Guideline 5 Mid-Term Review and Completion Review 5
Guideline 5 Mid-Term Review and Completion Review 5
Guideline 5 Mid-Term Review and Completion Review 5
Review
Basic Completion Review is a mandatory requirement of the Regulation for all projects.
Within one year of completion of construction of a project and handover to the operating
entity, a Completion Review should therefore be undertaken. It is better if some time has
elapsed since handover, at least until the new facility has begun delivering services, so that
an initial assessment of operational performance can be made.
The Completion Review is an accountability and performance management tool. It holds the
project management team and project owner to account for delivery of the project outputs
on time, to budget and to specification. It is also an opportunity to highlight any outstanding
issues that need to be dealt with to ensure that a project will perform optimally and deliver
the anticipated outcomes. It also provides an opportunity for improving overall public
investment performance through lesson-learning and application.
For medium and large projects, Mid-Term and Completion Reviews should be undertaken
by a team especially assembled for the task combining those involved in the project and
others not directly involved in project implementation. Ideally it should be led by a unit of
the responsible line ministry. There may, however, be a need to call upon additional
external expertise, depending on the nature of the project. Once completed, the review
should be summarised by the responsible line ministry using Template 5 to that shows that
it meets the required standards. The review should then be quality controlled by an
independent assessor to verify it has indeed achieved the required standards and to make
sure that any lessons learned are recognised and adopted. In the case of medium and large
projects, the independent assessor will be the NPC.
As far as small projects are concerned, the project task team will complete Mid-Term and
Completion Reviews, and prepare the summaries using Template 5. The responsible line
ministry will then perform the independent assessment. Although reviews for small projects
are conducted internally, the completed reviews, summaries and assessments should be
shared with the NPC.
The NPC will prepare an annual report aggregating the findings of Completion Reviews for
medium and large projects. This will include statistical analysis of implementation
performance across the portfolio as well as pulling together recommendations and lessons
for planning and management of the programme of public projects as a whole. The annual
report will serve as a dissemination tool for such findings. Additionally, suitable candidate
projects for more in depth ex post evaluation at a later date (see Guideline 6) will be flagged
up.
The rest of Guideline 5 is divided into three parts. The next two parts give guidance on
completing a Mid-Term Review and Completion Review, respectively. The final part explains
The National Planning Commission Page 3
Guideline 5፡ Mid-Term Review and Completion Review
how to complete the summary and assessment template - Template 5 - which is used for
both reviews.
2. Preparing a Mid-Term Review
2.1 General Project Information
The general information on the project should begin with a summary of the scope of the
project as planned, covering the problem/opportunity to be addressed, main activities and
outputs, and costs. This should be as recorded in the Implementation and Monitoring
Report.
The objective, scope and timing of the Mid-Term Review should be explained, drawing
attention to any special features. If it is a contingent review, the factors influencing the
decision to carry out the review need discussing.
Finally, it will be important present the review team, emphasising their suitability for task,
especially in terms of objectivity.
2.2 Implementation Findings
Total project costs
Total project costs to date and the disbursement profile should be compared to the
approved budget and disbursement forecasts as set out in the Implementation and
Monitoring Plan. Any actual or emerging deviations - under- or over-execution - from the
spending plan should be identified and explained. Cost increases or decreases on particular
project activities or components should be explained, as well as movements in the
aggregate figure. If there have already been requests to adjust the approved total project
cost these should be explained and their status described.
An assessment should be made as to whether any significant deviations should have been
foreseen and are therefore as a result of weak planning, whether they have occurred
because of project management failings, or whether they have arisen from unforeseeable
factors.
Implementation schedule
The achieved implementation timetable should be compared to the planned
implementation schedule. If there have been or are very likely to be any significant
deviations, slippages in particular, the reasons should be explained.
An assessment should be made as to whether significant deviations in the implementation
schedule should have been foreseen and are therefore as a result of weak planning,
whether they have occurred because of project management failings, or whether they have
arisen from unforeseeable factors.
Project management
The effectiveness of current project management arrangements should be assessed. Major
management problems or notable successes should be identified. The aim is to identify any
systemic weaknesses in the organisational arrangements or in the procedural arrangements
and their application, not to blame individual officials for any weaknesses.
If there have been any significant adjustments to the project during implementation, the
efficiency with which these were handled by the responsible parties should be assessed.
Safety and environment
Implementation may have led to serious safety or environmental issues or risks that were
not foreseen during planning. An assessment of how these might have been or could be
avoided should be made.
Unplanned effects
Unplanned side-effects may have emerged, or risk emerging, during implementation. Any
such effects - both positive and negative - should be identified and their importance
assessed. The extent to which they should have been foreseen during planning should also
be examined.
Risks and residual risks
Important implementation risks, their likelihood and their impact should have been
identified during planning and set out at the appraisal stage. The Implementation and
Management Plan should have set out how the identified risks would be mitigated or
managed. The Mid-Term Review should assess the success of mitigation measures in
reducing the likelihood of risks occurring – did certain risks materialise in spite of mitigation
measures? - and the success of any management measures to reduce the impact of risks – if
certain risks did materialise, were their impacts contained? If risks have emerged there were
not foreseen, their impact and the management response should be assessed and the
extent to which they might have been foreseen discussed.
2.3 Progress toward Project Results
Delivery of outputs
Some outputs may have already been delivered by the time of a Mid-Term Review, while
others will still be in the process of being produced. The review should assess the efficiency
of delivery – were activities performed on-time and to budget? - and the quality of those
outputs that have already been delivered, and draw out any lessons for the completion of
ongoing activities for the remaining outputs. For those outputs still to be completed, the
review should assess progress to date and whether delivery is on track. This will involve
looking at both financial and physical implementation. Particular attention should be paid to
whether milestones have been achieved as planned or are on track to be achieved on time.
Any major deviations from plan should be explained and remedial measures proposed
where necessary.
Effect of cost adjustments
Significant cost adjustments, actual or proposed, may suggest the need to change the scope
of the project in order to achieve an acceptable level of social profitability and/or to stay
within budget constraints. Changing the project scope in terms of the volume and
specification of outputs will, most likely, have an impact on the achievement of the project
outcomes/purpose (the delivery of planned benefits to the target group), and hence its
social profitability (as captured in the ENPV and EIRR). The review should assess the scale of
the impact on benefits, where such a change in scope is being considered. If outcome
targets need to be reduced, this should be indicated. Ultimately, lower outcome targets will
affect the achievement of the impact/goal of the project and this should also be assessed.
Rationale for the project
The project will have been developed as a strategy to address identified problems,
constraints or opportunities. Implementation may reveal new information or new factors
may have emerged during implementation. New information might concern the
technological approach to the project and the relationship between activities, outputs and
outcomes. New factors might include shifts in demand patterns or arrival of competing
services from other projects. The review should therefore re-examine the rationale for the
project to make sure that it still holds good in the light of experience and/or events. Any
adjustments in the formulation of the results chain and the associated targets and indicators
that might be called for should be signalled. The Mid-Term Review is an opportunity to
propose these more fundamental changes.
2.4 Recommendations
Project implementation
Recommendations may concern adjustments to costs or the implementation schedule, or
changes to project implementation arrangements.
In the case of a Mid-Term Review triggered by a proposal for a significant cost adjustment,
the review may be used as a basis for confirming (or otherwise) the cost adjustment, while
at the same time encompassing a thorough examination of progress to ensure that the
additional expenditure is not wasted on a failing project.
In the case of a planned Mid-Term Review, the review gives a broad opportunity to examine
the project and perhaps trigger any necessary adjustments, in management, schedule or
costs.
Project design
Frequent and large adjustments in cost or schedule may, among other things, reveal
problems with the technical design. The review should point out any such areas of
weakness, where further work and re-design might be required. There may also be
recommendations to be made on the conceptual design as expressed through the results
chain (with related technical dimensions if outputs and associated activities change).
Project re-appraisal
Re-appraisal is obligatory if total costs have already risen by more than 30%, however, if
there are strong signs that costs are heading in this direction, and earlier re-appraisal may
need to be recommended. There may be other reasons for recommending a re-appraisal,
even when cost increases are lower than this. These might include significant reductions in
the benefits side of the social profitability equation, or other factors that undermine the
continued validity of the original economic analysis. The appearance of significant new risks,
even if they have not yet materialised, might be another reason for looking again at the
appraisal.
3. Preparing a Completion Review
3.1 General Project Information
The general information on the project should begin with a summary of the scope of the
project as planned, covering the problem/opportunity to be addressed, main activities and
outputs, and costs. This should be as recorded in the Implementation and Monitoring
Report.
The description of the project should be in general terms. Later in the report, there is a
discussion of the specifics of the outputs delivered.
The objectives, scope and timing of the completion review should then be described. Timing
should be related to the completion and handover dates of the project. Establishing
accountability for implementation performance will be a core objective, as will lesson
learning for performance improvement. There may, however, be project-specific objectives
The composition of the completion review team, including position, expertise and
organisation of team members, should then be described.
3.2 Implementation Findings
Project costs compared to budget
This section should examine the actual costs of the project in comparison to the planned
costs as recorded in the Implementation and Monitoring Report. The analysis of costs
should look at total costs and costs by outputs and major activities. Any significant variances
should be identified and the reasons for the variances explained. Cost overruns are
obviously of most concern, but any savings made will also be of interest.
An assessment should be made of whether any significant cost increases were foreseeable
and should have been planned for or resulted from factors that could not have been
foreseen. Cost increases may also have arisen from risks arising that were foreseen during
planning. This should be noted at this stage, but risk planning is examined in more depth in
Section 3.6.
Significant cost increases may lead to a curtailment in project scope if budgets are
restricted. Such changes in scope may involve a reduction in project outputs or a reduction
in the quality of these outputs. These issues are addressed in more depth in Section 3, but
any such effects should be identified here.
An assessment of the quality of project development and design should be made and a
conclusion reached on how well designed the project was and whether costs were properly
estimated. The extent of stakeholder participation in project development should also be
assessed. It will also be important to examine any critical assumption made and determine
whether these turned out to be correct.
Actual implementation schedule compared to plan
This section should examine the actual implementation schedule of the project in
comparison to the planned implementation schedule as recorded in the Implementation
and Monitoring Report. The analysis should look not just at the completion date for the
whole project, but also at the planned and actual dates for achievement of project
milestones. Any significant variances should be identified and the reasons for the variances
explained. Delays are obviously of most concern, but any savings made will also be of
interest.
An assessment should be made of whether any significant delays cost increases were
foreseeable and should have been planned for, or whether they resulted from factors that
could not have been foreseen. Delays may also have arisen from risks arising that were
foreseen during planning. This should be noted at this stage, but risk planning is examined in
more depth in Section 3.6.
Significant delays may be inter-related with cost increases. Any links between delays and
costs should be identified. Implementation delays may also have affected the delivery of the
planned public services resulting from the project. Any such effects should be discussed.
Project management arrangements
Project management arrangements are often critical to project success. The project
management arrangements should be described and an assessment made of how effective
they were in supporting achievement of the objectives of delivering the project on time, to
budget. Any notable problems or successes in project management should be noted. If
there are any obvious ways in which project management could have been improved these
should be identified.
If there were any significant adjustments to the project in terms of scope and/or costs, the
respect of procedures and efficiency with which these were handled by the project
management team should be assessed.
Safety and environmental standards
There may have been serious safety or environmental issues that arose during
implementation. Examples might include unusually high work-related injuries or noise and
air pollution affecting residential areas. The review should identify these, assess their impact
and consider whether and how they might have been avoided. Proposals for preventing the
repeat of such negative effects should be presented.
Unplanned effects
It is possible that there were important negative side-effects from project implementation
that had not been foreseen during planning and appraisal. Examples might include
unacceptable traffic delays or disruption of utility services for neighbouring residents or
businesses. Unexpected problems arising from resettlement and land compensation should
also be included. Such effects should be identified and an assessment made of whether they
should have been foreseen and what measures could have been put in place to avoid or
reduce them.
It is equally possible that there were unplanned positive effects and these should also be
recorded.
Although the project may have been completed and handed over, there may be some
significant unresolved implementation or operational issues remaining. These should be
raised and their importance assessed in terms of the realisation and sustainability of the
project outcomes. Proposals for addressing these open issues should be made, including
identification of who should be responsible and how any actions will be paid for. If there are
any outstanding contractual issues remaining these should be indicated and the status of
any proceedings assessed. The scale of any contingent liabilities should also be assessed.
3.5 Lessons Learned
The lessons learned from the project should be summarised and recommendations made
about for the design and management of projects with similar characteristics? Lessons and
recommendations should be organised around the following topics:
Project development & design
Stakeholder participation
Cost control
Timeliness of timetable
Quality standards and specifications
Project management, including monitoring and evaluation
Risk management
3.6 Formal Contract Closure
The report should formally record the procedures for contract closure and handover of the
facility to the operating entity. This means listing the key documents, dates and signatories,
including minutes of meetings and signed agreements and acceptances. Copies should be
annexed to the report.
For a Mid-Term Review, the questions in Template 5 should be interpreted as addressing progress
towards project completion. All the questions in Part 1 (‘General Project Information’) and Part 2
(‘Implementation Findings’) should be answered in this way. In Part 3 (‘Project Accomplishments’), Q
3.3 will generally not be answered as service delivery will not have begun, unless the project is being
implemented in phases. Part 4 (‘Open Issues’) and Part 5 (‘Contract Closure and Handover’) will be
left blank for Mid-Term Review, because they do not apply to projects still under implementation.
Instructions for completing Template 5 now follow. These are laid out in the format of the template
for ease of use.
Mid-Term Review and Project Completion Report Summary and Assessment Form
Executive Information
Basic administrative information should be provided, together with the original and revised (if any) estimate of total project costs and the original and
revised (if any) completion dates
1. General Project Information
Parameter Question Summary and Assessment of the Report on the Independent Assessment
Project Completion Review by Responsible Line
Ministry
Q 1.1: Is the planned scope of Provide a summary description of the project – Positive = The project scope is accurately summarized
the project accurately described problem/opportunity to be addressed, main activities and and consistent with the Implementation and Monitoring
and consistent with the outputs and total costs - and verify that it is consistent with Plan
Implementation and Monitoring the Implementation and Monitoring Plan. Inconclusive = There are some areas of the project scope
Plan? that require clarification
Not adequate = The description of the project scope is
incomplete and/or inconsistent with the
Implementation and Monitoring Plan
Q 1.2: Is the purpose of the Briefly describe the purpose of the Completion Review, its Positive = The purpose of the Completion Review and
Completion Review and the timing and the composition of the team assembled to carry the composition of the team are clear.
participation in it clearly it out. The aim should be to verify the competence and Inconclusive = There are some areas requiring
explained? independence of the review team. Any non-standard aims clarification
behind the review should be included. Not adequate = The purpose of the review is not
properly stated and/or the information on the team is
incomplete.
2. Basis for Implementation Monitoring
Parameter Question Summary and Assessment of Plan by Responsible Line Independent Assessment
Ministry
Q 2.1: Have any serious cost Present a summary comparison of planned and realised Positive = The explanation and analysis of cost overruns
overruns been properly costs. Show total costs and costs by main components. Give is clear, or there were no serious cost overruns
recorded and explained? a short explanation of the major deviations, with an Inconclusive = Further clarification of some of the
emphasis on the reasons for overruns. Verify whether or explanations would be useful
not overruns ought to have been foreseen. Not adequate = The discussion of cost overruns is
incomplete or provides inadequate analysis of causes
Q 2.2: Have any serious delays Present a summary comparison of the planned and realised Positive = The explanation and analysis of delays is clear,
been properly recorded and implementation timetable, focusing on milestones and or there were no serious delays
explained? completion. Give a short explanation of the major Inconclusive = Further clarification of some of the
deviations, with an emphasis on the reasons for delays. explanations would be useful
Verify whether or not delays ought to have been foreseen. Not adequate = The discussion of delays is incomplete or
provides inadequate analysis of causes
Q 2.3: Have any weaknesses Briefly describe how well the project management Positive = There is a clear explanation of the
and successes in project arrangements worked. Identify any weak areas or notable effectiveness of the project management arrangements
management and adjustment successes. If there were any major adjustments to Inconclusive = Further clarification would be useful in
been properly explained? activities, costs or timetable assess how efficiently these some areas
were handled. Not adequate = The discussion of project management
arrangements is incomplete or provides inadequate
analysis of the issues arising
Q 2.4: If there were any serious Briefly describe any serious safety or environmental issues Positive = A clear explanation and analysis of safety and
safety or environmental issues, that arose during implementation. Assess their impact and environmental issues is provided, or there were no such
is it clear how serious these assess whether they should have been foreseen and issues
were and how they might have mitigated during planning. Inconclusive = Further clarification would be useful in
been avoided? some areas
Not adequate = The discussion of safety and
environmental issues is incomplete or provides
inadequate analysis of the issues arising
Q 2.5: Have any serious Briefly describe any consequences of the project that were Positive = Any unintended consequences have been
unintended consequences of not intended. The focus should be on detrimental properly described and analysed, or there were no such
the project been properly consequences, such as Not adequate impacts on effects
explained? neighbouring residents and businesses, or problems with Inconclusive = Further clarification would be useful in
resettlement and land compensation. Assess whether these some areas
ought to have been foreseen and planned for. Not adequate = The discussion of unintended
consequences is incomplete or provides inadequate
analysis
Q 2.6: Have any weaknesses in Summarise the risks identified in the Implementation and Positive = The assessment of the adequacy of risk
planning for risks been properly Monitoring Plan, indicate if any of these risks occurred and management planning is clear and complete, or no
identified and analysed? assess the adequacy of the planning for managing those serious risks to project implementation occurred
risks that did occur. Identify if any risks occurred that were Inconclusive = Further clarification would be useful in
not foreseen and assess whether they ought to have been some areas
foreseen and planned for. Not adequate = The discussion of risk management
planning arrangements is incomplete or provides
inadequate analysis of issues arising
3. Project Accomplishments
Parameter Question Summary and Assessment of the Report on the Independent Assessment
Project Completion Review by Responsible Line
Ministry
Q 3.1: Is it clear whether the Describe in quantitative terms the project outputs delivered Positive = Project outputs are clearly identified and
planned outputs were on completion and verify that these are the same as those compared to what was planned.
delivered? included in the Implementation and Monitoring Plan. If not, Inconclusive = Further clarification would be useful
account for any differences. concerning some outputs
Not adequate = Information on project outputs is
incomplete and/or there is no comparison with the plan
Q 3.2: Is it clear whether the Describe the essential quality characteristics – maximum Positive = Quality characteristics of project outputs are
outputs met the planned operating capacities, design life, O&M regimes, etc. - of the clearly identified and compared to what was planned.
quality/specification? delivered outputs and verify that these are consistent with Inconclusive = Further clarification would be useful in
the project as designed. some areas
Not adequate = Information on quality characteristics of
project outputs is incomplete and/or there is no
comparison with the plan
Q 3.3: Is evidence presented to Present summary evidence to show that the project has Positive = Evidence is presented to show that the project
show that the project has begun begun delivering services. If data on utilisation is available has begun delivering services or there is an appropriate
delivering the expected services present the main features and compare to forecast explanation of why this is not yet the case
to the target group of demand. Inconclusive = Further clarification of some aspects of
beneficiaries? service delivery would be helpful
Not adequate = Information on service delivery is
incomplete or inadequate
4. Open Issues
Parameter Question Summary and Assessment of the Report on the Independent Assessment
Project Completion Review by Responsible Line
Ministry
Q 4.1: Has a fair assessment Summarise any open issues that still remain to be resolved Positive = A satisfactory description of open issues has
been made of any open issues so that the project operates as planned and is sustainable. been provided and appropriate follow-up proposals
and have requirements for Open issues may include unresolved contractual disputes or made or there are no open issues
follow-up actions been complementary activities or actions outside the project Inconclusive = Further clarification of some open issues
identified? boundary. Briefly describe any follow-up actions and would be helpful
indicate who is responsible and how these will be paid for. Not adequate = The description of open issues and
follow-up action is incomplete or inadequate
5. Lessons Learned
Parameter Question Summary and Assessment of the Report on the Independent Assessment
Project Completion Review by Responsible Line
Ministry
Q 5.1: Are relevant lessons Summarise the main lessons that can be drawn from the Positive = Relevant lessons are identified, where
drawn from any significant preceding analysis of project implementation and appropriate, and recommendations on their wider
problems or successes during accomplishments, where such lessons exist, drawing applicability are made
implementation and are particular attention to the following key areas, if relevant: Inconclusive = Further clarification of some of the
recommendations made on the Cost control lessons would be helpful
wider applicability of these Timeliness of delivery Not adequate = Lesson learning is incomplete or
lessons? Quality standards and specifications for outputs inadequate
Project management, including monitoring and
evaluation
Risk management
Indicate the wider applicability of any lessons.
6. Contract Closure and Handover
Parameter Question Summary and Assessment of the Report on the Independent Assessment
Project Completion Review by Responsible Line
Ministry
Q 6.1: Does the report Show how the formal requirements for project closure have Positive = Satisfactory evidence of contract closure is
demonstrate that all the been met, including references of relevant documents, presented
necessary formalities for dates and names/positions of signatories. Inconclusive = Further clarification of some of the
contract closure have been evidence on contract closure would be helpful
completed satisfactorily? Not adequate = Evidence of contract closure is
incomplete
Q 6.2: Does the report Show how the formal requirements for project closure have Positive = Satisfactory evidence of project handover is
demonstrate that all the been met, including references of relevant documents, presented
necessary formalities for dates and names/positions of signatories. Inconclusive = Further clarification of some of the
handover to the operating evidence on project handover would be helpful
entity have been completed Not adequate = Evidence of project handover is
satisfactorily? incomplete
Q 6.3: Does the report Summarise the arrangements for sustainable operation of Positive = Satisfactory evidence of sustainable
demonstrate that all the the project, including sources of funding for operations and operations is presented
necessary arrangement are in maintenance Inconclusive = Further clarification of some of the
place for sustainable operation evidence on sustainable operations would be helpful
of the completed project? Not adequate = Evidence of sustainable operations is
incomplete
7. Sign-Off by Responsible Line Ministry
Summary to be signed by responsible minister before formal submission to NPC for review.
8. Independent Opinion on Quality of Completion Report and Recommendations
Q 8.1: Overall assessment of the Independent Assessor to select one of the following quality assessments:
quality of the Report on the A) The Report on the Completion Review is of a good standard
Completion Review B) The Report on the Completion Review is of an adequate standard, but future reports would benefit from more
attention to [list parameters where assessments were inconclusive]
C) The Report on the Completion Review falls short of an adequate standard and the following issues should be
addressed [list parameters where assessments were not adequate or inconclusive]
A) requires no parameters to be assessed as not adequate and only 2 parameters to have an inconclusive assessment. B)
requires no parameters to be assessed as not adequate and only 8 parameters to have an inconclusive assessment. All
other assessments are C)
Q 8.2: Key recommendations Complete the recommendations section drawing from the most important recommendation from the Report on the
arising from the completion Completion Review and adding any further recommendations, if any, that the Independent Assessor considers to be
report important:
The following recommendations taken from the Report on the Completion Review are considered to be important to the
success of other similar projects and should be adopted:
a)…
b)…
…
The Independent Assessor would also make the following additional recommendations based on its own assessment of the
information contained in the Report on the Completion Review.
a)…
b)…
…
Q 8.3: Assessment of Project Assess the project against each of the criteria using a red-amber-green scale, where red is poor and green is good.
Implementation Success
On budget – green is within -5% of approved budget; amber is within - 20% of approved budget; red for higher budget
increases
On-time – green is within +5% of timetable; amber is within +20% of approved timetable; red for longer delays
On-specification – green is for negligible variations in output quality and volumes; amber is for minor variations in output
quality and volumes; red is for significant variations in output quality and volumes
Service delivery: green is for service delivery volumes within -5% of forecasts; amber is for services delivery volumes
within - 20% of forecasts; red is for service delivery volumes more than 20% below forecasts.
On-budget – red/amber/green
On-time – red/amber/green
On-specification – red/amber/green
Service delivery – red/amber/green
The assessment of a project under implementation [Mid-Term Review] will reflect progress towards achieving the plan
with respect to budget, timing and specification.
ማውጫ
1.መግቢያ ...................................................................................................................................... 1
2. የፕሮጀክቶች የመካከሇኛ ዘመን ግምገማ አዘገጃጀት ................................................................................. 4
3.ትኩረት የሚሹ ወይም ቀጣይ እርምጃዎች ........................................................................................... 10
4.የመካከሇኛ ጊዜ ግምገማ እና የፕሮጀክት ማጠናቀቂያ ሪፖርት የማጠቃሇያ ግምገማ ቅፅ..................................... 13
Guideline 5፡ Mid-Term Review and Completion Review
1.መግቢያ
ይህ መመሪያ 5 እና የመመሪያው 5 አካሌ የሆነው ቅጽ 3 በመንግስት ፕሮጀክቶች
አስተዲዯር ስርዓት ዯንብ ክፍሌ 4 የመንግስት ፕሮጀክቶች ትግበራ፣ክሇሳ፣ክትትሌና
ግምገማ መስፇርቶች) እና በክፍሌ 4.2 መሰረት የመንግስት ፐሮጀክቶችን
አተገባበር፣ክትትሌና ግምገማን አዯራረግን ሇማብራራት የተጋጀ ነው፡፡
መመሪያው የመንግስት ፕሮጀክቶችን ሇመተግበርና ሇመከታተሌ የሚያስችለ ዕቅድችን
እንዳት እንዯሚጋጁ፣ አስፇጻሚ መስሪያ ቤቶች የዕቅድቹን ማጠቃሇያ እንዳት
ማጋጀት እንዲሇባቸው እና በፕሊንና ሌማት ኮሚሽን በተጋጀ የግምገማ ቅጽ መሰረት
እንዳት መገምገም እንዲሇባቸው ያብራራሌ፡፡ መመሪያው በፕሊንና ሌማት ኮሚሽን
ያጋጃቸውን የግምገማ መስፍርቶችና ምክረ-ሃሳቦችን ያካተተ ነው፡፡
የትግበራ መርሃ-ግብር
ያሌተጠበቁ ተጽእኖዎች
በፕሮጀክት ትግበራ
ምክረ ሀሳቦች በዋነኝነት የፕሮጀክቱን ወጭ፣ የትግበራ መርኃ ግብር ወይም የትግበራ
ተቋማዊ አዯረጃጀትን ከመከሇስ አንፃር ሉሆን ይችሊሌ፡፡
ፕሮጀክተ ዱዚይን
የፕሮጀክት አስተዲዯር
ውጤቶች
ፕሮጀክቱ ያስገኛቸው ዜርዜር ዉጤቶች በአሀዚዊ መንገዴ መጠናቸውንና ከታቀዯው
አንጻር ተብራርቶ እና ከፕሮጀክት ዱዚይን ጋር ተነፃፅሮ ሉቀርብ ይገባሌ፡፡
ከፕሮጀክቱ ዱዚይን አኳያ በውጤቶች ሊይ ሇውጦች ካለ በፕሮጀክቱ ስኬት ሊይ
የሚኖረው ተጽእኖ መገምገም ይኖርበታሌ፡፡፡፡
የአፇጻጸም ዯረጃዎች
የፕሮጀክቱ ቴክኒካዊ የአፇጻጸም ዯረጃዎች፣ ሇምሳላ የፕሮጀክቱ ክፍተኛ አቅም፣
የአገሌግልት ጊዛ፣ የአገሌግልት መስጫና የጥገና ሁኔታዎች፣ በፕሮጀክቱ ዱዚይን ሊይ
ከተቀመጠው ዯረጃ ጋር በማነጻጸር ሉዲሰሱ ይገባቸዋሌ፡፡ በእነዙህ ሊይ ከፕሮጀክቱ
ዱዚይን ውጭ የተዯረጉ ሇውጦች ካለ ተብራርተውና ሉያስከትለት የሚችለ ተጽኖዎች
መዲሰስ አሇባቸው፡፡
የአገሌግልት እውን መሆን እና ቀጣይነት
ፕሮጀክቱ ተጠናቆ ርክክብ ከተዯረገ በሗሊ የታቀዯሇትን አገሌግልት መስጠት
መጀመሩን የሚያረጋግጡ በቂ መረጃዎች መጠናቀር አሇባቸው፡፡ ከፕሮጀክት ርክክብ
በሗሊ አገሌግልት መስጠት ካሌጀመረ ዯግሞ ያሌጀመረበትን ምክንያት እና ማብራሪያ
መቅረብ አሇበት፡፡
ፕሮጀክት ሉሰጥ የታሰበው አገሌግልቶች በሙለ ተግባራዊ መሆናቸውን በዙህ ዯረጃ
ማረጋገጥ ከባዴ ሉሆን ስሇሚችሌ (በዴህረ-ግምገማ ሉሰራ ስሇሚችሌ) በከፉሌም ቢሆን
የተጀመሩና ተግባራዊ የተዯረጉትን አገሌግልቶች መኖራቸውን የሚያስረደ መረጃዎች
መቅረብ አሇባቸው፡፡ ከተጠቃሚዎች እርካታ ጋር የተያያ የተጋጀ መረጃም ካሇ በዙህ
ዲሰሳ ውስጥ መካተት አሇበት፡፡
ፕሮጀክቱ የታቀዯውን አገሌግልት እንዲይሰጥ ተጽእኖ የፇጠሩ የውጭ ችግሮች
ካለ፣ሇምሳላ በቂ ያሌሆነ የፕሮጀክት ስራ ማስኬጃና ጥገና ወጪዎች እጥረት ካሇ፣
ሉዲሰስ ይገባሌ፡፡
2.5 ፕሮጀክቱ ያስከተሊቸው ፕሮጀክቱ ያስከተሊቸው ያሌተጠበቁ ማንኛውም አውንታዊ-ፕሮጀክቱ ያስከተሊቸው ያሌተጠበቁ
ያሌተጠበቁ ተጽእኖዎች ዓይነት ተጽእኖዎች ካለ ተብራርተው መቅረብ ተጽእኖዎች ዘሪያ የቀረበው ማ ብራሪያና
ተብራርተው ቀርበዋሌ? አሇባቸው፡፡ሇምሳላ በፕሮጀክቱ አካባቢ የሚኖሩ ትንታኔ ግሌጽ ነው/ ፕሮጀክቱ ያስከተሊቸው
ነዋሪዎች ሊይ፣የንግዴ ቦታዎችና ከመሌሶ ማስፇርና ያሌተጠበቁ ተጽእኖዎች የለም ፡፡
ካሳ ክፍያ ጋር የተያያዘ ችግሮች ካለ ሉዲሰሱ ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
ይገባሌ፡፡ ማብራሪያ ይፇሌጋሌ፡፡
በቂ አይዯሇም = ግምገማው በአግባቡ
አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
አውንታዊ-ችግሮችንና ሇችግሮቹ መፍትሔ
በትግበራና ክትትሌ ዕቅዴ ዉስጥ ስጋቶችና ስጋቶች አስቀዴሞ ከማቀዴ ሊይ የነበሩ ዴክመቶች ዘሪያ
2.6 ስጋቶችና ሇስጋቶች መከሰታቸውንና ስጋቶችን በመፍታት እንዱሁም የቀረበው ማ ብራሪያና ትንታኔ ግሌጽ ነው/
መፍትሔ አስቀዴሞ በማስተዲዯር ረገዴ የታየው ዴክመት ዉይም ችግሮችንና ሇችግሮቹ መፍትሔ አስቀዴሞ
ከማቀዴ ሊይ የነበሩ ዉጤታማነት መዲሰስ አሇበት፡፡ በዕቅደ ሊይ ከማቀዴ ሊይ የነበሩ ዴክመቶች የለም፡፡
ዴክመቶች ተሇይተው ያሌተካተቱ ነገር ግን የተከሰቱ ችግሮችም ካለ፣ ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
ተተንትነዋሌ? ሇምን እንዲሌተካተቱና በምን መሌኩ መካተት ማብራሪያ ይፇሌጋሌ፡፡
እንዯነበረባቸው ሉዲሰስ ይገባሌ፡፡ በቂ አይዯሇም = ግምገማው በአግባቡ
አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
11. የፕሮጀክት የስኬት አመሌካቾች
3.1 የታቀደት ዉጤቶች አዎንታዊ =የፕሮጀክት ውጤቶች ተሇይተው
በታቀዯው መንገዴ የታቀደት ዉጤቶች በታቀዯው መንገዴ የታወቁ ከታቀዯው ጋር ተነጻጽረው ቀርበዋሌ፡፡
መጠናቀቃቸው በግሌጽ መጠናቀቃቸውንና በትግበራና ክትትሌ ዉስጥ ውሳኔ መስጠት አያስችሌም- -ትንታኔው ተጨማሪ
ተቀምጧሌ? የተካተቱ መሆናቸውን በማረጋገጥ መጠናቸውን ማብራሪያ ይፇሌጋሌ፡፡
በመጥቀስ አሀዚዊ በሆነ መንገዴ ሉብራራ ይግባሌ፡፡ በቂ አይዯሇም = ግምገማው በአግባቡ
ከዕቅደ አንጻር ሌዩነት ካሇ ዯግሞ ተብራርቶ አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
ሉቀርብ ይገባሌ፡፡
የተጠናቀቁት የፕሮጀክቱ ዉጤቶች ጥራታቸው፣ አዎንታዊ =የፕሮጀክት ውጤቶች ተሇይተው
3.2 የፕሮጀክቱ ውጤቶች አገሌግልት የመስጠት ብቃታቸው፣ የአገሌግልት የታወቁ ከታቀዯው ጋር ተነጻጽረው ቀርበዋሌ፡፡
የታሇመሊቸውን ጥራትና መናቸው፣ የጥገና ጊዛአቸውንና ላልች መረጃዎች ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
ዯረጃ ማሟሊታቸው ከዕቅዴ ና ዱዚይን ጋር በማነጻጸር ተዲሰውና ማብራሪያ ይፇሌጋሌ፡፡
ተብራርቷሌ? ተብራርተው ሉቀርቡ ይገባሌ፡፡ በቂ አይዯሇም = ግምገማው በአግባቡ
አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
3.3 ፕሮጀክቱ መስጠት ፕሮጀክቱ መስጠት የሚጠበቅበትን አገሌግልት አዎንታዊ =ፕሮጀክቱ አገሌግልት መስጠት
የሚጠበቅበትን አገሌግልት ሇተጠቃሚዎች መስጠት መጀመሩን የሚያስረዲ መጀመሩን የሚያስረዲ መረጃ
እንደሁም ፕሮጀክቱ መረጃ መጋጀት አሇበት፡፡ የመረጃ አያያዜና ቀረቧሌ/አሌቀረበም፡፡
አገሌግልት መስጠት አጠቃቀም ስርዓት ካሇ ዯግሞ፣ የተጀመረው ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
ሊሇመው ቡዴን አገሌግልት አቅርቦቱ ምን እንዯሚመስሌና ሇወዯፉት ማብራሪያ ይፇሌጋሌ፡፡
(ሇተጠቃሚዎች) እና በፕሮጀክቱ ጥናት የተገመተው አገሌግልት በቂ አይዯሇም = ግምገማው በአግባቡ
አገሌግልት መስጠት አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
ፍሊጎት ጋር በማነፃፀር መቅረብ አሇበት፡፡
መጀመሩን የሚያስረዲ
መረጃ አሇ?
4.Open Issues/ ትኩረት የሚሹ ወይም ቀጣይ እርምጃዎች
የችግሮች አፇታት
12. የኮንትራት መዜጊያ እና ርክብክብ
አዎንታዊ= በቂ የሆን የኮንትራት መዜጊያ መረጃ
6.1 የግምገማ ሪፖርቱ ሇፕሮጀክት ኮንትራት መዜጊያ አስፇሊጊ ቀርቧሌ፡፡
ሇፕሮጀክቱ ኮንትራት የተባለትንና መሟሊት ያሇባቸውን፣ ሇምሳላ ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
መዜጊያ አስፇሊጊ የሆኑና አስፇሊጊ የሆኑ ሰነድችን በመጥቀስ፣ቀን፣ስም ና ማብራሪያ ይፇሌጋሌ፡፡
መሟሊት ያሇባቸውን ነገሮች ሃሊፉነት ወተ የመሳሰለትን በማካተት መጋጀት በቂ አይዯሇም = ግምገማው በአግባቡ
ባካተተ መሌኩ አሇበት፡፡ አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
ተጋጅቷሌ?
6.2 የግምገማ ሪፖረቱ አዎንታዊ= በቂ የሆን ሇርክክብ የሚውለ
ሇርክክብ አስፇሊጊ የሆኑና ሇፕሮጀክት ርክክብ አስፇሊጊ የተባለትንና መሟሊት መረጃዎች ቀርበዋሌ፡፡
መሟሊት ያሇባቸውን ነገሮች ያሇባቸውን፣ ሇምሳላ አስፇሊጊ የሆኑ ሰነድችን ውሳኔ መስጠት አያስችሌም- ትንታኔው ተጨማሪ
ባካተተ መሌኩ በመጥቀስ፣ቀን፣ስም ና ሃሊፉነት ወተ የመሳሰለትን ማብራሪያ ይፇሌጋሌ፡፡
ተጋጅቷሌ? በማካተት መጋጀት አሇበት፡፡ በቂ አይዯሇም = ግምገማው በአግባቡ
አሌተገሇጸም/የተሟሊ አይዯሇም ፡፡
A) የሚሇውን የግምገማ ነጥብ ሇማግኘት አንዴ ፕሮጀክት በማጠናቀቂያ ግምገማው ነጥብ ጥያቄዎች በቂ
አይዯሇም የሚሌ ነጥብ ያሊገኘ ወይንም 2 እና ከዚ በታች ውሳኔ መስጠት አያስችሌም የሚሌ ውጤት
ማግኘት አሇበት፡፡ B) የሚሌ የግምገማ ነጥብ ሇማግኘት ፕሮጀክቱ ምንም በቂ አይዯሇም ውጤት ያገኘ
እና በግምገማ ነጥቦቹ 8 እና ከዚ በታች ውሳኔ መስጠት አያስችሌም- የሚሌ ነጥብ ያገኘ መሆን አሇበት፡፡
C) ከሁሇቱ ውጭ የግምገማ ነጥብ ያገኘ ፕሮጀክት ይህንን የግምገማ ነጥብ ያገኛሌ፡፡
8.2. ከመጠናቀቂያ ሪፖርቱ ከማጠናቀቂያ ሪፖርቱ የተገኙ እንዱሁም መካተት አሇባቸው ብል ያመነባቸው ላልች ጠቃሚ ምክረ ሃሳቦች
የተገኙ ምክረ-ሃሳቦች ካለ ገምጋሚው ማካተት ይገባዋሌ፡፡
ከዙህ በታች የተረሩት ምክረ-ሃሳቦች ማጠናቀቂያ ሪፖረቱን መሰረት በማዴረግ የተገኙ ተሞክሮዎች
ሲሆኑ ሇላሊ ተመሳሳይ ፕሮጀክት እንዯግብዓት ሉያገሇግለ ይችሊለ፡፡
ሀ)…
ሇ)…
…
ገሇሌተኛው ገምጋሚ አካሌ መካተት አሇባቸው ብል ያመነባቸው ተጨማሪ ምክረ- ሃሳቦች የሚከተለት
ናቸው፡፡
ሀ)…
ሇ)…
…
8.3. የኘሮጀክቱ ትግበራ የፕሮጀክቱ የትግበራ ስኬት ከታቀዯው ጋር በማነጻጸር ቀይ፣ሰማያዊ፣አረንጓዳ በሚለ ዯረጃዎች
ስኬት ሉገመገም ይገባሌ፡፡ ቀይ ዯካማ አፇጻጸምን ሲያመሇክት አረንጓዳ ጥሩ አፇጻጸምን ይወክሊሌ፡፡
በጀትን በተመሇከተ፡-የበጀት ጭማሪው -5% ከሆነ አረንገዳ፣ -20% ሰማያዊ እና ከ-20% በሊይ ከሆነ
ቀይ ይሆናሌ፡፡
ጊዛን በተመሇከተ፡- ከመርሃ ግብሩ በተጨማሪ +5% ተጨማሪ ጊዛ ከሆነ አረንገዳ፣+20% ሰማያዊ
እና +20% በሊይ ከሆነ ቀይ ይወክሊሌ፡፡
ከተቀመጠው ዯረጃ/ On-specification / አንጻር፡- በጥራትና መጠን ያሇው ሌዩነት እምብዚም ከሆነ
አረንጓዳ፣በጥራትና መጠን ያሇው ሌዩነት ጥቂት ከሆነ ሰማያዊ በጥራትና መጠን ያሇው ሌዩነት
ከፍተኛ ከሆነ ቀይ ይወከሊሌ፡፡
አገሌግልት አሰጣጥን በተመሇከተ፡- የአገሌግልት አሰጣጡ መጠን የታቀዯውን 5% በታች ከሆነ
አረንገዳ፣ -20% በታች ሰማያዊ እና ከ-20% በሊይ ከሆነ ቀይ ይሆናሌ፡፡