Intro XPS Methodandtechnique
Intro XPS Methodandtechnique
Intro XPS Methodandtechnique
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Dmitry A. Zatsepin
Russian Academy of Sciences
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*on temporary leave from Institute of Metal Physics – Russian Academy of Sciences,
Laboratory of X-
X-ray Spectroscopy, S.Kovalevskoj Str. 18, 620990 Yekaterinburg
Sci.
Sci. Ed. made by Prof. Dr. Kurmaev E.Z., Russian Academy of Sciences
Sciences – Institute of Metal
Physics
Warsaw © 2014
The scope :
UPS-XPS-AES,
AES LEED and LEELS –
are the material science techniques
which belong to the Electron
Spectroscopy techniques →
electrons are carrying the information
about the material under study ;
Three-
Three-step XPS process model:
Based on numeric calculations made
by Scofield (ionization cross-
cross-sections
are in the frame of Hartree-
Hartree-Slater
approach).
approach).
because when more than one orbital is excited, then σtot is just the summation of partial
cross-sections σnl
photoionization cross-
Actually, an ionization cross-
cross-section σ is the probability per unit area and per unit time that a
photon of a given energy can be absorbed by an atom to excite the the photoelectrons.
P (h ) here P – are the absorbed photons per unit time and I – are the incident
(h ) photons
I (h )
Gelius molecular orbital rule (by K.M.Ziegbahn and Geliuos) : the cross-sections for MO are
influenced by the nature of atomic orbital, from which this MO is „selected”.
1-5. What is inside XPS physics ?
XPS process
Ebinding = Ephoton – Ekinetic – Φ,
where Φ is a work-
work-function of XPS spectrometer
(usually this correction is made at the factory and
used automatically, the value of Φ is in the range of
2 - 5 eV and varies for different type of XPS
systems ) ;
E binding < E photon (XPS excitation rule)
Auger-
Auger- lines:
lines: Kinetic enegy of electron does not
affected by the incident x-ray photon energy – it is a
”fingerprint”
fingerprint” of a concrete part of electronic structure of
material under study.
However,
However, the energy positions of Auger peaks in the
BE scale depend on incident x-ray photon energy
due to simultaneous coulombic re- re-arrangement of
electrons in the final state →
Thus, for compounds with the dissimilar bonding majority the XPS peak position will
be also different → ”fingerprint” of chemical bonding type
Example : XPS Si 2p peak in ”pure”
pure” Si waffer BE = 99 eV, but (sic!)
XPS Si 2p peak in SiO2 BE = 102.3 eV
1-10. What is inside XPS physics ?
XPS spectra – any other reasons for chemical shift ?
1-11. What is inside XPS physics ?
Why we obtain sometimes single XPS peak and in other - double XPS peaks ?
1-12. What is inside XPS physics ?
XPS satellites – what for they are ?
So, the major reason – relaxation in the final state and the loss of screening effect of the
core-
core-level
XPS Cu 2p were obtained by V.R.Galakhov in cooperation with the group of Prof. Manfred Neuman, © 1996,
University of Osnabrueck, Germany, using PHI XPS Mutitechnique 5600ci
1-13. What is inside XPS physics ?
XPS satellites – energy-level scheme
1-14. What is inside XPS physics ?
The presented as an example XPS spectrum was obtained by Lois Scudiero © 2010,
Washington State University, USA
Part 2. Why X-ray Photoelectron Spectroscopy ?
2-1. Why X-ray Photoelectron Spectroscopy (XPS) ?
Comparing with the other experimental methods, an XPS also has both ”Pro” and
”Contra” features. WHAT ARE THEY ?
The majority of XPS advantages:
Relatively non-
non-destructive method of sample characterization (sample nature and
x-ray tube operation mode have to be taken into account) ;
Covering by direct study all the elements from Periodic Table except H and He (in
some cases the indirect XPS study is possible) ;
Strong local charging of the insulating wide-gap materials under study → energy
calibration and correct XPS data processing and interpretation could be a problem →
no proper charge neutralizing = no precise XPS experiment (2nd XPS rule); rule)
Relatively complicated sample preparation for precise XPS study (the removing of
gaseous fractures, cleaving in vacuum, ion-gun sputtering, the use of vacuum-
transfer-vessel, …. ) → improper sample manipulation = no precise XPS
experiment (3nd XPS rule);
rule)
As result – XPS systems are complicated to operate them correctly and costly
(~ 800 000 USD per the basis XPS configuration) and needs a hi-qualified training as
well as strong education background.
The standard X-ray sources that are applied in XPS material science are :
Note: It is the need to use monochromator in order to filter out the n earest satellites-
lines as well as so-called Bremsstrahlung Isochromat (continious radiation) and, as
a result, to obtain the ”clean excitation line”.
Also He (I) = 21.2 eV ( ~ 1.8 meV, the so-called ”neutral” He-line) and He (II) =
40.8 eV( ~ 2 meV, ”singly ionised” He-line) are used for XPS-UPS study.
The use of different X-ray sources definitely extends the range of XPS application
2-5. Why X-ray Photoelectron Spectroscopy (XPS) ?
350000
ZnO (reference)
17 -2
XPS: Survey
ZnO:(Mn,Co) (10 cm )
What tasks can be solved by 300000
Zn 2p
XPS technique
0
1100 1000 900 800 700 600 500 400 300 200 100 0
Binding Energy [eV]
17 -2
ZnO:(Mn,Co) (10 cm ) XPS: Co 2p
CoO (reference)
Co3O4 (reference)
What tasks can be solved by
2p3/2
XPS technique in material
2p1/2
2. The information about chemical
bonding nature in the surface
and near surface region (via
chemical shifts of core-level
spectra and XPS satellites
shape transformation)
XPS VB Overlay Mapping method - obtained by author at ThermoFisher XPS EscaLab 250 Xi
2-8. Why X-ray Photoelectron Spectroscopy (XPS) ?
The photos are reproduced from official User Operating Manuals, supported by
appropriate manufacturing companies © (2010)ThermoFisher Scientific,
© (2011) ULVAC-PHI, and © (2009) SPECS Inc. – from left to the right
Part 3. XPS Instrumentation
3-1. XPS Instrumentation – Main Parts
Stable vacuum
Stable coolant flow
At least 10 min. of idle-cycle before XPS
Stable filament current and accelerating
voltage
Avoid long-time previously used e--target
zone
Always use the most possible „soft”
source power mode for X-rays
Stable X-
X-ray Source = Precise XPS Data
3-3. XPS Instrumentation – Main Parts
X-ray Source Monochromator
Accurate Manipulation with Energy Analyser settings and XPS DATA verification = Precise XPS Data !
3-5. XPS Instrumentation – Main Parts
Hemispherical Energy Analyser – how it is inside XPS system ?
3-6. XPS Instrumentation – Main Parts
Cylindrical Energy Analyser – main idea
XPS tricks :
Atoms layers
XPS tricks :
1. Steady-
Steady-state One-
One-channel and Dual-
Dual-channel Charge Compensators (no dynamic charge-
charge-neutralising)
neutralising)
Using Linear-
Linear-range of Data Acquisition Unit Specifications = Precise XPS Data !
3-14. XPS Instrumentation – Main Parts
XPS Data Acquisition Unit – ARXPS (theory)
3-15. XPS Instrumentation – Main Parts
XPS Data Acquisition Unit – ARXPS
XPS tricks :
Control the sample mounting onto the sample-holder before placing it into the Intro Chamber ;
In some cases the cleaning with 99% purity alkohol can be applied before installing sample for
TMP-pumping ;
Leave the sample at least 12 hours in the Intro Chamber under TMP-pumping for gaseous fraction
removing → stable hi-vacuum in the Main Vacuum Chamber Unit during measurement ;
Avoid studying powder-fraction samples if no Powder Trap System → use pressed pellets instead
• Hi-
Hi-Vac Systems widely used for XPS:
XPS
1. ion-
ion-getter pumps with automatic „cut-
cut-off”
off” system (IGP
IGP type + IGP controller);
controller
2. titanium sublimation pumps with automatic „cut-cut-off”
off” system (TSP
TSP type + TSP controller);
controller
3. Titan TM ion-getter pumps with automatic „cut-
cut-off”
off” system (TGP
TGP type + IGP controller);
controller
4. Combined TSP-IGP pumps
Most importatnt charachteristics of a Hi-
Hi-Vac Pump:
Pump
1. Pumping speed ;
2. Saturation effect for absorbing plates ;
3. Pumping stability ;
4. Starting and Drop-
Drop-down pressures ;
5. Bakeability ;
6. Contamination influence on above mentioned characteristics.
Additional information about XPS Pumping systems can be obtained at www.vacom-
www.vacom-vacuum.com
3-19. XPS Instrumentation – Main Parts
XPS specifications
High-
High-Voltage plasma ignition system
4-2. UPS Technique – Main Parts
UPS Data Acquisition Unit – UPS theory
4-3. UPS Technique – Main Parts
UPS Data Acquisition Unit – UPS examples
The author would like to acknowledge the following persons, who made
an essential contribution to the field of X-ray Photoelectron
Spectroscopy and with whom it was a great honour to collaborate:
• Academician Vladimir I. Nefedov, Russian Academy of Sciences, Russia
• Prof. Dr. Ernst Z. Kurmaev, Russian Academy of Sciences - Ural Division, Russia
• Prof. Dr. Koichi Kitazawa, The Graduate School of Science, Tokyo (now the Executive Director of the Japan
Science and Technology Agency, Japan)
• Prof. Dr. Vladimir I. Anisimov, Russian Academy of Sciences - Ural Division, Russia
Thanks a lot to all of them and to the others for their dedicated work in the field
of XPS science and to You, for Your attention and patience!