations is to prevent collisions at
sea. When these Regulations were first formulated in the year 1910, they were called
“Rules of the Road”. This name was abbreviated by the seafarers as ROR. Even today,
when the actual title has totally changed, the acronym ROR is still prevalent in the
seafaring world, and commonly used to describe them. This name was given because the
idea of formulating these Regulations was derived from the rules which exist in any city
to prevent accidents between vehicles on the roads. You must have come across such
rules during your daily life when walking on the road, or when driving or riding in any
big or small vehicle. Just imagine what will happen if such rules did not exist. There
would be total chaos on the roads and obviously it would lead to serious accidents.
For similar reasons Regulations were made to prevent collisions at sea. Once you become
a Navigating Officer after acquiring the Second Mate’s Foreign Going Certificate of
Competency, you will be solely responsible for safe navigation of the ship during your
duty hours. In carrying out this function you will have to ensure that under no
circumstances you will allow a close quarters situation to take place with another ship.
To achieve this purpose you will have to learn, understand and apply these Regulations
so that at any time at sea if a risk of collision with another ship develops, you will
remember these Regulations and take appropriate action to keep clear of that ship.
2.2.2 Necessity for Making International Regulations
The rules made for city roads apply only in one country and not necessarily in another
country. This does not cause any difficulty because the vehicles on the road do not
normally move from one country to another on a daily or regular basis. If someday a
person goes to another country then he will have to learn the rules of that country before
he will be allowed to drive a vehicle over there. However, for ships this ideology cannot
be applied. A trading ship has to go from one country to another very frequently. In such
a case the Navigating Officer will have to learn the Regulations of each country before he
can safely navigate through their waters. This would be totally impracticable.
Furthermore when the ship is passing through large oceans it will not be passing through
the territory of any country, or in other words the ship will be in International waters. In
such a case the Regulations of any particular country cannot be applied because when
ships belonging to different nationalities meet they would not be following the same set
of Regulations. This would lead to utter confusion and obviously result in serious
accidents.
Hence it is essential that all ships at all times, wherever they may be, should follow the
same International Regulations to avoid collision. Just as you will be studying these
Regulations in India, similarly cadets in other countries would be studying them in their
institutes. This would ensure that whenever two ships of two different countries, having
Navigating Officers of different nationalities, are navigating ships, will take appropriate
actions in compliance with these International Regulations and thus avoid collision.
2.2.3 Collisions at Sea
When two ships collide at sea, it could be a total calamity in terms of loss of money, life
and property, and damage to the environment, in the following ways:
• The ships may suffer severe structural damage resulting in heavy repair
costs and loss of earning during the period of repair.
• The ship may even sink resulting in a severe loss for the owner.
• The cargo being carried by the ships may be damaged or lost, resulting in
heavy claims on the ship owner by the cargo owners.
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• Seafarers may get injured or even loose their lives. Compensation claims on Collision Prevention
the ship owner could be very heavy.
• The fuel oil, cargo or other material falling into the sea may cause severe
pollution, resulting in the affected parties claiming heavy compensation
from the ship owner.
The ship owner could hold the Navigating Officer on duty responsible for having caused
him such heavy losses and may dispense with his services. Such an Officer may not find
it easy to get another job, and may end up loosing his certificate of competency.
2.2.4 Mandatory Compliance
These Regulations have been prepared by the International Maritime Organization (IMO)
which is an important organ of the United Nations Organization. All maritime countries
are members of IMO and these Regulations have been accepted by practically all such
countries, including India and it is the obligation of every country to ensure that their
Navigating Officers acquire total knowledge of these Regulations.
2.2.5 Structure of these Regulations
• There are a total of 38 Rules which are grouped under Parts A to E.
• Part A consists of Rules 1 to 3 which deal with general aspects like Application,
Responsibility and Definitions.
• Part B, called the Steering and Sailing Rules, is the main operational Part of these
Rules. It is divided into three sections as follows:
(a) Section I consists of Rules 4 to 10 which prescribe the conduct of vessels in
any condition of visibility.
(b) Section II consists of Rules 11 to 18 which prescribe the conduct of vessels
in sight of one another.
(c) Section III consists of Rule 19 only which prescribes the conduct of vessels
in restricted visibility.
• Part C consists of Rules 20 to 31 which prescribe the lights and shapes which
should be displayed by every vessel during day and night respectively. This will
enable you as the Navigating Officer to identify the type of vessel you have
sighted and then decide the action which you should take in accordance with these
Rules to avoid collision.
• Part D consists of Rules 32 to 37 which prescribe the sound signals which should
be sounded by every vessel in various situations.
• Part E consists of Rule 38 only which prescribes exemptions which were granted
to certain vessels for a limited period of time. This time period however has now
expired.
• Besides the above Rules there are five Annexes as follows:
(a) Annexes I, II and III prescribe the technical specifications for lights, shapes
and sound signals which have to be carried or used as stated in the respective
Rules.
(b) Annex IV prescribes the distress signals which may be used by any vessel in
distress and requiring assistance from another vessel.
(c) Annex V lays down guidelines of IMO for proper implementation of these
Rules.
SAQ 1
(a) What is the purpose of these Regulations?
(b) What will happen if various countries prescribe their own Regulations to be
followed in their territory?
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Bridge Equipment and (c) Why is it so important that collision between ships should be prevented at
Watch Keeping and all cost?
Collision Prevention
(d) State in your own words the material loss which is likely to occur if a
collision occurs at sea.
(e) Why is it necessary that you should have thorough knowledge of these
Regulations and also memorise some of them?
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Bridge Equipment and This is a new special type of craft which was introduced in these Regulations in
Watch Keeping and the year 2003. It is capable of flying at reasonable speed close to the water surface
Collision Prevention
by creating an air cushion below itself, by utilizing surface-effect action. But it
cannot fly high above the water.
SAQ 2
(a) Where and to whom do these Regulations apply?
(b) Under what circumstances can a country make special rules by superseding
the International Regulations?
(c) Why does the definition of the term “Vessel” include special crafts like
“Non- displacement craft”, “Seaplane” and “Wing-in-ground craft”, even
though they are strictly not water crafts?
(d) While your vessel is at sea, if you decide to catch fish by using a line and
hook, then why your vessel cannot be considered to be a “Vessel engaged in
fishing”?
(e) Distinguish between a NUC and RAM vessel.
(ii) ARPA
(iii) Clear view screen or window wiper
(iv) Sun shades
(v) Heating system for the window glass to defrost it
(vi) Automatic Identification system
(f) Lookout shall be maintained so as to make “full appraisal of the situation
and of risk of collision”. If an officer keeps a proper lookout then he will
detect another vessel when it is still far away. This gives him enough time to
fully assess the situation and take correct action to avoid collision.
(g) “Full appraisal” means ascertaining the following data before actually taking
an avoiding action:
(i) Type of the vessel.
(ii) Its mode of operation (sails or machinery).
(iii) Is it making way, not making way, anchored, etc.?
(iv) If both the vessels continue on the same course and at the same
speed then are they likely to come close to each other, i.e. will
there be a risk of collision or not?
(v) Direction of approach of the other vessel.
(vi) If there is a risk of collision then, as per Rules, are you
expected to take action or is the other vessel expected to do so,
to avoid collision?
(vii) What action should you take as per Rules?
(viii) Is there sufficient space around you for taking appropriate
action?
(ix) Are there any other vessels in the vicinity, or are there any
shallow water areas around your vessel which could hamper the
action which you propose to take?
(h) If the officer sights the vessel very late he will not be able to assess the
situation in detail as stated above and may not be able to take the appropriate
action.
(i) Full appraisal “should also be taken to mean that the officer on watch or
person in charge must pay attention to what is happening on his ship as well.
He must keep a check on steering and ensure that all equipments required
for keeping the vessel on course or to take any avoiding action is
functioning properly.
(j) To maintain a “Proper lookout” you are expected to take the following
steps:
(i) Take adequate rest before coming on duty.
(ii) You should be physically fit and mentally alert.
(iii) Take proper wash so that you are wide awake and alert.
(iv) When coming on night duty you should adapt your eyes to
darkness by standing in darkness for few minutes, before
actually taking over duty.
(v) You will have to move around in the open when on duty, hence
make sure that you are wearing proper clothes suitable for the
prevailing weather conditions.
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Bridge Equipment and (vi) Do not engage yourself in any other work.
Watch Keeping and
Collision Prevention (vii) Do not engage in any unnecessary conversation or other modes
of relaxation like reading, writing, listening to music, etc., as all
these will distract you from your primary duty of keeping a
proper lookout.
Mandatory standards regarding watch keeping including standards for keeping a proper
lookout are contained in Part A, and guidance for principles to be observed is given in
Part B of the STCW Code.
SAQ 3
(a) What do you mean by “Any condition of visibility”?
(b) What is wrong in doing some official work and at the same time keeping
lookout?
(c) Why is it important to adapt your eyes to darkness when you come on night
duty?
(d) How will maintaining a lookout by “Hearing” help you to avoid collision?
(e) Why is it essential to wear proper clothes for maintaining a proper lookout?
Radar and ARPA equipment if fitted must be used properly to obtain an early
warning of the risk of collision. Proper use of the radar equipment requires that all
controls are at their optimum settings, appropriate range/scale is used and in
addition the officer should choose the mode of display appropriate to the
circumstances in both clear and restricted visibility.
Para (c)
Determination of risk of collision must be based on information obtained after
several successive observations which have been taken as accurately as possible,
otherwise the information may be considered as “scanty”.
Para (d)
(i) Risk of collision shall exist if the compass bearing of an approaching vessel
does not appreciably change.
“Bearing” means the direction of the other vessel as measured from your
vessel with the help of a Magnetic or Gyro compass. If this bearing is
measured at least 3 or 4 times, at short intervals of 3 to 5 minutes, and it
remains more or less constant, then the risk of collision with that vessel shall
exist.
(ii) When (a) approaching a very large vessel or (b) a tow or (c) when
approaching a vessel at close range, then, even if there is an appreciable
bearing change, the risk of collision may sometimes exist.
In the three cases mentioned in para d (ii) it is possible that even if the
bearing of the other vessel, changes, the risk of collision may still exist.
Hence the bearing change alone under those circumstances may not give a
clear indication of risk of collision. You will have to confirm this by
manipulating various data relating to a given situation with the help of
Radar.
2.4.4 Rule 8: Action to Avoid Collision
This Rule prescribes various factors which you should consider before deciding the
action to be taken to avoid collision.
Para (a)
• “Action shall be taken in accordance with the Rules of Part B”. Action
referred to here is the action to avoid collision in rules of Part B of the
IRPC, i.e. Rules 4 to 19.
• “Action taken shall be positive”. It means that the action which you decide
to take should be such that it will definitely take your vessel away and well
clear of the other vessel. You should not take a half-hearted or incomplete
action which may delay the collision or create a close quarters situation.
• “Action shall be taken in ample time”. Once you realise that there is a risk
of collision with another vessel then you should not delay your action. After
you learn the use of Radar equipment in detail you will be able to calculate
the time period available before the likelihood of collision. Knowing this
time period you should take action well before you reach the point when
action taken will not be effective.
• “Action shall be in accordance with good seamanship”. We have
discussed the meaning of observance of good seamanship in the earlier
chapters.
Para (b)
• “Any alteration of course and/or speed to avoid collision shall be large
enough to be readily apparent to the other vessel”. Action to avoid
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Bridge Equipment and collision will normally consist of an alteration of course and/or speed. Either
Watch Keeping and way you should make a substantial alteration. Amount of large alteration is
Collision Prevention
not specified in any Rule, but the alteration may be considered to be large
enough when, the Officer on the other vessel which is still far away from
you, and who is observing you visually or with the help of his Radar, will
notice that the bearings of your vessel from his vessel are changing.
• “Succession of small alterations of course and/or speed should be
avoided”. You should not alter the course and/or speed by small alterations
one after the other, to reach the final alteration which you intend making.
This would confuse the Officer of the other vessel as he will not be able to
notice these small alterations. Such actions are not considered as “Positive”.
In other words, whatever alteration you decide to make, should be positive,
large enough and as far as is practicable, made in a single action.
Para (c)
• “Alteration of course may be the most effective action to avoid
collision”. Once you start keeping Bridge duties you will realise that in most
cases an alteration of course can be implemented quickly, it is easy to carry
out and it results in your vessel passing well clear of the other vessel in the
shortest possible time. Reducing speed or stopping or reversing engines, is
not so easy and takes a long time to be effective. Hence if you have a choice
of actions then you should preferably alter course rather than alter speed.
However if there is insufficient sea room around your vessel when it may
not be possible to alter course, a reduction of speed may be the only suitable
action.
Para (d)
• “Action taken shall be such as to result in passing at a safe distance”.
Obviously when you take any action, the intention should be that your
vessel will pass well clear of the other vessel. The safe distance which you
should maintain between the two passing vessels, is not prescribed in any
Rule. Master’s instructions should be strictly followed.
• “Effectiveness of the action shall be carefully checked until the other
vessel is finally past and clear”. After you have taken the appropriate
action, you should continuously check the bearing of the other vessel at
short intervals, to ensure the action taken has been effective or not. This
exercise of checking bearings should be continued till you find that the other
vessel has moved away and the distance between the two vessels has started
increasing.
SAQ 4
(a) What is an Azimuth ring and how does it help in determining risk of
collision?
(b) When risk of collision exists between two vessels, whose duty it is to
determine such a risk?
(c) Explain in your own words the meaning of the phrase “Action taken to
avoid collision shall be positive”.
(d) If you have decided to alter course by 30° to avoid collision with another
vessel, will it be better to alter 5° at a time in short spells or should you alter
the full 30° at same time? Give reasons for your answer.
(e) After taking an action to avoid collision what will be your subsequent
actions?
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Collision Prevention
B
Beam
o
22.5
o 22.5
o
135
C
A A
Para (b)
A vessel shall be said to be an overtaking vessel if it satisfies following conditions:
(a) It is coming up with another vessel from a direction more than 22.5°
abaft her beam.
(b) At night the overtaking vessel would be able to see only the stern
light of the overtaken vessel but neither of her sidelights.
This can be best explained by Figure 2.1. Vessel A is approaching vessel B from a
direction which lies within an arc of 135°. So, as per Rule, A is an overtaking vessel and
B is an overtaken vessel.
Para (c)
If a vessel is in any doubt whether it is overtaking the other vessel or not, i.e. it is
not sure whether it is coming from a direction more or less than 22.5° abaft the
beam of the other vessel, then it shall assume that she is an overtaking vessel and
take action accordingly to avoid collision.
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Bridge Equipment and The above stated doubt can arise in two different ways:
Watch Keeping and
Collision Prevention (i) If the overtaking vessel is nearly on the bearing line of 22.5° from the other
vessel. This vessel is shown in Figure 2.1 as vessel C.
(ii) During the day time when the stern or sidelights are not seen, in which case
then the doubt can only be resolved by means of observations made by the
overtaking vessel.
Para (d)
Any subsequent alteration of the bearing between the two vessels shall not make
the overtaking vessel a crossing vessel.
This statement can be best explained by sketch in Figure 2.2. Vessel A is
overtaking vessel as it is coming up from a direction more than two points abaft
the beam of B. But A is faster than B and gradually moves ahead from position 1
to 2 to 3. At position 3, A is forward of the beam of B and appears to be crossing
her. Para (d) makes it very clear that vessel A cannot consider herself to be a
crossing vessel within the meaning of these rules. She is an overtaking vessel and
shall continue to be responsible to keep out of the way of vessel B until she is
finally past and clear as at position 4.
Beam
B 22.5o A 2
1
A
SAQ 5
(a) What do you mean by the phrase “in sight of one another” as applied to Rule
11?
(b) Your vessel is overtaking another vessel from port side and risk of collision
exists.
(i) What action will you take? Give reasons for your answer.
(ii) After taking the action what will be your further duty?
(iii) When would you consider that you are finally past and clear of that
vessel?
(c) Your vessel is on the starboard side of another vessel. The relative bearing
of your vessel as measured from the head of that vessel is 112.5o. What
action will you take? Give reasons for your answer.
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• If risk of collision exists between two power-driven vessels which are in a Collision Prevention
head-on situation, then each shall alter her course to starboard so that each
shall pass on the port side of the other.
• You will observe that this Rule very specifically states the action which has
to be taken by both the vessels. In other words neither vessel has any choice
in this situation, i.e. neither vessel can alter course to port, nor reduce speed
nor continue on her course and speed.
Paras (a) and (b)
• “Head-on situation” is said to exist when all the following conditions are
satisfied:
(a) Two power-driven vessels are meeting on reciprocal (opposite) or
nearly reciprocal courses.
(b) One vessel sees the other vessel ahead or nearly ahead.
(c) By night one vessel sees:
(i) The masthead lights of the other vessel in a line or nearly in a
line and both sidelights, or
(ii) Only the masthead lights of the other vessel in a line or nearly
in a line, or
(iii) Only both the sidelights of the other vessel.
(d) By day one vessel observes the corresponding aspect of the other
vessel.
• “Corresponding aspect” in day time means one vessel sees the masts of the
other vessel in a line or nearly in a line with her own masts.
Para (c)
• If there is any doubt as to whether the head-on situation exists then you shall
assume that it exists and take action accordingly to avoid collision.
• Such doubt may exist in the following circumstances:
(a) If the masthead lights or the masts of the other vessel are not exactly
in a line but slightly separated from each other.
(b) If the courses of the two vessels are not exactly reciprocal to each
other.
(c) If one vessel sees the other slightly on the bow and not exactly ahead.
When two vessels are dangerously close to each other port to port or starboard to
starboard or on nearly reciprocal course or crossing at very fine angles, it is
important that neither vessel should alter course to port. Several collisions have
been caused as a result of one vessel altering course to port to increase the passing
distance and the other turning to starboard.
2.5.4 Rule 15: Crossing Situation
• This Rule applies to risk of collision between two power-driven vessels.
• You have learnt the definitions of “Overtaking” and “Head-on” situations,
given in Rules 13 and 14 respectively. However the “Crossing situation”
has not been defined in this Rule. Indirectly it means that a crossing
situation is said to exist when both overtaking and head-on situations do not
exist.
• This is explained by the diagram drawn below. If you are on vessel A then
vessels B and C are crossing your vessel because they are neither overtaking
you nor head-on.
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Bridge Equipment and • If risk of collision exists between two power-driven vessels which are in a
Watch Keeping and crossing situation as stated above, then the vessel which has the other on her
Collision Prevention
own starboard side shall keep out of the way and shall avoid crossing ahead
of the other vessel.
Head - on
C
B
• From the above diagram you will realise that your vessel A has to take
action to avoid collision with vessel B, while vessel C will take action to
avoid collision with your vessel.
• No specific action has been prescribed in this Rule. This means that the
vessel which is supposed to avoid collision can take any of the following
actions but must not cross ahead of the other vessel.
(a) Alter course to starboard and pass astern of the other vessel
(b) Reduce speed till the vessel passes
(c) Stop Engines and allow the other vessel to pass
(d) Reverse propulsion
(e) Alter Course to port, make a 360o turn, and pass astern of the vessel.
SAQ 6
(a) In day time you sight a power-driven vessel on your starboard bow with
both its masts in a line. Explain whether this is a head-on situation.
(b) In day time you sight the starboard side of a power-driven vessel right
ahead. Explain whether this is a head-on situation.
(c) You sight a sailing vessel crossing your path from starboard to port side. Is
this a crossing situation under Rule 15? Give reasons for your answer.
(d) You sight a fishing vessel right ahead on reciprocal course. Are you obliged
to alter course to starboard? Give reasons for your answer.
(e) You sight a power-driven vessel on your port bow coming down on a
reciprocal course. What action will you take? Give reasons for your answer.
2.7 SUMMARY
The rules explained in this unit are in parts and sections. While ‘Part A’ deals with the
general aspects of the rules, such as applicability, responsibility and definitions, ‘Part B’
consists of sections dealing with the rules to be followed by ships under different
conditions of visibility. In any condition of visibility –
- In sight of each other
- In restricted condition of visibility
It is important for the students to note and understand the difference between the rules
and the action required to be taken in Section II and Section III. All actions to be taken as
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Bridge Equipment and required under Section III are to be taken by both vessels and hence both are to be
Watch Keeping and considered as ‘give way’ vessels.
Collision Prevention
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