Ruling On Defendant's Motion To Suppress RE: Bahena Rivera

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E-FILED 2019 DEC 23 3:59 PM POWESHIEK - CLERK OF DISTRICT COURT

IN THE IOWA DISTRICT COURT IN AND FOR POWESHIEK COUNTY

STATE OF IOWA,
CASE NO. FECR010822
Plaintiff,
vs.
RULING ON DEFENDANT’S
CRISTHIAN BAHENA RIVERA, MOTION TO SUPPRESS

Defendant.

I. STATEMENT OF THE CASE

Defendant is charged with the crime of Murder in the First Degree, a Class A

felony. On March 1, 2019, Defendant filed a Motion to Suppress. Defendant filed

a Supplemental Motion on August 8, 2019. The State of Iowa filed its Resistance

on May 31, 2019, and a Supplemental Resistance on October 7, 2019.

A two-day hearing on Defendant’s Motion to Suppress took place on

November 13, 2019, and November 14, 2019. The State of Iowa appeared by and

through Poweshiek County Attorney Bart Klaver and Assistant Attorney General

Scott Brown. The Defendant appeared in person for the entirety of the hearing, along

with his attorneys of record, Jennifer Frese and Chad Frese. Interpreters Steven

Rhodes and Ana Pottebaum were sworn in at the commencement of the hearing.

Evidence was presented and the matter was submitted.

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II. ISSUES

1. Did the Defendant voluntarily give consent for law enforcement to

search his vehicles?

2. For purposes of Miranda, when was the Defendant in custody?

3. Were the first Miranda warnings given at approximately 11:30 p.m. on

August 20, 2018, adequate?

4. Were the Defendant’s statements made during the interrogation given

voluntarily?

5. Is the physical evidence admissible despite the Miranda violation?

6. Were the second Miranda warnings given the morning of August 21,

2018, adequate, and if so, did the Defendant waive his Miranda rights?

7. Did law enforcement make impermissible promises of leniency?

8. Did law enforcement violate Iowa Code section 804.20?

9. Did law enforcement violate the Defendant’s Article 36 rights under

the Vienna Convention on Consular Relations, and if so, is suppression required?

III. FINDINGS OF FACT

1. Mollie Tibbetts was last seen alive on July 18, 2018, jogging in

Brooklyn, Iowa. A wide-scale search began that included resources from local,
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state, and federal law enforcement. With the assistance of volunteers, law

enforcement canvassed Brooklyn, as well as nearby agricultural farmland.

2. Law enforcement eventually came into possession of video footage

captured by a Brooklyn resident’s personal surveillance camera. The footage

showed a jogger on July 18th on a route known to be taken by Tibbetts, as well as

a black Chevy Malibu with certain distinctive features.

3. On August 16, 2018, Poweshiek County Deputy Steve Kivi saw the

Malibu, as he was familiar with the vehicle description from the footage. Deputy

Kivi followed the Malibu until it stopped outside a house. Deputy Kivi

approached the driver, and through the use of a neighbor to provide interpretation,

asked the driver for identification. The driver produced documentation that

identified himself as the Defendant, Cristhian Bahena Rivera. Bahena Rivera

denied any knowledge of Tibbetts’s disappearance.

4. On August 20, 2018, a group of law enforcement officers, including the

Iowa Department of Criminal Investigations (DCI) and U.S. Homeland Security

agents, went to Yarabee Farms, Bahena Rivera’s place of employment.

5. The purpose of this was two-fold. First, law enforcement wanted to

follow up with Bahena Rivera, and, second, they wanted to continue their

canvassing efforts.

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6. While at Yarabee, DCI Special Agent Scott Green and U.S. Homeland

Security Special Agent Mike Fischels spoke with Bahena Rivera. Fischels

translated the conversation.

7. Bahena Rivera signed search consent forms to his vehicles and agreed

to go with law enforcement to answer further questions. Special Agent Green

transported Bahena Rivera to the Poweshiek County Sheriff’s Office.

8. Initially, Bahena Rivera sat in the public lobby with Special Agent

Green, until Green left. After some time, Bahena Rivera was taken to an interview

room and met with Officers Pamela Romero and Jeff Fink from the Iowa City

Police Department.

9. Officer Romero is a native Spanish speaker, and Officer Fink is

proficient in speaking Spanish.

10. Initially, the conversation primarily consisted of basic information

questions. Eventually, the officers asked Bahena Rivera about his vehicle being

in the camera footage. Bahena Rivera denied seeing Tibbetts nor knowing

anything about her disappearance.

11. During the interview, Defendant had access to his cell phone, was free

to leave, was given breaks, and was provided food and water. Not only did

Bahena Rivera have access to his cell phone, but he used the same on numerous

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occasions. Bahena Rivera was alert and had no difficulty responding

appropriately to questions posed to him.

12. The interview continued for a few hours. At approximately 11:30 p.m.,

Bahena Rivera spoke on the phone with a federal agent, and an immigration

detainer was placed on him. As a result, Officer Romero attempted to inform

Bahena Rivera of his Miranda rights.

13. During the interview of Bahena Rivera, law enforcement made it clear

to him that they could not make any promises of leniency and that they were not

responsible for making the ultimate decision as to what would happen to him.

14. During the interview, Defendant understood and responded

appropriately with Officers Romero and Fink. No police coercion was used

during the interview. The Defendant had no mental abnormalities at the time of

the interview.

15. The interrogation lasted for many hours, during which Bahena Rivera

made incriminating statements. Ultimately, Bahena Rivera agreed to lead law

enforcement to the location of Tibbetts’s body. Upon arriving at the designated

cornfield, Bahena Rivera gave further instructions where to find her body.

16. Additional facts will be developed throughout the ruling as necessary.

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IV. PRINCIPLES OF LAW

1. The Fourth Amendment to the United States Constitution guarantees a

right to privacy by prohibiting unreasonable searches and seizures, and requiring

that warrants be supported by probable cause. U.S. CONST. AMEND. IV.

2. Under the Fourth Amendment, a search occurs “any time the

government intrudes upon a person’s legitimate expectation of privacy.” State v.

Reinier, 628 N.W.2d 460, 466 (Iowa 2001).

3. A search must be conducted with a warrant unless a known exception

applies. One such exception is when consent has been given. Id. at 465 “A

warrantless search conducted by free and voluntary consent does not violate the

Fourth Amendment. Id.

4. The Fifth Amendment to the United States Constitution grants a

number of rights to those accused of a crime, including: the right to a grand jury,

the prohibition of putting the accused in double jeopardy for the same offense,

the privilege against self-incrimination, due process of law before deprivation of

life, liberty, or property, and just compensation for a governmental taking. U.S.

CONST. AMEND. V.

5. The Self-Incrimination Clause applies only to testimonial evidence, and

non-testimonial evidence does not trigger the protections of the Fifth

Amendment. State v. Washington, 832 N.W.2d 650 (Iowa 2013).

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6. The privilege against self-incrimination applies in the context of

custodial interrogations, and only when procedural safeguards are shown may

statements of a defendant be used against the defendant. Miranda v. Arizona, 384

U.S. 436 (1966). These safeguards must include informing the defendant of their

“right to remain silent, that any statement he does make may be used as evidence

against him, and that he has the right to the presence of an attorney, either retained

or appointed.” Id. at 444.

7. The remedy to violations of the Fourth and Fifth Amendments is

application of the exclusionary rule. See Mapp v. Ohio, 367 U.S. 643 (1961);

Miranda, 384 U.S. 436 (1966).

8. A defendant may, after having been given their Miranda warnings,

knowingly and intelligently waive such rights. State v. Ortiz, 766 N.W.2d 244

(Iowa 2009).

9. When confronted with a Fifth Amendment challenge regarding

inculpatory statements, a two-part analysis is required. The first determination is

“whether Miranda warnings were required and, if so, whether they were properly

given. Second, we ascertain whether the statement is voluntary and satisfies due

process.” State v. Tyler, 867 N.W.2d 136, 171 (Iowa 2015) (quoting State v.

Countryman, 867 N.W.2d 553, 557 (Iowa 1997)).

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10. Statements are voluntary if they were product of essentially free and

unconstrained choice, made by defendant whose will was not overborne or whose

capacity for self-determination was not critically impaired. State v. Payton, 481

N.W.2d 325, 328 (Iowa 1992).

11. A confession obtained subsequent to a promise of leniency must be

suppressed under the common law evidentiary test employed by Iowa courts.

State v. Polk, 812 N.W.2d 670 (Iowa 2012).

12. Iowa Code section 804.20 states:

Any peace officer or other person having custody of any person arrested or
restrained of the person's liberty for any reason whatever, shall permit that
person, without unnecessary delay after arrival at the place of detention, to
call, consult, and see a member of the person's family or an attorney of the
person's choice, or both. Such person shall be permitted to make a reasonable
number of telephone calls as may be required to secure an attorney. If a call
is made, it shall be made in the presence of the person having custody of the
one arrested or restrained. If such person is intoxicated, or a person under
eighteen years of age, the call may be made by the person having custody. An
attorney shall be permitted to see and consult confidentially with such person
alone and in private at the jail or other place of custody without unreasonable
delay. A violation of this section shall constitute a simple misdemeanor.

13. Article 36 of the Vienna Convention on Consular Relations dictates:

1. With a view to facilitating the exercise of consular functions relating to


nationals of the sending State:
....
(b) if he so requests, the competent authorities of the receiving State shall,
without delay, inform the consular post of the sending State if, within its
consular district, a national of that State is arrested or committed to prison or
custody pending trial or is detained in any matter. Any communication
addressed to the consular post by the person arrested, in prison, custody or
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detention shall also be forwarded by the said authorities without delay. The
said authorities shall inform the person concerned without delay of his rights
under this sub-paragraph....

14. Additional Principles of Law will be developed throughout the ruling

as necessary.

V. ANALYSIS
The Defendant filed this Motion to Suppress seeking suppression of the

statements made to law enforcement and the fruits thereof, including the evidence

found in his vehicle and direction to law enforcement concerning the location of

Mollie Tibbetts’s body. Both the Defendant and State have briefed and argued the

issues extensively in the initial Motion and Resistance, respectively, as well as a

Supplemental Motion and Supplemental Resistance. For the purposes of this ruling,

the Court will address the issues chronologically:

Consent Search

The first issue is whether the Defendant voluntarily consented to the search of

his vehicles. This took place when law enforcement was present at Yarabee Farms.

Defendant argues his consent to search his vehicles was not voluntarily given, and,

thus, invalidating his consent. The State argues the consent was voluntary and the

evidence obtained from the search is admissible.

The parties disagree as to the standard to be applied concerning voluntariness

of consent. It is true that Schneckloth v. Bustamonte, 412 U.S. 218 (1973), has been

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met with some resistance by the Iowa Supreme Court when confronted with Fourth

Amendment challenges. However, the Court has not applied a different standard

under the Iowa Constitution. Rather, the Court has endorsed state courts applying

the Schneckloth factors more stringently than the federal courts. State v. Ingram, 914

N.W.2d 794, 816 (Iowa 2018). Therefore, the Court applies the totality of the

circumstances analysis to determine whether consent was voluntary and uncoerced.

State v. Pettijohn, 899 N.W.2d 1 (Iowa 2017). It is the State’s burden to prove the

Defendant’s consent to the vehicle search was voluntary by a preponderance of the

evidence. Id.

When law enforcement went to Yarabee Farms on August 20, 2018, there

were two purposes. The first was to follow up with the Defendant after Deputy Kivi

spoke with him previously. The second purpose was to continue the canvassing

efforts and speak to the employees generally. Defendant was approached by law

enforcement, and they went to a separate room in one of the farm buildings. Special

Agent Mike Fischels from the Department of Homeland Security translated the

conversation. Special Agent Fischels testified that Bahena Rivera appeared relaxed

and calm during the interview. Special Agent Fischels also testified that the DCI

consent forms that were produced were in English and in Spanish, and that the

Defendant appeared to read the forms without difficulty. The conversation between

the Defendant and law enforcement was recorded, and a transcript of the

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conversation has been produced by the State. The Court has reviewed both and finds

no indication of threat, force, or coercion by law enforcement. In fact, Defendant

appears to freely and readily provide information as well as his consent for the

vehicles to be searched. At no point did law enforcement make accusations or

otherwise indicate that it was in the Defendant’s best interests to comply with their

request.

Further, the consent form that was in Spanish informed the Defendant that he

had the right to refuse the search. Defendant’s argument that the setting was

inherently coercive is without merit. When the Defendant was asked for consent, he

was only with two members of law enforcement. Special Agent Fischels also

testified at hearing that his badge and gun were not on display, lessening any possible

intimidating effect. The Court finds the State has proven by a preponderance of the

evidence that the consent given to search the Defendant’s vehicles was given

voluntarily.

Custody for Purposes of Miranda

The next issue before the Court is the determination as to at what point

Defendant was in custody. Defendant argues that he was in custody beginning at

Yarabee Farms, which would necessitate the need for a valid Miranda warning. The

State asserts he was in custody only when federal agents placed an immigration

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detainer on the Defendant at about 11:30 p.m. that night, and any statements made

prior to the detainer are not in violation of the Fifth Amendment.

A person is in custody when “there was a formal arrest or restraint on freedom

of movement of the degree associated with a formal arrest.” State v. Miranda, 672

N.W.2d 753, 759 (Iowa 2003) (quoting State v. Countryman, 572 N.W.2d 553, 557-

58 (Iowa 1997)). The applicable test is “whether a reasonable person in the

[defendant’s] position would understand himself to be in custody.” Id. The test is

objective meaning the Court does not look to the Defendant’s subjective experience.

In Iowa, the following four factors are used:

(1) The language used to summon the individual;

(2) The purpose, place, and manner of the interrogation;

(3) The extent to which the defendant is confronted with evidence of guilt; and

(4) Whether the defendant is free to leave the place of questioning.

Id. Again, the Court looks to the audio recording of the conversation between law

enforcement and the Defendant that occurred at Yarabee and the accompanying

transcription. Defendant was asked by Special Agent Fischels in Spanish, “Is it

possible that you could come with us to talk to them about some other questions? Is

it possible?” Then there is discussion in English about whether the Defendant would

ride with law enforcement to the Poweshiek County Sheriff’s Office. Fischels then

speaks again to the Defendant and says, “So, you can come with us, in our car and
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then, uh…they will bring you back over here.” The Defendant responds with, “Oh,

okay…no problem.” Law enforcement gave the Defendant the choice to come with

them; they did not order or command further questioning. The Defendant was told

that he could ride with law enforcement, as his car was being searched, and he was

informed that law enforcement would bring him back to Yarabee. The language used

supports a finding Defendant was not in custody.

The next factor is the purpose, place, and manner of the interrogation. Case

law suggests the Court look to “the number of persons conducting the questioning,

the number of breaks taken during the questioning, the availability of restroom

breaks or other breaks, and the type of questioning in which those conducting the

interview engage.” State v. Tyler, 867 N.W.2d 136, 172-73 (Iowa 2015). The

interrogation occurred in an interview room at the Poweshiek County Sheriff’s

Office and started as an easy rapport-building conversation. The Defendant had his

cell phone and used it multiple times both when law enforcement was in the room

and when they were not. He was also informed numerous times that the door was

unlocked, with a demonstration, and that he could leave at any time. About an hour

and ten minutes after the interview started, law enforcement left the room. They

asked if the Defendant wanted anything to drink or if he needed to use the restroom.

Law enforcement said they would return, but that Defendant could make any calls

necessary. When law enforcement returned, which occurred about 20 minutes later,

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they again informed the Defendant that the door was unlocked and he could stop

talking to them whenever he so desired. After this point, the tone of questioning

shifted. Law enforcement produced video stills that showed the Defendant’s car in

the location Mollie Tibbetts was last known to be jogging on the night she went

missing. Now the interview is more confrontational in nature as law enforcement

believed the Defendant was not being honest. Despite the shift in tone, Defendant

continued to have access to his cell phone, was not blocked from leaving, and breaks

were taken, including providing the Defendant with food and water. Before the

immigration detainer is placed on the Defendant, the only law enforcement officers

who participated in any significant amount were Officers Romero and Fink. The two

officers largely took turns with one asking questions while the other sat listening.

The Court determines that the second factor supports a finding Defendant was

not in custody when questioned at Yarabee or initially at the Poweshiek County

Sherriff’s Office. However, the Court acknowledges this support is dimmed

somewhat by the overshadowing knowledge of the Defendant’s immigration status.

While not the focus on the questioning, a reasonable person in this situation would

understand immigration issues could arise at any time.

Factor three concerns the degree to which the Defendant was confronted with

evidence of his guilt. At Yarabee, there is no indication that law enforcement

considered the Defendant a suspect apart from wanting to search his vehicles. They

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did not accuse the Defendant of anything and simply asked if he could answer their

questions. Then at the sheriff’s office, it was not until about two hours into the

questioning that law enforcement began to ask the Defendant about whether he did

something to Tibbetts. The majority of such questioning focused on how there was

photographic evidence of the Defendant being in the same area as Tibbetts, but not

knowing what had happened. The Court finds that the third factor goes against the

Defendant being in custody at this point in time.

Factor four is whether the Defendant was free to leave the place of

questioning. Law enforcement informed the Defendant multiple times that the

interview room door was unlocked and he was free to leave. It is true that Defendant

did not have his own vehicle to leave the sherriff’s office, but the Defendant had his

cell phone and had the ability to call for a ride. During the interview, after asking for

a DNA sample, there is an exchange between the Defendant and Officer Romero in

which Romero says the “door is open you can leave when you want.” To which, the

Defendant replies, “Mm-hmm. Since I got here you told me.” Romero then says she

will repeat it again as she wanted to make sure Defendant understood what she was

saying. Again, the Court must acknowledge that the Defendant’s known immigration

status plays a role in this analysis. Law enforcement specifically informs the

Defendant that they do not care about his immigration status about a half-hour into

the interview; however, this facet of the situation does give the Court pause to

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wonder whether the Defendant truly was free to leave. While Defendant’s

immigration status may not have been the motivating reason Defendant was

questioned, it certainly remained as an influencing factor. The Court determines that

factor four supports the contentions of both parties. While law enforcement took care

to inform the Defendant numerous times that he could leave if he desired, the Court

remains skeptical that law enforcement would not have used his immigration status

as justification to hold the Defendant while they continued their investigation.

Viewing the totality of the circumstances, including the foregoing factors, the

Court determines that the Defendant was not in custody at Yarabee Farms. The

language used, the fact the Defendant was unrestrained and sat in the front seat of

Agent Green’s vehicle, and lack of accusations clearly support this determination.

The issue of law enforcement transporting the Defendant for questioning appears to

be of practical consideration as law enforcement were to begin their search of his

vehicles, not an attempt to coerce the Defendant. The facts also show that Defendant,

when first brought to the sheriff’s office, sat in the public lobby for some time alone,

further supporting a finding that the Defendant was not in custody.

The Court further concludes that the Defendant was not in custody at the

sheriff’s office until the time the immigration detainer was placed by federal agents.

Law enforcement asked difficult questions of the Defendant and pressed him for

honesty, but this only happened after a significant amount of time had passed. The

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facts also show that the Defendant retained his cell phone during this questioning

and did, in fact, use the phone on numerous occasions without interference by law

enforcement. Defendant was also offered and given drinks, and there were breaks in

the questioning. Law enforcement’s knowledge of Defendant’s immigration status

does impact the custody analysis, but the record is clear that law enforcement did

not make any attempts to use that information to restrict the Defendant’s freedom.

The Court concludes the immigration detainer put on the Defendant by federal

agents does render him in custody. An immigration detainer restricts a person’s

freedom of movement and is akin to a formal arrest.

First Miranda Warning

Defendant argues that the Miranda warnings given by Officer Romero after

the immigration detainer was placed were inadequate, requiring suppression. In the

State’s Supplemental Resistance, the State concedes that the warnings were indeed

insufficient as Officer Romero neglected to mention any statements the Defendant

made to law enforcement could be used against him in court. As such, the State

agrees with Defendant that suppression is necessary. However, the State asserts that

Officer Romero’s second attempt at Mirandizing the Defendant, which occurred the

next morning, was sufficient. The Court finds that law enforcement did not properly

advise the Defendant of his Miranda rights compelling suppression.

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Voluntariness

The voluntariness of the Defendant’s statements is related, but a separate

analysis to Miranda warnings. Only statements that are voluntarily made satisfy the

Due Process Clause of the Fifth Amendment. State v. Countryman, 572 N.W.2d 553

(Iowa 1997). The burden is on the State to prove voluntariness by a preponderance

of the evidence. Id. The Court views the totality of the circumstances and asks

whether the statements “were the product of an essentially free and unconstrained

choice, made by the defendant whose will was not overborne or whose capacity for

self-determination was not critically impaired.” Id. at 558 (quoting State v. Payton,

481 N.W.2d 325, 328 (Iowa 1992)). The following factors from Payton are to be

considered regarding voluntariness:

1. Age;
2. Education and work experience;
3. Prior experience with the criminal justice system;
4. Whether the Defendant was intoxicated or under the influence;
5. Whether Miranda warnings were given;
6. Whether the Defendant was mentally subnormal;
7. Whether deception was used;
8. Whether the Defendant showed an ability to understand the questions and
respond;
9. The length of the time the Defendant was detained and interrogated;
10.The Defendant’s physical and emotional reaction to interrogation;
11.Whether physical punishment, including deprivation of food and sleep, was
used.

1. Age.

The Defendant was 24 years old at the time of interrogation.


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2. Education and work experience.

The parties agree the Defendant has received some formal education. At

hearing, the Defendant’s aunt, Alejandra Cervantes Valle, testified that he went to

school for nine grades in Mexico before moving to the United States at the age of

17. The Defendant told Officer Romero he also went to the high school in Brooklyn,

Iowa, for a short time.

3. Prior experience with the criminal justice system.

The record shows no criminal history belonging to the Defendant in the U.S.

or in Mexico. A few days prior the Defendant had limited interaction with Deputy

Kivi. Given how short this interaction was, the Court does not consider it to be any

type of meaningful interaction with the criminal justice system.

4. Intoxication or under the influence.

There is no showing that the Defendant was under the influence of alcohol.

5. Whether Miranda warnings were given.

As explained above, there was an attempt made at providing Miranda

warnings that were deficient. While the Defendant was made aware of some of his

rights, he was not fully advised as to his rights.

6. Whether the Defendant was “mentally subnormal.”

There is no dispute the Defendant is mentally normal.

7. Whether deception was used.

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There is a factual dispute as to the evidence that law enforcement confronted

the Defendant with during the interrogation. The Defendant argues that law

enforcement knowingly told him incorrect information, such as there being

witnesses who saw another person in his car, for the purpose of influencing him. The

State argues law enforcement just confronted the Defendant with hypothetical

questions about evidence that could be found. The record before the Court is

incomplete as to whether law enforcement did, in fact, receive a report that another

person was in the Defendant’s vehicle or whether they believed the hair found

belonged to Tibbetts.

8. Whether the Defendant showed an ability to understand the questions and

respond.

The parties agree that the Defendant was able to understand the Spanish

spoken and respond appropriately.

9. The length of time the Defendant was detained and interrogated.

The parties dispute this factor, as the Defendant asserts, as discussed above,

that he was in custody the entirety of the time he was the at the Poweshiek County

Sheriff’s Office. The Court has already found that Defendant was not in custody

until the immigration detainer was placed, which shortens the length of

interrogation.

10. The Defendant’s physical and emotional reaction to the interrogation.

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The Defendant can be seen getting upset with the questioning at times,

displaying signs of disbelief and frustration. Throughout the interrogation, the

Defendant sniffles and rubs his eyes regardless of being questioned or sitting alone.

11. Whether physical punishment, including deprivation of food and sleep, was

used.

Law enforcement clearly provided food and drink to the Defendant during the

interrogation, including giving him time alone in which to eat. Multiple times offers

were made to bring the Defendant something to drink, and he declined. There is no

evidence of physical punishment being used against the Defendant. It is true the

interrogation lasted through the night, but there is a lack of evidence that this was a

deliberate scheme to deprive the Defendant of sleep. If there was an attempt to

deprive the Defendant of sleep, it is highly unlikely law enforcement would have

allowed the Defendant to take anything but short breaks or would have woken him

up when it appeared he was trying to sleep.

The factor that weighs most heavily in Defendant’s favor is the fact that the

interrogation was of a significant length and occurred at the end of day of work.

When with law enforcement at the cornfield on the morning of August 21st,

Defendant told Officer Romero that he had woken up at 4:30 a.m. on the 20th before

working. This means the Defendant had been awake a significant amount of time

even when the interrogation began at 11:30 p.m. on August 20th. By the Court’s

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estimation, at the beginning of the interrogation the Defendant had been awake for

about 19 hours. Then the interrogation lasted for many hours, ending when law

enforcement and the Defendant left the cornfield at approximately 6:35 a.m. on

August 21st. At that point, the Defendant had been awake for about 26 hours. At the

hearing, Dr. Kimberly Fenn, Ph.D., testified concerning her expertise in how sleep

and sleep deprivation affect cognitive functions. Dr. Fenn testified concerning a

number of studies that have demonstrated sleep deprivation negatively affecting

cognitive functions such as memory. Dr. Fenn also testified as to the role circadian

rhythm plays in cognitive functioning. Dr. Fenn reviewed still images produced from

Defendant’s interrogation video and expressed there were numerous times the

Defendant was tired, which may have impacted his ability to accurately answer

questions. Defendant also provided the testimony of Brian Leslie as an expert in

coercive interrogations. Mr. Leslie uses the term “coercion” to mean the application

of pressure upon a person’s weaknesses. According to Mr. Leslie, his definition does

not automatically imply police misconduct. Mr. Leslie wrote a report in which he

identifies examples of numerous examples of minimizations, maximization, and

narrative integration. It is the opinion of Mr. Leslie that the Defendant was

susceptible to coercive techniques due to his vulnerabilities, including lack of sleep.

The State points out that federal and state law require coercive police activity

as a prerequisite to the finding that a statement was not voluntarily made. See State

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v. Vincik, 398 N.W.2d 788 (Iowa 1987). Our courts have acknowledged that any

custodial interrogation by a law officer inherently possesses a coercive aura, but that

this is insufficient as coercive police conduct. State v. Bowers, 661 N.W.2d 536

(Iowa 2003). Defendant has cited to State v. Ellenbecker, 885 N.W.2d 220, 2016

WL 3272168 (Iowa 2016), an unpublished opinion from the Iowa Court of Appeals,

as analogous here. The Court disagrees. In Ellenbecker, the Court found statements

were not voluntarily made based upon the defendant being under the influence of

opioid pain medicine, the length of the interrogation, the fact that law enforcement

had shot the defendant before his confession, and the continuous presence of law

enforcement while the defendant was in the hospital. The Court explicitly states,

“The length of the police interrogation alone would be insufficient for our finding.”

Id. at *4. Apart from the length of the interrogation, the Defendant’s situation is not

like Ellenbecker. Defendant is a young person who has no intellectual or mental

difficulties and not under the influence of any intoxicating substances. The Court

understands the interrogation lasted for many hours when the Defendant was

undoubtedly tired. However, that fact is somewhat diluted by the fact that Officers

Romero and Fink both testified that the Defendant appeared engaged and attentive

to their questions, and this is confirmed by the video of the interrogation. Having

reviewed the video and audio from the interrogation, the Court sees the Defendant

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responding with law enforcement and having no difficulty communicating with

them.

Viewing the totality of the circumstances, the Court finds that the State has

carried its burden and that Defendant’s statements were voluntarily made. There is

no evidence that Defendant lacks some sense of capacity that renders him unable to

self-determine. Even with the lack of sleep and the length of interrogation, there is

not a showing of police coercion necessary for a finding of involuntariness. There is

no evidence police knowingly or intentionally sought the Defendant for interrogation

after work in order to for him to be tired and susceptible. The facts here do not show

that the Defendant’s will was overborne by police conduct and his statements were

the product of free and unconstrained choice.

Physical Evidence

The State asserts that physical evidence obtained is admissible despite the

Miranda violation. It bases this proposition upon United States v. Patane, 542 U.S.

630 (2004), in which the U.S. Supreme Court held that the Self-Incrimination Clause

of the Fifth Amendment “cannot be violated by the introduction of nontestimonial

evidence obtained as a result of voluntary statements.” 542 U.S. at 637. The

Defendant resists on grounds that statements made were not voluntary and all

derivative fruits are tainted and must be suppressed. The Court, having found

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Defendant’s statements were voluntarily made, finds that nontestimonial physical

fruits may be admissible at trial.

Second Miranda Warning

The next issue regarding Miranda warnings is whether Officer Romero’s

second attempt at Mirandizing the Defendant was adequate. Iowa and federal courts

have held that no specific language is necessary for proper Miranda warnings. The

language used must only “reasonably relay to an accused his rights as required by

the Miranda decision.” State v. Ortiz, 766 N.W.2d 244, 257 (Iowa 2009) (quoting

State v. Schwartz, 467 N.W.2d 240, 246 (Iowa 1991)). Our courts have also adopted

federal holdings when it comes to the Miranda rights being translated. “The

translation of suspect’s Miranda rights need not be a perfect one, so long as the

defendant understands that he does not need to speak to police and that any statement

he makes may be used against him.” Ortiz, 766 N.W.2d at 257 (quoting United States

v Hernandez, 913 F.2d 1506, 1510 (10th Cir. 1990). Therefore, the Court reviews

the transcript of the audio of Officer Romero Mirandizing the Defendant in a

Poweshiek County Sheriff’s Officer’s vehicle to determine whether the language

used reasonably relay the Miranda rights. Officer Romero first stated, “You have

the right to remain silence.” While grammatically incorrect, the sentence conveys

the right to remain silent. Romero clarifies by going on to say that the Defendant

does not have to speak with her if he does not want to. The next sentence states,

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“You have the right to have an attorney present, if you can’t pay one, one will be

assign to you without charge.” Again, this reasonably relays to the Defendant that

he has the right to an attorney and that one will be appointed to him if he cannot pay

for one himself. The final right is stated as, “You also have the right to, uh … want

to talk to me, anything that you say could be use against you.” This recitation is a

deviation from the standard telling of the right that statements made could be used

against the defendant in a court of law. Nevertheless, the Court finds it does

reasonably relay to the Defendant that if he chooses to speak, his statements could

be used against him. Officer Romero then askes the Defendant if he has understood

her, to which he replies in the affirmative. Therefore, the Court finds that Officer

Romero did properly give Defendant his Miranda warnings at this time.

The effect of this Miranda warning to the Defendant is contested between the

parties. The parties agree that Oregon v. Elstad, 470 U.S. 298 (1985) is the

controlling case on this issue. In Elstad, the U.S. Supreme Court held that a

secondary incriminating statement made by a defendant may be admissible if made

after the Miranda warnings even if the defendant made a first statement

incriminating himself before the warnings, so long as waiver was properly

effectuated. The Court reasoned that Miranda warnings are to protect defendants

from police coercion, so where no coercion has been found, there is no purpose

served by “imputing ‘taint’ to subsequent statements obtained pursuant to a

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voluntary and knowing waiver.” Id. at 318. The Court here has found that

Defendant’s statements were voluntary and that Officer Romero’s second Miranda

warnings were adequate.

Defendant argues law enforcement’s conduct here amounts to the

impermissible two-step interrogation technique under Missouri v. Siebert, 542 U.S.

600 (2004). The parties agree that Justice Kennedy’s concurring opinion in Siebert

is controlling. The opinion states, “If the deliberate two-step strategy has been used,

post warning statements that are related to the substance of the pre-warning

statements must be excluded unless curative measures are taken before the

postwarning statement is made.” Id. at 622 (Kennedy, J.). Here, there is no evidence

that Officer Romero deliberately misstated the Miranda warnings after the

immigration detainer in an attempt to do a two-step interrogation. Officer Romero

testified at hearing that her omission in the Miranda warnings was a mistake. Officer

Romero further testified that she performed the second Miranda warning as there

had been a significant break in the questioning.

Necessary to the analysis under Elstad is the determination of whether the

Defendant voluntarily waived his Miranda rights. Waiver must be proven by a

preponderance of the evidence by reviewing the totality of the circumstances

surrounding the interrogation. State v. Ortiz, 766 N.W.2d 244 (Iowa 2009). Waiver

must be made “knowingly, intelligently, and voluntarily.” Id. at 251. Here, the

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parties did not directly argue the issue of waiver to the Court in briefing or at hearing.

However, the record is more than sufficient for the Court to make a determination

of whether the Defendant waived his Miranda rights.

The State must prove two elements to show the Defendant waived his rights.

First, the State must show the Defendant had “a full awareness of the both the nature

of the right being abandoned and the consequences of the decision to abandon it.”

State v. Palmer, 791 N.W.2d 840, 845 (Iowa 2010) (quoting Ortiz, 766 N.W.2d at

251). The second element is that the State must prove that “the relinquishment of the

right was the product of a free and deliberate choice rather than intimidation,

coercion, or deception.” Palmer, 791 N.W.2d at 845 (quoting Moran v. Burbine, 475

U.S. 412, 421 (1986)) (internal quotation marks omitted). The following factors are

used to aid courts in the analysis of whether wavier was made voluntarily:

1. Defendant’s age;
2. Experience;
3. Prior record;
4. Level of education and intelligence;
5. Length of time the defendant is detained or interrogated;
6. Whether physical punishment was used, including deprivation of food or
sleep;
7. Defendant’s ability to understand the questions;
8. Defendant’s physical and emotional condition and his reaction to the
interrogation;
9. Whether any deceit or improper promises were used in gaining the
admissions;
10.Any mental weakness the defendant may possess.

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State v. Hajtic, 724 N.W.2d 449, 454 (Iowa 2006). Courts are also to consider the

defendant’s “alienage and unfamiliarity with the American legal system.” Id.

The first element is the full awareness of the right being abandoned and the

consequences that would follow. Officer Romero told Defendant that he did not have

to speak with her, but if he did, that anything he said could be used against him.

Undoubtedly, the purpose of Miranda warnings is to provide defendants notice of

their rights and inform them of possible consequences. Following the Miranda

warnings, Officer Romero then asked if Defendant understood what she had said

twice. Both times the Defendant answered in the affirmative. Defendant was also

informed that he had the right to have an attorney present regardless of his financial

status. Based upon this interaction, the Court finds the State has proved by a

preponderance of the evidence that Defendant was made aware of his rights and that

any statement could be used against him and then confirmed that he understood.

The second element is that the Defendant’s choice be free and deliberate rather

than a product of intimidation, coercion, or deception. It is this element that the

voluntariness of the waiver comes into question. As stated earlier, the Defendant was

24 years old at the time of the interrogation with some formal education and no

known criminal record. While the interrogation lasted for many hours, breaks were

taken in which the Defendant was provided with food and drink. As the interrogation

was either conducted in Spanish or translated into Spanish, no language barrier could

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have prevented the Defendant from understanding the questions of law enforcement.

In fact, the Defendant appeared alert and engaged with law enforcement throughout

the interrogation. Further, no physical punishment or improper promises were made.

It is well established that Defendant lacks familiarity with the United States legal

system, having moved to the U.S. when he was 17. The Court’s analysis here mirrors

many aspects of the voluntariness analysis under the Due Process Clause above. An

interrogation conducted by law enforcement does inherently have some intimidating

aspects and Defendant’s interrogation lasted for a long time; however, a “Miranda

waiver is involuntary only when it is shown to be the product of police misconduct

or overreaching.” State v. Countryman, 572 N.W.2d 553, 559 (Iowa 1997). Such a

showing is absent here. The Court finds, in viewing the totality of the circumstances

of the interrogation, that the State has proven by a preponderance of the evidence

that Defendant knowingly, intelligently, and voluntarily waived his Miranda rights.

Promises of Leniency

Defendant argues that impermissible promises of leniency were made by law

enforcement. Iowa courts utilize an evidentiary test, which is “whether the language

used amounts to an inducement which is likely to cause the subject to make a false

confession.” State v. Howard, 825 N.W.2d 32, 40 (Iowa 2012). Defendant’s main

argument regarding this issue concerns law enforcement’s use of the word “help”

when speaking with him. Officers Romero and Fink use the word “help” numerous

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times when speaking with the Defendant in two contexts. In the first way, “help” is

used as an imploration for the Defendant to help them in their investigation or to

help them understand. For example, about 2 hours and 45 minutes into the

questioning, Officer Romero says, “…something that, that can’t help me understand

this.” She later states, “So then you have to help me, so that I can understand.” The

second way “help” was used, and what the Defendant argues constitutes a promise

of leniency, is when law enforcement stated that they were going to help the

Defendant. For example, on page 46 of State’s Transcript 18 46 05 370, Officer

Romero tells the Defendant, “I want to tell you again, okay. We’re here to try to help

you.” Much later in the interrogation Defendant asks to speak with Officer Romero

alone. At that point, Bahena Rivera asks her how telling her information could help

him. She informs the Defendant that he could be presented as a person who made a

mistake, that he did not act out of malice, and he is one who wants to move forward.

The Defendant then asks, “What’s going to happen to me?” Officer Romero

responds, “I can’t tell you what going to happen to you, Cristhian.”

The first use of “help” are unlikely to induce a confession. Law enforcement

asking for help with information or help with understanding is not the kind of

language that would pressure an individual to make incriminating statements. The

comments about helping the Defendant are a narrower call. Case law demonstrates

that telling a defendant that it is better to tell the truth is permissible. State v. Polk,

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812 N.W.2d 670 (Iowa 2012). Similarly, it is not improper for law enforcement to

tell a defendant they will inform a prosecutor of the defendant’s cooperation absent

any further assurances. Id. Law enforcement’s offers to “help” the Defendant are

certainly implying a benefit could be received by the Defendant to make statements;

however, law enforcement also tells the Defendant that they cannot make promises

to him. See State’s Transcript 01 32 03 960, Page 8; State’s Transcript 03 13 33 730,

Page 17. Officers Romero and Fink also inform the Defendant numerous times that

they are not the decision-makers in this case. See State’s Transcript 22 09 04 680,

Page 32; State Transcript 22 09 04 680, Page 34. It is the Court’s opinion that while

law enforcement’s use of “help” suggests the Defendant may receive a benefit, law

enforcement also provided abundant clarity that they could not make any promises

and were not responsible for making decisions about what could happen. This point

is most saliently illustrated when the Defendant requested to speak with Officer

Romero privately and the two talked about what “help” could be gained. Officer

Romero, highlighting an earlier statement about the importance of language used,

tells the Defendant that the way he is presented or viewed could be one of someone

who made a mistake and not acting out of malice. She further states that she cannot

tell the Defendant what is going to happen to him.

Law enforcement does reference the Defendant’s daughter during

questioning. Ostensibly this was to motivate Bahena Rivera. One of the clearest

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uses comes at page 8 of State’s Transcript 01 32 03 960. Officer Romero tells the

Defendant to “Think about your daughter that will need you. Right now, don’t you

see that little face of that little girl.” The Iowa Supreme Court has stated that the

implication that a parent may not see their children unless they cooperate with law

enforcement constitutes a promise of leniency. State v. Polk, 812 N.W.2d 670 (Iowa

2012). This case is distinguishable from Polk on a factual basis. In Polk, the

interrogating police officer directly stated Polk would not see his children “because

you didn’t want to talk about what’s going on.” Id. at 672. At no time did Officer

Romero link the Defendant’s cooperation or lack thereof with the ability to see his

daughter. Romero simply told the Defendant to think of his daughter. Further, in

Polk, the officer, after making the above statement, then follows up by stating that

if Polk wanted a plea deal, the best thing he could do was cooperate. The Polk Court

held, “We conclude Monroe crossed the line by combining statements that county

attorneys ‘are much more likely to work with an individual that is cooperating’ with

suggestions Polk would not see his kids ‘for a long time’ unless he confessed.” Id.

at 676. Officer Romero simply told the Defendant to think about his daughter

without any implications that a confession would ensure that he would see his

daughter sooner. Therefore, the Court finds law enforcement did not use language

likely to induce a false confession from Bahena Rivera.

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Iowa Code section 804.20

Iowa Code section 804.20 grants arrested or restrained individuals in police

custody the allowance to call, consult, and see a member of the person’s family or

an attorney. The restrained individual may also make a reasonable number of

telephone calls to secure an attorney without unnecessary delay. A threshold matter

before the Court regarding this issue is the factual dispute as to what the Defendant

said after law enforcement took custody when the immigration detainer was placed.

The transcript admitted into evidence by the State was prepared by U.S. Immigration

and Customs Enforcement. It interprets the relevant portions as follows:

BAHENA RIVERA: Oh, when am I going to be able, able to talk to somebody

to let them know.

JEFF: [Unintelligible] to somebody [unintelligible]

The portion of transcript prepared by Defendant’s expert cited in the Defendant’s

Supplemental Motion differs significantly. It states:

CBR: Oh when will I be able to talk to a relative to let them know that

UM2: Uh, needs to speak with uh somebody [unintelligible] – family

member or-

Neither side which produced the translated transcription were questioned at hearing,

nor are their credentials available for the Court to access their credibility and

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background. Regardless of which translation is more correct, the Court finds the

outcome the same. Section 804.20 is liberally interpreted to mean that any statement

that can be reasonably construed as a request to communicate with family members

or attorney is sufficient for invocation of the statutory right. The sufficiency of a

request is an objective review of the “statements and conduct of the arrestee and

peace officer, as well as the surrounding circumstances.” State v. Moorehead, 699

N.W.2d 667, 672 (Iowa 2005). In both translations here, the Defendant asks when

he will be able to speak with either someone or a relative. “When” is a question as

to the timing of speaking with someone, and not a question of whether he could

speak with someone. This question came after the immigration detainer was put in

place and law enforcement told the Defendant that someone would be in to transport

him. Immediately preceding the question, law enforcement were conducting routine

arrest procedures, such as confiscating the Defendant’s phone, checking his pockets,

and asking whether there were any weapons or illegal items in his vehicles. The

Court finds that Defendant’s question was not an invocation of section 804.20 but

rather a question of at what time he would be allowed to make such calls.

Consular Rights

Defendant cites the Vienna Convention on Consular Relations (VCCR)

arguing his rights afforded to him under the treaty were violated. This argument first

appears in Defendant’s Supplemental Motion to Suppress in which he acknowledges

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that the U.S. Supreme Court has held that such a violation does not require

suppression. However, in the Defendant’s Reply he asserts that the violation does

require suppression. The Iowa Supreme Court held that “the exclusionary rule

simply does not apply to evidence obtained in violation of Article 36” of the VCCR.

State v. Buenaventura, 660 N.W.2d 38, 45 (Iowa 2003). Therefore, the Court need

not determine whether a consular right violation has occurred as suppression is not

applicable.

At hearing, Defendant did attempt to introduce into evidence an affidavit of

the Defendant which concerned his consular rights. The State objected on grounds

that a sworn affidavit is testimonial and no hearsay exception was applicable as the

affiant was unavailable. The State requested the Court reject the affidavit or be

allowed to cross-examine the Defendant. The Court ruled that if the affidavit was to

be admitted, the Defendant would be subject to cross-examination. Defense counsel

chose to keep the exhibit offered, but on the condition the Defendant not be cross-

examined. Therefore, the Court denied admission of Defendant’s Exhibit BB. The

Court affirms its ruling. Defendant’s affidavit was a written statement made outside

the motion to suppress hearing to prove that his point that the VCCR violation

affected his decision to speak with police and, thus, hearsay under Iowa Rule of

Evidence 5.802. “The exercise of a witness’ fifth amendment privilege also makes

that witness ‘unavailable’ for purposes of our evidence rule 804(b)(1).” State v.

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Kellogg, 385 N.W.2d 558, 560 (Iowa 1986). The Court further finds no exception

under Rule 5.804 applicable, meaning the Defendant could have chosen to waive his

privilege, but doing so would subject him to cross-examination.

VI. CONCLUSIONS OF LAW


1. The Defendant voluntarily gave consent for law enforcement to search

his vehicles.

2. For the purposes of Miranda, the Defendant was in custody when the

immigration detainer was placed on him by federal agents.

3. The first set of Miranda warnings given at approximately 11:30 p.m.

on August 20, 2018, were inadequate.

4. The Defendant’s statements made during the interrogation were given

voluntarily.

5. As Defendant’s statements during interrogation were voluntarily made,

the physical evidence gathered from those statements are admissible, despite the

Miranda violation.

6. The second set of Miranda warnings given the morning of August 21,

2018, were adequate. Defendant waived his Miranda rights, so Defendant’s

statements that followed are admissible under Oregon v. Elstad, 470 U.S. 298

(1985).

7. Law enforcement did not make impermissible promises of leniency.

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8. Law enforcement did not violate Iowa Code section 804.20.

9. The remedy for a violation of the Vienna Convention on Consular

Relations is not the application of the exclusionary rule under Iowa or federal

law; therefore, the Court makes no determination of whether any such rights have

been violated.

VII. ORDER

IT IS THEREFORE ORDERD that the Defendant’s Motion to Suppress is

hereby granted, in part, as follows:

1. Testimonial evidence obtained from the Defendant after the

immigration detainer was placed on him at approximately 11:30 p.m. on August 20,

2018, to when the Miranda warnings were adequately given to the Defendant at

approximately 5:50 a.m. on August 21, 2018, are hereby suppressed, and the State

of Iowa is barred from using such testimonial evidence in its case-in-chief.

IT IS FURTHER ORDERED that for all of the above-stated reasons, all other

particulars of the Defendant’s Motion to Suppress are hereby denied.

IT IS FURTHER ORDERED that trial is confirmed for February 4, 2020, in

Sioux City, Woodbury County, Iowa.

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State of Iowa Courts

Type: OTHER ORDER

Case Number Case Title


FECR010822 STATE OF IOWA VS RIVERA, CRISTHIAN BAHENA

So Ordered

Electronically signed on 2019-12-23 15:59:50 page 39 of 39

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