Start and Improve Your Business: Implementation Guide
Start and Improve Your Business: Implementation Guide
Start and Improve Your Business: Implementation Guide
Your Business
Implementation Guide
Start and Improve
Your Business
Implementation Guide
and Permissions), International Labour Office, CH-1211 Geneva 22, Switzerland, or by email: pubdroit@ilo.org. The
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Majurin, Eva
Start and improve your business (SIYB): implementation guide / International Labour Office. Geneva: ILO, 2014
Cover design by Maurizio Costanza with contribution (original globe design) by Miriam Christensen.
Foreword
This Guide is intended as a practical tool to support the implementation of the
Start and Improve Your Business (SIYB) programme. It provides step-by-step guid-
ance for the successful introduction of SIYB in a given context, from carrying out
an initial market assessment to planning for sustainability. We trust that the Guide
will facilitate the introduction of the programme in new contexts and enhance its
effectiveness where it is already operational. The intended audience of this guide
are Private Sector Development (PSD) practitioners in governments and private sec-
tor institutions who want to run the SIYB programme. Its ultimate beneficiaries are
potential and already established entrepreneurs who are equipped to create more
and better jobs.
Recent research shows that the majority of jobs in the world are provided by Micro,
Small and Medium Enterprises (MSMEs), and that in low income countries this share
is almost 80%. However, these entrepreneurs often face a number of challenges
which prevent them from reaching their potential, including a limited access to
Business Development Services (BDS) such as market information, legal advice, and
managerial training.
The International Labour Office (ILO) has designed and tested responses to these
challenges. In the area of business management skills, the SIYB programme has
been at the forefront of the ILO’s efforts to support potential and already established iii
entrepreneurs in its member countries since the late 1970s. Today, the programme
Demand for the SIYB programme continues to grow, including among new partners
such as government departments. Maintaining quality standards globally and pro-
viding support for the design and execution of SIYB interventions is therefore critical.
Eva Majurin, the author of this Guide and SIYB Global Coordinator, has built on a
group of highly engaged practitioners and her own expertise to now put forward a
guide that establishes the fundamentals of the programme and its quality standards
for the years to come.
Boxes
Selection criteria for TSPs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Examples of SIYB partner organizations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Minimum requirements for Trainer Certificate of Competence . . . . . . . . . . . . . . . . . . . . . . . . . 14
Requirements for Master Trainer certification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Examples of outcome and Higher Level Outcome indicators (disaggregated by sex) . . . . . . . . . . 32
Different SIYB sustainability models. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Additionally, boxes on how to address gender issues and on what support the SIYB Global Coordina-
tion Team can provide are contained in the following chapters:
Gender concerns: Chapters 2.1, 2.3, 2.4, 2.6, 2.7
What support can the SIYB Global Coordination Team provide?: Chapters 2.1, 2.2, 2.3, 2.4, 2.5, 2.6,
2.7, 2.8
Acronyms
BDS....................... Business Development Services
CRW . ................... Competency Reinforcement Workshop
DFID...................... Department for International Development, UK
EYB....................... Expand Your Business
GDVT.................... General Department of Vocational Training, Vietnam
GYB (or GYBI)....... Generate Your Business Idea
ILO........................ International Labour Organization
ITC . ...................... International Training Centre
IYB........................ Improve Your Business
M&E..................... Monitoring and Evaluation
MOLISA................ Ministry of Labour, Invalids and Social Affairs, Vietnam
MOLSS.................. Ministry of Labour and Social Security, People’s Republic of China
MoU..................... Memorandum of Understanding
MSME................... Micro, Small and Medium-sized Enterprise
vi MT........................ Master Trainer
NGO...................... Non-Governmental Organization
Start and Improve Your Business Implementation Guide
The Guide, developed by the SIYB Global Coordination Team housed in the Small and
Medium Enterprises Unit (SME) of the ILO’s Enterprises Department (ENTERPRISES),
is based on a compilation of regional practices and provides minimum standards
only; country standards may in some cases therefore be more stringent.
About this guide
The Start and Improve Your Business (SIYB) programme is a management training
programme with a focus on starting and improving small businesses as a strategy for
creating more and better employment for women and men, particularly in develop-
ing economies. With an estimated outreach of 6 million trainees and a network of
over 17,000 Trainers1 as well as a range of materials translated into over 40 lan-
guages, it is one of the world’s largest programmes in this field.
Through its four inter-related packages – Generate Your Business Idea (GYB), Start
Your Business (SYB), Improve Your Business (IYB), and Expand Your Business (EYB) –
SIYB aims to create jobs by enabling potential and existing small entrepreneurs to
(i) start viable businesses, (ii) increase the profitability of their existing enterprises
and (iii) improve the working conditions of their employees in a way that enhances
productivity.
Its implementation model is based on a three-tier structure comprising Master
Trainers, Trainers and the end beneficiaries – potential and existing entrepreneurs
– which enables both large-scale outreach through a multiplier effect as well as qual-
ity control through the feedback mechanisms between the actors.
This Guide is intended for organizations or individuals who will be coordinating or
implementing SIYB activities in a country or regional context and who need to gain
viii
an introduction to how SIYB programmes are set up and rolled out. It also serves as a
refresher for those who are already familiar with the international standards applied
to SIYB implementation.
Start and Improve Your Business Implementation Guide
The Guide consists of an introductory part which provides an overview of what SIYB
is, how it works and what steps are normally involved in its introduction and imple-
mentation. This is followed by an operational “how to” part which explains what is
entailed in each of the steps in the process of introducing and implementing SIYB,
covering the following topics:
•• Assessing the market for SIYB;
•• Selecting partner organizations;
•• Developing Trainers;
•• Developing Master Trainers;
•• Accessing and adapting materials;
•• Entrepreneur-level training implementation;
•• Monitoring and evaluation (M&E);
•• Planning for sustainability.
The Guide concludes with a summary of the “golden rules” for SIYB implementation,
based on the key lessons learned in the past three decades in terms of what works
when implementing SIYB.
It should be noted that the Guide has been kept synthetic for the sake of simplicity.
More detailed guidance on SIYB can be obtained from issue-specific documents or
from the SIYB Global Coordination Team, which is responsible for SIYB coordination
globally and is part of the Small and Medium Enterprises Unit (SME) of the Enter-
prises Department (ENTERPRISES), located at ILO headquarters. The Team, which is
1 In this Guide, “Trainer” is used to denote an SIYB Trainer, while “trainer” refers to trainers generally (i.e.
persons who train other methodologies/programmes, but not necessarily SIYB).
staffed by Merten Sievers (VCD and BDS Coordintor; SIYB Global Coordinator from
2009 to 2014), Eva Majurin (Monitoring Officer; currently SIYB Global Coordinator),
Pranati Mehtha (Junior Technical Officer), and Paula Miguel (Administrative Assis-
tant) can be contacted by email on siyb@ilo.org. The Team can facilitate contact
with the ILO’s regional Enterprise Specialists and projects backstopping field-level
implementation, as well as with Master Trainers.
ix
OVERVIEW OF SIYB
1.1 What is SIYB?
The SIYB programme is a system of inter-related training packages and supporting
materials for small-scale entrepreneurs to start and grow their businesses. It aims
at increasing the viability of Micro, Small and Medium Enterprises (MSMEs) through
management principles suitable for the environment of developing countries. The
ILO assists Business Development Service (BDS) organizations to develop the skills
required to implement, monitor, manage and finance the training programme, and
sets up a sustainable training system at the national level, thus contributing to sus-
tainable economic growth and employment generation.
motivational and learning tool that simulates a real life business situation.
As all the programmes had a similar design, in the late 1990s the ILO decided to
group the GYB, SYB and IYB training packages and associated management tools
within a common framework, calling it the “Start and Improve Your Business” (SIYB)
programme. In the early 2000s, the ILO developed the next generation of training
modules and interventions for growing small enterprises called “Expand your Busi-
ness” (EYB) and this also became part of the SIYB programme.
- Tourism
(SYB), Improve Your Business (IYB), and - Construction
Expand Your Business (EYB) which are de- - Grassroots
and certified by the ILO, have a key role in planning, organizing and conducting Train-
ing of Trainers (ToT) programmes and follow-up measures. They are also responsible
for marketing the SIYB programme, selecting new partner organizations, quality
control of the SIYB programme, material adaptation, and conducting SIYB impact
assessments and evaluations at the national level.
Apart from the main actors described above, other organizations may be involved,
depending on the country context. For instance, the printing or distribution of mate-
rials may be delegated to a specific organization in a country.
1.2 Steps in Introducing and Implementing SIYB
SIYB is often introduced in a country as part of an ILO project. However, there is
also increasing demand from other actors, in particular government entities, for the
introduction of SIYB, which take a leading role in the process. When an ILO project
or national counterpart wishes to introduce SIYB in a country, contact should first
be made with the SIYB Global Coordination Team, which will authorise the process
and guide the institution on the steps involved, resources required, and other op-
erational matters.
Once the institution leading the in-country process has the agreement of the SIYB
Global Coordination Team, the actual introduction of SIYB will normally consist of
the following steps, outlined below and described in further detail in the remaining
chapters of this Guide:
The steps normally comprise:
•• Assessing the market for SIYB: An assessment needs to be made of the demand
for and supply of business management training in the context at hand, so as
to determine whether there is sufficient (paying) demand for the programme,
whether there are other similar or competing offerings, what the local SIYB pro-
gramme should look like in terms of content so as to respond to the needs of
potential beneficiaries, and what implementation arrangements would work best
in the specific context. 5
•• Selecting partner organizations and defining partnerships: Based on the results
•• Developing Trainers: The next step is normally the selection of potential SIYB
Trainers from among the trainers affiliated with a TSP partner organization. Once
selected, the candidates will undergo a Trainer development cycle including tak-
ing part in formal trainings in a workshop setting as well as a practice period of
conducting training, following which successful candidates are certified as SIYB
Trainers.
•• M&E: The monitoring of SIYB activities is critical for ensuring its effectiveness.
Once SIYB has been introduced, apart from periodic evaluations or impact as-
sessments which may be undertaken, SIYB is continuously monitored at the level
of Trainers, Master Trainers and entrepreneurs. The standard SIYB M&E tools
(including an online system: the SIYB Gateway) therefore need to be introduced
from the outset and reporting lines need to be defined.
It should be noted that the order of the steps may not follow this specific sequence
in all cases. While the market assessment will normally always take place at the
beginning, the phases of selecting partner organizations, adapting materials or de-
termining distribution arrangements may take place in a different sequence than
that described above (or in parallel with one another).
6
Many of these processes will also continue beyond the introductory phase. For
instance, once an SIYB programme has been set up in a country, it will most likely
Start and Improve Your Business Implementation Guide
continue to train new Trainers throughout its duration in addition to the first batch
of Trainers trained at the outset so as to scale up activity levels, or it may opt to
develop Master Trainers in order to enhance quality and to promote and expand the
programme.
Part II
STEP-BY-STEP GUIDANCE
2.1 Market Assessment
Before deciding on introducing SIYB in a country or adjusting existing SIYB activities,
a market assessment is normally carried out.
The market assessment helps to provide a picture of the MSME management train-
ing market in terms of what training and related BDS exist in a locality, how they
function (supply-side), what the training (and related BDS) needs of potential and
existing entrepreneurs are, and to what extent they are interested and able to access
them (demand-side). As such, market assessments provide valuable information on:
•• Whether it makes sense to introduce SIYB, by answering questions such as: is
the overall environment conducive to the introduction of SIYB?; is there “room”
for SIYB or is the market already saturated with providers of similar training pro-
grammes?; is there a market for SIYB, i.e. are there enough potential end users
who are interested and able to take part in trainings?; what is the capacity and
willingness to pay for services?; what competitive advantage would allow to cap-
ture a sufficient market share?
•• How SIYB should be introduced and implemented, by shedding light on the fol-
lowing questions: who could be training providers (possible SIYB partner organi-
zations and Trainers associated to them)?; based on the profile of the potential
end-users, what training services should be provided, which materials should be
8
used for this, and how should the training services be delivered, marketed, and
priced?
Start and Improve Your Business Implementation Guide
Gender concerns
The market assessment should consider whether there are differences in the women’s
and men’s access to and extent of use of SME management training services as well
as any differences in needs/demand for such services. For instance, in cases where
education and literacy disparities between women and men are pronounced, this may
translate into differences in demand (e.g. in terms of training methodologies).
Costs of market assessments
When estimating the costs of a market assessment, the following items should be
kept in mind:
•• Design of methodology and questionnaires (consultancy costs; possibly software
costs);
The costs of carrying out a market assessment depend to a large extent on the scope
of it in terms of coverage (for instance, whether the full geographical region of a
country is covered, or only part of it) and on the methodologies used (a desk-review
of secondary sources will cost less than carrying out a survey designed specifically
for the assessment).
For example, a recent ILO market assessment in Myanmar, including a survey of 9
315 micro and small enterprises as well as interviews and focus group discussions
in three regions and a literature review cost approximately 50,000 USD. Smaller but
What support can the ILO’s SIYB Global Coordination Team provide?
•• Reach at least 45 clients in three SIYB programmes per year per Trainer;
•• Maintain the quality standards and report to the ILO on all SIYB activities carried
out.
The following steps are usually undertaken to form a partnership with a TSP:
•• Generating interest among potential TSPs: Once a picture of the general training
service provision market has been obtained and potential SIYB TSPs identified,
interest needs to be generated among the latter. This can be done through direct
contact with specific potential TSPs, or workshops or media campaigns targeting
a larger range of organisations and informing them of the planned activities and
the possibility to apply to become an SIYB TSP.
•• Application by TSPs and selection process: When a potential TSP shows inter-
est, they will be asked to fill in an application form. Thereafter, on-site visits and
interviews will be conducted with the management and trainers of organiza-
tions deemed potentially suitable (see criteria below). The information obtained
through the application form and interviews is checked using a “criteria-rating
matrix”, and a decision is made on whether to accept the applicant as an SIYB TSP
on a non-exclusive basis, among other TSPs operating in the same market.
2 In some of the SIYB documentation, the terms “partner organization” and “Training Service Provider” are
used synonymously to refer to training providers. Here, TSP is used for organizations involved in training,
while partner organizations is used in a wider sense to also include partners with other functions.
Selection criteria for TSPs
General Department for Vocational Training (GDVT) and Vietnam Chamber of Com-
merce and Industry (VCCI), Vietnam
The General Department for Vocational Training (GDVT), operating under the Ministry
of Labour, Invalids and Social Affairs (MOLISA) of Vietnam, has adopted SIYB for use in
its “Million Farmers Programme”, aiming to reach 1 million farmers per year with SIYB
training. SIYB will be taught in conjunction with technical training in its network of
131 vocational colleges, 400 vocational schools, and 800 vocational training centres. 16
SIYB Master Trainers are currently being trained within GDVT, who will then train Train-
ers in the various training institutions affiliated with it. Apart from rolling out training,
GDVT is also involved in materials adaptation and distribution as well as the coordina-
tion of SIYB implementation within the initiative.
The Vietnam Chamber of Commerce and Industry (VCCI) has been an SIYB partner or-
ganization since 1998. It has a cadre of Master Trainers and Trainers affiliated to it who
provide training services as well as after-training support, for instance through linkages
with the VCCI’s business clubs and members. In addition to training, VCCI also handles
SIYB materials development and distribution, among other functions, and provides a
forum for its Trainers to meet and exchange experiences.
What support can the ILO’s SIYB Global Coordination Team provide?
The SIYB Global Coordination Team can provide advice on the selection of potential
partner organizations, copies of tools such as assessment forms for TSPs, as well as
examples of agreements concluded with organizations (for instance, MoUs or Letters
of Agreement).
2.3 Trainer Development
Trainers play a key role in SIYB implementation. This is because they are responsible
for training roll out at the entrepreneur level – starting from training needs assess-
ment to post-training follow-up support provision – independently and in line with
the SIYB quality standards so as to ensure that beneficiary needs are met.
SIYB Trainer development follows a multi-phase process providing Trainers with the
required competencies.
The processes of Trainer development and certification are outlined in the sections
that follow.
•• Participated successfully in the initial ToT workshop covering the relevant SIYB
package(s) (and scoring sufficiently on the Trainer Observation Record);
•• Conducted at least one full ToE Cycle (from initial marketing to post-training evalua-
tion) for each of the relevant SIYB packages and reported results satisfactorily;
•• Developed at least one client case study for each relevant SIYB package, analyzing
the full ToE Cycle and its effects on his/her clients, based on a site-visit.
2
Attending ToT 3 2
workshop Delivering ToE
}
Executing workshop
ToE cycle
1 Selection as
potential Trainer
(+ preparing
case study) Follow up
support
2 3 15
Attending GYB-SYB ToE
}
GYB-SYB ToT Executing cycle
1
ToE cycle
Selection as
4
potential Trainer
Attending IYB
ToT workshop
Certification as
}
SIYB Trainer Executing
IYB ToE
7 Attending
GYB-SYB-IYB
cycle
IYB ToE
5
CRW [optional] cycle
6
Duration
The length of a ToT cycle starting from the identification of potential Trainers to
their final certification is normally a minimum of 6-9 months. In planning a Trainer
development process, it is important to remember that it involves not only the orga-
nization of the ToT workshop, and, in some cases, a CRW for the Trainer Candidates,
but also the execution of a full training ToE cycle by the Trainer Candidates, which in
itself may take several weeks.
Trainer Developers
Trainer Candidates are trained and certified by SIYB Master Trainers. The Master
Trainers are often subcontracted by interested agencies to carry out this work. If
there are no Master Trainers in the country concerned, a Master Trainer from an-
other nearby country can be asked to undertake the work.
Trainer development processes may involve various organizations; a process may
be launched, financed and executed by one and the same organization, or it may be
launched at the demand of one organization, financed by another, and executed by
yet another organization.
The ILO’s International Training Centre (ITC) also provides ToT services, either through
open courses at the ITC in Turin, Italy, or through customised courses which can be
conducted on-site in the commissioning organization’s country. In carrying out these
courses, the ITC relies on the network of Master Trainers for the training delivery.
Costs
The costs of a Trainer development process will vary by country depending on local
costs. The number of packages involved will also influence costs.
For a basic Trainer development cycle for one package, minimally the following
should be budgeted:
•• The consultancy fees and travel costs (where applicable) of the Master Trainers
(ideally two) for delivering the initial ToT workshop, and where applicable, CRW
and coaching during the practice phase (ToE cycle delivery by Trainer Candidates);
•• The logistics costs of the initial ToT workshop, and where applicable, CRW;
•• The logistics costs of Trainer Candidates delivering ToE cycles during the practice
phase under the supervision of the Master Trainer(s); the cost of the ToE cycle could
16 be fully or partly covered through the course fee charged from entrepreneurs.
ToT cycle costs usually vary in the range of 50,000 - 80,000 USD.
Start and Improve Your Business Implementation Guide
These costs are often covered by the implementing organization (whether ILO or
another organization). In line with established good practice, fees are often also
requested from and paid by the participants (in this case, Trainer Candidates), which
may cover either the full cost of the training, or part of it, and which is generally
considered to enhance training outcomes.
Gender concerns
At the level of Trainers, two issues are of key importance. Firstly, the potential Train-
ers, whether women or men, need to display a commitment and capacity to effectively
design and deliver training services that are gender-responsive, e.g. by targeting both
women and men, identifying any differences in their situations and factoring these into
the training intervention design. Should this capacity be weak at the outset (assessed as
part of the Trainer Candidate selection), potential Trainers selected for participation in
a ToT programme need to be provided support in acquiring this capacity in the course
of the programme. Secondly, gender-balance among the potential Trainer Candidates
should be given consideration. Having both women and men among the Trainer pool is
important not only for promoting equality of opportunity, but also because female role
models may be needed in contexts where gender inequalities persist among the target
group; in such cases it may also be easier for female trainees to interact with female
Trainers.
What support can the ILO’s SIYB Global Coordination Team provide?
Master Trainers have been capacitated to operate independently and deliver high qual-
ity SIYB ToT processes from start to finish, and equipped with the necessary materials
(in particular, Trainer manuals). The SIYB Global Coordination Team can recommend
Master Trainers and provide their contact details for executing ToT processes; the Team
can also provide examples of ToR for Master Trainers.
2.4 Master Trainer Development
Master Trainers are selected from among Trainers with an excellent track record,
and form the backbone of the SIYB implementation structure. They play a key role
not only in the programme’s multiplier effect strategy through their responsibility of
training Trainers, but also in quality assurance and keeping up the brand name, as
well as in marketing and furthering roll out.
For Master Trainers, going through the Master Trainer development cycle and ac-
quiring the status of a certified Master Trainer offers recognition by the ILO and
external partners of excellence in training performance, and often additional busi-
ness opportunities in areas such as training provision, materials development, and
conducting programme evaluations or impact assessments.
This chapter outlines the steps involved in the Master Trainer development cycle, as
well as certification requirements and procedures.
Duration
The Master Trainer development process usually takes between 1-2 years. This is
because it requires not only the participation of Master Trainer Candidates in two
workshops, but also the practical element between these workshops during which
the Master Trainer Candidates execute one or more full ToT cycle(s), including the
supervision and coaching of Trainer Candidates in executing a ToE cycle. It is there-
fore important to factor in the time and resource needs required to implement both
a ToT and ToE cycle, in addition to the workshops conducted for the Master Trainer
Candidates, when planning the Master Trainer development process.
Master Trainer Developers
Master Trainers are trained by resource persons authorized to do so by the SIYB
Global Coordination Team. These resource persons are usually Master Trainers
with extensive ToT experience, selected on a case-by-case basis to become “Master
Trainer Developers.” It is recommended that two to four such resource persons
work together in a “Master Trainer Development Team” when carrying out ToMT
processes so as to maximize their impact.
While the initiative and funds for a Master Trainer development process may come
from a variety of organizations, the SIYB Global Coordination Team needs to approve
the process so as to ensure global standards are maintained. Upon approval, the SIYB
Global Coordination Team will provide practical assistance in terms of referrals to Mas-
ter Trainer Developers to carry out the process and guidance on the planning process.
Costs
As with the ToT cycle, the costs of a ToMT cycle will vary depending on local costs
and the number of packages involved. For a basic SIYB ToMT cycle, minimally the
following costs should be budgeted for:
•• The consultancy fees and travel costs of the Master Trainer Development Team
for delivering two workshops (initial ToMT and CRW) and in-between coaching
during the practice phase (ToT cycle delivery by Trainer Candidates);
20 •• The logistics costs of the two workshops (initial ToMT and CRW);
•• The logistics costs of Master Trainer Candidates delivering ToT cycles during the
practice phase (including delivery of ToE cycles by Trainer Candidates during their
Start and Improve Your Business Implementation Guide
practice phase under the super vision of the Master Trainer Candidates).
To provide a rough indication, a recent ToMT cycle in Vietnam cost approximately
150,000 USD covering mainly the international costs. Many of the local costs were
borne by the local counterpart, the GDVT. Fees are often also requested from the
Master Trainer Candidates, which may cover part or all of the training costs. This is
done to provide an incentive for learning and securing a high level of commitment
to playing the role of Master Trainer.
Gender concerns
As with Trainers, potential Master Trainers need to either have a strong capacity to
integrate gender-responsiveness into their work from the outset, or when this is not
the case, capacity building in this area needs to be factored into the training cycle.
Again as with Trainers, gender balance among Master Trainer Candidates needs to be
encouraged through appropriate marketing and selection mechanisms so that the pool
of Master Trainers in a given context comprises both qualified women and men.
What support can the ILO’s SIYB Global Coordination Team provide?
As the SIYB Global Coordination Team is the certifying body at the Master Trainer level,
Master Trainer development processes should always be initiated in consultation with
the Team. The Team can facilitate contact with ILO-approved Master Trainer Develop-
ers, provide examples of ToRs, and advise on the process. Reports on all phases of the
process should be shared with the Team, which will also take part in the final assess-
ment process of Master Trainer Candidates before their certification, either through
distance-based reviews of performance or on-site participation.
Figure 5: The inter-linkages of the Training of Master Trainers (ToMT), Training of Trainers (ToT) and Training of Entrepreneurs (ToE) cycles in the development of Master Trainers
2 3 2
Attending 2
ToMT workshop Executing Delivering 3
ToT ToT workshop Delivering ToE
cycle workshop
} Supervising
Selection execution of
Preparations
as potential ToE cycle Follow up
for ToT cycle
1 Master Trainer 1 support
} Preparations
for ToE cycle
Delivering CRW 1
Attending CRW 3
[optional]
+ passing exam
4 Certifying
Certification as of Trainers
4
Master Trainer
5 5
Note: for purposes of simplicity, cross-cutting processes, such as M & E and gender mainstreaming are not shown in the diagram
21
Accessing materials
SIYB Trainers and Master Trainers will receive a copy of the relevant Trainer-level
materials needed for conducting ToEs (in the case of Trainers) and ToTs (in the case
of Master Trainers) when taking part in their initial training cycle leading to certifica-
tion.
They, in turn, will provide copies of the entrepreneur-level materials to participants
of ToE workshops.
22 Should Trainers require more copies of materials, or should other persons be inter-
ested in acquiring the materials, SIYB materials can be obtained as follows:
Start and Improve Your Business Implementation Guide
•• In electronic format through the SIYB webpage3, which is accessible to the gen-
eral public, or the online SIYB Gateway. The latter is only open to certified Master
Trainers and Trainers as well as partner organization representatives or ILO staff
who are registered and active users of the Gateway. In addition to the electronic
copies of the manuals contained on the public webpage, the Gateway also con-
tains the full range of supplementary tools that Trainers, Master Trainers and oth-
er implementing organizations may need (e.g. training needs analysis and M&E
forms).
•• In printed format by purchasing them either from the Publications Department of
the ILO (enquiries should be sent to pubvente@ilo.org) or from regional distribu-
tion points which may be either ILO offices or projects or national organizations
holding printing and distribution licenses (the SIYB Global Coordination Team can
advise on the nearest distribution point). This channel is open to any interested
persons or organizations.
3 www.ilo.org/siyb. The materials are currently not available online but will be uploaded when the pro-
gramme will adopt “Creative Commons,” which is expected to take place at the beginning of 2015.
Any other use of the materials apart from the provision of training by certified SIYB
Trainers or self-study by interested persons has to be approved by the SIYB Global
Coordination Team.
Costs implications
In the case of existing materials, the costs vary by the distributor. For example, a set
of SYB materials (Manual and Business Plan booklet) currently costs approximately
55 USD when purchased from the ILO Publications Department in Geneva, while the
Business Game costs 295 USD.
Local distributors (for instance the RBCT in southern Africa or SIYB Association of Sri
Lanka in Asia) may be able to offer bulk discounts for larger quantities.
In the case of new materials, adaptation, printing and translation costs need to be
factored in. If copies of the Business Game are printed and sold locally, a royalty
must be paid to the South African Institute for Entrepreneurship (SAIE) in South
Africa, the joint copyright holder.
What support can the ILO’s SIYB Global Coordination Team provide?
The SIYB Global Coordination Team can facilitate contact with the ILO’s Publications
Department for obtaining printing, distribution or translation licenses. It can also ad-
vise on materials distribution points for hard-copy materials either at global level (ILO’s
Publication Department) or in different regions; soft copies of materials can be ob-
tained through the SIYB Gateway maintained by the Team.
2.6 Entrepreneur-Level Training Implementation
While the four SIYB training packages focus on different target groups, the main
target clientele are start-ups, micro and small businesses that often operate in the
informal economy.
The training of potential and existing entrepreneurs is executed by certified SIYB
Trainers, normally working for an SIYB partner organization. While the role of Mas-
ter Trainers is broader, they may also conduct entrepreneur-level trainings.
The ToE cycle is described in the section that follows. The costing and pricing of
training services for entrepreneurs, an area of growing attention in the private sec-
tor development community, is covered in the second section of this chapter.
Trainers is available.
•• Participant selection: The selection of training participants from among interest-
ed applicants should be based on general and business-related SIYB selection cri-
teria, as outlined in Table 1. A tool to help assess these characteristics is provided
in the “SIYB Entry Card.” The final selection of participants can then be done using
the “SIYB Selection Tree”, which will also help to determine which training pack-
age is most suited for individual candidates.
•• Training needs analysis: Apart from making sure that SIYB participants receive the
right level of training from among the SIYB packages (GYB, SYB, IYB, EYB), an anal-
ysis of their specific learning needs and wants should be done so that the training
intervention can be designed to respond to these. Training needs can be assessed
using the “SIYB Entry Card” filled in by Trainers through interviews with potential
participants during the previous step (participant selection), and which contains
both questions on learning expectations as well as questions which should show
to what extent the candidate has a command of business management concepts.
•• Preparation and design: This step involves making all practical arrangements
(booking a venue, inviting the participants, preparing materials and equipment,
etc.) for carrying out the training, as well as designing the workshop programme
based on the training needs analysis. Guidance for preparations is included in the
SIYB Trainer’s Guides.
•• Implementation – the ToE workshop: The core element of the ToE cycle is the ac-
tual ToE workshop, which will vary in length depending on the package (usually 3
days for GYB, 5 days for SYB, and between 5-7 days for IYB and 7-14 days for EYB).
As explained in Part I, the different SIYB packages have different objectives – GYB
aims to help participants develop a business idea, SYB assists participants in the
preparation of a business plan, while IYB helps participants with an existing busi-
ness to improve specific areas of its management and EYB guides them towards a
growth strategy – and the workshop contents will reflect this. While joint GYB-SYB
workshops are common, IYB and EYB are normally implemented separately. Joint
GYB-SYB workshops are popular because they allow for delivery of training for
the two packages within a condensed timeframe; where implementers can de-
liver the two packages in two separate courses, however, this has the advantage
of allowing beneficiaries to carry out market research between the courses. The
SIYB Trainer’s Guides provide assistance and standards on how to structure and
conduct SIYB workshops using the different packages, while the ToT programme 25
provides Trainers with the opportunity to practice facilitation techniques which
ToE cycle
26
2
3
Start and Improve Your Business Implementation Guide
Selection of
participants
Training needs
analysis
1 Marketing
Gender
mainstreaming
Design of
training 4
Monitoring
and
evaluation Training
7 Follow up support
workshop
delivery
(counselling,
coaching, etc.) 5
6
Gender concerns
Gender concerns should be integrated in each step of the ToE cycle. This means, for
instance, that:
•• Marketing efforts should target both women and men, making use of channels and
messages that reach out to both;
•• The selection of beneficiaries should have as one of its aims to ensure equal access
to the training by qualified women and men, and the sex ratio of participants should
ideally range between 40-60% unless the training is carried out for the benefit of
one sex as a means of overcoming the effects of past discrimination;
•• In designing the training intervention, the choice of location and timing should be
conducive to both women and men being able to attend, despite family responsibili-
ties;
•• During the ToE workshop itself, the Trainer should make sure that the technical con-
tents responds to the needs of both women and men and ensure that the facilitation
enables the active participation of both.
What support can the ILO’s SIYB Global Coordination Team provide?
The ILO usually focuses its work on the Master Trainer and Trainer development levels,
and is usually only indirectly involved in entrepreneur-level training, except in cases
where ILO field projects implement such trainings as part of the project activities. SIYB
Trainers have been trained to design and deliver SIYB trainings independently, and have
27
been provided with all the required materials for doing this; however, where required
the SIYB Global Coordination Team can provide advice on ToE processes and docu-
Average
Average Average
Participants’ Participants’ costs of 10
cost 5 day cost 5 day
Country contribution contribution day SIYB
SYB training IYB training
(USD) (USD) TOT
(USD) (USD)
(USD)
Burkina Faso 400 1 • • •
China 1,700 0 1,200 45 11,000
Kenya 300 30 • • •
Mauritania 250 16 • • 5,000
Mongolia 900 12 1,500 40 10,000
Nepal 300 0 385 0
Sri Lanka 363 12 454 14 728
4 From Susanne Van Lieshout, Merten Sievers and Mirza Aliyev (2012), Start and Improve Your Business
Global Tracer Study, ILO, Geneva.
When starting to offer SIYB training services, TSPs and Trainers will need to decide
on whether to charge fees, and if so, how much.
In order to do so, the TSP should first know the cost of the training service that it will
offer. These costs usually include, but are not limited to, the following5:
•• Human resource costs: The staff costs of the organization (in particular, of Train-
ers when they deliver training, but also the time spent by staff in preparing the
logistics of a workshop) as well as that of external resource persons that might
need to be contracted (in cases where the Trainers who will deliver the SIYB train-
ing service are not staff of the organisation).
•• Infrastructure costs: The premises and equipment owned by the organization
(e.g. computers, or printers) and/or the hiring of external training venues and
equipment where required.
•• Training materials and stationery: The SIYB training manuals (which can be pur-
chased from SIYB-approved suppliers, see chapter 2.6) as well as stationery need-
ed for the ToE workshop.
•• Transport, accommodation and food: Lunches and refreshments where offered,
participant and resource person transport costs where offered, participant and
resource person accommodation for residential courses where offered. Concern-
ing these costs, the TSP should assess what is really required; for example, the
payment of per diems is generally not recommended.
28
•• Marketing costs: Press releases, press conferences, or awareness-raising events
related to the training.
Start and Improve Your Business Implementation Guide
5 Adapted from Torsten Schulthess (2006), A Practical Training Course on How to Organize Training Events
- Part 2: Background Reading, IFC, Sequa and bfz.
Once the costs of the training service have been calculated, a break-even analysis
should be made in order to determine at which fee level the total revenues would
be equal to the total cost of the service, and what fee would cover the cost of the
service. Once a cost-covering fee has been calculated, the TSP needs to decide on
the price. In doing so, TSPs should also consider the fees charged by other training
providers, and ensure their rate is competitive. The TSP can choose from among the
following options for setting a price6:
•• Charging a cost-covering fee without earning any profit;
•• Adding a reasonable profit (e.g. 10-15%) to the cost-covering price;
•• Charging a non-cost-covering fee and cross-subsidizing the training service from
other sources of income (e.g. membership fees, materials sales, etc.);
•• Offering the service for free, and financing the service from other sources of in-
come.
Generally, the last option is not recommended. In addition to being key for long-
term financial sustainability, charging a full fee or asking for partial cash or in-kind
contributions (for example, covering their own transport cost or lunch) has generally
been proven to be a helpful mechanism for selecting participants with a genuine
willingness to take the training, securing higher participant commitment to the
learning process as well as higher post-training success rates in terms of start-ups
and/or improved enterprise management. 29
While TSPs are mostly aware of this, some may be hesitant to shift from free to fee-
6 Ibid
2.7 Monitoring and Evaluation
M&E refers to the process of collecting and analysing information in order to check
on progress in implementing planned SIYB activities and to assess to what extent
established objectives are being achieved.
M&E is an important management tool as it provides a picture of the current situa-
tion, and allows for improvements to be made where necessary (for instance, if the
quality of training services delivered by a training provider are shown to be below
usual standards, capacity building or other support can be planned). M&E is also
important for marketing among potential beneficiaries and resource mobilization
targeting possible partners as it helps to reveal results in terms of outreach and
effects on beneficiaries.
Although important, M&E also has its challenges – for instance, in terms of data
collection, at the global coordination level, having access to reliable, comparable
and comprehensive country-level data, or, at the Master Trainer and Trainer level,
compiling data and reporting under tight timeframes when working in remote areas.
The SIYB set of M&E tools are designed to facilitate the process and to enable rigor-
ous M&E in SIYB initiatives despite such challenges.
This chapter provides a brief overview of what SIYB stakeholders should measure,
as well as of the SIYB M&E framework and related tools through which this can be
30
done.
A first step in starting M&E for SIYB interventions is deciding what will be measured;
normally this comprises progress in implementation as well as the changes that are
expected to result from the intervention. These changes can be measured through
indicators (qualitative or quantitative measurements of performance).
If a project document has been formulated, it will most likely already contain an
explanation of the activities to be undertaken, changes expected to occur as a result
thereof, and indicators which can be used for measuring these. In the absence of
such a document or to complement it, the managers of SIYB activities should define
a set of indicators based on the theory of change of the intervention.
An example of an intervention model is provided below, followed by examples of
indicators for this intervention model at the outcome and higher-outcome levels
(for the purpose of simplicity, indicators at other levels have not been provided).
SIYB implementers can make use of these examples as a basis for their intervention
model and indicator set, adjusting it as appropriate.
The basic SIYB M&E processes and tools described in the next section include some
of the above indicators; others can be added by SIYB implementers as appropriate in
the context of the activities concerned.
Table 4: Possible intervention model for SME management training interventions such as SIYB7
Society
•• Increased accep-
tance of entre-
preneurship as a
career option
7 Adapted from Nathan Fiala and Markus Pilgrim (2013), Intervention Models and Performance Indicators of the ILO Small Enterprises
Unit – A Mini Guide for Project Managers, ILO, Berlin and Geneva.
Examples of outcome and higher-level outcome indicators (disaggregated by sex)
Outcomes Higher-level outcomes
care provision
•• Number of trainings delivered by
these local Trainers •• Indicator of poverty, e.g. % of target
group that makes less than 1.25 USD
•• Number of Master Trainers that are
per day
certified
34 It should be noted that at the Trainer and Master Trainer levels, the reporting flows
and tools are somewhat different before a Trainer or Master Trainer is certified than
once certified. While they are still “in training”, Master Trainer Candidates report
Start and Improve Your Business Implementation Guide
principally to the Master Trainer Developer in charge of their training, while Trainer
Candidates report to the relevant Master Trainer. Additional tools are also used to
supplement the regular reporting tools; these can be obtained from the SIYB Global
Coordination Team.
Figure 7: M&E flow between entrepreneurs, Trainers and the national coordinating body
SIYB
Global Coordination
SIYB
National Coordination
SIYB Trainer
Performance Report
SIYB Client
Assessment Card
SIYB Trainer
Activity Report
Master SIYB
Trainer Trainer
Daily End of
SIYB Client Training Training
Entry Card Evaluation Evaluation
Form Form
Entrepreneurs
Note: This figure shows the monitoring relationship and tools used between a Trainer, the entrepreneurs he or
she trains, and the national coordinating organisation. For the sake of simplicity, the flows and tools used be-
tween other actors, such as Master Trainers and the SIYB Global Coordination Team, are not shown in detail.
The SIYB Gateway
Alongside the toolkit described above, an instant electronic reporting tool, the SIYB
Gateway, is being introduced as the second component of the SIYB M&E system. The
Gateway provides Master Trainers and Trainers a direct means to enter their training
data into an online database immediately upon completion of training activities.
The number of data items included in the Gateway is limited so as to ensure user-
friendliness. The basic information requested from the users is as follows:
•• Dates, duration and location of the training;
Apart from providing outreach data at the entrepreneur level, the system works as a
35
certification tool, generating Trainer and Master Trainer certificates when certification
criteria have been fulfilled, as well as generating renewed licenses to Master Trainers
Gender concerns
It is important to make sure that the M&E of SIYB activities is gender-responsive and
provides a basis for assessing the extent to which the activities have addressed the dif-
ferent needs of women and men. The standard SIYB M&E Toolkit forms and online Gate-
way enable and require the collection of data on all SIYB beneficiaries, meaning that
sex-disaggregated data is available. This data should be used for analyses to identify pos-
sible differences in effects and impact of the SIYB interventions on women and men, and
to inform changes in the intervention approach to ensure gender-equitable outcomes.
What support can the ILO’s SIYB Global Coordination Team provide?
The online Gateway designed and managed by the SIYB Global Coordination Team is
the main M&E tool for SIYB stakeholders, as it functions as both a data-entry and re-
port-generation tool, and also as a repository of all SIYB M&E Toolkit forms. In addition
to providing access to the Gateway and advising on its use, the SIYB Global Coordina-
36
tion Team can also provide support to initiatives wishing to take M&E a step further,
for instance by advising on impact assessment processes or on the application of the
Start and Improve Your Business Implementation Guide
8 An international standard for M&E developed by the Donor Committee for Enterprise Development (DCED); for
more information, see the section on Results Measurement on www.enterprise-development.org
2.8 Planning for Sustainability
The sustainability of SIYB beyond its initial introduction in a given context is key to
ensuring that its benefits can reach more people over a longer timeframe.
While described as a “step” here, just like other cross cutting concerns or work areas
such as gender mainstreaming or monitoring and evaluation, sustainability needs to
be thought about from the start and in the course of running SIYB activities.
What is sustainability?
The sustainability of SIYB refers to its continued implementation in a country beyond
ILO or other external support. For SIYB, there are three areas of sustainability that
are of key importance:
•• Institutional sustainability: Institutional sustainability relates to the capacity of
training providers to manage SIYB programmes.
•• Technical sustainability: Technical sustainability relates to the training quality.
Only if customers are satisfied with the quality of services received, will they con-
tinue demanding them. Therefore, for the SIYB offer to be sustainable, it must not
only satisfy minimum quality expectations of the customers in the market, but
anticipate and exceed these expectations.
•• Financial sustainability: Financial sustainability refers to the capacity of train- 37
ing providers to recover their training costs. This is important at all system levels
(Master Trainers and Trainers).
Financial
Cost recovery and financial
incentives at all system levels
Institutional Technical
Management capacity, Maintain or improve
legitimacy and recognition the quality of
of institutions and people training programmes
ment of fees can also provide a learning incentive for participants, as well as ensur-
ing that the training service market is not distorted through subsidies. Apart from
charging training fees from participants, another way of covering costs is through
SIYB training material sales. In both cases, the market and client’s willingness to pay
should first be studied (this can be done in the market assessment at the outset),
and an appropriate marketing and sales system should then be developed.
Two different examples of how SIYB sustainability has been achieved, based on dif-
ferent approaches – one private (Sri Lanka) and one government-based (China) – are
described below.
Different SIYB sustainability models
What support can the ILO’s SIYB Global Coordination Team provide?
Both the Trainer and Master Trainer development processes cover topics key to sustainability, such as costing
and pricing or marketing of services. Should further support be needed, the SIYB Global Coordination Team can
provide advice on sustainability planning and strategies on a case-by-case basis. On request, it can also help
with the design and delivery of training for training service providers, including through the provision of train-
ing outlines and advice on consultants and material.
Part III
POSTSCRIPT
THE GOLDEN RULES OF
SIYB IMPLEMENTATION
Postscript: Ten Golden Rules of SIYB Implementation
During its 30 year old history, the SIYB programme has been tested in a number
of different contexts and has been taken up by a range of different organisations
from both the public and private sectors. This has enabled the programme to take
stock of opportunities and challenges in implementation. The main lessons learned
are summarised in this post-script with the hope that these “golden rules” of SIYB
will provide a basis for organizations planning to implement SIYB to maximise the
potential of the programme.
2. Respond to demand
SIYB originally emerged from the demand for an SME management programme
that responds to the needs of potential and existing entrepreneurs in developing
economies. Since its creation, the materials and delivery mechanisms of the SIYB
programme have been regularly reviewed to ensure that they continue to meet the
needs of SIYB clients and match changes in their preferences. This has helped to
keep up the demand for the programme in the past three decades, making it one of
the world´s largest SME management training programmes today.
When introducing SIYB in a new context, implementing organizations should always
start with a market assessment of the supply of and demand for SME management
training services, which helps to ensure that the SIYB programme is being introduced
to meet a real need, and enables it to be tailored to the specificities of that particular
context.
Nathan Fiala and Markus Pilgrim (2013), Intervention Models and Performance In-
dicators of the ILO Small Enterprises Unit – A Mini Guide for Project Managers, ILO,
Berlin and Geneva.
Heng Seltik, Eva Majurin, Linda Deelen and Nelien Haspels (2007), Gender Guide for
Enterprise Development Training, ILO, Bangkok and Beijing.
ILO (2012), SIYB Intervention Model, ILO SIYB Coordination Unit and PARDEV, Geneva.
ILO (2003), SIYB Trainer’s Guide, SIYB Regional Project for Eastern and Southern
Africa, Harare.
ILO (2003), SIYB Master Trainer’s Guide, SIYB Regional Project for Eastern and South-
ern Africa, Harare.
46
ILO (1994), Programme Description – IYB in Eastern and Southern Africa, Improve
Start and Improve Your Business Implementation Guide
ILO (1994), The IYB Monitoring and Evaluation System, Improve Your Business Re-
gional Project, Harare.
Susanne van Lieshout, Merten Sievers and Mirza Aliyev (2012), Start and Improve
Your Business Global Tracer Study 2011, ILO, Geneva.
Walter Verhoeve (2012), SIYB Programme Management Guide, version 6.2, ILO,
Subregional Office for Eastern Europe and Central Asia, Moscow.
***
For further information on SIYB, contact the SIYB Global Coordination Team
via: siyb@ilo.org or visit the website: www.ilo.org/siyb
Annex 1: Glossary of SIYB-Specific Terms
(SIYB) Business Game – a practical simulation tool to help participants understand the
realities of starting and running a business, used in conjunction with the SIYB
training packages.
Certificate of Attendance – a certificate awarded upon completion of individual work-
shops within the Trainer and Master Trainer development cycles, attesting to
attendance. These certificates should not be confused with Certificates of Com-
petence (see below).
(Trainer or Master Trainer) Certificate of Competence – a certificate awarded upon the
successful completion of the full Trainer or Master Trainer development cycle,
providing the holder the right to call him or herself a GYB-SYB/IYB/SIYB/EYB
Trainer or SIYB Master Trainer and to provide SIYB training services for entre-
preneurs (Trainers and Master Trainers) and for Trainers (Master Trainers only).
Client Assessment Card – one of the SIYB monitoring system forms. It is composed of
a Client Entry Card, filled in before training, and a Client Business Performance
Card, filled in after training. The Client Entry card is used as an application
form and for training needs analysis purposes; it is also used as a baseline for
results measurement. The Client Business Performance Card is used to collect
information on the business situation of the client after training, and, when
used in conjunction with the Client Entry Card, allows for training results to be
measured.
Client Business Performance Card – see Client Assessment Card
Client Entry Card – see Client Assessment Card 47
•• MT Examination
Certifying authority Master Trainer Master Trainer Developer or Master Trainer Devel-
opment Team and ILO (ILO issues certificate)
Certification by package/ Certificate can be by pack- Certificate normally covers GYB-SYB and IYB; only in
full certification age (i.e. the Trainer can be exceptional circumstances* can a GYB-SYB Master
an SYB*, IYB or EYB trainer, Trainer certificate be provided
or SIYB Trainer competent in
both GYB-SYB and IYB);
the same person can hold *e.g. government programmes in which IYB is not introduced/
several certificates used
* an SYB Trainer is understood to
be competent in both GYB and SYB;
the title covers both packages
Cost of cycle 30,000 – 80,000 USD for one 100,000 -175,000 USD for one group of Master
group of Trainer Candidates Trainer Candidates
Expiry of certificate Certificate does not expire License expires after three years, after which re-
licensing takes place
Re-Licensing requires having conducted at least one
full ToT cycle within license validity period
Annex 3: List of Key SIYB-Related Documents
Market Guidance tools:
Assessment •• Master Trainer’s Guide to BDS Market Assessment Study
Partner Application and selection tools:
Organization •• Training Service Provider Performance Card (including Entry and Assessment Cards)
Selection •• Criteria-rating matrix
Trainer Application, Training Needs Assessment (TNA), and selection tools:
Development •• Trainer Performance Card (Entry Card section)
Training tools:
•• Master Trainer’s Guide
M&E tools (also used for certification):
•• Trainer Performance Card (Entry Card and Performance & Update Card sections)
•• Case-study templates
Master Application, TNA, and selection tools:
Trainer •• Application form and interview guide for applicants
Development
Training tools:
•• Guide on Master Trainer Development
Examination tools:
•• Master Trainer Assessment Guide
51
M&E tools (also used for certification):
•• Case-study templates
Regional Contacts
Africa
Kholoud Al-Khaldi
North Africa alkhaldi@ilo.org
(Enterprise Specialist)
Jens Dyring-Christensen
Southern and East Africa dyring@ilo.org
(Senior Enterprise Specialist)
Cheickh Badiane
West Africa badiane@ilo.org
(Enterprise Specialist)
Americas
Philippe Vanhuynegem
Andean Countries vahhuynegem@oit.org.pe
(Enterprise Specialist)
Alvaro Ramirez-Bogantes
Central America ramirez-bogantes@ilo.org
(Enterprise Specialist)
Arab States
Start and Improve Your Business Implementation Guide
Rania Bikhazi
Arab States bikhazi@ilo.org
(Enterprise Specialist)
Asia
Charles Bodwell
Asia and the Pacific bodwell@ilo.org
(Senior Enterprise Specialist)
Anjana Chellani
South Asia anjana@ilo.org
(Programme Officer)
Eastern Europe and Central Asia
Eastern Europe John Bliek
bliek@ilo.org
and Central Asia (Enterprise Specialist)
Master Trainers
Refer to the SIYB website – www.ilo.org/siyb
Start and Improve
Your Business
Implementation Guide