Mike Swords Ufo Paper
Mike Swords Ufo Paper
Mike Swords Ufo Paper
ESSAY
Could Extraterrestrial Intelligences be Expected
to Breathe Our Air?
MICHAEL D. SWORDS
Dept. of Science Studies, Western Michigan University, Kalamazoo, MI 49008
Introduction
Research into the UFO phenomenon has inevitably birthed many hypotheses,
and the ETH is the most widely and intensely debated among them. When one
spends much time with UFO reports, this debate about extraterrestrials be-
comes understandable. Many of the outstanding cases researched by serious
UFOlogists lend themselves to the ETH (in some form or another) quite natu-
rally. (A very few examples would be: Boianai, New Guinea, June 26-7, 1959
(Cruttwell, 1971); The Betty and Barney Hill CEIV, White Mountains, New
Hampshire, September 19, 196 1 (Fuller, 1966); Allagash Waterway, Maine,
August 26, 1976 (Fowler, 1993); Buff Ledge, Vermont, August 7, 1968
(Webb, 1994); and Roswell, New Mexico, July 4, 1947 (Randle and Schmitt,
1994). Each of the listed CEIII and IV cases are multiple witness cases.) The
ETH is also a natural subject for debate because, to most individuals, educated
or otherwise it is the least bizarre and incredible of the suite of so-called "ex-
traordinary" hypotheses (see Table 1). Although some may want to debate
this, the academic literature's willingness to hold forth endlessly on the likeli-
hood of extraterrestrial intelligence all over the galaxy (vs. the dearth of com-
mentary on other possible realities) indicates that the ETH is "closer to the
skin" of establishment conservatism (it's more of a demon at the door) than
the other theories. Also the ETH seems to demand a hearing, as it fits so nice-
ly within the confines of current thoughts about what the universe should be
like. If readers doubt this, I remind them of the "Fermi Paradox" (If there are
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TABLE 1
so many of them, why aren't they already here?) which arose almost immedi-
ately in the minds of persons studying SET1 possibilities.
The ETH, as it is usually discussed, is neither science nor pseudoscience
nor anti-science. It is merely human beings trying to make sense out of a com-
plicated ongoing mystery. Science itself employs large theoretical "untesta-
bles" all the time (ex. Cosmic Evolution, Darwinism, Continental Drift): huge
macroconcepts within which only small pieces can be tested or checked for
their correlation with the larger thought. The ETH grows out of a similar urge
to place a bewildering complexity into a conceivable context. It does, howev-
er, fail next to constructs like Darwinism, because whereas the latter has lots
of "stuff' sitting (relatively) still to experiment upon, the ETH must make do
with mere humans and their tales. Many kinds of research can be done, of
course, but the conservative academics are correct to maintain a proper skepti-
cal distance. Every so often some member of academia will venture into UFO-
logical waters with what is, apparently, a deliberate attempt to sink the ETH
ship with a grand stroke. In my experience, these forays are always ill-pre-
pared and ill-conceived (even, often, ill-mannered). This paper will address
arguments of one of the seemingly cleverer members of this breed: the at-
tempt to dispense with all Close Encounter tales which involve humans and
aliens co-existing in the same atmosphere. In short, no separately evolved in-
telligences can, unaided, co-exist. "They" could not possible breathe "our"
air.
Could ETs Breathe our Air?
Fire and ET
Something that a lot of academic types have forgotten or at least don't think
much about is the critical importance of fire to our ancient ancestors (Singer,
1954; Campbell, 1981). Maybe it was my doctoral training in the history of
technology which made me recall it in meditation on the subject of this paper,
but few things were more emphasized as crucial to our human advancement.
The role of fire is partly obvious, and maybe not so obvious. The "maybe not"
is the necessity of fire, controlled fire, to manipulate materials and break them
down into their elemental components. [Breaking materials down is the road,
the only road, to establishing material technology.]
It has been suggested to me that this absolutist statement about the "only
road" is at least debatable, if not wrong. Alternatives such as the addition of
one substance to another (components, elements, alloys, et al) as a means to
new material science without fire was broached. I am open to someone
demonstrating this sort of non-fire-based materials science, but where these
"components, elements, and alloys" will originally come from without fire
somewhere down the road remains a complete puzzle to me. It is in the break-
age, manipulation, and recombination of materials that one achieves metallur-
gy, much of chemistry, glass technology, polymers, et al. Without fire leading
to metals technology there is no controlled electricity, no electric age, and cer-
384 M. Swords
tainly no nuclear age. All technology on a fireless world would be the simple
utilization of what nature gives one, an almost passive interaction. Fire is the
gate to the possibility of "high technology", the only gate. If anyone is in
agony about this and wishes to protest science-fictionally, I say fine. Go and
be well. But go knowing that whatever alternatives read by this author (beasts
in molten lava, space fields, force beings caressing neutron star surfaces) make
far less serious sense than creatures utilizing fire as a prime mover to create a
technical civilization and, even should they eke out their bizarre existence
somewhere, they seem unlikely candidates to build spacecraft and sail the
stars.
Having made another strongly negative statement (about exotic lava-beasts
and neutron-star beings), I should admit that several people balk at this point.
They are sure that I am presenting close-minded terrestrial-chauvinism instead
of a more imaginative and reasonable flexibility. Because this is important to
try to clarify, I would like to briefly belabor a few of the previous points.
The argument in this paper is all of one piece, and it has many facets. The
"ground rules" (or assumptions) upon which this is based are that we are talk-
ing about a technological civilization, which sometime in its past evolved from
primitivism to a state where it could build transport vehicles and sail the uni-
verse (i.e. could an extraterrestrial arriving in a spacecraft breathe our air?). I
believe that it is very difficult to imagine a creature spread out on the surface of
a neutron star able to (or wanting to, even) build a three-dimensional normal-
elements-using space vehicle, and flying around the universe in it. Although a
non-materials-based "space-field creature may interact in some ways with
normal matter and three-dimensionality, the use of such materials seems irrel-
evant, perhaps antithetical to such beings, if they could exist at all. And they
would probably have to be able to maintain their own integrity passing in or
near fires or stars to manipulate that matter to begin building up a matter tech-
nology. And do all this when such seems more a restriction to non-material
fields than an aid. And as to things such as lava-creatures, the material integri-
ties would be very difficult to maintain in such environments. As temperature
rises, materials tend to homogenize and "information" tends to wash out.
These speculations could be spun out and argued eternally, and it is not my
preference to do so at all, except that such challenges always arise. The most
significant point is that all these "alternative lifeforrns" are merely wildly
speculative mind-play for which there is not a speck of evidence or even de-
ductive support. And so, from the point of view of this paper, if a spacecraft-
ing ET lands, what's it more likely to be: something we know can exist and
which "works", or something that we just have fun musing about? I am plac-
ing strong odds on Carbon and Water-based, "historically evolved", fire-using
technologists from "Life Zone" inhabiting planets. I will be happy to be
shown a real alternative, but am loathe to accept a vague intuition about "other
possibilities".
Could ETs Breathe our Air?
TABLE 2
Oxygen
Fire in a technologically developing world demands oxygen. Really?
Screams of negativist chemists might now be heard. The sentence was written
as above as a test; to see if such screams of protest were induced. If any of us
emitted them, we should ask ourselves why. Was it because we knew other
combustion-supporters exist, and so, thank goodness, the drift of this ETH-
friendly paper must be wrong? Or was it because we took the whole sentence
into account, referred to a deep store of data about planetology and technical
development and were rightfully outraged? Of course, I assume the great ma-
jority of readers were better behaved.
Why, then, does fire demand oxygen in such a world? It is of course true
that other combustion-supporters exist: chlorine and the other halogens main-
ly. It is also true that none of our "cosmochemistry" indicates that these alter-
natives will be common in a dense planetary atmosphere (see Table 2). And
none of our planet formation theory alters that conclusion. If you want a plan-
et with a combustion-supporting atmosphere, it better have a lot of free oxygen
in it. Free oxygen is a very unusual commodity in a chemically dense and re-
active environment such as a planet. Some rather odd "advanced" process is
needed to free it up. That itself implies a lot about its past evolutionary history
vis-a-vis life (i.e. something had to free up this bulk of oxygen over longperi-
ods of biological development). And if you want to have someone around to
use this great gift of fire and potential technology, that too will imply a great
deal about our mythical planet's character and history.
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The controlled fire zone's upper limit on our Earth seems to be fairly near
the current upper limit of our sea-level oxygen density. Dr. Preston Cloud of
Stanford University saw evidence in the fossil record that our world may have
pressed this limit sometime in the past (i.e. an age of wildfires) before finding
its ecological adjustment mechanisms. This upper limit is not precisely
known, of course, but it is interesting to note that humans can comfortably
exist in an enriched oxygen atmosphere several percentages higher than cur-
rent sea level densities. We can, therefore, breathe all the oxygen densities
which our own Earth affords us, all across the controlled fire zone. But what
about ET?
Alien Worlds
As we for the next few pages seek alien worlds, remember that it is only a
particular type of world which we are seeking, a world which could bear a civ-
ilization capable of creating high-technology spacecraft. What are the chances
that such worlds even exist? The initial step in answering this question is the
familiar SETI-debate question of how prevalent are planetary systems? Since
most of us haven't been out there to look, we of course aren't sure of this an-
swer. But we're pretty sure. As amply argued elsewhere, there are about a
dozen lines of evidence and decently-supported theory which all point to the
388 M. Swords
conclusion that planetary systems are common. In fact it would be one of as-
tronomy's greatest surprises if it were to turn out otherwise. (For references to
this and many other points to follow, see Papagiannis, 1989; and references in
Swords, 1989; 1991).
One of the founding faiths of science is that Nature acts in uniform ways
throughout its domain. This is part of this paper's view that the ET-technolo-
gy-producing worlds would have much in common. One of the apparently
common elements in the story is the commonality of the elements - the
chemical elements, that is. As pointed out in Table 2, our measurements of
meteorites and star-and-dust light indicate not only that the elements are
everywhere the same, but also that they exist in approximately the same abun-
dance ratios as we see in our own system. Equal laws working on equal mate-
rials might produce similar structures. And so it seems to be, at least with the
gross physical structures of planetary systems as predicted by current theory.
The systems would seem to be revolutionary disk-like structures with heavy
fusing objects as the gravitational anchors (suns) and lighter, usually non-fus-
ing objects revolving in a relative flat plane around them, obeying Kepler's and
Newton's laws. The lighter objects have dense iron-dominated cores sur-
rounded by solids and fluids whose elemental ratios reflect those of the origi-
nal planetary cloud from which they came, and the Universe from which it
came. The objects, the planets, are smaller near the star and larger further
away (Wetherill, 1991; Hughes, 1992). This, it turns out, is the "simple"
physics of the gravitational war for materials which took place between the
central star and the proto-planets in their violent youth. The computer simula-
I
tions spill out systems much like our own. Nature, we believe, behaves. But
what if She doesn't behave? What if weird things happen? Fine. We will keep
an open mind. But why proceed on the basis of what we do not believe, rather
than on what we do?
Alien Earths
For our source planets for ET, the technologically advanced ET, we look
close to the stars. We might, with speculators like Carl Sagan, imagine and
hope for life forms in the cloud layers of distant gas giants or the strange satel-
lites which surround them, but few would look for technology and fire there.
We need a warm watery world with life-sustaining oceans and oxygen-rich
skies ... and land, lots of land for the technologists to dig into and grow and
build upon. The necessity for the land-based fire-controlling and generally
"handy" technological ET has been addressed elsewhere (Swords, 199 1;
1993). I'll not belabor it here. The mere remembrance of the advantages of
fire-in-air vs. fire-in-water ought to suffice for the moment. So what will our
near-star alien worlds be like?
According to the computer simulations, there exists a range of sizes of ter-
restrial (Earth-like) bodies which show up close to the suns. Some of these are
Could ETs Breathe our Air? 389
planets will not effectively hold atmospheres (ex. our Moon and Mars), and so
will not give birth to advanced life or ET. We are only concerned with those
which may. Very large terrestrial planets are apparently impossible due to the
gravitational greed for matter in their nearby sun. This leaves us with a range
of probable "Earths" perhaps from one-half current Earth-mass to two-and-a-
half Earth-mass in size. Objects near the lower end of the range are most com-
mon. This range in and of itself bespeaks of a great deal of commonality, and it
in fact is probably even more so. This is because the elemental constituencies
of terrestrial planets near the so-called "liquid water" or "life" zones are prob-
ably fairly similar, and their densities may be relatively close as well. If so, the
gravitational burdens of creatures at their surfaces would be less different than
the actual mass ratios of the planets might indicate; the creatures on the
"heavier but bigger" planets being further removed from the gravitational cen-
ter.
Note also the similarities required by the liquid water environment. Once
again science-fictionists will howl, but the alternatives for liquid water are un-
tenable by any current understanding. And the speculation of life originating
and developing without any ease of mixing medium is next to preposterous.
Water it is, and fluid water we must have. That means a certain temperature,
which means a certain distance from the star (thus the term "life zone"). As
has been pointed out many times, this probably means only certain types of
stars as well (not too big nor too small), and thereby we see our little earths cir-
cling stars of a small range of energy outputs, situated at nearly equal distances
from their stars, bathed in similar if not identical energy influxes. An earth-
like water-world revolving about a sun-like star bathed in comfortable ener-
gies. .. recognizable chemical elements in recognizable universal ratios form-
ing a planet with a similar gravity-burden at its surface... yes, the advanced
life-bearing environments of the galaxy seem "wildly random" indeed. But
what about the atmospheres exactly?
Alien Airs
Planetary formation theory includes the important matter of the evolution of
terrestrial planetary atmospheres (Lewis and Prinn, 1984; Atreya et al., 1989).
Is it speculative? Of course. But it is what scientists think now. The pattern of
atmosphere evolution is in stages, as follows:
1. The Primordial Atmosphere, a hydrogen and helium-dominated atmos-
phere taken directly from the original protostellar cloud;
2. The Non-atmosphere, a naked stripped planet caused by the violent out-
rush of solarwinds produced by a probably common hyper-bright early condi-
tion (the T-tauri Stage) of young suns. At this point, all terrestrial world at-
mospheres are created equal. That is, they don't exist. Whatever differences
may have existed in the protostellar cloud, as far as our ET-bearers are con-
cerned, they're gone now;
3. The Secondary Atmosphere, an atmosphere which must emerge from the
390 M. Swords
able to handle "their" fire control zone atmosphere as well. And why not vice
versa? Yes, I can imagine terrestrial oxygen-nitrogen atmospheres of some-
what different densities and humidities, and I can also imagine them being as-
toundingly similar. What I also can imagine, but with no scientific legitimacy
whatever, are atmospheres filled with ammonia, chlorine, sulfur dioxide -
even carbon dioxide and noble inert gases - from which technological civi-
lizations arise. I am not in a position of "belief' about this, and am quite will-
ing to change my mind if facts and models change. But I think that if one uses
the facts and models we currently have, one would suspect that it would be
quite possible, even perhaps likely, that when ET steps off the UFO onto the
White House lawn, the words, "take me to your leader" will be uttered without
a mask and riding on good ole terrestrial air.
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