Paper: Understanding Cation Effects in Electrochemical CO Reduction
Paper: Understanding Cation Effects in Electrochemical CO Reduction
Paper: Understanding Cation Effects in Electrochemical CO Reduction
Environmental
Science
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CO2 reduction†
Cite this: DOI: 10.1039/c9ee01341e
Stefan Ringe, ‡*ab Ezra L. Clark, ‡cd Joaquin Resasco,e Amber Walton,c
d
Brian Seger, Alexis T. Bell c and Karen Chan *f
Solid–liquid interface engineering has recently emerged as a promising technique to optimize the
activity and product selectivity of the electrochemical reduction of CO2. In particular, the cation identity
and the interfacial electric field have been shown to have a particularly significant impact on the activity
of desired products. Using a combination of theoretical and experimental investigations, we show the
cation size and its resultant impact on the interfacial electric field to be the critical factor behind the
ion specificity of electrochemical CO2 reduction. We present a multi-scale modeling approach that
combines size-modified Poisson–Boltzmann theory with ab initio simulations of field effects on critical
reaction intermediates. The model shows an unprecedented quantitative agreement with experimental
trends in cation effects on CO production on Ag, C2 production on Cu, CO vibrational signatures on Pt
Received 26th April 2019, and Cu as well as Au(111) single crystal experimental double layer capacitances. The insights obtained
Accepted 3rd July 2019 represent quantitative evidence for the impact of cations on the interfacial electric field. Finally, we
DOI: 10.1039/c9ee01341e present design principles to increase the activity and selectivity of any field-sensitive electrochemical
process based on the surface charging properties: the potential of zero charge, the ion size, and the
rsc.li/ees double layer capacitance.
Broader context
The electrochemical reduction of CO2 has the potential to reduce greenhouse gas emissions while producing valuable fuels and industrially relevant chemicals.
A central challenge for commercialization is the need for increased activity and selectivity of catalysts towards desired products. In recent years, electrolyte
optimization has emerged as a new strategy for electrocatalyst design. In particular, the cation identity has been shown to have a significant effect on CO2
reduction (CO2R) towards valuable products. In this joint experimental-theoretical work, we develop a multi-scale, continuum/ab initio modeling approach that
shows the cation specificity to arise from differences in cation–cation repulsion and corresponding differences in the interfacial field. This model shows an
unprecedented quantitative agreement with a wide range of experimental observations. The findings also show the hitherto neglected interfacial charging
properties in determining the electrocatalytic activity for CO2R and beyond and pave the way for electrolyte- and interface- engineering for general field-
sensitive electrochemical processes.
a
SUNCAT Center for Interface Science and Catalysis, Department of Chemical Introduction
Engineering, Stanford University, Stanford, California 94305, USA.
E-mail: sringe@stanford.edu Solid–liquid interface engineering has emerged in recent years
b
SUNCAT Center for Interface Science and Catalysis, SLAC National Accelerator as a promising technique to optimize the reactivity and selec-
Laboratory, Menlo Park, California, 94025, USA tivity of electrochemical reactions. In recent years, a number of
c
Joint Center for Artificial Photosynthesis, Lawrence Berkeley National Laboratory,
engineering approaches have been explored, going beyond the
Berkeley, CA 94720, USA
d
Surface Physics & Catalysis (SurfCat), Department of Physics Technical University
design of catalyst’s electronic structure towards a full optimiza-
of Denmark, Denmark tion of the reaction environment.1 For instance, researchers
e
Department of Chemical Engineering, University of California, Santa Barbara, have investigated the effect of interfacial electric field,2–6 pH7–11
California 93117, USA mass transport,12–16 catalyst nano-structuring,15,17–25 and the
f
CatTheory Center, Department of Physics, Technical University of Denmark,
electrolyte composition, such as the solvent,26–28 the buffer,29–32
Kongens Lyngby 2800, Denmark. E-mail: kchan@fysik.dtu.dk
† Electronic supplementary information (ESI) available. See DOI: 10.1039/
or the cations.4,33–47 In particular, the identity of cations in the
c9ee01341e electrolyte has been shown to drastically affect the catalytic
‡ Contributed equally to this work. conversion rate in a number of critical electrochemical processes,
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d2 f X
eb ¼ zi ci ½f; (1)
dx2 i
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gap capacitance Cgap dominates the surface charging response. The accuracy of this approach is demonstrated in Fig. S2–S9
Physically, Cgap arises mostly from Pauli repulsion of the in the ESI,† where the parabolic function nearly perfectly fits
electrons, which creates a vacuum-like gap between solid and the calculated DFT data points as a function of surface charge
liquid (cf. Fig. 2).85–87 This boundary condition also has the density.
practical advantage of offering a direct link between surface In this work, we investigate cation effects on CO2R at Ag and
charge density and electrode potential, which is determined by Cu as well as CO adsorption on Pt. In the following, we will
the macroscopic properties of the electrode as the PZC and the consider the partial current density normalized to a particular
Helmholtz gap capacitance (cf. Fig. 1). We note that x = 0 cation, which represents the cation effect on the turn over
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corresponds here approximately to the outer part of the Helm- frequency removing the need to specify an active site density.
holtz gap, as illustrated in Fig. 2. For each of these cases, the current density is expressed in our
Experimentally, the value of the double layer capacitance Cdl model as determined by the formation energy of the rate-
at negative potentials far from the PZC has been found to be limiting species. For CO2 at Ag, recent literature suggested
approximately facet-independent on Ag,88 and is very often CO2 adsorption with concomitant electron transfer to limit
independent of metal identity.89,90 Cdl was measured to be the CO production rate.57,99–102 Spectroscopic studies on
around 20–25 mF cm2 for Ag surfaces,88,91–93 Cu(111)94 and Ag103 and Cu104 have also identified carboxylate intermediates.
Pt(111).95 At potentials far from the PZC, the gap capacitance As shown in Fig. S2 (ESI†), *CO2 is strongly stabilized by electric
dominates, which is why we apply a value of Cgap = 25 mF cm2 double layer fields. This stabilization is also clear from the
throughout the paper. Finally, experimental PZC’s have been field-corrected free energy diagram given in Fig. S10 (ESI†) that
used to parametrize eqn (3) as listed in Table 1 with the also suggests that CO2 adsorption limits the CO production rate
exception of the pc-Ag surface, where we used a theoretical in accordance with the literature. Furthermore, recent theore-
estimate due to the diversity of the experimental data (cf. ESI†). tical results have shown that the transition state of the CO2
Solving the MPB equation then gives the relation s(fM,PZC,a), adsorption process is close to the final state.105 The CO partial
which is shown in Fig. S1 of the ESI.† current density jCO can thus be expressed as a function of the
*CO2 adsorption energy at standard conditions Dm*CO2:
Ab initio derived field dependent electrocatalysis
Dm CO2 ðsÞ
As mentioned before, dipolar and polarizable intermediates, jCO / exp : (5)
RT
such as *CO2 or *OCCO, interact significantly with electric
double layer fields.3,4 The dependence can be derived from In the case of CO2 reduction on Cu, the most significant
surface charge-dependent DFT calculations. The electrolyte cation effects were observed for C2 product formation. From
counter charge can be represented by either explicit cations3,96,97 previous studies, the CO–CO coupling step has been discussed
or a continuum representation as implemented into various DFT to limit the corresponding production rate.3,7,30,106–108 Similar
program packages.61–64,67–69 Here, we applied a mean-field to CO2 adsorption, CO–CO coupling is a chemical step which is
formulation using both a planar counter charge (PCC) as well driven by interfacial field stabilization of the dipolar adsorbate
as a linearized PB (LPB) representation. Fig. S2 and S3 of the (*OCCO).3 This dipole-field interaction results in a large surface
ESI† show the dependence of the free energy change Dm for CO2 charge dependence as shown in Fig. S7 (ESI†). We assume a
adsorption on Ag as a function of s. Dm is dependent on neither similar dipole for the coupling transition state as in the final
the electrolyte model (i.e. LPB or PCC) nor the location of *OCCO state, which results in a C2 production rate expression
the counter-charge in the PCC model (cf. Fig. S3, ESI†). This as a function of the *OCCO energy relative to the bare surface,
observation is critical since it shows that, at least in a mean- Dm*OCCO:
field approximation, cations affect reaction kinetics via a
Dm OCCO ðsÞ
change of the surface charge density. jC2 / exp : (6)
RT
The Dm(s) function obtained from DFT is nearly parabolic,
which in the case of a field-dependent expression arises from
both the first order dipole interaction and the 2nd order Results & discussion
polarizability.4,98 Therefore we can obtain an analytic expression
by interpolation the surface charge density dependent formation Cation effects on CO2R
energies with the parabolic function: In what follows, we evaluate the model against the experimen-
tally observed ion-specificity of CO2R on two surfaces, Ag and
Dm(s) = Dm(s = 0) + ass + bss2. (4)
Cu. Fig. 3 shows the theoretical (lines) and experimental (dots)
shifts in activity towards CO at 1 V vs. RHE for Ag(111),
Ag(110), and pc-Ag, where the first two surfaces are epitaxial
Table 1 Experimental potential of zero charges (PZC) vs. SHE for the
thin films.4,5 The activity data is normalized to that of Li+
different surfaces that were used in this work.109,110 Only the pc-Ag value
was estimated from theoretical considerations (cf. ESI) (cf. Fig. S19 in the ESI† for full polarization curves).
As seen from the comparison, the model gives essentially
Ag(111) Ag(110) pc-Ag Cu(111) Cu(100) CO@Pt(111) pc-Cu quantitative agreement with experiment. Cations such as Cs+
0.45 0.734 0.584 0.2 0.54 1.1 0.09 have the smallest hydrated cation radius and therefore show
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Fig. 3 CO partial current density at Ag(110), Ag(111) and poly-crystalline Fig. 4 Partial current density of C2 products (ethanol and ethylene) at
Ag at 1 V vs. RHE for different cations normalized to the CO current Cu(111) and Cu(100) at 1 V vs. RHE for different cations normalized to the
density in the Li+ case. Filled circles represent the experimental data points, C2 current density in the Li+ case. Filled circles represent the experimental
solid lines the theoretical prediction. The Ag(110) data is plotted relative to data points, solid lines the theoretical prediction.
the Na+ cation due to possible impurities in the Li+ measurement (cf. ESI†).
evolution rate (cf. Fig. S4 in the ESI†) suggests that the dipole of
the smallest repulsion close to the electrode. The resulting the corresponding transition state is also significantly smaller.
higher concentrations of cations lead to a larger surface charge Resasco et al. have furthermore shown that formate production
density and stronger interfacial electric field, which drives the varies with cation identify by a similar magnitude as CO
adsorption of CO2, as illustrated in Fig. 2 and 1. production, making a similar mechanism and rate-limiting
The validity of our mean field approach is further supported step likely.
by the correct prediction of the facet dependence of cation We now turn to the effect of cations on the activity on Cu
effects. Recent work has suggested that carefully grown epitaxial epitaxial thin films which has been studied by Resasco et al.4
thin films exhibit a small number of step defects,5,132 which Similar to Ag, no cation effects were observed for hydrogen
predominate in the activity of Ag electrodes.5 Recent Pb deposition evolution reaction, which we again attributed to the small
studies on Au single crystals have further discovered direct dipole and polarizability of adsorbed H atoms. In contrast,
evidence for the predominant activity of steps.111 Since the dipole strong cation effects on C2 formation were observed, which can
moments of the adsorbates involved are essentially facet inde- be attributed to the large dipole of the critical *OCCO inter-
pendent (cf. Fig. S2 and S7 in the ESI†), the actual binding mediate. Fig. 4 shows a comparison of the theoretical and
energies of the adsorbates do not come into play in determining experimental relative activities, and again a surprisingly good
the relative activities amongst the cations. Instead, it is the agreement of the theoretical prediction with the experimental
charging properties (PZC and capacitance) that determine ion results is obtained, with slight deviations for Cs+. Dynamic
specificity. As shown above, although step defects could exhibit interactions with *OCCO may give an additional stabilization of
specific charging properties,2 activity trends still follow the char- *OCCO as seen from explicit DFT calculations,46 leading to the
ging properties of the dominating surface facet. The stronger direct impact of cations on formation energies, which has not
cation effects at the Ag(111) facet can be rationalized by its more been considered here. The stronger cation effects on the
positive PZC and consequently its higher surface charge density Cu(111) surface can be again rationalized by the more positive
and sensitivity to a change of cations (cf. also Fig. S1 in the ESI†). PZC compared to the Cu(100) facet. We stress that these results
The observed cation dependence of the CO production rate were obtained using exactly the same ion sizes as in the other
indicates the efficiency of cation modulation for process two cases.
optimization. In contrast, the small dipole of adsorbed *H
Cation effects on electrochemical CO Stark shift
atoms has been found before to result in a negligible electric
field dependence.5 The relative independence of the hydrogen Next, we considered CO adsorption on Pt surfaces, a system
that has been well studied for electrochemistry.35,87,110,112–120
Among the plethora of experimental insights that has been
Table 2 Obtained effective interfacial cation radii (a/2 in Å) from reported over years, it was found that the CO stretching vibra-
experiment77,79,81 (K+ and Cs+) and inter-/extrapolation to fit the experi-
tion varies significantly with an applied field under ultra-high
mental data of CO2R to CO at Ag surfaces and CO electrochemical Stark
shift at Pt and Cu vacuum conditions.115 This change in the CO vibration
frequency with electric field has been understood as a result
Cs Rb K Na Li TMA TEA TPA TBA of the Stark effect, i.e. the interaction of applied electric fields
3.5 3.9 4.1 5.2 5.8 7.8 8.0 8.1 8.4 with the CO vibrational mode.115 Under electrochemical
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Fig. 5 (a) *CO stretching vibrational mode shift on polycrystalline Pt as a function of surface charge density leading to the experimentally observed
electrochemical Stark effect. The upper three lines refer to adsorption on top, the lower ones to adsorption on bridge sites. Different symbols and colors
distinguish different CO coverages. (b) Cation effect on the *CO stretching frequency. Filled circles represent absorbance maxima from the ATR-SEIRAS
spectra of ref. 121 at 1.1 V vs. SHE, solid lines depict the theoretical prediction using the ai1c approach. Orange refers to CO adsorption at the bridge site,
blue to adsorption at the top site. (c) *CO stretching vibrational mode shift on polycrystalline Cu as a function of surface charge density. Filled circles
represent the ATR-SEIRAS data of ref. 118 at 1.39 V vs. SHE, solid lines depict the theoretical prediction using the ai1c approach (using Cu(100) model
surface). The orange line refers to CO adsorption at the bridge site, the blue one to adsorption at the top site. The experimental results could not be
attributed to one of the two sites.
conditions, the interfacial field is controlled by the metal from correlating all cation sizes with experimental radii
potential fM. The Stark tuning rate here, though, may be (cf. Fig. 7), as discussed below. Using this strategy, we generally
complicated by two factors: CO may bind to different sites at found good agreement with the experimental trends.
different potentials, and also at high coverages depolarization A similar experimental ATR-SEIRAS study has also consid-
may occur. ered the cation effect on the CO stretching vibration on a
The frequency shift with electrode potential can be polycrystalline Cu electrode.118 Assuming a coverage of around
expressed as: 50%, which has been found by ab inito based micro-kinetic
modeling,7 we applied the same strategy as for Pt. Fig. 5(c)
d~n n
@~ ds n
@~
¼ ¼ Cdl : (7) shows again excellent agreement with the experimentally
dðfM fM;PZC Þ @s dðfM fM;PZC Þ @s
observed cation effect. The consistency between experimental
n
@~ and theoretical Stark shifts further supports the generality of
The first part, , represents the sensitivity of the frequency v to our model and the developed understanding of cation effects.
@s
a change of the surface charge density s, which is roughly
Cation effects on surface charging
constant as a function of s, as depicted in Fig. 5(a). More
n
@~ So far, we discussed that cation repulsion leads to a decrease of
importantly, is nearly the same for *CO at bridge and top the surface charge density and corresponding double layer
@s
sites at a fixed *CO coverage making it a function of the electric field. Fig. 6(a) shows that for a Au(111) surface that
coverage alone (cf. Fig. S15 in the ESI†). Experimental analysis this effect leads to the double layer capacitance decreasing with
of the *CO coverage has been performed in the past110,112 cation size at potentials away from the PZC (0.56 V vs. SHE122).
suggesting it to adopt a fixed, saturated value of around 65% We performed impedance spectroscopy on Au(111) single
at negative potentials below 1 V vs. SHE.110 Considering these crystal electrodes using 0.05 M KClO4 and NaClO4 solutions
results, the experimentally measured change of the CO stretch- to confirm this behavior. Independent of the circuit used for
ing frequency reflects the pure Stark tuning rate without the fitting, we found the double layer capacitance to decrease from
effects of site-redistribution or coverage-dependent depolariza- Na+ to K+ as depicted in Fig. 6(b) (cf. also Fig. S12 and S13 in the
tion, in agreement with previous studies.112,118 ESI†). Indeed, the capacitance increase has been also observed
Fig. 5(b) shows the measured effect of cations on the *CO in Monte Carlo simulations of the electric double layer123 as
stretching frequency on Pt at 1.1 V vs. SHE (dots)121 and the well as impedance studies on single crystal electrodes124 and
theoretical curve (lines) from the ai1c model. In order to supercapacitors.125
simulate the trends with our model, we took the same ion radii Finally, we note that previous studies suggested that cations
as before for the alkali cations and additionally obtained the also affect the PZC as well as the capacitance close to the
radii of TBA and TPA from a fit of our model to the experi- PZC.124 In our data, we noticed a frequency dispersion close to
mental data in Fig. 5. In the case of TEA and TMA, a direct fit the PZC, making a direct interpretation difficult. We also note
would give ion sizes that are not following the expected size that under the commonly applied highly negative potentials for
ordering of the organic cations (TMA o TEA o TPA o TBA). CO2R, the variation in Helmholtz capacitance with ion size
A possible explanation for this could be inaccuracies in the likely dominates the overall surface charge variation (cf. Fig. 6(b)).
experimental determination of the stretching frequency. In Finally, recent studies have found that cation effects do not
order to correct for this, we obtained the TEA and TMA sizes depend on the cation concentration120 which can be seen as
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has found increased C2 selectivity129 that we suggest to be also radiation (40 kV, 40 mA). Symmetric out-of-plane y/2y scans
likely attributed to the more positive PZC compared to Cu. We were conducted to identify the out-of-plane growth orientation
anticipate that the outlined strategies are fully generalizable to of the crystallites in the thin films. Symmetric in-plane j scans
other field-sensitive electrochemical processes, highlighting at Bragg reflections corresponding to both Si and the metallic
their significant impact on the electrocatalyst design. thin film were conducted to determine the orientation of the
thin film crystallites with respect to the Si substrate. Symmetric
out-of-plane O scans were conducted to determine the average
Conclusions degree of misorientation of the thin film crystallites with
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30 min prior to all electrochemical measurements. The headspace Hub, supported through the Office of Science of the U.S.
of the electrochemical cell was swept with Ar during all measure- Department of Energy, under Award No. DE-SC0004993. This
ments to prevent oxygenation while minimizing measurement research used resources of the National Energy Research Scien-
artifacts arising from electrolyte agitation. tific Computing Center, a DOE Office of Science User Facility
Electrochemistry was performed using a Biologic VSP-300 supported by the Office of Science of the U.S. Department of
potentiostat. All electrochemical measurements were recorded Energy under Contract No. DE-AC02-05CH11231. B. S., and
versus the reference electrode and converted to the RHE scale. K. C. also acknowledge a research grant (9455) from ‘‘VILLUM
Potentiostatic electrochemical impedance spectroscopy (PEIS) FONDEN’’. We also thank Bingjun Xu and Aliaksandr Bandarenka
was used to determine the uncompensated resistance (Ru) of for insightful discussions.
the electrochemical cell and the double layer capacitance (Cdl)
by applying voltage waveforms with an amplitude of 20 mV and
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