Theories of Personality 12.3.17 Preprint
Theories of Personality 12.3.17 Preprint
Theories of Personality 12.3.17 Preprint
Theories of Personality
Cassandra M. Brandes
Kathleen W. Reardon
Jennifer L. Tackett
Northwestern University
Brandes, C.M., Reardon, K.W., & Tackett, J.L. (2019). Theories of personality. In Hupp, S.
& Jewell, J. (Eds.), The Encyclopedia of Child and Adolescent Development. John
Wiley & Sons, Inc.
Abstract
The study of personality development has seen significant advances in the last two decades.
For many years, youth and adult individual differences were studied from separate theoretical
standpoints. However, more recent research has indicated that teenagers display personality traits in
many of the same ways as adults. These personality traits are moderately stable throughout the life
course, but there are important developmental shifts in their expression, structure, and maturation,
especially in adolescence. This has resulted in an effort to study youth personality “in its own right”
(Tackett, Kushner, De Fruyt, & Mervielde, 2013). Early personality associations with important
lifelong outcomes including academic achievement, mental health, and interpersonal relationships
further underscore the importance of studying traits in youth. Here we discuss current consensus
and controversy on adolescent personality and highlight foundational research on the topic.
Main Text:
Traits
Historically, individual differences before the age of 18 have been examined from the
perspective of temperament, or what was initially considered the foundation of the more complex
phenomenon of personality. This developmentally based approach to the study of traits portrays
The most prominent contemporary temperament model includes three broad, “higher-order” traits:
(Rothbart & Bates, 2006). This model describes individual differences in children up to the early
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give rise to adult personality. More recent research on personality development, however, suggests
that temperament in adolescence is virtually isomorphic to personality (e.g., Tackett et al., 2012,
2013).
Though the study of personality trait development is still in early stages, there is substantial
evidence for the validity of the Five Factor Model (FFM), or “Big Five” personality trait structure
from the age of 3 years and beyond. This research shows that evidence for a five-factor structure of
personality only grows stronger in the teenage years, as children transition to adulthood (Tackett et
al., 2012). The FFM dominates adult trait theory in contemporary psychology. Though several trait
models preceded it, the Big Five personality taxonomy includes five major dimensions that account
for much of the variation in the observable differences in people’s patterns of behavior. These traits
framework for describing personality traits is currently seen as a unifying framework for decades of
research on individual differences (John & Srivastava, 1999). These five traits were originally derived
from lexical analysis of descriptors of adults in western, developed countries, but they have since
been found in cultures across the globe. Here we discuss the development of the Big Five
Relative to other traits, there are few remarkable differences between the behaviors thought to
indicate conscientiousness before and after the age of 18. The temperament trait effortful control
has been long associated with this personality dimension due to the conceptual similarity between
the two; indeed, empirically, this represents the most isomorphic temperament-personality pairing in
childhood (Tackett et al., 2013) and potentially adolescence, as well (De Pauw, 2017).
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conscientiousness, youth openness to experience (OE) is one of the most controversial and least
curiosity, and creativity are frequently present in parents’ free-descriptions, measurement of this trait
their measurement of OE – a facet which only makes up a portion of the adult trait (Tackett et al.,
2012). Further, some researchers have proposed that OE may not emerge as a separable personality
trait until the teenage years. However, recent research on the construct validity of developmental
OE has indicated not only that it can be recovered reliably in childhood and early adolescence, but
that it takes on a three-facet structure. These facets include intellect, imagination, and sensitivity
(Herzhoff & Tackett, 2012). Though facets of temperament are included in this measurement
inventories. Since research on the development of this trait is limited, much remains to be learned
altruism, generosity, and low aggression (Avshalom Caspi, Roberts, & Shiner, 2005). Similarly,
parents commonly use these descriptors in reference to their teens, and though child agreeableness
as a factor looks somewhat different from its adult counterpart, this trait undergoes significant
measures typically over-emphasize antagonistic and strong-willed behaviors (which reflect low
agreeableness), and these appear to be particularly stable and cross-culturally valid indicators of the
trait (Tackett et al., 2012). Prosocial tendencies such as warmth and positive social contact have
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stronger correlations with facets of extraversion and may not play as strong a role in measurement
begins to look more similar to that of adults, including prosocial indicators alongside antisocial ones
(Tackett et al., 2012). Though this trait undergoes maturation during the adolescent period,
agreeableness in youth tends to covary more highly with neuroticism or negative affect than it does
inventories lack a higher-order factor akin the agreeableness of personality measures. Taken
together, this suggests that though the characteristic social features of agreeableness become more
adult-like in adolescence, emotional maturation is still not yet complete. More work is needed to
better understand at what time in development agreeableness emerges as a fully distinct adult trait.
how often a person experiences negative affect such as guilt, shame, self-consciousness, anger,
depression, and worry. However, parental reports of teen neuroticism are inconsistent in the extent
to which they capture all of these descriptors. The developmental timing of complex psychological
processes (such as rumination), limited teenage disclosure to parents, and the internal nature of many
negative emotions make measurement of this trait in youth difficult. Thus, the content coverage of
early adolescent neuroticism in particular may be limited by a reliance on parent informants for
youth personality ratings. However, fear and irritability are negative emotional experiences that are
readily observable from outside perspectives, and as such, are frequently emphasized in
affectivity, is also characterized primarily by fear and irritability. Further research is needed to clarify
happy, outgoing, enthusiastic, and enjoys the company of other people. People who are labeled
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“extraverted” also tend to be described as physically active, lively, and energetic. The descriptors that
capture extraversion are much the same between adults and adolescents. The corresponding
temperament construct, surgency, is defined by many of these same features, as well. However,
almost always missing from developmental measures of extraversion. Further, some research has
suggested that activity level, while considered a facet of extraversion in adults, may constitute a sixth
personality factor in children and early adolescents (collectively these traits are referred to as the
“Little Six”; De Pauw, 2017). Activity level is also sometimes seen as a blend of both physical
activity and striving for other kinds of high-intensity stimulation, such as rough games or
suspenseful TV shows (De Pauw, 2017). Activity level has been researched less as a separate
personality trait, as the preliminary evidence to suggest that it is distinct from extraversion has been
recovered relatively recently. Therefore, little is known about what life outcomes this trait may
predict, and when in development it may merge with the sociability/positive affect dimension of
extraversion (if it is a meaningfully distinct trait prior to young adulthood). This presents an area of
Hierarchical Structure
Personality traits in adults, teenagers, and children conform to a hierarchical structure, which
incorporates both broad traits (such as the Big Five) and more narrowly defined, specific behavioral
traits (also called facets) subsumed under these broader traits. The Big Five, Little Six, and three-
factor temperament trait taxonomies represent just a few ways of conceptualizing broad, higher-
order personality traits in childhood. Just as specific individual characteristics (e.g. “likes to attend
lively parties” and “makes friends easily”) tend to correlate under higher-order latent factors of
The study of the hierarchical structure of personality is especially germane to our understanding of
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how traits develop in adolescents. The relationships between personality traits are themselves an
essential element in the study of individual differences; for example, it is not enough to know that a
likely to relate to his/her peers very differently from the highly controlled extraverted teenager.
While many of these inter-trait relationships are stable across the lifespan, correlations between traits
may vary depending on the developmental epoch under consideration. The identification of a
unified, hierarchical structure of traits allows researchers to integrate findings across studies using
In the hierarchy of personality traits, the broadest distinction between individual differences
accounts for two meta-traits, called a and b. This structure first emerged in adult trait research,
however this finding has been replicated in children and adolescents, as well (Markon, Krueger, &
Watson, 2005; Tackett et al., 2012). a is a broad trait that is defined by patterns of behavior
extraversion and (to a lesser extent) openness to experience. This trait, sometimes also referred to as
Much like positive and negative affect from the state (rather than trait) literature, a and b seem to be
relatively uncorrelated in adults (Markon et al., 2005). Though a and b are broadly replicated in
children and adolescents, there are developmental considerations for their conceptualization.
In youth especially, the traits captured by a indeed seem to be less differentiated than in
adults. Factor analytic studies of parental free-descriptions find that not only is agreeableness more
strongly correlated with neuroticism in youth, but that it is also more strongly associated with
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conscientiousness and agreeableness/neuroticism attenuate to adult levels, the latter two traits
remain relatively inextricable until late adolescence. Indeed, these studies sometimes find that pure
neuroticism is the least cross-culturally valid factor of the Big Five in youth, while a blend of
Further levels of analysis decompose traits into three factors, abstracting them at an
intermediate level. Though temperament is not the only three-trait individual difference model, it is
certainly the most influential in the realm of youth dispositions. This three-factor model is
conceptually paralleled in research on the hierarchical structure of personality in adults. At the three-
trait level of analysis, a can be decomposed into facets of negative emotionality and disinhibition,
while b is relatively unchanged (Markon et al., 2005). These traits bear surface similarities to negative
affectivity, (low) effortful control, and surgency, respectively. However, despite their commonality,
these intermediate traits have important differences in content between youth and adults.
separate from neuroticism (or negative emotionality), this finding does not hold in youth. Both
temperament research and factor analytic studies of personality development find that internally-
and externally- directed negative emotions tend to go hand-in-hand among children and teens across
a variety of cultures, as shown by N and A’s higher correlation. While the causes of this difference
between youth and adult personality structure are not fully understood, they may be either
psychobiological (e.g. from the lack of self-regulatory abilities tied to prefrontal immaturity in youth;
negative emotional experiences, while disinhibition splits into agreeableness (or rather, its reverse -
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emotionality is not differentiated until the five-factor level, at which point extraversion and openness
become distinct. The four-factor structure of teenage personality is largely consistent with that
found in adults, aside from the relatively larger correlation between A and N in teens.
Though the Big Five trait taxonomy is largely valid and consistent in late adolescence and
beyond, research on child personality finds that there are important developmental considerations in
the study of personality structure. Big Five traits are, overall, more correlated in young children and
become more differentiated until late adolescence. Even this characterization is too simplistic,
however, as extraversion is an exception. The push for a sixth factor of child personality, activity
level, results from the greater differentiation between facets of extraversion in children and early
adolescents. Taken together, these results show how the hierarchical structure of personality is an
adolescence.
Personality traits are, by definition, individual differences that are consistent and enduring
within each individual. However, people clearly change throughout the course of their lives. When
do people become stable and consistent in their patterns of behavior? How do their personalities
change, and when do these shifts occur? Research on personality development shows evidence of
researchers generally examine each trait’s rank-order stability. Rank-order stability reflects a person’s
ranking on a given trait relative to their peers, and how this ranking may endure over developmental
epochs. This is generally measured by test-retest correlations for individuals measured longitudinally.
Across domains, research shows that personality rank-order stability is moderate in magnitude, and
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that it increases with age until midlife. This stability does not differ greatly between traits in the FFM
(Avshalom Caspi et al., 2005). Trait change, however, has a more complex story.
Change. Mean-level changes are analyzed to determine how traits may change between
trait scores of different age cohorts, or longitudinally, by tracking a single cohort’s changes in
average trait scores over time. This gives some insight into how traits may change as a result of
cognitive, social, and biological development. Some research has suggested that personality traits
conform to the “maturity principle”, or the trend of socially advantageous traits to increase over
development, while negative aspects of personality decline (Avshalom Caspi et al., 2005). For
example, this theory advances that conscientiousness and agreeableness (traits which confer social
and economic advantages) steadily increase with age, while neuroticism (associated with many
negative life outcomes) declines. However, research on children and adolescents has shown a much
more complicated picture. Unlike rank-order stability, mean-level changes differ widely by trait, and
for some traits, even further by gender. Here, we discuss each trait in the FFM framework and
However, they do not do so in a linear fashion, as the maturity principle would suggest. While
overall C and A increase over the lifetime, these traits sharply decrease in adolescence. This decline
is temporary, however, as C and A increase sharply from adolescence to young adulthood to return
to pre-teenage levels, then steadily show gains until midlife (near age 60). This pattern is similar for
girls and boys, though women tend to be higher in mean-level conscientiousness and agreeableness
across the lifespan. Agreeableness trends to not differ by facet, while conscientiousness trends do.
The decreases in C in adolescence seem to be more dramatic for the self-discipline facet, while
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orderliness declines with less intensity. Overall, conscientiousness and agreeableness seem not to
conform to the maturity principle, but rather to a “disruption hypothesis” (Soto & Tackett, 2015).
conscientiousness and agreeableness. Across the lifespan, openness moderately increases, but this
trend is curvilinear. While adolescents do tend to be lower on openness than children, this difference
is not so dramatic as with conscientiousness and agreeableness. Here, gender differences in overall
openness are also more complex. In middle childhood, boys and girls tend to score relatively
equivalently on openness, but in early adulthood (around age 20), they tend to diverge. Through the
majority of adulthood, men tend to be higher on openness than women. When this trait is examined
at the facet level, however, girls score higher on openness to aesthetics, while boys are more
ideologically open. Further, openness to ideas declines most dramatically in late adolescent girls,
though openness to aesthetics increases in a relatively linear fashion for both boys and girls (Soto,
John, Gosling, & Potter, 2011). These trends portray the development of openness as a complicated
Neuroticism is the trait most marked by gender differences in development, so much so that
it is not well characterized by any overall trend in development. Until middle childhood, boys and
girls are roughly equal in their tendencies to experience negative emotions. However, around
puberty, there is a drastic divergence in male and female neuroticism trends. While boys remain
relatively stable on this dimension throughout their life with modest decreases overall, girls show a
curvilinear trend. In adolescence, girls become much more neurotic and remain so until midlife.
Thereafter, women’s neuroticism decreases until later adulthood, and the gender gap in this trait
therefore becomes much less pronounced. When examined at the facet level, both anxious and
depressive neuroticism increase sharply for women in the teenage years, and anxiety remains high
until adulthood. Female depression, however, shows another peak in early adulthood (around the
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mid-20’s) before declining again until later life. Male anxiety and depression do not show this
teenage peak, though depressive neuroticism in men does increase in early adulthood before once
again declining. In fact, men and women’s depression facet scores appear to converge sometime
around midlife, though their mean anxiety levels remain disparate into old age (Soto et al., 2011;
Soto & Tackett, 2015). From this evidence, neuroticism seems clearly not to conform to the
maturity principle.
there is a large decline in extraversion from middle childhood to adolescence, and it remains quite
stable from that point onward. Though there are no gender differences in this trait in early life,
women tend to be modestly more extraverted than men throughout the period from adolescence to
old age. Young men show a sharp decline in extraversion in adolescence, while women’s
extraversion decreases less dramatically during this time. Extraversion’s age effects show some
specificity in facets in this developmental epoch, as well. While assertiveness declines until the
teenage years before it levels off, there is a much steeper decline in the facet activity during this early
period (Soto & Tackett, 2015). Taken together, findings on mean-level changes in personality traits
do not ubiquitously support the maturity principle, or any other single descriptor of personality
development. Mean-level changes likely reflect a complex developmental process subject to many
sources of influence (e.g. hormonal, cognitive, and social). Personality change is therefore best
Outcomes
Personality traits in adolescence can serve important descriptive functions to tell us what an
individual is like. More than this, however, personality traits shape how a teenager interacts with
their world and how their world interacts with them. There are several important domains of life
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outcomes associated with personality traits in youth – here we will discuss academic outcomes,
Academic Outcomes. The relationships between personality traits in youth and various
academic outcomes have been the subject of extensive study, with mixed results. Research has
examined the association of personality traits with grades, standardized test scores, classroom
behaviors, motivation, and other academically relevant variables. Interestingly, the associations
between personality traits and academic outcomes are not consistent across all academic variables
Conscientiousness is the trait most robustly positively associated with grades (Poropat,
2014). This association was originally found in a large meta-analysis of primary school children, but
it has since been found in individual studies ranging from elementary school to college students.
Research has also found a positive association between conscientiousness in youth and academically
relevant behaviors such as homework completion, school attendance, and motivation. Additionally,
conscientiousness as a positive influence on academic success (Lubbers, Van Der Werf, Kuyper, &
Hendriks, 2010).
Openness is the trait with the second strongest evidence for relationships with academically
relevant behaviors. It has also been positively associated with grades in a meta-analysis (Poropat,
2014), along with several individual studies ranging across ages. However, there are also several
studies which fail to find an association between grades and openness in older (high school and
college aged) students (Spengler, Lüdtke, Martin, & Brunner, 2013). Openness is the only trait to
have a positive association with standardized test scores. In addition to grades and test scores,
openness has been positively associated with academically relevant behaviors including motivation,
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school attendance, and class participation. It has not been investigated in association with
Findings are less clear for the remaining three traits. Extraversion has been positively
associated with grades (Poropat, 2014), but other research has found null or negative associations.
Extraversion has been positively associated with classroom participation (Avner Caspi, Chajut,
Saporta, & Beyth-Marom, 2006), but studies have failed to find associations between extraversion
and any other academic outcomes (homework completion, motivation, standardized test scores).
Agreeableness has been positively associated with grades, motivation, and attendance, although there
are also studies that fail to find each of these relationships. In contrast, agreeableness has been
negatively associated with standardized test scores (Spengler et al., 2013) and with procrastination
(Lubbers et al., 2010). Neuroticism is, overall,negatively correlated with academic outcomes
including grades, achievement tests, motivation, homework completion, and classroom participation,
as well as being positively associated with procrastination. This again provides a coherent narrative
teenager’s social world, too. Particularly in adolescence, when social relationships become
important area of study. Personality traits not only dictate how individuals interact with those
around them, they also influence how others may perceive and interact with them. These
bidirectional influences are important for several domains of interpersonal functioning including
intimate relationships, friendships, and relational aggression (Smack, Kushner, & Tackett, 2015;
Tackett, Kushner, Herzhoff, Smack, & Reardon, 2014). Potentially because the development of
social competence encompasses such a wide range of skills, every higher-order trait is an important
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predictor of social competence (Shiner & Caspi, 2003). High agreeableness and extraversion are
positive predictors of friendship quality, while high neuroticism and low conscientiousness predict
more social difficulties. Similarly, the combination of high neuroticism, low agreeableness and low
conscientiousness predicts relational aggression (Tackett et al., 2014). These same patterns are
relevant for intimate relationships in adolescents, such that an individual’s high level of negative
emotionality was found to predict poorer relationship quality across several partners (Robins, Caspi,
& Moffitt, 2002). Thus, the dynamic relationship between personality, environment, and social
youth. Research has established typical trait profiles for both externalizing (e.g., conduct problems,
aggression, and rule-breaking) and internalizing (e.g., anxiety and depression) disorders. Youth high
in externalizing problems are characterized by patterns of high neuroticism and low self-regulatory
traits (agreeableness and conscientiousness). Youth high in internalizing problems, in contrast, are
characterized by patterns of low extraversion and high neuroticism (Tackett et al., 2013).
dynamic process where each may exert reciprocal influence on the other. In fact, there have been
five different models of association put forth for how personality and psychopathology may
influence one another in youth, adapted from adult theories (Shiner & Caspi, 2003). First, the
spectrum model posits that psychopathology is an extreme manifestation of a given personality trait.
Second, the vulnerability model states that personality traits or clusters of traits may predispose an
individual to be more likely to develop certain forms of psychopathology over time. Third, the
resilience model states that personality may have the opposite influence, and it might act as a
protective factor against the development of psychopathology in the face of life stressors. Fourth,
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the pathoplasty model suggests that personality may influence the course and manifestation of
psychopathology, even if it does not directly contribute to it. Finally, the scar model suggests that
the experience of psychopathology may leave lasting impressions on youth in ways that alter their
personality functioning. The variety in mechanistic explanations put forth demonstrates that the
relationships between personality and psychopathology has the potential to be bidirectional and
quite complex across time, though work to illustrate these various models has not been done
uniformly. Further research is needed to test these theories specifically in the period of adolescence,
Conclusion
Personality research investigates what makes people different from one another, how those
distinctions arise, and what the consequences of those differences are. In order to understand
individual differences in personality, the structure, stability, and change of traits must be considered
from a developmentally-informed lens. Personality traits have many similarities between childhood,
adolescence, and adulthood, but hormonal, cognitive, and social developmental processes result in
many differences, as well. These developmental shifts are particularly relevant for personality in the
adolescent period, as puberty marks a period of dramatic biological and psychological maturation. A
association with many of the life outcomes we consider most important for teens, such as academic
success, mental health, and social functioning. In conclusion, while recent decades have yielded a
large amount of informative research on adolescent personality, much is still left to be known. We
look forward to future research exploring the measurement, organization, and consequences of
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Further Reading
Reardon, K. W., Tackett, J. L., & Lynam, D. (2017). The Personality Context of Relational
Aggression: A Five-Factor Model Profile Analysis. Personality Disorders: Theory, Research, and
Treatment. https://doi.org/10.1037/per0000231
https://doi.org/10.1016/j.cpr.2006.04.003
Widiger, T. A. (Ed.). (2014). The Oxford Handbook of the Five Factor Model. Oxford University Press.
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Author Biographies
Cassandra Brandes is a doctoral student in Northwestern University’s Clinical Science area. She is
to personality and biological function. Her work has recently been featured in Psychoneuroendocrinology
Kathleen Reardon is a doctoral student in Northwestern University’s Clinical Science area. Her
research interests are primarily in the development of personality pathology and the adaptive
functions of trait dominance. Her work has recently been featured in Current Opinion in Psychology and
Science and Personality and Health programs. She also the Director of Clinical Training, Faculty
Associate in the Institute for Policy Research, a senior editor of Collabra: Psychology, and an associate
editor at Journal of Abnormal Psychology and Advances in Methods and Practices in Psychological Science. Her
research, primarily in the areas of personality and externalizing psychopathology, has recently been
featured in Current Opinion in Psychology, the Journal of Personality and Social Psychology, and Journal of
Research in Personality.