Predicting Individuals' Experienced Fear From Multimodal
Predicting Individuals' Experienced Fear From Multimodal
ABSTRACT
Emotions are experienced differently by individuals, and thus, it is important to account for individ-
uals’ experienced emotions to understand their physiological responses to emotional stimuli. The
present study investigated the physiological responses to a fear-inducing stimulus and examined
whether these responses can predict experienced fear. A total of 230 participants were presented
with neutral and fear-inducing film clips, after which they self-rated their experienced emotions.
Physiological measures (skin conductance level and response: SCL, SCR, heart rate: HR, pulse transit
time: PTT, fingertip temperature: FT, and respiratory rate: RR) were recorded during the stimuli pres-
entation. We examined the correlations between the physiological measures and the participants’
experienced emotional intensity, and performed a multiple linear regression to predict fear inten-
sity based on the physiological responses. Of the participants, 92.5% experienced the fear emotion,
and the average intensity was 5.95 on a 7-point Likert scale. Compared to the neutral condition, the
SCL, SCR, HR, and RR increased significantly during the fear-inducing stimulus presentation whereas
FT and PTT decreased significantly. Fear intensity correlated positively with SCR and HR and nega-
KEYWORDS tively with SCL, FT, PTT, and RR. The multiple linear regression demonstrated that fear intensity was
predicted by a combination of SCL, SCR, HR, FT, and RR. Our findings indicate that the physiological
fear intensity
responses to experiencing fear are associated with cholinergic, sympathetic, and α-adrenergic vas-
experienced emotion
cular activation as well as myocardial β-sympathetic excitation, and support the use of multimodal
physiological signals
physiological signals for quantifying emotions.
autonomic responses
INTRODUCTION
Emotion recognition has been studied in affective computing and al., 2002). In addition, physiological signals can be measured us-
human-computer interaction (HCI) as a crucial machine capacity ing noninvasive and simple methods, which are important advan-
for effective communication (Choi et al., 2015; Park et al., 2013). tages in developing emotion recognition. Therefore, physiological
Previous studies have demonstrated that emotional stimuli can signals have been previously studied with the aim of recognizing
elicit spontaneous reactions from the autonomic nervous system human emotions based on a strong relationship between physi-
(ANS), which affects various physiological signals such as heart
rate (HR), respiratory rate (RR), blood pressure (BP), skin con- Corresponding author: Jin-Hun Sohn, Department of Psychology, Chungnam
ductance, and body temperature (Levenson, 2014). Physiological National University, 99 Daehak-ro, Yuseong-gu, Daejeon, 34134, South Korea.
responses to emotions are relatively similar among different soci- E-mail: jhsohn@cnu.ac.kr; Sangwon Byun, Department of Electronics Engineering,
eties and cultures since they are mostly involuntary and resistant Incheon National University, 119 Academy-ro, Yeonsu-gu, Incheon, Republic of
to deception (Drummond & Quah, 2001; Tsai et al., 2000; Tsai et Korea. E-mail:swbyun@inu.ac.kr
ological reactions and emotional and affective states (Park et al., the specific physiological responses to fear since they used an ap-
2013). praisal model that conceptualizes emotion based on the dimen-
Detection of the fear emotion has also been studied based on sions of relevance, implication, coping potential, and normative
physiological signals, which can be applied to criminal investiga- significances.
tion, intelligent surveillance systems, and treatment of anxiety However, there are some studies examining the relationship
disorders (Choi, et al., 2015). Fear is a withdrawal-related emo- between fear intensity and physiological responses from the per-
tion with high arousal and negative valence that is elicited by an spective of discrete emotions (Aue et al., 2012; Choi et al., 2015;
event appraised as threatening. This leads to an activation of the Vidmar et al., 2016; Yoshihara et al., 2016). Aue et al. (2012) used
ANS and a possible fight-or-flight response. Emotion encom- multiple pictures displaying spiders and snakes as fear-inducing
passes both the process of emotion elicitation and the emotional stimuli and asked participants to rate their subjective fear for in-
response (e.g., Scherer & Moors, 2019). As individuals respond dividual images, which demonstrated a significant effect of fear
with varying intensity to the same emotional stimulus, it is im- intensity (high vs. low) on physiological measures. However, this
portant to consider their experienced emotions to understand study did not investigate differences in response to the same fear-
their corresponding physiological changes. Evaluating emotion at inducing stimulus, for example, a single picture of a spider, since
the individual level is important in developing user-specific HCI multiple images of different types of animals were presented.
technologies, which benefit substantially from tracking users’ To understand physiological changes in response to emotional
emotional states. stimuli, it is important to consider individual variability in expe-
Fear is also defined by the conscious emotional experience rienced fear intensity and physiological responses. In addition,
that occurs when an organism is threatened (LeDoux, 2014), emotional responses to static stimuli, such as pictures, are less ac-
which is closely bound to changes in bodily sensations (Pace- tive than the responses to film clips, which present dynamic visual
Schott et al., 2019). The direction of causality and the specificity and auditory stimuli to participants (Gross & Levenson, 1995).
of relationships between physiological responses and emotional Yoshihara et al. (2016) used a film clip to induce the fear
experience have been debated ever since James (1890) proposed response and showed a significant negative correlation between
that subjective emotion is determined by somatic responses to the subjective ratings of fear and rate of change in fingertip tem-
stimuli. Since emotion is a multicomponent process, it is crucial perature (FT). However, this study was based on a single sympa-
to investigate it at different levels, including physiology, which thetic autonomic measure. Since the physiological responses to
complements self-reported emotional experience and behavior emotion elicitation comprise an integrated pattern, it is impor-
(Pace-Schott et al., 2019). For example, Grandjean et al. (2008) tant to include a sufficient number of physiological measures to
proposed the hypothesis that conscious emotional experience identify any variations (Schneiderman & McCabe, 1989). Choi
emerges as a function of multilevel, appraisal-driven response et al. (2015) used a fear-inducing film clip and measured facial
synchronization. Meanwhile, studies on individual differences temperature, blinking rate, and brain activity (via electroen-
in physiological responses to emotional stimuli have demon- cephalography, EEG), which reflects the reactions of the central
strated that some people are highly responsive to self-produced nervous system (CNS). They proposed that facial temperature is
cues from their own behavior (e.g., facial expressions, actions), more reliable than other physiological response for the evaluation
whereas others are more responsive to situational cues from their of fear. Vidmar et al. (2016) measured the intensity of experienced
understanding of the context (e.g., norms about situations, social emotion in response to two fear-inducing video clips and related
pressures, Laird & Berglas, 1975; Laird & Lacasse, 2014). it to changes in HR, BP, and SC; however, they did not find a
Various approaches in affective sciences have been used to statistically significant relationship. This might have been due
investigate the relationship between physiological responses to familiarity with the popularly known stimuli or a self-report
and emotional experience. For example, dimensional models of bias from participants who did not want to admit to experiencing
emotion based on arousal and valence have been used widely to intense fear in an attempt to appear strong or stoic. These issues
describe the experienced emotion and relate emotional intensity might have affected the results substantially since their study was
to physiological responses (Bradley et al., 2001; Bradley & Lang, based on only 20 participants.
2000; Lang et al., 1993; Jenke & Peer, 2018). These studies have In particular, the relationship between individual variability
demonstrated that arousal and valence ratings are related sig- in experienced fear intensity and encompassing multimodal ANS
nificantly to physiological responses to emotional stimuli. Lang responses has not been studied in detail from the perspective of
et al. (1993) also examined the relationship between physiological discrete emotions. To address this issue, in the present study, we
responses and emotional intensity. However, they measured in- selected a short excerpt from a horror movie as the stimulus to
tensity as the level of arousal and valence instead of the level of the avoid using static images or familiar video clips and to reliably
experienced discrete emotion, that is, fear specifically. Similarly, elicit strong fear responses. In addition, the same stimulus was
Jenke and Peer (2018) examined the link between emotional used for all participants to evaluate differences at the individual
intensity and physiological signals, but it was difficult to define level. Instead of relying on one or two autonomic responses,
FIGURE 1.
Example of the recorded physiological data and analysis sections. The last 30 s interval of each session (dotted box) was selected for
data analysis.
Physiological Data Acquisition µS/s, maximal half recovery time of 10 s) were averaged across
and Feature Extraction the 30 s period for each session (Stemmler, 1992; Stemmler et al.,
2001). The SCR amplitude was calculated as the change from the
The MP100WS device and AcqKnowledge software (version
onset of the response to the peak of the response (Alexander et al.,
3.9.1) from BIOPAC Systems Inc. (Goleta, CA, USA) were used
2005). The mean FT was calculated by averaging FT values over
to measure and analyze the participants’ physiological signals.
30 s. As a PPG feature, PTT was used, which was defined as the
Electrocardiograms (ECGs) were recorded using a lead I configu-
time between the ECG R peak and the systolic peak in the PPG
ration, in which the electrodes were attached to the right wrist,
pulse signal. RR was defined as the number of breaths per minute,
left wrist, and left ankle. The ECG signal was low-pass filtered
which was counted from RSP signals.
(0–125 Hz) and sampled at 250 Hz. The EDA signals were re-
corded by applying a constant voltage of 0.5 V between the volar Data Analysis
surfaces of the proximal phalanx of the forefinger and middle
The self-ratings indicated that all participants in the current
finger of the nondominant hand. The EDA signal was low-pass
study experienced the most intense fear during the last 30 s of
filtered (0–10 Hz) and sampled at 100 Hz. The FT was measured
the fear-inducing clip. For each session, the last 30 s interval was
at the volar surface of the distal phalanx of the little finger of the
selected from the total length, and physiological features during
nondominant hand. The FT signal was low-pass filtered (0–0.15
this interval were evaluated. Figure 1 illustrates examples of the
Hz) and sampled at 1 Hz. The photoplethysmograph (PPG) signal
physiological signals collected and the 30 s intervals selected for
was measured from the volar surface of the distal phalanx of the
data analysis.
thumb of the nondominant hand. The PPG sensor was strapped
All data were analyzed using the Statistical Package for Social
around the thumb, which prevented interference by external light
Sciences (SPSS), version 21.0 (SPSS Inc, Chicago IL). To ana-
or a decrease in finger skin temperature that causes vasoconstric-
lyze the differences between the physiological responses during
tion. The PPG signal was low-pass filtered (0–10 Hz) and sampled
the neutral and fear-inducing sessions, paired-sample t-tests
at 250 Hz. The respiration (RSP) was measured using a respira-
were performed on the values after subtracting the baseline.
tion belt transducer, which was band-pass filtered (0.05–1 Hz)
Nonparametric Spearman’s rank correlation coefficients were
and sampled at 50 Hz.
calculated to investigate the relationships between psychological
In total, six features were extracted from the physiological
and physiological responses (i.e., fear minus baseline) as the psy-
signals. As an ECG feature, mean HR was used to represent heart
chological responses were not distributed normally. The strength
activity, which was calculated from R peak-to-R peak intervals.
of the correlation coefficients was evaluated using the following
As EDA features, SCL and SCR were used to reflect sweat secre-
criteria (Ratner, 2009): the values of 1 and -1 indicate a perfect
tion. SCL was extracted from the raw EDA signal using a 0.15
linear relationship, values between .7 and 1 (also, -.7 and -1)
Hz low-pass filter and sampled at 1 Hz. The mean SCL ampli-
indicate a strong relationship, values between .3 and .7 (-.3 and
tude was evaluated over the 30-s period for each session. The
-.7) indicate a moderate relationship, and values between 0 and
SCRs were considered valid if they showed an onset in the 1−4
.3 (0 and -.3) indicate a weak relationship. A level of significance
s poststimulus period and showed a peak during the 5 s subse-
of .05 was chosen for all tests, and 95% CI were calculated for
quent to the onset (Boucsein et al., 2012). Then, all valid SCRs
each physiological response. To correct for comparing multi-
greater than the threshold of 0.078 µS (minimal slope of 0.007
TABLE 1.
Differences between physiological responses during the neutral and fear-inducing sessions (N = 230, df = 228)
Neutral Baseline Fear Baseline Mean difference (std.
Parameters 95% CI t p Cohen's d
M SD M SD error difference)
SCL (µS) .01 .07 .19 .20 .18(.02) .14−.21 10.58 < .001 .81
SCR (µS) .10 .45 2.06 1.24 1.95(.10) 1.75−2.15 19.24 < .001 1.56
HR (bpm) .40 3.38 7.27 11.24 6.86(.91) 5.08−8.65 7.58 < .001 .60
FT (° C) .07 .24 −.07 .22 −.14(.02) −.18−−.09 -5.63 < .001 .38
PTT (ms) -.65 6.64 −13.63 17.66 −12.98(1.45) −15.83−−10.13 −8.96 < .001 .63
RR (breaths/min) -.37 1.31 .72 1.44 .40(.09) .22−.59 4.30 < .01 .51
Note. SCL = skin conductance level; SCR = skin conductance response; HR = heart rate; FT = fingertip temperature;
PTT = pulse transit time; RR = respiratory rate.
ple physiological features, we used the Bonferroni correction the neutral film clip showed 94.8% appropriateness and 5.23 ±
method and adjusted α levels by dividing .05 by six, the number 1.22 effectiveness.
of features in the present study. Multiple linear regression with
stepwise forward entry was conducted to determine whether a Physiological Responses to the
linear combination of the physiological responses could predict Fear-Inducing Stimulus
the experienced fear intensity. The paired t-tests indicated that physiological responses changed
significantly after the presentation of the emotional stimulus in
the fear-inducing session, relative to the neutral session (see Table
RESULTS
1). All six physiological features showed significantly different
responses between the neutral and fear-inducing sessions. Skin
Psychological Responses to the conductance level (t = 10.58, p < .001), SCR (t = 19.24, p < .001),
Fear-Inducing Stimulus HR (t = 7.58, p < .001), and RR (t = 4.30, p = .001) increased in the
fear-inducing film session to a greater degree than in the neutral
The appropriateness of the two film clips was evaluated by cal-
film session. In contrast, FT (t = −5.63, p < .001) and PTT (t =
culating the percentage of the participants who experienced the
−8.96, p < .001) decreased in the fear-inducing film session to a
intended emotion. The fear-inducing film clip showed 92.5%
greater degree than in the neutral film session. The physiological
appropriateness. The effectiveness of the film clips was defined
feature values before subtracting the baseline are shown in Figure
as the average intensity ± SD measured using the 7-point Likert
3, which indicates that the physiological responses to the fear-
scale. The fear film clip showed effectiveness on a level of 5.95
inducing clip were greater than those to the neutral film clip, and
± 1.36. Figure 2 shows the distribution of the participants’ self-
that the physiological features measured from the neutral session
ratings of the intensity of the experienced fear, which was mostly
were similar to those from the baseline.
between 5 and 7. These results suggest that the experienced emo-
tions indicated by the participants’ ratings were consistent with
the intended emotion for the fear-inducing stimulus. Similarly,
TABLE 2.
Correlation Between The Intensity of Experienced Fear and
Physiological Responses (Fear Minus Baseline) to the Fear
Stimulus (Bonferroni Correction for Multiple Comparisons, N
= 230, df = 228)
FIGURE 3.
Physiological responses measured during the baseline, neutral, and fear-inducing sessions.
FIGURE 4.
Correlation between fear intensity and changes in physiological responses (fear minus baseline).
TABLE 3.
Multiple Linear Regression Analysis Predicting Experienced Fear Intensity Based on Physiological Responses, N = 230, df = 223
Unstandardized Standardized
Predicted Collinearity statistics
Predictors coefficients coefficients t p 95% CI of B
variable
B SE β Tolerance VIF
SCL −.264 .073 −.211 −3.61*** < .001 −.39−−.14 .770 1.299
Intensity of SCR .165 .048 .184 3.47** < .001 .09−.24 .940 1.064
experienced HR .053 .006 .467 8.97*** < .001 .04−.06 .969 1.032
fear FT −.515 .097 -.278 −5.29*** < .001 −.68−−.35 .954 1.049
RR −.074 .023 -.191 -3.24** < .01 −.11−−.04 .754 1.325
R = .694, R2 = .482, Adjusted R2= .469, F(5, 224) = 12.039, p < .001, Durbin-Watson's d = 1.606
Note. SCL = skin conductance level; SCR = skin conductance response; HR = heart rate; FT = fingertip temperature;
PTT = pulse transit time; RR = respiratory rate.
* p < .05, ** p < .01, *** p < .001
and imagery). For example, if a person perceives a stimulus as is associated with sympathetic activation, but threat imminence
threatening and imminent, their cardiac activity increases as a is characterized by immobilization and sympathetic inhibition
reaction to fear. In contrast, HR decreases if certain types of stim- (Kreibig, 2010).
uli, such as attentional task demands, are used for fear-inducing Since the film clip used in this study included the scene where
stimuli. Thus, it is important to account for appraisal processes a ghost suddenly appears, we cannot rule out the possibility that
and stimuli types when interpreting HR changes. In the present the participants who reported intense fear also experienced the
study, the participants’ self-reports of the emotion induced by the emotion of surprise. Kragel and LaBar (2013) showed decreased
fear-inducing film suggest that they experienced the stimulus as RR in response to surprise induced by music and film clips. Feleky
threatening and fearful, as if they were in the protagonist’s place. (1916) used autobiographical recall to elicit wonder (surprise)
When considering the process of appraisal of the fear-inducing and found decreased RR. She suggested that a “decided inspira-
stimulus based on these results, the increased HR found in the tory pause” was a distinct feature of the characteristic breathing
present study may indicate activation of the sympathetic nervous curve of wonder and was observed similarly, but to a lesser
system’s fight-or-flight reaction. The RR defines how often the degree, in the fear breathing curve. Nonetheless, other previous
respiration cycle repeats itself each minute. Fear is usually asso- studies investigating surprise have shown increased RR (Kreibig,
ciated with increased arousal and induces a respiratory pattern 2010; Siedlecka & Denson, 2019), and no clear conclusion can
characterized by faster and deeper breathing. Similarly, in the be derived on respiratory response to the emotion of surprise.
present study, the fear-inducing stimulus provoked an increased Therefore, a more in-depth study is required to understand and
RR. As previous studies demonstrated, we observed decreases explain decreased RR with increasing fear intensity. Moreover,
in FT and PTT during the fear-inducing session. Pulse transit our results indicate that FT decreased with increased experienced
time is an indicator of arterial BP, and a decrease in PTT is sig- fear intensity, which was previously reported by Yoshihara et al.
nificantly correlated with increased BP. A simultaneous decrease (2016). As mentioned, PTT decreased compared to the baseline
in FT and PTT has been reported widely in previous research on while watching the fear-inducing stimulus clip and was nega-
fear, which suggests α-adrenergic vascular changes or increased tively correlated with experienced fear intensity. Based on these
vasoconstriction. results, we can conclude that as fear intensity increases, there are
increased α-adrenergic vascular changes and increased vasocon-
Relations Between the Fear striction.
Intensity and Physiological
Responses Limitations
The psychological responses during the fear-inducing session Our results demonstrated a significant relationship between
were positively correlated with SCR and HR, while they were fear intensity and physiological responses to the fear-inducing
negatively correlated with SCL, FT, PTT, and RR. In addition, we stimulus. However, the present study had some limitations. First,
demonstrated that the intensity of experienced fear can be pre- since fear intensity ratings were not distributed normally, we used
dicted using a multiple linear regression of features derived from Spearman’s rank correlation as a nonparametric statistical meth-
physiological measures (SCL, SCR, HR, FT, and RR). Fear is an od. As shown in Figure 2, the fear intensity ratings mostly scored
emotion with high arousal and negative valence. Previous stud- above 5 on a 7-point Likert scale. Second, although we have dem-
ies have shown that SCR increases when arousal increases, and onstrated the validity of the fear-inducing stimulus in the prelimi-
HR increases when an emotion becomes more unpleasant (more nary study (see Methods section) and the study proper, we did
negative valence). These findings are consistent with our results not consider the other emotions experienced by the participants
showing positive correlations between experienced fear intensity and to what extent the clip had achieved specificity for the target
and SCR and HR. However, the negative correlation between emotion. This is because all 50 participants in the preliminary
experienced fear intensity and SCL and RR was not consistent study reported fear as the emotion they experienced during ex-
with previous findings. Bradley and Lang (2000) and Lang et al. posure to the fear-inducing stimulus, and based on these results,
(1993)demonstrated that SCL and RR increased linearly with we decided to evaluate only the fear response. Third, we evaluated
the arousal intensity of emotional stimuli. However, a negative fear intensity, but did not account for the effect of the participants’
relationship between fear intensity and SCL has been reported motivational states. Previous studies have suggested that changes
from previous studies using a real-life induction context (radio in physiological responses depend not only on the emotional
play, announcement of uncontrollable event, and sudden light stimuli (e.g., threatening, violent death, etc.) but also on cognitive
outage) and music excerpts (Stemmler, 1989; Krumhansl, 1997) factors such as the participants’ fear reactions based on motiva-
as fear-inducing stimuli. Kreibig (2010) suggested that fear para- tional states, that is, defensive and appetitive (Bradley et al., 2001;
digm elicits a stronger degree of self-involvement, which leads to Lang et al., 1997). In addition, some participants may experi-
higher perceptions of threat imminence (Bradley & Lang, 2000; ence phobic fear depending on the context of the stimuli. Since
Craske, 1999; Fanselow, 1994; Lang et al., 1997). In general, fear we used a single fear-inducing stimulus, we did not investigate
how the participants would respond to different contexts of the cated a negative correlation between subjective fear ratings and
stimuli, which limits comparisons to other studies on physiologi- the rate of change in FT. In addition, to the best of our knowledge,
cal responses to fear-inducing stimuli. Fourth, we were unable to there has been no study on the correlations between experienced
investigate the interaction between the sympathetic and parasym- fear intensity and PTT or RR. We also discovered individual dif-
pathetic activations in the physiological responses. In particular, ferences in psychological responses during the presentation of
our results did not differentiate between the influences or laten- the fear stimuli by studying a large sample of 230 individuals.
cies of the sympathetic and parasympathetic nervous systems The present findings suggest that physiological changes during
in response to the fear-inducing stimulus. Therefore, additional the experience of fear are associated with the cholinergic sym-
analyses of physiological responses such as heart rate variability pathetic and α-adrenergic vascular activations and myocardial
(HRV) are needed to differentiate the roles of the sympathetic and β-sympathetic excitation. Finally, we suggest that the psychologi-
parasympathetic nervous systems in regulating fear responses. cal responses of fear can be derived from a multiple linear regres-
For example, HRV spectral analysis combined with respiration sion model of peripheral physiological measures, which supports
frequency data can be used to evaluate sympathetic and parasym- the use of multimodal physiological signals for recognizing and
pathetic activities by calculating low- and high-frequency areas quantifying human emotions.
in the HRV power spectrum, respectively. This analysis has been
used to investigate correlations between emotional intensity in ACKNOWLEDGEMENTS
response to stimuli and HRV spectral components. However, we This work was supported by the Institute for Information
did not conduct HRV analysis in the present study, because the & Communications Technology Promotion (IITP) grant fund-
length of the data (30 s) was too brief to obtain reliable results, for ed by the Korea government (MSIT) (No. 2015-0-00062).
which at least 5 min duration is generally recommended. Lastly, This work was also supported by the National Research
despite the positive correlation between SCR and SCL, we found Foundation of Korea (NRF) grant funded by the Korea gov-
an opposite relationship with fear intensity ratings for these two ernment (MSIT) (No. 2020R1F1A1049236).
skin conductance features. SCR, which represents phasic re-
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