Hernandez Eileen C 201212 Mast
Hernandez Eileen C 201212 Mast
Hernandez Eileen C 201212 Mast
OF AERIAL LIFTS
A Thesis
Presented to
The Academic Faculty
by
Eileen C. Hernandez
In Partial Fulfillment
of the Requirements for the Degree
Master of Science in the
George W. Woodruff School of Mechanical Engineering
Approved by:
I want to thank my advisor, Dr. William Singhose, for his support and guidance. His
enthusiasm of his research continues to inspire the most doubtful of graduate students and
thenceforth appears constantly in their everyday life. I would also like to thank my com-
mittee members, Dr. Aldo Ferri and Dr. Joshua Vaughan, for their influence in my research
through the courses they lecture and for their support of my research. I would also like to
thank the GEM Fellowship for their financial support to complete a thesis for my Degree
Master of Science.
I owe a debt of gratitude to my parents, Acelia and Raul, who have constantly supported
my passion for engineering and running. I am blessed to have hard-working parents that
Lastly, I would like to thank Ehsan Maleki and Daichi Fujioka for providing assistance
of this research.
iii
TABLE OF CONTENTS
ACKNOWLEDGEMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii
LIST OF TABLES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi
SUMMARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
I INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.1 Description and Categorization of Aerial Lifts . . . . . . . . . . . . . . . . 2
1.1.1 Vertical Lifts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.1.2 Vertical and Horizontal Lifts . . . . . . . . . . . . . . . . . . . . . . 7
1.1.3 Hazards of Aerial Lifts . . . . . . . . . . . . . . . . . . . . . . . . . 13
1.1.4 Reduction of Hazards . . . . . . . . . . . . . . . . . . . . . . . . . . 19
1.2 Input Shaping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
1.3 Thesis Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
1.4 Thesis Outline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
iv
3.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87
v
LIST OF TABLES
vi
LIST OF FIGURES
vii
28 Second residual oscillation recorded from a vertical drop by a scissor lift. . . 28
29 Third residual oscillation recorded from a vertical drop by a scissor lift. . . 28
30 Diagram of impulse conducted on scissor lift. . . . . . . . . . . . . . . . . . 30
31 Operator induced scissor lift oscillation. . . . . . . . . . . . . . . . . . . . . 30
32 Second operator induced scissor lift oscillation. . . . . . . . . . . . . . . . . 30
33 Aerial lifts seen working together near Georgia Tech. . . . . . . . . . . . . . 31
34 Residual oscillation from an observed aerial lift movement. . . . . . . . . . . 31
35 Double-boom articulating aerial lift. . . . . . . . . . . . . . . . . . . . . . . 33
36 Top view of dynamic model articulating aerial lift. . . . . . . . . . . . . . . 33
37 Dynamic model of double-boom articulating aerial lift. . . . . . . . . . . . 34
38 Residual amplitude from a shoulder move from 30◦ to 90◦ with different
initial elbow angles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
39 Residual amplitude from a shoulder move from 30◦ to 90◦ with initial elbow
angle of 180◦ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
40 Significant configurations of cherry picker during a 60◦ shoulder move with
different initial elbow angles. . . . . . . . . . . . . . . . . . . . . . . . . . . 40
41 Residual amplitude resulting from a 60◦ shoulder move with different initial
elbow and shoulder angles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
42 Largest maximum residual amplitude resulting from a 60◦ shoulder move
with initial shoulder and elbow angles of 50◦ and 180◦ , respectively. . . . . 41
43 Cherry picker configuration of 30◦ shoulder angle and 160◦ elbow angle with
a displacement of slew of 160◦ . . . . . . . . . . . . . . . . . . . . . . . . . . 42
44 Residual oscillation from a 160◦ slew move of a cherry picker in an extended
configuration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
45 Residual oscillation from a 160◦ slew move of a cherry picker in a compact
configuration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
46 Residual amplitude from a 60◦ slew move with different initial elbow angles. 43
47 Largest residual amplitude from a 60◦ slew move occurred at an initial elbow
angle of 210◦ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
48 Significant configurations of cherry picker during a 60◦ slew move with dif-
ferent initial elbow angles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
49 Residual amplitude resulting from a 60◦ slew move with different initial elbow
and shoulder angles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
50 Largest residual amplitude from a 60◦ slew move occurred at an initial shoul-
der and elbow angles of 0◦ and 180◦ , respectively. . . . . . . . . . . . . . . . 45
viii
51 Second peak in residual amplitude from a 60◦ slew move occurred at an initial
shoulder and elbow angles of 120◦ and 120◦ , respectively. . . . . . . . . . . 46
52 Residual amplitude of slew moves from 0◦ to 300◦ of a cherry picker. . . . . 47
53 Configurations of compact and extended cherry pickers for slew moves. . . . 47
54 Comparison of maximum residual oscillations in the x, y, and z directions
for different slew moves at a set elbow angle of 120◦ . . . . . . . . . . . . . . 48
55 Maximum residual oscillation in x and y directions for different slew moves
and different initial elbow angles. . . . . . . . . . . . . . . . . . . . . . . . . 48
56 Maximum residual oscillations in x, y, and z directions for different slew
displacements and initial elbow angles. . . . . . . . . . . . . . . . . . . . . . 49
57 Residual oscillation from a 160◦ slew and 60◦ elbow moves of a cherry picker. 50
58 Initial configuration of the cherry picker for the slew and elbow luffing moves. 50
59 Residual amplitude of slew and elbow luff moves from 0◦ to 180◦ and 0◦ to
240◦ , respectively. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
60 Configurations throughout the moving the slew and elbow angles 180◦ that
generated the largest residual amplitude. . . . . . . . . . . . . . . . . . . . . 51
61 Comparison of frequencies in the x, y, and z directions for different slew
moves at a set elbow angle of 120◦ . . . . . . . . . . . . . . . . . . . . . . . . 52
62 Frequencies in x, y, and z directions for different slew displacements and
initial elbow angles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
63 Comparison of shaped and unshaped residual oscillation from a 160◦ slew
move of a cherry picker. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
64 Comparison between shaped and unshaped residual oscillation from a 160◦
slew and 60◦ elbow move of a cherry picker. . . . . . . . . . . . . . . . . . . 55
65 Comparison between shaped and unshaped residual amplitude from slew and
elbow luff moves. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
66 Model of the Grove A125J Articulated Telescoping Aerial Lift. . . . . . . . 58
67 Machine Dimensions (Red Indicates Calculated Lengths) . . . . . . . . . . . 59
68 COM Location in Official Literature . . . . . . . . . . . . . . . . . . . . . . 59
69 Simulated COM Location . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60
70 Two Different Configurations that Produce the Same Platform Position . . 61
71 Configuration-Dependent Stability . . . . . . . . . . . . . . . . . . . . . . . 61
72 “Advertised” Stable Work Area [3] . . . . . . . . . . . . . . . . . . . . . . . 62
73 Potentially-Stable Model Area . . . . . . . . . . . . . . . . . . . . . . . . . . 62
74 Building Location Relative to the Device (Image Mirrored from Video) . . . 63
ix
75 Workspace with Riser Fixed at 72◦ . . . . . . . . . . . . . . . . . . . . . . . 64
76 Examples of Stable and Unstable Configurations Reaching the same Platform
Location. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
77 Potentially-Stable Platform Locations . . . . . . . . . . . . . . . . . . . . . 66
78 Potentially-Unstable Platform Locations . . . . . . . . . . . . . . . . . . . . 66
79 Points that Can Be Either Stable or Unstable . . . . . . . . . . . . . . . . . 66
80 Demonstrating Configuration Dependent Stability . . . . . . . . . . . . . . 66
81 Potentially stable and unstable platform locations for platform masses of 500
kg and 1000 kg. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
82 Potentially unstable platform locations for a platform mass of 500 kg. . . . 67
83 Potentially unstable platform locations for a platform mass of 1000 kg. . . . 67
84 General 3D tip-over stability margin geometry. . . . . . . . . . . . . . . . . 69
85 Equivalent force couple at the center of mass. . . . . . . . . . . . . . . . . . 70
86 Comparison between dynamic and static tip-over stability margin. . . . . . 71
87 Comparison of dynamic tip-over stability margin for added platform mass. . 72
88 Overcenter and non-overcenter configurations with the same end location. . 73
89 Comparison of dynamic tip-over stability margin for overcenter and non-
overcenter configurations with the same end location. . . . . . . . . . . . . . 73
90 Comparison of slewing-induced residual amplitude for overcenter and non-
overcenter configurations with the same end location. . . . . . . . . . . . . . 74
91 Comparison of simulation and experimental results of maximum static pay-
load mass for a base width of 0.43 meters. . . . . . . . . . . . . . . . . . . . 76
92 Comparison of simulation and experimental results of maximum static pay-
load mass for a base width of 0.33 meters. . . . . . . . . . . . . . . . . . . . 76
93 Comparison of experimental results of maximum static payload mass for
different base widths. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77
x
SUMMARY
Aerial lifts are used to elevate people and material to high heights. There are many
different types of aerial lifts which have vastly different dynamics characteristics. Thus, a
new categorization for aerial lifts was created and organizes them by their kinematics. Many
accidents occur while using aerial lifts. Hazards of aerial lifts and current solutions to those
hazards were reviewed to understand the causes of the accidents. Some major accidents are
due to the complex dynamics and flexibility of aerial lifts, such as oscillations and tip-overs.
were simulated and analyzed for both non-overcenter and overcenter configurations. Input
stability margin was used to simulate and analyze the stability of both non-overcenter and
overcenter configurations. The effect of increased platform mass on tip-over stability margin
was also analyzed. The results in this thesis are a categorization of aerial lifts including their
hazards and methods of reducing those hazards, an experimental verification of the dynamic
response of full-size aerial lifts, a fully dynamic tip-over prediction model of double-boom
articulating aerial lift by applying flexibility in the joints and realistic velocity profiles, and
xi
CHAPTER I
INTRODUCTION
There are many ways people reach high heights to work on buildings, trees, airplanes, and
other tall structures. In many cases, aerial lifts are used to provide the desired height and
work environment. Aerial work lifts, like the one shown in Figure 1, provide many necessary
benefits to users that need an elevated work platform. However, with those benefits come
significant hazards.
1
From these statistical facts two main challenges can be inferred. The first challenge is
determining how to reduce fatalities that occur when using aerial lifts. Therefore, there is
a need to identify the most common hazards of aerial lifts and how they occur. The second
challenge is understanding the different aerial work lifts (i.e. bucket trucks, cherry pickers,
scissor lifts, etc.), their respective hazards, and methods to reduce those hazards. Before
determining how to reduce accidents, it is important to understand the different aerial lifts
well enough to develop potential solutions that could be applied to the aerial work lifts
under consideration.
Aerial work lifts have a wide range of appearances; however, all of them, are used to position
people high in the air [1]. Different mechanisms are used to perform this lifting motion.
The kinematic structure is what separates different types of aerial work lifts. The first
distinguishing factor among aerial lifts is directionality of their motion: i) only vertical or,
ii) vertical and horizontal, as shown in Figure 2. A second categorization is the method used
to elevate the work platform. There are three different methods of elevation within each
directional category. Vertical lifts use: i) scissor, ii) vertical mast, and iii) pulley systems.
Lifts performing vertical and horizontal motion use: i) telescopic, ii) articulating, and iii)
telescopic articulating. The final major way to differentiate aerial lifts is by their ability or
2
Mobility while elevated depends on the base of the aerial lift. Lifts that are able to drive
while in operation have a cab base to hold the power supply for driving. Figure 3(a) is an
example of a cab-base lift. If a lift has a skeletal structure for the base or is truck-mounted,
then the aerial lift is unable to drive while elevated. An example of an immobile aerial lift
(a) Genie Z-80 mobile cab base (b) Genie TZ-34/20 immobile telescopic
telescopic articulating lift articulating lift with an skeletal base
Figure 3: Examples of mobile 1 and immobile aerial lifts 2 .
Overall, most aerial work lifts can be placed in one of the following six classes:
1. Scissor Lifts
3. Pulley Lifts
4. Telescopic Lifts
5. Articulating Lifts
Scissor lifts, vertical mast lifts, and pulley lifts perform only vertical motion. Telescopic
lifts, articulating lifts, and telescopic articulating lifts perform vertical and horizontal mo-
tion. Each category has variations that can or cannot drive while elevated. By including
aerial lifts’ mobility or immobility while elevated, the complete categorization of aerial lifts
is given in Table 1.
1
http://www.genielift.com/en/products/new-equipment/boom-lifts/index.htm
2
http://www.genielift.com/en/products/new-equipment/trailer-mounted-booms/index.htm
3
Table 1: Categorization table of aerial work lifts.
Vertical Lifts
Scissor Lift Vertical Mast Lift Pulley Lift
Mobile
while
Elevated
3 4
Immobile
while
Elevated
5 6 7
Mobile
while
Elevated
8 9 10
Mobile
while
Elevated
11 12 13
3
http://www.genielift.com/en/products/new-equipment/scissor-lifts/slab-scissor-lifts/gs1530/index.htm
4
http://www.genielift.com/en/products/new-equipment/vertical-mast-lifts/runabout/index.htm
5
http://www.snorkellifts.com/PR TrailerScissor.aspx
6
http://www.haulotte-usa.com/access equipment-ELV-EN.htm
7
http://www.liftpod.com/en-US/Home.html, JLG-LiftPod-Aerial-Work-Platform-Brochure.pdf
8
http://www.genielift.com/en/products/new-equipment/boom-lifts/telescopic-booms/index.htm
9
http://www.genielift.com/en/products/new-equipment/boom-lifts/index.htm
10
http://www.genielift.com/en/products/new-equipment/boom-lifts/index.htm
11
http://www.elliottequip.com/products/hireach-aerial-work-platform/hireach-models/2011/11/17/i50f
12
http://www.genielift.com/en/products/new-equipment/trailer-mounted-booms/tz3420/index.htm
13
http://www.terexutilities.com/en/products/new-equipment/overcenter-aerial-devices/index.htm
4
The power supply used by aerial lifts does not depend on the directionality of its motion.
It depends on the intended work environment. Two different work environments for aerial
lifts are: i) indoor and ii) outdoor environments. Indoor environments restrict the power
supplies to those that do not emit exhaust such as electric, manual, battery, and sometimes
a hybrid that uses gas or diesel outdoors and electricity or battery indoors. Outdoor en-
vironments are not as restrictive as indoors; thus, all power supplies can be used. Other
options that apply to all aerial lifts are insulation for electrical work and/or reinforced heavy
Some companies that are well known for aerial work lifts include: Terex, Niftylift Altec,
JLG, Haulotte, Reachmaster, Skyjack, Snorkel, Elliot, Versalift, MLE Man Lift Manufac-
turing Co., and Hi-Reach. MLE Man Lift Manufacturing Co. specializes in making custom
aerial lifts such as clean room lifts and pedestal mount man-lifts. Bridge Across Specialties,
West Coast Under Bridge Platforms, and Palfinger specialize in truck-mounted aerial work
lifts capable of accessing beneath bridges for repair, maintenance, and inspection, as shown
in Figure 4.
14
https://www.palfinger.com/en-US/usa/products/
5
1.1.1 Vertical Lifts
Vertical lifts are split into three subsections: scissor lifts, vertical mast lifts, and pulley
lifts. Scissor lifts are identified by their unique structure that resembles multiple scissors
Vertical mast lifts have multiple sections that either fit inside one another or equal
sections that slide up against one another to increase height. An example of a vertical mast
lift is shown in Figure 6. Both scissor lifts and vertical mast lifts have the option of mobility
while elevated. If the lift has a cab base, like the one in Figure 5, then the lift can drive
while elevated.
Pulley lifts use the common pulley system to elevate the location of the working platform.
Currently, the only known pulley lift available has a skeletal structure for a base. A pulley
lift cannot be mobile while elevated because it has a skeletal structure for a base, as shown
in Figure 7.
All vertical lifts can be used outdoors. Due to the small bodies and footprints of vertical
lifts, they can also all be used indoors as long as they are not gas or diesel powered.
15
http://www.genielift.com/en/products/new-equipment/scissor-lifts/index.htm
6
Figure 6: Haulotte immobile vertical mast lift.6
Vertical and horizontal lifts are comprised of: articulating lifts, telescopic lifts, and telescopic
articulating lifts. All vertical and horizontal motion aerial lifts achieve lifting by pivoting
their boom(s), represented as a dashed red line in Figure 2(b). The booms of a vertical
and horizontal aerial lift are commonly referred to as the arm of the aerial lift. In addition,
vertical and horizontal motion aerial lifts rotate at the base to provide access in all directions.
7
Figure 8(a) shows a rotation at the base around the vertical axis of an aerial lift commonly
referred to as a slew movement. Figure 8(b) shows a rotation around a horizontal axis of
an aerial lift commonly referred to as a luffing movement, which is the result from pivoting
their booms.
(a) Slewing motion (overhead view) (b) Luffing motion (side view)
Figure 8: Movements of vertical and horizontal motion aerial lifts.
An articulating aerial lift has two or more hinged boom sections that pivot at the hinges
to elevate the working platform [1]. Figure 9 shows a truck-mounted articulating aerial lift
Aerial lifts with only one hinged boom section may be telescopic lifts or just a one boom
aerial lift. Telescopic lifts can slew, luff, and their boom length can increase due to the
8
Figure 10: Genie S-60’s Trax cab base telescopic aerial lift. 16
multiple sections within a boom. The cab-mounted telescopic lift in Figure 10 has a smaller
section extending out of the top part of the boom to increase the boom length.
Telescopic articulating aerial lifts are articulating lifts and telescopic lifts combined.
Telescopic articulating lifts have multiple hinged boom sections, can slew, luff, and their
booms can increase in length. Figure 11 shows an aerial lift with multiple booms and its
Vertical and horizontal lifts can be mobile or immobile while elevated depending upon
the base of the aerial lift. Vertical and horizontal aerial lifts have three base options:
16
http://www.genielift.com/en/products/new-equipment/boom-lifts/telescopic-booms/index.htm
9
Figure 12: Genie TZ-50 is a skeletal base telescopic articulating lift. 17
skeletal, cab-mounted, or truck-mounted. Skeletal base aerial lifts cannot drive while raised.
However, they can be used in indoor or outdoor environments, as shown in Figure 12.
aerial work lifts are not an option for indoor environments due to restricted access and
exhaust created by internal combustion engines. Truck-mounted aerial work lifts are com-
monly used for outdoor applications. A truck-mounted aerial lift that has two articulating
booms is commonly known as a cherry picker, as shown in Figure 13. Cherry pickers were
first used primarily in orchards to pick fruits because they could easily elevate and ro-
tate operators to the side of the truck, allowing quick access to the produce. Similar to
produce in orchards, electrical lines and telephone poles span long distances at elevated
heights. Therefore, cherry pickers are also commonly used by electrical companies for rou-
tine checkup, maintenance, and repair of power lines, especially after damages occur from
a storm. Some companies that make truck-mounted aerial work lifts in the United States
From truck-mounted aerial lifts came the smaller aerial lifts supported by a cab base
17
http://www.genielift.com/en/products/new-equipment/trailer-mounted-booms/index.htm
10
Figure 13: An elevated cherry picker.
Figure 14: A cab-mounted aerial lift used to perform work on a building at MIT.
instead of a truck 18 . Cab-mounted aerial lifts can be driven while raised. Cab-mounted
aerial lifts can be used outdoors and some cab-mounted aerial lifts are also capable of fitting
through doorways for indoor usage. An example of a cab-mounted aerial work lift is shown
in Figure 14. Some companies or brand names that make cab-mounted aerial work lifts
in the United States are: Genie, which is owned by Terex, JLG, Haulotte, Reachmaster,
18
http://www.versalifteast.com/articles/evolutionliftindustry.htm
11
The range of motion for booms of articulating aerial lifts vary greatly from one lift to
another. In general, articulating lifts with additional boom range of motion are identified
to the joints’ ability to only reach a maximum of 90◦ from horizontal for the lower boom
and a maximum of 180◦ from horizontal for the upper boom. A non-overcenter aerial lift’s
allowable motions are illustrated in Figure 15. In Figure 15, the base of the aerial lift is
portrayed as a gray box, the lower boom is a continuous red line, previous positions of
the lower boom are dashed red lines, the upper boom is a continuous blue line, previous
positions of the upper boom are dashed blue lines, and the payload is a yellow circle. The
first configuration in Figure 15 is a compact aerial lift, which is the typical orientation of
lifts before operation. The second configuration shows the upper boom luffed 90◦ from the
lower boom. The third configuration is the lower boom luffed to it’s maximum angle of 90◦ .
The last configuration shows how the upper boom can luff an additional amount to reach
Overcenter refers to the ability of the joints to reach past 90◦ from horizontal for the
lower boom and/or past 180◦ from horizontal for the upper boom19 . An overcenter aerial
lift’s motions are illustrated in Figure 16. Obviously all overcenter aerial lifts are non-
overcenter aerial lifts, because they can perform non-overcenter configurations, as well.
However, only truck-mounted non-telescopic articulating aerial lifts can have overcenter
abilities due to restrictions from the telescoping boom sections. The first configuration in
Figure 16 shows the aerial lift in compact form. Then, the upper boom luffs past 180◦ from
12
Figure 16: Overcenter articulating aerial lift allowable motions.
the lower boom, the limit for non-overcenter aerial lifts. In the last configuration, the lower
boom luffs past 90◦ from horizontal, the limit for non-overcenter aerial lifts.
A summary of the motion constraint for an overcenter and non-overcenter aerial lift are
shown in Table 2.
For many construction and utilities jobs, aerial lifts are used to reach extremely elevated
locations. At elevated locations there are many risks to the operators in the platform.
Different aerial lifts have different degrees of risks and methods for reducing those risks.
To explain the degree of hazards, terminology must first be defined. First, a hazard can
Catastrophic means the hazard will most likely result in death; critical is when large body
parts are injured; marginal is when a part of the body is strained or small injuries occur that
can be treated with bandages and wraps; and negligible is when little to no physical injury
19
http://utilityequipment.blogspot.com/2006/06/over-center-vs-non-over-center.html
13
occurs. Second, a hazard can be defined by the probability of the hazard occurring: frequent,
probable, occasional, or unlikely. Frequent means the hazard has the greatest probability of
occurrence; probably has the second highest probability of occurrence; occasionally has the
second smallest probability of occurrence; and unlikely is an accident that has the smallest
describe the risks when using aerial lifts and detail ways to reduce those risks.
Common aerial lift hazards can be grouped into eleven different events: electrocution,
tip-over, reach fall, auto collision, crushing, power failure, unleveling of platform, falling
tools or supplies, oscillations, obstacle collision, and acrophobia. The most severe and
common occurring hazard is electrocution of the operator in the aerial lift platform. Over
one-third of the electrocutions involved an overhead power line contacting the lift boom or
bucket [1], resulting in death because of the high current in power lines. Electric shocks, in
comparison, are caused by lower currents that do not result in death. Given that many aerial
lifts are used by electrical companies to maintain electrical lines that run high above ground,
and horizontal aerial lifts experience the most electrocutions because they are capable of
14
Another catastrophic event that happens occasionally is falling from the aerial lift while
standing on or leaning over railings of the platform to reach for an item [1]. Reaching out
and falling from a lift can occur in any lift, especially if the magnitude of the force exerted
is large. However, most reach falls occur in vertical and horizontal aerial lifts because their
platforms are less supported than vertical lifts. The least likely catastrophic hazard on
aerial lifts is an auto collision. Auto collision is when another vehicle strikes the lift, usually
resulting in the operator being ejected from the bucket [1]. Auto collisions can happen
to any aerial lifts as long as the lift is in close vicinity to other vehicles. Aerial lifts are
close to other vehicles when they are on construction sites and especially when they are on
roadways. Truck-mounted aerial lifts are typically on roadways; thus, they are more likely
to be in auto collisions.
For the majority of aerial lifts, tip-over/collapse was the most common event, 56% in
scissor lifts and 44% in boom lifts [15]. Tip-over is another catastrophic event that has
an occasional probability of occurring and can happen on any aerial lift. For scissor lifts,
three-quarters of the reported tip-overs resulted in fall deaths and about two-fifths occurred
when the scissor lift was extended over 15 feet, mostly while driving the lift [1]. Tip-overs,
as shown in Figure 18, result from instability due to the center of mass lying outside of the
support base; however, many different events can cause instability to occur:
• Oscillations
For articulating aerial lifts, statically unstable configurations can also cause tip-overs to
occur.
Keeping track of all the components of an aerial lift is difficult, while maneuvering it from
the platform situated at the top. Thus, colliding with an object has a probable probability
20
“UPDATE: Child released from hospital, uncle recovering after bucket truck accident in South Bend”,
Jeff Harrell, http://articles.wsbt.com/2011-06-24/bucket 29701244.
15
Figure 18: A tipped over aerial work lift.20
of occurring. As long as the aerial lift does not tip-over or the operator get ejected from the
platform, colliding with an object produces marginal injuries unless the aerial lift is in close
vicinity electrical lines; thus, electrocution can occur. All aerial lifts can experience obstacle
collisions; however, articulating aerial lifts, especially telescopic articulating aerial lifts, are
more likely to collide with obstacles because they have the most variably-positioned parts
of any other aerial lift. For scissor lifts, the occasional fall due to an object strike occurs as
well. A more serious form of collision is when the operator is crushed or caught between
the bucket edge and objects such as, roof joists or beams, while repositioning the bucket
[1]. Crushing, as illustrated in Figure 24, is a critical hazard that occasionally occurs. Any
aerial lifts can have their operator caught between the platform and an obstacle; however,
articulating aerial lifts are more likely due to their complex positioning capabilities.
Figure 19: Hazard of an operator crushed between the control panel and an obstacle.23
16
When operating any aerial lift, the system’s flexibility induces oscillation. Oscillations
on their own do not result in catastrophic accidents. Oscillations, which occur frequently,
could cause nausea. However, oscillations in the close vicinity of objects, such as electrical
lines, could cause electrocution, the operator to fall from colliding with an obstacle, or the
aerial lift to tip-over, which are all catastrophic accidents. From previous research, it is
known that articulating aerial lifts’ movements induce large and dangerous oscillations in
luffing and slewing motions [20] due to the lift’s long, flexible booms. In addition, there
are larger oscillations when the platform is carrying more weight [17]. Articulating lifts
also have larger oscillation when the booms are in an extended configuration compared to
a compact configuration. Extended configurations also have a longer settling times due to
either the battery running out of power or a local power failure knocking out the electricity.
Power failures can also occur in aerial lifts that run on diesel or gasoline; however, typically
operators can tell when those resources are low. Results from a power failure can be critical,
unless preventive measures are taken. In some aerial lift designs, holding the platform
elevated requires power. Given that aerial lifts need a power supply at each use, power
A hazardous event that happens frequently is an operator dropping their tools or sup-
plies. All aerial work lifts are meant for workers who typically need various tools to do their
job. Each aerial lift has some form of tool tray, although that does not stop the common
occurrence of an operator dropping his/her tools. Injuries resulting from dropping one’s
tools has a marginal probability given the small likelihood of a person passing underneath
Unleveled platforms are not likely to occur as long as the aerial lift is working properly,
although the hazard is more common on vertical and horizontal aerial lifts due to their less
supported platforms, as shown in Figure 20. Typically, vertical and horizontal aerial lifts
have platforms supported by a beam connected to the highest boom, while vertical lifts
23
http://www.niftylift.com/usa/news/focus-on/siops-sustained-involuntary-operation-prevention-system
17
are almost always supported by their elevating structure. Fortunately, a slight mis-leveling
does not usually cause catastrophic results. It is a critical event if the operator is unable to
return to ground before resulting in a complete structural failure causing the operator fall
to the ground.
Figure 20: Altec AT237 articulating aerial lift showing the less supported platform.21
The last hazard of aerial lifts, which has a negligible severity, is acrophobia, the fear of
heights. Acrophobia is a mental reaction that is negligible unless a physical action is taken
to counteract the fear. Fear of height occurs frequently on any aerial lifts; however, greater
fear of height usually happens at higher heights. Thus, acrophobia commonly occurs on
Hazards of articulating aerial lifts are summarized in Table 3. Hazards with the greatest
severity and largest probability of occurrence are at the top left, while hazards with the least
severity and fewest occurrences are at the bottom right. Some hazards, such as electrocution
cannot change in severity; however, the probability of many risks can be changed by utilizing
21
http://www.altec.com/aerials.php
18
Table 3: Risk assessment for articulated aerial lifts.
Probability
Frequent Probable Occasionally Unlikely
Electrocution, Tip- Auto
Catastrophic
Over, Reach Fall Collision
Power Unleveled
Severity
Critical Crushing
Failure Platform
Drop Tools, Obstacle
Marginal
Oscillations Collision
Negligible Acrophobia
Aerial lifts hazards can be reduced by both daily practices and/or mechanical options. Elec-
trocution is a common hazard that can be resolved by the operators. To avoid electrocution,
operators should rent/purchase insulated aerial lifts and wear electrical clothing protection
at all time while in the aerial lift. To ensure safety from electrocutions, if possible all nearby
Tip-overs on an aerial lift can be prevented by as many ways as the hazard can be
caused. A set slope limit for each aerial lift is a way to ensure sloped surfaces do not
cause tip-overs. In addition, most aerial lifts have base level indicators to warn operators,
if the surface’s slope is greater than the safe limit. Along with a slope limit, each lift has a
platform load capacity because the platform’s weight greatly contributes to the location of
Besides limiting certain aspects of what aerial lifts can handle, many mechanical features
on aerial lifts can also prevent tip-overs. The majority of aerial work lifts have outriggers
used to increase the range of stability, increase the reach, and level the aerial work lift.
Outriggers are an extendable axle that expands the support base to enhance the vehicle’s
stability allowing the center of mass wider area of stable locations [18]. There are two
common types of outriggers. An A-frame outrigger pulled out from the vehicle pedestal
and typically spreads to 8 ft. An example of this outrigger is shown in Figure 21(a). An
19
is shown in Figure 21(b). Most outriggers are equipped with check valves, thermal-relief
valves, and separate operating controls for each outrigger for safety purposes 22 . Hydraulic
or manual stabilizers also help keep the aerial lift level. If a lift’s outriggers are not setup
and an aerial work lift’s center of mass moves over the support base, then the lift could
tip-over. Both types of outriggers can be combined on one lift, as shown in Figure 22. Aerial
lifts that can drive while the platform is elevated, cannot use outriggers while driving.
(a) Aerial lift with an “A-frame” outrigger. (b) Aerial lift with “MH” outrigger.
Figure 21: Different types of outriggers used to stabilize aerial lifts.
Many aerial work lifts also have interlocks. Interlocks are used differently in different
22
http://www.elliottequip.com
20
types of aerial lifts; however, their general purpose is to control the use of an operation to
provide further stability. Some Interlocks are used to prevent the use of drive and steer
functions while raising the boom. Other interlocks are also used to make sure outriggers
are in place before lifting the platform. However, there have been cases of interlock systems
From previous research on two boom articulating lifts, with the rotating tower located
longitudinally closer toward one end of the base, static tip-over was shown to more likely
occur with the extended booms of the aerial lift over the rotating tower end of the base, as
shown in Figure 23 labeled 3 [4]. Another likely static tip-over position is with the extended
booms parallel with the cherry picker’s lateral axis, the sides of the aerial lift, as shown in
Figure 23 labeled 1 and 2. When the joint angles increase into a more compact form, the
To protect operators from reach falls, there are guidelines. First, operators should
remember to wear a full-body harness and lanyard connecting them to the aerial lift’s
platform. Second, operators must never climb or stand on platform railings or sides to
complete work. Operators should always get close enough to their elevated work site and
equipment to not have to reach far over the platform edges. In addition, the aerial lift
21
should be repositioned each time the elevated work location changes helping to ensure a
Auto collision accidents can be avoided by posting up work zone warnings around the
aerial lift and any space intended for use of driving the aerial lift. If the driving function
is not to be used while elevated, then the outriggers of the aerial lift could be set up to
provide an extra guard against impacting the aerial lift. In addition, operators should also
wear a full-body harness and lanyard connecting themselves to the platform of the aerial
lift to prevent them from falling to the ground after an auto collision ejects them from the
platform.
Solutions to oscillation resulting from movements of an aerial lift are currently unavail-
able in most cases. The only solution to reducing the hazards of oscillations is limiting
the speed of the aerial lift as it lifts and rotates the platform and limiting the speed of the
driving motion. Obstacle collisions are also quite unavoidable, except by reducing speeds
to reduce overshooting the desired end location and colliding with the target.
switch to the control panel to shut down the system at the last location, operators can
prevent the aerial lift from reaching a crushing position. In addition, warning signals are
sometimes associated with the kill switch to notify workers in the vicinity of the distressed
operator in the aerial lift. Then, workers on the ground can use the control panel located at
the base of the aerial lift to take over control of the lift. Other times, the platform control
panel can have an end operation switch, which can sense if the operator is caught between
Power failure accidents are greatly diminished due to lock valves that can hold a lift
at the last configuration before power failure; thus, the aerial platform will not fall to the
ground. Many aerial lifts also have the option for manual descent in case of a power failure.
Therefore, the operator can safely return to the ground unharmed. Most importantly, most
aerial lifts have low power supply warnings to alert operators before a power failure. Areial
lifts equipped with all these measures should rarely experience power failure accidents.
23
http://www.niftylift.com/usa/news/focus-on/siops-sustained-involuntary-operation-prevention-system
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Figure 24: Solution to hazard of an operator crushed between
the control panel and an obstacle.23
Dropping tools is a common occurrence that can decrease in severity by operators hold-
ing on to their tools and posting restricted access signs around the aerial lift work site. Tool
trays inside of most aerial lift platforms should also have their own straps to secure tools
while the aerial lift is in motion and the tools are not in use. In addition, tools themselves
should have a lanyard connecting them to the platform or operator’s wrist, as long as the
lanyard does not take away function from the tool or obstruct operators from their work.
level indicator, instead of just a base level indicator. In addition, inward opening gates on
platforms could help in unleveled platform accidents compared to outward opening gates
the view of the height is impossible and would interfere with moving the aerial lift. Simply
getting used to the view or to not look down often could reduce acrophobia.
Input shaping uses measurements of the system’s states to alter the shape of either actuator
commands or set points [19]. Although shaping a system’s commands costs time, the time is
small compared to the time saved in waiting for settling of the machine’s oscillation [19]. To
implement a simple input shaper, the frequency and damping ratio of a oscillation must be
23
calculated to determine the impulses and time for the impulses to occur. After determining
the impulses and time stamps of the input shaper, it is convolved with a desired system
One basic input shaper is the ZV shaper which has the following form:
1 k
Ai 1+k 1+k
ZV = = (1)
τd
ti 0 2
√−ζπ
Where τd is the damped oscillation period and k = e 1−ζ 2 .
• A categorization of aerial lifts including their hazards and methods of reducing those
hazards
Chapter I categorized aerial lifts by their kinematics. In addition, the severity and frequency
24
Chapter II presents experimental results from life-size scissor lift and articulating aerial
lift. Machine-motion and operator induced oscillations on a scissor lift are conducted and
Chapter III studies the dynamics for a double-boom articulating aerial lift. A dynamic
model of a double-boom articulating aerial lift is simulated and its oscillations induced by
different moves and configurations are analyzed. Input shaping is used to reduce oscillation.
In Chapter IV, the dynamic model of an articulating aerial lift and a tip-over stability
margin are used to investigate stability at different configurations and with varied platform
mass.
25
CHAPTER II
From the categorization of aerial lifts and their hazards presented in Chapter 1, it is clear
that further investigation into methods of reducing hazards is necessary. There are two
significant physical properties of aerial lifts that contribute to hazards i) oscillations of the
structure and ii) tip-over instability. Oscillations of aerial lifts lead to many other risks,
such as colliding into objects and electrocution; thus, it should be studied to determine how
to reduce the risk. In this chapter, some aerial lifts were experimentally tested to measure
the amount of oscillation induced by common motions performed by the aerial lifts. Two
scenarios that generate oscillation are i) moving the machine’s location and ii) forces the
For a scissor lift, machine-motion induced oscillations are a cause for concern and discomfort
lift, the scissor lift shown in Figure 26 was raised and its movement was recorded with a
camera during a vertical drop. The scissor lift uses battery power to operate and was made
by UpRight, now Snorkel, company. It has a maximum capacity of 454 kg, a maximum
residual horizontal oscillation of 6 mm for a vertical drop of the scissor lift. The period,
T , the time between two successive peaks, of the oscillation was calculated and used to
f = 1/T (2)
26
Figure 26: A scissor lift in the high-bay of the MaRC building
at the Georgia Institute of Technology.
x0
δ = ln( ) (3)
x1
x0 and x1 are the amplitudes of two successive peaks of the oscillation.
1
ζ=q (4)
1 + ( 2π
δ )
2
From the vertical residual oscillation, the frequency and damping ratio of the system
The same motion was repeated, which resulted in a maximum vertical oscillation of also
10 mm and a maximum horizontal oscillation of 3 mm, as shown in Figure 28. The second
experiment’s frequency and damping ratio were 4.3 Hz and 0.13, respectively. Th A third
trial was conducted, as shown in Figure 29. The vertical drop induced a maximum residual
27
third vertical drop in the scissor lift indicated a system frequency of only 3.5 Hz and a
damping ratio of 0.16. In general, the scissor lift has a frequency range of 3-5 Hz with an
28
first and second. A key distinction between trial 3 and trials 1 and 2 is the final position of
the lift in trial 3 was much higher than in trials 1 and 2. System frequency depends on the
height of the scissor lift platform and the weight on the platform. For these trials, the mass
on the platform did not change; however, the height of the platform did change from trials
1 and 2 to trial 3. In general, the oscillation in the vertical direction was always larger than
in the horizontal direction. The average vertical oscillation was 13.33 mm and the average
horizontal oscillation was 4.33 mm. The results of these experiments are summarized in
Table 4.
Oscillations of a scissor lift can also be caused by the operator applying forces to the elevated
platform. If the operator reaches over the sides of the scissor lift and tries to grab or pull
something, it will move the lift and induce deflection and oscillation. To demonstrate these
types of residual oscillation, the scissor lift shown in Figure 26 was raised to a height of 5.09
meters and the operator on the platform holding onto the rails leaned quickly to one side of
the platform across the shorter length, as shown in Figure 30 by the dashed blue arrowed
line. In the figure, the front of the platform is green and the front of the base is gray.
The quick lean and resulting residual oscillation were recorded with a video camera.
Using Matlab, the video was analyzed to quantify the amount of residual oscillation caused
by the motion of the scissor lift. Figure 31 shows a maximum horizontal residual oscillation
of 51 mm from the first experiment. A second trial showed a maximum horizontal residual
oscillation of 40 mm, as shown in Figure 32. The first trial had a frequency of 1.2 Hz,
damping ratio of 0.12, and the second trial had a frequency of 0.9 Hz, damping ratio of
29
Figure 30: Diagram of impulse conducted on scissor lift.
0.16.
Figure 33, shows another type of aerial lift called a cherry picker. While the operators in
the work platform repositioned the aerial lift, a video was taken to analyze the machine
response. An average male height was used as a calibrating factor on the person on the
platform to determine distances in the video. A vertical residual oscillation of 0.358 m and a
horizontal residual oscillation of 0.227 m were observed, as shown in Figure 34. From these
results, the system’s frequency was 1.5 Hz with a range from 1 - 2 Hz and the damping
ratio was 0.1. In comparison to the scissor lift, the aerial lift has more oscillation and
30
approximately the same frequency as the scissor lift under side-to-side displacements.
(a) Back-side view of aerial lift (b) Front-side view of aerial lift
Figure 33: Aerial lifts seen working together near Georgia Tech.
2.3 Summary
From all these experiments of the different aerial lifts, scissor lift and articulating aerial
lift, a clear observation is that oscillations result from the movement of the aerial lift or the
operator working in the elevated platform. From the oscillations observed there is a risk of
obstacle collision; thus, oscillation control is important. From the experiments, articulating
aerial lift result in larger oscillations due to movement than a scissor lift. Therefore, in the
with similar oscillation frequency and damping ratio as the articulating aerial lift analyzed
in this chapter.
31
CHAPTER III
From previous research, it is known that movements of telescopic aerial lifts induce large
and dangerous oscillations in luffing and slewing motions [20]. Articulating aerial lifts have
greater residual oscillation when the booms are in an extended configuration compared to
a compact configuration [10]. There is also greater oscillation when the platform is carry-
ing more weight [17]. In addition, residual oscillation by luffing moves for non-overcenter
articulating aerial lifts were investigated and reduced through input shaping [10]. Residual
oscillation from slewing moves and by overcenter articulating aerial lifts are to be investi-
The model shown in Figure 35 was used to analyze the oscillation of a double-boom artic-
ulating aerial lift. The aerial lift is composed of five bodies: base, rotating tower, lower
boom, upper boom, and payload. The base, the bottom of the aerial lift, has dimensions
listed in Table 5 and shown in Figure 36. Figure 37 shows the rotating tower is located
a distance away from the center of the base, to the backside of the aerial lift’s base. Its
properties are listed in Table 6. Mounted to the top of the rotating tower are the double
booms and payload of the aerial lift with set lengths from L1 to L3 . Their properties are
The booms slew from the rotating tower an angle of θ1 with respect to the fixed base,
as shown in Figure 36. The lower boom luffs from the base by θ2 and the upper boom luffs
from the lower boom by θ3 . The connection between the rotating tower and the lower boom
is known as the shoulder joint; thus, θ2 is known as the shoulder angle. The connection
between the lower boom and the upper boon is know as the elbow joint; thus, θ3 is known
32
Table 5: Base parameters and measurements.
33
Figure 37: Dynamic model of double-boom articulating aerial lift.
as the elbow angle. Lastly, the payload swings through angle θ4 , side-to-side in response to
the flexibility of the system. To model flexibility of the system, lumped rotational spring-
dampers were used at the joints between booms that luff and about the rotating tower’s
vertical axis for the slewing motion. Other research has used the elastic properties of the
aerial lift material to demonstrate such flexibility [6, 7]. Table 7 shows the spring, Kp , and
damper, Kd , constants used that came from previous research [10]. These constants create
similar frequency and damping ratio as a life-size cherry picker. The payload is modeled
as a free swinging damped pendulum. Its oscillation flexibility arises from gravity as the
spring force. The x coordinate of the base’s center of mass is located at distance xcom from
the center of the base, as shown in Figure 36. Both of the y and z coordinate of the base’s
center of mass are located a distance of zero from the center of the base.
ladder. The turning and raising velocities in that research were set to 4.5◦ /sec and 3◦ /sec,
respectively [21]. For this model of an articulating aerial lift the velocities were set to
34
10◦ /sec because the booms of the aerial lift do not have people climbing on them while
in motion and because their booms are more of an enclosed structure compared to a fire-
rescue turntable ladder. The accelerations were set to 40◦ /sec2 , as shown in Table 8. All
moves by the model aerial lift were given trapezoidal velocity profiles to follow. In addition,
oscillations of the booms and payload were analyzed at the end of the velocity profile. This
Limit
Velocity 10◦ /sec
Acceleration 40◦ /sec2
The x, y, and z reference frame is fixed to the base of the aerial lift. z is along the
rotating tower and the positive z direction is up. x is parallel to the base’s lengthwise edge
and the positive x direction is toward the front of the aerial lift, as denoted in Figure 35.
y is parallel to the base’s widthwise edge and the positive y direction is into the page of
Figure 35. Figure 36 shows that θ1 slews around the aerial lift’s vertical axis, the z-axis.
For a slew of θ1 the x and y axes are rotated to the new x1 and y1 axes, as shown in
Figure 36. θ2 and θ3 luff initially around the aerial lift’s horizontal axis, the y-axis. Most
articulating aerial lifts begin in a compact configuration with the upper boom laying on
top of or next to the lower boom; thus, the booms luff in opposite directions. θ2 luffs in
a counter-clockwise direction; thus, the rotation matrix for −θ2 in the y direction is used.
The rotation matrices Rz (θ1 ) (5), Ry (−θ2 ) (6)and Ry (θ3 ) (7) for this model are:
cosθ1 −sinθ1 0
Rz (θ1 ) =
sinθ1 cosθ1 0
(5)
0 0 1
cosθ2 0 −sinθ2
Ry (−θ2 ) =
0 1 0 (6)
sinθ2 0 cosθ2
35
cosθ 3 0 sinθ 3
Ry (θ3 ) =
0 1 0
(7)
−sinθ3 0 cosθ3
To have x, y, and z coordinates in the Newtonian frame, multiply the rotation matrices:
x x3
y = Rz (θ1 )Ry (−θ2 )Ry (θ3 ) y (8)
3
z z3
The following equations were used to determine the transient position of the end-effector
and the steady-state position of the end-effector in the x, y, or z directions. The lengths
of the booms of the model were 1 meter to simplify the following equations. To determine
residual oscillation of the booms and rotating tower the steady-state position was subtracted
p
Oscillation Amplitude = x2 + y 2 + z 2 (12)
x, y, and z are the residual oscillation in those directions calculated by equations (9)-
(11). Using a commercially available dynamics software [14], the model double-boom artic-
ulating aerial lift’s four equations of motion for the four generalized coordinates, θ1 , θ2 , θ3 ,
36
Kp1 (θ1d − θ1) + Kd1 (θ̇1d − θ̇1 ) + (2 /3 )θ̇1 (M1 L21 sin(θ2 ) cos(θ2 )θ̇2
− 3L21 sin(θ2 ) cos(θ2 )θ̇2 − L22 sin(θ2 − θ3 ) cos(θ2 − θ3 )(θ̇2 − θ̇3 )) − 3M3 (L1 L3 sin(θ2 )
sin(θ4 )θ̇2 + L23 sin(θ4 ) cos(θ4 )θ̇4 + L1 L2 sin(θ2 ) cos(θ2 − θ3 )θ̇2 + L2 L3 cos(θ4 )
− L21 sin(θ2 ) cos(θ2 )θ̇2 − L2 L3 sin(θ4 ) sin(θ2 − θ3 )(θ̇2 − θ̇3 ) − L22 sin(θ2 − θ3 ) cos(θ2 − θ3 )
(θ̇2 − θ̇3 ))) − (1 /3 )(1.5M0 rc2 + M1 L21 cos(θ2 )2 + M2 L22 cos(θ2 − θ3 )2 + 3L1 M2 cos(θ2 )
(L1 cos(θ2 ) − L2 cos(θ2 − θ3 )) − 3M3 (2L1 L3 sin(θ4 ) cos(θ2 ) + 2L1 L2 cos(θ2 ) cos(θ2 − θ3 ) − L21
(13)
Kp2 (θ2d − θ2 ) + Kd2 (θ̇2d − θ̇2 ) − 0.5gL1 M1 cos(θ2 ) − gM3 (L1 cos(θ2 ) − L2 cos(θ2 − θ3 ))
− (1 /3 )M2 L22 sin(θ2 − θ3 ) cos(θ2 − θ3 )θ̇12 − 0.5L1 M2 (2L1 sin(θ2 ) cos(θ2 )θ̇12
+ L2 sin(θ3 )(θ̇22 + cos(θ2 )2 θ̇12 ) − L2 sin(θ2 ) cos(θ2 ) cos(θ3 )θ̇12 − L2 cos(θ3 ) sin(θ2 − θ3 )
cos(θ2 − θ3 )θ̇12 − L2 sin(θ3 )((θ̇2 − θ̇3 )2 + cos(θ2 − θ3 )2 θ̇12 )) − M3 (L1 L3 cos(θ2 + θ4 )θ̇42
+ L21 sin(θ2 ) cos(θ2 )θ̇12 + L1 L2 sin(θ3 )(θ̇22 + cos(θ2 )2 θ̇12 ) + L2 sin(θ2 − θ3 )(L3 sin(θ4 )
(L3 sin(θ4 ) cos(θ2 − θ3 )θ̇12 + L2 ((θ̇2 − θ̇3 )2 + cos(θ2 − θ3 )2 θ̇12 ))) − L3 M3 (L1 sin(θ2 + θ4 )
− (1 /3 )(M1 L21 + M2 L22 + 3L1 M2 (L1 − L2 cos(θ3 )) + 3M3 (L21 + L22 − 2L1 L2 cos(θ3 )))θ̈2 = 0
(14)
37
Kp3 (θ3d − θ3 ) + Kd3 (θ̇3d − θ̇3 ) + L2 L3 M3 sin(θ3 − θ2 − θ4 )θ̈4 − gL2 M3 cos(θ2 − θ3 )
− 1.5L1 sin(θ3 )(θ̇22 + cos(θ2 )2 θ̇12 ) − L2 sin(θ2 − θ3 ) cos(θ2 − θ3 )θ̇12 ) + 3M3 (L3 cos(θ3 − θ2 − θ4 )θ̇42
+ L1 sin(θ2 ) cos(θ2 ) cos(θ3 )θ̇12 − L3 sin(θ4 ) sin(θ2 − θ3 )θ̇12 − L1 sin(θ3 )(θ̇22 + cos(θ2 )2 θ̇12 )
(15)
sin(θ2 + θ4 )θ̇12 + L1 cos(θ2 + θ4 )(θ̇22 + cos(θ2 )2 θ̇12 ) + sin(θ2 − θ3 ) sin(θ3 − θ2 − θ4 )(L3 sin(θ4 )
(16)
In the equations of motion, rc is the radius of the rotating tower, 0.025 m, and the angles
with d subscripts represent desired position or velocity. The parameters in Tables 5-8 were
Luffing moves for non-overcenter articulating aerial lifts were investigated and reduced
through input shaping [10]. The effects of a shoulder moves at different initial elbow angles
showed that as the elbow angle changes the booms of the aerial lift into an increasingly
extended configuration, the residual amplitude increases. However, the previous research
did not include overcenter configurations for the initial elbow angles. By allowing the elbow
angle to pass 180◦ and again executing a shoulder move, the residual amplitude decreases
at overcenter configurations. In Figure 38 the initial shoulder angle was 30◦ , the shoulder
move was 60◦ , and the initial elbow angles ranged from 0◦ to 240◦ in increments of 4◦ to
show the effect of decreased oscillation in overcenter configurations. The greatest maximum
residual amplitude was 8.7 mm and occurred at an initial elbow angle of 180◦ .
38
Figure 38: Residual amplitude from a shoulder move
from 30◦ to 90◦ with different initial elbow angles.
Figure 39 shows the largest maximum residual amplitude configuration and move.
When the initial elbow angle is 0◦ the cherry picker is in configuration 1 as shown in
Figure 40. Configuration 2 is at the largest maximum residual amplitude and configuration
To investigate the effect of the initial shoulder angle on the residual amplitude, initial
shoulder angles were also varied from 0◦ to 120◦ in increments of 10◦ with the varied initial
39
Figure 40: Significant configurations of cherry picker during a
60◦ shoulder move with different initial elbow angles.
elbow angles. Figure 41 shows a trend of decreasing residual amplitude after overcenter
for different initial shoulder angles. The shoulder move for Figure 41 was 60◦ . The largest
residual amplitude was 12.37 mm and occurred at an initial shoulder and elbow angles of
Oscillation decreases when the cherry picker is in a more compact overcenter config-
uration because of the aerial lift’s moment arm in that configuration is shorter than the
moment arm in the extended non-overcenter configuration before entering the overcenter
configuration.
40
Figure 42: Largest maximum residual amplitude resulting from a 60◦ shoulder move
with initial shoulder and elbow angles of 50◦ and 180◦ , respectively.
Besides luffing a cherry picker is able to slew. To investigate the effects of slewing the small-
scale cherry picker was slewed 160◦ in an extended configuration of the shoulder angle at
Figure 44 shows the oscillatory response of the tip of the boom in the x direction and
the y direction at the completion of the slew. Little oscillation occurred in the z direction
because slewing does not change the booms’ vertical position. The booms oscillated with
a frequency of approximately 1.21 Hz and a damping ratio of 0.155. The same frequency
and damping ratio equations as in Chapter 2 were used. Maximum displacement of the tip
of the arm was 4.8 mm in the x direction and 13.06 mm in the y direction.
Extended configurations result in large residual oscillations. Figure 45 shows the residual
oscillation in the x and y directions for a slew move on a compact cherry picker. For the
compact cherry picker slew move simulation, the initial shoulder angle was set to 30◦ , initial
elbow angle was set to 90◦ , and the slewing move was 160◦ . The compact cherry picker’s
maximum residual oscillation in the x direction was 0.1 mm and 0.3 mm in the y direction.
Keeping initial elbow angles as in Section 3.2 and performing a slew move instead of a
41
Figure 43: Cherry picker configuration of 30◦ shoulder angle and
160◦ elbow angle with a displacement of slew of 160◦ .
the booms of the cherry picker extend outward. This results in a longer moment arm and
increased oscillation. However, the oscillation stops increasing when the boom reaches an
overcenter position, as shown in Figure 46 where the slewing move was 60◦ and the initial
The largest residual amplitude was 35.38 mm and occurred at an initial elbow angle of
210◦ , the equivalent horizontal angle for a shoulder angle 30◦ , as shown in Figure 47.
42
(a) X Direction residual oscillation (b) Y Direction residual oscillation
Figure 45: Residual oscillation from a 160◦ slew move of a
cherry picker in a compact configuration.
Figure 46: Residual amplitude from a 60◦ slew move with different initial elbow angles.
Equivalent horizontal angle is the angle that makes the body horizontal. For example,
if the lower boom was at an angle of 30◦ , then the upper boom’s equivalent horizontal angle
is 210◦ because subtracting 30◦ from 210◦ gives 180◦ which would be the horizontal angle if
the lower boom was at an angle of 0◦ . Equivalent horizontal angles are the angle at which
the longest moment arm would occur because that is when the cherry picker is reaching the
When the initial elbow angle is 0◦ the cherry picker is in configuration 1 as shown in
Figure 48. Configuration 2 is at the largest maximum residual amplitude and configuration
43
Figure 47: Largest residual amplitude from a 60◦ slew move occurred at an initial elbow
angle of 210◦ .
To investigate the effect of the initial shoulder angle on residual amplitude, Figure 49
shows initial elbow and shoulder angles varied for a slew move of 60◦ . The initial shoulder
angles expand into overcenter locations for the lower boom as they are varied from 0◦ to
120◦ in increments of 10◦ . At overcenter configurations for the lower boom the aerial lift
begins slewing from the opposite side of the base toward the slew angle of 270◦ similar to
slewing from 0◦ toward 90◦ . With the upper boom extended horizontal on either side the
residual amplitude increases; thus, there are residual amplitude peaks on both ends of the
figure. However, the initial shoulder angles were only varied to 120◦ prohibiting the second
peak along the y-axis from reaching the equivalent magnitude of the x-axis peak. Again by
changing to overcenter upper boom configurations the residual amplitude decreases again
because the booms are brought closer to the center of the aerial lift decreasing the moment
arm.
44
Figure 49: Residual amplitude resulting from a 60◦ slew move
with different initial elbow and shoulder angles.
Figure 50: Largest residual amplitude from a 60◦ slew move occurred
at an initial shoulder and elbow angles of 0◦ and 180◦ , respectively.
The largest residual amplitude was 45.51 mm and occurred at initial shoulder and elbow
The second peak in residual amplitude occurred at an initial shoulder and elbow angles
of 120◦ and 120◦ , respectively, as shown in Figure 51. The 120◦ elbow angle is the equivalent
To generalize the effect of slewing moves for a compact cherry picker, the cherry picker’s
45
Figure 51: Second peak in residual amplitude from a 60◦ slew move occurred
at an initial shoulder and elbow angles of 120◦ and 120◦ , respectively.
initial shoulder angle was set to 30◦ and the initial elbow angle was set to 90◦ , a semi-
compact configuration. Figure 52(a) shows that residual amplitude from performing varied
after a certain slew move. For a compact cherry picker residual amplitude plateaus at
approximately 10◦ slew move. Performing the same slew moves on an extended cherry
picker with an initial shoulder angle of 30◦ , an initial elbow angle of 160◦ shows that residual
amplitude also plateaus after a certain slew move except it first peaks at a higher residual
amplitude than it plateaus. For the extended configuration the residual amplitude plateaus
at approximately 30◦ , as shown in Figure 52(b). The extended cherry picker reached a
The compact cherry picker plateaued at a residual amplitude of approximately 0.92 mm.
Some two-mode oscillations can also be seen from this extended configuration.
Figure 53 shows the configurations for the compact and extended cherry pickers used to
46
(a) Compact cherry picker (b) Extended cherry picker
Figure 52: Residual amplitude of slew moves from 0◦ to 300◦ of a cherry picker.
ent slew displacements from 0◦ to 300◦ in increments of 5◦ for an initial elbow angle of
120◦ . Residual oscillations in the x and y directions contribute more to the overall residual
Maximum residual oscillation in x and y directions for initial elbow angles of 60◦ , 120◦ ,
180◦ , and 240◦ across different slew displacements from 0◦ to 300◦ in increments of 5◦ , as
shown in Figure 55, shows how increasing the initial elbow angle increases the maximum
residual oscillation because the cherry picker is changing into extended configurations with
longer moment arms. The effects of two-mode oscillation for extended configurations is also
Figure 56 shows the maximum residual oscillation in the x, y, and z directions for
47
Figure 54: Comparison of maximum residual oscillations in the x, y, and z directions
for different slew moves at a set elbow angle of 120◦ .
0.5 mm in the z direction. Thus the z direction residual oscillation for slew displacements
does not contribute to overall residual amplitude as much as x and y direction residual os-
cillation. Residual oscillation in z direction for various slew displacements does not oscillate
for any initial elbow angle as the residual oscillation in x and y directions.
48
(b) y direction
(a) x direction
(c) z direction
The next step to understanding the dynamics of a cherry picker is to investigate a slewing
and elbow luffing move at the same time. For this simulation the slewing move was 160◦
and the elbow move was 60◦ while the initial angles of the shoulder and elbow were set
to 30◦ and 160◦ , respectively. Figure 57 shows the residual oscillation from such a slewing
and elbow luffing move in x, y, and z directions. The booms oscillated with a frequency of
approximately 1.04 Hz and a damping ratio of 0.14. Maximum displacement of the tip of
the arm was 8.34 mm in the x direction, 22.49 mm in the y direction, and 0.01 mm in the
z direction.
Figure 59 varies the slewing and elbow luffing moves with the initial shoulder angle at
49
(a) x direction (b) y direction
(c) z direction
Figure 57: Residual oscillation from a 160◦ slew and 60◦ elbow move of a cherry picker.
Figure 58: Initial configuration of the cherry picker for the slew and elbow luffing moves.
30◦ to show the resulting maximum residual amplitude. Slew move was varied from 0◦ to
180◦ and elbow move was varied from 0◦ to 240◦ both in increments of 20◦ . Figure 58 shows
the initial configuration of the cherry picker for slew and elbow luffing moves.
50
Figure 59: Residual amplitude of slew and elbow luff moves
from 0◦ to 180◦ and 0◦ to 240◦ , respectively.
In general, residual amplitude increases with increasing elbow angle, less compact config-
urations. Slew moves do not change residual amplitude as much because residual amplitude
from slewing moves quickly plateaus. The peak of residual amplitude in the figure is a result
of maximum slew move for this case, 180◦ and maximum extension from the the elbow luff
move of 180◦ ; thus centripetal force effected this spike in residual amplitude. Figure 60
shows the cherry picker configurations throughout the moves that generated the largest
residual amplitude. Once the elbow angle passes 180◦ , its non-overcenter limit, the residual
amplitude decreases again as overcenter angles are reached. The largest residual amplitude
was 30.4 mm and occurred at a slew and elbow move of both 180◦ .
Figure 60: Configurations throughout the moving the slew and elbow luffing
angles 180◦ that generated the largest residual amplitude.
51
3.4 Slewing Frequencies
Figure 61 shows x, y, and z direction residual oscillation frequencies for initial elbow angle
of 120◦ and different slew displacements from 0◦ to 300◦ in increments of 5◦ . The frequencies
Figure 62 shows the frequencies in the x, y, and z directions for different slew displace-
ments from 0◦ to 300◦ in increments of 5◦ and initial elbow angles of 60◦ , 120◦ , 180◦ , and
240◦ . For x direction the frequencies ranged from 1 to 4 Hz with more extended elbow
angles having lower frequencies ranging from 1 to 2.5 Hz. For y direction the frequencies
ranged from 1 to 4 Hz with more extended elbow angles having lower frequencies ranging
from 1 to 2.5 Hz. For z direction the frequencies ranged from 2 to 4 Hz with more extended
elbow angles having lower frequencies ranging from 2 to 3 Hz. In general the cherry picker
has low frequencies for all slew displacements and initial elbow angles except smaller initial
Many have successfully used types of control systems to eliminate oscillation of flexible
systems, such as concrete placing boom [2], model boom crane [12, 13, 11], and aerial
lifts [6, 9, 10]. One particular aerial lift control article [9] used a specific input shaping
control system [8] to suppress two-modes in the residual oscillation. For this model, the
52
(a) x direction (b) y direction
(c) z direction
For the previous 160◦ slewing move conducted with initial shoulder angle of 30◦ and
initial elbow angle of 160◦ , the oscillation frequency was 1.21 Hz with a damping ratio of
0.155. Using this information the following ZV shaper of amplitudes Ai and times ti was
calculated:
Ai 0 0.6208
= (17)
ti 0.4183 0.3792
Convolving this input shaper with the desired slewing trapezoidal velocity profile re-
sulted in much lower residual oscillations. Figure 63 compares the unshaped residual os-
cillation of the slew move to the shaped residual oscillation for both x and y directions.
53
(a) x direction (b) y direction
Figure 63: Comparison of shaped and unshaped residual oscillation
from a 160◦ slew move of a cherry picker.
The maximum displacement of the tip of the arm dropped to 0.12 mm in the x direction,
a 97% reduction, and 0.32 mm in the y direction, a 98% reduction, with the shaped input
command.
For the previous 160◦ slewing and 60◦ elbow luffing move conducted with initial shoulder
angle of 30◦ and initial elbow angle of 160◦ , the oscillation frequency was 1.04 Hz with a
damping ratio of 0.14. Using this information the following ZV shaper of amplitudes Ai
Ai 0 0.6093
= (18)
ti 0.4856 0.3907
Convolving this input shaper with the desired trapezoidal velocity profile of that slew
and elbow luff move resulted in much lower residual oscillations. Figure 64 compares the
unshaped residual oscillation of the slewing move to the shaped residual oscillation for x, y,
and z directions. Maximum displacement of the tip of the arm dropped to 0.25 mm in the
x direction, a 97% reduction, 0.7 mm in the y direction, a 97% reduction, and 0.003 mm in
To show a wide scale effect of input shaping on a system’s residual amplitude, the
simulation of varied slewing and elbow luffing moves was input shaped using a ZV shaper
54
(a) x direction (b) y direction
(c) z direction
Ai 0 0.6093
= (19)
ti 0.4591 0.3907
Figure 65 shows input shaping greatly reduced residual amplitude over all slew and elbow
moves. The maximum residual amplitude from input shaped is 4.23 mm, 86% reduction,
55
Figure 65: Comparison between shaped and unshaped residual amplitude
of slew and elbow luff moves from 0◦ to 180◦ and 0◦ to 240◦ , respectively.
3.6 Summary
Overcenter configurations decrease residual amplitude in luffing and slewing moves. Slewing
moves see two-mode oscillations and greater residual oscillations. Overall residual amplitude
for slewing moves are generated from residual oscillations in the x and y directions. Cherry
picker generally how low frequencies ranging from 1 to 3 Hz that does not change much over
slew displacement but does increase slightly when at smaller elbow angles. Input shaping
can reduce of the residual oscillation caused by slewing moves as well as combined slewing
56
CHAPTER IV
The previous chapter showed how flexibility of articulating aerial lifts induce oscillation.
This chapter will focus on the tip-over instability of articulating aerial lifts. The static
tip-over analysis described here in sections 2.1.1 - 2.1.3 is work performed by Dr. Joshua
Vaughan and Dr. William Singhose for an aerial lift accident that occurred in Boston, MA.
That work is extended by investigating the effects of payload mass in section 2.1.4. Section
telescoping aerial lift. The top portion of the base rotates with respect to the fixed base
according to slew angle θ, as shown by the TOP VIEW in Figure 66. The links of the aerial
lift are labeled in order from LA to LG according to their distance along the chain of links
away from the base. A point mass, M , is included at the end to represent the platform
The riser arm, LA, rotates upward from the base by θL . Link LB is the portion of the
riser that telescopes outward. The mast, represented by Link LC, remains vertical in all
orientations. LD and LE represent the boom and boom extension links. Link LF rotates
away from horizontal according to θB , in order to keep the basket link, LG, horizontal
in all orientations. The boom arm rotates from horizontal according to angle θU . The
extension distance of the riser arm is represented by ∆Low, and the upper boom extension
is represented by ∆U p.
57
4.1.2 Parameter Determination
Figure 67 was used to determine the link lengths. The figure was acquired from the operators
manual and assumed to be drawn to scale. Lengths of links that were not labeled in the
official documentation figure were calculated using the scaling derived from those that were
labeled. These approximated values are shown by large red numerical labels.
The mass properties were selected according to information from the Grove repair man-
ual, including link masses, actuator masses, and total system mass. As a check on the mass
distribution between the various components, the Center of Mass (COM) of the model was
compared to that given in the official literature. The COM location of the machine in the
contracted state in the official literature is shown in Figure 68. The modeled location of the
COM in the same configuration is shown in Figure 69. The modeled valued of the COM
only varies from the value given in the official literature by approximately 5 inches in the
✓B
LE
LF M
Boom
LG
Up
Platform
✓U
LD
Mast LC
LB
TOP VIEW
Riser Lo
w
LA
✓L ✓
e
as
B
Base
FixedBase
W
Figure 66: Model of the Grove A125J Articulated Telescoping Aerial Lift.
58
12.2 m Electrically operated emergency lowering
(40’)
9.1 m
(30’)
OPTIONS
6.1 m
(20’) – 110V AC connections to platform
-6.1 m -3.0 m 0.0 m 3.0 m 6.1 m 9.1 m 12.2 m 15.2 m 18.3 m 21.3 m 24.4 m
(-20’) (-10’) (0’) (10’) (20’) (30’) (40’) (50’) (60’) (70’) (80’)
3.53
3.53 mm
(11'
(1397")
")
3m m
2.98
(118
(9' ")9")
0.30 m
0.30 m
4.27
4.27mm (12 ")
(12")
(14')
(196 ") 3.66mm
3.66 1.98 m
1.98 m
11.99
11.98mm
(12')
(144 ") (786")
(6' ")
(39' ")3")
(472
2.59mm
2.59
(86' ")6')
(102
2 1/3"
Figure 67: Machine Dimensions = 4.26m
(Red Indicates Calculated Lengths)
~1.85 m/inch
9.62m
1.31m
2 1/3" = 4.26m
~1.85 m/inch
Figure 68: COM Location in Official Literature
59
2.5
1.5
0 Base Outline
Base Outline COM Projection Wheels Retracted
−1
Wheels Extended 6
0 4
1 2
0
−2
−4
Horizontal (m)
Figure 69: Simulated COM Location
4.1.3 Stability
Stability of this system was analyzed for a horizontally-flat base condition. The system was
considered stable when the system center-of-mass (COM) was contained within the support
rectangle defined by the four tire ground-contact locations. The effective tire-ground contact
locations were approximated as the center of the tire footprint on the ground. The support
polygons are shown in Figure 69 for both the wheels extended and contracted states.
The angles of each arm joint and the telescoping extension length of the riser and
boom were varied throughout their feasible ranges. At each configuration, the stability was
determined and recorded in a database. The data was recorded by saving the platform
position for each configuration and a flag indicating whether or not it was stable.
Note that many platform positions can be achieved using multiple combinations of link
positions and angles. For example, Figure 70 shows that the platform can be positioned
low and near the base using two different extension lengths of the riser and boom. In
Figure 70(a), the platform is positioned using a compact configuration of the riser and
boom. In Figure 70(b), the same platform position is obtained using a more extended
boom. The stability properties of these two configurations are not the same. Therefore,
simply indicating a platform position does not reveal whether or not the machine is stable.
The entire configuration of the machine must be known in order to determine stability.
Figure 71. In Figure 71(a), both the riser and boom arms are unextended and the system
60
a) Compact Configuration
b) Extended Configuration
Figure 70: Two Different Configurations that Produce the Same Platform Position
COM, indicated by the circle, is nearly centered within the support rectangles. The smaller
black rectangle is for the wheels-contracted state, and the larger red rectangle is the base of
6
3
4
2 2
1 0
−2
0
−4
2
−6
0 −8
−2 −10
6
3
4
2 2
1 0
−2
0
−4
2
−6
0 −8
−2 −10
61
A 1 2 5 J
42.7 m
(140’)
75¡
39.6 m
(130’) FEATURES
9.1 m
(30’)
OPTIONS
6.1 m
(20’) – 110V AC connections to platform
-6.1 m -3.0 m 0.0 m 3.0 m 6.1 m 9.1 m 12.2 m 15.2 m 18.3 m 21.3 m 24.4 m
(-20’) (-10’) (0’) (10’) (20’) (30’) (40’) (50’) (60’) (70’) (80’)
3.53
3.53 mm
support for the wheels-extended state. Figure 71(a) indicates that the machine is in a very
0.30 m
0.30 m
4.27
4.27mm (12 ")
(12")
stable condition when the riser and boom are in the compact configuration corresponding
(14')
(196 ")
11.99
11.98mm
(39' ")3")
(472
3.66mm
3.66
(12')
(144 ")
1.98 m
1.98 m
(786")
(6' ")
2.59mm
2.59
(86' ")6')
(102
to Figure 70(a). However, in Figure 71(b), the system is considerably less stable. Even
though the endpoint is in an identical location, the COM has moved away from the center
PRODUCT PROTECTION PLAN
of the support
One-yearrectangle,
parts warrant y to the left in the figure. It is now on the edge of stability for the
One-year labour warrant y
Seven-year structural warrant y
wheels-contracted case.
See warranty information for any limitations or restrictions that may apply Grove and Grove logo are registered trademarks of Grove Worldwide in the U.S. and/or other
www.manitowoccranegroup.com - www.manilftequipment.com
www.groveworldwide.com countries. Copyright © 1999 Grove Worldwide. All Rights Reserved
Delta Manlift SAS – Z.I. de Fauillet - 47400 Tonneins - France - Tel. +33 (0) 553 88 31 70 - Fax : +33 (0) 553 88 31 79
Figure 72 shows the stable workspace as indicated in the official machine literature [3].
Liftlux Potain GmbH – Dieselstraße 1 - 66763 Dillingen - Germany - Tel. +49 (0) 68 31 97 48 0 - Fax : +49 (0) 68 31 97 48 50
Note that only the platform position is used to indicate whether or not the machine is
stable. This diagram oversimplifies the stability properties of the machine. The dark area
can be stable, but only if the interlock system is functioning properly and does not allow
the machine to position the platform using the many alternative configurations that could
Figure 73 shows the potentially-stable work area determined by the stability model, with
the wheels extended. The potentially-stable workspace calculated from the model closely
matches that from the official literature. It is slightly larger because it includes stable points
62
that the interlock system would not allow the machine to reach.
Figure 74 shows the approximate distance of the building edge from the machine during
operations that preceded the accident. Using this information, an approximate building
location can be overlaid on the workspace. This is shown for a 72◦ riser angle in Figure
75(a). As shown, the system is stable over the entire reachable workspace with the riser
fixed at this angle and the wheels extended. If the wheels are retracted, then there are areas
51.83
38.15
3.77m
1.15m
1.417 m/inch
Figure 74: Building Location Relative to the Device (Image Mirrored from Video)
However, there are still large areas of the “safe” workspace that are not stable if the
machine reaches those positions through an alternative configuration of the link lengths
and angles. For example, Figure 76 illustrates two configurations that reach the same
platform position. The stable configuration results in the COM being located within the
support rectangle, between the wheels. However, the unstable case results in the COM
being outside of the vehicle wheel base. This condition would cause the machine to tip
over.
The results in Figures 75-76 clearly demonstrate that the interlock system must operate
perfectly in order to ensure safe operation. If the interlock system does not function perfectly
at all times, then the machine can easily go unstable and tip over.
Figures 77–80 further demonstrate the machine’s potential instabilities. Figure 77 shows
the platform positions that can be reached in a stable manner. Figure 78 shows the positions
63
(a) Wheels Extended
that can be reached in an unstable condition. Notice that there is a significant overlap
between Figures 77 and 78. Figure 79, shows platform endpoint locations in the workspace
64
Stable
Unstable
50.0 o
Figure 76: Examples of Stable and Unstable Configurations Reaching the same Platform
Location.
where the stability is dependent upon the link lengths and the angles. These places can be
reached in both stable and unstable configurations. Figure 80 overlays the three different
1
conditions of stability. 6
16.3
4.1.4 Effects of Added Mass on Platform
15.3
Using the simulation of the telescopic articulating aerial lift,15.12
the effects of increased platform
18.4
mass was investigated. Two different masses, 500 kg and 1000 kg, were simulated as the
platform mass. Figure 81 shows both the unstable and stable platform locations for platform
masses of 500 kg and 1000 kg. Figure 82 shows only the unstable platform locations for a
65
Figure 77: Potentially-Stable Platform Figure 78: Potentially-Unstable
Locations Platform Locations
a platform mass of 1000 kg. By increasing platform mass from 225 kg to 500kg and from
66
500 kg to 1000 kg, the number of unstable platform locations increases both to the right
Figure 82: Potentially unstable platform locations for a platform mass of 500 kg.
Figure 83: Potentially unstable platform locations for a platform mass of 1000 kg.
67
4.2 Dynamic Model Articulating Aerial Lift
4.2.1 Tip-Over Stability Margin
Determining when the cherry picker tipped over was accomplished by a tip-over stability
margin method (Force-Angle Stability Margin) introduced by Papadopoulos [16]. The tip-
over stability margin is designed for mobile manipulators. Manipulators are considered to
be parts on top of the vehicle that can change their overall center of mass by changing
orientations, similar to an aerial lift. Instead of simply depending on the distances to the
edges of the support base, the tip-over stability margin is height sensitive which is needed
for the analysis of an aerial lift because aerial lifts are used at high heights giving them
their vulnerability to tipping over. The method begins by defining the support polygon or
ground contact locations projected onto a horizontal plane. Ground contact points of the
The final ground contact point is pn . In addition, pc is the vehicle’s center of mass. The
Force-Angle Stability Method creates a tip-over margin by using all forces and moments
about the system’s center of mass. For this method, stability is measured as the angle
between the net force vector, fr , and each of the tip-over axis normals, l. Possible tip-over
mode axes are numbered in clockwise order, as shown in Figure 84, and given by:
ai = pi+1 − pi i = 1, . . . , n − 1 (21)
The last tip-over mode axis, an , is defined by:
an = p1 − pn (22)
There are four tip-over axes for the cherry picker, a truck-mounted aerial lift: the front,
the back, and the right and left sides of the truck. Tip-over axis normals that intersect
the vehicle’s center of mass are subtracted from (pi+1 − pc) which lies along âi . Letting
68
Figure 84: General 3D tip-over stability margin geometry [4].
The net force, fr , acting on the center of mass consists of forces that could cause
tip-over instability: gravitational forces, external disturbances, reaction forces, and forces
transmitted by the manipulator. Reaction forces for not contribute to tip-over instability.
For a given tip-over axis, âi , the components of the net force acting about the tip-over axis:
The same procedure is implemented on the net moments, nr , acting about the center of
mass; thus, components of the net moment about the tip-over axis:
Figure 85 shows the force couple, fn,i , acting on the center of mass by:
ˆli × ni
fn,i = (26)
kli k
Normalized l is ˆl = l/klk. Thus, the net force vector, fi∗ , is:
ˆli × ni
fi∗ = fi + fn,i = fi + (27)
kli k
Normalized fi∗ is fˆi∗ = fi∗ /kfi∗ k. The tip-over margins, angle between the net force
vector and each of the tip-over axis normals, are determined by:
69
Figure 85: Equivalent force couple at the center of mass [4].
σo in the original tip-over stability margin specified the sign of θi . However, for the
cherry picker tip-over stability margin, the magnitude of θi when it is negative, which is
when the object is tipping over, is not of necessity [4]. Thus, only positive magnitudes
of θi define the tip-over stability margin and the value of zero takes place of all negative
magnitudes denoting the object will tip-over or is already tipped over. In addition, only
the minimal tip-over stability margin is outputted because only the minimal margin is of
importance for this analysis. For this method, the highest tip-over margin, the greatest
stability, occurs close to the geometric center and at a low center of gravity.
An important aspect of a cherry picker’s tip-over margin is the location of the center of
mass. A cherry picker of similar configuration to the experimental model, has the rotating
tower longitudinally closer to one side of the base. From a static and pseudo-dynamic model
of the cherry picker, the tip-over stability margin determined that the cherry picker is most
likely to statically tip-over with the booms completely extended over the side of the base
with the rotating tower [5]. For the cherry picker modeled in Chapter 3, the rotating tower
is located a distance away from the center of the base, to the backside of the aerial lift’s
base. Thus, the backside of the base is shorter in comparison to the front side given the
location of the rotating tower. Placing the rotating tower off-centered reduces stability on
70
Figure 86: Comparison between dynamic and static tip-over stability margin.
the quadrants of the base it resides because the payload is brought closer to the edges of the
support base as it slews over to those quadrants. Other likely static tip-over configurations
are when the booms are fully extended to either side of the aerial lift, parallel to it’s lateral
axis. When the joint angles move into a more compact form, the static tip-over margin
With the same articulating aerial lift model presented in Chapter 3, tip-over margin
of a dynamic cherry picker was analyzed. Figure 86 shows the dynamic tip-over stability
margin compared to static tip-over stability margin for an initial set shoulder angle of 65◦ ,
initial set elbow angle of 160◦ , and slew displacements from 0◦ to 360◦ . Dynamic is due
to the simulated cherry picker’s flexibility and ability to move to the location, thus the
tip-over margin stated at a slew displacement of 30◦ is the least tip-over margin at the end
of moving the cherry picker from the slew angle of 0◦ to the slew angle of 30◦ . Previously,
tip-over margin of a cherry picker was only semi-dynamic compared to static. The front of
the cherry picker is at slew angle of 0◦ . In the figure, the dynamic margin is slightly inside
An effect that was not previously investigated is the change of platform mass on the
tip-over stability margin. Figure 87 uses the same previous set initial angles, the same slew
71
the platform mass the tip-over stability margin decreases meaning the aerial lift is closer to
tipping over. Increasing platform mass reduces stability of an aerial lift. The front of the
Figure 87: Comparison of dynamic tip-over stability margin for added platform mass.
tip-over stability margin, an overcenter configuration was chosen and non-overcenter con-
figurations with the same end location were determined using basic geometry. The chosen
overcenter configuration is a shoulder angle of 85◦ and elbow angle of 200◦ . The resulting
non-overcenter configurations are a shoulder angle of 75◦ , elbow angle of 180◦ , and a shoul-
der angle of 65◦ , elbow angle of 160◦ . Figure 88 shows the chosen overcenter configuration
Figure 89 shows the overcenter configuration has the greatest tip-over stability mar-
gin. All non-overcenter configurations have less tip-over stability margins compared to the
overcenter configuration. The configuration with the second highest shoulder angle has the
second highest tip-over stability margin because the lower boom closer to the base’s center
of mass increases stability. The front of the cherry picker is at slew angle of 0◦ .
For overcenter configurations with the same platform location as a non-overcenter con-
figuration, the lower boom must be brought higher, bringing the lower boom closer to the
72
Figure 88: Overcenter and non-overcenter configurations with the same end location.
Figure 89: Comparison of dynamic tip-over stability margin for overcenter and
non-overcenter configurations with the same end location.
73
center of the support base and the upper boom must be brought lower to match the same
platform location, as seen in the comparison of configurations Figure 88. Thus, the center
of mass of an aerial lift in an overcenter configuration is brought closer to and above the
center of the support base, a location of greater stability. Hence, overcenter configurations
Figure 90 shows the overcenter configuration as having the least amount of residual
the overcenter configuration. The configuration with the second highest shoulder angle has
the second lowest residual amplitude. The front of the cherry picker is at slew angle of 0◦ .
As shown in Chapter 3, after a certain slew displacement the residual amplitude plateaus
An experimental model of a cherry picker previously built was used to determine the max-
imum static payload mass at multiple slew angles while in the configuration of 0◦ shoulder
angle and 180◦ elbow angle. The width of the platform was also varied. The weights of the
experimental cherry picker are listed in Table 9 and the dimensions are listed in Table 10.
74
Table 9: Cherry picker experimental weights in kilograms.
Part Weight
Leg 0.308
Base 19
Rotating tower 6.98
Counterweight 6.27
Lower boom 1.75
Upper boom 1.5
The counterweight is located on the opposite side of the lower boom above the rotating
tower as well. The counterweight rotates according to the slew of the rotating tower and
the luff of the lower boom. There is an actuator halfway up the rotating tower that also
rotates according to the slew of the rotating tower. The original width of the base is 0.43
meters. Figure 91 shows the maximum static payload mass for the original width of the
base and experimental points for certain slew angles. Experimental results are similar to
simulation results. Experimental points were not collected for slew angles that required
great amount of weight to tip-over the experimental setup and could potentially break
parts of the experimental setup before the cherry picker tipped over. The side of the cherry
picker that was tested has a lesser amount of weight necessary to tip-over than the other
75
Figure 91: Comparison of simulation and experimental results of
maximum static payload mass for a base width of 0.43 meters.
Figure 92 shows the maximum static payload mass for a base width of 0.33 meters and
experimental points at certain slew angles. Experimental results are similar to simulation
results.
Figure 93 shows the difference of maximum static payload mass for different base widths:
0.43, 0.38, 0.33, 0.28 meters. As the base width decreases the maximum static payload mass
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Figure 93: Comparison of experimental results of
maximum static payload mass for different base widths.
4.4 Summary
An increase in platform mass, decreases the tip-over stability margin. Overcenter con-
figurations have greater stability and less residual amplitude than their counterpart non-
erators can increase the aerial lift’s tip-over stability margin. A decrease in base width
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CHAPTER V
5.1 Conclusions
Aerial lifts and their dynamics were studied in this thesis. Aerial lifts are used by many
to reach high heights. Aerial lifts are used on construction sites, for window washings,
clearing debris from storms, repairing electrical lines, and even on movie sets. There are
many different aerial lifts. They can be classified into six types that effectively describe
their kinematics. Oscillations and tip-over of aerial lifts are some of the currently least
Full-size aerial lifts, a scissor lift and articulating aerial lift, were investigated for their
oscillation inducing movements. Oscillations are induced by both machine and operator
movements. More oscillation resulted on the articulating aerial lift than the scissor lift.
A dynamic model of an articulating aerial lift was created to study the dynamics of an
articulating aerial lift in great detail. Oscillation simulations showed overcenter configu-
rations reduce residual amplitude. Residual amplitude for slewing moves quickly plateau.
Two-mode residual amplitude effect appeared for an extended configuration and slewing
moves. From studying the residual oscillation of slewing and combined slewing and elbow
luffing moves, an oscillation frequency and damping ratio for the model articulating aerial
lift were calculated to form an input shaper. Input shaping reduced residual amplitude for
A dynamic tip-over stability of the model articulating aerial lift was studied. Oscil-
lation in the dynamic model articulating aerial lift was shown to decrease the tip-over
stability margin compared to the static tip-over margin. By increasing the platform mass
for the same configuration, the tip-over stability margin decreased. Non-overcenter and
overcenter configurations with the same platform end location were presented. Tip-over
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stability margin of the overcenter configurations showed greater stability than the corre-
sponding non-overcenter configurations. Maximum residual amplitude was also smaller for
From the categorization, simulations, and experiments in this thesis, future work in the area
of aerial lifts have a better direction to investigate certain aerial lifts that propose greater
shapers to the model articulating aerial lift and comparing their settling time and the
unshaped settling time. In addition, comparison of maximum residual amplitudes for each
shaper can be included to determine better suited controllers for articulating aerial lifts.
Experimental trials on the model articulating aerial lift should be conducted to compare
to oscillation results. In addition, the model aerial lift can be given shaped inputs to compare
Finally, articulating aerial lifts have two joints that induce two-mode oscillations. For
future work, methods of decreasing the effects form the multiple joints by two-mode input
shapers can be studied and factored into choosing the best suited controller for articulating
aerials lifts.
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APPENDIX A
Chapter 4’s static stability analysis used the following Motion Genesis code, created by Dr.
Joshua Vaughan and Dr. William Singhose, to simulate the aerial lift under investigation.
% Base(s) properties
Constant Lbase % rotating base length
Constant Hbase % rotating base height
Constant Lfixed % fixed base length
Constant Wfixed % fixed base width
Constant Hfixed % fixed base height
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% Set Interia Properties
FixedBase.SetMass(mFixedBase)
Base.SetMass(mBase)
A.SetMass(mA)
B.SetMass(mB)
C.SetMass(mC)
D.SetMass(mD)
E.SetMass(mE)
F.SetMass(mF)
G.SetMass(mG)
M.SetMass(mM)
% Variables of Interest
Specified theta’’% Rotation angle of base
Specified thetaL’’ % angle of lower arms
Specified thetaU’’% angle of upper arms
Specified thetaB’’% angle of basket arm (Lf)
Specified delLow’’% extension of lower arm
Specified delUp’’% extension of upper arm
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Dcm.Translate(No, P_No_Ccm> + LC/2*Nz> + LD/2*Dy>)
Ecm.Translate(No, P_No_Ccm> +LC/2*Nz> + (delUp + LE/2)*Dy>)
Fcm.Translate(No, P_No_Ecm> + LE/2*Ey> + LF/2*Fy>)
Gcm.Translate(No, P_No_Fcm> + LG/2*Gy>)
% Ends are always the point farther from the base along the chain
Express(P_No_LAend>,N)
Express(P_No_LBend>,N)
Express(P_No_LCend>,N)
Express(P_No_LDend>,N)
Express(P_No_LEend>,N)
Express(P_No_LFend>,N)
Express(P_No_LGend>,N)
Express(P_No_M>,N)
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%----- Get Center of Mass Location
CMPositionFromNo> = System.GetCmPosition(No)
% Express in Newtonian Frame
SysCM_x = Dot(CMPositionFromNO>,Nx>)
SysCM_y = Dot(CMPositionFromNO>,Ny>)
SysCM_z = Dot(CMPositionFromNO>,Nz>)
% Constant values
%Input LA = 5.9 m, LB = 5.9 m, LC = 1.59 m, LD = 9.62 m, LE = 9.62 m,
%LF = 2 m, LG = 1.53 m
%Input mA = 200 kg, mB = 200 kg, mC = 200 kg, mD = 200 kg,
%mE = 200 kg, mF = 200 kg, mG = 200 kg, mM = 100 kg
% Initial conditions
%Input thetaA = 15 deg, thetaB = 15 deg, thetaA’ = 0 deg/sec,
%thetaB’ = 0 deg/sec
% Quantities to output
%Output t, thetaA deg, thetaB deg, thetaA deg/sec, thetaB deg/sec
% Save input/output
Save CherryPickterTelescoping_dynamics.all
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APPENDIX B
B.1 Background
To simulate a double-boom articulating aerial work lift, the following autolev code was used.
From this code Autolev generated the equations of motion of the system shown in Chapter
3 of this thesis. In the code q’s are the θ’s in the equations of motion. An apostrophe
denotes velocity, θ̇, and two apostrophes together denote acceleration, θ̈. d’s in front of
the q’s infer velocity as well. In addition, the term damp in the code is Kd4 , the damping
B.2 Code
% Newtonian, bodies, frames, points, particles
Newtonian N
Bodies T, C, Lb, Ub, B
Points TC, CS, SH, EL, UbE, COM
Particle P
% Constants
Constants g, L0, rc, LC, L1, L2, L3
Constants xcom, ycom
Constants kp1, kp2, kp3, kd1, kd2, kd3, damp
% Masses
Mass T=mT, C=m0, Lb=m1, Ub=m2, B=0, P=m3
% Inertia
Inertia C, (1/12)*m0*(3*rc^2+L0^2), (1/12)*m0*(3*rc^2+L0^2), (1/2)*m0*rc^2
Inertia Lb, 0, (1/12)*m1*L1^2, (1/12)*m1*L1^2
Inertia Ub, 0, (1/12)*m2*L2^2, (1/12)*m2*L2^2
Inertia B, 0, 0, 0
% Variables
Motionvariables’ q1’’, q2’’, q3’’, q4’’
Specified q1d, q2d, q3d, dq1d, dq2d, dq3d
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% Rotation of frames
N_T = Diagmat(3,1)
Simprot (T, C, 3, q1)
Simprot (C, Lb, 2, -q2)
Simprot (Lb, Ub, 2, q3)
Simprot (Ub, B, 2, q4+q2-q3)
% Position vectors
P_NO_TC> = 0>
P_NO_TO> = -xcom*T1> + ycom*T2>
P_NO_CS> = -LC*T1>
P_CS_SH> = L0*C3>
P_CS_CO> = (1/2)*L0*C3>
P_SH_EL> = L1*Lb1>
P_SH_LbO> = (1/2)*L1*Lb1>
P_EL_UbE> = -L2*Ub1>
P_EL_UbO> = -(1/2)*L2*Ub1>
P_UbE_P> = -L3*B3>
P_UbE_BO> = -(1/2)*L3*B3>
% Angular velocity
W_T_N> = 0>
W_C_N> = q1’*C3>
W_Lb_N> = W_C_N> - q2’*Lb2>
W_Ub_N> = W_Lb_N> + q3’*Ub2>
W_B_N> = W_Ub_N> + (q4’+q2’-q3’)*Ub2>
% Velocities
V_TO_N> = 0>
V_CO_N> = 0>
V_SH_N> = 0>
V2pts(N, Lb, SH, LbO)
V2pts(N, Lb, SH, EL)
V2pts(N, Ub, EL, UbO)
V2pts(N, Ub, EL, UbE)
V2pts(N, B, UbE, BO)
V2pts(N, B, UbE, P)
% Angular accelerations
ALF_T_N> = 0>
ALF_C_N> = DT(W_C_N>, N)
ALF_Lb_N> = DT(W_Lb_N>, N)
ALF_Ub_N> = DT(W_Ub_N>, N)
ALF_B_N> = DT(W_B_N>, N)
% Accelerations
A_TO_N> = 0>
A_CO_N> = 0>
85
A_SH_N> = 0>
A2pts(N, Lb, SH, LbO)
A2pts(N, Lb, SH, EL)
A2pts(N, Ub, EL, UbO)
A2pts(N, Ub, EL, UbE)
A2pts(N, B, UbE, BO)
A2pts(N, B, UbE, P)
% Forces
Gravity (-g*N3>)
Torque_C>+=(kp1*(q1d-q1)+kd1*(dq1d-q1’))*C3>
Torque (C/Lb, (kp2*(-q2d+q2)+kd2*(-dq2d+q2’))*Lb2>)
Torque (Lb/Ub, (kp3*(q3d-q3)+kd3*(dq3d-q3’))*Ub2>)
Torque_B> = -damp*q4’*Ub2>
SAVE Dyn_Cherry_Picker_Sim.all
86
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