Navigation April 2010
Navigation April 2010
Navigation April 2010
Disclaimer
The information contained in this publication is compiled from material previously published by Gard AS and is provided for
general information purposes only. Whilst we have taken every care to ensure the accuracy and quality of the information
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provided at the time of original publication, Gard AS can accept no responsibility in respect of any loss or damage of any
kind whatsoever which may arise from reliance on information contained in this publication regardless of whether such
information originates from Gard AS, its shareholders, correspondents or other contributors.
There is a human error behind the majority of navigational Education, training and crew selection is paramount to obtain
claims. The occasional technical failure, normally resulting in and keep high quality crew. Lack of positive corrective action is a
limited damage to piers and ships’ sides are rare and not of major common direct cause of accidents.
concern. Human error is the cause behind at least 80 per cent of
all navigational accidents. This figure seems to be the generally Situational awareness is a term used to describe what is
agreed industry wide. missing within the bridge team when this happens. To achieve
such awareness it is necessary to conduct teamwork and
Several factors have been pointed out as possible reasons for the communication training.
increasing number of human error incidents:
The human being is the only intelligent barrier in our systems and
- Integrated and complicated bridge systems only the crew can halt the current development and protect the
- High traffic density value of ships, cargo and environment.
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Risk of fines
It should be noted that once vessels have been arrested for
non-payment of light dues, it can be rather expensive to obtain
their release. A rate of Registered Net Tonnage x MYR 0.20 X 10
has been levied as a penalty. Authorities may request a bond of
MYR 50,000 issued by a local registered bank, prior to releasing
the vessel. The Marine Department appears to prefer to deal with
a local registered shipping agent rather than with a P&I Club
representative, and will only accept a Letter of Undertaking from
shipping agents while waiting for security guarantees to be issued
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Meeting between the MPA and the P&I Clubs and their representatives in Singapore, 26th June 2009.
Gard has recently seen a noticeable increase in cases involving 2. Unfamiliarity with the ship’s manoeuvrability
significant contact damage to fixed objects by vessels A pilot will know the local waters best, however, the master
manoeuvring in confined waters, mostly within port. Fixed objects is more familiar with his vessel’s manoeuvrability. Due to the
include berths, docks, locks and shore side equipment such as rotation of crew, familiarity with the ship’s own manoeuvring
cranes. The contact damage has resulted in some very large systems can be lacking, and, as technology and computerisation
claims for the repair and/or loss of use of such objects. Outlined is becoming ever more prevalent, training may be needed
below are five of the most common factors, in Gard’s experience to ensure that crew members are familiar with the vessel’s
in cases involving contact damage to fixed objects in confined systems.2 It is important to include information as to the vessel’s
waters.1 These incidents also risk harming people and the manoeuvrability in the master/pilot information exchange before
environment (e.g. pollution from breached oil tanks), and the ship the commencement of the pilotage.3 The effect of changes in the
itself is often left with expensive repairs and loss of trading time. vessel’s draft, trim and windage characteristics must also be taken
into consideration when discussing the vessel’s manoeuvrability.
1. Prevailing and forecast conditions not properly
assessed 3. No agreed manoeuvring plan
The cumulative effect of wind, sea, current and tidal conditions Just how the vessel will manoeuvre when in close proximity
on the ship may not have been fully appreciated. As a result to fixed objects is often not planned and/or agreed in advance
of the above factors the vessel can experience difficulties in within the bridge team and/or with the pilot.4 This not only
manoeuvring in a controlled fashion and within safe parameters. concerns the location that the vessel is proceeding to/from, but
Insufficient allowance has been made for the forces acting on the also other fixed objects which the vessel will pass within critical
ship. These can easily turn out to be greater than expected and close proximity. Often, insufficient time is invested in advance
beyond the capabilities of the ship and, due to the unforeseen to consider how the vessel can be expected to behave, given its
effects of the prevailing and/or forecast conditions, insufficient manoeuvring characteristics and the prevailing conditions. The
tugs would have been employed to handle the vessel. There are closest points of approach are often not calculated as are critical
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instances where manoeuvrings in confined waters should be bearings, transits and ranges to assist in determining the limits of
deferred until conditions have improved. This also includes cases the safe manoeuvring parameters.
of reduced visibility.
1 See also “Bumps and scrapes can be costly!” from Gard News 183.
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2 Some shipowners have sought to standardise equipment across vessels in their fleet and to always assign senior officers to the same class of vessel.
3 See “Master/pilot exchange of information” from Gard News 154.
4 See Guidance to Masters 2.13.4 Navigation in confined waters – Bridge Resource Management.
5 See also Loss Prevention Circular no. 04-00: Pilot on the bridge - Role, authority and responsibility.
We plan very well for situations which we know will cause us The obvious common factor in these two incidents is that both
problems. The situations which we tend not to plan for very well, vessels were at anchor. In contrast to cases where vessels have
and which therefore catch us by surprise, are those where the been caught out by bad weather when alongside a berth and
potential for harm has not been foreseen or is considered too when the ship’s crew will often be very busy, these two cases
remote. suggest that potentially dangerous scenarios are simply being
overlooked, even during the more relaxed (perhaps too relaxed)
Things could have been different for over 1,500 people who periods when at anchor.
lost their lives in that incident if the master and officers of the
TITANIC had asked themselves (amongst other things): “what if What if…? – Pilot error
the ice has progressed further south so as to affect our intended Pilot error is probably not the first thought to come to mind when
course?”. a pilot walks onto the bridge. Perhaps it should be – they are
not expected to make mistakes, but they do. A recent five-year
In today’s busy world, especially on ships, there is little time study of claims in excess of USD 100,000 recorded by each of the
to stop and think about potential problems, to ask “what if…?”. Clubs in the International Group of P&I Clubs revealed that some
There are response plans and checklists available for emergency 262 claims were caused by pilot error, with an average cost per
situations which have the clear potential to cause the crew and incident of USD 850,000.1 Several cases from Gard’s claim files
ship harm – for example, steering gear failure and fire. However, have been previously featured in Gard News.2 In a recent case,
many serious incidents start life when there is no emergency as the shipowners’ dock damage liability resulted in a payout of
such, and develop into emergencies because the potential for several million dollars. The case involved the berthing of a partly
harm has not been foreseen or has been considered too remote. laden VLCC. The vessel had three tugs, the tide was slack and the
Instead of asking ourselves “what if…?” we tend to persuade wind light. However, one of the two pilots was in his final phase
ourselves that something bad will not happen. In the wider of training for the ship type/berth and he had the control of
context, asking “what if…?” is very much a part of situational the vessel. It was night and the shore Doppler readout was not
awareness. The development of bridge resource management working. The approach speeds, angles and bow/stern distances
has done much to address deficiencies in situational awareness, were therefore communicated to the pilot by VHF (one can
by stressing the importance of a team approach. However, if the imagine the difficulty). The vessel was not brought under control
members of a team are too preoccupied with tasks at hand, or before she made her final approach to berth and investigation
other human factors (such as fatigue) are at play, there will be a suggests that she exceeded the maximum angle (three degrees)
much greater chance of potential emergencies (or “what ifs…?”) and speed (21 ft/minute) of approach, making contact at about
not being considered at all. six degrees and a speed of 60 feet/minute (which interestingly
increases the berthing force by a factor of nine). Insurers often
What if…? – The weather do not get to hear about cases where the master intervened and
There is a lot of current debate about climate change and stopped the pilot, aborted the approach and started again. Of
storms which are more severe or sudden than forecast. Claims course, it is a difficult situation for masters, but there is a need
experience, however, suggests that in many cases the crew to be decisive, especially since it is he and the owners who are
simply underestimates the effects of weather on the ship. A case most likely to bear the brunt of the consequences of a pilot error.
mentioned in a recent UK investigation report serves as a useful It should be kept in mind that the master is in command of the
example. A tanker was in ballast (riding high) and dragged its vessel’s navigation at all times with only one exception: when
anchor across a gas pipeline in bad weather. The report concluded transiting through the Panama Canal.
that the master chose to remain at the anchorage despite it
not being a recommended anchorage in the circumstances and A United States Coast Guard investigation report into the
despite deteriorating (but forecast) weather conditions, which grounding of a bulk carrier serves as a good example of the need
increased the potential risk of windlass failure. Such failure did to be strong when a pilot has the control of the vessel. The report
indeed occur due to shock loading and the crew were unable concluded that the pilot, who failed to give a helm order at a turn
to slip the anchor due to tension on the bitter end. Had the in a channel, asserted his responsibility on the bridge by refusing
master considered the potential problems (i.e., the “what ifs…?”), to honour the master’s request to sign the pilot exchange card.
he would probably have left the anchorage and rode out the The report went on to say that the pilot’s authoritative presence
storm. Another recent case was the subject of an investigation on the bridge created an atmosphere wherein the mate did not
by the Australian authorities, who found that the master did not feel he could “speak up” or “challenge” the decision of the pilot.
appropriately ballast the vessel and did not weigh anchor until
it dragged in very bad (but forecast) weather. The investigation
report went on to find the master had incorrectly assumed that
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the port authority would instruct ships to put out to sea when
conditions were bad – he probably did not ask himself “what if
1 See article “Pilot error survey” in Gard News issue No.186.
they do not, and what if my anchor does not hold?”. 2 See article “Pilot on the bridge – Role, authority and responsibility” in Gard News
issue No.160.
ships which, because of their draft, are unable to safely navigate the remote location and bad weather. Either way, asking “what if
outside. By using the route, the closest point of approach (CPA) …?” at that moment might have bought some extra time.
between the vessels was considerably less than if they had used
3 “Rubicon – The point of no return”.
Perhaps the most important solution is mental preparation. If even less reliable.
crew members have their minds preoccupied with other things,
or have persuaded themselves that something bad will not Two small words, “what if …?”, are worth keeping in mind.
Claims for damage to fixed and floating objects (FFO) involving Groundings are the most expensive pilot error claims. They are
pilot error accounted for 65 per cent of claims by number (37 more than four times as expensive as pollution claims and almost
claims per policy year) and 33 per cent by cost. The average cost 20 times more expensive than FFO claims.
of each claim for damage to fixed and floating objects was USD
400,000. The report recommends better training or briefing of The IG is currently maintaining a database of pilot error incidents
bridge team management to operate with the pilot on board, from 21st February 2004 to the present and thereafter.
especially in relation to passage planning.
The complete report can be downloaded from the IG website at
Collisions involving pilot error accounted for 24 per cent of claims www.igpandi.org under “News and Information”.
by number and 24 per cent by cost. On average there were 14
collision cases per year involving pilot error and the average cost
of each case was USD 800,000. The report recommends bridge
A glimpse at pilot error from a different perspective. in fact are properly sanctioned. In the case in question, the
pilots’ association’s investigation concluded that the pilot was
When a vessel with a pilot on board is involved in an accident, responsible for:
the usual practice is that the pilot leaves the vessel as soon as – wrong understanding of the distance between his vessel and
possible, often being replaced by a new pilot. Hence, examination the moored vessel with which it eventually collided;
or questioning is avoided. The pilot is “the shipowner’s servant”, – his approach was too fast;
and faults or errors made by the pilot are generally covered by – the timing of turning was wrong;
the shipowner’s insurance policies. Only in major casualties can – other waiting vessels made him over-hasty in his operations.
one expect that the pilot will be forced to give evidence and to be
cross-examined. In these cases, the normal procedure is for the Due to the above, the pilot was suspended from business for
pilot to demand a written letter of indemnity from the shipowner 21 days. He was degraded to a lower rank for three months,
prior to any hearing. including a salary cut of USD 1,000 per month for the same
period. In addition, he was forced to take navigational simulator
One should therefore believe that pilots involved in casualties training at his own expense.
do not get any reproach as a consequence of their faults.
However, some (or perhaps most) pilots’ associations have their Notwithstanding, the damage to the vessels had to be covered by
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own internal investigations following a casualty, although very the shipowner’s insurers.
seldom is one made aware of sanctions imposed. In a particular
recent collision case, Gard received a copy of the relevant pilots’
association’s investigation, which proved that some pilots
The winter season in the northern hemisphere has again claimed and the service sets out the main wave patterns produced by the
victims at sea as severe weather conditions continue to be a different pressure systems. The model shows significant waves,
challenge for ships and their crews. The majority of the large swell, wind waves and whitecap probability. The heights and
casualties occurred when the ship was affected by stormy directions are indicated by two different color schemes. WW3 is
weather. It appears information about and preparations for severe presenting the forecast wave development in 12 hour intervals up
weather conditions may not be at the required level. to a maximum of 6 days ahead.
Wave Watch III The forecasts are presented as lower resolution pictures which
One important piece of information is an accurate and can easily be copied and forwarded by e-mail for vessels with
understandable weather forecast. Ships limited internet connection on board.
already receive information about the expected winds and
temperatures but not all have access to wave information. The web page can be found at https://www.fnmoc.navy.mil and
the WW3 is found at the bottom left of the page under the menu
Wave Watch 3 is a service provided by the US Navy through the item Oceanography or https://www.fnmoc.navy.mil/PUBLIC/WW3/
Fleet Numerical Meteorology and Oceanography Center. The index.html.
service is open to the general public and free of charge and may
be subject to periods of non-availability.
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Introduction Recommendations
Severe weather continues to be a challenge for vessels and — The master of a ship moored at a government mooring may,
their crews. Owners, agents and charterers should remind at his discretion, drop a bower anchor under foot to lessen
their ship masters of the need to take precautionary measures the tendency to sheer. This should not impair the efficiency
during the approach of tropical cyclones. This circular provides of the mooring, although an anchor should not be used
information on specified mooring regulations in operation in during normal weather conditions.
Hong Kong during typhoons, however, due considerations for — Masters are reminded that every vessel within the waters
proper moorings should be made during typhoon conditions in of Hong Kong must maintain a continuous listening watch
any location. Similar requirements may also apply in ports other on the VHF radio channel appropriate to the VHF sector
than Hong Kong and owners may be well advised to check for any in which the vessel is located, or another VHF channel
additional requirements if their vessels call at such ports. as may be specified by the Vessel Traffic Centre (call sign
“Mardep”) unless the vessel is released from this obligation
Specifications by the Centre. The Centre will broadcast tropical cyclone
Masters, owners, agents and other individuals in control of vessels information from time to time when the tropical cyclone
are reminded of their obligation under Sections 61 and 62 of warning signals have been hoisted. Masters should listen
the Shipping and Port Control Ordinance, Cap. 313 of the Laws to local radio broadcasts for advisory weather information
of Hong Kong SAR, to comply with any direction of the Director bulletins.
of Marine concerning the safe operation of vessels at the port, — ome vessels have been found to not have adequate
or in relation to any matter as to which the Director may give manning onboard during periods when tropical cyclone
directions under the above Ordinance. All government Class “A” warning signals are hoisted. The attention of masters,
and “B” moorings are available for use during typhoons with the owners, agents and charterers of vessels is therefore drawn
exception of: to Regulation 26(1) of the Shipping and Port Control
— “A” mooring – A17, A29, A35, A39, A43, A46; and Regulations, which states that:
— “B” mooring: B1, B2, B3, B4. “A ship shall, while within the waters of Hong Kong, have
onboard at all times such number of crew as is, in the
The status of any government Class “A” and “B” moorings is opinion of the Director, qualified and capable of carrying
subject to change without prior notice. Up-to-date information out all duties which may reasonably be required to ensure
can be obtained from the Vessel Traffic Centre, at telephone +852 the safety of the ship having regard to the circumstances
233 7808, telex 63607 MDVTS, or facsimile +852 858 6646. pertaining thereto.”
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The incident
The incident involved a two-year-old car-carrier with space for
about 6,000 cars.
respect of cargo claims and other pollution damage, including shipowners to carry out local damage assessment. ITOPF and London
claims from fisheries for, inter alia, loss of revenue. experts were also retained for this purpose. The largest claim related
At the time of the incident the vessel had about 1,300 tons of heavy After a new round of tenders and negotiations, the owners
fuel oil in her bunker tanks. entered into a wreck removal contract with Kasel Salvage (Hong
Kong) Limited. The contract was on the Bimco Wreckstage 1999
to restoration works to the seabed, which had been damaged by the Form amended by various rider clauses, and subject to a lump
impact of the vessel. This part of the claim was deemed by the experts sum price plus possible additional payments for delays capped at
to be unfounded and was later withdrawn. The fishery unions’ claims 50 days. Due to the weather situation in the area it was important
were settled amicably for a reasonable sum. for the owners to limit the cost of this operation. Payments
were to be made in seven stages in accordance with completion
Cargo of defined services as confirmed by the shipowners’ special
At the time of the casualty, the vessel was loaded with 3,876 representative.
new and second-hand cars, as well as some high and heavy
construction vehicles and spare parts. A helicopter was also part The intention was to have the wreck removed within
of the cargo. The estimated total sound value of the lot on board approximately 24 months. Unfortunately nature did not co-
was about USD 42 million. All cargo had been loaded in Korea and operate and the operation lasted 36 months instead. In order
Japan. Due to a fire on board (described below), the cargo was to maintain good relations with the inhabitants of the island,
damaged to the point of being deemed to have no residual value including the fishermen, the shipowners chose to have a P&I
beyond scrap steel. The disposal of the damaged cargo was part correspondent on the spot all this time. This prevented a lot of
of the wreck removal operation. misunderstanding and agony due to the prolonged operation and
was a cost-effective measure.
All claims for loss of cargo were handled by the Tokyo District
Court under the limitation proceedings. Due to difficulty in Total exposure
getting hold of some cargo interests, the cargo claims/limitation The shipowners’ total liability in this matter was just over USD 40
proceedings were protracted but were finally completed after four million.
and a half years.
Wreck removal
The Japanese authorities also ordered the shipowners to remove
the wreck, failing which appropriate measures would be taken
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Fatigue at sea is a problem which needs urgent attention. As mentioned in the 2002 article, it is natural for shipowners,
operating in a very competitive environment, to wish to keep
A serious problem their operating costs to a minimum. Thus many owners will
There continues to be a sharp and detailed focus on seafarer crew their ships with no more than the minimum number of
fatigue. The Centre for Occupational and Health Psychology people required by the Standards of Training, Certification and
at Cardiff University in Wales has recently (November 2006) Watchkeeping Convention (STCW). This is perfectly legal and
published an 87-page report into seafarer fatigue.1 The Nautical they are quite entitled to do so. Understandably, very few owners
Institute is concentrating several of its forthcoming “Alert!” will, voluntarily, place themselves at what they would see as a
bulletins on this issue. Other industry and industry-related commercial disadvantage by employing more crew than they are
organisations, notably the International Transport Workers’ legally obligated to do.
Federation, have carried out studies into this problem. Five
years ago an article in Gard News2 reported on fatigue-related Unfortunately, evidence collected in recent years by many
casualties and pointed out that all sides of the industry were organisations inside and outside the industry in relation to
expressing concern about fatigue in seafarers, especially officers. fatigue-related casualties suggests that the problem remains a
The article said that “there are signs that the fatigue problem serious one. Despite all the attention and publicity the problem
is getting worse, not better.” What – if anything – has changed is not going away. Indeed, with the growth in world trade and
since then and how? consequent expected increase in the number, size and value of
ships, it is a major concern that not only are fatigue-related
Regrettably, the answer seems to be “very little”. If anything, casualties going to be with us for the foreseeable future, but also
increased and increasing commercial pressure within the that they are likely to increase.
shipping industry means that companies and individuals in these
companies are continually required to provide the best possible Bridge Watchkeeping Safety Study
service, in the shortest time available and at the lowest cost In July 2004 the UK’s Marine Accident Investigation Branch
possible. This is not to say that any or all of these objectives are, (MAIB), published a report entitled “Bridge Watchkeeping Safety
by definition, wrong or dangerous. It is, however, undeniable
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Example 1 The vessel was out of service for over 94 days. The bill for the
This is the “classic” case of a sole officer of the watch (OOW) repairs and costs associated therewith came to around EUR 2
falling asleep while on watch. The vessel, a small short-sea million. The amount awarded to or agreed to be payable to the
general cargo trader, entered with Gard for P&I risks, was on a salvors is not yet known. Nor is the amount paid by the P&I
voyage from Iceland to the UK. While passing between the north Club for the oil pollution or for any other third party liabilities,
of Scotland and the Orkney Islands during the early hours of but it is clear that the cost to owners and their various insurers
the morning, a time at which the human body is perhaps most arising from the chief officer’s fatigue and the lack of anyone (or
vulnerable to falling asleep, the OOW did exactly that. As a result, anything) to alert either him or another member of the crew to
the vessel failed to change course and went aground on an the problem was substantial.
island. The vessel sustained substantial damage to her bottom. A
salvage contract, on LOF terms, with SCOPIC incorporated, was In addition, the chief officer was criminally prosecuted by the
signed with a salvage company. The amount of the salvage award Greek authorities for causing oil pollution. He was found guilty
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remains to be established or agreed, as does any cargo claim. and sentenced to 18 months in prison. The sentence was appealed
and suspended. Nevertheless, he too has a criminal record.
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Multiple effects
Serious collisions have multiple effects. Often – too often – crew
or passengers become injured, or even worse, lose their lives.
This may cause individual grievance and sorrow: wives lose their
husbands, children lose their fathers, their financial situation
becomes uncertain.
The cargo carried on board may become damaged, often causing Various publications exist on the subject of proper watch-
serious disruption to commercial relations between seller and keeping and collision avoidance. Nevertheless, the same errors
buyer, which can be more damaging than the pure material loss. and mistakes occur, again, and again. To be fair, one has to make
distinctions when looking at the causes of collisions.
Finally, the shipowner and the insurances behind him can be
seriously affected by a collision. Huge financial losses may result Manning
not only from the cost of possible salvage and repairs, but also One fundamental problem is ships’ manning. Ship managers apply
from the loss of time. for the lowest possible number of crew and flag states are often
too lenient and accept managers’ statements, neglecting the
Causes of collisions requirements for qualification and training of those assigned for
Every period in the history of shipping has had its own main watch-keeping duties. As a result, we have chronically under-
cause of collisions. Before the age of steam, adverse winds and manned ships, especially in the short-sea trade. This in turn
weather and lack of manoeuvrability were the main causes of causes a dilemma for the master, who is required to maintain safe
collisions, combined with poor or no navigational lights. Old navigational watches on board his ship.
“salties”, having sailed on wind-jammers, told that the main
cause at the turn of the last century was underestimation by the How can the master of a ship comply with the necessity of
on-coming steamer of the speed of a sailing ship. During the age posting a lookout during every watch, if the ship’s complement is
of steam, but before the introduction of radar for commercial reduced to the lowest legal limit? How can the master ensure that
shipping, insufficient lookouts as well as lack of uniform collision his and his officers’ maximum working hours under the STCW
prevention rules could be considered the main cause. Once the Convention1 are not strained to their limit, or even exceeded?
radar was introduced, and as ships’ speed increased, improper
radar plotting, wrong evaluation of the radar observations, Long hours
combined with insufficient or complete lack of lookouts, caused Watch-keeping periods of nine hours and longer in coastal waters
collisions. are not uncommon in the short-sea container trade. Surveys have
shown that the attention of the officer of the watch declines
And today, in an age of highly sophisticated electronic rapidly towards the end of a normal watch of four hours.2 So,
navigational aids, where do we look when examining the multi- how can an officer of the watch be vigilant after eight or nine
faceted possible causes of collisions? hours, adding that during the last two hours’ sailing upriver dense
fog prevailed and the officer had to take care of the VHF traffic
More and more flag states take their responsibility to investigate for shore radar guidance? Failure will be guaranteed under such
maritime casualties seriously. Thus we know more about today’s circumstances.
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1 International Convention on Standards of Training, Certification and Watch-keeping for Seafarers, 1978
VHF
When the officer of the watch has not evaluated his own vessel’s
position properly, the position of other ships in the immediate
vicinity can not be properly assessed either, perhaps with the
additional aggravating factor of faulty settings of AIS and other
instruments. If an emergency arises, as a last resort the officer
of the watch often considers communicating by VHF to find
out the other ship’s intentions. Confusion may arise if no clear
language is used and the other ship replies in an ambiguous way.
Valuable time can be lost in the process. The time when the last
The environment on board and the layout of modern bridge
fundamental evasion manoeuvre can be carried out may pass and
arrangements are relevant.
the collision may become inevitable.
Collision Regulations are exactly the same. The trim and draught of the ships may
It is hard to understand why the Collision Regulations6 are still be different, the wind and weather, the speed of both ships
not properly followed. Combined with failure to reduce speed approaching each other, the sea area, the visibility and other
(so not to compromise commercial schedules) and gain time to factors. Consequently, every approaching situation must be taken
assess a situation properly, lack of compliance with the Collision seriously and properly evaluated with all information available
Regulations is one of the most common causes of collisions. from the electronic navigation instruments combined with the
physical assessment of both ships’ position by looking out of the
Disregard of natural elements window.
When navigating a ship, the natural elements are often neglected,
either as a result of “indoor navigation” in enclosed wheelhouses Conclusion – Are collisions unavoidable?
or lack of application of professional seamanship. The impact of Despite the problems mentioned above, and irrespective of ship
the wind on ships in ballast and ships with a high container load size, watch-keeping remains the most important duty on board.
is often underestimated. The sudden occurrence of wind gusts in All other crew members rely upon the officer of the watch and
specific areas is not taken into account. Tidal currents, so different his lookout. They rely upon his attention, vigilance, seamanship,
in all parts of the world, are not sufficiently considered when professionalism and courage as he is responsible for the safety
carrying out a manoeuvre to avoid a collision. In addition, the of life and property on board his ship – and also on board other
ship’s manoeuvrability is overestimated and the assumption that ships. Proper and clear communication by and between everybody
“it may go clear” fails miserably. in charge of the navigation of the vessel and compliance with the
Collision Regulations are also very important factors.
Self-complacency
Finally, self-complacency is a common problem. The belief that It may not be possible to avoid all navigational incidents, but the
because one has successfully taken a certain action before it must frequency of collisions and their often dramatic consequences
work this time as well is a deception. No two collision situations can be reduced if officers of the watch are given the necessary
22 Navigation
2 John Cappelow, Why aircrafts don’t collide, North East Branch of the Nautical Institute seminar “Collisions – Controlling the Chaos”, Newcastle, 11th November 2006.
3 Captain Michael Lloyd FNI, Why ships really collide, SEAWAYS October 2006, p. 10.
4 Svein A. Andersen, “Navigation-related incidents – what the claim figures tell us” Gard seminar “Bridge over troubled waters”, Oslo, March 2006.
5 Captain Michael Lloyd, Why ships really collide, SEAWAYS, October 2006, p. 11.
6 Convention on the International Regulations for Preventing Collisions at Sea, 1972 (COLREGs).
The incident reported below shows how failure to comply with Vessel B contacted port radio when entering the area and was
the Collision Regulations causes collisions that could be avoided. informed that vessel A was the only vessel departing the port.
From that time vessel A was monitored on the AIS. A bit later
The COLREGs vessel B’s course was altered to 334 and the master took over the
The Collision Regulations1 (COLREGs) are basic rules to avoid command from the second officer. At the same time the speed
collisions, which are well known by all officers on merchant was reduced gradually to slow ahead.
vessels. Nevertheless, infringement of one or more of the
apparently easy-to-follow collision rules is the single most The master of vessel B now observed vessel A visually as she
common cause of collisions. came out from the breakwater. When vessel A was about two
miles away, the master of vessel B ordered dead slow ahead and
Following are some of the main rules in the COLREGs: starboard 10.
Rule 2 – Navigation in accordance with good seamanship
Rule 5 – Lookout Vessel B noticed that vessel A was picking up speed about one
Rule 6 – Safe speed mile away, and called her up on the VHF. The master of vessel
Rule 7 – Determination of risk of collision B said that vessel A should alter course to starboard in order to
Rule 8 – Action to avoid collision perform a standard port-to-port passing. The master of vessel A
Rule 9 – Sailing in narrow channels said he would pass ahead of vessel B, probably due to the shallow
Rule 10 – Behaviour of vessels in or near traffic separation area on vessel A’s starboard side, and asked vessel B to stop
schemes the engine and not to alter to starboard. The master of vessel B
Rule 12 – Actions to be taken when approaching other vessels replied that this was impossible, but received no reply.
Rule 13 – Overtaking
Rule 14 – Head-on situations The master of vessel B ordered full astern and hard starboard.
Rule 15 – Crossing situation Vessel A did not notice vessel B before they called him on the
Rule 16 – Action by give-way vessel VHF. The master of vessel A claimed that he could not turn
Rule 17 – Action by stand-on vessel starboard, that he informed the master of B accordingly, and said
that he was picking up speed and would pass ahead of vessel B.
The incident The master of vessel B replied that it was not possible to pass
The following casualty involved two medium-size modern ahead of his vessel. The master of vessel A claimed that he had
container vessels. requested vessel B to stop her engines and turn starboard.
Vessel A departed from her loading port. It was a dark evening The master of vessel A then ordered hard port.
but visibility was good. A pilot was on the bridge, together with
the master, the third officer and the helmsman. After passing the At this time, the collision was unavoidable. Vessel A had a heading
breakwater the pilot disembarked. The vessel had a course of 095, of about 060 and a speed of 13.6 knots when the vessels collided.
with a speed of about 8 knots and increasing. Vessel B had a heading of 340 and a speed of about 8 knots. The
angle of blow was about 80. Both vessels suffered significant
Vessel B was heading towards the area with a course of 353 and damage.
a speed of 13.5 knots. Port authorities were informed about the
vessel’s ETA. The master entered the bridge approximately one The cost of repairs and the loss of income paid by the insurers
hour before arrival. were in excess of USD 5.5 million. The apportionment of liability
23 Navigation
1 Convention on the International Regulations for Preventing Collisions at Sea, 1972 (COLREGs).
Vessel A kept the heading and increased the speed. In order to Lesson learned: following the simple rules of the COLREGs will
avoid collision vessel A should have taken positive action in ample reduce the number of collisions at sea significantly.
time and with due regard to the observance of good seamanship.
Vessel A changed heading only about one minute prior to the
collision, hence not in enough time and not in accordance with
good seamanship.
If vessel A had used its ARPA radar properly, it would have been
evident that crossing ahead of vessel B would increase the risk for
collision.
Hopefully the answer to the above question is yes, but this comes The BT’s responsibility is to ensure a well-functioning Bridge
at a price. Resource Management (BRM). Some of the main objectives of
BRM are:
I have been a Captain for the last 20 years, starting in the Royal – To assist the ship master in managing the vessel’s bridge
Norwegian Navy, later becoming a pilot on the Norwegian coast, team for each voyage so that personnel are rested, trained and
until I decided to change trade and became a cruise vessel prepared to handle any situation.
captain. Over the years I have worked on and managed a lot of – To help the ship master recognise workload demands and other
bridges, some well-functioning and the odd ones not working at risk factors that may affect decisions in setting watch conditions.
all. – To ensure bridge team members are trained and aware of their
responsibilities.
Most readers will certainly know the purpose of a well- – To help bridge team members interact with and support the
functioning bridge team. Hopefully gone are the days when master and/or the pilot.
the Captain – with a capital C – took all the decisions without
discussing with anyone, and not listening to advice from others. Pilot’s responsibilities
On bigger ships the master now has a team around him on board The pilot is on board to assist in navigation and manoeuvring.
to support him in his decisions: the bridge team. The exchange of information between master and pilot does not
shift the responsibility for the safety of the vessel from one to the
Bridge team and its responsibilities other.
There are many combinations of environmental and other factors
for setting different watch conditions, but as a minimum on ships Fatigue
with crews of more than 6-7, the bridge team (BT) consists of the Chapter VIII (Fitness for duty) of the STCW Convention1 sets
master, the officer on watch (OOW) and a sailor as helmsman and limits on the hours of work and minimum rest requirements for
lookout. With several shipping companies, especially within the watchkeepers.
cruise and oil industry, additional crew joins the BT.
25 Navigation
1 International Convention on Standards of Training, Certification and Watch-keeping for Seafarers, 1978.
The next crucial point of contact is when the OOW uses the VHF Typically the following information is to be exchanged between
to report to Vessel Traffic Service (VTS) or pilot station. Most the pilot and master during the approach: ship details; originating
stations are very friendly and helpful, but others do not reply at authority; manoeuvring details; propeller details; main engine
all when ships try to comply with the compulsory rules to report details and equipment defects; berth and tug details; local
the required number of hours before arrival. The OOW has been weather and sea conditions; details of passage plan, including
informed via passage plan that he must get in touch with the pilot navigational hazards, abort points and emergency plans; local
station by a specific time otherwise the ship might be delayed. regulations, including VTS reporting, maximum allowable draft,
If there is no reply he will continue with repeated calls on all etc.; ship’s agent; year built; IMO number; cargo type (IMO codes
possible means, dive back into the publications to double check if dangerous cargo); last port; etc.
the passage plan information and take the focus away from his
main duty – to navigate. This in turn again increases the stress At this stage it is very important that the chemistry between
level. the pilot and the master is good. Otherwise it might lead to
dangerous situations.
Then the pilot boat is approaching. Being a former Norwegian
pilot myself I know how important it is to have optimum The next step is transition of “the conn” from the master to
conditions for the pilot boat when the pilot is boarding. It can the pilot. I have met pilots coming on the bridge and, without
look very calm down there from the bridge wing, but being in the acknowledging anyone, giving the helmsman orders based on the
pilot boat is a different story. Very often the pilot boat master ship’s heading when he left the pilot boat, not realising we were
has a specific heading he wants us to steer. Coming into the UK on the correct heading for the approach. After the exchange of
is a pleasure: they are always very polite using phrases such as information summarised above I always clearly inform my bridge
“Please, Sir” and “Captain”. Others merely observe the formalities team with the phrase “Pilot has the conn” and in turn my OOW
and make you feel ill-at-ease. This is not a good start as you are and helmsman acknowledge the information: the closed loop.
waiting for a person from that particular pilot boat to come up on
the bridge expecting him/her to be a part of the bridge team. The “closed loop” is a communication protocol where information
is given, repeated by the receiver and normally confirmed by
26 Navigation
Eventually the pilot is on the bridge. How the master and the the issuer. This is the only way one can be sure an order is being
pilot meet and greet each other is the key to how the rest of the followed and is a vital part of the bridge team management.
passage will be. The pilot has (maybe) done this passage hundreds Having observed this from all sides, it is obvious to me that you
27 Navigation
This circular is based on a recent letter received from The sailing through the Great Belt or The Sound follow IMO’s
Danish Maritime authorities highlighting the increased number recommendation on navigation through the entrance of the
of navigational accidents in Danish waters, and Gard’s own Baltic Sea.
experience with similar accidents in the same area.
Denmark has also launched a procedure whereby all vessels
As members and clients are aware, IMO resolution MSC.138 entering Danish waters without ordering a pilot in accordance
(76) provides recommendations on navigation through the with the IMO recommendation will be contacted in order to draw
entrances to the Baltic Sea, namely the Great Belt (Route T) their attention to the recommendations on the use of pilots.
and The Sound. The recommendations include the use of pilots When a ship does not comply, the master will be informed that
for certain types of ships in high traffic density waters. The Denmark finds it inconsistent with safe navigation practices and
purpose of IMO resolution MSC 138(76) was to provide those procedures to neglect an IMO recommendation. These ships will
responsible for the operation of ships with recommendations on be reported to the maritime authority in the ship’s flag state.
safe navigation through the entrances of the Baltic Sea with the
objectives to ensure safety, prevent human injury or loss of life, The following documents are available at www.gard.no under
and to avoid damage to the environment, in particular the marine News in the Loss Prevention section:
environment, and to ships and their cargoes. · The Danish Maritime Authority Letter.
· IMO resolution MSC.138(76)
In a letter to the International Group of P&I Clubs, the Danish · Intertanko model charterparty clauses in recognition and
Maritime Authority has drawn the shipping industry’s attention support of IMO res MSC 138(76).
to IMO resolution MSC.138 (76) and indicating that a number
of ships are disregarding the recommendations. According to a General information on Pilotage in the Baltic can be found at the
safety study conducted by the Danish Maritime Authority, during Baltic Pilotage Authorities Commission website at: http://www.
the period from 1st January 2002 to 30th June 2005 alone, 22 balticpilotage.com and http://www.pilotage.dk
ships grounded in the Great Belt and none of these ships had a
pilot on board at the time. Vessels to which the IMO recommendations do not apply are
advised to navigate with extra caution through the entrances to
The Danish Maritime Authority letter illustrates and emphasises the Baltic Sea, i.e. the Great Belt (Route T) and The Sound. A guide
28 Navigation
that it is highly recommended to utilise the expertise and to navigation in Danish waters can be found at: http://www.frv.
local knowledge of pilots, and that as a minimum, vessels dk/en/ifm/navigation/navigation_ntdw.htm
Members are also advised that any salvage operations in this area
can be very expensive and time consuming due to the limited
availability of equipment.
It has been reported that the drought conditions are so far not
affecting other rivers in the area. However, we would like to
emphasise the generally high level of attention required when
trading in rivers and river delta areas.
The United Kingdom Maritime and Coastguard Agency Marine when it does arise. During passage planning depth contours and
Guidance Note No. 199 (M) contains advice on the causes of channel dimensions should be examined to identify areas where
hydrodynamic interaction between ships and the measures that interaction may be experienced. The United Kingdom Maritime
can be taken to reduce its effect. and Coastguard Agency has issued the extremely helpful Marine
Guidance Note No. 199 (M), which provides advice on the causes
When two ships operate in close proximity, like for instance when of hydrodynamic interaction and the measures that can be taken
performing ship-to-ship re-fuelling, cargo transfer between to reduce its effect. Gard recommends that owners bring the
moving ships, or when harbour tugs assist ships in port, they contents of Marine Guidance Note No. 199 (M) to the attention of
will be attracted to each other and consequently collision might their navigators. The full text of the note is available from https://
happen. Hydrodynamic interaction between ships continues to be mcanet.mcga.gov.uk/public/c4/mld/section03/MGN199.pdf.
a major contributory factor in marine casualties and hazardous
incidents. An awareness of the nature of the pressure fields
round a vessel moving through the water and an appreciation of
the effect of speed and the importance of rudder action should
enable a vessel handler to foresee the possibility of an interaction
situation arising and to be in a better position to deal with it
29 Navigation
Navigation in ice
– A considerable amount of information on ice conditions and
navigation in ice is available on the Internet. For example:
31 Navigation
Analysis of the collision cases shows that the vessels involved are This circular has been produced with the valuable assistance
very often blamed for not complying with the applicable rules; of former Hull Claims Manager, Captain John Hammarén in
The International Regulations for Preventing Collisions at Sea, Finland.
1972 (COLREGS 72), and the Finnish/Swedish “Rules for Winter
Navigation”.
For further details about the “Rules for Winter Navigation” please
see the Finnish Maritime Authority’s home page at http://www.
fma.fi/e/functions/icebreaking/
32 Navigation
- Finnish Institute of Marine Research ice service (www. It is worth noting that ice-breakers will not assist in towage
merentutkimuslaitos.fi) provide daily ice reports in Finnish, operations if another tug is already engaged. Where a vessel,
Swedish and English, ice charts, the Baltic Sea ice code, and ice incapable of manoeuvring out of the ice by its own power, needs
forecasts. to go to a repair yard, owners would first need to contract the
· Finnish Maritime Administration (www.fma.fi) provides ice-breaking operation and then meet up with a commercial tug
information on ice breaking and restrictions to navigation. in ice-free waters.
· Swedish Meteorological and Hydrological Institute (www.
smhi.se) provides information on ice charts, ice reports, fairway Recommendations
information and ice forecasts. · All efforts should be made to ensure that current up to date
· Swedish Maritime Administration (www.sjofartsverket.se) ice conditions are made available to all vessels transiting the
provides information on ice breaking. northern Baltic Sea. In addition, companies should ensure they
· In addition, Oy Gard Services (Baltic) AB, Helsinki and Gard are properly informed on the specifics of ice breaking assistance
Services Sweden AB, Gothenburg receives the latest Baltic Sea including the Nordic Agreement for the territorial waters of all
ice charts. They can provide up to date navigational information, countries that the vessel will transit through.
restrictions on navigation, ice breaker positions and reporting · Shipowners, ship managers and charterers should make every
points for those vessels bound for Finnish ports and requiring effort to ensure that vessels trading in the Baltic have the proper
icebreaker assistance. The contact details for Oy Gard Services ice class as required by the appropriate authorities. Although
(Baltic) AB, Helsinki are: tel. + 358 9 6188 380, fax. +358 9 6121 000. operating in some of the trading areas affected by this ice problem,
· Capt. Y.Nazarovs of Pandi Services East has provided information does not represent a breach of trading warranties, owners may
on restrictions in St. Petersburg, Russia. St. Petersburg’s Harbour not be covered by insurance as this is an expected and foreseeable
Master’s order No.1, dated 5th January 2003, states that as of risk. The consensus in Sweden is that entering these waters
13th January 2003, ice navigation is not permitted in the port of without sufficient ice-class (as defined by the Swedish Icebreaking
St. Petersburg for the following types of vessels: Authority), constitutes a breach of the safety regulations. If you
– all ships with ice class less than Ëó-3 of the Russian Maritime have any questions or doubts concerning insurance cover, please
Register of Shipping classification or corresponding ice class by contact your relevant underwriter or Club.
other Classification Societies (LR – 1B, GL – E2, E2K or E2m, BV – · For vessels transiting through Finnish waters inbound or outbound
Glace 11, DnV – Ice B or Ice 1B, ABS – BO – 1B); and to Russian ports in the Baltic Sea, please note that the ice class
– all ships with main engines power 3500 h.p. and less. requirements differ between Finnish and Russian authorities.
For example, vessels meeting the requirements inbound to or
In certain cases, special ice pilotage can be arranged with express outbound from St. Petersburg may not meet the requirements of
the permission of the Harbour Master. the Finnish authorities, should the vessel be trapped in Finnish
waters. In instances, the vessel would be subject to the multi-state
Nordic Agreement on ice breaking assistance for the Baltic Sea agreement mentioned above.
A Nordic Agreement exists between Finland, Denmark, Norway, · Ice breaking assistance will be available not only in an
Sweden and Germany to co-ordinate their efforts to assist ships emergency, but also if required by ships. The following
traffic and keep the vessels moving during winter. However, this instructions are currently in force:
agreement does not set out in detail how and when assistance – ships requiring icebreaker assistance in the Gulf of Finland, on
should be provided. The Swedish ice-breaking operation is their way to a Finnish port, shall report to Helsinki VTS on channel
governed by law, including their tariffs, and similar arrangements 67 when passing the Hanko longitude.
33 Navigation
may apply in other countries. – Vessels destined for harbours in the Sea of Bothnia and the Bay of
Bothnia are requested to report name, nationality, destination and speed
The ice-breaking operation will assist any vessel in an emergency to VTS Stockholm on VHF channel 84, via coastal radio or telephone
situation. However, a vessel without sufficient ice-class, direct +46 8 666 66 22 when passing the light house Svenska Björn.
© Gard AS, April 2010
Anchoring
Getting into a safe haven or into a potential disaster?
Gard News 177, February/April 2005
Over the years Gard has seen incidents where serious casualties The vessel had eight shackles of chain (approximately 220 m)
have resulted from anchoring problems. Many of these incidents in the water. The master estimated turning radius of about two
have been caused as a result of inadequate manning and/or cables.
improper watch arrangements on the bridge and/or in the engine
room. This article describes some incidents related to anchoring The vessel was moored on a heading of 150 degrees and, in the
and discusses lessons learned from them. Often such incidents master’s estimation, outside the 20 m contour line should she
have resulted in subsequent grounding. swing right round. The vessel’s echo sounder transponder was
situated in the bow of the vessel and when she initially anchored
Being on the high seas, with lots of leeward space to land is it was observed that there were 33 m of water indicated under
every master’s delight. With a firm hand on the wheel and an the keel.
alert lookout, combined with well-run machinery, he can have
a comfortable rest without being awaken by unfamiliar vessel The pilot assured the master that the vessel was on good holding
movements. ground and that the loaded draft would be 11.8 m. The master
was satisfied that the ship was anchored in a good position. On
Lying at anchor, on the other hand, may cause any master a fitful the final day of loading (four days later), the wind had shifted to
sleep. the west and the vessel was now on a heading of 289 degrees.
The master’s intention was that the ship should arrive at its
Any small boat skipper knows his boat by the signals he gets discharge location with an even keel. Therefore, the plan was to
through his various senses, and he senses immediately when complete loading with a trim by the stern of 45 cm. In order to
something is amiss. Larger vessels give the same signals, but they achieve this, it was agreed that the last 700 tonnes of cargo were
become more distorted and are not so easily recognisable. Hence, to be used for trimming purposes.
a more rational and meticulous approach is required to safeguard
the operation of the vessel. At 1520 hrs the feeder vessel gave notice to commence loading
the remaining 700 tonnes. At 1540 hrs, the chief officer of the
The experienced small boat skipper will know immediately when vessel boarded the feeder vessel and noted the draft of his vessel
his vessel is about to drag anchor, thus enabling him to counter was 11.12 m forward and 10.52 m aft. The trim at the head
the effects before becoming adrift. On a larger vessel such surprised him. He was concerned that they were not able to attain
operation takes time, hence an alert watch, which can prepare for the 45 cm stern trim. He checked his calculations and in addition
contingencies in case of a shift in weather or other conditions, he requested that the ballast tanks be sounded since he believed
is a must. It is therefore of utmost importance to pick your that the ship should not have had a head trim at the time. At
anchoring spot carefully, taking into consideration prevailing 1600 hrs the first officer notified the master of his concern.
winds and currents, nature of anchoring surface, the topography
both ashore and underwater, the duration of stay, the density At 1615 hrs the aft draft was checked again. It remained at 10.52
and proximity of traffic, restraints that may be imposed by the m despite continuous loading into No. 7 hold. They then realised
state of the engines and anchoring equipment. The importance the vessel was aground and loading was suspended at 1620 hrs.
of maintaining the anchoring gear in good condition can not be The ship’s heading remained steady at 289 degrees. At 1800 hrs
over-stressed. The condition of the gear must be carefully checked the steering gear was extensively damaged with the rudderstock
prior to anchoring. There is no point in a good holding ground, protruding approximately 20 cm above the steering flat.
if the anchor brake lining is worn and only able to function at a
fraction of the design holding power, or if the additional chain The following causes contributed to this incident:– When the
stoppers are not in proper shape and fit for use. wind veered, the anchor position changed from being in the lee
of the land to being on the windward side of the land, a most
Two incidents are described below, from which important lessons unfortunate position to be anchored in. At that point in time it
can be learned. would have been prudent to change anchor position towards the
other shore.
Incident 1 – Eight shackles of chain for 33 m anchoring depth was
Having arrived at port to load, a strong east to south-easterly somewhat excessive. The recommended ratio is three to four
wind prevented the vessel from commencing cargo operations times the depth depending on depth and holding ground.
via feeder vessels. On the following morning, the master received – Neither the vessel nor the pilot had the proper charts with the
orders from his agents to proceed, with pilot embarked, to a more required contour details of the location where the vessel was
protected location to commence cargo operations. However, finally anchored.
British Admiralty Charts of the area were not particularly detailed. – The vessel’s crew made incorrect assumptions as to the
34 Navigation
The pilot had only a photocopy of a larger scale local chart. consequences to the ship if she swung about. The crew should
have taken continuous soundings at the location they were
At around 1600 hrs the port anchor of the vessel was dropped anchored since limited information was available.
approximately on the 50 m contour line on the photocopy map.
© Gard AS, April 2010
– The ship’s crew were over-confident of the pilot’s assessment as should always be a qualified individual on the bridge, someone
to the water depth of where the ship was anchored. This should who can initiate necessary action when needed. If the anchor
have led them to be more diligent. position is exposed, do not hesitate to keep the engine room on
standby. An ordinary start-up routine takes at least half an hour
Incident 2 and this is time you do not have in an emergency situation.
The ship approached the loading port and was directed by the – If the weather is deteriorating it is often much easier to leave
harbour master to a nearby anchorage. The master was asked your anchoring position in good time instead of staying there
whether he would like the assistance of a pilot. The master until you are forced to leave, which may be too late.
politely rejected the offer and proceeded to the anchoring
position. Important factors and loss prevention
Experience from accidents during anchoring shows that a lack
The vessel anchored in a position 7.5 cables (approximately of focus on the basics of anchoring is often the root cause of
1,400 m) from the shoreline, which was a sandy beach. The echo these accidents. The following key factors should be considered
sounder indicated the depth of the water to be 31 m and the carefully, and their importance and consequences must be
master ordered five shackles (approximately 140 m) on deck. communicated to the ship’s crew:
The wind was a light breeze from south-west and everything – Bottom conditions and depth of water versus length of anchor
looked rather smooth. The master rang finished with engines. A chain.
combination anchor watch and fire guard was established on the – The importance of detailed maps and local knowledge.
bridge. – How to handle inaccurate or lack of information.
– Positioning aids: use, precision and errors.
Initially the vessel was supposed to start loadingthe next day, – Change in prevailing conditions: wind, currents, tides, draft,
but loading was delayed due to problems at the terminal. In the traffic density.
meantime the weather forecast was indicating stronger winds – The point of no return off the lee shore.
from north-west. The harbour master also informed the ships at
anchor that strong winds were expected. History shows that humans underestimate the potential
consequences of developing situations. Accident studies
During the early hours of the next day the wind force increased demonstrate that signals and indications of something wrong
rapidly. The anchor watch, who was alternating between the happening are constantly ignored by watch-keepers. It is
bridge and fire guard duty, registered the increase in wind but did important to impress on a ship’s complement that recognising
not react. After another 15 minutes, as he arrived on the bridge and appreciating such signals and indications is the first step
he realised the ship was not in the position it was supposed towards avoiding a casualty. It is also important to have in place
to be. He contacted the chief mate who arrived on the bridge a system which identifies and provides necessary training on an
some minutes later. He realised immediately the seriousness of ongoing basis.
the situation and contacted the engineer on duty and ordered
an emergency start of the main engine. The first mate was sent
on deck in order to let go of the other anchor. The wind was
continuing to increase and the shore line approached rapidly. The
second anchor was dropped but the ship did not stop drifting. By
the time the engine was started, the ship was stranded.
The ensuing refloating operation was very expensive and the loss
of time and repairs to the ship were even more expensive.
In a recent case, the vessel had an engine failure and the Lloyd’s Open Form (LOF) is also a matter of consideration. As a
chief engineer reported a repair time of 15 hours. The incident rule, most cases of external assistance are settled at an early
happened in good weather and far away from the shoreline – stage on a fixed-cost basis. However, if the situation is allowed
there was no immediate danger. The chief engineer’s solution was to develop and the vessel drifts beyond the point of no return, a
accepted without further questions from the master because it LOF may be the only possible way out of the situation. Early and
fitted well with his own perception of the situation. When the correct assessment of the situation is therefore very important.
estimated repair time had elapsed, the engine had still not been
repaired and the wind was increasing. A new estimate from the Summary
chief engineer indicated a further 8 hours of repair time, which 1. Establish worst-case scenario.
again was accepted by the master. Again the repair time elapsed, 2. Inform shipowner and other relevant authorities.
and again the engine was not repaired. The chief engineer was 3. Locate available external resources.
still optimistic, and gave a new indication of a further 6 to 8 4. Establish the latest point for requiring assistance.
hours of repair time. The ship had now drifted closer to the 5. Maintain close communication with assisting parties.
shoreline, the weather was getting worse and a rough calculation
indicated that the ship would ground in about 10 to 15 hours
if the engine was not repaired. The master started to look for
potential external assistance. It turned out that there were no
vessels or tugs available in the area that could possibly reach the
vessel in time. To cut a long story short, the engine was never
repaired, the vessel grounded and became a total loss. Luckily,
36 Navigation
Gard News looks at some aspects of the relationship between related to the cargo that the ship is carrying. In some countries the
pilots and seafarers. master’s experience is assessed, after a number of pilot-assisted
port calls the master may be approved for entry without pilot.
Areas of risk There can also be other reasons related to, for instance, military
“Despite the pilot’s duties and responsibilities, his presence on installations in the area. It is also important to note that pilot
board does not exempt the Master and the OOW from their duties requirements are at each individual country’s discretion. Rules may
and responsibilities for the ship’s safety.” This is quoted from the and will therefore vary from country to country.
IMO Code of Nautical Procedures and Practices, and should be
well known to seafarers. It is, however, a fact that a large portion So in situations where the navigational risk exceeds a given
of navigation-related accidents occurs when a pilot is on board. limit, national authorities respond by sending a pilot on board.
The reason for this is obvious: the pilot is sent on board because This is where the challenges start: to a large extent bridge team
the national authorities consider the area an increased risk, and in management training focuses on co-operation among the bridge
increased risk situations there will always be accidents. However, team and less emphasis is placed on situations where “outsiders”
it is Gard’s clear understanding that pilots prevent far more are introduced. Bridge manuals refer to “pilot to pilot navigation”
accidents than they cause, but the picture is complex, and there is and little or nothing is said about how to act when the pilot has
reason to study this in more detail. embarked. In short, the pilot is expected to deliver the service
he is paid to deliver and limited consideration is given to his
Navigation-related accidents are traditionally split into three co-operation with the bridge team. For that reason in many
main groups: collisions, groundings and contact damage (typically situations one does not achieve the desired increased level of
collisions with piers, etc.). Despite more advanced technology, the safety; on the contrary, the responsibility for navigation is simply
implementation of STCW 95 and a strong focus on the human transferred from one person to another.
element as well as fatigue, the expected decline in number of
accidents per year has not taken place. In addition, the tendency Communication
is that accidents are more severe and more expensive than ever In accidents where a pilot is involved there is one factor that
before. is frequently present: limited or no communication between
the master and the pilot. There may be language problems and
As indicated above, a pilot is sent on board because the national misunderstandings, unclear instructions to the bridge personnel
37 Navigation
authorities have assessed that there is an increased risk in the area. about how to monitor the pilot’s actions and the bridge personnel
This risk can be related to navigational hazards, geographical areas may be over-confident about the pilot’s abilities. In some
that are vulnerable to pollution, there can be special regulations situations the pilot may not be familiar with the particular design
The forward tug approached while the vessel was only 50 metres The vessel was moored on a heading of 150° and, in the Master’s
from the berth. Furthermore, before the line could be made fast estimation, outside the 20 m contour line should she swing right
on the vessel, the tug started pulling on the line, thereby the round. The vessel’s echo sounder transponder is situated in the
entire line was run out and was no assistance to the vessel. The bow of the vessel and when she initially anchored it was observed
two remaining tugs were of no assistance at all. that there were 33 m of water indicated under the keel.
The pilot assured the Master that the vessel was on good holding
ground and that the loaded draft would be 11.8 m. The Master
was satisfied that the ship was anchored in a good position.
On the final day of loading (four days later), the wind had shifted
to the west and the vessel was now on a heading of 289° . The
Master’s intention was that the ship should arrive at its discharge
location with an even keel. Therefore, the intention was to
complete loading with a trim by the stern of 45 cm. In order to
achieve this, it was agreed that the last 700 tonnes of cargo were
to be used for trimming purposes.
39 Navigation
At 16.15 hrs the aft draft was checked again. It remained at 10.52 The pilot assured the Master that it was safe to sail at night. The
m despite continuous loading into no. 7 hold. They then realised Master then suggested that they take a route where the channel
the vessel was aground and loading was suspended at 1620 hrs. was wider. However, the pilot preferred and recommended
The ship’s heading remained steady at 289° . At 1800 hrs the another passage. This passage was recommended for day
steering gear was extensively damaged with the rudderstock passage only and required a number of sharp turns to navigate.
protruding approximately 20 cm above the steering flat. However, due to commercial pressure, night passage for the route
suggested by the pilot was allowed.
The following causes contributed to this incident:
The Master and pilot exchanged more information about the
(1) When the wind veered, the anchor position changed from vessel and then the Master ordered the engines to be prepared for
being in the lee of the land to being in the lovart side of the land, departure. At 2100 hrs the crew was called to their manoeuvring
a most unfortunate position to be anchored in. At that point stations and began unmooring. At 2137 hrs full manoeuvring
in time it would have been prudent to change anchor position speed was ordered and executed.
41 Navigation
OOW returned to the conning position and ensured the helmsman a situational awareness of all activities of the pilot. Although
promptly executed the pilot’s orders. the pilot is most knowledgeable about local waters, it is the
responsibility of the Master/OOW to verify position through
(3) If the pilot is to command tugs and/or personnel at a berth in (8) The OOW should not only be diligent with regard to his duties
a language that is foreign to the crew, the Master must demand to ensure the pilot’s orders are properly followed but also to
that the pilot communicates with the Master and/or OOW in a monitor the pilot’s activities. If the OOW has concerns regarding
common language the pilot’s activities, he should contact the Master immediately.
(4) When the piloted voyage is taking the vessel through narrow (9) The vessel should have clear procedures and instructions to
waters, you should mark “wheel-over” points either on the chart Master’s and OOWs on what to do with a pilot onboard. These
or at the radar screen in order to know when you are reaching should be included as part of the ships safety management
“points of no return”. This helps to allow the pilot, Master, and/or system (SMS).
OOW to keep a better situational awareness.
(10) BRM is an important activity to ensure safety. Any
(5) The ship’s crew is normally the most knowledgeable regarding BRM training should include how to handle the change in
the manoeuvring capabilities of the ship. Detailed descriptions of communication, command, and control when a pilot takes over
the ship’s manoeuvring characteristics should be communicated navigation of the ship.
during the voyage planning stage. In addition, the Master and/
or OOW should communicate manoeuvring capabilities during
the voyage, as necessary. The Master and OOW should never feel
hesitant to discuss these matters with the pilot if they feel it
necessary to do so.
43 Navigation
calls the master, who enters the bridge after a couple of minutes. interfering in his efforts to manoeuvre the ship safely alongside
He consults the radar and although it is many years since the because he ordered full astern!
last time he was in this harbour, he feels somewhat uneasy with
The graph shows that 3 per cent (in number) of all P&I claims in The graph shows that equipment failure accounts for 20 per cent
the period 1992 to 2002 were related to collisions. of all collisions and that human error accounts for 68 per cent.
46 Navigation
Conclusion
Investigations of recent cases suggest that despite improvements
in technology and of training through various STCW conventions,
ISM, etc., a majority of collisions continue to occur due to a
failure of the bridge team in following simple principles of bridge
Collision Regulations1 disregarded watch-keeping and violations of the Collision Regulations. The
A recent international survey2 was carried out with 452 key to a safe and efficient ship is a well-trained crew, teamwork
respondents representing a good cross-section of sea staff, and resource management. Most shipowners are taking steps to
training staff and examiners from 31 countries to discover the enhance bridge procedures by ensuring their officers and crew
norms, problems and influences which affect decisions on the receive on-going training in the operation of their vessels as well
bridge. Respondents were invited to give their opinion on a as other industry platforms such as Teamwork & Bridge Resource
number of questions. One of the questions was the respondent’s Management courses. Training is a proactive approach to safety.
opinion on reasons of manoeuvres contrary to the Collision It requires the identification, analysis and mitigation of hazards
Regulations. The replies are summarised in the table below. before they can affect the safe operation of the vessel. In the years
to come, maritime technology development will require a blending
According to the late Captain François Baillod, the initiator of advanced computing and simulation-based technology,
of the UK Marine Accident Reporting Scheme (MARS), 74 per concepts of dynamic analysis, of risk and reliability and of human
cent of reported incidents related to uncertainty, violations and capabilities and behaviour.
disregard for the Collision Regulations. As can be noted from the
table below, answers from the 452 respondents confirm current
suspicions engendered by MARS and other sources that the 1 International Regulations for Preventing Collisions at Sea 1972 (as amended).
2 Survey carried out by Captain Roger Syms, of The Nautical Institute.
Collision Regulations are often misunderstood, misinterpreted or 3 Standards of training, certification and watch-keeping for seafarers.
just plain ignored and disregarded on frequent occasions. Despite
Amendments to the Collision Regulations will enter into force on and avoid impeding their navigation and also that a WIG craft
29th November 2003. operating on the water surface shall comply with the Rules as for
a power-driven vessel;
The Convention on the International Regulations for Preventing – Rule 23 (Power-driven vessels underway) will include a
Collisions at Sea, 1972 (the Collision Regulations, or COLREGs) requirement that WIG craft shall, in addition to the lights
was adopted in 1972 and entered into force in 1977. prescribed in paragraph 23 (a) of the Rule, exhibit a high-intensity
Amendments introduced in 1981, 1987, 1989 and 1993 are all-round flashing red light when taking off, landing and in-flight
already in force. The convention was last amended in November near the surface;
2001. These latest amendments, which will enter into force on – Rule 31 (Seaplanes) will include a provision for WIG craft;
29th November 2003, are the following: – Rules 33 and 35 (Equipment for sound signals and sound
– Rule 3 (General definitions) will include the definition of wing- signals in restricted visibility) will cater for small vessels;
in-ground (WIG) craft; – Annex I (Positioning and technical details of lights and shapes)
– Rule 8 (a) (Action to avoid collision) will make it clear that any will be amended with respect to high-speed craft (relating to the
action to avoid collision should be taken in accordance with the vertical separation of masthead lights); and Annex III (Technical
relevant rules in the COLREGs and to link Rule 8 with the other details of sound signal appliances) will be amended with respect
steering and sailing rules; to whistles and bell or gong to cater for small vessels.
47 Navigation
that she rolled over to rest port side down on the seabed
people on board TRICOLOR were rescued without any injuries
at a depth of about 34 metres, about the same depth as
other than the obviously horrific experience of suddenly finding
her breadth.
oneself in utter danger by being forced to escape into the cold
sea on a dark December night.
© Gard AS, April 2010
A further concern was the fact that the position of the sunken Clean-up
vessel did constitute a severe danger to navigation in one of the Clean-up operations at sea and on the beaches were initiated as
world’s busiest shipping lanes. Smit Salvage, who happened to the oil started to emerge at different locations in nearby waters
have vessels in the vicinity, were contracted in the early hours and beaches. Extensive sampling analysis later established to
of 14th December 2002 to start preparing for the oil removal a certain extent what portion of the oil had originated from
immediately. They were also instructed to guard TRICOLOR TRICOLOR and what had not. It is clear that part of the pollution
temporarily, with special regard to traffic in the vicinity and originated from unidentified sources and some from the tanker
any possible escape of oil. The ERT also co-ordinated with the VICKY, which collided with the wreck on 1st January 2003. Some
French authorities to have the position properly marked and issue oil pollution in the area was also thought to be oil that had
navigational warnings. In spite of that, the wreck was actually drifted from the tanker PRESTIGE, which had sunk earlier off the
hit by other vessels on two occasions. Wilh.Wilhelmsen and Gard coast of Spain.
then contracted two especially dedicated guard ships to protect
and secure the position of TRICOLOR. This proved to be a wise There was further speculation that some passing vessels may
precautionary measure as later there were several near-collisions have taken advantage of the situation and discharged some of
that were averted by the interception of the guard vessels. their slop in the vicinity of the wreck, but this has never been
proven to be true.
The actual pumping of the oil from the hull started on 23rd
December 2002 and was conducted under very difficult Media management
conditions due to strong tides and winter weather. The oil Another task for Wilh. Wilhelmsen to deal with was the
removal operation was finished on 22nd February 2003. Out media attention that a spectacular case like this attracts. The
of a total of 2,155 cbm of bunkers, 1,455 cbm had then been information department is a vital part of the ERT and they had
recovered and it was estimated that about 100 cbm remained their hands full responding to calls and requests from media
inside as clingage in the tanks. It was also estimated that about from the very beginning. Wilh. Wilhelmsen consider it vital to be
50 cbm were trapped in slots from where pumping was not transparent and open on facts and appreciate that good co-
possible. Sixty cbm remained in inaccessible settling tanks in the operation with the media is an important way of communicating
engine room. The integrity of these tanks was, however, not in with the general public. As the case developed throughout the
danger. winter and spring of 2003, Wilh. Wilhelmsen, in co-operation with
Gard P&I, London Offshore Consultants and later SMIT Salvage,
Unfortunately, the calculations showed that about 490 cbm of arranged press meetings in Rotterdam, Antwerp, London and
heavy fuel oil were unaccounted for and thus might have escaped Dunkirk. In France, the press meetings were co-ordinated with
to sea. Out of these 490 cbm, it is thought that about 210 cbm and included the French authorities.
escaped during one unfortunate incident when a valve broke due
49 Navigation
Claims
Concluding the wreck removal operation was of course a great
50 Navigation
relief to all involved, but this was, however, only one milestone in
a long journey to deal with all the issues arising in the aftermath
of a major disaster like this. There are still a variety of legal
During the last ten years the Association has registered about What is considered safe speed for the vessel to steer and
30 claims per year resulting from wash damage. Vessels are manoeuvre can, under certain circumstances, be found excessive
frequently involved in cases described as “wash damage” when when looking at the consequences vis-à-vis the other vessels. It
they are sailing in rivers and other narrow waters. The allegation will be up to the master of the vessel to prove that he proceeded
is that a vessel proceeded at too high speed and that the with safe speed under the present circumstances and without
displacement of water caused the waves to rise and fall which the risk of causing damage to other vessels or property in the
had the effect of causing other vessels started to move alongside area. A surge effect between the vessels could also easily happen
the quay. If the effect is too strong or a vessel not properly when vessels are passing in narrow waters. One of the vessels,
moored or if the mooring facilities ashore not sufficiently strong, usually the smallest, could be pushed away by the bow-wave and
the mooring lines will break or bollards may be pulled out of their afterwards sucked against the hull of the other vessels, or the
bases. Damage may also be caused to fenders and to the quays other vessels could lose steering and collide with a third vessel or
when the vessel is pressed against the quay or dolphins. run aground.
Gangways connected to the vessel can easily be damaged or When passing in waters where other vessels could be exposed
pushed against loading or discharging equipment ashore which, to the wave effect it is always of importance to notice whether
as a consequence, also may sustain damage. In a situation where the vessels alongside are moving and whether their mooring
a tanker connected to loading or discharging hoses or chicksan lines were properly attended to or slack. It is also important to
arms is affected by wash from a passing vessel, the loading arms record the speed of one’s own vessel, as well as the time and
may be pulled out of position and break. The consequences could approximate distance to the object if something unusual is
be a claim for several hundred thousand dollars of damage to the observed or notice of damage received from other vessels. The
shore installation plus a claim for million of dollars for pollution wave effect of one’s own vessel could also be influenced by other
caused by the broken hoses. vessels passing or one’s own vessel could be held liable for wash
caused by another vessel.
High speed vessels like liners and deep draft vessels are often
involved in wash or surge-damage claims. When a vessel is When our local correspondents are called in to assist they will ask
proceeding with high speed, serious wave effects could cause for log extracts, speed and course recorder tapes, report from the
damage even if the vessel is relatively far from the vessels moored vessel and other information which may be of help to reconstruct
alongside or other objects ashore which could be damaged. the sailing at the time of the alleged incident. They will also try
Damage could be caused even if the vessel is proceeding with a to interview the pilot and get all possible information from local
speed less than the prescribed limit within the river or port area. authorities who may have taped VHF Communications and radar
There are many factors which may affect the creation of waves or observations. When there is an allegation of damage caused
the extent of damage caused. There is often an allegation that the to a vessel it may also be of importance to find out whether
vessel causing the damage passed too close to the other vessel other vessels in the area did experience any problems during the
51 Navigation
or vessels moored alongside. If the river is narrow and the vessel passage of the suspect vessel.
deep drafted the effect of the displaced water will increase.
The situation arose when a Client’s vessel (the first vessel) was Records had to be made available regarding every decision,
tied up, port side alongside, undertaking cargo operations. Two of strategic and operational, which had the slightest connection
the crane jibs were protruding outside on the seaboard side, well with the decision to repair the crane or run the vessel without
lit and marked. The stevedores and crew were having a meal break the crane temporarily, the company’s scrapping policy, the use
when another vessel (the second vessel) approached in order to of redundant cranes after scrapping of other vessels in the fleet,
dock starboard side alongside behind the stern of the first vessel. chartering of substitute tonnage. Decisions taken on various
However, something went terribly wrong and the well-planned levels in the organisation over a span of several years, or actions
manoeuvre ended up in total disaster. The approaching vessel hit taken on a detailed operational area throughout the handling
the two jibs of the first vessel’s crane in succession, leaving one of of the claim, had to be documented through memos, minutes
the cranes inoperative and the other in need of immediate repairs. of meetings, etc. Because the decisions and actions in question
were of the sort that are traditionally taken rather informally in
The two vessels endured the inescapable after-effects of a shipping companies, it became quite difficult to document them.
major claim: surveyors and lawyers attended, statements and
reports were to be prepared. Exchange of securities, choice of Thus, the requests meant a lot of time and effort had to be
law and jurisdiction occupied the claims handlers on both sides. spent to search for documents or interview people in order to
Investigations into possible repair solutions were carried out. recapitulate the relevant facts.
Eventually, owners of the first vessel and their insurers elected
to have the repairs carried out abroad. The decision was based This incident shows that, even in what appears to be the most
on past experience and local knowledge. Hence, the crane most straightforward of cases, it is of paramount importance to be
badly damaged was shipped for repairs. The vessel continued able to document one’s actions and decisions and to keep records
trading, but without the original crane capacity. Once the crane accessible.
was completed the vessel was deviated for refitting and rigging.
Eventually the vessel was back in trade in the same condition as
she was before the incident took place.
A simple matter to most, repairs are carried out and paid, and
the “wrongdoer” indemnifies the innocent party for the loss and
damage. But not so simple!
liability of the other vessel, a lengthy debate took place about the
decision taken regarding repairs and the reasonableness of the
actions. In spite of various joint surveys throughout the repair
process, further documentation was requested.
The pilot was on board and the vessel was outbound in a narrow
river. Everything was normal until the vessel had a problem
with the fuel supply for the auxiliary engines which resulted in
a blackout and again shutdown of the main engine and loss of
all power (all three auxiliary engines were running on diesel oil).
Since the emergency switch was on manual mode, the generator
did not start, which again resulted in loss of steering gear power,
and the situation suddenly started to be critical.
There are many reasons for a blackout, one of them being human No damage to the hull was found but the vessel had to stay
error. in anchorage for 24 hours because of the investigations being
carried out by the coast guard.
Blaackouts are every mariner’s nightmare, especially if they occur
in narrow waters with lots of traffic or during canal passages There are still a lot of vessels trading with this particular “design
or in harbour entrances. Even in open waters, blackouts can be weakness”. Vessels with this design should have routines to avoid
a problem during periods of heavy weather. There have been incidents like the one described above, which could lead to major
several cases during canal passage or in harbour entrance where breakdowns and unnecessary costs. Needless to say, one should
a blackout could have led to serious breakdown. also ensure that such routines are followed properly.
Conclusion
Lessons learned from studying nautical casualties are that the
reliability of the total bridge system depends not only on the
reliability of each individual component, but also on its fitness for
use as an element in a larger system. It does not matter which
part of the system fails if the consequences are the same. When
analysing “human factor casualties” in detail, one will observe an
elementary or a series of elementary events that in many cases
could have been avoided by a well designed total bridge system.
The ability to operate a ship in a safe and efficient way becomes
increasingly sensitive to arrangements and technical solutions,
in particular with respect to human capabilities and limitations.
The bridge is becoming more and more the total control centre
of the vessel, from where all main functions are monitored
and controlled. Therefore, when addressing overall safety and
efficiency in bridge operations, it is very important to focus on
the performance of the total bridge system. This requires careful
consideration of all factors which influence performance and
55 Navigation
Today’s advanced maritime simulators can be more than just effects as well as sound effects to increase the sense of being
training tools. on board a ship. The bridge has a full range of navigational and
vessel control equipment copied from the various types of vessels
Introduction from the Evergreen fleet. The simulator software presently covers
As in the airline industry, simulator training offers an important 16 ports in nine countries and together this gives the crew a
contribution to the education and in-service training of crew, chance to familiarise themselves with different vessel types under
with one of the main advantages being that a modern simulator various port situations. A system is also in place to evaluate
makes it possible to create and streamline realistic exercises the training performance and to continuously improve the
which would be difficult, expensive and potentially dangerous education. The training programmes offered are tailor-made for
to carry out in real life. It is therefore reasonable to expect that the Evergreen fleet and also for vessels under development. The
simulator equipment and technology should have the potential following programmes are available at the Training Centre:
to improve the competence of vessel crews and thereby prevent – Standard ship bridge simulator training for deck officers;
accidents from happening. Whereas only a limited range of – Standard propulsion plant simulator training for engine officers;
simulator training and assessment is mandatory under the STCW- – Hazardous cargo handling training;
95,1 in recent years Gard Services has seen ship operators who – GMDSS training station drills;
have made major investments in developing their own training – CBT training course modules;
facilities and simulators with a level of sophistication high above – Deck and engine officer refresher training and updating;
the prescribed standards. In this issue Gard News visits two – Bridge resource management training courses;
members of Gard P&I who are among those. – Basic Electric, Electronic and Automation control training
course.
Evergreen Group - Evergreen Marine Corporation
The Evergreen Seafarer Training Centre in Taoyuan outside Taipei, Evergreen received the Lloyd’s List Commitment to Training and
occupies 5,000 square metres and offers a wide range of crew Education award at the 2003 Lloyd’s List Maritime Excellence
training facilities operated by a staff of 19 people, including 13 Awards.
instructors. Captain Lin Ting-shyang, Junior Vice President of the
Training Centre, explains that their main piece of equipment is Star Cruises
a Polaris bridge simulator manufactured by Kongsberg Maritime The Star Cruises Ship Simulator (SCSS) is located in Port Klang,
Ship Systems in Norway, but that they also have several other Malaysia. The SCSS is the centre of a wide range of training
training tools, such as a GMDSS simulator room, smaller activities such as ship handling courses, human factor and crew
bridge simulators, Nabco main engine control simulators and a resource management and emergency management. It is a full
56 Navigation
propulsion plant training room with real-size engine components, mission bridge simulator where the bridge is copied from Star
to mention some. The training centre was ISO-certified in Cruises’ twin mega-ships, SuperStar Leo and SuperStar Virgo. The
June 2001. The main simulator is equipped with a 360-degree simulator was delivered by STN Atlas and completed in 1998 at
projection screen and the simulator produces rolling and pitching a cost of USD 5 million. SCSS is managed under a joint venture
Gard Services’ view 1 Seafarer’s Training, Certification and Watchkeeping Code, 1995. Training and
assessment in state approved simulators is mandatory in respect of use of radar and
Gard Services sees simulator training as a very important tool ARPA (Automatic Radar Plotting Aids).
to improve the skills of members’ and clients’ officers. Simulator
© Gard AS, April 2010
Voyage Data Recorders - Black box technology paves its way into
shipping
Gard News 172, November 2003/January 2004
Voyage Data Recorders may play an important role in maritime collect and store information concerning the position, movement,
accidents investigations. physical condition and command and control of a ship. IMO
requirements state that a VDR should be installed in a protective
Black boxes in aircraft capsule that is brightly coloured and fitted with an appropriate
The so-called “black box” carried by aircraft is in fact not black, but device to assist location. It should operate completely automatically.
orange and has reflective strips along its sides. The reason is to make
it more easily identifiable to crash site investigators. There are two The UK’s Marine Accident Investigation Branch (MAIB) has
separate boxes inside the box: a flight data recorder and a cockpit commented that VDRs are playing an increasing role in their
voice recorder. Aircraft have had them for many years. The first flight efforts to establish the cause(s) of accidents, but they said their
data recorder was used in 1958 and the first cockpit voice recorder investigations have been hampered by the fact that no less than 13
was used in 1965. Black boxes are standard on both passenger and different models of VDRs have been or are being developed. Each of
military aircraft. For obvious reasons, they have to be extremely the 13 uses slightly different technology to store and play back the
strong and capable of surviving extremes of shock, penetration, information. The MAIB is working closely with IMO in relation to the
pressure, fire and water. Normally, they are carried in the after end proposed standard model.
of the fuselage, or the tail, as this area generally suffers (relatively)
less damage than the nose. Practical considerations
Not everyone in the industry agrees with the steps that have been
The flight data recorder (FDR) and cockpit voice recorder (CVR) each taken. In a letter to a trade newspaper in July this year, a senior
serves a different purpose. The FDR can record hundreds of separate figure at a shipowning and operating company said: “It is absolutely
pieces of information about the technical performance and condition ridiculous that the regulations stipulate a type of black box that will
of the aircraft – the position of the rudders for example. As its name sink with the vessel. Who will go down 2,000 metres to 3,000 metres
implies, the CVR records everything that is said in the cockpit for a to pick the device up and if so, what will the cost be?” The writer
30-minute period before a crash. of this letter goes on to suggest that the answer is that the box
should be “free-floating”, similar to an EPIRB (Emergency Position
The impact on the shipping industry – EU and IMO Indicating Radio Beacon), but this will still have to be retrieved in
requirements some way. No doubt the location of the incident will dictate the time
Voyage Data Recorders (VDR) are now having an impact more and and cost involved. Black boxes carried on aircraft are fitted with an
more on the shipping industry. Some ships, mainly passenger ships, underwater locator beacon.
have been required to fit a VDR as from 1st July 2002, the date
on which changes to the SOLAS Convention, approved by IMO’s The writer could perhaps have added: “and who will pay the cost?”
Maritime Safety Committee (MSC), came into effect. Also required Whose property is it? As part of the ship’s equipment, paid for
to fit a VDR are ships, other than passenger ships, of 3,000 GT and and provided by the shipowner, it is presumably the shipowner’s
upwards built after 1st July 2002. Soon the majority of ships will be property, at least until the hull insurers take over title to the ship. In
required to fit them. turn, this perhaps brings us to the question: “who will benefit from
the use of a VDR?”
The European Union has already decided on its requirements, which
are set out in Directive 2002/59/EC.1 IMO has agreed to adopt Space does not allow a full discussion of this question, but in the
worldwide carriage requirements which are in line with those widest possible sense, one answer might be “the whole shipping
contained in this Directive. industry”. In the airline industry, information learned from casualties,
especially information which would not have been available but
The MSC has also endorsed the findings of a feasibility study for the black box, is or should be used to avoid a similar accident
undertaken by another IMO sub-committee, on Safety of Navigation, in future. This is not (yet) the case in the maritime industry.
which looked into the need for the mandatory carriage of VDRs on Unfortunately, however, the very large amounts of money which are
existing cargo ships. Under a draft amendment to SOLAS Regulation often at stake in high-profile maritime casualties, coupled with the
V/20 agreed by IMO, all cargo ships of 3,000 GT and upwards built prevalence of the “blame culture” and the increasing use of criminal
before 1st July 2002 must be retrofitted with a VDR no later than 1st proceedings against both individual crew members and companies,
January 2008. Cargo ships of 20,000 GT and upwards must comply mean that many shipowners and their insurers are, understandably,
by 1st January 2007. reluctant to disclose information which may be used against them,
not only in civil, but also in criminal proceedings, later on.
However, the EU Directive requires VDRs to comply with more
stringent standards than those proposed by IMO for the “simplified” Potential benefits?
VDR. Whilst IMO has yet to finalise its required standards, it is Nevertheless, Gard Services sees a potential benefit to its members
58 Navigation
understood that the framework so far in place requires the VDR to and clients in the fitting, use and recovery of a black box. Many
1 See article “EU vessel traffic monitoring and information system” in Gard News issue No. 171.
Training
Some owners may be lured by manufacturers into buying
sophisticated shipboard equipment by highlighting the additional
safety as well as the long-term savings in operational costs
without sufficient attention being given to the training of those
who are going to have to use the equipment.
Liability arising out of Collision or Striking Standard hull and machinery conditions also provide cover in
Collision liability means the liability of the insured to third parties respect of liability arising out of the striking by the insured ship
who sustain injury, damage or loss as a result of the collision of of third party property other than a ship. The insurance covers
the insured vessel with another vessel. Such third parties can be the risk of loss or damage caused by physical contact between
the owner of the other vessel involved in the collision, owners the hull or the insured vessel (or equipment permanently affixed
of cargo on board the other vessel, persons on board the other to the vessel) and third party property, for example a pier or buoy.
vessel who may sustain injury, or other parties affected by the Americans sometimes refer to such incidents as “allision” but this
consequences of the collision, e.g., by the escape of bunker oil is not a universal term. FFO (damage to fixed and floating objects)
from the other vessel. is the shorthand for striking damage under the English terms.
All standard hull conditions cover collision liability, but English Whereas collision liability is sometimes apportioned three-
terms cover only three-fourths. Hence, under English conditions fourths/one-fourth between hull and P&I, the FFO liability risk
it is envisaged that the assured will place insurance for the is very rarely split in this way. Standard English hull conditions
remaining one-fourth liability elsewhere – typically added to the exclude the FFO liability risk, which the shipowner would then
P&I insurance. Such addition must be explicit in the P&I terms of add to the P&I insurance. Under Norwegian conditions, the
entry. FFO liability risk is usually placed under the hull insurance. The
same goes for German conditions, which also provide cover for
Under the Norwegian Marine Insurance Plan, a shipowner may damage to third party property caused by the movement of the
insure his full (four-fourths) collision liability with the hull insured vessel even absent any physical contact – e.g., property
underwriter, but even in such a case there are certain liabilities damage caused by a wave created by the insured vessel passing
arising out of a collision that would not be covered, e.g., liability at excessive speed.
in respect of death or personal injury sustained by persons on the
other vessel, or liability for pollution arising out of a spill from the Again, the cornerstone of the P&I insurance is that it responds to
other vessel.2 liabilities that are not covered under the hull insurance. Hence,
62 Navigation
1 Rule 63 of Assuranceforeningen Gard’s 2005 Rules for Ships excludes damage to the ship or any part thereof unless it forms part of a claim for confiscation under Rule 49.
Rule 50, however, allows recovery where the member is the owner of the damaged property and would have been liable had the property been owned by a third party.
2 Liability for the cost of cleaning the other ship oiled in a collision, however, is covered by hull insurance to the same extent hull insurance covers collision liability.
3 For example, Norwegian and German hull conditions include removal of the wreck of the other vessel as a collision liability. English and Swedish conditions do not.
Summary of conditions for collision and FFO cover under main hull and machinery terms available
English – ITC Hull 834 German – D.T.V.5 Norwegian Marine Insurance Plan
(and other Scandinavian hull terms)
Running Down Clause (RDC): Collision (RDC) and striking (FFO) Collision (RDC) and striking (FFO) covered
Three-fourths to be covered by covered by hull and machinery terms by hull and machinery terms.
hull and machinery terms, plus liability for damage caused by
one-fourth to be covered by P&I. movements of the vessel or navigational
63 Navigation
4 The Institute Time Clauses, Hulls, 1.10.83 (ITCH 83) remain the most widely-used version of English conditions. Under their latest version (International Hull Clauses 2003)
four-fourths RDC and FFO are optional.
5 Deutschen Transportversicherungs Verband; DTV Hull Clauses 1978, revised in 1982, 1984,1992 and 1994.
6 “Rule 71 Other insurance
The Association shall not cover:
Liabilities, losses, costs or expenses which are covered by the Hull Policies or would have been covered by the Hull Policies had the Ship been fully insured on standard terms
(…)”.
7 “Rule 36 Collision with other ships
The Association shall cover liability to pay damages to any other person incurred as a result of a collision with another ship, if and to the extent that such liability is not
covered under the Hull policies on the Ship, including:
– one fourth of the liability incurred by the member; or
– four fourths of such liability; or
– such other fraction of such liability as may be applicable and have been agreed with the Association (…)”.
64 Navigation
Gard AS Gard P&I Japan and Far East Gard (North America) Inc.
Skipsbyggerhallen Tokyo Sakurada Bldg. 8th Floor 30 Broad Street
Solheimsgaten 11 1-1-3 Nishi-Shinbashi New York, NY 10004-2944
NO-5058 Bergen Minato-ku USA
Norway Tokyo 105-0003 Phone: +1 (0)212 425 5100
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