Tunnelling Induced Ground Movements and Their Effects
Tunnelling Induced Ground Movements and Their Effects
Tunnelling Induced Ground Movements and Their Effects
Page 1 of 62
HOC/10050/0001
Tunnelling-induced ground
movements and their effects
Professor Robert Mair CBE FREng FICE FRS
Cambridge University
June 2015
R1246
2/46 (2) HOC/10050/0003
Background
R1246
3/46 (3) HOC/10050/0004
Background
West
London
Ruislip Clay
Portal
Tunnel Alignment
Old Oak Common
Lambeth
Group Thanet
100m Sand
4km Chalk
R1246
5/46 (5) HOC/10050/0006
Lambeth Group Example (HS1, Stratford Box)
West
Ruislip Old Oak Common
Portal
Lambeth
Group
R1246
6/46 (6) HOC/10050/0007
London Clay Example – Heathrow T5
West
Ruislip
Portal Old Oak Common
London
Clay
R1246
7/46 (7) HOC/10050/0008
Groundwater Level in the Deep Aquifer
West
Ruislip
Portal
Tunnel Alignment
Old Oak Common
100m ATD
Groundwater level
in the deep aquifer
R1246
8/46 (8) HOC/10050/0009
Sources of Ground Movement
• Why Settlement Occurs
• Tunnelling Methods
• Volume Loss & Patterns of Settlement
• Measured Volume Losses
• Portals and Shafts
• Long Term Settlement
R1246
9/46 (9) HOC/10050/0010
Sources of Ground Movement
Why Settlement Occurs
• HS2 requires excavation of ground to form the tunnels,
shafts and portals
R1246
10/46 (10) HOC/10050/0011
Tunnelling Methods:
– Earth Pressure Balance Machine (EPBM)
1.
1. Tunnel
Tunnel face
face
1 2.
2. Cutting
Cutting wheel
wheel
8
3.
3. Excavation
Excavation chamber
chamber
4.
4. Pressure
Pressure bulkhead
bulkhead
5.
5. Thrust
Thrust cylinders
cylinders
4
7
2 6.
6. Screw
Screw conveyor
conveyor
6
3 7.
7. Segment
Segment erector
erector
8.
8. Segmental
Segmental Lining
Lining
5
1 2.
2. Cutting
Cutting wheel
wheel
8
3.
3. Excavation
Excavation chamber
chamber
4.
4. Pressure
Pressure bulkhead
bulkhead
5.
5. Thrust
Thrust cylinders
cylinders
4
7
2 6.
6. Screw
Screw conveyor
conveyor
6
3 7.
7. Segment
Segment erector
erector
8.
8. Segmental
Segmental Lining
Lining
5
Monitoring
targets
1
Top
Heading
2a 1 2a
2c 2a
Invert
2b
2c
Extent of
settlement trough
R1246
14/46 (15) HOC/10050/0016
Sources of Ground Movement
Longitudinal Settlement Trough
R1246
15/46 (16) HOC/10050/0017
Sources of Ground Movement - Volume Loss
A
Point of inflection
Transverse
settlement trough ssma
max
x
Settlement
Tunnel
B Typical EPBM VL is
consistently < 1%
Volume settlement trough (A) Typical SCL VL is
Volume loss (VL, %)
Volume tunnel (B) consistently < 1.5%
R1246 (17) HOC/10050/0018
Effect of Tunnel Depth - Schematic
Distance (m)
-40 -30 -20 -10 0 10 20 30 40
0 0
10
5
20 Flatter slopes
30 10
Settlement
Settlement (mm)
40
Depth (m)
15
50
20
60
Tunnels
70 25
80
30
90
100 35
R1246 (18) HOC/10050/0019
Effect of Tunnel Diameter - Schematic
Distance (m)
-40 -30 -20 -10 0 10 20 30 40
0 0
10
5
20
30 10
Settlement
Settlement (mm)
40
Depth (m)
15
50
20
60
70 Tunnels 25
80
30
90
100 35
R1246
18/46 (19) HOC/10050/0020
Measured Volume Losses in Various
Soil Strata
R1246
19/46 (20) HOC/10050/0021
Earth Pressure Balance Machine (EPBM)
- CTRL Contract 220 Geology
West Portal
Groundwater table in upper aquifer
40
Stratford Box
30 Made Ground &
Terrace Gravel Lambeth Group
Elevation (m)
20
10 London Clay
1.2 TS+Chalk
Volume loss (%)
Woolwich and
0.8 Reading Beds
(WRB)
0.6
WRB+UF
0.4 WRB+HF
WRB+HF+LC
0.2
London Clay
(LC)
0
1000 3000 5000 7000 9000
R1246
21/46 (22) Chainage (m) HOC/10050/0023
Case Histories
Volume Loss in SCL Projects in London Clay
Project and SCL works in London Clay Volume loss measured at
end of construction
Redcross Way Trial 1.0%
Jubilee Line Extension Project, Waterloo Station 1.0% to 1.5%
Heathrow Express Trial Tunnel 1.05% to 1.37%
Heathrow Express Main
0.6% to 0.9%
Works - T4 Station Platform Tunnels
Heathrow Express Baggage Transfer Tunnel 0.5%
Kings Cross Station Redevelopment Phase II 0.65% to 1.25%
Crossrail
1) Whitechapel Station Platform 1.22% - 1.29%
2) Liverpool St Station Platform 0.92% - 1.41%
3) Stepney Green Caverns 1.25%
R1246
25/46 (26) HOC/10050/0027
Assessment of Effects of Settlement
• Assessment of the risk of damage to assets is
carried out using a screening process
• The HS2 process is based on that used successfully
on Crossrail, Jubilee Line Extension, Channel
Tunnel Rail Link and many other projects
worldwide
• The approach is intentionally conservative
• Protective measures will be provided where
predicted effects are above acceptable limits
R1246
26/46 (27) HOC/10050/0028
Settlement Assessment – 3 Phases
Phase 1: simple criteria based on settlement and
slope to eliminate buildings subjected to minimal
effects.
Damage Limiting
Degree of tensile strain
Risk Description of typical damage
Damage
Category (%)
Cracks may require patching. Re-
pointing and replacement of parts of
3 Moderate external brickwork. Doors / windows 0.15-0.30
sticking. Utility service interruption.
Crack widths 5 to 15mm
Major structural damage requiring
Severe / extensive repair. Floors slope and wall
4/5 Very bulge noticeably. Loss of bearing in >0.30
Severe beams. Utility disruption. Crack widths
15 to 25mm
R1246
30/46 (31) HOC/10050/0032
Assessment – Deformation Types
Compression Extension
SAGGING HOGGING
R1246
31/46 (32) HOC/10050/0033
Deformation of Building above a Tunnel
building
Point of
inflection
i
Calculate the maximum
tensile strain to determine
damage risk category
tunnel
R1246
32/46 (33) HOC/10050/0034
Example from Crossrail - Phase 2
Assessment Results – Liverpool St Station
Bdy
don
& LB
y of Lon
ly Const
the Cit
ET
STRE
,GL As
127-131
ty of
38 13
CR 17
y
39 to 45 15
ON
Coun
Bd
Const
3
LB
3
MILT
&
8
City &
st
City Gate House 15
Boro
on
21
C
6
35
ly
As
KEY
n
Exch
do
4
L
29 ange
on
Milto
Milton Pl
t,
nC
L
ace
ns
ourt
of
Cour
Co
High
y
t
1
Cit
walk
ro
Cor 14.7m Posts
Bo
e
oner
th
125
sC
of
t an SU 31 18
ty
SHOREDITCH
LB to 35
2
Offi d Corpn N
un
13
1 to Turntable ST
19
Co
ces WB 25 RE PH
NT
1
ET
&
37 20
y
Cit
Drill
PAVEME
Tower CR
Eliminated at Phase 1
ET
TRE
13.3m
Finsbury Court Whi
RO
Bdy
NS
tecr
PH
PE LACK oss
36
FINSBUR
MA INGT Pla
on
SO
KE ON ST ce 2
Lond
R REET
WIL
ST
29
Fire Station RE
ty of
ET 1
TCBs
e Ci
2
3
of th
19 Fins
FB to bury
24
ty
10 to
Coun
Eliminated at Phase 2
Ave
nue
13
Bro
&
70
ad
City
Lane
ET
City Point
Bdy
STRE
LB
ly &
N
m
L As
INIO
14.4
14.3m
14
t, G
DOM
1
Cons
21
Proceed to Phase 3
Bor
City o 1
Boro
an Con
dC st,G 4
ou LA
nty sl
of
the CR y Con
BISHOPSGATE WARD
C st &
ity
GREATER LONDON
LB
of L Bdy
on
don
Turn lar
3
table
cu
ouse
Broadgate
Vehi
Bank 6
ANE
ds H
nue
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UT
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16
Ave
HP 33
CR
2 to
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LA
O
TCBs CE 19 34
y
4
MO
WS
12
110
sbur
ME
to
Fin
32
Tent
ACE
120
155
s
Chu rfield
35
er H
ouse
H PL
P to 13 13.9m Broadgate
rch
(belowH
oo
12
SOUT
Circle
yM
)
walk
PH
2
45
1 Ice Rink
Mar
36
High
2 Arena
8
31
St
3 Liverpool Street Station
hby
UE
NEW 4
walk
UNION
AVEN
ug
5
ST REET War
Willo
walk
High
d Bdy 6
BURY
High
nnic
14 30
River Plate House 7 to
FINS
nnic
Finsbury Circus 9
Brita
Brita
16
11 House CR 37
Moo
1
rfiel EL
ds H D
21
141
to 31 ON
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10
26
26
al
DS
k EE
Posts
T
31
FIEL
9 27
137
14.0m
OR
14
7 to 11
Moorgate MOO
MO
R PL to 25
Station ACE Britannic House 18
12
E
(London
24
AG
Transport)
PASS
7 FINSBURY
94
CIR 16 15
CU
109
ET
PH S 14 EL 11
WARD
20
STRE
to
DO
3 to Bank Oct
103
TCB N agon
Def
Tele 6 16 12.7m
to A
SUN
pho (bel rcad
TCPs
STRE
24 e
ne E AVE ow)
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16
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T
an
ET
COLEMANPSTREET
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16 to 24
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TCB
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14
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War
Ban
Subway
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nd Ra
18
101
ilway
FOR
TCBs PO
6
e
Posts
5
Keat
y
lac
13
Bd
s Pl
CR
ace
Bank Bandstand
ard
W
12
PC SD
t
ee
4
Moor
95
Str
100
15
ST
91to
19
LD
14
Site of
30
D Fn
FIE
TCPs
ity
13
6
84
OM
3
ivers
PH 1
BL
s)
2
4
of
85
udie
walk
20
ll Un
31
PH 119 PH
2
1 High
St Mary of Bethlehem
s St
uildha
rfiel TCBs
sines
ds 118a
(Founded AD 1247)
1
on G
TCP Bank
l of Bu
Lond
5
oo
8
Posts 13.4m 50
(Sch
23
9
15
Live LIV
ERP
10
Bank rpoo
FIN LB
CR
Moor PH l St OO
Salisbury House SB SB Stat LS
11
Gate UR (LRT ion TREE
)
n
Y T
e
(site of)
Albio
Plac
72
CIRCUS 17
BISHOPSGATE WARD
28
LB
BISHOPSGATE WARD
12
18
80
74
19
T
25
SL SL
76 to
s
EE
Car Park 115
20
ing
21
R
ild
ST
23
12.8m
73
BM 13
Bu
22
BROAD 24
STREET
LD
Aust .25m
E
34 26
AVENUE
IE
ral H
S PLAC
Wall
27
LOND
MF
ouse on
70
25
ON WA 168
Lond
28
O
14.4m
73
Armourers LL 150 to 12 11 10
29
BL
4
30
8 7 6
81
CIRCU
Hall 2 1
REET
The Arcade
2
Def 41 Bank 14 13
ET
32
64
16
62
17
12.5m 47 20 19 18
N STRE
Swedbank 22
Turn cular
D ST
e
42 24 26
tabl
LB 43
New Broad Street
Bank House
Vehi
46 23
67
25
y
BROA
45 33
Bd
42 House
91
56 to
16
MA
ard
1
Broad
81 to
St
W
49
COLE
y
AVENUE
d Bd
OLD
60
63
55
2
12.5m
War
Def 3 Alde
COLEMAN STREET WARD Wa El Su White Hart rm
Hous ans
59
NEW
COPTHALL
rd Bd
CITIES OF LONDON AND WESTMINSTER BORO Petty BROA b Sta Court
e
30 to 20
y FB
48 to
Franc
CONST Postern
53
e D ST
REET
Posts
69
Bank BISHOPSGATE (site of)
(site of)
CITY AND COUNTY OF THE CITY OF LONDON
54
19
Und 54
63 to 64 Posts Alderm
55
60 62
Churc h's
ll
Def Und 54 to Walk
h Ha
PH
tolp
2 85
2
LB
St Bo
Bank
Def
25
Und Church
War Def
30 to 20
64
BPs Capel House
52 to
Bank
d Bd
Nun Court CITIESBank
OF LONDON AND WESTMINSTER 13.1
0m y Wall FW 63 St Botolph without
BORO CONST BROAD STREET WARD
4
Def 7 8 BISHOP
1
91
Bishopsgate Church
57
44
El CHURCHSGATE
CITY AND EAST GL ASLY CONST
40
72
Bank Bisho
36
All Ha
74
87 to
Sub llows YARD psga
Sta Carpenters' Hall on the te Ch
LO Wall CITY AND COUNTY OF THEurcCITY
hyard
Guildhall Bank ON h
16
53
CW
WA House
4
Chambers 83 BP
5
LL
42
13.1m
38
T 75
6
LL
E PLACE
27 to 34 Fn
FW
51
67
Bank BPs
30 to
PH
Bank 13.4m 26
MOORGAT
34
7
25
10
Great Swan Institute of 10 22 to
Alley
41
5 to
Chartered Accountants WORM 24
16
WO 14.4m 5
11
75
OD ST 21
10
5 to
FB REET
24
Bank Bank
7
LB
64 to 66
14
WIN
45
LONDON EER
BPs CHES
35 to
TER
23
Garde STRE
Def
CW
12
R1246 (34)
8
ns 21 ET
pers
damage
9
63
ENUE
10
Bank
20
Dra
Piercy House
HOC/10050/0035
FW
9 to
LL AV
19
33/46
19
Bank
PTHA
15
6
CO
Case History (JLE)
Elizabeth House
PH
PH
8
Shell Centre
e
Air
Air
Shaft
Shaft
us
Ho
3.6m
4.0m
eth
10
zab
onry
rsrs
eltltee
g mas
Shhe
Bank
S
Slopin
133
Eli
6655 to
to
eo
use
usH
eHtho
th
eb
aba
BM 4.20m
ziz
Elil
E
CHIC
HEL
EY S
TRE
ET
AR
CH
24
5
Bank
AR
CH
24
4
3.7m Bank
AR
CH
G7
24
3
F7
67
DO
OR
Waterloo
69
AR
CH
24
2
International
r
elte
AR
Sh
CH
24
3.7m
G8
Terminal
F8
AD
AR
CH
E RO
24
0
AD
LE
RO
EDER
AK
E
RK
ST
BELV
YO
RE
ET
r
75
elte
to
AR
Sh
CH
239
79
SL
SL
-20
Settlement (mm)
-70
0 10 20 30 40 50 60 70 80 90 100
Distance (m)
R1246
35/46 (36) HOC/10050/0037
Conclusions for HS2
London Area
• A conservative and internationally accepted process is
used to assess the risk of excavation-induced damage to
buildings by the HS2 Project
• For buildings affected by the EPBM tunnelling, the
potential damage category is Negligible to Slight (i.e.
Category 0 to 2)
• For some buildings close to shallow SCL tunnels, shafts
and portals the potential damage category can be Slight,
occasionally Moderate (i.e. Category 2 to 3)
R1246
36/46 (37) HOC/10050/0038
Additional Considerations for Listed
Buildings
• All listed buildings within the 10mm contour are
automatically subject to a Phase 3 assessment.
• Additional considerations are taken into account
for listed buildings, allowing for:
i. Structural condition;
ii. Structural sensitivity, and
iii. Sensitivity of heritage features
R1246
37/46 (38) HOC/10050/0039
Additional Considerations for Listed
Buildings
Criteria
R1246
38/46 (39) HOC/10050/0040
Mitigation Measures
• General
• Compensation Grouting
• Big Ben Case History
R1246
39/46 (40) HOC/10050/0041
Mitigation Measures
• Industry best practice during construction,
including comprehensive monitoring
• Good control of the EPBM and good SCL
construction - minimising volume losses
• If ground movements are still excessive, other
measures include strengthening, underpinning,
jacking or compensation grouting
R1246
40/46 (41) HOC/10050/0042
R1246 (42) HOC/10050/0043
R1246 (43) HOC/10050/0044
R1246 (44) HOC/10050/0045
Big Ben Clock Tower
JLE Westminster Station Under Construction
R1246
42/46 (45) HOC/10050/0046
Big Ben & Westminster Station (JLEP)
Δ
Tilt =
H
H = 55m
31m
R1246
43/46 (46) HOC/10050/0047
Big Ben & Westminster Station (JLEP)
R1246
44/46 (47) HOC/10050/0048
Big Ben & Westminster Station (JLEP)
Plan Layouts of Grout Tube Arrays
Big Ben
R1246
45/46 (48) HOC/10050/0049
Control of tilt of Big Ben Clock Tower
by compensation grouting
40
Tunnel Progress:
Pilots Enlargements
Tilt of Clock Tower (mm/55m)
WB EB WB EB
30
Construction
20 Control
Range
Grouting Episodes
10
Start of
Grouting
0
Box Excavation
Progress [m]:
9 13 16 22 25 31 35 39
-10
Nov-94 Nov-95 Nov-96 Nov-97 Nov-98 Nov-99 Nov-2000
R1246
48/46 (51) HOC/10050/0052
Crossrail – Kempton Court
• Residential Flats
Constructed in 1996, Load bearing masonry
No basement – 4 storeys
Piled
R1246
49/46 (52) HOC/10050/0053
Crossrail – Kempton Court
• Bored Piles
o Pile cutting necessary for
EB Tunnel
tunnel enlargement
o Most piles within 4 m of
tunnel crown
R1246
50/46 (53) HOC/10050/0054
Crossrail – Kempton Court
Perpendicular Distance from PTE (m)
Displacement (mm)
20 30 40 50 60 Greenfield
0 Section
−10 GF 07
−20
Building o Building settlements very
−30
−40
Section similar to `Greenfield’
−30 −20 −10 0 10 20 KC 04
surface settlements
Perpendicular Distance from PTW (m) A A
B D
B
A
R1246
51/46 (54) HOC/10050/0055
Crossrail Whitechapel Station -Swanlea School
R1246
52/46 (55) HOC/10050/0056
Case Histories – HS1, London (bridges)
• Renwick Road (end-bearing piles in gravel), Jacobsz et
al (2005) South North
15.5m 42m
Made ground
Driven Alluvium, peat
Prop piles
Terrace Gravels
Upline Downline
London Clay
1% Volume Loss
Piles settled similarly to ‘greenfield’ settlements at pile toe
R1246
53/46 (56) HOC/10050/0057
Case Histories – HS1, London (bridges)
• A406 Viaduct (friction piles), Jacobsz et al (2005)
North South
Pier 6 Pier 7 Pier 8
38m 38m
Railway lines
Made ground
Terrace Gravels
London Clay
Downline Upline
Zone of
influence Thanet Sands
R1246
55/46 (58) HOC/10050/0059
Utilities
• Similar to buildings, a risk-based, damage
assessment process will be adopted for key
utilities potentially affected by HS2
R1246
56/46 (59) HOC/10050/0060
Conclusions
• There is considerable experience in UK from
Crossrail, Jubilee Line Extension, HS1 and many
utility tunnels – very little building damage occurred
• A conservative, internationally recognised
methodology for the assessment of the risk of
damage to buildings is being used
• Proven and effective protective measures are
available - these will ensure that the planned works
can be undertaken without significant settlement
impacts
R1246
57/46 (60) HOC/10050/0061
References
R1246
58/46 (61) HOC/10050/0062