Historiographical Approaches To The French Revolution: Undergraduate John Lowell Rydjord, Jr. Paper
Historiographical Approaches To The French Revolution: Undergraduate John Lowell Rydjord, Jr. Paper
PAPER AWARD
HISTORIOGRAPHICAL APPROACHES
TO THE FRENCH REVOLUTION
KRISDUDA
Beginning in I 789, the French Revolution can be seen as a series of revolts against the
oppressive social and political conditions in France. Within a span of less than ten years,
France had radically transformed itself. The French king was beheaded by the masses, while
the monarchy was replaced by a republic; wars were declared between France and many of
the other countries in Europe; and reforms were initiated which were to transform the lives
of many. Because of its importance in modern history, historians have grappled with many
different aspects of the Revolution, ranging from its causes, its influence, and how its overall
significance is to be measured. While most historians do not deny the significance of the
French Revolution, the adoption of different historiographical perspectives has had a major
impact on how they understand it.
One well-known interpretation of the Revolution is the Marxist interpretation. Karl
Marx never wrote a book specifically on the French Revolution; nonetheless, his conception
of history has had a profound effect on the interpretation of the event. Leading this Marxist
interpretation of the revolution is historian Albert Soboul in his book The French Revolution of
1787-1799: From the Stonning of the Bastille to Napoleon 1 • Soboul gives a straightforward,
orthodox Marxist interpretation of the event, harnessing almost all of Marx's key concepts
and ideas.
Most important among Marx's views on history is the claim that "the history of all
hitherto existing society is the history of class struggles."2 This sort of a picture of history
ultimately provides the framework for Soboul's analysis of the French Revolution. He not
only borrows the idea of class struggles, but employs the exact same distinction Marx makes
between the nobility and the bourgeoisie. According to Soboul's interpretation, the nobility
enjoyed many privileges that they had inherited from their feudal ancestors. In addition to
taxing the peasantry, the nobles possessed the sole right to hunt and fish, had monopolies on
wine pressing and bread baking ovens, charged the peasants money for receiving justice, and
maintained several other rights restricted solely for their own benefit. On the other hand, the
bourgeoisie were the well-to-do middle class. Consisting primarily of artisans, merchants,
1
Alben Soboul, 17te Frmth Rn•olutio11 1787-1799: From tlte Stormiug of the Bastille to Napolco11 (New
York: Random House, 1975), 7.
1
Karl Marx and Frederick Engels, 171c Commuui.•t Mmti.ft:sto ( 1893; reprint, New York: Norton,
1988). 55.
HISTORIOGRAPHICAL APPROACHES TO THE FRENCH REVOLUTION 139
lawyers, and officials, they lacked the legal rights and high social standing of the nobility, but
often managed to maintain comfortable-sometimes even very rich-lifestyles. Because of
increasing economic growth in France as well as the rest of Europe, the middle class grew to a
considerable size (about 2.3 million) and thus was comprised of over five times as many
people as the nobility. Given the long-standing dominance of the nobility and the rise of the
bourgeoisie, it is no surprise that tensions would arise between these two classes.
Soboul finds two main kinds of causes of the conflict between the nobility and the
bourgeoisie: political and economic. In feudal times, there was a vast gap between the rich
nobility and the poor peasants. Later this gap was greatly narrowed as a wealthy middle class
emerged. Along with this shrinking gap, a new philosophy that declared equality between
people as well as freedom from oppression spread through the Enlightenment, and these
ideas gained much popularity with the educated bourgeoisie. Middle class individuals,
despite their growing numbers and influence, found themselves being treated as inferior both
legally and socially. It was such inequality, in part, that spurned the masses to revolt: "If the
French Revolution was the most outstanding bourgeois revolution ever, overshadowing all
preceding revolutions through the dramatic nature of its class struggle, it owes it both to the
obstinacy of the aristocray, which remained firmly attached to its feudal privileges and
rejected all concessions, and to the passionate opposition of the popular masses to any form
of privilege or class distinction. "'1
According to Soboul, the economic forces behind the Revolution were even more
dramatic. Given Soboul's Marxist leanings, there should be nothing startling in this
interpretation, for it was Marx who emphasized the power of economic forces to produce
social upheavals: "At a certain stage of their development, the material productive forces of
society come in conflict with the existing relations of production, or-what is but a legal
expression for the same thing-with the property relations within which they have been at
work hitherto. From forms of development of the productive forces these relations turn into
their fetters. Then begins an epoch of social revolution. "4 Soboul directly applies this Marxist
tenet to the French Revolution, finding the idea to be at the very root of the Revolution. He
criticizes other historians for avoiding what he considers to be the "very essence of the
question: that the Revolution is to be explained in the last analysis by a contradiction
between the social basis of the economy and the character of the productive forces. "5 Soboul
applies this notion in his depiction of the tensions between the nobility and the bourgeoisie.
He claims that the means of production of bourgeois power originated in early feudal society,
but as the bourgeoisie grew it became more and more hampered by what it called the
"feudal" laws of the nobility. So, the "revolutionary bourgeoisie pursued the aim of
destroying the old system of production and exchange, which was incompatible with the
• Karl Marx, "Preface to a Critique of Political Economy," Tire Marr-Euge/., Reader (New York:
Norton, 1978), 4.
expansion of its capitalist businesses, with quite as much relentlessness as they had employed
in destroying the aristocracy."''
Of course, merely being an example of a clas_s struggle is not enough to give the French
Revolution its significant place in history, for, according to Marx and Soboul, all of history
from ancient times to the present is fraught with class struggles. What makes the French
Revolution unique for Soboul is that it represents a significant economic and political
turning point at which the bourgeoisie finally became victorious over the nobility. Soboul
thinks that this victory thus makes the Revolution the "classic model of bourgeois
revolution, "7 and consists of not only a shift in political power from the hands of one social
class to another, but also marks a distinctive transformation in the economic structure of
society. Viewed from this economic perspective, the victory of the bourgeoisie was a very
important transition from feudalism to capitalism: "Carried through by the bourgeoisie, the
Revolution destroyed the old system of production, "8 ensuring "the autonomy of the
capitalist mode of production and distribution: a classically revolutionary transformation. "9
Thus, for Soboul, the French Revolution was nothing less than "the culmination of a long
economic and social evolution which has made the bourgeoisie the master of the world. " 10
The Marxist interpretation seems to have much explanatory force, and, indeed, had
been considered the orthodox interpretation of the French Revolution up until the I 960s.
However, there have been criticisms against this approach as well as other historiographical
methods that shed a new light on the French Revolution. One of the forerunners of this
movement is Alfred Cobban in his book The Social Interpretation of the French Revolution 11 •
Cobban is a social historian, and much of his approach to interpreting the Revolution is a
direct reaction against Marxist historians like Soboul. It is thus useful to attend to these
criticisms as they help to show not only what aspects shape Cobban's interpretation, but also
what considerations he thinks should not play a role in historical accounts of the Revolution.
For Cobban, the problem with Marxist historians is that they give more allegiance to
the theory itself than they do to the actual historical evidence. Cobban goes as far as to say
that such a theory "has now assumed some of the characteristics of a religious belief. "12
Cobban's point is that Marxist historians are entrenched in an ideology which already
predetermines how the history will turn out, and this makes for nothing but bad history
"Ibid., 556.
7
Ibid., 3.
• Ibid., 553.
"Ibid., 9.
10
Soboul, Fre11ch Revolution, 21.
11
Alfred Cobban, Tile Social Interpretation of the Frcnc/1 Revolutio11 (Great Britain: Cambridge Press,
1964), 10.
12
Ibid., I 0.11.
HISTORIOGRAPHICAL APPROACHES TO THE FRENCH REVOLUTION 141
writing, in which the historians put "almost too much meaning back into it [history], when
they reduce the greatest happening in modern history to the deterministic operations of an
historica1law. "13 Cobban sums up his critique of the supposed laws of the Marxist theory: " If
they are not dogmatic assertions about the course of history, they are either platitudes, or
else, to be made to fit the facts, they have to be subject to more and more qualifications until
in the end they are applicable only to a single case. General sociology is thus no answer to
the need for some theoretical element, other than inherited stereotypes, in our history." 14
Given his criticisms of Marxist historians like Soboul, how does Cobban think history
should be done, and how does this affect his understanding of the French Revolution? It
should be clear by now that he wants to do away with theoretical apparatuses, especially
Marxism, and instead look to the facts themselves. Which facts are these? Cobban does not
deny that much insight can be gained from political and economic history-his objection is
that Marxist historians are so predisposed to giving priority to political and economic facts
that they overlook more important social factors that underlie the political and economic
spheres of activity. Giving consideration to these social factors sheds new light on the French
Revolution: "However, behind the political regime there is always the social structure, which
is in a sense more fundamental and is certainly much more difficult to change. Once we
begin to investigate this social background to the revolution, it is borne in on us how little
notice ordinary political history has taken of it, and indeed how little we really know of the
actual pattern of eighteenth-century French society and the impact on it of the revolution. " 15
It is interesting to note that while capitalism and the class struggle between the
bourgeoisie and the nobility play important explanatory roles in Soboul's Marxist
interpretation, Cobban, in his entire interpretation of the Revolution, almost never appeals
to such ideas or concepts-except to show their inadequacy when used by the Marxists. It is
for this reason that looking at the French Revolution from Cobban's perspective makes it
seem like a completely different revolution altogether. This becomes especially clear when we
look at how Cobban explains the conflict that caused the Revolution. In regard to the
Revolution, Cobban claims that "since the population of France in the eighteenth century
was overwhelmingly rural, one might expect some of these fundamental conflicts to have
their roots in rural society." 16 Indeed, rather than seeing the Revolution as a conflict between
the bourgeoisie and the nobility, Cobban claims that the cause of the Revolution ultimately
comes down to a conflict between poor rural societies and the urban societies that were
trying to control them. Cobban reinforces this claim by drawing on several examples from
the Revolution as well as events that preceded it. He points out that "in parts of France, for
example Lot and Dordogne, local peasant uprisings continued into 1790 and l 791. In the
"Ibid., 9.
~<Ibid., 14.
15
Cobban, Social lnterpretatio11, I 62.
1
" Ibid., 91.
142 FAIRMOUNTFOLJO
Lot, in April l 791, they were no longer directed against the nobles, but against the property
of the bourgeios. " 17
How does Cobban explain the peasants' contempt for the bourgeoisie? First of all, the
"peasantry was not unaware of the fact that the dues, rights, rents, tithes, services, payments
in money and kinds, which they felt to be such a grievance, were often owned, and even
more often collected, by the bourgeois." 18 In addition, the rural population was victim to
unequal taxation, their needs were considered secondary to those living in the towns, and
their forest and food supplies were exhausted by the demands of the urban population 19 .
Furthermore, "behind all this was the fact that the towns, as the residence of the 'classe
propreitaire,' were the centers of land ownership. They drained wealth from the surrounding
countryside. "20 It is for these reasons that the hostility of the rural peasantry erupted toward
the urban populace.
Of course, if Cobban is right that the Revolution was, for the most part, a peasant
revolt, then one cannot help but to wonder why Soboul's Marxist account seems to leave the
peasants completely out of the picture and instead just describes the Revolution as a class
struggle between the bourgeoisie and the nobility. Actually, Soboul is well aware that
peasants had revolted; however, he sees the peasants as working with the bourgeoisie to
overthrow the nobility. This is clear when he says that it is "necessary to underline clearly
that the fundamental objectives of the peasant movement coincided with the ends of
bourgeois revolution: the destruction of the feudal relations of production. "21 Because he sees
the peasantry as working toward the same goals as the bourgeoisie, Soboul thinks of the
peasants as just an extension of the bourgeoisie, calling them the "rural bourgeoisie."
This is unacceptable to Cobban. As we have already seen, Cobban goes at lengths to
argue that, contrary to what Soboul says, the peasantry and the bourgeoisie did not
cooperate with each other. In fact, Cobban interprets the Revolution as a conflict between
the two social groups. According to Cobban's findings, the bourgeoisie had more in common
with the nobility than they did with the peasantry. Both the nobility and the bourgeoisie
were mostly rich urban folk. It was these two who, together, exploited the rural peasantry,
making the revolution "a triumph for the conservative, propertied, land-owning classes, large
and small. ~22
According to Cobban, the concept of the "rural bourgeoisie" was invented by Marxist
historians just so that they would have some way to account for the peasantry in the class
11
Ibid., 93.
'" Ibid., 10 I.
21
Soboul, French &volutioll, 23.
22
Ibid., 170.
HISTORIOGRAPHICAL APPROACHES TO THE FRENCH REVOLUTION ]43
struggle between the nobility and the bourgeoisie: "If the account of the rural bourgeoisie ...
seems somewhat confused, I fear this was unavoidable. With the best will in the world it is
impossible to reduce the varying definitions or descriptions of the rural bourgeoisie to sense
or consistency. One can only conclude that the idea was invented to fit the requirements of a
theory, and to provide the counterpart in the countryside of the urban 'bourgeoisie' and so
to explain how peasants also could constitute a bourgeoisie which could join in the
overthrow of feudalism. "23 In other words, if the peasantry were not united with the
bourgeoisie, as Cobban claims, then this would pose a serious problem for the Marxists since
the idea that the Revolution was a class struggle between the nobility and the bourgeoisie
would no longer be accurate. So, according to Cobban, the Marxists, to sidestep the problem,
have to pretend that the peasantry (the rural bourgeoisie) was really united with the
bourgeoisie. Cobban sees this as bad scholarship and considers the invention of the concept
of the "rural bourgeoisie" to be a prime example of how Marxist historians like Soboul tend
to distort historical actualities in order to meet the demands of their theory.
Cobban's criticisms of Soboul seem pretty devastating, but in all fairness to Soboul,
Cobban's own theory is not completely purged of theory. Cobban too uses his own set of
concepts to interpret the Revolution: he relies on being able to draw a sharp distinction
between the rich and the poor, as well as the urban and the rural populace. In fact, to a
certain extent, Cobban's analysis of the Revolution is parallel to Soboul's in that the whole
idea of a class struggle is central for both of them-Cobban just sees the struggle in terms of
the rich versus the poor rather than the bourgeoisie versus the nobility.
The deeper dividing issue between the two historians seems to be how to prioritize the
different approaches to history. Both Soboul and Cobban agree that much insight can be
gained from other historical approaches, but Soboul gives priority to economidpolitical
history while Cobban emphasizes his own brand of social history. We have seen how each
approach portrays the Revolution in a different light; perhaps both approaches can be used
concurrently, in order to do develop a more comprehensive portrait of the French Revolution
in all its complexity and splendor. This may be the only way to do justice to the marvel
which both historians hail as the most significant event in modern history.
Cobban and Soboul were concerned mainly with the causes of the French Revolution,
but another point of interest is the scope of the Revolution's influence. While some
historians may view the Revolution as primarily an episode in the history of France, others
perceive its importance as extending throughout the rest of Europe. One historian who opts
for the latter view is Georges Lefebvre.
Lefebvre "was internationally known as the greatest authority on the French
Revolution."24 He has many similarities with both Soboul and Cobban, oftentimes
combining the best of both of them. Like Soboul, he sees much of the Revolution as a revolt
of the bourgeoisie against the nobility, yet he agrees with Cobban that later many peasants
21
Cobban, Social llltcrprctatioll, I 09.
24
Paul Beik, Foreword to 11u Fn:nc/1 RCJ•olutiou from its Origins to 1793, by Georges Lefebvre (New
York: Columbia University Press, 1962), ix.
144 F AlRMOUNT FOLIO
had turned against the bourgeoisie. Despite his affinities with Cobban and Soboul, Lefebvre
stands out because he has an especially prevalent tendency to look at the French Revolution
from the perspective of world history. This tendency is so strong that he views the
Revolution from what can only be considered a universalist perspective of history.
For Lefebvre, the "French Revolution denotes one step in the destiny of the Western
world. "2.5 He illustrates this universalist perspective in many different ways. Perhaps the most
obvious way is through the subjects he writes about while trying to discuss the French
Revolution. Half of his history of the Revolution is devoted not directly to the French
Revolution itself, or even to France, but to different aspects of European history as a whole.
He thoroughly discusses topics such as European expansion, the European economy,
European society, European thought, and social conflicts among the different countries all
throughout Europe. It is as if he could not begin to explain the French Revolution without
discussing its place in the history of Europe, showing how France is intimately connected
with the course of European affairs in general. Indeed, it is natural for him to do this since he
sees France in the 18'" century as not being much different from other countries. Mter
briefly decribing the French Revolution, he claims that not much "sets France apart from
Europe. All European states were formed similarly, at the expense of the lords, and all were
sooner or later dominated by the rising bourgeoisie. "2'' This passage gives an example of
Lefebvre's universalist tendencies, showing how he sees the Revolution from within the
context of all of Europe and compares it to revolutions in other countries.
Lefebvre's discussion of the French Revolution is almost always in terms of its impact
on other countries. This topic is given much treatment since the Revolution affected the
countries of Europe in so many different ways. Lefebvre especially stresses how rulers of
other countries were threatened by its influence; "in the beginning it was the international
influence of the Revolution that most disturbed foreign rulers. They lost no time in
denouncing the 'clubists" propaganda and blamed the French government for tolerating or
even encouraging such publicity. Actually, revolutionary ferment spread spontaneously for
months, much as the Enlightenment had moved across Europe earlier in the century. "27 It is
obvious why the Revolution threatened foreign rulers; if people in other countries were too
influenced by it, there was a chance that uprisings against the rulers would sprout up all over
Europe. Indicating how the Revolution influenced rulers throughout the world, Lefebvre
emphasizes the event's world-historical nature.
Lefebvre also points out that the Revolution not only influenced the fears and hopes of
people across Europe, but also had a major impact on European economies; "As always, the
war altered the course of international trade. It also interfered with the rise of capitalism on
the Continent. Nevertheless England derived appreciable profit from the conflict, and
21
Georges Lefebvre, 17le Freudr Revolutirm from it.' Origins to 1793 (New York: Columbia University
Press, 1962), xviii.
26
Lefebvre, Fre11dr Revolution from its Origim, xvii.
27
Ibid., I 79.
HISTORIOGRAPHICAL APPROACHES TO THE FRENCH REVOLUTION 145
extended her empire. European expansion, however, was hindered. The shock to the colonial
system increased as Latin America moved towards emancipation, and France even abolished
slavery."28 This shows how the French Revolution impacted the West on many levels,
affecting numerous aspects such as trade, expansion, and the abolition of slavery. In all these
ways, the influence of this great event was so poweful that "from I 789 to 1815, the history
of countries of European cultures to a large extent determined by this great event. "2"
So far, we have seen Lefebvre's account of the influence of the Revolution primarily
within the 18'" century on the countries of Europe; however. Lefebvre also thinks that the
Revolution has had a spiritual significance which extends well beyond the 18'" century:
"Consequently the great majority of the earth's population lived and died without suspecting
that in one corner of the world, in France, a revolution had occurred which was to leave a
spiritual legacy to their descendants."31 ' Lefebvre describes this legacy as the "conquest of
equality of rights, n:Jl and it is very important to his interpretation of the event, for "in the
larger perspective of world history, this is the significant originality of the Revolution of
1789."32
Lefebvre, as a universalist. sees the Revolution as a truly world-historical event,
discussing it in the context of Europe as a whole and stressing how its impact extends
beyond the 18' 11 century and throughout all of Europe. He does not think that this
universalist perspective is a distortion of the event since even most of the French involved in
the Revolution saw it from a universalist perspective as well: "The French people believed
that their existence would improve, that their children, if not they themselves, would live in
more favorable circumstances; they even hoped that other people would live so, and all,
becoming free and equal, would be forever reconciled. Peace would then regenerate a world
freed from oppression and poverty. The mythic character of the French Revolution unfolded.
A cause so noble awoke an ardour that the need for sacrifice extinguished in many, but
moved others to feats of heroism and spread through the world."33 Given the universal
significance of this great event, it is no wonder that Lefebvre claims that its "name is still a
watchword for mankind. "34
28
Georges Lefebvre, Tile Freuch Rwolutiou from 1793 to 1799 (New York: Columbia University Press,
1964).347.
29
Lefebvre, Frmch &l'tJiutioufrom its Origin~. xviii.
'"Ibid., 18.
"Ibid., 91.
15
Thomas Carlyle, TIIC Fnmch Revolutiou ( 1837; reprint, New York: Random House, 1934}.
"'Ibid., 669 .
., Ibid., 167 .
,. Ibid., 180.
HISTORIOGRAPHICAL APPROACHES TO THE FRENCH REVOLUTION 14 7
its greatest. ... The chosen Last of the Mirabeaus is gone; the chosen man of France is gone.
It was he who shook old France from its basis; and, as if with his single hand, has held it
toppling there, still unfallen. What things depended on that one man! He is as a ship
suddenly shivered on sunk rocks: much swims on the waste water, far from help." 40
The great historian von Ranke once said that history was a combination between poetry
(the recreation of events) and philosophy (a science that collected facts). Carlyle obviously
emphasizes the former aspect over the latter, yet one should not be deceived by his narrative
style of writing into thinking that his book is a work of fiction. He rigorously studied the
historical evidence and only portrays in his book actual people and events that occurred. It
seems as if he does dramatize and exaggerate a bit, but, given his purpose, such a writing
style is reasonable. Mter all, wasn't the French Revolution a very dramatic and emotional
event for those who experienced it? Perhaps Carlyle's style of writing history was
idiosyncratic to his contemporaries, but that is only because he was trying to explore an
aspect of the Revolution which few had given serious treatment. He made the style of his
writing conform to its content, making a highly readable history that is sure to keep the
reader's attention.
So, we see that different historiographical perspectives guide the development of many
different interpretations of the French Revolution. Soboul, with his Marxist interpretation,
ultimately sees the Revolution as a class struggle between the bourgeoisie and the nobility.
Its significance for him lies in the fact that it both marked a radical shift in power as a result
of the class struggle within France, and that it was important economically as capitalism had
finally overturned the feudal system of the nobility. Cobban, on the other hand, is a social
historian who claims that Soboul's interpretation is biased in that it tries to distort historical
facts to make them conform to Marxist theory. Cobban insists that historians should not
give so much priority to political and economic history, but should instead pay heed to the
powerful social forces in French history. Following this approach, according to Cobban, will
allow historians to see that the Revolution was really a revolt of the peasants against both
the bourgeiosie and the nobility, making the Revolution a struggle between the poor rural
folk and the rich urban populace. Historians with different perspectives on history tend to be
interested in different aspects of the Revolution. Aside from the Revolution's causes, some
historians are interested in the question of whether the event is to be seen as a world-
historical event or not. Lefebvre sees the event from what can only be considered a
universalist perspective, tracing its significance throughout all of Europe well beyond the 18'"
century. Carlyle, on the other hand, emphasizes the point that to be truly understood, the
Revolution must be experienced as the participants experienced it. Writing a narrative in the
present tense, he tries to recreate in his readers such experiences. One may feel overwhelmed
by so many different perspectives on the Revolution. Such a variety of interpretations shows
the French Revolution to be an inexhaustible wellspring for a whole range of alternate
visions, establishing it as a truly great historical event.
40
Carlyle, Frc11clr RCJ'olutioll, 346.