Introduction To Law in Nursing: NMC Standards For Pre-Registration Nursing Education

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Chapter 1
Introduction to law in nursing

NMC Standards for Pre-registration Nursing Education


This chapter will address the following competencies:

Domain 1: Professional values


1. All nurses must practise with confidence according to The Code: Standards of conduct, performance
and ethics for nurses and midwives (NMC 2008), and within other recognised ethical and legal
codes frameworks.

Chapter aims
By the end of this chapter you will be able to:

• define the term law;


• identify primary and secondary sources of legal material;
• outline the role of Acts of Parliament;
• state the role of precedent at common law;
• list the key features of a published Act, Statutory Instrument and Case Report;
• describe the relevance of law to healthcare.

Introduction
This chapter examines how the law influences nursing. It begins by highlighting that the Nursing
and Midwifery Council’s Code, which sets out the standard for professional practice, is under-
pinned by the law. The chapter then defines the term ‘law’ and considers how laws are made by
looking at the role of Parliament and the courts. You are then introduced to the published forms
of law and are encouraged to become familiar with the main features of an Act of Parliament,
a Statutory Instrument and a Case Report. Finally, the chapter highlights the benefits of legal
awareness to a student nurse.

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Chapter 1

A book on law and professional issues in nursing may seem an unusual collection of topics for a 1
course of study that will largely focus on meeting the needs of individuals with various health 2
problems. Why is it necessary for you to study law and ethics when you want to devote your time 3
to the study of nursing and caring for patients? 4
5
The reality is that law is now fundamental to the study of nursing and underpins your relationship
6
with the profession and with your patients. The law informs nursing at every stage and it is
7
essential that you understand and are able to critically reflect on the legal issues relevant to
8
nursing practice.
9
10

The accountable practitioner 11


12
13
14
Case study 1.1 Accountability in action 15
16
In April 2013, a children’s nurse who stole insulin and injected herself when she was meant to be looking after
17
sick babies was struck off the Nursing and Midwifery Council’s Register.
18
The nurse fell so ill after taking the insulin that she had to be treated at the casualty department and was kept 19
overnight for observation. 20
1
She later admitted stealing the diabetes drug, needle and a syringe before starting a night shift.
2
(Insulin nurse is barred. Scottish Star, 18 April 2013.) 3
4
5
As a registered nurse you will be legally and professionally accountable for your actions, 6
irrespective of whether you are following the instruction of another or using your own initiative. 7
Healthcare litigation is growing and patients are increasingly prepared to assert their legal rights. 8
Compensation payments in the National Health Service (NHS) are currently running at some 9
£1.09 billion a year (NHS Litigation Authority, 2012). 30
1
It is perhaps little wonder, therefore, that the NMC insists that student nurses are able to practise 2
in accordance with an ethical and legal framework that ensures the primacy of patient and client 3
interest (NMC, 2004c). 4
5
A thorough and critical appreciation of the legal, ethical and professional issues affecting nursing 6
practice is essential if you are to develop the professional awareness necessary to satisfy the NMC 7
that you are an accountable practitioner, competent to practise as a registered nurse. 8
9
40
1
2
3
41

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Introduction to law in nursing

Activity 1.1 Evidence-based practice and research


The standards imposed on registered nurses by the Nursing and Midwifery Council are
contained in The Code: Standards of conduct, performance and ethics for nurses and midwives (NMC,
2008).

Read The Code, which can be downloaded from the NMC website at www.nmc-uk.org, and
identify the standards that apply to:

• your relationship with patients;


• your relationship with colleagues;
• your relationship with the profession;
• your relationship with society generally.

The Code highlights how the law and legal system applies to the nursing profession. Keep it
with you as you work through this book.

Defining law
Activity 1.2 Reflection
Before reading on, think about the laws you are aware of and what their role is; then write
down what you believe the term law means.

Now read the following for further guidance.

A typical dictionary would define law as:

a rule enacted or customary in a community and recognised as commanding or forbidding certain actions;

or

a body of such rules.

A key characteristic of law is that it is perceived as binding upon the community. The English
word ‘law’ is derived from the Old Norse lagu meaning ‘laid down’ or ‘fixed’. The definition
suggests that law is made up of rules, but is it the case that all rules have legal force?

Activity 1.3 Reflection


Consider the following rules – which of these rules do you think are laws?
• Honour your mother and father.
• Do not steal.
• Be truthful in all circumstances.

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continued . . . 1
• Do not kill other people. 2
• Rescue your neighbour’s drowning child. 3
• Register a child’s birth. 4
• Do not park on double yellow lines. 5
6
See below for an explanation of the rules.
7
8
9
Positive rules 10
11
Positive rules impose a legal obligation to do or refrain from doing something. If a positive rule 12
is breached, a sanction may be imposed for breaking the law. 13
14
15
Normative rules 16
17
Normative rules set out what a person should do, or what they should refrain from doing. Note 18
the word should – the individual is not compelled to abide by normative rules, they simply ought 19
to. Normative rules are based on values that highlight a desired form of conduct but they do not 20
carry legal force. 1
2
In the last activity the positive rules were: 3
• Do not kill other people – it is a common law offence to kill other people; that is the offence 4
of murder. 5
• Do not park on double yellow lines – parking on double yellow lines constitutes a road traffic 6
offence. 7
• Do not steal – stealing is an offence under the Theft Act 1968. 8
• Register a child’s birth – an example of the law requiring a particular action, in this case 9
under the Birth and Deaths Registration Act 1875. 30
1
The normative rules were: 2
3
• Honour your mother and father – this is established through religious teachings and reflects
4
the fifth commandment of the Ten Commandments. It is not a requirement of the law in the
5
UK.
6
• Be truthful in all circumstances – veracity is a moral or ethical issue. The need to be truthful
7
in law occurs in specific circumstances such as when giving evidence under oath.
8
• Rescue your neighbour’s drowning child – there is generally no duty of simple rescue in the
9
UK. If you had a professional duty such as being a lifeguard at a swimming pool, you would
40
be legally obliged to rescue the child.
1
In some cases the law requires that a person take action, for example the requirement that a 2
child’s birth be registered. However, in most cases the law requires a person to refrain from doing 3
something, for example from killing others, parking on double yellow lines or stealing. 41

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Introduction to law in nursing

Relevance to healthcare
In healthcare we see a drawing together of normative and positive rules. The law imposes a
minimum standard of acceptable care and behaviour on you as a registered nurse. Patients,
however, deserve the highest possible standard of care and behaviour, so the health and social
care organisation where you work and the profession, through The Code (2008), will require a
standard that is higher than the law expects.

The Code is underpinned by a shared set of values common to all United Kingdom (UK)
healthcare regulatory bodies. In a clear drawing together of both normative and positive rules,
it requires that as a registered nurse you:

• respect the patient or client as an individual;


• obtain consent before you give any treatment or care;
• protect confidential information;
• cooperate with others in the team;
• maintain your professional knowledge and competence;
• be trustworthy;
• act to identify and minimise risk to patients and clients.

During your training as a student nurse you will be expected to live up to the standards of the
Nursing and Midwifery Council's Code and the law and professional issues that underpin them.
Higher Education institutions have Fitness to Practise panels where students who are accused of
falling below the standards required of them are held to account. The decisions of the panels are
based on the fitness to practise guidance espoused by The Code.

Criminal and civil law


The same unlawful action can be dealt with in different ways by the law. For example, touching
a person without permission – that is, without consent – can be both a crime and a tort – a civil
wrong.

The crime would be charged under the Offences Against the Person Act 1861. This very old statute
is still very much in force today and forbids many forms of unlawful touching, such as actual bodily
harm (section 47), wounding (sections 18 and 20), or even procuring a miscarriage (section 58).
A crime is an act that is capable of being followed by criminal proceedings and with an outcome,
an acquittal or a conviction that is criminal in nature.

Unlawful touching can also be pursued through the civil courts as the tort of trespass to the
person. The law of tort is primarily concerned with providing a remedy, by way of compensation,
to persons who have been harmed by the conduct of others.

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1
The nature of law 2
3
From our discussion of the law we can define law as: 4
A rule of human conduct imposed upon and enforced among the members of a given state. 5
6
Two ideas underpin this notion of the law:
7
• order, in the sense that there is a method or legal system that underpins the creation and 8
implementation of the law; and 9
• compulsion, or the enforcement of obedience to the rules that are laid down by the law. 10
11
12
Sources of legal material 13
14
In your study of the law as it applies to healthcare and nursing, you will use a range of primary 15
and secondary sources of law to inform your practice and your studies. Figure 1.1 highlights the 16
typical sources of primary and secondary legal material that you can use in your studies. 17
18
Sources of primary legal material 19
Although there are many textbooks and periodicals that discuss legal issues in nursing, it is best 20
whenever possible to study the primary legal material as well. This will give you a detailed 1
understanding of the law as it relates to nursing. 2
3
There are three major sources of primary legal material, as follows.
4
5
1 Legislation
6
• Acts of Parliament that may also be referred to as statute law or lex scripta (written law).
7
• Secondary legislation:
8
– Statutory Instruments, which are also known as delegated legislation and subordinate
9
legislation.
30
1
2 Judicial decisions
2
These are decisions from cases decided in court, and are also known as the common law or lex 3
non scripta (unwritten law from judges). 4
5
3 European Community and human rights law 6
Parliament has allowed these areas to be sources of law by incorporating them through Acts of 7
Parliament (The European Community Act 1972 and the Human Rights Act 1998). 8
9
Other sources of law and influences on judges are as follows:
40
1
Royal Prerogative 2
The Royal Prerogative used to be the main source of law before the development of the parlia- 3
mentary system in the UK. It now describes the powers, handed down direct from monarchs to 41

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Introduction to law in nursing

Sources of
Domestic
UK Law

Primary Secondary
Legal Material Legal Material

Case Law in Extra Legal Journals and


Legislation Sources e.g. Textbooks
Law Reports Periodicals
the Highway
Code
Primary Secondary,
Legislation Delegated or
Acts of Subordinate
Parliament Legislation

Statutory
Bye Laws
Instruments

Public Local, Personal Local Public


General Acts or Private Acts Authority Corporations

Figure 1.1: Sources of legal material.

ministers over many years, that allow governments, among other things, to go to war, regulate
the Civil Service, issue passports and grant honours, all without any need for approval from
Parliament. As these powers have been handed down over many centuries new powers cannot
be created.

When having to consider a novel dispute or how to apply an ancient law to a modern situation,
judges may take account of extra legal sources to assist them.

Received wisdom
• Legal writers: The law is extensively analysed and tested by academics and practitioners, and
judges often resort to such analysis to assist them when having to decide a novel or complex case.
• Public opinion: In Gillick v West Norfolk and Wisbech AHA [1986], a case concerning the lawfulness
of giving contraceptive treatment to girls under the age of 16, the House of Lords heard an
appeal from the Court of Appeal, which had made a decision relying on a seventeenth-century
precedent. Lord Scarman, in his opinion, said that part of the court’s function was to reflect
public opinion and to bring the law kicking and screaming into the twentieth century.

Codes and best practice


Judges will also refer to extra legal sources of law that bring together normative and positive rules
and signal best practice in a particular area. For example, where a judge has to decide if a nurse’s
conduct is acceptable, then he or she will refer to the NMC’s Code (2008). In a road traffic case the
judge will refer to the Highway Code. These sources are only ever persuasive on a judge, who is not
bound by them.

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1
Case Study 1.2 The definition of a patient 2
3
In R (Phillips) v NMC [2008], a nurse who had been struck off for an inappropriate relationship with a 4
client argued that, once a personal relationship had begun to form, he arranged for a colleague to take on the 5
woman’s case and so she was no longer a client of his. 6
In its consideration of the definition of a patient in this case the court relied on the best practice guidance issued 7
by the United Kingdom Central Council for Nursing and Midwifery in a booklet entitled Practitioner-client 8
relationships and the prevention of abuse (NMC, 2002a). This stated that the term ‘client’ was used 9
throughout the document and referred to all groups and individuals who have direct or indirect contact with 10
registered nurses, midwives or health visitors in a professional capacity. 11
12
From this definition the court was satisfied that the woman remained a client as she was being cared for by the 13
same team and so had indirect contact with the nurse. The court upheld the striking off order. 14
15
16
Laws from other countries 17
18
Where an issue arises that has never been considered by the courts, then judges may consider
19
how the matter was dealt with in other legal systems. The laws and cases of other jurisdictions
20
can be considered by the court, but again they can only be a source of persuasion and are never
1
binding on the court.
2
3
4
Case Study 1.3 English court persuaded by the outcome of a case in
5
Canada
6
In Wilsher v Essex Health Authority [1988], the court was considering the standard of care that applied 7
in emergency situations. As no similar case had been heard by an English court they were referred to the case of 8
Wilson v Swanson (1956), in the Supreme Court of Canada, that held that there was no negligence when a 9
surgeon had to make an immediate emergency decision whether to operate, when the operation was subsequently 30
found to have been unnecessary. 1
2
Lord Justice Mustill in the Wilsher case was persuaded by that case and accepted that the standard of care
3
may be lower in emergency situations. He commented that an emergency may overburden the available resources,
4
and, if an individual is forced by circumstances to do too many things at once, the fact that he does one of them
5
incorrectly should not lightly be taken as negligence.
6
7
8
Legislation 9
40
The UK is a parliamentary democracy and the laws of the country are created and amended 1
through the Queen in Parliament. That is, a new law or bill is considered, debated and scrutinised 2
by the elected House of Commons and appointed House of Lords before receiving Royal Assent 3
and becoming an Act of Parliament. 41

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Introduction to law in nursing

The Acts you are concerned with in your studies are public general Acts. These apply to classes or
sub-classes of people. For example, the Mental Health Act 1983 (as amended) concerns the care
and treatment of people with mental disorder; the Children Act 1989 concerns the welfare of
children.

You will not be concerned with private Acts, which have a much narrower application and concern
local issues and persons. For example, a private Act of Parliament, the Valerie Mary Hill and
Alan Monk (Marriage Enabling) Act 1985, had to be passed to allow a man to marry his ex-wife’s
mother (his mother-in-law) – an action generally forbidden by the Marriage Act 1960.

The function of Acts


Acts of Parliament are generally created to fulfil one of five main purposes.

Revision of substantive rules of law


The laws of the UK need to be kept up to date and Acts are created to modernise existing law
in order to bring it into line with modern society. A body known as the Law Commission keeps
law under review and makes suggestions for reform. These are not always acted upon in a timely
manner, however. For example, a Law Commission report (Law Commission, 1993) into decision
making for incapable adults, submitted in 1993, eventually resulted in the Mental Capacity Act
2005.

Consolidation of Acts
Laws build up in a piecemeal fashion over many years and there is often a need to consolidate
different parts of a law into one Act of Parliament. For example, the Health and Safety at Work
etc. Act 1974 consolidated several other Acts concerning safety in the workplace, including the
Mines and Quarries Act 1954, the Agriculture (Safety, Health and Welfare Provisions) Act 1956,
the Factories Act 1961, the Offices, Shops and Railway Premises Act 1963, The Nuclear
Installations Act 1965 and the Mines and Quarries (Tips) Act 1969.

Codification
Codification means putting a rule of the common law into statute law. Where a decision in a case
is considered fundamental or very important, Parliament will codify it by making the rule part of
an Act. For example, in R v Bourne [1939], a surgeon was acquitted of procuring a miscarriage
by abortion when a jury decided that doing so to preserve the mental and physical health of the
mother was lawful. When the Abortion Act 1967 was enacted, Parliament codified that decision
under section 1(1) of the 1967 Act.

Collection of revenue
Taxation is a function of Acts. Each year the Government presents its budget to Parliament,
which allows the raising of revenue through taxation.

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Social legislation 1
2
This is a broad category that covers the many facets of running the country. It is the main area 3
of party political differences and the main source of debate in Parliament. 4
5
6
How a bill becomes an Act of Parliament 7
8
There are many stages that a bill has to go through before it can become an Act of Parliament 9
(see Figure 1.2). 10
11
Manifesto 12
All political parties have a manifesto, which is their promise to the electorate of the actions they 13
will take and the laws they will pass if they become the Government. It is these promises that 14
persuade us to vote for a party. 15
16
Not all such promises become law, because when a party takes office they are supplied with 17
detailed information by senior civil servants and may discover that the reforms are not realistic, 18
or are too expensive. 19
20
1
Bill House of Commons 2
3
FIRST READING 4
Introduces bill
5
SECOND READING 6
Debate on principles 7
8
COMMITTEE STAGE
Examined in detail
9
30
REPORT STAGE 1
Tell house and amend
2
THIRD READING
3
Formal vote taken 4
5
HOUSE OF LORDS 6
7
SAME STAGES AS ABOVE
8
9
40
ROYAL ASSENT
1
ACT OF PARLIAMENT 2
3
Figure 1.2: Stages of a bill. 41

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Other laws enacted during a Government’s term of office will be a reaction to an event, such as
a war, or a ruling by the courts. In 2005, a man argued that having to ask for a private Act to be
allowed to marry his mother-in-law was a violation of his human rights and the Government was
forced to change the law to bring it into line with the Human Rights Act 1998 (B v United Kingdom
(36536/02) [2005]).

Queen’s Speech
The Queen’s Speech at the State Opening of Parliament in November announces the main bills
constituting the Government’s legislative programme. The Government actually writes the
speech for the Queen to read.

Green Papers and White Papers


Green Papers are consultation papers that seek comments from the public. The importance of
consultation was seen when Tony Blair attempted to abolish the role of the Lord Chancellor
without first consulting anyone. He then discovered that this could not happen without first
changing over 500 statutes that referred to the functions of the Lord Chancellor.

Following the Green Paper, the Government will present to Parliament a White Paper, which is
a statement of policy and contains definite proposals for legislation.

After consultation, Parliamentary Counsel (Draftsmen) will draft a bill into the form of words
necessary for a bill.

Bills
In order to become an Act of Parliament, a bill must be passed by both Houses of Parliament
and receive Royal Assent (collectively known as ‘the Queen in Parliament’).

First reading
The first reading of a bill involves a member reading the title of the bill. The first reading takes
place without debate and is essentially an announcement that the bill has been introduced, after
which copies of the bill are made available for members to read and are placed on the Parliament
website.

Second reading
The second reading provides the first occasion for debate on the general principles of a bill, and
then detailed discussion takes place during the committee stage.

Committee stage
When a bill has passed its second reading in the House of Commons, it is then referred to a
General Committee. The Committee examines the clauses of the bill line by line, word by word,
and detailed amendments are considered.

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Report stage 1
2
Any amendments made during the committee stage must be approved or rejected by the whole
3
House during the report stage, which is a detailed debate where further amendments may be
4
moved.
5
6
Third reading 7
The third reading of a bill often follows on immediately after the report stage. The bill is reviewed 8
in its final form, including amendments made at earlier stages. Then the final version of the bill 9
is approved and passed by hand – bound in green ribbon – to the Lords. When the Lords return 10
the bill it is bound in red ribbon. 11
In the House of Lords, broadly the same procedure is followed. 12
13
Once all stages have been completed the bill receives Royal Assent and becomes an Act (see
14
Figure 1.3). The date of Royal Assent is not necessarily the date the Act comes into force. Many
15
16
Monarch
17
18
19
20
1
2
Short title 3
of the Act
4
Citation chapter:
the statute book 5
for each year has
a chapter for
6
each act 7
8
The long title of
the Act – gives Date of Royal
9
more detail Assent: does 30
not always
Standard
mean the date 1
the statute
words of an Act
becomes active 2
Part number
3
4
Section number
5
6
7
Subsection 8
number
9
40
1
2
3
Figure 1.3: The first page of a public general Act, with its constituent parts labelled. 41

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Acts begin at a later date with the issuing of a commencement order. For example, the part of
the NHS and Community Care Act 1990 that introduced the notion of the NHS Trust did not
commence until 1993. The Easter Act 1928, which sets Easter on a specific date, has never come
into force.

Secondary legislation
With the rigorous scrutiny that bills must undergo, only some 50 Acts are passed by Parliament each
year. It is therefore not uncommon for an Act to give powers to government ministers and other
public bodies to introduce secondary legislation that enables general updating of the law. Secondary
legislation, also sometimes called subordinate legislation, is generally in the form of a Statutory
Instrument and includes regulations and orders. For example, the Medicines for Human Use (Clinical
Trials) Regulations 2004 set the requirements for testing new medicines, while the Medicines for
Human Use (Prescribing) (Miscellaneous Amendments) Order 2006 introduced independent and
supplementary prescribing of medicines by nurses and other health professionals.

Some 5,000 Statutory Instruments are approved by Parliament each year. An important Statutory
Instrument affecting nursing is the Nursing and Midwifery Order 2001, which established the
NMC. The order was created under powers given by section 60 of the Health Act 1999. Where
a minister or public body acts contrary to the powers bestowed by an Act, their decision can be
challenged as ultra vires. For example, in London and Westcliff Properties v Minister of Housing and Local
Government [1961], a council compulsorily purchased a property, then sold it to a company at a
reduced cost. The court held that this was ultra vires, as the Housing Act 1957 required councils
to obtain the best possible price for a property.

The annotated first page of the 2001 Order is shown in Figure 1.4.

Devolution in Scotland, Wales and


Northern Ireland
Devolution is the granting of powers from the central United Kingdom government to the
governments of Scotland, England and Wales. Devolved governments were created following
referenda in Wales and Scotland in 1997, and the Scottish Parliament, National Assembly for
Wales and Northern Ireland Assembly were established a year later.

The Scottish Parliament has powers to make primary legislation in certain devolved areas of
policy that includes health policy. Law and policy relating to health in Scotland is now for the
Scottish Parliament to decide and legislate, and there are many examples of how health policy
in Scotland differs from the rest of the United Kingdom. For example, the law concerning adults
who lack the ability to make decisions comes under the Adults with Incapacity (Scotland) Act
2000 in Scotland but is dealt with under the provisions of the Mental Capacity Act 2005 in
England and Wales.

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The powers of the Northern Ireland Assembly are not as wide-ranging as those of Scotland and 1
Wales. In Wales, following a referendum in 2011, the Assembly can now make primary legislation 2
in twenty devolved areas, including health, social welfare and education. The Assembly also has the 3
power to make secondary legislation relating to Wales. 4
5
It is essential that you ensure that the policies and laws you apply in your nursing practice relate 6
to the country you work in. 7
8
9
Activity 1.4 Research 10
Mental Health Law in England Scotland Wales and Northern Ireland 11
12
Using your university library and learning resource centre, list the laws that regulate the 13
care and treatment of people with mental health problems in England, Scotland, Wales 14
and Northern Ireland 15
An outline answer is given at the end of the chapter. 16
17
18
19
Judicial interpretation of statutes 20
1
2
Once an Act has completed its parliamentary stages and becomes law, the authoritative and
3
compelling interpretation of that statute is for judges and no one else. When it comes to a dispute
4
only the judges’ views count. Governance in the UK is structured to prevent tyranny by
5
attempting to ensure that no one person or body has an over-dominant role. The system sees
6
three components of governance come together but as separate entities, with different roles as
7
illustrated in Figure 1.5.
8
9

Judicial function 30
1
2
The role of the courts is to give force to the intention of Parliament as expressed in the words of 3
the Act, and to make decisions between disputing parties. The courts cannot question statutes as 4
Parliament is supreme and an Act of Parliament is our supreme source of law. Judges must apply 5
the statute to the particular facts before them and to do this they need to interpret the words in 6
an Act. 7
8
Parliament makes law, judges interpret and apply the law, and they have a great deal of discretion
9
in how they do this.
40
1
2
3
41

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Introduction to law in nursing

Judicial decisions, the common law


The common law consists of laws that arise from cases decided by the courts. It works on a system
of precedent and is often referred to in Latin as stare decisis or ‘let the decision stand’. When a
judge decides a case, he or she must refer to decisions in previous similar cases in the higher courts
and keep to the rulings in those cases. If the previous case was about a similar set of facts and the
same legal rules, then the current case has to be decided in the same way.

Activity 1.5 Critical thinking


Precedent in action: the case of the snail in the ginger beer

In Donoghue v Stevenson [1932] two friends have a drink in a Paisley café. Mrs Donoghue has a
ginger beer, which she gradually pours and drinks from an earthenware bottle from the bottom
of which comes a green sludge, the remains of a decomposing snail. This causes her
gastroenteritis and nervous shock, so she sues the manufacturer and the court awards her
damages. The court finds that the manufacturer owes her a duty of care, which they have
breached, causing her harm, because through their carelessness a snail entered the bottle in
the manufacturing process.

Does precedent apply? Consider the following situations and decide whether the judge in
the cases would be bound by the precedent set in the Donoghue v Stevenson [1932] case.

1. A woman buys a bottle of lemonade from a supermarket. Before she opens it she sees
that it contains a dead wasp. Can she sue in negligence?
2. Utilities contractors dig a hole in a pavement and mark it with an upturned sledge
hammer. Most people see the hazard and avoid it but a blind man falls in and breaks a
leg. Can he sue in negligence?
3. A child is eating fish fingers for school dinner when he chokes on a one-inch piece of
bone that needs surgery to remove. His mother sues the manufacturers, who say they
are not to blame as there is a warning on the package. Are they right?
4. A woman has a sterilisation but it is poorly done and she has a healthy child. Can she
sue in negligence?

An outline answer is given at the end of the chapter.

The structure of the courts


The use of precedent is seen as:

• giving certainty to the law;


• preventing arbitrary decisions;
• maintaining equality;
• providing a rational basis for decision making.

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Chapter 1

1
Type of
secondary 2
legislation
3
Year and 4
number
5
Topic covered by 6
the statutory
instrument 7
Title
8
9
Date created
Date commenced 10
11
12
13
14
Authority for 15
the statutory 16
instrument
17
18
19
20
1
2
Part 3
4
5
Article number 6
7
8
9
30
1
Figure 1.4: First page of the Nursing and Midwifery Order 2001, with its constituent parts labelled. 2
3
4
• Legislature 5
– Parliament 6
– Make law
7
8
9
• Executive • Judiciary 40
– Government – Interpret the law 1
– Implement the law – Find law
– Act independently 2
3
Figure 1.5: Three components of governance. 41

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Introduction to law in nursing

A court is bound by precedent where the decision of a higher court is materially similar to a case
being considered in a lower court. Senior judges ensure this rule is rigidly enforced.

The courts are structured on a hierarchical system (see Figure 1.6) that allows a series of appeals
in the same case.

It is essential in your study of law and nursing to look carefully at which courts the case has been
heard in and inform your practice by reference to the decision in the most senior court. For

United Kingdom Supreme Court


The most senior domestic court
12 members of the Supreme Court sit in benches of up to nine judges
The members are known as Justices of the Supreme Court
Hear Appeals from the Court of Appeal and in exceptional circumstances the High Court

Court of Appeal
32 Lord Justices of Appeal
Criminal Division Civil Division
Hears appeals from the Crown Court Hears appeals from the High Court, tribunals
and certain cases from county courts

The High Court


92 Justices or Puisne Judges
Queen’s Bench Division Family Division Chancery Division
Contract and tort Divisional Court Divisional Court
Administrative Court Hears appeals from the Hears appeals from the
Supervises the legality of magistrates’ courts county courts on bankruptcy
decisions of inferior courts, and land law
tribunals, local authorities,
Ministers of the Crown, and
other public bodies and
officials

Crown Court County Courts


Trials of indictable offences, appeals Majority of civil litigation subject to nature
from magistrates’ courts, of the claim
cases for sentence

Magistrates’ Courts Tribunals


Trials of summary offences, committals Hear appeals from decisions on:
to the Crown Court, family proceedings immigration, social security,
courts and youth courts child support, pensions, tax and land

Figure 1.6: The structure of the courts.

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Chapter 1

example, in Gillick v West Norfolk and Wisbech AHA [1986], the case began in the High Court, which 1
decided that advice to doctors that girls under the age of 16 could be given contraceptive advice 2
and treatment without parental consent, was lawful if the girl was sufficiently mature and 3
intelligent to make the decision herself. The Court of Appeal overruled the decision of the High 4
Court and declared the advice unlawful. In the House of Lords the decision of the Court of 5
Appeal was reversed and the advice was declared lawful. 6
7
The House of Lords was replaced by the Supreme Court in October 2009. As the most senior
8
court, the justices of the Supreme Court now set out guidance that, in their opinion, will bind
9
future cases. Opinions in cases from the House of Lords and the newly established Supreme
10
Court can be reliably used to inform your practice as a nurse.
11
To assist with the application of the system of precedent, significant decisions of judges in cases 12
are set out in law reports, which lawyers and those studying the law can use to inform their practice. 13
There is a large number of commercial law reports available and some cases are even reported in 14
the broadsheet newspapers. Case Reports contain a lot of detail about the facts and law of a case. 15
Many are now freely available from the websites of organisations such as the British and Irish Legal 16
Information Institute (www.bailii.org) and they are an excellent source of primary law. Your 17
university law library will have a wide range of law reports with cases relevant to nursing and 18
healthcare, many of which will be mentioned in this book. Figure 1.7 shows the layout of a typical 19
law report. 20
1
Case law is a particularly relevant source of law in healthcare as the sensitive nature of the
2
disputes inevitably gives rise to decisions that have an impact on how you conduct your nursing
3
practice.
4
5
6
7
8
9
30
1
2
3
4
5
6
7
8
9
40
1
2
3
41

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Introduction to law in nursing

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Chapter 1

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40
1
2
3
41

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Introduction to law in nursing

Table 1.1: The advantages of legal awareness to a student nurse


The legally aware student nurse:
• Realises that many aspects of daily life are governed by law
Most aspects of life are regulated by law. Legal awareness helps you appreciate the importance
of the legal framework which supports the structure of society. It also allows you to appreciate
that personal and social problems may have a legal dimension.
• Knowingly acts in accordance with certain legal principles
Many parts of the law are necessarily complex and difficult to understand. However, the
underlying principles are quite simple. These affect everyone on a day-to-day basis and
therefore an understanding of them is important. Indeed, ignorance of the law can bring
very serious consequences.
• Understands the key elements of the legal system
Knowledge of the law is of limited value unless you understand the various ways in which
the legal system works to enforce the law. It is important to understand the role of those
agencies that have powers to enforce the law and of the mechanisms by which you can seek
legal help and advice.
• Knows when and where to seek appropriate advice
The law is vast and constantly changing. You need to develop a sense of:
– when the law can help or hinder;
– what you can find out for yourself and where;
– when you should seek expert help;
– how to get the appropriate help or advice.
• Understands the nature of law
Even though many day-to-day situations have a legal dimension, there are some problems that
the law can do little about, even when in theory this should not be the case.

Chapter summary
• A thorough and critical appreciation of the legal and professional issues affecting
nursing practice is essential if you are to develop the professional awareness necessary
to become a registered nurse.
• Positive rules impose a legal obligation to do or refrain from doing something. If a
positive rule is breached a sanction may be imposed for breaking the law.
• Normative rules set out what a person should do.
• Healthcare sees a drawing together of normative and positive rules.
• Law is defined as a rule of human conduct imposed upon and enforced among, the
members of a given state.
• The United Kingdom is a parliamentary democracy and the laws of the country are
created and amended through the Queen in Parliament.

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Chapter 1

continued . . . 1
• Once an Act has completed its parliamentary stages and becomes law, the authoritative 2
and compelling interpretation of that statute is for judges and no one else. 3
• An Act of Parliament is our supreme source of law. 4
• The common law is derived from decided cases and works through a system of 5
precedent that ensures that materially similar cases are decided in the same way, 6
creating a degree of certainty in the law. 7
8
9
10
Activities: Brief outline answers 11
12
Activity 1.4: Research (page 18)
13
Mental Health law is a good example of how the devolved administrations in England, Scotland, Wales 14
and Northern Ireland have introduced laws that specifically apply to their areas. 15
The Mental Health Act 1983 (as amended) regulates the care and treatment of people with mental disorder 16
in England. 17
The Mental Health Act 1983 (as amended) also regulates the care and treatment of people with mental 18
disorder in Wales but the Welsh Government have passed the Mental Health (Wales) Measure 2010 that 19
extends the rights of patients to access mental health services, advocacy services and statutory care and 20
treatment planning. 1
The Mental Health (Care and Treatment) (Scotland) Act 2003 (as amended) sets out the powers for the 2
admission, treatment and aftercare of people with mental disorder in Scotland. 3
The Mental Health (Northern Ireland) Order 1986 regulates the care and treatment of people with mental 4
disorder in Northern Ireland 5
6
Activity 1.5: Critical thinking (page 19) 7
1. The woman in the first case cannot sue in negligence as she has not suffered a personal injury. She 8
discovered the wasp before drinking the lemonade. 9
2. Although the facts in this case seem very different, the case is still materially similar to the Donoghue v 30
Stevenson [1932] case. The contractor owes a duty of care to other users of the footpath. They have
1
failed to take adequate precautions to prevent a fall. It is reasonably foreseeable that a person with a
visual impairment might come along the road. Harm has been caused by the contractor breaching its 2
duty of care and so a claim in negligence is possible. 3
3. The facts and rules in this example appear similar but the manufacturer is arguing that the warning 4
absolves them of their duty of care. You might argue, however, that as the fillet fish fingers are marketed 5
towards children the manufacturer should take greater care. Should consumers be expected to mash 6
each finger to check for bones? This case was settled out of court with a compensation payment.
7
4. At first glance this again appears to be a case of carelessness, but to be actionable, as in Donoghue v
Stevenson [1932], there must be harm to the individual. The courts consider a healthy child as an 8
economic loss not a personal injury. Mrs Donoghue would not have been able to sue in negligence if 9
her bottle had contained water instead of a snail. Similarly, no claim for negligence would succeed for 40
carelessness that resulted in the birth of a healthy baby. 1
2
3
41

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Introduction to law in nursing

Further reading
To understand the law and how it applies it is essential to have some knowledge of legal method. One of
the following will help.
Hanson, S (2009) Legal Method, Skills and Reasoning, 3rd edn. London: Routledge-Cavendish.
Holland, J and Webb, J (2006) Learning Legal Rules: A student’s guide to legal method and reasoning. London:
Blackstone Press.
To understand health law in context it is useful to have an understanding of health policy and the following
can be recommended.
Crinson, I (2008) Health Policy: A critical perspective. London: Sage.
Ham, C (2009) Health Policy in Britain, 6th edn. London: Palgrave Macmillan.

Useful websites
To keep up to date with changes in health law we recommend the following.
www.bailii.org The British and Irish Legal Information Institute provides free access to law reports from
the UK courts.
www.dh.gov.uk Outlines government policy on health in England.
www.justice.gov.uk/government/news/welcome-to-the-new-home-on-the-web-for-the-
ministry-of-justice Ministry of Justice information and updates.
www.opsi.gov.uk/ legislation/uk.htm Full text of legislation and Statutory Instruments.
www.parliament.uk/about/how UK Parliament website, where you can find information about how
a Bill becomes Law.
www.scotland.gov.uk/Topics/Health Scottish Government health policy and publications.
www.wales.gov.uk/topics/health/ Welsh Assembly health policy and documents.

27

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