Johnson Controls v. Kreuter - Complaint (Sans UP Exhibits)
Johnson Controls v. Kreuter - Complaint (Sans UP Exhibits)
Johnson Controls v. Kreuter - Complaint (Sans UP Exhibits)
JOHNSON CONTROLS
TECHNOLOGY COMPANY,
a Michigan corporation,
Case No. _____________________
Plaintiff,
v.
Defendant.
11,022,332 (“the ’332 patent”), 10,684,029 (“the ’029 patent”), 10,528,013 (“the
’013 patent”), 8,826,165 (“the ’165 patent”), 8,190,728 (“the ’728 patent”),
D788,785 (“the ’785 patent”), D924,888 (“the ’888 patent”), and D924,890 (“the
’890 patent”) (collectively, “Asserted Patents”), under the Patent Act, 35 U.S.C. §
271, based on Defendant’s unauthorized manufacture, use, offer for sale, and/or
sale in the United States, and/or importation into the United States of at least the
KMC TotalControl software suite, the KMC Conquest line of controllers, the KMC
the KMC Commander gateway devices (collectively, the “Accused Products”) and
its acts that induce and/or contribute to the use of the Accused Products.
Michigan corporation having a place of business at 40600 Ann Arbor Road, Suite
Inc. has for a number of years conducted business under the assumed name of
KMC Controls, Inc. Within the remainder of this complaint, Defendant Kreuter
5. This is an action for patent infringement arising under the Patent Laws
of the United States, Title 35, United States Code. The subject matter jurisdiction
for this Court is founded upon 28 U.S.C. § 1338 (patents) and 28 U.S.C. § 1331
(federal question).
systematic contacts with this District. KMC has sold infringing products, imported
infringing products and/or committed infringing acts in this District. Furthermore,
KMC is incorporated under the laws of the State of Indiana and its headquarters
and principal place of business is located in in this District. The United States
District Court for the Northern District of Indiana therefore has in personam
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and 28 U.S.C. § 1400 because KMC is a corporation organized and existing under
the laws of the of the state of Indiana and is subject to personal jurisdiction in this
judicial district.
8. On June 1, 2021, the USPTO duly and legally issued U.S. Patent No.
11,022,332 (“the ’332 patent”), titled “Systems and Methods for Configuring and
Communicating with HVAC Devices.” A true and correct copy of U.S. Patent No.
9. On June 16, 2020, the USPTO duly and legally issued U.S. Patent No.
10,684,029 (“the ’029 patent”), titled “Systems and Methods for Configuring and
Communicating with HVAC Devices.” A true and correct copy of U.S. Patent No.
10. On January 7, 2020, the USPTO duly and legally issued U.S. Patent
No. 10,528,013 (“the ’013 patent”), titled “Systems and Methods for Interfacing
with a Building Management System.” A true and correct copy of U.S. Patent No.
10,528,013 is attached as Exhibit C.
11. On September 2, 2014, the USPTO duly and legally issued U.S.
Patent No. 8,826,165 (“the ’165 patent”), titled “System Status User Interfaces.” A
true and correct copy of U.S. Patent No. 8,826,165 is attached as Exhibit D.
12. On May 29, 2012, the U.S. Patent and Trademark Office (“USPTO”)
duly and legally issued U.S. Patent No. 8,190,728 (“the ’728 patent”), titled
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“Building Automation Systems and Devices.” A true and correct copy of U.S.
13. On June 6, 2017, the USPTO duly and legally issued U.S. Design
Patent No. D788,785 (“the ’785 patent”), titled “Display Having a Graphical User
Interface.” A true and correct copy of U.S. Design Patent No. D788,785 is
attached as Exhibit F.
14. On July 13, 2021, the USPTO duly and legally issued U.S. Design
Patent No. D924,888 (“the ’888 patent”), titled “Display Screen With A Graphical
User Interface.” A true and correct copy of U.S. Design Patent No. D924,888 is
attached as Exhibit G.
15. On July 13, 2021, the USPTO duly and legally issued U.S. Design
Patent No. D924,890 (“the ’890 patent”), titled “Display Having A Graphical User
Interface.” A true and correct copy of U.S. Design Patent No. D924,890 is
attached as Exhibit H.
16. JCTC is the owner of all right, title, and interest in the ’332, ’029,
’013, ’165, ’728, ’785, ’888, and ’890 patents (hereinafter the “Patents-in-Suit”),
improvements over the prior art. The claimed designs, devices and/or methods are
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V. BACKGROUND
has been a leader in the field of building and energy management systems since it
was founded in 1885 as Johnson Electric Services Company—two years after its
its over 130 years of innovation, JCI has a leading portfolio of building technology
and solutions that transform and enhance the environments where people live,
19. Since its founding, JCI has made significant investments in the
and technologies and has secured patent protection for its innovations.
20. Today, JCI remains an industry and market leader. JCTC, as JCI’s
similar technologies.
21. JCI, including its technology holding company JCTC, and KMC are
22. KMC manufactures, imports, offers for sale, uses, and sells devices,
systems, and software and practices associated methods, that infringe claims of the
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information, and technical information, which instruct its customers to use its
23. On July 14, 2020, JCI and JCTC sent email correspondence to KMC’s
CEO, Mr. Richard Newberry (“July 14, 2020 communication”), providing actual
notice of KMC’s infringement of JCTC’s ‘029, ’165, ’728, and ’785 patents.
KMC responded via email correspondence on July 22, 2020. KMC thereafter
25. JCTC is the assignee and owner of all right, title, and interest in the
’332 patent and JCTC has the legal right to enforce the patent, sue for
26. The ’332 patent is valid, enforceable, and was duly issued in full
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
providing the KMC Conquest line of controllers operable with the KMC
their use.
28. A claim chart comparing the claim elements of claim 28 of the ’332
29. KMC was notified of its infringement of the ’332 patent by the filing
of this Complaint.
30. Upon information and belief, KMC has had knowledge of the ’332
patent since prior to the filing of this Complaint. Alternatively, if KMC asserts
that it had no knowledge of the ’332 patent prior to the filing of this Complaint,
31. With knowledge of the ’332 patent, KMC continues to infringe the
’332 patent.
that KMC’s conduct has been willful, wanton and deliberate. It is also reasonable
to infer from these facts that KMC’s actions have been objectively reckless. The
actions of KMC with regard to infringement of the ’332 patent are willful such that
KMC and will continue to suffer such damages as long as those infringing
activities continue.
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34. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
36. JCTC is the assignee and owner of all right, title, and interest in the
’029 patent and JCTC has the legal right to enforce the patent, sue for
37. The ’029 patent is valid, enforceable, and was duly issued in full
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
providing the KMC Conquest line of controllers operable with the ConnectLite
39. A claim chart comparing the claim elements of claim 1 of the ’029
40. KMC was notified of its infringement of the ’029 patent at least as
early as July 14, 2020 when it received JCTC’s July 14, 2020 communication.
KMC was again notified of its infringement of the ’029 patent by the filing of this
Complaint.
41. KMC has had knowledge of the ’029 patent since at least July 14,
42. Upon information and belief, and based on the facts alleged above in
Paragraphs 21-23, it is reasonable to infer that KMC has had knowledge of the
’029 patent since prior to JCTC’s July 14, 2020 communication. Alternatively, if
KMC asserts that it had no knowledge of the ’029 patent prior to the filing of this
Complaint and/or receipt of JCTC’s July 14, 2020 communication, KMC may have
43. With knowledge of the ’029 patent, KMC continues to infringe the
’029 patent.
deliberate. It is also reasonable to infer from these facts that KMC’s actions have
been objectively reckless. The actions of KMC with regard to infringement of the
’029 patent are willful such that JCTC is entitled to treble damages under 35
U.S.C. § 284.
KMC and will continue to suffer such damages as long as those infringing
activities continue.
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46. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
48. JCTC is the assignee and owner of all right, title, and interest in the
’013 patent and JCTC has the legal right to enforce the patent, sue for
49. The ’013 patent is valid, enforceable, and was duly issued in full
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
and/or contributorily infringe at least claim 1 of the ’013 patent. These activities
include providing the KMC TotalControl software to customers and instructing
51. A claim chart comparing the claim elements of claim 1 of the ’013
52. KMC was notified of its infringement of the ’013 patent by the filing
of this Complaint.
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53. Upon information and belief, KMC has had knowledge of the ’013
patent since prior to the Complaint. Alternatively, if KMC asserts that it had no
knowledge of the ’013 patent prior to the filing of this Complaint, KMC may have
54. With knowledge of the ’013 patent, KMC continues to infringe the
’013 patent.
Paragraphs 21-23 above, that KMC’s conduct has been willful, wanton and
deliberate. It is also reasonable to infer from these facts that KMC’s actions have
been objectively reckless. The actions of KMC with regard to infringement of the
’013 patent are willful such that JCTC is entitled to treble damages under 35
U.S.C. § 284.
KMC and will continue to suffer such damages as long as those infringing
activities continue.
57. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
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59. JCTC is the assignee and owner of all right, title, and interest in the
’165 patent and JCTC has the legal right to enforce the patent, sue for
60. The ’165 patent is valid, enforceable, and was duly issued in full
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
and/or contributorily infringe at least claim 10 of the ’165 patent. These activities
62. A claim chart comparing the claim elements of claim 10 of the ’165
63. KMC was notified of its infringement of the ’165 patent at least as
early as July 14, 2020 when it received JCTC’s July 14, 2020 communication.
KMC was again notified of its infringement of the ’165 patent by the filing of this
Complaint.
64. KMC has had knowledge of the ’165 patent since at least July 14,
65. Upon information and belief, and on the facts alleged above in
Paragraphs 21-23, it is reasonable to infer that KMC has had knowledge of the
’165 patent since prior to JCTC’s July 14, 2020 communication. Alternatively, if
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KMC asserts that it had no knowledge of the ’165 patent prior to the filing of this
Complaint and/or receipt of JCTC’s July 14, 2020 communication, KMC may have
66. With knowledge of the ’165 patent, KMC continues to infringe the
’165 patent.
Paragraphs 21-23 above, that KMC’s conduct has been willful, wanton and
deliberate. It is also reasonable to infer from these facts that KMC’s actions have
been objectively reckless. The actions of KMC with regard to infringement of the
’165 patent are willful such that JCTC is entitled to treble damages under 35
U.S.C. § 284.
KMC and will continue to suffer such damages as long as those infringing
activities continue.
69. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
13
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71. JCTC is the assignee and owner of all right, title, and interest in the
’728 patent and JCTC has the legal right to enforce the patent, sue for
72. The ’728 patent is valid, enforceable, and was duly issued in full
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
the ’728 patent. These activities include providing the KMC Commander software
74. A claim chart comparing the claim elements of claim 1 of the ’728
patent to KMC’s Commander software and associated Commander gateway
75. KMC was notified of its infringement of the ’728 patent at least as
early as July 14, 2020 when it received JCTC’s July 14, 2020 communication.
KMC was again notified of its infringement of the ’728 patent by the filing of this
Complaint.
76. KMC has had knowledge of the ’728 patent since at least July 14,
2020 when it received JCTC’s July 14, 2020 communication.
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77. Upon information and belief, and based on the facts alleged above in
Paragraphs 21-23, it is reasonable to infer that KMC has had knowledge of the
’728 patent since its prior to JCTC’s July 14, 2020 communication. Alternatively,
if KMC asserts that it had no knowledge of the ’728 patent prior to the filing of this
Complaint and/or receipt of JCTC’s July 14, 2020 communication, KMC was
78. With knowledge of the ’728 patent, KMC continues to infringe the
’728 patent.
Paragraphs 21-23 above, that KMC’s conduct has been willful, wanton and
deliberate. It is also reasonable to infer from these facts that KMC’s actions have
been objectively reckless. The actions of KMC with regard to infringement of the
’728 patent are willful such that JCTC is entitled to treble damages under 35
U.S.C. § 284.
activities continue.
81. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
15
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83. JCTC is the assignee and owner of all right, title, and interest in the
’785 patent and JCTC has the legal right to enforce the patent, sue for
84. The ’785 patent is valid, enforceable, and was duly issued in full
compliance with Title 35 of the United States Code.
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
These activities include providing the various software applications associated with
86. A claim chart comparing the claim elements of the claim of the ’785
87. KMC was notified of its infringement of the ’785 patent at least as
early as July 14, 2020 when it received JCTC’s July 14, 2020 communication.
KMC was again notified of its infringement of the ’785 patent by the filing of this
Complaint.
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88. KMC has had knowledge of the ’785 patent since at least July 14,
89. Upon information and belief, and based on the facts alleged above in
Paragraphs 21-23, it is reasonable to infer that KMC has had knowledge of the
’785 patent since prior to JCTC’s July 14, 2020 communication. Alternatively, if
KMC asserts that it had no knowledge of the ’785 patent prior to the filing of this
Complaint and/or receipt of JCTC’s July 14, 2020 communication, KMC may have
90. With knowledge of the ’785 patent, KMC continues to infringe the
’785 patent.
Paragraphs 21-23 above, that KMC’s conduct has been willful, wanton and
deliberate. It is also reasonable to infer from these facts that KMC’s actions have
been objectively reckless. The actions of KMC with regard to infringement of the
’785 patent are willful such that JCTC is entitled to treble damages under 35
U.S.C. § 284.
KMC and will continue to suffer such damages as long as those infringing
activities continue.
93. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
17
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95. JCTC is the assignee and owner of all right, title, and interest in the
’888 patent and JCTC has the legal right to enforce the patent, sue for
96. The ’888 patent is valid, enforceable, and was duly issued in full
compliance with Title 35 of the United States Code.
resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
These activities include providing the various software applications associated with
98. A claim chart comparing the claim elements of the claim of the ’888
99. KMC was notified of its infringement of the ’888 patent by the filing
of this Complaint.
100. With knowledge of the ’888 patent, KMC continues to infringe the
’888 patent.
18
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Paragraphs 21-23 above as well as KMC’s knowledge of the related ‘785 patent,
that KMC’s conduct has been willful, wanton and deliberate. It is also reasonable
to infer from these facts that KMC’s actions have been objectively reckless. The
actions of KMC with regard to infringement of the ’888 patent are willful such that
KMC and will continue to suffer such damages as long as those infringing
activities continue.
103. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
105. JCTC is the assignee and owner of all right, title, and interest in the
’890 patent and JCTC has the legal right to enforce the patent, sue for
106. The ’890 patent is valid, enforceable, and was duly issued in full
19
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resellers—has made, used, offered for sale, imported and sold in the United States,
and continues to make, use, offer for sale, and sell in the United States the KMC
These activities include providing the various software applications associated with
108. A claim chart comparing the claim elements of the claim of the ’890
Exhibit P.
109. KMC was notified of its infringement of the ’890 patent by the filing
of this Complaint.
110. With knowledge of the ’890 patent, KMC continues to infringe the
’890 patent.
Paragraphs 21-23 above as well as KMC’s knowledge of the related ‘785 patent,
that KMC’s conduct has been willful, wanton and deliberate. It is also reasonable
to infer from these facts that KMC’s actions have been objectively reckless. The
actions of KMC with regard to infringement of the ’890 patent are willful such that
KMC and will continue to suffer such damages as long as those infringing
activities continue.
20
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113. JCTC has no adequate remedy at law. Unless enjoined by this Court,
KMC will continue such acts of infringement, causing JCTC to incur substantial
relief:
A. A judgment that KMC has infringed claims of the ’332, ’029, ’013,
’165, ’728, ’785, ’888, and ’890 patents in violation of 35 U.S.C. § 271(a);
’029, ’013, ’165, and ’728 patents in violation of 35 U.S.C. § 271(b) & (c);
with it, and all individuals and/or entities within its control from engaging in patent
infringement of the ’332, ’029, ’013, ’165, ’728, ’785, ’888, and ’890 patents.
E. Ordering KMC to account for its profits for infringement of the ‘785
patent, the ‘888 patent, and the ‘890 patent as provided by 35 U.S.C. § 289;
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USDC IN/ND case 3:21-cv-00501 document 1 filed 07/13/21 page 23 of 23
285, and awarding JCTC its reasonable attorney’s fees and costs and
G. Granting to JCTC such other and further relief as this Court deems
reasonable.
JCTC respectfully demands a trial by jury of any and all issues so triable.
Respectfully submitted,
22
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EXHIBIT F
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Flood et al. (45) Date of Patent: ** Jun.6,2017
US D788, 785 S
Page 2
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EXHIBIT G
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dci,111111111111111111111EllE111,111,11!1111111111111111111111
(12) United States Design Patent (10) Patent No.: US D924,888 S
Flood et al. (45) Date of Patent: ** Jul. 13, 2021
(Continued)
(72) Inventors: Dennis J. Flood, Milwaukee, WI (US);
Alan S. Schwegler, Shorewood, WI FOREIGN PATENT DOCUMENTS
(US); Steve M. Schmidt, Greenfield,
WI (US); Nicole A. Madison, KR 300890242 1/2017
"Mobile app menu." dribbble.com. Jan. 30, 2014. Accessed Sep. 13,
(73) Assignee: Johnson Controls Technology
2020. Available online at URL: https://dribbble.com/shots/1399731-
Company, Auburn Hills, MI (US) Mobile-app-menu (Year: 2014).*
(**) Term: 15 Years (Continued)
Primary Examiner —
Christian P. McLean
(21) Appl. No.: 29/692,134
(74) Attorney, Agent, or Firm —Foley & Lardner LLP
Suaply
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USDC IN/ND case 3:21-cv-00501 document 1-7 filed 07/13/21 page 3 of 5
US D924,888 S
Page 2
US D924,888 S
Page 3
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EXHIBIT H
USDC IN/ND case 3:21-cv-00501 dmommillui US 00D924890S
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Mobile-app-menu (Year: 2014).*
(**) Term: 15 Years
(Continued)
(21) Appl. No.: 29/700,482 Christian P. McLean
Primary Examiner —
....
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USDC IN/ND case 3:21-cv-00501 document 1-8 filed 07/13/21 page 3 of 5
US D924,890 S
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US D924,890 S
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USDC IN/ND case 3:21-cv-00501 document 1-8 filed 07/13/21 page 5 of 5
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USDC IN/ND case 3:21-cv-00501 document 1-14 filed 07/13/21 page 1 of 4
EXHIBIT N
USDC IN/ND case 3:21-cv-00501 document 1-14 filed 07/13/21 page 2 of 4
The following chart provides preliminary evidence of Defendant’s infringement of U.S. Patent No. D788,785 titled Display Having
a Graphical User Interface. Plaintiff reserves the right to supplement these contentions as information is learned through the course of
discovery.
Examples of KMC’s infringement of the claims are set forth in the chart below. Additionally, while this chart makes specific
reference to KMC’s Commander products, Plaintiff believes that the infringing features and functionality outlined herein are
representative of a number of KMC’s other products. Furthermore, discovery may reveal additional KMC products that infringe claims
of U.S. Patent No. D788,785 and, accordingly, Plaintiff expressly reserves the right to provide additional infringement contentions for
other products or based on discovery in this matter.
These contentions are preliminary in nature and Plaintiff expressly reserves the right to amend, supplement, and/or otherwise
modify the analysis and evidence contained herein as information is learned throughout discovery.
-1-
USDC IN/ND case 3:21-cv-00501 document 1-14 filed 07/13/21 page 3 of 4
U.S.P.N. D788,785
KMC COMMANDER SYSTEM
(“THE ’785 PATENT”)
1. We claim the ornamental design for The KMC Commander includes a display having a graphical user interface.
a display having a graphical user
interface, as shown and described.
-2-
USDC IN/ND case 3:21-cv-00501 document 1-14 filed 07/13/21 page 4 of 4
U.S.P.N. D788,785
KMC COMMANDER SYSTEM
(“THE ’785 PATENT”)
-3-
USDC IN/ND case 3:21-cv-00501 document 1-15 filed 07/13/21 page 1 of 4
EXHIBIT O
USDC IN/ND case 3:21-cv-00501 document 1-15 filed 07/13/21 page 2 of 4
The following chart provides preliminary evidence of Defendant’s infringement of U.S. Patent No. D924,888 titled Display Having
a Graphical User Interface. Plaintiff reserves the right to supplement these contentions as information is learned through the course of
discovery.
Examples of KMC’s infringement of the claims are set forth in the chart below. Additionally, while this chart makes specific
reference to KMC’s Commander products, Plaintiff believes that the infringing features and functionality outlined herein are
representative of a number of KMC’s other products. Furthermore, discovery may reveal additional KMC products that infringe claims
of U.S. Patent No. D924,888 and, accordingly, Plaintiff expressly reserves the right to provide additional infringement contentions for
other products or based on discovery in this matter.
These contentions are preliminary in nature and Plaintiff expressly reserves the right to amend, supplement, and/or otherwise
modify the analysis and evidence contained herein as information is learned throughout discovery.
-1-
USDC IN/ND case 3:21-cv-00501 document 1-15 filed 07/13/21 page 3 of 4
U.S.P.N. D924,888
KMC COMMANDER SYSTEM
(“THE ’888 PATENT”)
1. We claim the ornamental design for The KMC Commander includes a display having a graphical user interface.
a display having a graphical user
interface, as shown and described.
-2-
USDC IN/ND case 3:21-cv-00501 document 1-15 filed 07/13/21 page 4 of 4
U.S.P.N. D924,888
KMC COMMANDER SYSTEM
(“THE ’888 PATENT”)
-3-
USDC IN/ND case 3:21-cv-00501 document 1-16 filed 07/13/21 page 1 of 4
EXHIBIT P
USDC IN/ND case 3:21-cv-00501 document 1-16 filed 07/13/21 page 2 of 4
The following chart provides preliminary evidence of Defendant’s infringement of U.S. Patent No. D924,890 titled Display Having
a Graphical User Interface. Plaintiff reserves the right to supplement these contentions as information is learned through the course of
discovery.
Examples of KMC’s infringement of the claims are set forth in the chart below. Additionally, while this chart makes specific
reference to KMC’s Commander products, Plaintiff believes that the infringing features and functionality outlined herein are
representative of a number of KMC’s other products. Furthermore, discovery may reveal additional KMC products that infringe claims
of U.S. Patent No. D924,890 and, accordingly, Plaintiff expressly reserves the right to provide additional infringement contentions for
other products or based on discovery in this matter.
These contentions are preliminary in nature and Plaintiff expressly reserves the right to amend, supplement, and/or otherwise
modify the analysis and evidence contained herein as information is learned throughout discovery.
-1-
USDC IN/ND case 3:21-cv-00501 document 1-16 filed 07/13/21 page 3 of 4
U.S.P.N. D924,890
KMC COMMANDER SYSTEM
(“THE ’890 PATENT”)
1. We claim the ornamental design for The KMC Commander includes a display having a graphical user interface.
a display screen with a graphical
user interface, as shown and
described.
-2-
USDC IN/ND case 3:21-cv-00501 document 1-16 filed 07/13/21 page 4 of 4
U.S.P.N. D924,890
KMC COMMANDER SYSTEM
(“THE ’890 PATENT”)
-3-
JS 44 (Rev. 07/16) CIVIL COVER SHEET
USDC IN/ND case 3:21-cv-00501 document 1-17 filed 07/13/21 page 1 of 2
The JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as
provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the
purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)
(b) County of Residence of First Listed Plaintiff Out of State County of Residence of First Listed Defendant Elkhart
(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)
NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF
THE TRACT OF LAND INVOLVED.
(c) Attorneys (Firm Name, Address, and Telephone Number) Attorneys (If Known)
Marc Lorelli, Brooks Kushman P.C.
1000 Town Center, 22nd Floor
Southfield, MI 48075 mlorelli@brookskushman.com
II. BASIS OF JURISDICTION (Place an “X” in One Box Only) III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff
(For Diversity Cases Only) and One Box for Defendant)
’ 1 U.S. Government ’ 3 Federal Question PTF DEF PTF DEF
Plaintiff (U.S. Government Not a Party) Citizen of This State ’ 1 ’ 1 Incorporated or Principal Place ’ 4 ’ 4
of Business In This State
’ 2 U.S. Government ’ 4 Diversity Citizen of Another State ’ 2 ’ 2 Incorporated and Principal Place ’ 5 ’ 5
Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State
The JS 44 civil cover sheet and the information contained herein neither replaces nor supplements the filings and service of pleading or other papers as
required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is
required for the use of the Clerk of Court for the purpose of initiating the civil docket sheet. Consequently, a civil cover sheet is submitted to the Clerk of
Court for each civil complaint filed. The attorney filing a case should complete the form as follows:
I.(a) Plaintiffs-Defendants. Enter names (last, first, middle initial) of plaintiff and defendant. If the plaintiff or defendant is a government agency, use
only the full name or standard abbreviations. If the plaintiff or defendant is an official within a government agency, identify first the agency and
then the official, giving both name and title.
(b) County of Residence. For each civil case filed, except U.S. plaintiff cases, enter the name of the county where the first listed plaintiff resides at the
time of filing. In U.S. plaintiff cases, enter the name of the county in which the first listed defendant resides at the time of filing. (NOTE: In land
condemnation cases, the county of residence of the "defendant" is the location of the tract of land involved.)
(c) Attorneys. Enter the firm name, address, telephone number, and attorney of record. If there are several attorneys, list them on an attachment, noting
in this section "(see attachment)".
II. Jurisdiction. The basis of jurisdiction is set forth under Rule 8(a), F.R.Cv.P., which requires that jurisdictions be shown in pleadings. Place an "X"
in one of the boxes. If there is more than one basis of jurisdiction, precedence is given in the order shown below.
United States plaintiff. (1) Jurisdiction based on 28 U.S.C. 1345 and 1348. Suits by agencies and officers of the United States are included here.
United States defendant. (2) When the plaintiff is suing the United States, its officers or agencies, place an "X" in this box.
Federal question. (3) This refers to suits under 28 U.S.C. 1331, where jurisdiction arises under the Constitution of the United States, an amendment
to the Constitution, an act of Congress or a treaty of the United States. In cases where the U.S. is a party, the U.S. plaintiff or defendant code takes
precedence, and box 1 or 2 should be marked.
Diversity of citizenship. (4) This refers to suits under 28 U.S.C. 1332, where parties are citizens of different states. When Box 4 is checked, the
citizenship of the different parties must be checked. (See Section III below; NOTE: federal question actions take precedence over diversity
cases.)
III. Residence (citizenship) of Principal Parties. This section of the JS 44 is to be completed if diversity of citizenship was indicated above. Mark this
section for each principal party.
IV. Nature of Suit. Place an "X" in the appropriate box. If the nature of suit cannot be determined, be sure the cause of action, in Section VI below, is
sufficient to enable the deputy clerk or the statistical clerk(s) in the Administrative Office to determine the nature of suit. If the cause fits more than
one nature of suit, select the most definitive.
VI. Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional
statutes unless diversity. Example: U.S. Civil Statute: 47 USC 553 Brief Description: Unauthorized reception of cable service
VII. Requested in Complaint. Class Action. Place an "X" in this box if you are filing a class action under Rule 23, F.R.Cv.P.
Demand. In this space enter the actual dollar amount being demanded or indicate other demand, such as a preliminary injunction.
Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded.
VIII. Related Cases. This section of the JS 44 is used to reference related pending cases, if any. If there are related pending cases, insert the docket
numbers and the corresponding judge names for such cases.
Date and Attorney Signature. Date and sign the civil cover sheet.
USDC IN/ND case 3:21-cv-00501 document 1-18 filed 07/13/21 page 1 of 2
AO 440 (Rev. 06/12) Summons in a Civil Action
Within 21 days after service of this summons on you (not counting the day you received it) — or 60 days if you
are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ.
P. 12 (a)(2) or (3) — you must serve on the plaintiff an answer to the attached complaint or a motion under Rule 12 of
the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff’s attorney,
whose name and address are: Marc Lorelli
Brooks Kushman P.C.
1000 Town Center, 22nd Floor
Southfield, MI 48075
(248) 358-4400
mlorelli@brookskushman.com
If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint.
You also must file your answer or motion with the court.
CLERK OF COURT
Date:
Signature of Clerk or Deputy Clerk
USDC IN/ND case 3:21-cv-00501 document 1-18 filed 07/13/21 page 2 of 2
AO 440 (Rev. 06/12) Summons in a Civil Action (Page 2)
PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 4 (l))
’ I left the summons at the individual’s residence or usual place of abode with (name)
, a person of suitable age and discretion who resides there,
on (date) , and mailed a copy to the individual’s last known address; or
’ Other (specify):
.
My fees are $ for travel and $ for services, for a total of $ 0.00 .
Date:
Server’s signature
Server’s address
In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
filed in the U.S. District Court Northern District of Indiana on the following
G Trademarks or G
✔ Patents. ( G the patent action involves 35 U.S.C. § 292.):
In the above—entitled case, the following patent(s)/ trademark(s) have been included:
DATE INCLUDED INCLUDED BY
G
Amendment G Answer G Cross Bill G Other Pleading
PATENT OR DATE OF PATENT
HOLDER OF PATENT OR TRADEMARK
TRADEMARK NO. OR TRADEMARK
1
In the above—entitled case, the following decision has been rendered or judgement issued:
DECISION/JUDGEMENT
Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy