Unit 3 PDF
Unit 3 PDF
3.0 INTRODUCTION
What is the relationship between learning and memory? Learning is the process
of acquiring new information, whereas memory refers to the persistence of
learning in a state that can be revealed at a later time (Squire, 1987). Learning,
then, has an outcome, and we refer to that as memory. To put it another way,
learning happens when a memory is created or is strengthened by repetition.
This need not involve the conscious attempt to learn. Learning can occur and
performance can improve simply from more exposure to information or to a
task. For example, we remember the details of a person’s face better by seeing it
more, without having to try to consciously memorize facial features.
Learning and memory can be subdivided into major hypothetical stages: encoding,
storage, and retrieval. Encoding refers to the processing of incoming information
to be stored. The encoding stage has two separate steps: acquisition and
consolidation. Acquisition registers inputs in sensory buffers and sensory analysis
stages, while consolidation creates a stronger representation over time. Storage,
the result of acquisition and consolidation, creates and maintains a permanent
record. Finally, retrieval utilises stored information to create a conscious
representation or to execute a learned behaviour like a motor act.
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Information Processing We search for the neural correlates of learning and memory in many ways: a)
through case studies which reveal what is and is not lost in amnesia; b) by
developing animal models of memory in simple (invertebrates) and complex
systems (nonhuman primates); c) and with brain imaging to investigate normal
encoding, retrieval, and recall in healthy humans. In this chapter we will explore
all these methods in brief in order to understand the neural basis of learning and
memory.
3.1 OBJECTIVES
After reading this unit, you will be able to:
• Describe the process of memory in the brain;
• Define neurological issues related to memory;
• Define neuropsychological basis of learning and memory;
• Explain the neural processes of learning and memory.
SEPTUM BASALGANGLIA
FORNIX
CINGULATE GYRUS
THALAMUS
PREFRONTAL
CORTEX
HYPOTHALPMUS
ANYGDALA
PITUITARY MEDULLA
HIPPOCAMPUS
PONS
The case history of patient H.M. – H.M. was a young man who suffered
from a difficult-to-treat from of epilepsy that progressed in severity during
his teen years. Over the years his physicians had treated him with the
available drugs to minimize his seizures, but these drugs were largely
ineffective for him. As his seizures worsened in his twenties, he decided to
try a then-radical new therapy that involved surgery. At that time
neurologists knew that many seizures originated in the medial portions of
the temporal lobe and from there spread to other areas of the brain, leading
to violent seizures and often loss of consciousness. It was also becoming
increasingly clear that surgically removing the brain region in which the
seizure activity originated, the so-called seizure focus, could help patients
with epilepsy. The decision in H.M.’s case was to remove his medial temporal
lobe bilaterally, in a procedure called temporal lobectomy 33
Information Processing Following recovery from this major neurosurgical procedure, H.M.’s epilepsy
did improve. The surgery was a success, both with regard to his surviving the
risks associated with any surgery of the brain and with regard to the epilepsy.
However, physicians, family, and friends began to realise that H.M. was
experiencing new difficulties. For example, a year and a half after the surgery,
which was performed in September 1953, H.M. displayed clear problems with
his memory. Although it was April 1955 and H.M. was 29 years old, he reported
his age to be 27. H.M. would say he did not remember ever meeting certain
individuals, even when he actually spoke to them a few minutes earlier and they
merely left the room, returning after a short delay! H.M. was profoundly
amnesic—that is, he suffered from disorders of memory. However, H.M. did not
have the kind of amnesia one sees depicted in television shows or movies, where
the character has a total loss of all prior memories. Indeed, H.M. knew who he
was and could remember things about his life—that is, up until a period prior to
his surgery. However, it became increasingly clear that H.M. could not form new
long-term memories.
prefrontal visual
area
For the past 40 years, scientists studying H.M. used surgical reports of his lesions
to guide theories of memory and “amnesia and their neural bases. Reports by
Scoville, who performed the surgery, indicated that all of H.M.’s hippocampus
in each hemisphere had been removed. H.M.’s brain and surgical lesions were
re-evaluated with improved accuracy with high-resolution neuroimaging methods
such as magnetic resonance imaging (MRI), and it was found that in addition to
the hippocampus, some of H.M.’s surrounding cortex was also removed.
These findings in patient R.B. support the idea that the hippocampus is crucial
in forming new long-term memories. R.B.’s case also supports the distinction
between areas that store long-term memories and the role of the hippocampus in
forming new memories. Even though retrograde amnesia is associated with medial
temporal lobe damage, it is temporally limited and does not affect long term
memories of events that happened more than a few years prior to the amnesia-
inducing event.
Because damage to the medial temporal lobe does not wipe out most of the
declarative memories formed over a lifetime, we know that the hippocampus is
not the repository of stored knowledge. Rather, the medial temporal lobe appears
to support the process of forming new memories; that is, the hippocampal region
is critical for the consolidation of information in long term memory. The strongest
evidence that the hippocampus is involved in consolidation comes from the fact
that amnesics have retrograde amnesia for memories from one to a few years
prior to the damage to the medial temporal lobe or diencephalon, a pattern that
does not support a storage role but rather a role in consolidation.
What might consolidation entail at the neural level? One idea is that consolidation
strengthens the associations between multiple stimulus inputs and activations of
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Information Processing previously stored information. The hippocampus is hypothesised to coordinate
this strengthening, but the effects are believed to take place in the neocortex.
The idea is that once consolidation is complete, the hippocampus is no longer
required for storage or retrieval. Nonetheless, keep in mind that although the
memories are stored in the neocortex, the hippocampus is crucial for
consolidation.
In the last half of the nineteenth century, the Russian psychiatrist Sergei Korsakoff
reported an anterograde and retrograde amnesia associated with alcoholism. Long
term alcohol abuse can lead to vitamin deficiencies that cause brain damage.
Patients suffering from alcoholic Korsakoff’s syndrome have degeneration in
the diencephalon, especially the dorsomedial nucleus of the thalamus and the
mammillary bodies. It remains unclear whether the dorsomedial thalamic nucleus,
the mammillary bodies, or both are necessary for the patients’ amnesia.
Nonetheless, damage to the diencephalon can produce amnesia.
One region of special interest is the temporal neocortex outside the medial
temporal lobe. Lesions that damage the lateral cortex of the anterior temporal
lobe, near the anterior pole, lead to a dense amnesia that includes severe retrograde
amnesia; in such cases the entorhinal cortex and perihippocampal cortex may be
involved. The retrograde amnesia may be severe, extending back many decades
before the amnesia-inducing event occurred or encompassing the patient’s entire
life. Various forms of damage can lead to this condition. Progressive neurological
diseases like Alzheimer’s, and herpes simplex encephalitis involving viral
infection of the brain are two such conditions.
Some patients with dense retrograde amnesia might still form new long-term
memories. This type of amnesia is called isolated retrograde amnesia. It is
particularly related to damage of the anterior temporal lobe. This portion of the
temporal lobe is not, therefore, essential for acquiring new information.
Are these lateral and anterior regions of the temporal lobe the sites of storage of
long-term declarative memories? The answer is maybe, but another view is that
these regions may be particularly important for the retrieval of information from
long-term stores. Where then are memories stored? More recent evidence from
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neuroimaging studies suggests that memories are stored as distributed Neuropsychological Basis of
Learning and Memory
representations throughout neocortex, involving the regions that originally
encoded the perceptual information and regions representing information that
was associated with this incoming information (as noted in the last section, the
medial temporal lobe may coordinate the consolidation of this information over
time).
One of the key questions in memory research was how much the hippocampus
alone, as compared with surrounding structures in the medial temporal lobe,
participated in the memory deficits of patients like H.M. In other words, what
structures of the medial temporal lobe system are involved in episodic memory?
For example, does the amygdala influence memory deficits in amnesics? Data
from amnesics indicate that the amygdala is not part of the brain’s episodic
memory system, although it has a role in emotion and emotional memories.
To verify this, surgical lesions were created in the medial temporal lobe and
amygdala of monkeys, to cause memory impairment. In classic work by Mortimer
Mishkin (1978) at the National Institute of Mental Health (NIMH), the
hippocampus or the amygdala, or both the hippocampus and the amygdala, of
monkeys were removed surgically. He found that the amount of impairment, as
measured on tests, varied according to what was lesioned.
In his early work, Mishkin found that in the monkey, memory was impaired only
if the lesion included the hippocampus and amygdala. This led to the idea that
the amygdala was a key structure in memory. The idea does not fit well with data
from amnesics like R.B., who had anterograde amnesia caused by a lesion
restricted to neurons of the hippocampus and no damage to the amygdala. Stuart
Zola and colleagues (1993) at the University of California at San Diego
investigated this dilemma. They performed more selective lesions of the brains
of monkeys by distinguishing between the amygdala and hippocampus, as well
as the surrounding cortex near each structure. They surgically created lesions of
the amygdala, the entorhinal cortex, or the surrounding neocortex of the
parahippocampal gyrus and the perirhipal cortex (Brodmann’s areas 35 and 36)
(Figure 1.3.3).
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Information Processing
They found that lesions of the hippocampus and amygdala produced the most
severe memory deficits only when the cortex surrounding these regions was also
lesioned. When lesions of the hippocampus and amygdala were made but the
surrounding cortex was spared, the presence or absence of the amygdala lesion
did not affect the monkey’s memory. The amygdala, then, could not be part of
the system that supported the acquisition of long-term memory.
How does this make sense in relation to R.B’s profound anterograde amnesia
with damage limited to the hippocampus and not involving the surrounding para-
hippocampal or perirhinal cortex? The parahippocampal and perirhinal areas
receive information from the visual, auditor, and somatosensory association cortex
and send these inputs to the hippocampus, and from there to other cortical regions.
The hippocampus cannot function properly if these vital connections are damaged.
But more than this, we now also know that these regions are involved in much
processing themselves, and hence lesions restricted to the hippocampus do not
produce as severe a form of amnesia as do lesions that include surrounding cortex.
In summary, the data from animals are highly consistent with evidence from
amnesic patients such as R.B. and H.M. that implicates the hippocampal system
in the medial temporal lobe and the associated cortex as critical for forming
long-term memories. Lesions that damage the hippocampus directly, or damage
the input-output relation of the hippocampus with the neocortex, produce severe
memory impairments. The amygdala is not a crucial part of the system for episodic
memory but is important for emotional memory. Moreover, the animal data match
well with those from amnesics with regard to the preservation of short-term
memory processes after the medial temporal lobe has been damaged; monkeys
memory deficits in the delay mismatching to sample task became more
pronounced as the interval between the sample and test increased. The medial
temporal lobe, then, is not essential for short-term or working memory processes.
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As we noted earlier, the medial temporal lobe is not the locus of long-term storage Neuropsychological Basis of
Learning and Memory
because retrograde amnesia is not total after damage to this area; rather, the
medial temporal lobe is a key component in organising and consolidating long-
term memory that is permanently stored in a distributed fashion in the neocortex.
These investigators observed that the right hippocampus region was activated
during encoding of the face but not during recognition, where retrieval processes
should have been engaged. These data are consistent with those from amnesic
patients who had medial temporal lobe damage that led to anterograde amnesia
but preserved distant retrograde memories. Encoding also activated the left
prefrontal cortex, whereas recognition activated the right prefrontal cortex. Thus,
we have more support for the hippocampus’s role in memory, as well as possible
support for hemispheric asymmetries in memory functions.
Encoding and retrieval processes were lateralised in the left and right hemispheres,
respectively, giving rise to a model with the acronym of HERA, which stands for
“hemispheric encoding-retrieval asymmetry.” This model represents the idea that
encoding involves the left hemisphere more than the right, and retrieval involves
the right hemisphere more than the left. Both processes predominantly involve
the dorsolateral prefrontal cortex. In encoding and retrieving information from
long-term memory, neocortical areas were the most activated.
Some more recent studies made use of event-related fMRI methods to track the
processing of individual items as a function of the success of the encoding, as
indexed by later memory performance. Anthony Wagner and his colleagues at
MIT, Harvard University, and Massachusetts General Hospital (1998), and John
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Information Processing Gabrieli and his colleagues at Stanford (Brewer et al., 1998) conducted such
studies. They presented subjects with items and scanned their brains using of
MRI while they were encoding the information, and then later tested them for
their memories of the items. Each research group found that event-related
responses were larger in prefrontal and medial temporal regions (parahippocampal
cortex) during encoding of words or pictures that were later remembered.
Scott Grafton, Eliot Hazeltine, and Ivry (1995) investigated the brain basis of
procedural motor learning in normal subjects. They compared conditions in which
the subjects learned motor sequences implicitly during dual-task conditions, which
helped to prevent subjects from explicitly noticing and learning the sequence.
PET conducted during the dual-task condition demonstrated activation of the
motor cortex and the supplementary motor area of the left hemisphere, and the
putamen in the basal ganglia bilaterally. Also activated were the rostral prefrontal
cortex and parietal cortex. Therefore, when subjects were implicitly learning the
task, brain areas that control limb movements were activated. When the distracting
auditory task was removed, the right dorsolateral prefrontal cortex, right pre
motor cortex, right putamen, and parieto-occipital cortex were activated
bilaterally.
The conclusions from this and other studies are that implicit and explicit retrieval
of information is subserved by separate brain systems. Together with the face
encoding data Haxby and colleagues obtained by PET, and animal and human
lesion data, a reasonable conclusion is that the hippocampus encodes new
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information but also retrieves recent information when explicit recollection is Neuropsychological Basis of
Learning and Memory
involved. Perhaps more interestingly, deactivation of the visual cortex for
previously seen words is a correlate of perceptual priming.
One basic mechanism is Hebb’s law, named after the man who posited it, Canadian
psychologist Donald Hebb, in 1949. Hebb’s rule states that if a synapse between
two neurons is repeatedly activated at about the same time the postsynaptic neuron
fires, the structure or the chemistry of neuron changes and the synapse will be
strengthened—this is known as Hebbian learning. A more general, and more
complex, mechanism is called long-term potentiation (LTP). In this process,
neural circuits in the hippocampus that are subjected to repeated and intense
electrical stimulation develop hippocampal cells that become more sensitive to
stimuli.
Therefore, NMDA receptors are central to producing LTP but not maintaining it.
It turns out that maintenance of LTP may depend on the non-NMDA receptors.
Despite the intriguing results from neuropsychological studies, we are far from
having a complete picture of how the brain instantiates all, or even many, memory
phenomenon. It is not clear which aspects of memory are localised in one place
in the brain and which are distributed across different cortical regions. Tulving
pointed that neuroscientists today reject the idea of studying memory as though
it were a single process. Instead, they are likely to look for neurological
underpinnings at a more precise level – at such processes as encoding or retrieval.
The latest neuroimaging techniques clearly will continue to provide invaluable
information about human memory and its neural substrates in the healthy human
in the years to come.
2) Compare and contrast the human and animal models of the study of neural
basis of memory.
3) What exactly do findings from memory studies with amnesic patients tell us
about the way memory operates in nonamnesic people?
4) Imagine what it would be like to recover from one of the forms of amnesia.
Describe your impressions of and reactions to your newly recovered memory
abilities.
5) How would you design an experiment to study the neural process of semantic
memory by functional MRI technique?
6) Patient H.M. and others with damage to the medial temporal lobe develop
amnesia. What form of amnesia do they develop, and what information can
they retain, and what doe sthis tell us about how memories are encoded in
the brain?
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Neuropsychological Basis of
3.10 SUGGESTED READINGS AND REFERENCES Learning and Memory
References
Gazzaniga, M.S., Ivry, R., & Mangun, G.R. (2002). Cognitive Neuroscience:
The Biology of the Mind. New York: W.W. Norton.
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